-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SLRUQe3S7wt4o9QH0D9oEcv5jxz/j27xA1lAVVmR683FD8VDdyilk3PXygnC1/fo z78al9WkxyIeOUb790fu1Q== 0000914062-97-000043.txt : 19970225 0000914062-97-000043.hdr.sgml : 19970225 ACCESSION NUMBER: 0000914062-97-000043 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970206 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROFIT RECOVERY GROUP INTERNATIONAL INC CENTRAL INDEX KEY: 0001007330 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 582213805 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28000 FILM NUMBER: 97519610 BUSINESS ADDRESS: STREET 1: 2300 WINDY RIDGE PARKWAY STREET 2: STE 100 NORTH CITY: ATLANTA STATE: GA ZIP: 30339-8426 BUSINESS PHONE: 7709553815 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY STREET 2: STE 100 NORTH CITY: ATLANTA STATE: GA ZIP: 30339-8426 COMPANY DATA: COMPANY CONFORMED NAME: CARLINO ROBERT V CENTRAL INDEX KEY: 0001032167 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: PROFIT RECOVERY GROUP INTERNATIONAL INC STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 100 N. TO CITY: ATLANTA STATE: GA ZIP: 30339 3 1 FORM 3 - 01/28/96 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Carlino, Robert V. 2300 Windy Ridge Parkway Suite 100, North Atlanta, Georgia 30339-8426 USA 2. Date of Event Requiring Statement (Month/Day/Year) 01/28/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol The Profit Recovery Group International, Inc. PRGX 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President-U.S. Operations (The Profit Recovery Group International I, Inc.) 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock, no par value per share |300 |D |Jointly, with wife | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, no par value per share |100 |I |By son | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Option to Purchase Commo|* |01/03/07 |Common Stock |15,000 |$14.75 |D | | n Stock | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option to Purchase Commo|** |7/31/06 |Common Stock |12,500 |$19.875 |D | | n Stock | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option to Purchase Commo|*** |3/26/06 |Common Stock |10,000 |$11.00 |D | | n Stock | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option to Purchase Commo|**** |5/18/05 |Common Stock |20,000 |$5.30 |D | | n Stock | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * The Option vests and becomes exercisable as follows, on a cumulative basis: First Anniversary of Grant Date (January 3, 1998) 20 %, Second Anniversary of Grant Date 40 %, Third Anniversary of Grant Date 60 %, Fourth Anniversary of Grant Date 80 %, and Fifth Anniversary of Grant Date 100 %. ** The Option vests and becomes exercisable as follows, on a cumulative basis: First Anniversary of Grant Date (July 31, 1997) 20 %, Second Anniversary of Grant Date 40 %, Third Anniversary of Grant Date 60 %, Fourth Anniversary of Grant Date 80 %, and Fifth Anniversary of Grant Date 100 %. *** The Option vests and becomes exercisable as follows, on a cumulative basis: First Anniversary of Grant Date (March 26, 1997) 20 %, Second Anniversary of Grant Date 40 %, Third Anniversary of Grant Date 60 %, Fourth Anniversary of Grant Date 80 %, and Fifth Anniversary of Grant Date 100 %. **** The Option vests and becomes exercisable as follows, on a cumulative basis: First Anniversary of Grant Date (May 18, 1996) 20 %, Second Anniversary of Grant Date 40 %, Third Anniversary of Grant Date 60 %, Fourth Anniversary of Grant Date 80 %, and Fifth Anniversary of Grant Date 100 %. SIGNATURE OF REPORTING PERSON Robert V. Carlino DATE February 6, 1997 -----END PRIVACY-ENHANCED MESSAGE-----