0001006837-20-000217.txt : 20201124 0001006837-20-000217.hdr.sgml : 20201124 20201124215147 ACCESSION NUMBER: 0001006837-20-000217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201120 FILED AS OF DATE: 20201124 DATE AS OF CHANGE: 20201124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herbst Suzi R CENTRAL INDEX KEY: 0001672162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 201346702 MAIL ADDRESS: STREET 1: C/O HC2 HOLDINGS, INC. STREET 2: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HC2 HOLDINGS, INC. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-235-2690 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HC2 Holdings, Inc. DATE OF NAME CHANGE: 20140415 FORMER COMPANY: FORMER CONFORMED NAME: PTGi HOLDING, INC. DATE OF NAME CHANGE: 20131108 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 4 1 wf-form4_160627269189526.xml FORM 4 X0306 4 2020-11-20 0 0001006837 HC2 HOLDINGS, INC. HCHC 0001672162 Herbst Suzi R C/O HC2 HOLDINGS, INC. 450 PARK AVENUE, 29TH FLOOR NEW YORK NY 10022 0 1 0 0 Chief Administrative Officer Common Stock 2020-11-20 4 X 0 10377 2.27 A 101627 D Common Stock 2020-11-20 4 X 0 3276 2.27 A 9276 I Trusts FBO Children Subscription Rights (right to buy) 2.27 2020-11-20 4 X 0 19000 0 D 2020-09-09 2020-11-20 Common Stock 10377.0 0 D Subscription Rights (right to buy) 2.27 2020-11-20 4 X 0 6000 0 D 2020-09-09 2020-11-20 Common Stock 3276.0 0 I Trusts FBO Children These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering. The shares of common stock reported herein are held in two trusts, each trust for the benefit of one of the Reporting Person's children. The Reporting Person's spouse serves as trustee for each trust. The Reporting Person disclaims beneficial ownership of all securities held by such trusts except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Every one (1) subscription right entitles the reporting person to purchase 0.5462 shares of the Issuer's common stock at a subscription price per full share of $2.27. /s/ Suzi R. Herbst 2020-11-24