-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MW8C5QjKrGZfkqGk3Ap32ZwVmng/BAmtEzD4XQx4UJaPSObrpxgbb20shZ3S6dq/ q1H4EN3CvFXZDpKaN2rghg== 0001246151-06-000013.txt : 20060201 0001246151-06-000013.hdr.sgml : 20060201 20060201210647 ACCESSION NUMBER: 0001246151-06-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060130 FILED AS OF DATE: 20060201 DATE AS OF CHANGE: 20060201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN KENNETH A CENTRAL INDEX KEY: 0001218470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20725 FILM NUMBER: 06571396 BUSINESS ADDRESS: BUSINESS PHONE: 6504775000 MAIL ADDRESS: STREET 1: C/O SIEBEL SYSTEMS INC STREET 2: 2207 BRIDGEPOINTE PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBEL SYSTEMS INC CENTRAL INDEX KEY: 0001006835 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943187233 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 6504775000 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 c0001218470d20060201f4f.xml PRIMARY DOCUMENT X0202 4 2006-01-30 1 0001006835 SIEBEL SYSTEMS INC SEBL 0001218470 GOLDMAN KENNETH A C/O SIEBEL SYSTEMS, INC. 2207 BRIDGEPOINTE PARKWAY SAN MATEO CA 94404 0 1 0 0 SVP Finance and Admin and CFO Common Stock 2006-01-30 4 M 0 75000 8.66 A 75000 D Common Stock 2006-01-30 4 S 0 25000 10.63 D 50000 D Common Stock 2006-01-30 4 S 0 50000 10.64 D 0 D Common Stock 2006-01-31 4 D 0 164618 0 D 0 I Goldman-Valeriote Family Trust Common Stock 2006-01-31 4 D 0 18000 0 D 0 I By Partnership Stock Options (Right to buy) 8.66 2006-01-30 4 M 0 75000 0 D 2004-05-01 2009-04-30 Common Stock 75000 125000 D Stock Options (Right to buy) 8.66 2006-01-31 4 D 0 125000 0 D 2004-05-01 2009-04-30 Common Stock 125000 0 D Stock Options (Right to buy) 10.38 2006-01-31 4 D 0 100000 0 D 2005-05-05 2010-05-04 Common Stock 100000 0 D Stock Options (Right to buy) 17.7 2006-01-31 4 D 0 1200000 0 D 2002-01-24 2011-10-24 Common Stock 1200000 0 D Stock Options (Right to buy) 23.88 2006-01-31 4 D 0 420000 0 D 2002-04-05 2011-04-04 Common Stock 420000 0 D Stock Options (Right to buy) 32.88 2006-01-31 4 D 0 400000 0 D 2001-07-18 2011-04-17 Common Stock 400000 0 D Stock Options (Right to buy) 58.31 2006-01-31 4 D 0 100000 0 D 2002-01-08 2011-01-07 Common Stock 100000 0 D Stock Options (Right to buy) 72.56 2006-01-31 4 D 0 500000 0 D 2003-09-26 2010-06-25 Common Stock 500000 0 D Restricted Stock Unit 0.001 2006-01-31 4 D 0 100000 0 D 2005-01-31 2015-01-31 Common Stock 100000 0 D These shares were converted into the right to receive shares of Oracle Corporation common stock and cash pursuant to the terms of the merger agreement between issuer and Oracle. The option becomes exercisable as to 20% on May 1, 2004 and as to 5% each quarter thereafter. This option was automatically converted into an option to purchase shares of Oracle Corporation common stock pursuant to the terms of the merger agreement between issuer and Oracle. This RSU was automatically converted into an RSU for Oracle Corporation common stock pursuant to the terms of the merger agreement between issuer and Oracle. Jeffrey T. Amann, Power of Attorney 2006-02-01 -----END PRIVACY-ENHANCED MESSAGE-----