Name |
Position with
HFMC(1) |
Other Business |
James E. Davey |
Senior Managing Director, Chairman of
the Board, President and Manager |
Executive Vice President of The Hartford Financial
Services Group, Inc.(2) (“The Hartford”); Senior
Managing Director, Chairman of the Board and
Manager of Hartford Funds Distributors, LLC(3)
(“HFD”); President, Senior Managing Director,
Director and Chairman of the Board of Hartford
Administrative Services Company(4) (“HASCO”);
President, Director, Chairman and Senior Managing
Director of the Hartford Funds Management Group,
Inc.(5) (“HFMG”); and President, Chairman of
the Board and Manager of Lattice Strategies LLC(6)
(“Lattice”) |
Gregory A. Frost |
Managing Director, Chief Financial Officer and Manager |
Director, Managing Director and Chief Financial Officer of HASCO; Manager, Managing Director and Chief Financial Officer of HFD; Managing Director and Chief Financial Officer of HFMG; and Chief Financial Officer, Assistant Treasurer and Manager of Lattice |
Walter F. Garger |
Secretary, Managing Director and
General Counsel |
Secretary, Managing Director and General Counsel of
HFD, HASCO and HFMG; and Secretary and General
Counsel of Lattice |
Joseph G. Melcher |
Executive Vice President and Chief Compliance Officer |
Executive Vice President of HASCO, HFD and HFMG; and Executive Vice President and Chief Compliance Officer of Lattice |
Vernon J. Meyer |
Chief Investment Officer and Managing
Director |
Managing Director of HFMG; and Senior Vice
President – Investments of Lattice |
Anita Baldwin |
Vice President |
Vice President of HFMG |
Jeffrey T. Coghan |
Vice President |
Senior Vice President of HFD and HFMG |
Amy N. Furlong |
Vice President and Assistant Treasurer |
Vice President of HFMG |
Allison Z. Mortensen |
Vice President |
Vice President of HFMG |
Christopher Morvant |
Vice President |
None |
Shannon O’Neill |
Vice President and Controller |
Vice President and Controller of HASCO and HFMG;
Financial and Operations Principal, Vice President and
Controller of HFD |
Kevin F. Barnett |
Assistant Secretary |
Assistant Secretary of HFD, HFMG and Lattice |
Eapen A. Chandy |
Assistant Vice President and Assistant
Treasurer |
Assistant Vice President and Assistant Treasurer of
HASCO, HFD, HFMG, Lattice, Hartford Investment
Management Company(7) (“HIMCO”), and The
Hartford |
Michael J. Fixer |
Assistant Vice President and Assistant Treasurer |
Assistant Treasurer and Assistant Vice President of HASCO, HFD, HFMG, Lattice, and The Hartford |
Audrey E. Hayden |
Assistant Secretary |
Assistant Secretary of HASCO, HFD, HFMG, HIMCO,
and Lattice; Assistant Vice President of The Hartford |
Kathleen E. Jorens |
Treasurer |
Treasurer of HASCO, HFMG and Lattice; Treasurer and Senior Vice President of HIMCO and The Hartford; Senior Vice President and RPG Business Line Principal of HFD |
Elizabeth L. Kemp |
Assistant Secretary |
Assistant Secretary of HFD, HFMG, HIMCO, and
Lattice |
Timothy M. Ligay |
Assistant Secretary |
Assistant Secretary of HASCO, HFD, HFMG, HIMCO, and Lattice |
Name |
Position with
HFMC(1) |
Other Business |
Gissell Novas |
Assistant Secretary |
Assistant Secretary of HASCO, HFD, HFMG, HIMCO,
and Lattice |
Keith R. Percy |
Vice President |
Vice President of HASCO, HFD, HFMG, HIMCO, and Lattice; Head of Corporate Tax and Senior Vice President of The Hartford |
Holly P. Seitz |
Assistant Secretary |
Assistant Secretary of HASCO, HFD, HFMG, HIMCO,
and Lattice |
Name and Principal
Business Address* |
Positions and Offices with Underwriter |
Position and Offices with Registrant |
Kevin F. Barnett** |
Assistant Secretary |
None |
John F. Brennan |
Senior Vice President |
None |
Eapen A. Chandy** |
Assistant Vice President and
Assistant Treasurer |
None |
Jeffrey T. Coghan |
Senior Vice President |
None |
James E. Davey |
Chairman of the Board, Senior
Managing Director and Manager |
Director, President and Chief
Executive Officer |
Andrew S. Decker |
AML Officer |
AML Compliance Officer |
Michael J. Fixer** |
Assistant Vice President and
Assistant Treasurer |
None |
Gregory A. Frost |
Chief Financial Officer, Managing Director and Manager |
None |
Walter F. Garger |
General Counsel, Managing Director
and Secretary |
Chief Legal Officer |
Audrey E. Hayden** |
Assistant Secretary |
None |
David S. Hescheles |
Senior Vice President |
None |
Name and Principal
Business Address* |
Positions and Offices with Underwriter |
Position and Offices with Registrant |
Lucinda Hottenstein |
Assistant Vice President |
None |
Keraya S. Jefferson |
Chief Compliance Officer and Vice
President |
None |
Kathleen E. Jorens** |
Senior Vice President / RPG
Business Line Principal |
None |
Elizabeth L. Kemp** |
Assistant Secretary |
None |
Timothy M. Ligay** |
Assistant Secretary |
None |
Joseph G. Melcher |
Executive Vice President |
Vice President and Chief Compliance
Officer |
Gissell Novas** |
Assistant Secretary |
None |
Shannon O’Neill |
Controller, Vice President and
Financial and Operations Principal
(FINOP) |
None |
Keith R. Percy** |
Vice President |
None |
Holly P. Seitz** |
Assistant Secretary |
None |
Martin A. Swanson |
President, Chief Executive Officer,
Chief Marketing Officer, and
Managing Director |
None |
THE HARTFORD MUTUAL FUNDS, INC. | |
By: |
/s/ James E. Davey* |
|
James E. Davey
President |
Signature |
Title |
Date |
/s/ James E. Davey* James E. Davey |
Director, President and Chief Executive Officer |
March 23, 2021 |
/s/
David A. Naab** David A. Naab |
Treasurer
(Principal Financial Officer and Principal
Accounting Officer) |
March 23, 2021 |
/s/ Lynn S. Birdsong* Lynn S. Birdsong |
Chairman of the Board and Director |
March 23, 2021 |
/s/
Hilary E. Ackermann* Hilary E. Ackermann |
Director |
March 23, 2021 |
/s/ Robin C. Beery* Robin C. Beery |
Director |
March 23, 2021 |
/s/
Derrick D. Cephas* Derrick D. Cephas |
Director |
March 23, 2021 |
/s/ Christine R. Detrick* Christine R. Detrick |
Director |
March 23, 2021 |
/s/
Andrew A. Johnson, Jr.* Andrew A. Johnson, Jr. |
Director |
March 23, 2021 |
/s/ Paul L. Rosenberg* Paul L. Rosenberg |
Director |
March 23, 2021 |
/s/
Lemma W. Senbet* Lemma W. Senbet |
Director |
March 23, 2021 |
/s/ David Sung* David Sung |
Director |
March 23, 2021 |
*,** By: /s/ Thomas R. Phillips Thomas R. Phillips, Attorney-in-fact
* Pursuant to Power of Attorney (filed on January 28, 2021) ** Pursuant to Power of Attorney (filed herewith) |
|
March 23, 2021 |
Consent of Independent Registered Public Accounting Firm
We consent to the reference to our firm as another independent registered public accounting firm under the caption Financial Highlights in the Prospectuses and to the incorporation by reference of our reports dated December 30, 2019 with respect to the financial statements and financial highlights of Hartford Multi-Asset Income and Growth Fund (formerly The Hartford Balanced Fund), The Hartford Balanced Income Fund, The Hartford Capital Appreciation Fund, The Hartford Checks and Balances Fund, The Hartford Conservative Allocation Fund, Hartford Core Equity Fund, The Hartford Dividend and Growth Fund, Hartford Emerging Markets Equity Fund, The Hartford Emerging Markets Local Debt Fund, Hartford Climate Opportunities Fund (formerly, Hartford Environmental Opportunities Fund), The Hartford Equity Income Fund, The Hartford Floating Rate Fund, The Hartford Floating Rate High Income Fund, Hartford Global Impact Fund, The Hartford Global Real Asset Fund, The Hartford Growth Allocation Fund, The Hartford Healthcare Fund, The Hartford High Yield Fund, The Hartford Inflation Plus Fund, Hartford International Equity Fund, The Hartford International Growth Fund, The Hartford International Opportunities Fund, The Hartford International Value Fund, The Hartford MidCap Fund, The Hartford MidCap Value Fund, Hartford Moderate Allocation Fund, Hartford AARP Balanced Retirement Fund (formerly Hartford Multi-Asset Income Fund), Hartford Municipal Income Fund, The Hartford Municipal Opportunities Fund, Hartford Municipal Short Duration Fund, The Hartford Short Duration Fund, The Hartford Small Company Fund, Hartford Small Cap Value Fund (formerly Hartford Small Cap Core Fund), The Hartford Strategic Income Fund, The Hartford Total Return Bond Fund and The Hartford World Bond Fund (thirty six of the series constituting The Hartford Mutual Funds, Inc.) in Post-Effective Amendment No. 171 to the Registration Statement of The Hartford Mutual Funds, Inc. filed with the Securities and Exchange Commission under the Securities Act of 1933 (Form N-1A No. 333-02381) on February 26, 2021.
/s/ Ernst & Young LLP
Philadelphia, Pennsylvania
March 19, 2021
THE HARTFORD MUTUAL FUNDS, INC. THE HARTFORD MUTUAL FUNDS II, INC. HARTFORD SERIES FUND, INC. HARTFORD HLS SERIES FUND II, INC. |
HARTFORD FUNDS EXCHANGE-TRADED TRUST LATTICE STRATEGIES TRUST HARTFORD SCHRODERS OPPORTUNISTIC INCOME FUND |
LIMITED POWER OF ATTORNEY
March 15, 2021
The undersigned person does hereby constitute and appoint as his attorney-in-fact and agent Walter F. Garger, Thomas R. Phillips, and Alice A. Pellegrino and each of them, with full power to act without the other, as the true and lawful attorney-in-fact and agent, with full and several power of substitution, of such undersigned person with authority to take any appropriate action to execute in the name of and on behalf of such undersigned person, and to file with the U.S. Securities and Exchange Commission (the Commission), registration statements on Form N-1A, Form N-2 or Form N-14, and any amendments thereto (including without limitation pre- and post-effective amendments), all applications for exemptive relief from state or federal regulations, and any and all amendments thereto, and to perform any and all such acts as such attorney-in-fact may deem necessary or advisable to enable the above-referenced investment companies that are registered with the Commission (the Registrants) to comply with the applicable laws of the United States, any individual state or similar jurisdiction of the United States, and in connection therewith to execute and file all requisite papers and documents; granting to such attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act requisite and necessary to be done in connection therewith, as fully as the relevant Registrant and undersigned person might or could himself or in person, hereby ratifying and confirming all that such attorneys-in-act and agents or any of them, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney in the capacity indicated to be effective as of the date first written above.
/s/ David A. Naab |
||||
David A. Naab |
Treasurer (Principal Financial and Principal Accounting Officer) |
THE HARTFORD MUTUAL FUNDS, INC. THE HARTFORD MUTUAL FUNDS II, INC. HARTFORD SERIES FUND, INC. HARTFORD HLS SERIES FUND II, INC. |
HARTFORD FUNDS EXCHANGE-TRADED TRUST LATTICE STRATEGIES TRUST HARTFORD SCHRODERS OPPORTUNISTIC INCOME FUND |
RESOLUTION APPROVING THE POWER OF ATTORNEY
The Boards of Directors/Trustees of the above-referenced registrants approved the Power of Attorney, dated March 15, 2021, by adopting the following resolution:
RESOLVED, that the Power of Attorney, in substantially the form presented at this meeting, appointing Walter F. Garger, Thomas R. Phillips, and Alice A. Pellegrino, each with full power to act alone, as attorneys-in-fact and agents for the principal financial officer (including any appointed comptroller or principal accounting officer, if any) for the purpose of executing and filing for and on behalf of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., Hartford Funds Exchange-Traded Trust, Hartford Schroders Opportunistic Income Fund, and Lattice Strategies Trust (each, a Registrant), including the principal financial officer, all requisite documents with the U.S. Securities and Exchange Commission and the offices of the securities administrators of the states and similar jurisdictions of the United States be, and herby is, approved; and it is
FURTHER RESOLVED, that the above-referenced persons appointed as attorneys-in-fact be, and they hereby are, authorized and empowered to take such action as is necessary to carry out the intent of the foregoing resolution, including, but not limited to, executing any required documents on behalf of each Registrant, including its principal financial officer.