0001006938-23-000003.txt : 20230119
0001006938-23-000003.hdr.sgml : 20230119
20230119085615
ACCESSION NUMBER: 0001006938-23-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
PRALL,ERIC,RALPH,
FILED AS OF DATE: 20230118
DATE AS OF CHANGE: 20230119
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC.
CENTRAL INDEX KEY: 0001006938
IRS NUMBER: 411819873
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02725
FILM NUMBER: 23536040
BUSINESS ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 851-5946
MAIL ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC.
DATE OF NAME CHANGE: 20020911
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020828
MA-I
1
primary_doc.xml
MA-I
0001006938
XXXXXXXX
ALICIA WATSPM
6124604823
AWATSON@NORTHLANDSECURITIES.COM
TSPANIER@NORTHLANDSECURITIES.COM
N
N
ERIC
RALPH
PRALL
4661975
N
1
0001006938
NORTHLAND SECURITIES, INC.
12-07-2022
Y
867-00500
SUPERVISED
12-12-2022
150 SOUTH FIFTH STREET
SUITE 3300
MINNEAPOLIS
MN
55402
LOCATED
12-12-2022
9757 FAIRWAY DRIVE
POWELL
OH
43085
12-2022
NORTHLAND SECURITIES INC
MINNEAPOLIS
MN
55402
Y
Y
MANAGING DIRECTOR
11-2018
11-2022
HILLTOP SECURITIE INC
DALLAS
TX
75270
Y
Y
MANAGING DIRECTOR
01-2013
11-2018
ROSS SINCLAIRE AND ASSOCIATES
POWELL
OH
43065
Y
Y
MANAGING DIRECTOR
Y
04-2018
ST GEORGE'S COURT CONDO ASSOCIATION
9757 FAIRWAY BLVD
POWELL
OH
43065
N
N
RENTAL PROPERTY
TREASURER
1
REVIEW ASSOCIATION FINANCIALS
11-2005
1412-1414 VIRGINIA AVE
1412-1414 VIRGINIA AVE
COLUMBUS
OH
43212
N
N
RENTAL PROPERTY
OWNER
1
OWNER/MANAGER OF DUPLEX RENTAL PROPERTY
05-2015
QC APTS LLC
269 QUAIL CREEK
NEWARK
OH
43055
N
N
RENTAL PROPERTY
MEMBER
1
LIMITED LIABILITY COMPANY THAT OWNS REAL ESTATE HOLDINGS
06-2015
OAK HAVEN APTS LLC
125 NORTH 5TH STREET
NEWARK
OH
43055
N
N
RENTAL PROPERTY
MEMBER
1
INVESTOR IN LIMITED LIABILITY COMPANY THAT OWNS REAL ESTATE HOLDINGS
10-2015
SOUTH ZANE APTS LLC
2000 BEECHROCK CIRCLE
ZANESVILLE
OH
43071
N
N
RENTAL PROPERTY
MEMBER
1
INVESTOR IN LIMITED LIABILITY COMPANY THAT OWNS REAL ESTATE HOLDINGS
05-2016
FAIRWAY 57 HOLDINGS LLC
9757 FAIRWAY DRIVE
POWELL
OH
43065
N
N
REAL ESTATE
MEMBER
2
INVESTOR IN LIMITED LIABILITY COMPANY THAT OWNS, MANAGES AND ACQUIRES REAL ESTATE HOLDINGS
07-2022
PUMPKIN PATCH LLC
MOULL STREET
NEWARK
OH
43055
N
N
REAL ESTATE
MEMBER
1
INVESTOR IN LLC THAT OWNS REAL ESTATE HOLDINGS
07-2021
KRISTINA DRIVE LLC
501 KRISTINA DRIVE
BELLEFONTAINE
OH
43056
N
N
REAL ESTATE
MEMBER
1
INVESTOR IN LIMITED LIABILITY COMPANY THAT OWNS REAL ESTATE HOLDINGS
12-2020
BROOKRIDGE APARTMENTS
56 COLONIAL DRIVE
JEFFERSONVILLE
OH
43128
N
N
REAL ESTATE
MEMBER
1
INVESTOR IN LLC THAT OWNS REAL ESTATE HOLDINGS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-18-2023
ALICIA WATSON
COMPLIANCE OFFICER