0001140361-15-013703.txt : 20150331
0001140361-15-013703.hdr.sgml : 20150331
20150331161432
ACCESSION NUMBER: 0001140361-15-013703
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150327
FILED AS OF DATE: 20150331
DATE AS OF CHANGE: 20150331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HC2 Holdings, Inc.
CENTRAL INDEX KEY: 0001006837
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 541708481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 460 HERNDON PARKWAY
STREET 2: SUITE 150
CITY: HERNDON
STATE: VA
ZIP: 20170
BUSINESS PHONE: 703-456-4100
MAIL ADDRESS:
STREET 1: 460 HERNDON PARKWAY
STREET 2: SUITE 150
CITY: HERNDON
STATE: VA
ZIP: 20170
FORMER COMPANY:
FORMER CONFORMED NAME: PTGi HOLDING, INC.
DATE OF NAME CHANGE: 20131108
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC
DATE OF NAME CHANGE: 19960814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gertzulin Dov
CENTRAL INDEX KEY: 0001609920
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 15739356
MAIL ADDRESS:
STREET 1: C/O DG CAPITAL MANAGEMENT, LLC
STREET 2: 460 PARK AVENUE, 13TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DG Capital Management, LLC
CENTRAL INDEX KEY: 0001512716
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 15739357
BUSINESS ADDRESS:
STREET 1: 460 PARK AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-942-5700
MAIL ADDRESS:
STREET 1: 460 PARK AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc1.xml
FORM 4
X0306
4
2015-03-27
0
0001006837
HC2 Holdings, Inc.
HCHC
0001512716
DG Capital Management, LLC
460 PARK AVENUE
22ND FLOOR
NEW YORK
NY
10022
0
0
1
0
0001609920
Gertzulin Dov
460 PARK AVENUE, 22ND FLOOR
NEW YORK
NY
10022
0
0
0
1
Managing Member
Common Stock
2015-03-27
4
S
0
14029
11.95
D
1178306
I
See Footnote
Common Stock
2015-03-30
4
S
0
32615
11.60
D
1145691
I
See Footnote
Series A Convertible Participating Preferred Stock
Common Stock
5000
I
See footnote
Series A Convertible Participating Preferred Stock
Common Stock
1000
I
See Footnote
Shares reported herein are held for the account of private investment funds for which DG Capital Management, LLC serves as investment adviser. Mr. Gertzulin serves as the Managing Member of DG Capital Management, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that either of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
The Series A Convertible Participating Preferred Stock was convertible as of the date of issuance and has no expiration date. As of the date of this Form 4, each share of the Issuer's Series A Convertible Participating Preferred Stock is convertible into shares of the Issuer's common stock at rate of $1,000 divided by $4.00, subject to adjustment upon the occurrence of certain events.
The Series A-1 Convertible Participating Preferred Stock was convertible as of the date of issuance and has no expiration date. As of the date of this Form 4, each share of the Issuer's Series A-1 Convertible Participating Preferred Stock is convertible into shares of the Issuer's common stock at rate of $1,000 divided by $4.25, subject to adjustment upon the occurrence of certain events.
/s/ DG CAPITAL MANAGEMENT, LLC - Dov Gertzulin, Managing Member
2015-03-31
/s/ Dov Gertzulin
2015-03-31