0001006837-20-000217.txt : 20201124
0001006837-20-000217.hdr.sgml : 20201124
20201124215147
ACCESSION NUMBER: 0001006837-20-000217
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201120
FILED AS OF DATE: 20201124
DATE AS OF CHANGE: 20201124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herbst Suzi R
CENTRAL INDEX KEY: 0001672162
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 201346702
MAIL ADDRESS:
STREET 1: C/O HC2 HOLDINGS, INC.
STREET 2: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HC2 HOLDINGS, INC.
CENTRAL INDEX KEY: 0001006837
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440]
IRS NUMBER: 541708481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-235-2690
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HC2 Holdings, Inc.
DATE OF NAME CHANGE: 20140415
FORMER COMPANY:
FORMER CONFORMED NAME: PTGi HOLDING, INC.
DATE OF NAME CHANGE: 20131108
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC
DATE OF NAME CHANGE: 19960814
4
1
wf-form4_160627269189526.xml
FORM 4
X0306
4
2020-11-20
0
0001006837
HC2 HOLDINGS, INC.
HCHC
0001672162
Herbst Suzi R
C/O HC2 HOLDINGS, INC.
450 PARK AVENUE, 29TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Administrative Officer
Common Stock
2020-11-20
4
X
0
10377
2.27
A
101627
D
Common Stock
2020-11-20
4
X
0
3276
2.27
A
9276
I
Trusts FBO Children
Subscription Rights (right to buy)
2.27
2020-11-20
4
X
0
19000
0
D
2020-09-09
2020-11-20
Common Stock
10377.0
0
D
Subscription Rights (right to buy)
2.27
2020-11-20
4
X
0
6000
0
D
2020-09-09
2020-11-20
Common Stock
3276.0
0
I
Trusts FBO Children
These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering.
The shares of common stock reported herein are held in two trusts, each trust for the benefit of one of the Reporting Person's children. The Reporting Person's spouse serves as trustee for each trust. The Reporting Person disclaims beneficial ownership of all securities held by such trusts except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Every one (1) subscription right entitles the reporting person to purchase 0.5462 shares of the Issuer's common stock at a subscription price per full share of $2.27.
/s/ Suzi R. Herbst
2020-11-24