0001006837-21-000033.txt : 20210317
0001006837-21-000033.hdr.sgml : 20210317
20210317193251
ACCESSION NUMBER: 0001006837-21-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210317
DATE AS OF CHANGE: 20210317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferraro Joseph Anthony
CENTRAL INDEX KEY: 0001717154
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 21752425
MAIL ADDRESS:
STREET 1: 56 EMILY ROAD
CITY: FAR HILLS
STATE: FL
ZIP: 07931
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HC2 HOLDINGS, INC.
CENTRAL INDEX KEY: 0001006837
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440]
IRS NUMBER: 541708481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-235-2690
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HC2 Holdings, Inc.
DATE OF NAME CHANGE: 20140415
FORMER COMPANY:
FORMER CONFORMED NAME: PTGi HOLDING, INC.
DATE OF NAME CHANGE: 20131108
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC
DATE OF NAME CHANGE: 19960814
4
1
wf-form4_161602395544874.xml
FORM 4
X0306
4
2021-03-15
0
0001006837
HC2 HOLDINGS, INC.
HCHC
0001717154
Ferraro Joseph Anthony
450 PARK AVENUE
29TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Legal Officer & Corp Sec
Common Stock
2021-03-15
4
A
0
66000
0
A
288297
D
Common Stock
2021-03-16
4
S
0
669
3.6599
D
287628
D
The reported stock award will vest in three installments of one-third each on each of the first, second and third anniversaries of the grant, provided reporting person continues as an officer of Issuer on each such vesting date.
Shares sold to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.64 to $3.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Joseph A. Ferraro
2021-03-17