0001006938-19-000010.txt : 20190530
0001006938-19-000010.hdr.sgml : 20190530
20190530125326
ACCESSION NUMBER: 0001006938-19-000010
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
SCHULTZ,CLIFTON,OTTO,III
FILED AS OF DATE: 20190529
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC.
CENTRAL INDEX KEY: 0001006938
IRS NUMBER: 411819873
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02725
FILM NUMBER: 19865579
BUSINESS ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 851-5946
MAIL ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC.
DATE OF NAME CHANGE: 20020911
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020828
MA-I
1
primary_doc.xml
MA-I
0001006938
XXXXXXXX
Traci
952-428-9530
tspanier@northlandsecurities.com
N
N
Clifton
Otto
Schultz
III
003215601
N
1
0001006938
NORTHLAND SECURITIES, INC.
12-17-2018
N
867-00500
SUPERVISED
12-17-2018
150 SOUTH FIFTH STREET
SUITE 3300
MINNEAPOLIS
MN
55402
Chip
Otto
Schultz
12-2018
Northland Securities
West Des Moines
IA
50266
Y
Y
Managing Director, Public Finance
09-2018
11-2018
Unemployed
Kansas City
MO
64112
N
N
unemployed
12-2015
09-2018
UMB Bank
Kansas City
MO
64106
N
Y
Senior Vice President, Public Finance
04-2015
11-2015
Unemployed
Des Moines
IA
50309
N
N
unemployed
03-2009
03-2015
DA Davidson
Des Moines
IA
50309
N
Y
Managing Director, Public Finance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-24-2019
Clifton Schultz
Managing Director, Public Finance