0001006837-20-000216.txt : 20201124 0001006837-20-000216.hdr.sgml : 20201124 20201124215128 ACCESSION NUMBER: 0001006837-20-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201120 FILED AS OF DATE: 20201124 DATE AS OF CHANGE: 20201124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Courtis Kenneth S. CENTRAL INDEX KEY: 0001812746 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 201346701 MAIL ADDRESS: STREET 1: 1101 1 MAY TOWER STREET 2: 7 MAY ROAD CITY: MID-LEVELS STATE: K3 ZIP: ####### ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HC2 HOLDINGS, INC. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-235-2690 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HC2 Holdings, Inc. DATE OF NAME CHANGE: 20140415 FORMER COMPANY: FORMER CONFORMED NAME: PTGi HOLDING, INC. DATE OF NAME CHANGE: 20131108 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 4 1 wf-form4_160627267265623.xml FORM 4 X0306 4 2020-11-20 0 0001006837 HC2 HOLDINGS, INC. HCHC 0001812746 Courtis Kenneth S. 1101 1 MAY TOWER 7 MAY ROAD, MID-LEVELS HONG KONG 1 0 0 0 Common Stock 2020-11-20 4 X 0 18433 2.27 A 360365 D Subscription Rights (right to buy) 2.27 2020-11-20 4 X 0 33747 0 D 2020-09-09 2020-11-20 Common Stock 18433.0 0 D These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering. Every one (1) subscription right entitles the reporting person to purchase 0.5462 shares of the Issuer's common stock at a subscription price per full share of $2.27, plus oversubscription privileges at the same per-share price. The reporting person exercised his oversubscription privilege and was accordingly allocated an additional one (1) share of common stock. /s/ Jeanne E. Rouleau, Attorney-in-Fact 2020-11-24