0001007444-17-000011.txt : 20170331 0001007444-17-000011.hdr.sgml : 20170331 20170331171731 ACCESSION NUMBER: 0001007444-17-000011 CONFORMED SUBMISSION TYPE: TA-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170331 DATE AS OF CHANGE: 20170331 EFFECTIVENESS DATE: 20170331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial LLC /TA CENTRAL INDEX KEY: 0001007444 IRS NUMBER: 952834236 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: TA-2 SEC ACT: 1934 Act SEC FILE NUMBER: 084-05637 FILM NUMBER: 17731381 BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 617-423-3644 MAIL ADDRESS: STREET 1: 75 STATE STREET, 22ND FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: LPL Financial CORP /TA DATE OF NAME CHANGE: 20080116 FORMER COMPANY: FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA DATE OF NAME CHANGE: 19960208 TA-2 1 primary_doc.xml X0606 TA-2 2016-12-31 084-05637 0001007444 XXXXXXXX LIVE true false LPL Financial LLC /TA Some DST Systems, Inc. 084-00448 N Securities and Exchange Commission Yes, filed amendment(s) 408988 13024 13024 13009 0 0.00 0.00 100.00 0.00 0.00 0.00 0 0 13024 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 13009 0 16303 33838784007.00 0 0.00 3 66553.00 0 Yes 4182814 0 0 0 0 Steven Mills 980-321-1994 Vice President, Operations 03/31/2017