-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TT+WlQ7NS4VG2Xm4nGqTUBsgdzfDAr4qpdjlS11aXfwGZt+7QHLDIhpO9S8bqc+X pP/ZybD8uHEC0fRvvXF+5w== 0000914062-98-000233.txt : 19980911 0000914062-98-000233.hdr.sgml : 19980911 ACCESSION NUMBER: 0000914062-98-000233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980831 FILED AS OF DATE: 19980910 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROFIT RECOVERY GROUP INTERNATIONAL INC CENTRAL INDEX KEY: 0001007330 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 582213805 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-28000 FILM NUMBER: 98706497 BUSINESS ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY STREET 2: STE 100 N CITY: ATLANTA STATE: GA ZIP: 30339-8426 BUSINESS PHONE: 7707793900 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY STREET 2: STE 100 NORTH CITY: ATLANTA STATE: GA ZIP: 30339-8426 COMPANY DATA: COMPANY CONFORMED NAME: LUSTIG MICHAEL A CENTRAL INDEX KEY: 0001020867 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O THE PROFIT RECOVERY GROUP INT'L INC STREET 2: 2300 WINDY RIDGE PARKWAY STE 100 NORTH CITY: ATLANTA STATE: GA ZIP: 30339-8426 MAIL ADDRESS: STREET 1: C/O THE PROFIT RECOVERY GROUP INT'L INC STREET 2: 2300 WINDY RIDGE PARKWAY STE 100 NORTH CITY: ATLANTA STATE: GA ZIP: 30339-8426 4 1 FORM 4 - AUGUST 1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person LUSTIG, MICHAEL A. 2300 Windy Ridge Parkway Suite 100, North Atlanta, GA 30339-8426 USA 2. Issuer Name and Ticker or Trading Symbol THE PROFIT RECOVERY GROUP INTERNATIONAL, INC. PRGX 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year August 1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |8/5/98|M | |9,600 |A |8.00 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/5/98|M | |1,000 |A |18.00 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/21/9|A | |42,000 |A |N/A |53,630 |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Option |8.00 |8/5/9|M | |9,600 |D |(1) |12/27|Common Stock|9,600 |N/A |14,400 |D | | | |8 | | | | | |/05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option |18.00 |8/5/9|M | |1,000 |D |(2) |7/16/|Common Stock|1,000 |N/A |1,500 |D | | | |8 | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option |23.375 |8/21/|A |V|250,000 |A |(3) |8/21/|Common Stock|250,000|N/A |250,000 |D | | | |98 | | | | | |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Option vests over a five year period in 20% increments each on the anniversary date of the date of Grant [20% on 12/27/96, 20% on 12/27/97, 20% on 12/27/98, 20% on 12/27/99 and the final 20% exercisable on 12/27/00]. (2) Option vests over a five year period in 20% increments each on the anniversary date of the date of Grant [20% on 7/16/97, 20% on 7/16/98, 20% on 7/16/99, 20% on 7/16/00 and the final 20% exercisable on 7/16/01]. (3) Option vests over a five year period in 20% increments each on the anniversary date of the date of Grant [20% on 8/21/99, 20% on 8/21/00, 20% on 8/21/01, 20% on 8/21/02 and the final 20% exercisable on 8/21/03]. SIGNATURE OF REPORTING PERSON Michael A. Lustig by Clinton McKellar, Jr. General Counsel DATE September 8, 1998 -----END PRIVACY-ENHANCED MESSAGE-----