0001140361-16-061421.txt : 20160418 0001140361-16-061421.hdr.sgml : 20160418 20160418170142 ACCESSION NUMBER: 0001140361-16-061421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160414 FILED AS OF DATE: 20160418 DATE AS OF CHANGE: 20160418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HC2 Holdings, Inc. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 HUNTMAR PARK DRIVE STREET 2: #325 CITY: HERNDON STATE: VA ZIP: 20170 BUSINESS PHONE: 703-456-4100 MAIL ADDRESS: STREET 1: 505 HUNTMAR PARK DRIVE STREET 2: #325 CITY: HERNDON STATE: VA ZIP: 20170 FORMER COMPANY: FORMER CONFORMED NAME: PTGi HOLDING, INC. DATE OF NAME CHANGE: 20131108 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCONE PHILIP CENTRAL INDEX KEY: 0001233569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 161577375 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc1.xml FORM 4 X0306 4 2016-04-14 0 0001006837 HC2 Holdings, Inc. HCHC 0001233569 FALCONE PHILIP C/O HC2 HOLDINGS, INC. 505 HUNTMAR PARK DRIVE, SUITE 325 HERNDON VA 20170 1 1 1 0 CEO, Chairman & President Stock Option (Right to Buy) 7.50 2016-04-14 4 A 0 500000 0 A 2026-04-14 Common Stock 500000 500000 D Stock Option (Right to Buy) 10.50 2016-04-14 4 A 0 500000 0 A 2026-04-14 Common Stock 500000 500000 D Stock Option (Right to Buy) 13.50 2016-04-14 4 A 0 500000 0 A 2026-04-14 Common Stock 500000 500000 D Reflects shares underlying an option (the "Option") to purchase an aggregate of 1,500,000 shares of the common stock of HC2 Holdings, Inc. (the "Company") issued pursuant to the Company's 2014 Omnibus Equity Award Plan at per share exercise prices as follows: (a) $7.50 with respect to an option to acquire 500,000 shares; (b) $10.50 with respect to an option to acquire 500,000 shares; and (c) $13.50 with respect to an option to acquire 500,000 shares. The Option vests in three equal installments on each of the first three anniversaries following the grant date (with each tranche vesting one-third on each such date). /s/ Philip A. Falcone 2016-04-18