0000921895-21-001808.txt : 20210706
0000921895-21-001808.hdr.sgml : 20210706
20210706212122
ACCESSION NUMBER: 0000921895-21-001808
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210701
FILED AS OF DATE: 20210706
DATE AS OF CHANGE: 20210706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gorzynski Michael
CENTRAL INDEX KEY: 0001812551
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 211076090
MAIL ADDRESS:
STREET 1: 595 MADISON AVE
STREET 2: FLOOR 29
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HC2 HOLDINGS, INC.
CENTRAL INDEX KEY: 0001006837
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440]
IRS NUMBER: 541708481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 295 MADISON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-235-2690
MAIL ADDRESS:
STREET 1: 295 MADISON AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: HC2 Holdings, Inc.
DATE OF NAME CHANGE: 20140415
FORMER COMPANY:
FORMER CONFORMED NAME: PTGi HOLDING, INC.
DATE OF NAME CHANGE: 20131108
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC
DATE OF NAME CHANGE: 19960814
4
1
form412866002_07062021.xml
OWNERSHIP DOCUMENT
X0306
4
2021-07-01
0
0001006837
HC2 HOLDINGS, INC.
HCHC
0001812551
Gorzynski Michael
595 MADISON AVE
FLOOR 29
NEW YORK
NY
10022
1
0
1
0
Series A-3 Convertible Preferred Stock
3.5187
2021-07-01
4
J
0
6125
A
2026-07-01
Common Stock, par value $0.001 per share
1764357
6125
I
By: Continental General Insurance Co
Series A-4 Convertible Preferred Stock
5.3318
2021-07-01
4
J
0
10000
A
2026-07-01
Common Stock, par value $0.001 per share
1875539
10000
I
By: Continental General Insurance Co
The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021.
The reporting person, CIG, CGH, Continental General Insurance Company ("CGIC"), Continental LTC, Inc. ("CLTC") and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein are directly held by CGIC. CLTC serves as the sole owner of CGIC. CIG serves as the sole owner of CLTC and the indirect parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski is a manager and Executive Chairman, and sole owner, of CGH. By virtue of the foregoing relationships, Mr. Gorzynski may be deemed to beneficially own the shares beneficially owned directly by CGIC.
Continued from footnote 1: The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.
The Series A-3 Convertible Preferred Stock and the Series A-4 Convertible Preferred Stock are exercisable at any time at the option of the holder.
By: /s/ Michael Gorzynski
2021-07-06