0001144204-11-024796.txt : 20110429
0001144204-11-024796.hdr.sgml : 20110429
20110429085904
ACCESSION NUMBER: 0001144204-11-024796
CONFORMED SUBMISSION TYPE: N-PX/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20100630
FILED AS OF DATE: 20110429
DATE AS OF CHANGE: 20110429
EFFECTIVENESS DATE: 20110429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD MUTUAL FUNDS INC/CT
CENTRAL INDEX KEY: 0001006415
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-PX/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07589
FILM NUMBER: 11791128
BUSINESS ADDRESS:
STREET 1: P O BOX 2999
CITY: HARTFORD
STATE: CT
ZIP: 06104-2999
BUSINESS PHONE: 860-843-9934
MAIL ADDRESS:
STREET 1: P O BOX 2999
CITY: HARTFORD
STATE: CT
ZIP: 06104-2999
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD MUTUAL FUNDS INC
DATE OF NAME CHANGE: 19960226
FORMER COMPANY:
FORMER CONFORMED NAME: HARTFORD MUTUAL FUNDS INC
DATE OF NAME CHANGE: 19960126
0001006415
S000003581
HARTFORD INCOME ALLOCATION FUND
C000009951
A
HINAX
C000009952
B
HINBX
C000009953
C
HINCX
C000035172
Class I
C000040945
The Hartford Income Allocation Class R3
C000040946
The Hartford Income Allocation Class R4
C000040947
The Hartford Income Allocation Class R5
0001006415
S000003599
HARTFORD TARGET RETIREMENT 2010 FUND
C000010020
Class A
HTTAX
C000010023
Class Y
HTTYX
C000040975
Class R3
HTTRX
C000040976
Class R4
HTTSX
C000040977
Class R5
HTTTX
0001006415
S000003600
HARTFORD TARGET RETIREMENT 2020 FUND
C000010024
Class A
HTWAX
C000010027
Class Y
HTWYX
C000040978
Class R3
HTWRX
C000040979
Class R4
HTWSX
C000040980
Class R5
HTWTX
0001006415
S000003601
HARTFORD TARGET RETIREMENT 2030 FUND
C000010028
Class A
HTHAX
C000010031
Class Y
HTHYX
C000040981
Class R3
HTHRX
C000040982
Class R4
HTHSX
C000040983
Class R5
HTHTX
N-PX/A
1
v218356_npxa.txt
Form N-PX/A
Annual Report of Proxy Voting Record of Registered
Management Investment Company
Investment Company Act file number:
811-07589
(Exact name of registrant as specified in charter)
The Hartford Mutual Funds, Inc.
(Address of principal executive offices)
200 Hopmeadow Street
Simsbury, CT 06089
(Name and address of agent for service)
Edward P. Macdonald, Esquire
Life Law Unit
The Hartford Financial Services Group, Inc.
200 Hopmeadow Street
Simsbury, CT 06089
Registrant's telephone number, including area code: (860) 843-9934
Date of Fiscal year-end: October 31, 2009
Date of reporting period: 07/01/2009 - 06/30/2010
Item 1. Proxy Voting Record
The Hartford Income Allocation Fund
(Merged into The Hartford Total Return Bond Fund on October 2, 2009)
Investment Company Report
07/01/09 - 06/30/10
Ticker Security ID Meeting Date Voted Proponent
HINAX 416648673 09/09/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of an agreement and plan of For For
reorganization providing for the
acquisition of all assets and liabilities
of The Hartford Income Allocation
Fund by The Hartford Total Return
Fund (the "Acquiring Fund") solely
in exchange for shares of the Acquiring
Fund, followed by the complete
liquidation of The Hartford Income
Allocation Fund.
Ticker Security ID Meeting Date Voted Proponent
HINBX 416648665 09/09/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of an agreement and plan of For For
reorganization providing for the
acquisition of all assets and liabilities
of The Hartford Income Allocation
Fund by The Hartford Total Return
Fund (the "Acquiring Fund") solely
in exchange for shares of the Acquiring
Fund, followed by the complete
liquidation of The Hartford Income
Allocation Fund.
Ticker Security ID Meeting Date Voted Proponent
HINCX 416648657 09/09/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of an agreement and plan of For For
reorganization providing for the
acquisition of all assets and liabilities
of The Hartford Income Allocation
Fund by The Hartford Total Return
Fund (the "Acquiring Fund") solely
in exchange for shares of the Acquiring
Fund, followed by the complete
liquidation of The Hartford Income
Allocation Fund.
Ticker Security ID Meeting Date Voted Proponent
HINIX 416649861 09/09/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of an agreement and plan of For For
reorganization providing for the
acquisition of all assets and liabilities
of The Hartford Income Allocation
Fund by The Hartford Total Return
Fund (the "Acquiring Fund") solely
in exchange for shares of the Acquiring
Fund, followed by the complete
liquidation of The Hartford Income
Allocation Fund.
Ticker Security ID Meeting Date Voted Proponent
HINRX 416649721 09/09/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of an agreement and plan of For For
reorganization providing for the
acquisition of all assets and liabilities
of The Hartford Income Allocation
Fund by The Hartford Total Return
Fund (the "Acquiring Fund") solely
in exchange for shares of the Acquiring
Fund, followed by the complete
liquidation of The Hartford Income
Allocation Fund.
Ticker Security ID Meeting Date Voted Proponent
HINSX 416649424 09/09/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of an agreement and plan of For For
reorganization providing for the
acquisition of all assets and liabilities
of The Hartford Income Allocation
Fund by The Hartford Total Return
Fund (the "Acquiring Fund") solely
in exchange for shares of the Acquiring
Fund, followed by the complete
liquidation of The Hartford Income
Allocation Fund.
Ticker Security ID Meeting Date Voted Proponent
HINUX 416649127 09/09/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of an agreement and plan of For For
reorganization providing for the
acquisition of all assets and liabilities
of The Hartford Income Allocation
Fund by The Hartford Total Return
Fund (the "Acquiring Fund") solely
in exchange for shares of the Acquiring
Fund, followed by the complete
liquidation of The Hartford Income
Allocation Fund.
The Hartford Target Retirement 2010 Fund
Investment Company Report
07/01/09 - 06/30/10
Ticker Security ID Meeting Date Voted Proponent
HTTBX 416648384 07/16/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of the articles of amendment For For
of The Hartford Mutual Funds Inc.
2 Reclassification whereby class B shares For For
will be classified as class A shares.
Ticker Security ID Meeting Date Voted Proponent
HTTCX 416648376 07/16/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of the articles of amendment For For
of The Hartford Mutual Funds Inc.
2 Reclassification whereby class C shares For For
will be classified as class A shares.
The Hartford Target Retirement 2020 Fund
Investment Company Report
07/01/09 - 06/30/10
Ticker Security ID Meeting Date Voted Proponent
HTWBX 416648343 07/16/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of the articles of amendment For For
of The Hartford Mutual Funds Inc.
2 Reclassification whereby class B shares For For
will be classified as class A shares.
Ticker Security ID Meeting Date Voted Proponent
HTWCX 416648335 07/16/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of the articles of amendment For For
of The Hartford Mutual Funds Inc.
2 Reclassification whereby class C shares For For
will be classified as class A shares.
The Hartford Target Retirement 2030 Fund
Investment Company Report
07/01/09 - 06/30/10
Ticker Security ID Meeting Date Voted Proponent
HTHBX 416648293 07/16/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of the articles of amendment For For
of The Hartford Mutual Funds Inc.
2 Reclassification whereby class B shares For For
will be classified as class A shares.
Ticker Security ID Meeting Date Voted Proponent
HTHCX 416648285 07/16/2009 Yes Management
Issue No. Proposal Vote Cast For/Against Mgmt
1 Approval of the articles of amendment For For
of The Hartford Mutual Funds Inc.
2 Reclassification whereby class C shares For For
will be classified as class A shares.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
The Hartford Mutual Funds, Inc.
(Registrant)
By /s/ James Davey
---------------------------------
President
(Signature & Title)
Date April 29, 2011