0001006938-23-000002.txt : 20230109 0001006938-23-000002.hdr.sgml : 20230109 20230109075803 ACCESSION NUMBER: 0001006938-23-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 ROBERTSON,JOSEPH,MILAN, FILED AS OF DATE: 20230106 DATE AS OF CHANGE: 20230109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC. CENTRAL INDEX KEY: 0001006938 IRS NUMBER: 411819873 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02725 FILM NUMBER: 23516639 BUSINESS ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 851-5946 MAIL ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC. DATE OF NAME CHANGE: 20020911 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020828 MA-I 1 primary_doc.xml MA-I 0001006938 XXXXXXXX ALICIA WATSON 6124604823 AWATSON@NORTHLANDSECURITIES.COM AWATSON@NORTHLANDSECURITIES.COM N N JOSEPH MILAN ROBERTSON 2166214 N 1 0001006938 NORTHLAND SECURITIES, INC. 12-07-2022 Y 867-00500 SUPERVISED 12-07-2022 150 SOUTH FIFTH STREET SUITE 3300 MINNEAPOLIS MN 55402 LOCATED 12-07-2022 12-2022 NORTHLAND SECURITIES MINNEAPOLIS MN 55402 Y Y MANAGING DIRECTOR 11-2018 11-2022 HILLTOP SECURITIES INC DALLAS TX 75270 Y Y MANAGING DIRECTOR 01-2013 11-2018 ROSS SINCLAIRE AND ASSOCIATES LLC COLUMBUS OH 43215 Y Y INVESTMENT BANKER Y 05-2008 MONROE TOWNSHIP 7621 JOHNSTOWN ALEXANDRIA ROAD JOHNSTOWN OH 43031 N N TOWNSHIP GOVERNANCE ELECTED TOWNSHIP TRUSTEE 10 OVERSEE THE CARE AND MAINTENANCE OF THE TOWNSHIP ROADS, FIRE PROTECTION ETC. CONDUCTS MONTHLY MEETINGS. 03-2013 WELSH VIEW AND 40TH APTS LLC 101 40TH STREET NEWARK OH 43055 N N APARTMENT MANAGING MEMBER 1 LIMITED LIABILITY COMPANY THAT OWNS APARTMENTS 11-2014 HH APTS LLC 15556 SR 691 NELSONVILLE OH 45764 N N APARTMENTS MANAGING MEMBER 1 LIMITED LIABLILITY COMPANY THAT OWNS APARTMENTS 05-2015 QC APTS LLC 269 QUAIL CREEK NEWARD OH 43055 N N APARTMENTS MANAGING MEMBER 1 LIMITED LIABILITY COMPANY THAT OWNS APARTMENTS 11-2009 JOHNSTOWN YOUTH ATHLETIC ASSOCIATION JYAA P O BOX 433 JOHNSTOWN OH 43031 N N 501 C YOUTH ATHLETIC ORGANIZATION BOARD MEMBER 1 MAINTAIN BOOKS AND FINANCIAL RECORDS OF THE ORGANIZATION 05-2015 GROW LICKING COUNTY COMMUNITY IMPROVEMENT CORP 20 SOUTH 2ND STREET NEWARK OH 43031 N N 501 C 3 ORGANIZATION BOARD MEMBER AND TREASURER 1 OVERSEE THE GOVERNANCE OF THE ORGANIZATION N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-06-2023 ALICIA WATSON COMPLIANCE OFFICER