0001006837-23-000030.txt : 20230331
0001006837-23-000030.hdr.sgml : 20230331
20230331162554
ACCESSION NUMBER: 0001006837-23-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230315
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herbst Suzi R
CENTRAL INDEX KEY: 0001672162
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 23788136
MAIL ADDRESS:
STREET 1: C/O HC2 HOLDINGS, INC.
STREET 2: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INNOVATE Corp.
CENTRAL INDEX KEY: 0001006837
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440]
IRS NUMBER: 541708481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 295 MADISON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-235-2690
MAIL ADDRESS:
STREET 1: 295 MADISON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: HC2 HOLDINGS, INC.
DATE OF NAME CHANGE: 20160809
FORMER COMPANY:
FORMER CONFORMED NAME: HC2 Holdings, Inc.
DATE OF NAME CHANGE: 20140415
FORMER COMPANY:
FORMER CONFORMED NAME: PTGi HOLDING, INC.
DATE OF NAME CHANGE: 20131108
4
1
wf-form4_168029434166870.xml
FORM 4
X0407
4
2023-03-15
0
0001006837
INNOVATE Corp.
VATE
0001672162
Herbst Suzi R
C/O INNOVATE CORP.
295 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
1
0
0
Chief Operating Officer
0
Common Stock
2023-03-15
4
A
0
85324
0
A
276258
D
Common Stock
9276
I
Trusts FBO Children
Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date.
The shares of common stock reported herein are held in two trusts, each trust for the benefit of one of the Reporting Person's children. The Reporting Person's spouse serves as trustee for each trust. The Reporting Person disclaims beneficial ownership of all securities held by such trusts except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ Suzi R. Herbst
2023-03-31