0001007444-11-000009.txt : 20110330 0001007444-11-000009.hdr.sgml : 20110330 20110330121330 ACCESSION NUMBER: 0001007444-11-000009 CONFORMED SUBMISSION TYPE: TA-2/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110330 DATE AS OF CHANGE: 20110330 EFFECTIVENESS DATE: 20110330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial LLC /TA CENTRAL INDEX KEY: 0001007444 IRS NUMBER: 952834236 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: TA-2/A SEC ACT: 1934 Act SEC FILE NUMBER: 084-05637 FILM NUMBER: 11721090 BUSINESS ADDRESS: STREET 1: 9785 TOWNE CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 617-423-3644 MAIL ADDRESS: STREET 1: ONE BEACON STREET, 22ND FLOOR CITY: BOSTON STATE: MA ZIP: 02108 FORMER COMPANY: FORMER CONFORMED NAME: LPL Financial CORP /TA DATE OF NAME CHANGE: 20080116 FORMER COMPANY: FORMER CONFORMED NAME: LINSCO PRIVATE LEDGER CORP /TA DATE OF NAME CHANGE: 19960208 TA-2/A 1 primary_doc.xml X0503 TA-2/A LIVE 5.2.0 0001007444 084-05637 2010-12-31 LPL Financial LLC SOME DST Systems, Inc. 084-00448 false SEC YES 45665 5107 5107 5102 0 0 0 100 0 0 0 0 0 5107 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5102 0 4212 1164334098 0 0 0 0 0 YES 924028 0 2010-12-31 0 0 0 Stephanie L. Brown Managing Director, General Counsel 617-897-4430 2011-03-30