0001400318-16-000026.txt : 20161114
0001400318-16-000026.hdr.sgml : 20161111
20161114173116
ACCESSION NUMBER: 0001400318-16-000026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRGX GLOBAL, INC.
CENTRAL INDEX KEY: 0001007330
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700]
IRS NUMBER: 582213805
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 GALLERIA PARKWAY
STREET 2: STE 100
CITY: ATLANTA
STATE: GA
ZIP: 30339-5949
BUSINESS PHONE: 7707796610
MAIL ADDRESS:
STREET 1: 600 GALLERIA PARKWAY
STREET 2: STE 100
CITY: ATLANTA
STATE: GA
ZIP: 30339-5949
FORMER COMPANY:
FORMER CONFORMED NAME: PRG-SCHULTZ INTERNATIONAL, INC.
DATE OF NAME CHANGE: 20080327
FORMER COMPANY:
FORMER CONFORMED NAME: PRG SCHULTZ INTERNATIONAL INC
DATE OF NAME CHANGE: 20020125
FORMER COMPANY:
FORMER CONFORMED NAME: PROFIT RECOVERY GROUP INTERNATIONAL INC
DATE OF NAME CHANGE: 19960207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Park David E III
CENTRAL INDEX KEY: 0001562508
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28000
FILM NUMBER: 161996105
MAIL ADDRESS:
STREET 1: ONE FERRY BUILDING
STREET 2: SUITE 255
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cost David W Jr
CENTRAL INDEX KEY: 0001562507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28000
FILM NUMBER: 161996107
MAIL ADDRESS:
STREET 1: ONE FERRY BUILDING
STREET 2: SUITE 255
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Headlands Capital Management, LLC
CENTRAL INDEX KEY: 0001562452
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28000
FILM NUMBER: 161996112
BUSINESS ADDRESS:
STREET 1: ONE FERRY BUILDING
STREET 2: SUITE 255
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-263-7310
MAIL ADDRESS:
STREET 1: ONE FERRY BUILDING
STREET 2: SUITE 255
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP)
CENTRAL INDEX KEY: 0001400318
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28000
FILM NUMBER: 161996113
BUSINESS ADDRESS:
STREET 1: ONE FERRY BUILDING
STREET 2: SUITE 255
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-263-7300
MAIL ADDRESS:
STREET 1: ONE FERRY BUILDING
STREET 2: SUITE 255
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-11-10
0
0001007330
PRGX GLOBAL, INC.
PRGX
0001400318
HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP)
ONE FERRY BUILDING
SUITE 255
SAN FRANCISCO
CA
94111
0
0
1
0
0001562452
Headlands Capital Management, LLC
ONE FERRY BUILDING
SUITE 255
SAN FRANCISCO
CA
94111
0
0
0
1
General Partner of 10% Owner
0001562507
Cost David W Jr
ONE FERRY BUILDING
SUITE 255
SAN FRANCISCO
CA
94111
0
0
0
1
Member of General Partner
0001562508
Park David E III
ONE FERRY BUILDING
SUITE 255
SAN FRANCISCO
CA
94111
0
0
0
1
Member of General Partner
Common Stock
2016-11-10
4
P
0
45000
4.5
A
2915726
D
This Form 4 is filed on behalf of Headlands Strategic Opportunities Fund, LP (the "Fund"), Headlands Capital Management, LLC (the "GP"), David E. Park III and David W. Cost Jr. The GP is the general partner of the Fund. Messrs. Park and Cost are the sole members of the investment committee of the GP. The investment committee of the GP has collective investment discretion over such shares held by the Fund.
As the general partner of the Fund, the GP may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). As the members of the investment committee of the GP, Messrs. Park and Cost may be deemed to be the indirect beneficial owners of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of the GP, Mr. Park and Mr. Cost disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest.
Securities are directly owned by the Fund. The GP, Mr. Park and Mr. Cost may be deemed to have indirect beneficial ownership of these shares. See Footnotes 1 and 2.
/s/ David W. Cost Jr.
2016-11-14