0001007444-19-000008.txt : 20190401
0001007444-19-000008.hdr.sgml : 20190401
20190329173756
ACCESSION NUMBER: 0001007444-19-000008
CONFORMED SUBMISSION TYPE: TA-2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190401
DATE AS OF CHANGE: 20190329
EFFECTIVENESS DATE: 20190401
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial LLC /TA
CENTRAL INDEX KEY: 0001007444
IRS NUMBER: 952834236
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: TA-2
SEC ACT: 1934 Act
SEC FILE NUMBER: 084-05637
FILM NUMBER: 19717948
BUSINESS ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 617-423-3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET, 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Financial CORP /TA
DATE OF NAME CHANGE: 20080116
FORMER COMPANY:
FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA
DATE OF NAME CHANGE: 19960208
TA-2
1
primary_doc.xml
X0606
TA-2
2018-12-31
084-05637
0001007444
XXXXXXXX
LIVE
true
false
LPL Financial LLC /TA
Some
DST Systems, Inc.
084-00448
N
Securities and Exchange Commission
Yes, filed amendment(s)
406961
12869
12869
12869
0
0.00
0.00
100.00
0.00
0.00
0.00
0
0
12869
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
12869
0
18119
32264749469.00
0
0.00
13
30082.00
0
Not Applicable
4916910
0
0
0
0
Robert Ramanujam
980-321-1292
Vice President, Risk Management
03/29/2019