THE HARTFORD MUTUAL FUNDS, INC.
ARTICLES SUPPLEMENTARY
THE HARTFORD MUTUAL FUNDS, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:
FIRST: Pursuant to the authority expressly vested in the Board of Directors of the Corporation (the “Board of Directors”) by Section 2-208 of the Maryland General Corporation Law and the charter (the “Charter”) of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 330,000,000 authorized but unissued shares of common stock, par value $.001 per share (“Common Stock”), without further classification or designation, as additional shares of the series and classes set forth below, having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of such classes of Common Stock as set forth in the Charter:
Series | Class | Additional Shares | ||
The Hartford Dividend and Growth Fund |
Class F | 20,000,000 | ||
The Hartford Dividend and Growth Fund |
Class I | 75,000,000 | ||
The Hartford International Value Fund |
Class F | 180,000,000 | ||
The Hartford Short Duration Fund |
Class F | 55,000,000 |
SECOND: Pursuant to the authority expressly vested in the Board of Directors of the Corporation by Section 2-208 of the Maryland General Corporation Law and the Charter, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 350,000,000 authorized but unissued shares of Common Stock, without further classification or designation, as the new series and classes set forth below, the shares of each such class having the preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of a class of a series Common Stock as set forth in the Charter.
Series | Class | Shares | ||
Hartford Dynamic Bond Fund |
Class A | 50,000,000 | ||
Hartford Dynamic Bond Fund |
Class C | 50,000,000 | ||
Hartford Dynamic Bond Fund |
Class F | 50,000,000 | ||
Hartford Dynamic Bond Fund |
Class I | 50,000,000 | ||
Hartford Dynamic Bond Fund |
Class Y | 50,000,000 | ||
Hartford Dynamic Bond Fund |
Class R5 | 50,000,000 | ||
Hartford Dynamic Bond Fund |
Class R6 | 50,000,000 |
THIRD: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 3,835,000,000
are shares of Common Stock without further classification or designation and 46,025,000,000 are shares of Common Stock classified and designated as follows:
SERIES AND CLASS | NUMBER OF SHARES | |
Hartford AARP Balanced Retirement Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
100,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
The Hartford Balanced Income Fund |
||
Class A |
500,000,000 | |
Class B |
200,000,000 | |
Class C |
400,000,000 | |
Class F |
240,000,000 | |
Class I |
450,000,000 | |
Class T |
50,000,000 | |
Class Y |
200,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
50,000,000 | |
| ||
The Hartford Capital Appreciation Fund |
||
Class A |
570,000,000 | |
Class B |
175,000,000 | |
Class C |
220,000,000 | |
Class F |
50,000,000 | |
Class I |
400,000,000 | |
Class T |
50,000,000 | |
Class Y |
100,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
50,000,000 |
- 2 -
SERIES AND CLASS | NUMBER OF SHARES | |
The Hartford Checks and Balances Fund |
||
Class A |
400,000,000 | |
Class B |
200,000,000 | |
Class C |
200,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
Hartford Climate Opportunities Fund |
||
Class A |
13,000,000 | |
Class C |
13,000,000 | |
Class F |
50,000,000 | |
Class I |
20,000,000 | |
Class T |
50,000,000 | |
Class Y |
20,000,000 | |
Class R3 |
13,000,000 | |
Class R4 |
13,000,000 | |
Class R5 |
13,000,000 | |
Class R6 |
20,000,000 |
The Hartford Conservative Allocation Fund |
||
Class A |
100,000,000 | |
Class B |
50,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
- 3 -
SERIES AND CLASS | NUMBER OF SHARES | |
Hartford Core Equity Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
150,000,000 | |
Class I |
200,000,000 | |
Class T |
50,000,000 | |
Class Y |
100,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
50,000,000 |
The Hartford Dividend and Growth Fund | ||
Class A |
325,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
275,000,000 | |
Class I |
220,000,000 | |
Class T |
50,000,000 | |
Class Y |
200,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
50,000,000 |
Hartford Emerging Markets Equity Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
200,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
- 4 -
SERIES AND CLASS | NUMBER OF SHARES | |
The Hartford Emerging Markets Local Debt Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
100,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
The Hartford Equity Income Fund | ||
Class A |
175,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
100,000,000 | |
Class I |
100,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
50,000,000 | |
| ||
The Hartford Floating Rate Fund | ||
Class A |
800,000,000 | |
Class B |
200,000,000 | |
Class C |
800,000,000 | |
Class F |
200,000,000 | |
Class I |
1,000,000,000 | |
Class T |
50,000,000 | |
Class Y |
250,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
- 5 -
SERIES AND CLASS | NUMBER OF SHARES | |
The Hartford Floating Rate High Income Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
100,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
The Hartford Global All-Asset Fund |
||
Class A |
250,000,000 | |
Class C |
150,000,000 | |
Class F |
50,000,000 | |
Class I |
100,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 | |
| ||
Hartford Global Capital Appreciation Fund |
||
Class A |
200,000,000 | |
Class B |
200,000,000 | |
Class C |
200,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
200,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
- 6 -
SERIES AND CLASS | NUMBER OF SHARES | |
Hartford Global Equity Income Fund |
||
Class A |
200,000,000 | |
Class B |
200,000,000 | |
Class C |
200,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
100,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
Hartford Global Impact Fund |
||
Class A |
63,000,000 | |
Class C |
13,000,000 | |
Class F |
50,000,000 | |
Class I |
20,000,000 | |
Class T |
50,000,000 | |
Class Y |
20,000,000 | |
Class R3 |
13,000,000 | |
Class R4 |
13,000,000 | |
Class R5 |
13,000,000 | |
Class R6 |
20,000,000 | |
| ||
The Hartford Global Real Asset Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
100,000,000 | |
Class T |
50,000,000 | |
Class Y |
200,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
- 7 -
SERIES AND CLASS | NUMBER OF SHARES | |
The Hartford Growth Allocation Fund |
||
Class A |
100,000,000 | |
Class B |
50,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
The Hartford Healthcare Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 | |
|
||
The Hartford High Yield Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
- 8 -
SERIES AND CLASS | NUMBER OF SHARES | |
The Hartford Inflation Plus Fund |
||
Class A |
5,660,000,000 | |
Class B |
105,000,000 | |
Class C |
180,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
100,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
Hartford International Equity Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
60,000,000 | |
| ||
The Hartford International Growth Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
- 9 -
SERIES AND CLASS | NUMBER OF SHARES | |
The Hartford International Opportunities Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
100,000,000 | |
Class I |
100,000,000 | |
Class T |
50,000,000 | |
Class Y |
200,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
100,000,000 |
The Hartford International Small Company Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 | |
| ||
The Hartford International Value Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
230,000,000 | |
Class I |
250,000,000 | |
Class T |
50,000,000 | |
Class Y |
120,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
60,000,000 |
- 10 -
SERIES AND CLASS | NUMBER OF SHARES | |
Hartford Long/Short Global Equity Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 |
The Hartford MidCap Fund |
||
Class A |
225,000,000 | |
Class B |
75,000,000 | |
Class C |
110,000,000 | |
Class F |
120,000,000 | |
Class I |
300,000,000 | |
Class T |
50,000,000 | |
Class Y |
100,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
100,000,000 | |
| ||
The Hartford MidCap Value Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
- 11 -
SERIES AND CLASS | NUMBER OF SHARES | |
Hartford Moderate Allocation Fund |
||
Class A |
100,000,000 | |
Class B |
50,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
Hartford Multi-Asset Income Fund |
||
Class A |
375,000,000 | |
Class B |
175,000,000 | |
Class C |
110,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
100,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
The Hartford Municipal Opportunities Fund |
||
Class A |
200,000,000 | |
Class B |
200,000,000 | |
Class C |
200,000,000 | |
Class F |
100,000,000 | |
Class I |
295,000,000 | |
Class T |
50,000,000 | |
Class Y |
20,000,000 | |
|
||
Hartford Municipal Short Duration Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 |
- 12 -
SERIES AND CLASS | NUMBER OF SHARES | |
The Hartford Quality Bond Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
Hartford Real Total Return Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 | |
|
||
The Hartford Short Duration Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
160,000,000 | |
Class I |
200,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
- 13 -
SERIES AND CLASS | NUMBER OF SHARES | |
Hartford Small Cap Value Fund |
||
Class A |
200,000,000 | |
Class B |
200,000,000 | |
Class C |
200,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
200,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
The Hartford Small Company Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
50,000,000 | |
|
||
The Hartford Strategic Income Fund |
||
Class A |
200,000,000 | |
Class B |
200,000,000 | |
Class C |
200,000,000 | |
Class F |
100,000,000 | |
Class I |
565,000,000 | |
Class T |
50,000,000 | |
Class Y |
100,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
100,000,000 |
- 14 -
SERIES AND CLASS | NUMBER OF SHARES | |
Hartford Sustainable Municipal Bond Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
|
||
The Hartford Total Return Bond Fund |
||
Class A |
175,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
200,000,000 | |
Class I |
100,000,000 | |
Class T |
50,000,000 | |
Class Y |
400,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
150,000,000 | |
|
The Hartford Unconstrained Bond Fund |
||
Class A |
125,000,000 | |
Class B |
75,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class T |
50,000,000 | |
Class Y |
50,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
10,000,000 |
- 15 -
SERIES AND CLASS | NUMBER OF SHARES | |
The Hartford World Bond Fund |
||
Class A |
125,000,000 | |
Class C |
75,000,000 | |
Class F |
350,000,000 | |
Class I |
600,000,000 | |
Class T |
50,000,000 | |
Class Y |
150,000,000 | |
Class R3 |
50,000,000 | |
Class R4 |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
50,000,000 | |
|
||
Hartford Dynamic Bond Fund |
||
Class A |
50,000,000 | |
Class C |
50,000,000 | |
Class F |
50,000,000 | |
Class I |
50,000,000 | |
Class Y |
50,000,000 | |
Class R5 |
50,000,000 | |
Class R6 |
50,000,000 |
FOURTH: The shares of Common Stock described in Article FIRST above have been classified by the Board of Directors under the authority contained in the Charter.
FIFTH: These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law. These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.
SIXTH: The undersigned Vice President of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned Vice President acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.
[Signatures Follow Next Page]
- 16 -
IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Assistant Secretary as of the 17th day of May 2022.
ATTEST: |
THE HARTFORD MUTUAL FUNDS, INC. | |
/s/ Alice A. Pellegrino |
By: /s/ Thomas R. Phillips | |
Alice A. Pellegrino Assistant Secretary |
Thomas R. Phillips Vice President |
- 17 -