0001007444-13-000002.txt : 20130328 0001007444-13-000002.hdr.sgml : 20130328 20130328110448 ACCESSION NUMBER: 0001007444-13-000002 CONFORMED SUBMISSION TYPE: TA-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130328 DATE AS OF CHANGE: 20130328 EFFECTIVENESS DATE: 20130328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial LLC /TA CENTRAL INDEX KEY: 0001007444 IRS NUMBER: 952834236 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: TA-2 SEC ACT: 1934 Act SEC FILE NUMBER: 084-05637 FILM NUMBER: 13722230 BUSINESS ADDRESS: STREET 1: 9785 TOWNE CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 617-423-3644 MAIL ADDRESS: STREET 1: 75 FEDERAL STREET, 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: LPL Financial CORP /TA DATE OF NAME CHANGE: 20080116 FORMER COMPANY: FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA DATE OF NAME CHANGE: 19960208 TA-2 1 primary_doc.xml X0504 TA-2 LIVE 5.4.0 0001007444 084-05637 2012-12-31 LPL Financial LLC SOME DST Systems, Inc. 084-00448 false SEC YES 78994 6945 6945 6939 0 0 0 100 0 0 0 0 0 6945 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 6939 0 6014 1904345664 0 0 6 24643 0 YES 1280060 0 2012-12-31 0 0 0 Stephanie L. Brown Managing Director, General Counsel 617-423-3644 2013-03-28