0001410368-21-000033.txt : 20210125 0001410368-21-000033.hdr.sgml : 20210125 20210125111939 ACCESSION NUMBER: 0001410368-21-000033 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201031 FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210125 EFFECTIVENESS DATE: 20210125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD MUTUAL FUNDS INC/CT CENTRAL INDEX KEY: 0001006415 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 333-02381 FILM NUMBER: 21548652 BUSINESS ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-4068 MAIL ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: Hartford Multi-Asset Income & Growth Fund DATE OF NAME CHANGE: 20190501 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD MUTUAL FUNDS INC/CT DATE OF NAME CHANGE: 19970613 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD MUTUAL FUNDS INC DATE OF NAME CHANGE: 19960226 0001006415 S000003571 Hartford Multi-Asset Income and Growth Fund C000009912 Class A ITTAX C000009914 Class C HAFCX C000009915 Class Y IHAYX C000040927 Class R3 ITTRX C000040928 Class R4 ITTSX C000040929 Class R5 ITTTX C000155857 Class I ITTIX C000185693 Class F ITTFX C000200563 Class R6 ITTVX 0001006415 S000003572 THE HARTFORD FLOATING RATE FUND C000009916 Class A HFLAX C000009918 Class C HFLCX C000009919 Class Y HFLYX C000035169 Class I HFLIX C000040930 Class R3 HFLRX C000040931 Class R4 HFLSX C000040932 Class R5 HFLTX C000185695 Class F HFLFX 0001006415 S000003576 THE HARTFORD HEALTHCARE FUND C000009932 Class A HGHAX C000009934 Class C HGHCX C000009935 Class Y HGHYX C000035170 Class I HGHIX C000040933 Class R3 HGHRX C000040934 Class R4 HGHSX C000040935 Class R5 HGHTX C000185697 Class F HGHFX C000211746 Class R6 HGHVX 0001006415 S000003579 THE HARTFORD GROWTH ALLOCATION FUND C000009944 Class A HRAAX C000009946 Class C HRACX C000035171 Class I HRAIX C000040939 Class R3 HRARX C000040940 Class R4 HRASX C000040941 Class R5 HRATX C000185699 Class F HRAFX 0001006415 S000003580 THE HARTFORD HIGH YIELD FUND C000009947 Class A HAHAX C000009949 Class C HAHCX C000009950 Class Y HAHYX C000040942 Class R3 HAHRX C000040943 Class R4 HAHSX C000040944 Class R5 HAHTX C000049003 Class I HAHIX C000185702 Class F HAHFX 0001006415 S000003584 THE HARTFORD INFLATION PLUS FUND C000009961 Class A HIPAX C000009963 Class C HIPCX C000009964 Class Y HIPYX C000035174 Class I HIPIX C000040951 Class R3 HIPRX C000040952 Class R4 HIPSX C000040953 Class R5 HIPTX C000185705 Class F HIPFX 0001006415 S000003585 THE HARTFORD INTERNATIONAL GROWTH FUND C000009965 Class A HNCAX C000009967 Class C HNCCX C000009968 Class Y HNCYX C000035175 Class I HNCJX C000040954 Class R3 HNCRX C000040955 Class R4 HNCSX C000040956 Class R5 HNCTX C000185707 Class F HNCFX C000200564 Class R6 HNCUX 0001006415 S000003586 THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000009969 Class A IHOAX C000009971 Class C HIOCX C000009972 Class Y HAOYX C000040957 Class R3 IHORX C000040958 Class R4 IHOSX C000040959 Class R5 IHOTX C000064694 Class I IHOIX C000148292 Class R6 IHOVX C000185709 Class F IHOFX 0001006415 S000003587 THE HARTFORD INTERNATIONAL SMALL COMPANY FUND C000009973 Class A HNSAX C000009975 Class C HNSCX C000009976 Class Y HNSYX C000049004 Class I HNSJX C000089740 Class R3 HNSRX C000089741 Class R4 HNSSX C000089742 Class R5 HNSTX C000185711 Class F HNSFX 0001006415 S000003588 THE HARTFORD MIDCAP FUND C000009977 Class A HFMCX C000009979 Class C HMDCX C000009980 Class Y HMDYX C000074606 Class I HFMIX C000077363 Class R3 HFMRX C000077364 Class R4 HFMSX C000077365 Class R5 HFMTX C000148293 Class R6 HFMVX C000185713 Class F HMDFX 0001006415 S000003589 THE HARTFORD MIDCAP VALUE FUND C000009981 Class A HMVAX C000009983 Class C HMVCX C000009984 Class Y HMVYX C000089743 Class R4 HMVSX C000089744 Class R5 HMVTX C000089745 Class I HMVJX C000089746 Class R3 HMVRX C000185715 Class F HMVFX 0001006415 S000003592 HARTFORD SMALL CAP VALUE FUND C000009993 Class A HSMAX C000009995 Class C HTSCX C000009996 Class Y HSMYX C000105487 Class R3 HSMRX C000105488 Class R4 HSMSX C000105489 Class R5 HSMTX C000155858 Class I HSEIX C000185717 Class F HSMFX C000200565 Class R6 HSMVX 0001006415 S000003593 HARTFORD MODERATE ALLOCATION FUND C000009997 Class A HBAAX C000009999 Class C HBACX C000035176 Class I HBAIX C000040966 Class R3 HBARX C000040967 Class R4 HBASX C000040968 Class R5 HBATX C000185719 Class F HBADX 0001006415 S000003596 THE HARTFORD SHORT DURATION FUND C000010008 Class A HSDAX C000010010 Class C HSDCX C000010011 Class Y HSDYX C000085295 Class I HSDIX C000105490 Class R3 HSDRX C000105491 Class R4 HSDSX C000105492 Class R5 HSDTX C000185721 Class F HSDFX C000211747 Class R6 HSDVX 0001006415 S000003597 THE HARTFORD SMALL COMPANY FUND C000010012 Class A IHSAX C000010014 Class C HSMCX C000010015 Class Y HSCYX C000035177 Class I IHSIX C000040969 Class R3 IHSRX C000040970 Class R4 IHSSX C000040971 Class R5 IHSUX C000148294 Class R6 IHSVX C000185723 Class F IHSFX 0001006415 S000003604 THE HARTFORD CAPITAL APPRECIATION FUND C000010038 Class A ITHAX C000010040 Class C HCACX C000010041 Class Y HCAYX C000035178 Class I ITHIX C000040984 Class R3 ITHRX C000040985 Class R4 ITHSX C000040986 Class R5 ITHTX C000148295 Class R6 ITHVX C000185725 Class F HCAFX 0001006415 S000003605 THE HARTFORD TOTAL RETURN BOND FUND C000010042 Class A ITBAX C000010044 Class C HABCX C000010045 Class Y HABYX C000035179 Class I ITBIX C000040987 Class R3 ITBRX C000040988 Class R4 ITBUX C000040989 Class R5 ITBTX C000148296 Class R6 ITBVX C000185727 Class F ITBFX 0001006415 S000003608 THE HARTFORD CONSERVATIVE ALLOCATION FUND C000010054 Class A HCVAX C000010056 Class C HCVCX C000035181 Class I HCVIX C000040996 Class R3 HCVRX C000040997 Class R4 HCVSX C000040998 Class R5 HCVTX C000185731 Class F HCVFX 0001006415 S000003609 HARTFORD CORE EQUITY FUND C000010057 Class A HAIAX C000010059 Class C HGICX C000010060 Class Y HGIYX C000040999 Class R3 HGIRX C000041000 Class R4 HGISX C000041001 Class R5 HGITX C000155859 Class I HGIIX C000155860 Class R6 HAITX C000179839 Class F HGIFX C000179840 Class T 0001006415 S000003610 THE HARTFORD DIVIDEND AND GROWTH FUND C000010061 Class A IHGIX C000010063 Class C HDGCX C000010064 Class Y HDGYX C000035182 Class I HDGIX C000041002 Class R3 HDGRX C000041003 Class R4 HDGSX C000041004 Class R5 HDGTX C000148297 Class R6 HDGVX C000185733 Class F HDGFX 0001006415 S000003611 THE HARTFORD EQUITY INCOME FUND C000010065 Class A HQIAX C000010067 Class C HQICX C000010068 Class Y HQIYX C000035183 Class I HQIIX C000041005 Class R3 HQIRX C000041006 Class R4 HQISX C000041007 Class R5 HQITX C000148298 Class R6 HQIVX C000185735 Class F HQIFX 0001006415 S000012949 THE HARTFORD BALANCED INCOME FUND C000034969 Class A HBLAX C000034971 Class C HBLCX C000034972 Class Y HBLYX C000085296 Class I HBLIX C000089747 Class R3 HBLRX C000089748 Class R4 HBLSX C000089749 Class R5 HBLTX C000148299 Class R6 HBLVX C000185737 Class F HBLFX 0001006415 S000017745 THE HARTFORD CHECKS AND BALANCES FUND C000048992 Class A HCKAX C000048994 Class C HCKCX C000059904 Class I HCKIX C000068458 Class R3 HCKRX C000068459 Class R4 HCKSX C000068460 Class R5 HCKTX C000185739 Class F HCKFX 0001006415 S000017746 THE HARTFORD MUNICIPAL OPPORTUNITIES FUND C000048995 Class A HHMAX C000048997 Class C HHMCX C000048998 Class I HHMIX C000185741 Class F HHMFX C000200566 Class Y HHMYX 0001006415 S000017747 THE HARTFORD STRATEGIC INCOME FUND C000048999 Class C HSNCX C000049000 Class I HSNIX C000049001 Class A HSNAX C000052097 Class Y HSNYX C000105493 Class R3 HSNRX C000105494 Class R4 HSNSX C000105495 Class R5 HSNTX C000148300 Class R6 HSNVX C000185743 Class F HSNFX 0001006415 S000022584 Hartford International Equity Fund C000065302 Class A HDVAX C000065304 Class C HDVCX C000065305 Class Y HDVYX C000065306 Class I HDVIX C000065307 Class R3 HDVRX C000065308 Class R4 HDVSX C000065309 Class R5 HDVTX C000185747 Class F HDVFX C000200567 Class R6 HDVVX 0001006415 S000029045 The Hartford Global Real Asset Fund C000089173 Class I HRLIX C000089174 Class R3 HRLRX C000089175 Class R4 HRLSX C000089176 Class R5 HRLTX C000089177 Class Y HRLYX C000089178 Class A HRLAX C000089179 Class C HRLCX C000185751 Class F HRLFX 0001006415 S000029046 The Hartford International Value Fund C000089180 Class A HILAX C000089181 Class C HILCX C000089182 Class I HILIX C000089183 Class R3 HILRX C000089184 Class R4 HILSX C000089185 Class R5 HILTX C000089186 Class Y HILYX C000185753 Class F HILDX C000211748 Class R6 HILUX 0001006415 S000032809 The Hartford Emerging Markets Local Debt Fund C000101254 Class A HLDAX C000101255 Class C HLDCX C000101256 Class I HLDIX C000101257 Class R3 HLDRX C000101258 Class R4 HLDSX C000101259 Class R5 HLDTX C000101260 Class Y HLDYX C000185755 Class F HLDFX 0001006415 S000032810 Hartford Emerging Markets Equity Fund C000101261 Class I HERIX C000101262 Class R3 HERRX C000101263 Class R4 HERSX C000101264 Class R5 HERTX C000101265 Class Y HERYX C000101266 Class A HERAX C000101267 Class C HERCX C000185757 Class F HERFX C000200569 Class R6 HERVX 0001006415 S000032811 The Hartford World Bond Fund C000101268 Class A HWDAX C000101269 Class C HWDCX C000101270 Class I HWDIX C000101271 Class R3 HWDRX C000101272 Class R4 HWDSX C000101273 Class R5 HWDTX C000101274 Class Y HWDYX C000148301 Class R6 HWDVX C000185759 Class F HWDFX 0001006415 S000034093 The Hartford Floating Rate High Income Fund C000105103 Class A HFHAX C000105104 Class C HFHCX C000105105 Class I HFHIX C000105106 Class R3 HFHRX C000105107 Class R4 HFHSX C000105108 Class R5 HFHTX C000105109 Class Y HFHYX C000185761 Class F HFHFX 0001006415 S000039124 The Hartford Quality Bond Fund C000120373 Class A HQBAX C000120374 Class C HQBCX C000120375 Class I HQBIX C000120376 Class R3 HQBRX C000120377 Class R4 HQBSX C000120378 Class R5 HQBTX C000120379 Class Y HQBYX C000185763 Class F HQBFX 0001006415 S000045314 Hartford AARP Balanced Retirement Fund C000141065 Class A HAFAX C000141066 Class C HAICX C000141067 Class I HAFIX C000141068 Class R3 HAFRX C000141069 Class R4 HAFSX C000141070 Class R5 HAFTX C000141071 Class Y HAFYX C000185767 Class F HAFDX C000211749 Class R6 HAFVX 0001006415 S000049412 Hartford Municipal Income Fund C000156246 Class A HMKAX C000156247 Class C HMKCX C000156248 Class I HMKIX C000185771 Class F HMKFX 0001006415 S000049413 Hartford Municipal Short Duration Fund C000156249 Class A HMJAX C000156250 Class C HMJCX C000156251 Class I HMJIX C000185773 Class F HMJFX 0001006415 S000053012 Hartford Climate Opportunities Fund C000166660 Class A HEOMX C000166661 Class C HEONX C000166662 Class I HEOIX C000166663 Class R3 HEORX C000166664 Class R4 HEOSX C000166665 Class R5 HEOTX C000166666 Class R6 HEOVX C000166667 Class Y HEOYX C000185775 Class F HEOFX 0001006415 S000055770 Hartford Global Impact Fund C000175596 Class A HGXAX C000175597 Class C HGXCX C000175598 Class I HGXIX C000175599 Class R3 HGXRX C000175600 Class R4 HGXSX C000175601 Class R5 HGXTX C000175602 Class R6 HGXVX C000175603 Class Y HGXYX C000185166 Class F HGXFX 24F-2NT 1 24F-2.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 ANNUAL NOTICE OF SECURITIES SOLD PURSUANT TO RULE 24f-2 Read instructions at end of Form before preparing Form. Please print or type. 1. Name and address of issuer: The Hartford Mutual Funds, Inc. 690 Lee Road Wayne, PA 19087 2. The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): [x] 3. Investment Company Act File Number: 811-07589 Securities Act File Number: 333-02381 4(a). Last day of fiscal year for which this Form is filed: 10/31/2020 4(b). [] Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the issuer's fiscal year). (See Instruction A.2) Note: If the Form is being filed late, interest must be paid on the registration fee due. 4(c). [] Check box if this is the last time the issuer will be filing this Form. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 2393 (6-02) 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $ 28,769,581,974 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $ 27,625,011,053 (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ 0 (iv) Total available redemption credits [add Items 5(ii) and 5(iii)]: - $ 27,625,011,053 (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 1,144,570,921 (vi) Redemption credits available for use in future years - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 0 (vii) Multiplier for determining registration fee (See Instruction C.9): X 0.0001091 (viii) Registration fee due [multiply Item 5(v) by Item 5(vii)] (enter "0" if no fee is due): = $ 124,873 6. Prepaid Shares If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: 0 If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here:0 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $ 0 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: $ 124,873 9. Date the registration fee and any interest payment was sent to the Commission's lockbox depository: 01/22/2021 Method of Delivery: [x] Wire Transfer [] Mail or other means SIGNATURES This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title)* /s/ John Stanziani ------------------------------------------------------------- John Stanziani, Assistant Treasurer ------------------------------------------------------------- Date: 1/25/2021 ----------------- * Please print the name and title of the signing officer below the signature.