0001006837-18-000123.txt : 20181003 0001006837-18-000123.hdr.sgml : 20181003 20181003163046 ACCESSION NUMBER: 0001006837-18-000123 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180911 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCONE PHILIP CENTRAL INDEX KEY: 0001233569 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 181105412 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HC2 HOLDINGS, INC. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-235-2690 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HC2 Holdings, Inc. DATE OF NAME CHANGE: 20140415 FORMER COMPANY: FORMER CONFORMED NAME: PTGi HOLDING, INC. DATE OF NAME CHANGE: 20131108 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 4/A 1 wf-form4a_153859863040528.xml FORM 4/A X0306 4/A 2018-09-11 2018-09-13 0 0001006837 HC2 HOLDINGS, INC. HCHC 0001233569 FALCONE PHILIP 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 1 1 1 0 CEO Stock option (Right To Buy) 4.05 2018-09-11 4 M 0 150000 0 D 2024-05-20 Common Stock 150000.0 84608 D Stock option (Right To Buy) 4.02 2018-09-11 4 M 0 21795 0 D 2024-05-20 Common Stock 21795.0 28452 D The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014. The Form 4 filed by reporting person on September 13, 2018 reported that the option expiration date noted on the original Form 4 filed on October 30, 2014 (the "Original Form 4") for the option listed was incorrect. This amended Form 4 is being filed to clarify that, in fact, the expiration date applicable to this option is May 20, 2024, as properly reported in the Original Form 4. /s/ Philip Falcone 2018-10-03