0001006938-21-000014.txt : 20211202 0001006938-21-000014.hdr.sgml : 20211202 20211202084823 ACCESSION NUMBER: 0001006938-21-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FISHER,MARNIE,ANN, FILED AS OF DATE: 20211130 DATE AS OF CHANGE: 20211202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC. CENTRAL INDEX KEY: 0001006938 IRS NUMBER: 411819873 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02725 FILM NUMBER: 211465071 BUSINESS ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 851-5946 MAIL ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC. DATE OF NAME CHANGE: 20020911 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020828 MA-I 1 primary_doc.xml MA-I 0001006938 XXXXXXXX Traci Spanier 6128514901 tspanier@northlandsecurities.com tspanier@northlandsecurities.com N N Marnie Ann Fisher 6487274 N 1 0001006938 NORTHLAND SECURITIES, INC. 05-01-2015 N 867-00500 LOCATED 05-01-2015 150 SOUTH FIFTH STREET SUITE 3300 MINNEAPOLIS MN 55402 05-2015 Northland Securities Minneapolis MN 55402 Y Y Continuing Disclosure Specialist 11-2011 05-2015 The Emily Program St. Paul MN 55108 N N Utilization Reviewer N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-30-2021 Traci Spanier Co Chief Compliance Officer