0001006938-23-000002.txt : 20230109
0001006938-23-000002.hdr.sgml : 20230109
20230109075803
ACCESSION NUMBER: 0001006938-23-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
ROBERTSON,JOSEPH,MILAN,
FILED AS OF DATE: 20230106
DATE AS OF CHANGE: 20230109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC.
CENTRAL INDEX KEY: 0001006938
IRS NUMBER: 411819873
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02725
FILM NUMBER: 23516639
BUSINESS ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 851-5946
MAIL ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC.
DATE OF NAME CHANGE: 20020911
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020828
MA-I
1
primary_doc.xml
MA-I
0001006938
XXXXXXXX
ALICIA WATSON
6124604823
AWATSON@NORTHLANDSECURITIES.COM
AWATSON@NORTHLANDSECURITIES.COM
N
N
JOSEPH
MILAN
ROBERTSON
2166214
N
1
0001006938
NORTHLAND SECURITIES, INC.
12-07-2022
Y
867-00500
SUPERVISED
12-07-2022
150 SOUTH FIFTH STREET
SUITE 3300
MINNEAPOLIS
MN
55402
LOCATED
12-07-2022
12-2022
NORTHLAND SECURITIES
MINNEAPOLIS
MN
55402
Y
Y
MANAGING DIRECTOR
11-2018
11-2022
HILLTOP SECURITIES INC
DALLAS
TX
75270
Y
Y
MANAGING DIRECTOR
01-2013
11-2018
ROSS SINCLAIRE AND ASSOCIATES LLC
COLUMBUS
OH
43215
Y
Y
INVESTMENT BANKER
Y
05-2008
MONROE TOWNSHIP
7621 JOHNSTOWN ALEXANDRIA ROAD
JOHNSTOWN
OH
43031
N
N
TOWNSHIP GOVERNANCE
ELECTED TOWNSHIP TRUSTEE
10
OVERSEE THE CARE AND MAINTENANCE OF THE TOWNSHIP ROADS, FIRE PROTECTION ETC. CONDUCTS MONTHLY MEETINGS.
03-2013
WELSH VIEW AND 40TH APTS LLC
101 40TH STREET
NEWARK
OH
43055
N
N
APARTMENT
MANAGING MEMBER
1
LIMITED LIABILITY COMPANY THAT OWNS APARTMENTS
11-2014
HH APTS LLC
15556 SR 691
NELSONVILLE
OH
45764
N
N
APARTMENTS
MANAGING MEMBER
1
LIMITED LIABLILITY COMPANY THAT OWNS APARTMENTS
05-2015
QC APTS LLC
269 QUAIL CREEK
NEWARD
OH
43055
N
N
APARTMENTS
MANAGING MEMBER
1
LIMITED LIABILITY COMPANY THAT OWNS APARTMENTS
11-2009
JOHNSTOWN YOUTH ATHLETIC ASSOCIATION JYAA
P O BOX 433
JOHNSTOWN
OH
43031
N
N
501 C YOUTH ATHLETIC ORGANIZATION
BOARD MEMBER
1
MAINTAIN BOOKS AND FINANCIAL RECORDS OF THE ORGANIZATION
05-2015
GROW LICKING COUNTY COMMUNITY IMPROVEMENT CORP
20 SOUTH 2ND STREET
NEWARK
OH
43031
N
N
501 C 3 ORGANIZATION
BOARD MEMBER AND TREASURER
1
OVERSEE THE GOVERNANCE OF THE ORGANIZATION
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-06-2023
ALICIA WATSON
COMPLIANCE OFFICER