-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NtExjQjdcNUWhFkfcwlgGsk2C+sXXs+hzQJ5IA8+xLmMrKcpBXZkhvqWMLxU3/j1 /RGBoAGWFGsevrMg1rosVQ== 0000914062-98-000047.txt : 19980218 0000914062-98-000047.hdr.sgml : 19980218 ACCESSION NUMBER: 0000914062-98-000047 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROFIT RECOVERY GROUP INTERNATIONAL INC CENTRAL INDEX KEY: 0001007330 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 582213805 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-28000 FILM NUMBER: 98541549 BUSINESS ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY STREET 2: STE 100 N CITY: ATLANTA STATE: GA ZIP: 30339-8426 BUSINESS PHONE: 7709553815 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY STREET 2: STE 100 NORTH CITY: ATLANTA STATE: GA ZIP: 30339-8426 COMPANY DATA: COMPANY CONFORMED NAME: LUSTIG MICHAEL A CENTRAL INDEX KEY: 0001020867 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O THE PROFIT RECOVERY GROUP INT'L INC STREET 2: 2300 WINDY RIDGE PARKWAY STE 100 NORTH CITY: ATLANTA STATE: GA ZIP: 30339-8426 MAIL ADDRESS: STREET 1: C/O THE PROFIT RECOVERY GROUP INT'L INC STREET 2: 2300 WINDY RIDGE PARKWAY STE 100 NORTH CITY: ATLANTA STATE: GA ZIP: 30339-8426 5 1 FORM 5 - DECEMBER 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person LUSTIG, MICHAEL A. 2300 Windy Ridge Parkway Suite 100, North Atlanta, GA 30339-8426 USA 2. Issuer Name and Ticker or Trading Symbol THE PROFIT RECOVERY GROUP INTERNATIONAL, INC. PRGX 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President - Operations 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Options* |17.75 |12/31|A |75,000 |A |** |12/31|Common Stock|75,000 |N/A |75,000 |D | | | |/97 | | | | |/07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * OPTION WAS ISSUED PURSUANT TO PERFORMANCE CRITERIA CONTAINED IN AN EMPLOYMENT AGREEMENT ENTERED INTO IN JANUARY 1996. ** OPTION VESTS IN FOUR EQUAL INSTALLMENTS OF 18,750 EACH, WITH 25% EXERCISABLE ON 12/31/98, 50% ON 12/31/99, 75% ON 12/31/00, AND 100% ON 12/31/01. SIGNATURE OF REPORTING PERSON Michael A. Lustig DATE February 17, 1998 -----END PRIVACY-ENHANCED MESSAGE-----