-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T46kM+64EmpixqB+TQf0wUhLaHySZbdC0/ZOvJ2kr+Z7AE8QwdausCpktgF8WyKT PKQqkh+c57Guv/hJky6BQg== 0000914062-97-000063.txt : 19970222 0000914062-97-000063.hdr.sgml : 19970222 ACCESSION NUMBER: 0000914062-97-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROFIT RECOVERY GROUP INTERNATIONAL INC CENTRAL INDEX KEY: 0001007330 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 582213805 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28000 FILM NUMBER: 97531883 BUSINESS ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: STE 100 NORTH CITY: ATLANTA STATE: GA ZIP: 30339-8426 BUSINESS PHONE: 7709553815 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY STREET 2: STE 100 NORTH CITY: ATLANTA STATE: GA ZIP: 30339-8426 COMPANY DATA: COMPANY CONFORMED NAME: COOK JOHN M CENTRAL INDEX KEY: 0001026035 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PROFIT RECOVERY GROUP INTERNATIONAL INC STREET 2: 2300 WINDY RIDGE PKWY STE 100 N CITY: ATLANTA STATE: GA ZIP: 30339-8426 BUSINESS PHONE: 7709553815 MAIL ADDRESS: STREET 1: PROFIT RECOVERY GROUP INTERNATIONAL INC STREET 2: 2300 WINDY RIDGE PKWY STE 100 N CITY: ATLANTA STATE: GA ZIP: 30339 4 1 FORM 4 - DECEMBER/1996 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person COOK, JOHN M. 2300 WINDY RIDGE PARKWAY SUITE 100, NORTH ATLANTA, GEORGIA 30339-8426 USA 2. Issuer Name and Ticker or Trading Symbol THE PROFIT RECOVERY GROUP INTERNATIONAL, INC. PRGX 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year DECEMBER/1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director (X) 10% Owner (X) Officer (give title below) ( ) Other (specify below) CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK |12/ 23|G |V|105,000 |D |N/A |3,460,783 |D | | | /96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK | | | | | | |1,732,684 |I |AS GENERAL | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | |PARTNER | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK | | | | | | |1400 |I |AS TRUSTEE | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK | | | | | | |918,000 |I |BY TRUST* | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK | | | | | | |918,000 |I |BY TRUST* | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| OPTION (RIGHT TO PURCH|$16.00 |12/31|A |V|73,530 |A |*** |12/31|COMMON STOCK|75,530 |N/A |73,530 |D | | ASE)** | |/96 | | | | | |/06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * THESE SHARES ARE HELD BY GRANTOR RETAINED ANNUITY TRUSTS AND WERE INADVERTENTLY NOT DISCLOSED ON REPORTING PERSON'S PREVIOUS SECTION 16 FILINGS WITH RESPECT TO 1996. ** OPTION WAS ISSUED PURSUANT TO PERFORMANCE CRITERIA CONTAINED IN EMPLOYMENT AGREEMENT ENTERED INTO IN JANUARY 1996. *** OPTION VESTS IN FIVE EQUAL INSTALLMENTS OF 14,706 SHARES EACH, WITH 20% EXERCISABLE ON 12/31/97, 40% ON 12/31/98, 60% ON 12/31/99, 80% ON 12/31/00 AND 100% ON 12/31/01. SIGNATURE OF REPORTING PERSON JOHN M. COOK DATE FEBRUARY 11, 1997 -----END PRIVACY-ENHANCED MESSAGE-----