0001007444-14-000011.txt : 20140523
0001007444-14-000011.hdr.sgml : 20140523
20140523122122
ACCESSION NUMBER: 0001007444-14-000011
CONFORMED SUBMISSION TYPE: TA-2/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20140523
DATE AS OF CHANGE: 20140523
EFFECTIVENESS DATE: 20140523
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial LLC /TA
CENTRAL INDEX KEY: 0001007444
IRS NUMBER: 952834236
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: TA-2/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 084-05637
FILM NUMBER: 14866249
BUSINESS ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 617-423-3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET, 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Financial CORP /TA
DATE OF NAME CHANGE: 20080116
FORMER COMPANY:
FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA
DATE OF NAME CHANGE: 19960208
TA-2/A
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Dan Spillane
Vice President, Operations
858-909-6615
2014-05-23