EX-99.H(V)E 12 d681181dex99hve.htm FORM OF THIRTEENTH AMENDMENT TO THE GLOBAL SECURITIES LENDING AGENCY AGREEMENT Form of Thirteenth Amendment to the Global Securities Lending Agency Agreement

 

FORM OF

THIRTEEN AMENDMENT TO THE

AMENDED AND RESTATED GLOBAL SECURITIES LENDING AGENCY AGREEMENT

 

 

This Amendment, dated March 1, 2024, hereby amends the Amended and Restated Global Securities Lending Agency Agreement (the “Agency Agreement”) dated as of October 1, 2019, as amended from time to time, between (i) CITIBANK, N.A., a national banking organization (the “Agent”) and (ii) each of the registered investment companies identified on the signature page hereto (each a “Registrant” and collectively, the “Registrants”) on behalf of each of its respective series identified on Appendix A (each a “Lender” and collectively, the “Lenders”). Capitalized terms used herein without definition shall have the meaning assigned thereto in the Agency Agreement.

WHEREAS, the Parties wish to amend the Agency Agreement to replace Appendix A and Exhibit A to the Agency Agreement;

NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein, the Parties hereby agree as follows:

 

  1.

Appendix A to the Agency Agreement is hereby deleted in its entirety and replaced with the Appendix A attached hereto.

 

  2.

Exhibit A to the Agency Agreement is hereby deleted in its entirety and replaced with the Exhibit A attached hereto.

 

  3.

All other provisions of the Agency Agreement remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed as of the date set forth above.

 

CITIBANK, N.A., Agent   The Hartford Mutual Funds, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
  The Hartford Mutual Funds II, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
  Hartford Series Fund, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
  Hartford HLS Series Fund II, Inc., on behalf of its respective Lenders set forth on Appendix A attached hereto
  Lattice Strategies Trust, on behalf of its respective Lenders set forth on Appendix A attached hereto
  Hartford Funds Exchange-Traded Trust, on behalf of its respective Lenders set forth on Appendix A attached hereto

 

By:                 By:              
Name:     Name:  
Title:     Title:  


Appendix A

amended and restated March 1, 2024

Lenders

The Hartford Mutual Funds, Inc.

1. The Hartford Balanced Income Fund

2. Hartford AARP Balanced Retirement Fund

3. The Hartford Capital Appreciation Fund

4. Hartford Core Equity Fund

5. The Hartford Dividend and Growth Fund

6. Hartford Dynamic Bond Fund

7. Hartford Emerging Markets Equity Fund

8. The Hartford Emerging Markets Local Debt Fund

9. Hartford Climate Opportunities Fund

10. The Hartford Equity Income Fund

11. Hartford Global Impact Fund

12. Hartford Real Asset Fund (formerly, The Hartford Global Real Asset Fund)

13. The Hartford Healthcare Fund

14. The Hartford Inflation Plus Fund

15. Hartford International Equity Fund

16. The Hartford International Growth Fund

17. The Hartford International Opportunities Fund

18. The Hartford International Value Fund

19. The Hartford MidCap Fund

20. The Hartford MidCap Value Fund

21. Hartford Multi-Asset Income Fund

22. Hartford Sustainable Municipal Bond Fund

23. The Hartford Municipal Opportunities Fund

24. Hartford Municipal Short Duration Fund

25. The Hartford Short Duration Fund

26. Hartford Small Cap Value Fund

27. The Hartford Small Company Fund

28. The Hartford Strategic Income Fund

29. The Hartford Total Return Bond Fund

30. The Hartford World Bond Fund

31. Hartford Low Duration High Income Fund*

 

The Hartford Mutual Funds II, Inc.

1. The Hartford Growth Opportunities Fund

2. The Hartford Small Cap Growth Fund

3. Hartford Schroders Emerging Markets Equity Fund

4. Hartford Schroders Emerging Markets Multi-Sector Bond Fund

5. Hartford Schroders International Multi-Cap Value Fund

6. Hartford Schroders International Stock Fund

7. Hartford Schroders Tax-Aware Bond Fund

8. Hartford Schroders US Small Cap Opportunities Fund

9. Hartford Schroders US MidCap Opportunities Fund

10. Hartford Schroders Diversified Emerging Markets Fund

11. Hartford Schroders Sustainable Core Bond Fund

12. Hartford Schroders International Contrarian Value Fund

13. Hartford Schroders Sustainable International Core Fund

14. Hartford Schroders Diversified Growth Fund


Hartford Series Fund, Inc.

1. Hartford Balanced HLS Fund

2. Hartford Capital Appreciation HLS Fund

3. Hartford Disciplined Equity HLS Fund

4. Hartford Dividend and Growth HLS Fund

5. Hartford Healthcare HLS Fund

6. Hartford International Opportunities HLS Fund

7. Hartford MidCap HLS Fund

8. Hartford Small Cap Growth HLS Fund*

9. Hartford Small Company HLS Fund

10. Hartford Stock HLS Fund

11. Hartford Total Return Bond HLS Fund

12. Hartford Ultrashort Bond HLS Fund

13. 

 

Hartford HLS Series Fund II, Inc.**

1. Hartford Small Cap Growth HLS Fund**

 

Lattice Strategies Trust

1. Hartford Multifactor Developed Markets (ex-US) ETF

2. Hartford Multifactor Emerging Markets ETF

3. Hartford Multifactor Small Cap ETF

4. Hartford Multifactor Diversified International ETF

5. Hartford Multifactor US Equity ETF

6. Hartford Longevity Economy ETF

7. Hartford Disciplined US Equity ETF

8. Hartford US Quality Growth ETF

9. Hartford US Value ETF

10. Hartford Multifactor International Small Company ETF

 

Hartford Funds Exchange-Traded Trust

1. Hartford Municipal Opportunities ETF

2. Hartford Schroders Tax-Aware Bond ETF

3. Hartford AAA CLO ETF (formerly, Short Duration ETF)

4. Hartford Total Return Bond ETF

5. Hartford Core Bond ETF

7. Hartford Sustainable Income ETF

8. Hartford Large Cap Growth ETF

9. Hartford Quality Value ETF

*Added effective April 26, 2024

** Removed from the agreement effective upon the closing of the reorganization of Hartford Small Cap Growth HLS Fund, a series of Hartford HLS Series Fund II, Inc. into Hartford Small Cap Growth HLS Fund, a series of Hartford Series Fund, Inc.


Exhibit A

to the Amended and Restated Global Securities Lending Agency Agreement,

Between CITIBANK, N.A., As the Agent

and each Registrant, on behalf of its respective Lenders

LIST OF DESIGNATED ACCOUNTS

amended and restated March 1, 2024

[REDACTED]