0001006938-19-000012.txt : 20190723 0001006938-19-000012.hdr.sgml : 20190723 20190723124453 ACCESSION NUMBER: 0001006938-19-000012 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 NOVAK,AMY,MARIE STECKELBERG, FILED AS OF DATE: 20190723 DATE AS OF CHANGE: 20190723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC. CENTRAL INDEX KEY: 0001006938 IRS NUMBER: 411819873 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02725 FILM NUMBER: 19967333 BUSINESS ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 851-5946 MAIL ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC. DATE OF NAME CHANGE: 20020911 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020828 MA-I/A 1 primary_doc.xml MA-I/A 0001006938 XXXXXXXX Traci Spanier 612-851-4901 tspanier@northlandsecurities.com vday@northlandsecurities.com Y N Amy Marie Steckelberg Novak 5967490 N 1 0001006938 NORTHLAND SECURITIES, INC. 03-19-2013 N 867-00500 LOCATED 03-19-2013 45 SOUTH 7TH STREET 20TH FLOOR MINNEAPOLIS MN 55402 Amy Marie Haver Amy Marie Steckelberg 03-2013 Northland Securities, Inc Minneapolis MN 55402 Y Y Project Analyst 04-2008 03-2013 First National Bank Yankton SD 57078 N Y Registered Representative 01-2007 04-2008 Daktronics Brookings SD 57006 N N Account Manager Y 04-2006 Mary Kay 3413 Balsam St SW Prior Lake MN 55372 N N Cosmetics Consultant 2 Sell Cosmetics, track own inventory N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-23-2019 Traci Spanier Senior Compliance Officer