0001006837-21-000041.txt : 20210426
0001006837-21-000041.hdr.sgml : 20210426
20210426171943
ACCESSION NUMBER: 0001006837-21-000041
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210420
FILED AS OF DATE: 20210426
DATE AS OF CHANGE: 20210426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLAZER AVRAM A
CENTRAL INDEX KEY: 0001077812
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 21855011
MAIL ADDRESS:
STREET 1: C/O WOODS OVIATT GILMAN LLP
STREET 2: 700 CROSSROADS BUILDING
CITY: ROCHESTER
STATE: NY
ZIP: 14614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HC2 HOLDINGS, INC.
CENTRAL INDEX KEY: 0001006837
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440]
IRS NUMBER: 541708481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-235-2690
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HC2 Holdings, Inc.
DATE OF NAME CHANGE: 20140415
FORMER COMPANY:
FORMER CONFORMED NAME: PTGi HOLDING, INC.
DATE OF NAME CHANGE: 20131108
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC
DATE OF NAME CHANGE: 19960814
4/A
1
wf-form4a_161947196926436.xml
FORM 4/A
X0306
4/A
2021-04-20
2021-04-22
0
0001006837
HC2 HOLDINGS, INC.
HCHC
0001077812
GLAZER AVRAM A
C/O WOODS OVATT GILMAN LLP
700 CROSSROADS BUILDING
ROCHESTER
NY
14614
1
0
1
0
Common Stock
2021-04-20
4
P
0
92099
3.5219
A
2256207
I
Avram Glazer Irrevocable Exempt Trust
Common Stock
2021-04-21
4
P
0
62090
3.7577
A
2318297
I
Avram Glazer Irrevocable Exempt Trust
Common Stock
2021-04-22
4
P
0
53500
3.7387
A
2371797
I
Avram Glazer Irrevocable Exempt Trust
Common Stock
33747
D
Common Stock
18983954
I
Lancer Capital
The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.40 to $3.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.68 to $3.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.
This amended Form 4 is being filed for the sole purpose of providing weighted average pricing for the acquired shares, which is reflected in footnotes 2, 4 and 5 of this amendment and which was inadvertently omitted from the original filing.
/s/ Avram A. Glazer
2021-04-26