SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form TA-1/A - Registration of Transfer Agent: [Amend]
SEC Accession No. 0001007444-18-000008
Filing Date
2018-04-18
Accepted
2018-05-03 10:56:20
Documents
1
Effectiveness Date
2018-04-28

Document Format Files

Seq Description Document Type Size
1 primary_doc.html TA-1/A  
1 primary_doc.xml TA-1/A 177982
  Complete submission text file 0001007444-18-000008.txt   179221
Mailing Address 75 STATE STREET, 22ND FLOOR BOSTON MA 02109
Business Address 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 617-423-3644
LPL Financial LLC /TA (Filer) CIK: 0001007444 (see all company filings)

IRS No.: 952834236 | State of Incorp.: CA | Fiscal Year End: 1231
Type: TA-1/A | Act: 34 | File No.: 084-05637 | Film No.: 18802334