0001006938-19-000012.txt : 20190723
0001006938-19-000012.hdr.sgml : 20190723
20190723124453
ACCESSION NUMBER: 0001006938-19-000012
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
NOVAK,AMY,MARIE STECKELBERG,
FILED AS OF DATE: 20190723
DATE AS OF CHANGE: 20190723
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC.
CENTRAL INDEX KEY: 0001006938
IRS NUMBER: 411819873
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02725
FILM NUMBER: 19967333
BUSINESS ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 851-5946
MAIL ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC.
DATE OF NAME CHANGE: 20020911
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020828
MA-I/A
1
primary_doc.xml
MA-I/A
0001006938
XXXXXXXX
Traci Spanier
612-851-4901
tspanier@northlandsecurities.com
vday@northlandsecurities.com
Y
N
Amy
Marie Steckelberg
Novak
5967490
N
1
0001006938
NORTHLAND SECURITIES, INC.
03-19-2013
N
867-00500
LOCATED
03-19-2013
45 SOUTH 7TH STREET
20TH FLOOR
MINNEAPOLIS
MN
55402
Amy
Marie
Haver
Amy
Marie
Steckelberg
03-2013
Northland Securities, Inc
Minneapolis
MN
55402
Y
Y
Project Analyst
04-2008
03-2013
First National Bank
Yankton
SD
57078
N
Y
Registered Representative
01-2007
04-2008
Daktronics
Brookings
SD
57006
N
N
Account Manager
Y
04-2006
Mary Kay
3413 Balsam St SW
Prior Lake
MN
55372
N
N
Cosmetics
Consultant
2
Sell Cosmetics, track own inventory
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-23-2019
Traci Spanier
Senior Compliance Officer