0001006938-22-000005.txt : 20220608
0001006938-22-000005.hdr.sgml : 20220608
20220608130250
ACCESSION NUMBER: 0001006938-22-000005
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
BRODEN,JENNIFER,LYNNE SALLY-ANN,
FILED AS OF DATE: 20220608
DATE AS OF CHANGE: 20220608
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC.
CENTRAL INDEX KEY: 0001006938
IRS NUMBER: 411819873
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02725
FILM NUMBER: 221003079
BUSINESS ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 851-5946
MAIL ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC.
DATE OF NAME CHANGE: 20020911
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020828
MA-I
1
primary_doc.xml
MA-I
0001006938
XXXXXXXX
Alicia Watson
6124604823
awatson@northlandsecurities.com
tspanier@northlandsecurities.com
N
N
JENNIFER
LYNNE SALLY-ANN
BRODEN
7207053
N
1
0001006938
NORTHLAND SECURITIES, INC.
12-05-2019
N
867-00500
LOCATED
SUPERVISED
12-05-2019
150 SOUTH FIFTH STREET
SUITE 3300
MINNEAPOLIS
MN
55402
JENNIFER
LYNNE SALLY-ANN
WILLCOX
12-2019
NORTHLAND SECURITIES INC.
MINNEAPOLIS
MN
55402
Y
Y
ISSUANCE SPECIALIST
06-2012
12-2019
EMPLOYER SOLUTIONS GROUP
MINNEAPOLIS
MN
55402
N
N
INTERNAL ACCOUNTING ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-08-2022
ALICIA WATSON
COMPLIANCE OFFICER