0001006837-21-000041.txt : 20210426 0001006837-21-000041.hdr.sgml : 20210426 20210426171943 ACCESSION NUMBER: 0001006837-21-000041 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210420 FILED AS OF DATE: 20210426 DATE AS OF CHANGE: 20210426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLAZER AVRAM A CENTRAL INDEX KEY: 0001077812 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 21855011 MAIL ADDRESS: STREET 1: C/O WOODS OVIATT GILMAN LLP STREET 2: 700 CROSSROADS BUILDING CITY: ROCHESTER STATE: NY ZIP: 14614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HC2 HOLDINGS, INC. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-235-2690 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HC2 Holdings, Inc. DATE OF NAME CHANGE: 20140415 FORMER COMPANY: FORMER CONFORMED NAME: PTGi HOLDING, INC. DATE OF NAME CHANGE: 20131108 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 4/A 1 wf-form4a_161947196926436.xml FORM 4/A X0306 4/A 2021-04-20 2021-04-22 0 0001006837 HC2 HOLDINGS, INC. HCHC 0001077812 GLAZER AVRAM A C/O WOODS OVATT GILMAN LLP 700 CROSSROADS BUILDING ROCHESTER NY 14614 1 0 1 0 Common Stock 2021-04-20 4 P 0 92099 3.5219 A 2256207 I Avram Glazer Irrevocable Exempt Trust Common Stock 2021-04-21 4 P 0 62090 3.7577 A 2318297 I Avram Glazer Irrevocable Exempt Trust Common Stock 2021-04-22 4 P 0 53500 3.7387 A 2371797 I Avram Glazer Irrevocable Exempt Trust Common Stock 33747 D Common Stock 18983954 I Lancer Capital The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.40 to $3.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.68 to $3.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer. This amended Form 4 is being filed for the sole purpose of providing weighted average pricing for the acquired shares, which is reflected in footnotes 2, 4 and 5 of this amendment and which was inadvertently omitted from the original filing. /s/ Avram A. Glazer 2021-04-26