0001006837-17-000047.txt : 20170314 0001006837-17-000047.hdr.sgml : 20170314 20170314165432 ACCESSION NUMBER: 0001006837-17-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HC2 HOLDINGS, INC. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-235-2690 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HC2 Holdings, Inc. DATE OF NAME CHANGE: 20140415 FORMER COMPANY: FORMER CONFORMED NAME: PTGi HOLDING, INC. DATE OF NAME CHANGE: 20131108 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCONE PHILIP CENTRAL INDEX KEY: 0001233569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 17688727 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_148952485786362.xml FORM 4 X0306 4 2017-03-10 0 0001006837 HC2 HOLDINGS, INC. HCHC 0001233569 FALCONE PHILIP C/O HC2 HOLDINGS, INC. 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 1 1 1 0 CEO, Chairman and President Common Stock 2017-03-10 4 A 0 109677 0 A 915504 D Common Stock 2017-03-10 4 F 0 46316 5.50 D 869188 D Common Stock 540000 I Global Opportunities Breakaway MM LLC Stock option (Right To Buy) 5.5 2017-03-10 4 A 0 40943 0 A 2017-03-10 2027-03-10 Common Stock 40943.0 40943 D Reflects an award of shares of common stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"). Reflects common stock withheld by Issuer to satisfy tax obligations. Reflects the number of options granted pursuant to the Plan, which were fully vested on the grant date. /s/ Philip Falcone 2017-03-14