0001006938-19-000010.txt : 20190530 0001006938-19-000010.hdr.sgml : 20190530 20190530125326 ACCESSION NUMBER: 0001006938-19-000010 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 SCHULTZ,CLIFTON,OTTO,III FILED AS OF DATE: 20190529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC. CENTRAL INDEX KEY: 0001006938 IRS NUMBER: 411819873 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02725 FILM NUMBER: 19865579 BUSINESS ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 851-5946 MAIL ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC. DATE OF NAME CHANGE: 20020911 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020828 MA-I 1 primary_doc.xml MA-I 0001006938 XXXXXXXX Traci 952-428-9530 tspanier@northlandsecurities.com N N Clifton Otto Schultz III 003215601 N 1 0001006938 NORTHLAND SECURITIES, INC. 12-17-2018 N 867-00500 SUPERVISED 12-17-2018 150 SOUTH FIFTH STREET SUITE 3300 MINNEAPOLIS MN 55402 Chip Otto Schultz 12-2018 Northland Securities West Des Moines IA 50266 Y Y Managing Director, Public Finance 09-2018 11-2018 Unemployed Kansas City MO 64112 N N unemployed 12-2015 09-2018 UMB Bank Kansas City MO 64106 N Y Senior Vice President, Public Finance 04-2015 11-2015 Unemployed Des Moines IA 50309 N N unemployed 03-2009 03-2015 DA Davidson Des Moines IA 50309 N Y Managing Director, Public Finance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-24-2019 Clifton Schultz Managing Director, Public Finance