0001007382-17-000001.txt : 20170327 0001007382-17-000001.hdr.sgml : 20170327 20170327161039 ACCESSION NUMBER: 0001007382-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170323 FILED AS OF DATE: 20170327 DATE AS OF CHANGE: 20170327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIO-PATH HOLDINGS INC CENTRAL INDEX KEY: 0001133818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870652870 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4710 BELLAIRE BOULEVARD STREET 2: SUITE 210 CITY: BELLAIRE STATE: TX ZIP: 77401 BUSINESS PHONE: (832) 742-1357 MAIL ADDRESS: STREET 1: 4710 BELLAIRE BOULEVARD STREET 2: SUITE 210 CITY: BELLAIRE STATE: TX ZIP: 77401 FORMER COMPANY: FORMER CONFORMED NAME: OGDEN GOLF CO CORP DATE OF NAME CHANGE: 20010205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRIS DOUGLAS P CENTRAL INDEX KEY: 0001007382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36333 FILM NUMBER: 17715466 MAIL ADDRESS: STREET 1: 550 MADISON AVENUE, SUITE 3206 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-03-23 0 0001133818 BIO-PATH HOLDINGS INC BPTH 0001007382 MORRIS DOUGLAS P 2800 EAST WILD MARE WAY HEBER CITY UT 84032 1 0 0 0 Common Stock 1609811 I by Hyacinth Resources, LLC Common Stock 24100 I by Sycamore Ventures, LLC Common Stock Option (right to buy) 0.7952 2017-03-23 4 A 0 25000 0 A 2027-03-23 Common Stock 25000 25000 D The reporting person disclaims beneficial ownership of the issuer's common stock held by Sycamore Ventures, LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. This option vests over a four-year period, with one-fourth (1/4) of the 25,000 shares vesting on the first anniversary of March 23, 2017 and the remaining shares vesting thereafter in equal monthly increments equal to one-forty-eighth (1/48) of the 25,000 shares, based on continuing service to Bio-Path Holdings, Inc. /s/ Douglas P. Morris 2017-03-27