0001410368-21-000033.txt : 20210125
0001410368-21-000033.hdr.sgml : 20210125
20210125111939
ACCESSION NUMBER: 0001410368-21-000033
CONFORMED SUBMISSION TYPE: 24F-2NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201031
FILED AS OF DATE: 20210125
DATE AS OF CHANGE: 20210125
EFFECTIVENESS DATE: 20210125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD MUTUAL FUNDS INC/CT
CENTRAL INDEX KEY: 0001006415
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 24F-2NT
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-02381
FILM NUMBER: 21548652
BUSINESS ADDRESS:
STREET 1: 690 LEE ROAD
CITY: WAYNE
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-386-4068
MAIL ADDRESS:
STREET 1: 690 LEE ROAD
CITY: WAYNE
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: Hartford Multi-Asset Income & Growth Fund
DATE OF NAME CHANGE: 20190501
FORMER COMPANY:
FORMER CONFORMED NAME: HARTFORD MUTUAL FUNDS INC/CT
DATE OF NAME CHANGE: 19970613
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD MUTUAL FUNDS INC
DATE OF NAME CHANGE: 19960226
0001006415
S000003571
Hartford Multi-Asset Income and Growth Fund
C000009912
Class A
ITTAX
C000009914
Class C
HAFCX
C000009915
Class Y
IHAYX
C000040927
Class R3
ITTRX
C000040928
Class R4
ITTSX
C000040929
Class R5
ITTTX
C000155857
Class I
ITTIX
C000185693
Class F
ITTFX
C000200563
Class R6
ITTVX
0001006415
S000003572
THE HARTFORD FLOATING RATE FUND
C000009916
Class A
HFLAX
C000009918
Class C
HFLCX
C000009919
Class Y
HFLYX
C000035169
Class I
HFLIX
C000040930
Class R3
HFLRX
C000040931
Class R4
HFLSX
C000040932
Class R5
HFLTX
C000185695
Class F
HFLFX
0001006415
S000003576
THE HARTFORD HEALTHCARE FUND
C000009932
Class A
HGHAX
C000009934
Class C
HGHCX
C000009935
Class Y
HGHYX
C000035170
Class I
HGHIX
C000040933
Class R3
HGHRX
C000040934
Class R4
HGHSX
C000040935
Class R5
HGHTX
C000185697
Class F
HGHFX
C000211746
Class R6
HGHVX
0001006415
S000003579
THE HARTFORD GROWTH ALLOCATION FUND
C000009944
Class A
HRAAX
C000009946
Class C
HRACX
C000035171
Class I
HRAIX
C000040939
Class R3
HRARX
C000040940
Class R4
HRASX
C000040941
Class R5
HRATX
C000185699
Class F
HRAFX
0001006415
S000003580
THE HARTFORD HIGH YIELD FUND
C000009947
Class A
HAHAX
C000009949
Class C
HAHCX
C000009950
Class Y
HAHYX
C000040942
Class R3
HAHRX
C000040943
Class R4
HAHSX
C000040944
Class R5
HAHTX
C000049003
Class I
HAHIX
C000185702
Class F
HAHFX
0001006415
S000003584
THE HARTFORD INFLATION PLUS FUND
C000009961
Class A
HIPAX
C000009963
Class C
HIPCX
C000009964
Class Y
HIPYX
C000035174
Class I
HIPIX
C000040951
Class R3
HIPRX
C000040952
Class R4
HIPSX
C000040953
Class R5
HIPTX
C000185705
Class F
HIPFX
0001006415
S000003585
THE HARTFORD INTERNATIONAL GROWTH FUND
C000009965
Class A
HNCAX
C000009967
Class C
HNCCX
C000009968
Class Y
HNCYX
C000035175
Class I
HNCJX
C000040954
Class R3
HNCRX
C000040955
Class R4
HNCSX
C000040956
Class R5
HNCTX
C000185707
Class F
HNCFX
C000200564
Class R6
HNCUX
0001006415
S000003586
THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND
C000009969
Class A
IHOAX
C000009971
Class C
HIOCX
C000009972
Class Y
HAOYX
C000040957
Class R3
IHORX
C000040958
Class R4
IHOSX
C000040959
Class R5
IHOTX
C000064694
Class I
IHOIX
C000148292
Class R6
IHOVX
C000185709
Class F
IHOFX
0001006415
S000003587
THE HARTFORD INTERNATIONAL SMALL COMPANY FUND
C000009973
Class A
HNSAX
C000009975
Class C
HNSCX
C000009976
Class Y
HNSYX
C000049004
Class I
HNSJX
C000089740
Class R3
HNSRX
C000089741
Class R4
HNSSX
C000089742
Class R5
HNSTX
C000185711
Class F
HNSFX
0001006415
S000003588
THE HARTFORD MIDCAP FUND
C000009977
Class A
HFMCX
C000009979
Class C
HMDCX
C000009980
Class Y
HMDYX
C000074606
Class I
HFMIX
C000077363
Class R3
HFMRX
C000077364
Class R4
HFMSX
C000077365
Class R5
HFMTX
C000148293
Class R6
HFMVX
C000185713
Class F
HMDFX
0001006415
S000003589
THE HARTFORD MIDCAP VALUE FUND
C000009981
Class A
HMVAX
C000009983
Class C
HMVCX
C000009984
Class Y
HMVYX
C000089743
Class R4
HMVSX
C000089744
Class R5
HMVTX
C000089745
Class I
HMVJX
C000089746
Class R3
HMVRX
C000185715
Class F
HMVFX
0001006415
S000003592
HARTFORD SMALL CAP VALUE FUND
C000009993
Class A
HSMAX
C000009995
Class C
HTSCX
C000009996
Class Y
HSMYX
C000105487
Class R3
HSMRX
C000105488
Class R4
HSMSX
C000105489
Class R5
HSMTX
C000155858
Class I
HSEIX
C000185717
Class F
HSMFX
C000200565
Class R6
HSMVX
0001006415
S000003593
HARTFORD MODERATE ALLOCATION FUND
C000009997
Class A
HBAAX
C000009999
Class C
HBACX
C000035176
Class I
HBAIX
C000040966
Class R3
HBARX
C000040967
Class R4
HBASX
C000040968
Class R5
HBATX
C000185719
Class F
HBADX
0001006415
S000003596
THE HARTFORD SHORT DURATION FUND
C000010008
Class A
HSDAX
C000010010
Class C
HSDCX
C000010011
Class Y
HSDYX
C000085295
Class I
HSDIX
C000105490
Class R3
HSDRX
C000105491
Class R4
HSDSX
C000105492
Class R5
HSDTX
C000185721
Class F
HSDFX
C000211747
Class R6
HSDVX
0001006415
S000003597
THE HARTFORD SMALL COMPANY FUND
C000010012
Class A
IHSAX
C000010014
Class C
HSMCX
C000010015
Class Y
HSCYX
C000035177
Class I
IHSIX
C000040969
Class R3
IHSRX
C000040970
Class R4
IHSSX
C000040971
Class R5
IHSUX
C000148294
Class R6
IHSVX
C000185723
Class F
IHSFX
0001006415
S000003604
THE HARTFORD CAPITAL APPRECIATION FUND
C000010038
Class A
ITHAX
C000010040
Class C
HCACX
C000010041
Class Y
HCAYX
C000035178
Class I
ITHIX
C000040984
Class R3
ITHRX
C000040985
Class R4
ITHSX
C000040986
Class R5
ITHTX
C000148295
Class R6
ITHVX
C000185725
Class F
HCAFX
0001006415
S000003605
THE HARTFORD TOTAL RETURN BOND FUND
C000010042
Class A
ITBAX
C000010044
Class C
HABCX
C000010045
Class Y
HABYX
C000035179
Class I
ITBIX
C000040987
Class R3
ITBRX
C000040988
Class R4
ITBUX
C000040989
Class R5
ITBTX
C000148296
Class R6
ITBVX
C000185727
Class F
ITBFX
0001006415
S000003608
THE HARTFORD CONSERVATIVE ALLOCATION FUND
C000010054
Class A
HCVAX
C000010056
Class C
HCVCX
C000035181
Class I
HCVIX
C000040996
Class R3
HCVRX
C000040997
Class R4
HCVSX
C000040998
Class R5
HCVTX
C000185731
Class F
HCVFX
0001006415
S000003609
HARTFORD CORE EQUITY FUND
C000010057
Class A
HAIAX
C000010059
Class C
HGICX
C000010060
Class Y
HGIYX
C000040999
Class R3
HGIRX
C000041000
Class R4
HGISX
C000041001
Class R5
HGITX
C000155859
Class I
HGIIX
C000155860
Class R6
HAITX
C000179839
Class F
HGIFX
C000179840
Class T
0001006415
S000003610
THE HARTFORD DIVIDEND AND GROWTH FUND
C000010061
Class A
IHGIX
C000010063
Class C
HDGCX
C000010064
Class Y
HDGYX
C000035182
Class I
HDGIX
C000041002
Class R3
HDGRX
C000041003
Class R4
HDGSX
C000041004
Class R5
HDGTX
C000148297
Class R6
HDGVX
C000185733
Class F
HDGFX
0001006415
S000003611
THE HARTFORD EQUITY INCOME FUND
C000010065
Class A
HQIAX
C000010067
Class C
HQICX
C000010068
Class Y
HQIYX
C000035183
Class I
HQIIX
C000041005
Class R3
HQIRX
C000041006
Class R4
HQISX
C000041007
Class R5
HQITX
C000148298
Class R6
HQIVX
C000185735
Class F
HQIFX
0001006415
S000012949
THE HARTFORD BALANCED INCOME FUND
C000034969
Class A
HBLAX
C000034971
Class C
HBLCX
C000034972
Class Y
HBLYX
C000085296
Class I
HBLIX
C000089747
Class R3
HBLRX
C000089748
Class R4
HBLSX
C000089749
Class R5
HBLTX
C000148299
Class R6
HBLVX
C000185737
Class F
HBLFX
0001006415
S000017745
THE HARTFORD CHECKS AND BALANCES FUND
C000048992
Class A
HCKAX
C000048994
Class C
HCKCX
C000059904
Class I
HCKIX
C000068458
Class R3
HCKRX
C000068459
Class R4
HCKSX
C000068460
Class R5
HCKTX
C000185739
Class F
HCKFX
0001006415
S000017746
THE HARTFORD MUNICIPAL OPPORTUNITIES FUND
C000048995
Class A
HHMAX
C000048997
Class C
HHMCX
C000048998
Class I
HHMIX
C000185741
Class F
HHMFX
C000200566
Class Y
HHMYX
0001006415
S000017747
THE HARTFORD STRATEGIC INCOME FUND
C000048999
Class C
HSNCX
C000049000
Class I
HSNIX
C000049001
Class A
HSNAX
C000052097
Class Y
HSNYX
C000105493
Class R3
HSNRX
C000105494
Class R4
HSNSX
C000105495
Class R5
HSNTX
C000148300
Class R6
HSNVX
C000185743
Class F
HSNFX
0001006415
S000022584
Hartford International Equity Fund
C000065302
Class A
HDVAX
C000065304
Class C
HDVCX
C000065305
Class Y
HDVYX
C000065306
Class I
HDVIX
C000065307
Class R3
HDVRX
C000065308
Class R4
HDVSX
C000065309
Class R5
HDVTX
C000185747
Class F
HDVFX
C000200567
Class R6
HDVVX
0001006415
S000029045
The Hartford Global Real Asset Fund
C000089173
Class I
HRLIX
C000089174
Class R3
HRLRX
C000089175
Class R4
HRLSX
C000089176
Class R5
HRLTX
C000089177
Class Y
HRLYX
C000089178
Class A
HRLAX
C000089179
Class C
HRLCX
C000185751
Class F
HRLFX
0001006415
S000029046
The Hartford International Value Fund
C000089180
Class A
HILAX
C000089181
Class C
HILCX
C000089182
Class I
HILIX
C000089183
Class R3
HILRX
C000089184
Class R4
HILSX
C000089185
Class R5
HILTX
C000089186
Class Y
HILYX
C000185753
Class F
HILDX
C000211748
Class R6
HILUX
0001006415
S000032809
The Hartford Emerging Markets Local Debt Fund
C000101254
Class A
HLDAX
C000101255
Class C
HLDCX
C000101256
Class I
HLDIX
C000101257
Class R3
HLDRX
C000101258
Class R4
HLDSX
C000101259
Class R5
HLDTX
C000101260
Class Y
HLDYX
C000185755
Class F
HLDFX
0001006415
S000032810
Hartford Emerging Markets Equity Fund
C000101261
Class I
HERIX
C000101262
Class R3
HERRX
C000101263
Class R4
HERSX
C000101264
Class R5
HERTX
C000101265
Class Y
HERYX
C000101266
Class A
HERAX
C000101267
Class C
HERCX
C000185757
Class F
HERFX
C000200569
Class R6
HERVX
0001006415
S000032811
The Hartford World Bond Fund
C000101268
Class A
HWDAX
C000101269
Class C
HWDCX
C000101270
Class I
HWDIX
C000101271
Class R3
HWDRX
C000101272
Class R4
HWDSX
C000101273
Class R5
HWDTX
C000101274
Class Y
HWDYX
C000148301
Class R6
HWDVX
C000185759
Class F
HWDFX
0001006415
S000034093
The Hartford Floating Rate High Income Fund
C000105103
Class A
HFHAX
C000105104
Class C
HFHCX
C000105105
Class I
HFHIX
C000105106
Class R3
HFHRX
C000105107
Class R4
HFHSX
C000105108
Class R5
HFHTX
C000105109
Class Y
HFHYX
C000185761
Class F
HFHFX
0001006415
S000039124
The Hartford Quality Bond Fund
C000120373
Class A
HQBAX
C000120374
Class C
HQBCX
C000120375
Class I
HQBIX
C000120376
Class R3
HQBRX
C000120377
Class R4
HQBSX
C000120378
Class R5
HQBTX
C000120379
Class Y
HQBYX
C000185763
Class F
HQBFX
0001006415
S000045314
Hartford AARP Balanced Retirement Fund
C000141065
Class A
HAFAX
C000141066
Class C
HAICX
C000141067
Class I
HAFIX
C000141068
Class R3
HAFRX
C000141069
Class R4
HAFSX
C000141070
Class R5
HAFTX
C000141071
Class Y
HAFYX
C000185767
Class F
HAFDX
C000211749
Class R6
HAFVX
0001006415
S000049412
Hartford Municipal Income Fund
C000156246
Class A
HMKAX
C000156247
Class C
HMKCX
C000156248
Class I
HMKIX
C000185771
Class F
HMKFX
0001006415
S000049413
Hartford Municipal Short Duration Fund
C000156249
Class A
HMJAX
C000156250
Class C
HMJCX
C000156251
Class I
HMJIX
C000185773
Class F
HMJFX
0001006415
S000053012
Hartford Climate Opportunities Fund
C000166660
Class A
HEOMX
C000166661
Class C
HEONX
C000166662
Class I
HEOIX
C000166663
Class R3
HEORX
C000166664
Class R4
HEOSX
C000166665
Class R5
HEOTX
C000166666
Class R6
HEOVX
C000166667
Class Y
HEOYX
C000185775
Class F
HEOFX
0001006415
S000055770
Hartford Global Impact Fund
C000175596
Class A
HGXAX
C000175597
Class C
HGXCX
C000175598
Class I
HGXIX
C000175599
Class R3
HGXRX
C000175600
Class R4
HGXSX
C000175601
Class R5
HGXTX
C000175602
Class R6
HGXVX
C000175603
Class Y
HGXYX
C000185166
Class F
HGXFX
24F-2NT
1
24F-2.txt
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 24F-2
ANNUAL NOTICE OF SECURITIES SOLD
PURSUANT TO RULE 24f-2
Read instructions at end of Form before preparing Form.
Please print or type.
1. Name and address of issuer:
The Hartford Mutual Funds, Inc.
690 Lee Road
Wayne, PA 19087
2. The name of each series or class of securities for which this Form is filed
(If the Form is being filed for all series and classes of securities
of the issuer, check the box but do not list series or classes): [x]
3. Investment Company Act File Number: 811-07589
Securities Act File Number: 333-02381
4(a). Last day of fiscal year for which this Form is filed: 10/31/2020
4(b). [] Check box if this Form is being filed late (i.e., more than 90
calendar days after the end of the issuer's fiscal year).
(See Instruction A.2)
Note: If the Form is being filed late, interest must be paid on the
registration fee due.
4(c). [] Check box if this is the last time the issuer will be filing this Form.
Persons who respond to the collection of information contained in this
form are not required to respond unless the form displays a currently
valid OMB control number.
SEC 2393 (6-02)
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during
the fiscal year pursuant to section 24(f): $ 28,769,581,974
(ii) Aggregate price of securities redeemed or
repurchased during the fiscal year: $ 27,625,011,053
(iii) Aggregate price of securities redeemed or
repurchased during any prior fiscal year ending
no earlier than October 11, 1995 that were not
previously used to reduce registration fees
payable to the Commission: $ 0
(iv) Total available redemption credits
[add Items 5(ii) and 5(iii)]: - $ 27,625,011,053
(v) Net sales - if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]: $ 1,144,570,921
(vi) Redemption credits available for use in future years
- if Item 5(i) is less than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]: $ 0
(vii) Multiplier for determining registration fee
(See Instruction C.9): X 0.0001091
(viii) Registration fee due [multiply
Item 5(v) by Item 5(vii)]
(enter "0" if no fee is due): = $ 124,873
6. Prepaid Shares
If the response to Item 5(i) was determined by deducting an amount of
securities that were registered under the Securities Act of 1933 pursuant
to rule 24e-2 as in effect before October 11, 1997, then report the
amount of securities (number of shares or other units) deducted here: 0
If there is a number of shares or other units that were registered
pursuant to rule 24e-2 remaining unsold at the end of the fiscal year
for which this form is filed that are available for use by the issuer
in future fiscal years, then state that number here:0
7. Interest due - if this Form is being filed more than 90 days after the end
of the issuer's fiscal year (see Instruction D): + $ 0
8. Total of the amount of the registration fee due plus any interest due [line
5(viii) plus line 7]: $ 124,873
9. Date the registration fee and any interest payment was sent to the
Commission's lockbox depository: 01/22/2021
Method of Delivery:
[x] Wire Transfer
[] Mail or other means
SIGNATURES
This report has been signed below by the following persons on behalf of
the issuer and in the capacities and on the dates indicated.
By (Signature and Title)*
/s/ John Stanziani
-------------------------------------------------------------
John Stanziani, Assistant Treasurer
-------------------------------------------------------------
Date: 1/25/2021
-----------------
* Please print the name and title of the signing officer below the
signature.