0001007444-16-000037.txt : 20160301 0001007444-16-000037.hdr.sgml : 20160301 20160301110903 ACCESSION NUMBER: 0001007444-16-000037 CONFORMED SUBMISSION TYPE: TA-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 EFFECTIVENESS DATE: 20160301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial LLC /TA CENTRAL INDEX KEY: 0001007444 IRS NUMBER: 952834236 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: TA-2 SEC ACT: 1934 Act SEC FILE NUMBER: 084-05637 FILM NUMBER: 161471915 BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 617-423-3644 MAIL ADDRESS: STREET 1: 75 STATE STREET, 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: LPL Financial CORP /TA DATE OF NAME CHANGE: 20080116 FORMER COMPANY: FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA DATE OF NAME CHANGE: 19960208 TA-2 1 primary_doc.xml X0505 TA-2 LIVE 5.4.0 0001007444 084-05637 2013-12-31 LPL Financial LLC SOME DST Systems, Inc. 084-00448 false SEC YES 221568 10821 10821 10815 0 0 0 100 0 0 0 0 0 10821 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 10815 0 8723 2696725728.53 0 0 0 0 0 YES 2397968 0 0 0 0 Steven Mills Vice President, Operations 980-321-1994 2016-03-01