0001006938-22-000005.txt : 20220608 0001006938-22-000005.hdr.sgml : 20220608 20220608130250 ACCESSION NUMBER: 0001006938-22-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 BRODEN,JENNIFER,LYNNE SALLY-ANN, FILED AS OF DATE: 20220608 DATE AS OF CHANGE: 20220608 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC. CENTRAL INDEX KEY: 0001006938 IRS NUMBER: 411819873 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02725 FILM NUMBER: 221003079 BUSINESS ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 851-5946 MAIL ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC. DATE OF NAME CHANGE: 20020911 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020828 MA-I 1 primary_doc.xml MA-I 0001006938 XXXXXXXX Alicia Watson 6124604823 awatson@northlandsecurities.com tspanier@northlandsecurities.com N N JENNIFER LYNNE SALLY-ANN BRODEN 7207053 N 1 0001006938 NORTHLAND SECURITIES, INC. 12-05-2019 N 867-00500 LOCATED SUPERVISED 12-05-2019 150 SOUTH FIFTH STREET SUITE 3300 MINNEAPOLIS MN 55402 JENNIFER LYNNE SALLY-ANN WILLCOX 12-2019 NORTHLAND SECURITIES INC. MINNEAPOLIS MN 55402 Y Y ISSUANCE SPECIALIST 06-2012 12-2019 EMPLOYER SOLUTIONS GROUP MINNEAPOLIS MN 55402 N N INTERNAL ACCOUNTING ANALYST N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-08-2022 ALICIA WATSON COMPLIANCE OFFICER