0001006938-19-000006.txt : 20190208
0001006938-19-000006.hdr.sgml : 20190208
20190208165053
ACCESSION NUMBER: 0001006938-19-000006
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FAHEY,WILLIAM,EUGENE,
FILED AS OF DATE: 20190206
DATE AS OF CHANGE: 20190208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC.
CENTRAL INDEX KEY: 0001006938
IRS NUMBER: 411819873
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02725
FILM NUMBER: 19580634
BUSINESS ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 851-5946
MAIL ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 3300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC.
DATE OF NAME CHANGE: 20020911
FORMER COMPANY:
FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC.
DATE OF NAME CHANGE: 20020828
MA-I
1
primary_doc.xml
MA-I
0001006938
XXXXXXXX
Traci Spanier
612-851-4901
tspanier@northlandsecurities.com
N
N
William
Eugene
Fahey
004685179
N
1
0001006938
NORTHLAND SECURITIES, INC.
01-14-2019
Y
867-00500
LOCATED
01-14-2019
150 SOUTH FIFTH STREET
SUITE 3300
MINNEAPOLIS
MN
55402
01-2019
Northland Securities
Minneapolis
MN
55402
Y
Y
Municipal Advisor
08-2003
12-2018
Northland Securities
Minneapolis
MN
55402
Y
Y
Municipal Advisor
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-06-2019
Traci Spanier
Sr Compliance Officer