SC 13G/A 1 0001.txt SC 13G/A #4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response..... 14.90 ------------------------------ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Siebel Systems, Inc. -------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 826170102 --------- (CUSIP Number) December 31, 2000 ----------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 10 pages ------------------ ------------------ CUSIP No. 82617012 13G Page 2 of 10 Pages ------------------ ------------------ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Thomas M. Siebel ---------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBEROF A GROUP* (a) (b) ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA ---------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 63,375,412 (1) OWNED BY ------------------------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON -0- WITH: ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 63,375,412 (1) ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 63,375,412 (1) ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.8% ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------------------------------------
(1) Includes 38,496,508 shares held by Thomas M. Siebel, Trustee or Successor Trustee of the Siebel Living Trust u/a/d 7/27/93, 2,349,904 shares held by Siebel Asset Management L.P., 1,650,000 shares held by Siebel Asset Management II L.P., 100,000 shares held by First Virtual Capital Inc. Also includes 20,779,000 shares issuable pursuant to options exercisable within 60 days of December 31, 2000. *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 10 pages ------------------ ------------------ CUSIP No. 82617012 13G Page 3 of 10 Pages ------------------ ------------------ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Thomas M. Siebel, Trustee or Successor Trustee of the Siebel Living Trust u/a/d 7/27/93 ---------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBEROF A GROUP* (a) (b) ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California ---------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 38,496,508 OWNED BY ------------------------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON -0- WITH: ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 38,496,508 ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 38,496,508 ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.8% ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO ----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 10 pages ------------------ ------------------ CUSIP No. 82617012 13G Page 4 of 10 Pages ------------------ ------------------ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Siebel Asset Management, L.P. ---------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBEROF A GROUP* (a) (b) ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California ---------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 2,349,904 OWNED BY ------------------------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON -0- WITH: ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 2,349,904 ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,349,904 ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.5% ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! Page 4 of 10 pages ------------------ ------------------ CUSIP No. 82617012 13G Page 5 of 10 Pages ------------------ ------------------ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Siebel Asset Management II, L.P. ---------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBEROF A GROUP* (a) (b) ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California ---------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 1,650,000 OWNED BY ------------------------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON -0- WITH: ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,650,000 ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,650,000 ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.4% ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! Page 5 of 10 pages ------------------ ------------------ CUSIP No. 82617012 13G Page 6 of 10 Pages ------------------ ------------------ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) First Virtual Capital Inc. ---------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBEROF A GROUP* (a) (b) ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Nevada ---------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 100,000 OWNED BY ------------------------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON -0- WITH: ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 100,000 ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 100,000 ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.02% ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO ----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! Page 6 of 10 pages Item 1. (a) Name of Issuer Siebel Systems, Inc. (b) Address of Issuer's Principal Executive Offices 2207 Bridgepointe Parkway San Mateo, CA 94404 Item 2. (a) Name of Person Filing Thomas M. Siebel Thomas M. Siebel, Trustee or Successor Trustee of the Siebel Living Trust u/a/d 7/27/93 ("Trust") Siebel Asset Management, L.P. ("SAM") Siebel Asset Management II, L.P. ("SAM II") First Virtual Capital Inc. ("First Virtual") (b) Address of Principal Business Office or, if none, Residence 2207 Bridgepointe Parkway San Mateo, CA 94404 (c) Citizenship Thomas M. Siebel USA Trust California SAM California SAM II California First Virtual Nevada (d) Title of Class of Securities Common Stock (e) CUSIP Number 826170102 Item 3. If this statement is filed pursuant to (S)(S)240.13d-1(b), or 240.13d- 2(b) or (c), check whether the person filing is a: Not Applicable Page 7 of 10 pages Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: Thomas M. Siebel 63,375,412 Trust 38,496,508 SAM 2,349,904 SAM II 1,650,000 First Virtual 100,000 (b) Percent of Class: Thomas M. Siebel 13.8% Trust 8.8% SAM 0.5% SAM II 0.4% First Virtual 0.02% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: Thomas M. Siebel 63,375,412* Trust 38,496,508 SAM 2,349,904 SAM II 1,650,000 First Virtual 100,000 (ii) Shared power to vote or to direct the vote: Thomas M. Siebel 0 Trust 0 SAM 0 SAM II 0 First Virtual 0 (iii) Sole power to dispose or to direct the disposition of: Thomas M. Siebel 63,375,412* Trust 38,496,508 SAM 2,349,904 SAM II 1,650,000 First Virtual 100,000 ----------------------------- * Includes 38,496,508 shares held by Thomas M. Siebel, Trustee or Successor Trustee of the Siebel Living Trust u/a/d 7/27/93, 2,349,904 shares held by Siebel Asset Management L.P., 1,650,000 shares held by Siebel Asset Management II L.P., 100,000 shares held by First Virtual Capital Inc. Also includes 20,779,000 shares issuable pursuant to options exercisable within 60 days of December 31, 2000. Page 8 of 10 pages (iv) Shared power to dispose or to direct the disposition of: Thomas M. Siebel 0 Trust 0 SAM 0 SAM II 0 First Virtual 0 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Under certain circumstances set forth in the partnership agreement of SAM, the general and/or limited partners of SAM have the right to receive dividends from, or proceeds from the sale of, the Common Stock of the Issuer beneficially owned by SAM. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of a Group Not applicable Item 10. Certification Not applicable Page 9 of 10 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 2001 ------------------------------------------- Date /s/ Thomas M. Siebel ------------------------------------------- Signature Thomas M. Siebel ------------------------------------------- Thomas M. Siebel, Trustee or Successor Trustee of the Siebel Living Trust u/a/d 7/27/93 /s/ Thomas M. Siebel ------------------------------------------- Thomas M. Siebel, Trustee Siebel Asset Management, L.P. /s/ Thomas M. Siebel ------------------------------------------- Thomas M. Siebel, General Partner Siebel Asset Management II, L.P. /s/ Thomas M. Siebel ------------------------------------------- Thomas M. Siebel, General Partner First Virtual Capital Inc. /s/ Thomas M. Siebel ------------------------------------------- Thomas M. Siebel, President Page 10 of 10 pages