0001006938-19-000006.txt : 20190208 0001006938-19-000006.hdr.sgml : 20190208 20190208165053 ACCESSION NUMBER: 0001006938-19-000006 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FAHEY,WILLIAM,EUGENE, FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHLAND SECURITIES, INC. CENTRAL INDEX KEY: 0001006938 IRS NUMBER: 411819873 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02725 FILM NUMBER: 19580634 BUSINESS ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 851-5946 MAIL ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 3300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: NORTHLAND SECURITIES, INC. DATE OF NAME CHANGE: 20020911 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE INVESTMENTS, INC. DATE OF NAME CHANGE: 20020828 MA-I 1 primary_doc.xml MA-I 0001006938 XXXXXXXX Traci Spanier 612-851-4901 tspanier@northlandsecurities.com N N William Eugene Fahey 004685179 N 1 0001006938 NORTHLAND SECURITIES, INC. 01-14-2019 Y 867-00500 LOCATED 01-14-2019 150 SOUTH FIFTH STREET SUITE 3300 MINNEAPOLIS MN 55402 01-2019 Northland Securities Minneapolis MN 55402 Y Y Municipal Advisor 08-2003 12-2018 Northland Securities Minneapolis MN 55402 Y Y Municipal Advisor N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-06-2019 Traci Spanier Sr Compliance Officer