0001140361-16-061421.txt : 20160418
0001140361-16-061421.hdr.sgml : 20160418
20160418170142
ACCESSION NUMBER: 0001140361-16-061421
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160414
FILED AS OF DATE: 20160418
DATE AS OF CHANGE: 20160418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HC2 Holdings, Inc.
CENTRAL INDEX KEY: 0001006837
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 541708481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 505 HUNTMAR PARK DRIVE
STREET 2: #325
CITY: HERNDON
STATE: VA
ZIP: 20170
BUSINESS PHONE: 703-456-4100
MAIL ADDRESS:
STREET 1: 505 HUNTMAR PARK DRIVE
STREET 2: #325
CITY: HERNDON
STATE: VA
ZIP: 20170
FORMER COMPANY:
FORMER CONFORMED NAME: PTGi HOLDING, INC.
DATE OF NAME CHANGE: 20131108
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC
DATE OF NAME CHANGE: 19960814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FALCONE PHILIP
CENTRAL INDEX KEY: 0001233569
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 161577375
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc1.xml
FORM 4
X0306
4
2016-04-14
0
0001006837
HC2 Holdings, Inc.
HCHC
0001233569
FALCONE PHILIP
C/O HC2 HOLDINGS, INC.
505 HUNTMAR PARK DRIVE, SUITE 325
HERNDON
VA
20170
1
1
1
0
CEO, Chairman & President
Stock Option (Right to Buy)
7.50
2016-04-14
4
A
0
500000
0
A
2026-04-14
Common Stock
500000
500000
D
Stock Option (Right to Buy)
10.50
2016-04-14
4
A
0
500000
0
A
2026-04-14
Common Stock
500000
500000
D
Stock Option (Right to Buy)
13.50
2016-04-14
4
A
0
500000
0
A
2026-04-14
Common Stock
500000
500000
D
Reflects shares underlying an option (the "Option") to purchase an aggregate of 1,500,000 shares of the common stock of HC2 Holdings, Inc. (the "Company") issued pursuant to the Company's 2014 Omnibus Equity Award Plan at per share exercise prices as follows: (a) $7.50 with respect to an option to acquire 500,000 shares; (b) $10.50 with respect to an option to acquire 500,000 shares; and (c) $13.50 with respect to an option to acquire 500,000 shares.
The Option vests in three equal installments on each of the first three anniversaries following the grant date (with each tranche vesting one-third on each such date).
/s/ Philip A. Falcone
2016-04-18