0001007444-16-000048.txt : 20160330 0001007444-16-000048.hdr.sgml : 20160330 20160330133723 ACCESSION NUMBER: 0001007444-16-000048 CONFORMED SUBMISSION TYPE: TA-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160330 DATE AS OF CHANGE: 20160330 EFFECTIVENESS DATE: 20160330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial LLC /TA CENTRAL INDEX KEY: 0001007444 IRS NUMBER: 952834236 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: TA-2 SEC ACT: 1934 Act SEC FILE NUMBER: 084-05637 FILM NUMBER: 161538455 BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 617-423-3644 MAIL ADDRESS: STREET 1: 75 STATE STREET, 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: LPL Financial CORP /TA DATE OF NAME CHANGE: 20080116 FORMER COMPANY: FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA DATE OF NAME CHANGE: 19960208 TA-2 1 primary_doc.xml X0505 TA-2 LIVE 5.4.0 0001007444 084-05637 2015-12-31 LPL Financial LLC SOME DST Systems, Inc. 084-00448 false SEC YES 338603 12800 12800 12783 0 0 0 100 0 0 0 0 0 12800 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 12783 0 12367 8295148075.68 0 0 8 46766 0 YES 13114514 0 0 0 0 Steven Mills Vice President, Operations 980-321-1994 2016-03-30