0001006938-23-000003.txt : 20230119 0001006938-23-000003.hdr.sgml : 20230119 20230119085615 ACCESSION NUMBER: 0001006938-23-000003 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 PRALL,ERIC,RALPH, FILED AS OF DATE: 20230118 DATE AS OF CHANGE: 20230119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC. CENTRAL INDEX KEY: 0001006938 IRS NUMBER: 411819873 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02725 FILM NUMBER: 23536040 BUSINESS ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 851-5946 MAIL ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC. DATE OF NAME CHANGE: 20020911 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020828 MA-I 1 primary_doc.xml MA-I 0001006938 XXXXXXXX ALICIA WATSPM 6124604823 AWATSON@NORTHLANDSECURITIES.COM TSPANIER@NORTHLANDSECURITIES.COM N N ERIC RALPH PRALL 4661975 N 1 0001006938 NORTHLAND SECURITIES, INC. 12-07-2022 Y 867-00500 SUPERVISED 12-12-2022 150 SOUTH FIFTH STREET SUITE 3300 MINNEAPOLIS MN 55402 LOCATED 12-12-2022 9757 FAIRWAY DRIVE POWELL OH 43085 12-2022 NORTHLAND SECURITIES INC MINNEAPOLIS MN 55402 Y Y MANAGING DIRECTOR 11-2018 11-2022 HILLTOP SECURITIE INC DALLAS TX 75270 Y Y MANAGING DIRECTOR 01-2013 11-2018 ROSS SINCLAIRE AND ASSOCIATES POWELL OH 43065 Y Y MANAGING DIRECTOR Y 04-2018 ST GEORGE'S COURT CONDO ASSOCIATION 9757 FAIRWAY BLVD POWELL OH 43065 N N RENTAL PROPERTY TREASURER 1 REVIEW ASSOCIATION FINANCIALS 11-2005 1412-1414 VIRGINIA AVE 1412-1414 VIRGINIA AVE COLUMBUS OH 43212 N N RENTAL PROPERTY OWNER 1 OWNER/MANAGER OF DUPLEX RENTAL PROPERTY 05-2015 QC APTS LLC 269 QUAIL CREEK NEWARK OH 43055 N N RENTAL PROPERTY MEMBER 1 LIMITED LIABILITY COMPANY THAT OWNS REAL ESTATE HOLDINGS 06-2015 OAK HAVEN APTS LLC 125 NORTH 5TH STREET NEWARK OH 43055 N N RENTAL PROPERTY MEMBER 1 INVESTOR IN LIMITED LIABILITY COMPANY THAT OWNS REAL ESTATE HOLDINGS 10-2015 SOUTH ZANE APTS LLC 2000 BEECHROCK CIRCLE ZANESVILLE OH 43071 N N RENTAL PROPERTY MEMBER 1 INVESTOR IN LIMITED LIABILITY COMPANY THAT OWNS REAL ESTATE HOLDINGS 05-2016 FAIRWAY 57 HOLDINGS LLC 9757 FAIRWAY DRIVE POWELL OH 43065 N N REAL ESTATE MEMBER 2 INVESTOR IN LIMITED LIABILITY COMPANY THAT OWNS, MANAGES AND ACQUIRES REAL ESTATE HOLDINGS 07-2022 PUMPKIN PATCH LLC MOULL STREET NEWARK OH 43055 N N REAL ESTATE MEMBER 1 INVESTOR IN LLC THAT OWNS REAL ESTATE HOLDINGS 07-2021 KRISTINA DRIVE LLC 501 KRISTINA DRIVE BELLEFONTAINE OH 43056 N N REAL ESTATE MEMBER 1 INVESTOR IN LIMITED LIABILITY COMPANY THAT OWNS REAL ESTATE HOLDINGS 12-2020 BROOKRIDGE APARTMENTS 56 COLONIAL DRIVE JEFFERSONVILLE OH 43128 N N REAL ESTATE MEMBER 1 INVESTOR IN LLC THAT OWNS REAL ESTATE HOLDINGS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-18-2023 ALICIA WATSON COMPLIANCE OFFICER