0001007444-14-000011.txt : 20140523 0001007444-14-000011.hdr.sgml : 20140523 20140523122122 ACCESSION NUMBER: 0001007444-14-000011 CONFORMED SUBMISSION TYPE: TA-2/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20140523 DATE AS OF CHANGE: 20140523 EFFECTIVENESS DATE: 20140523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial LLC /TA CENTRAL INDEX KEY: 0001007444 IRS NUMBER: 952834236 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: TA-2/A SEC ACT: 1934 Act SEC FILE NUMBER: 084-05637 FILM NUMBER: 14866249 BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 617-423-3644 MAIL ADDRESS: STREET 1: 75 STATE STREET, 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: LPL Financial CORP /TA DATE OF NAME CHANGE: 20080116 FORMER COMPANY: FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA DATE OF NAME CHANGE: 19960208 TA-2/A 1 primary_doc.xml X0504 TA-2/A LIVE 5.4.0 0001007444 084-05637 2012-12-31 LPL Financial LLC SOME DST Systems, Inc. 084-00448 false SEC YES 115489 10975 10975 10969 0 0 0 100 0 0 0 0 0 10975 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 10969 0 8835 2696920942 0 0 0 0 0 YES 2399626 0 0 0 0 Dan Spillane Vice President, Operations 858-909-6615 2014-05-23