-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RUUG0D/e+5JWER4kM/QJ0UybXIOuLWDiLxWQg5vIPKORU4bHy7+pH9vR2Kx+XNmZ M8xzuaNBgjpm3rqFpdEYRg== 0000950123-10-081548.txt : 20100827 0000950123-10-081548.hdr.sgml : 20100827 20100827093148 ACCESSION NUMBER: 0000950123-10-081548 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100827 DATE AS OF CHANGE: 20100827 EFFECTIVENESS DATE: 20100827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD MUTUAL FUNDS INC/CT CENTRAL INDEX KEY: 0001006415 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07589 FILM NUMBER: 101042126 BUSINESS ADDRESS: STREET 1: P O BOX 2999 CITY: HARTFORD STATE: CT ZIP: 06104-2999 BUSINESS PHONE: 860-843-9934 MAIL ADDRESS: STREET 1: P O BOX 2999 CITY: HARTFORD STATE: CT ZIP: 06104-2999 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD MUTUAL FUNDS INC DATE OF NAME CHANGE: 19960226 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD MUTUAL FUNDS INC DATE OF NAME CHANGE: 19960126 0001006415 S000003571 HARTFORD ADVISERS FUND C000009912 A ITTAX C000009913 B IHABX C000009914 C HAFCX C000009915 Y IHAYX C000040927 R3 ITTRX C000040928 R4 ITTSX C000040929 R5 ITTTX 0001006415 S000003572 HARTFORD FLOATING RATE FUND C000009916 A HFLAX C000009917 B HFLBX C000009918 C HFLCX C000009919 Y HFLYX C000035169 I HFLIX C000040930 R3 HFLRX C000040931 R4 HFLSX C000040932 R5 HFLTX 0001006415 S000003573 HARTFORD FUNDAMENTAL GROWTH FUND C000009920 A HFFAX C000009921 B HFFBX C000009922 C HFFCX C000009923 Y HFFYX C000089736 I HFFIX C000089737 R3 HFFRX C000089738 R4 HFFSX C000089739 R5 HFFTX 0001006415 S000003576 HARTFORD GLOBAL HEALTH FUND C000009932 A HGHAX C000009933 B HGHBX C000009934 C HGHCX C000009935 Y HGHYX C000035170 I HGHIX C000040933 R3 HGHRX C000040934 R4 HGHSX C000040935 R5 HGHTX 0001006415 S000003577 HARTFORD GLOBAL GROWTH FUND C000009936 A HALAX C000009937 B HGLBX C000009938 C HGLCX C000009939 Y HGLYX C000040936 R3 HALRX C000040937 R4 HALSX C000040938 R5 HALTX 0001006415 S000003579 HARTFORD GROWTH ALLOCATION FUND C000009944 A HRAAX C000009945 B HRABX C000009946 C HRACX C000035171 I HRAIX C000040939 R3 HRARX C000040940 R4 HRASX C000040941 R5 HRATX 0001006415 S000003580 HARTFORD HIGH YIELD FUND C000009947 A HAHAX C000009948 B HAHBX C000009949 C HAHCX C000009950 Y HAHYX C000040942 R3 HAHRX C000040943 R4 HAHSX C000040944 R5 HAHTX C000049003 I HAHIX 0001006415 S000003582 HARTFORD EQUITY GROWTH ALLOCATION FUND C000009954 A HAAAX C000009955 B HAABX C000009956 C HAACX C000035173 I HAAIX C000040948 R3 HAARX C000040949 R4 HAASX C000040950 R5 HAATX 0001006415 S000003583 HARTFORD INCOME FUND C000009957 A HTIAX C000009958 B HTIBX C000009959 C HTICX C000009960 Y HTIYX 0001006415 S000003584 HARTFORD INFLATION PLUS FUND C000009961 A HIPAX C000009962 B HIPBX C000009963 C HIPCX C000009964 Y HIPYX C000035174 I HIPIX C000040951 R3 HIPRX C000040952 R4 HIPSX C000040953 R5 HIPTX C000081230 L HIPLX 0001006415 S000003585 HARTFORD INTERNATIONAL GROWTH FUND C000009965 A HNCAX C000009966 B HNCBX C000009967 C HNCCX C000009968 Y HNCYX C000035175 I HNCJX C000040954 R3 HNCRX C000040955 R4 HNCSX C000040956 R5 HNCTX 0001006415 S000003586 HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000009969 A IHOAX C000009970 B HIOBX C000009971 C HIOCX C000009972 Y HAOYX C000040957 R3 IHORX C000040958 R4 IHOSX C000040959 R5 IHOTX C000064694 I IHOIX 0001006415 S000003587 HARTFORD INTERNATIONAL SMALL COMPANY FUND C000009973 A HNSAX C000009974 B HNSBX C000009975 C HNSCX C000009976 Y HNSYX C000049004 I HNSJX C000089740 R3 HNSRX C000089741 R4 HNSSX C000089742 R5 HNSTX 0001006415 S000003588 HARTFORD MIDCAP FUND C000009977 A HFMCX C000009978 B HAMBX C000009979 C HMDCX C000009980 Y HMDYX C000074606 I HFMIX C000077363 R3 HFMRX C000077364 R4 HFMSX C000077365 R5 HFMTX 0001006415 S000003589 HARTFORD MIDCAP VALUE FUND C000009981 A HMVAX C000009982 B HMVBX C000009983 C HMVCX C000009984 Y HMVYX C000089743 R4 HMVSX C000089744 R5 HMVTX C000089745 I HMVJX C000089746 R3 HMVRX 0001006415 S000003590 HARTFORD MONEY MARKET FUND C000009985 A IHAXX C000009986 B HMBXX C000009987 C HRCXX C000009988 Y HAYXX C000040960 R3 IHRXX C000040961 R4 IHSXX C000040962 R5 IHTXX 0001006415 S000003592 HARTFORD SMALL/MID CAP EQUITY FUND C000009993 A HSMAX C000009994 B HSMBX C000009995 C HTSCX C000009996 Y HSMYX 0001006415 S000003593 HARTFORD BALANCED ALLOCATION FUND C000009997 A HBAAX C000009998 B HBABX C000009999 C HBACX C000035176 I HBAIX C000040966 R3 HBARX C000040967 R4 HBASX C000040968 R5 HBATX 0001006415 S000003596 HARTFORD SHORT DURATION FUND C000010008 A HSDAX C000010009 B HSDBX C000010010 C HSDCX C000010011 Y HSDYX C000085295 I HSDIX 0001006415 S000003597 HARTFORD SMALL COMPANY FUND C000010012 A IHSAX C000010013 B HSCBX C000010014 C HSMCX C000010015 Y HSCYX C000035177 I IHSIX C000040969 R3 IHSRX C000040970 R4 IHSSX C000040971 R5 IHSUX 0001006415 S000003598 HARTFORD STOCK FUND C000010016 A IHSTX C000010017 B ITSBX C000010018 C HSFCX C000010019 Y HASYX C000040972 R3 HASRX C000040973 R4 HASSX C000040974 R5 HASTX C000064695 I HASIX 0001006415 S000003599 HARTFORD TARGET RETIREMENT 2010 FUND C000010020 A HTTAX C000010021 B HTTBX C000010022 C HTTCX C000010023 Y HTTYX C000040975 R3 HTTRX C000040976 R4 HTTSX C000040977 R5 HTTTX 0001006415 S000003600 HARTFORD TARGET RETIREMENT 2020 FUND C000010024 A HTWAX C000010025 B HTWBX C000010026 C HTWCX C000010027 Y HTWYX C000040978 R3 HTWRX C000040979 R4 HTWSX C000040980 R5 HTWTX 0001006415 S000003601 HARTFORD TARGET RETIREMENT 2030 FUND C000010028 A HTHAX C000010029 B HTHBX C000010030 C HTHCX C000010031 Y HTHYX C000040981 R3 HTHRX C000040982 R4 HTHSX C000040983 R5 HTHTX 0001006415 S000003604 HARTFORD CAPITAL APPRECIATION FUND C000010038 A ITHAX C000010039 B IHCAX C000010040 C HCACX C000010041 Y HCAYX C000035178 I ITHIX C000040984 R3 ITHRX C000040985 R4 ITHSX C000040986 R5 ITHTX 0001006415 S000003605 HARTFORD TOTAL RETURN BOND FUND C000010042 A ITBAX C000010043 B ITBBX C000010044 C HABCX C000010045 Y HABYX C000035179 I ITBIX C000040987 R3 ITBRX C000040988 R4 ITBUX C000040989 R5 ITBTX 0001006415 S000003606 HARTFORD VALUE FUND C000010046 A HVFAX C000010047 B HVFBX C000010048 C HVFCX C000010049 Y HVFYX C000040990 R3 HVFRX C000040991 R4 HVFSX C000040992 R5 HVFTX C000049005 I HVFIX 0001006415 S000003607 HARTFORD CAPITAL APPRECIATION II FUND C000010050 A HCTAX C000010051 B HCTBX C000010052 C HFCCX C000010053 Y HCTYX C000035180 I HCTIX C000040993 R3 HCTRX C000040994 R4 HCTSX C000040995 R5 HCTTX 0001006415 S000003608 HARTFORD CONSERVATIVE ALLOCATION FUND C000010054 A HCVAX C000010055 B HCVBX C000010056 C HCVCX C000035181 I HCVIX C000040996 R3 HCVRX C000040997 R4 HCVSX C000040998 R5 HCVTX 0001006415 S000003609 HARTFORD DISCIPLINED EQUITY FUND C000010057 A HAIAX C000010058 B HGIBX C000010059 C HGICX C000010060 Y HGIYX C000040999 R3 HGIRX C000041000 R4 HGISX C000041001 R5 HGITX 0001006415 S000003610 HARTFORD DIVIDEND AND GROWTH FUND C000010061 A IHGIX C000010062 B ITDGX C000010063 C HDGCX C000010064 Y HDGYX C000035182 I HDGIX C000041002 R3 HDGRX C000041003 R4 HDGSX C000041004 R5 HDGTX 0001006415 S000003611 HARTFORD EQUITY INCOME FUND C000010065 A HQIAX C000010066 B HQIBX C000010067 C HQICX C000010068 Y HQIYX C000035183 I HQIIX C000041005 R3 HQIRX C000041006 R4 HQISX C000041007 R5 HQITX 0001006415 S000012949 HARTFORD BALANCED INCOME FUND C000034969 A HBLAX C000034970 B HBLBX C000034971 C HBLCX C000034972 Y HBLYX C000085296 I HBLIX C000089747 Class R3 HBLRX C000089748 Class R4 HBLSX C000089749 Class R5 HBLTX 0001006415 S000012951 HARTFORD SELECT SMALLCAP VALUE FUND C000034977 B HTVBX C000034978 C HTVCX C000034979 Y HTVYX C000034980 A HTVAX 0001006415 S000017745 Hartford Checks and Balances Fund C000048992 A HCKAX C000048993 B HCKBX C000048994 C HCKCX C000059904 I HCKIX C000068458 R3 HCKRX C000068459 R4 HCKSX C000068460 R5 HCKTX 0001006415 S000017746 Hartford High Yield Municipal Bond Fund C000048995 A HHMAX C000048996 B HHMBX C000048997 C HHMCX C000048998 I HHMIX 0001006415 S000017747 Hartford Strategic Income Fund C000048999 C HSNCX C000049000 I HSNIX C000049001 A HSNAX C000049002 B HSNBX C000052097 Y HSNYX 0001006415 S000019654 The Hartford Global Enhanced Dividend Fund C000054974 Class A HDVAX C000054975 Class B HDVBX C000054976 Class C HDVCX C000054977 Class Y HDVYX C000054978 I C000054979 R3 C000054980 R4 C000054981 R5 0001006415 S000021062 The Hartford Global Research Fund C000059906 A HLEAX C000059907 B HLEBX C000059908 C HLECX C000059909 I HLEJX C000059910 R3 HLERX C000059911 R4 HLESX C000059912 R5 HLETX C000059913 Y HLEYX 0001006415 S000022584 The Hartford Diversified International Fund C000065302 A C000065303 B C000065304 C C000065305 Y C000065306 I C000065307 R3 C000065308 R4 C000065309 R5 0001006415 S000023785 The Hartford Target Retirement 2015 Fund C000069924 R3 HTJRX C000069925 R4 HTJSX C000069926 R5 HTJTX 0001006415 S000023786 The Hartford Target Retirement 2025 Fund C000069927 R3 HTKRX C000069928 R4 HTKSX C000069929 R5 HTKTX 0001006415 S000023787 The Hartford Target Retirement 2035 Fund C000069930 R3 HTLRX C000069931 R4 HTLSX C000069932 R5 HTLTX 0001006415 S000023788 The Hartford Target Retirement 2040 Fund C000069933 R3 HTMRX C000069934 R4 HTMSX C000069935 R5 HTMTX 0001006415 S000023789 The Hartford Target Retirement 2045 Fund C000069936 R3 HTNRX C000069937 R4 HTNSX C000069938 R5 HTNTX 0001006415 S000023790 The Hartford Target Retirement 2050 Fund C000069939 R3 HTPRX C000069940 R4 HTPSX C000069941 R5 HTPTX 0001006415 S000029044 The Hartford Global All-Asset Fund C000089166 Class A HLAAX C000089167 Class C HLACX C000089168 Class I HLAIX C000089169 Class R3 HLARX C000089170 Class R4 HLASX C000089171 Class R5 HLATX C000089172 Class Y HLAYX 0001006415 S000029045 The Hartford Global Real Asset Fund C000089173 Class I HRLIX C000089174 Class R3 HRLRX C000089175 Class R4 HRLSX C000089176 Class R5 HRLTX C000089177 Class Y HRLYX C000089178 Class A HRLAX C000089179 Class C HRLCX 0001006415 S000029046 The Hartford International Value Fund C000089180 Class A HILAX C000089181 Class C HILCX C000089182 Class I HILIX C000089183 Class R3 HILRX C000089184 Class R4 HILSX C000089185 Class R5 HILTX C000089186 Class Y HILYX N-PX 1 b81815a1nvpx.txt THE HARTFORD MUTUAL FUNDS, INC. FORM N - PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-07589 (Exact name of registrant as specified in charter) The Hartford Mutual Funds, Inc. (Address of principal executive offices) 200 Hopmeadow Street Simsbury, CT 06089 (Name and address of agent for service) Edward P. Macdonald, Esquire Life Law Unit The Hartford Financial Services Group, Inc. 200 Hopmeadow Street Simsbury, CT 06089 Registrant's telephone number, including area code: (860) 843-9934 Date of Fiscal year-end: October 31, 2009 Date of reporting period: 07/01/2009 - 06/30/2010 Item 1. Proxy Voting Record The Hartford Advisers Fund Investment Company Report 07/01/09 - 06/30/10 ACCENTURE LIMITED Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1150G 08/05/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
ACCENTURE PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP9 G1151C101 02/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Kimsey Mgmt For For For 2 Elect Robert Lipp Mgmt For For For 3 Elect Wulf von Schimmelmann Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 2010 Share Incentive Plan Mgmt For For For 6 2010 Employee Share Purchase Plan Mgmt For For For 7 Authorization to Hold the 2011 Mgmt For For For Annual Meeting Outside of Ireland 8 Authority to Repurchase Shares Mgmt For For For 9 Issuance of Treasury Shares Mgmt For For For
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP9 H0023R105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Directors Mgmt For For For 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 16 Approval of Dividend in the Form of Mgmt For For For a Par Value Reduction
Amazon.com Inc Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP9 023135106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Ameriprise Financial Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP9 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Amgen Inc Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP9 031162100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Anadarko Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status APC CUSIP9 032511107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Paulett Eberhart Mgmt For For For 2 Elect Preston Geren III Mgmt For For For 3 Elect James Hackett Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 6 Shareholder Proposal Reimbursement ShrHoldr Against Against For of Solicitation Expenses
Apple Computers Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP9 037833100 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee
Automatic Data Processing Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015 11/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Charles Noski Mgmt For For For 1.10 Elect Sharon Rowlands Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP9 097023105 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Biggs Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect David Calhoun Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Linda Cook Mgmt For For For 6 Elect William Daley Mgmt For For For 7 Elect Kenneth Duberstein Mgmt For For For 8 Elect Edmund Giambastiani, Jr. Mgmt For For For 9 Elect John McDonnell Mgmt For For For 10 Elect W. James McNerney, Jr. Mgmt For For For 11 Elect Susan Schwab Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Military Contracts/Sales 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Boston Scientific Corp. Ticker Security ID: Meeting Date Meeting Status BSX CUSIP9 101137107 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For For For 8 Elect Ernest Mario Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against
BP PLC - ADR Ticker Security ID: Meeting Date Meeting Status BP CUSIP9 055622104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For For For Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project
Broadcom Corp. Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP9 111320107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cameco Corp. Ticker Security ID: Meeting Date Meeting Status CCJ CUSIP9 13321L108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Declaration of Residency - Canadian Mgmt Abstain Abstain For 2.1 Elect John Clappison Mgmt For For For 2.2 Elect Joe Colvin Mgmt For For For 2.3 Elect James Curtiss Mgmt For For For 2.4 Elect Donald Deranger Mgmt For For For 2.5 Elect James Gowans Mgmt For For For 2.6 Elect Gerald Grandey Mgmt For For For 2.7 Elect Nancy Hopkins Mgmt For For For 2.8 Elect Oyvind Hushovd Mgmt For For For 2.9 Elect J.W. George Ivany Mgmt For For For 2.10 Elect A. Anne McLellan Mgmt For For For 2.11 Elect A. Neil McMillan Mgmt For For For 2.12 Elect Victor Zaleschuk Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For For For 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect William Perez Mgmt For For For 1.11 Elect Charles Perrin Mgmt For For For 1.12 Elect A. Barry Rand Mgmt For For For 1.13 Elect Nick Shreiber Mgmt For For For 1.14 Elect Archbold van Beuren Mgmt For For For 1.15 Elect Les Vinney Mgmt For For For 1.16 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Annual Incentive Mgmt For For For Plan
Cardinal Health Inc Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Bruce Downey Mgmt For For For 6 Elect John Finn Mgmt For For For 7 Elect Gregory Kenny Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect David Raisbeck Mgmt For For For 10 Elect Jean Spaulding Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Management Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Celgene Corp. Ticker Security ID: Meeting Date Meeting Status CELG CUSIP9 151020104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation
Citrix Systems Inc Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP9 177376100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Templeton Mgmt For For For 2 Elect Stephen Dow Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 AMENDMENT TO THE 2005 EQUITY Mgmt For For For INCENTIVE PLAN 5 Ratification of Auditor Mgmt For For For
Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP9 20030N101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Conocophillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP9 20825C104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Cummins Inc Ticker Security ID: Meeting Date Meeting Status CMI CUSIP9 231021106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bernhard Mgmt For For For 2 Elect Franklin Chang-Diaz Mgmt For For For 3 Elect Robert Herdman Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect William Miller Mgmt For For For 7 Elect Georgia Nelson Mgmt For For For 8 Elect Theodore Solso Mgmt For For For 9 Elect Carl Ware Mgmt For For For 10 Ratification of Auditor Mgmt For For For
CVS Corp. Ticker Security ID: Meeting Date Meeting Status CVS CUSIP9 126650100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For For For 8 Elect Terrence Murray Mgmt For For For 9 Elect C.A. Lance Piccolo Mgmt For For For 10 Elect Sheli Rosenberg Mgmt For For For 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles
Daiichi Sankyo Company Ticker Security ID: Meeting Date Meeting Status CINS J11257102 06/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Hitoshi Matsuda Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Takashi Okimoto Mgmt For For For 8 Elect Johshi Nakayama Mgmt For For For 9 Elect Kazunori Hirokawa Mgmt For For For 10 Elect Hiroshi Hirabayashi Mgmt For For For 11 Elect Kunio Ishihara Mgmt For For For 12 Elect Yuhichiroh Anzai Mgmt For For For 13 Elect Akio Yamada Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor 16 Bonus Mgmt For For For
Delta Air Lines Inc Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP9 247361702 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
DISCOVER FINANCIAL SERVICES Ticker Security ID: Meeting Date Meeting Status DFS CUSIP9 254709108 04/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For
Dow Chemicals Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP9 260543103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect John Hess Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect Paul Polman Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect James Ringler Mgmt For For For 11 Elect Ruth Shaw Mgmt For For For 12 Elect Paul Stern Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 15 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Remediation in the Midland Area 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP9 284131208 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kieran McGowan Mgmt For Against Against 3 Elect Kyran McLaughlin Mgmt For Against Against 4 Elect Dennis Selkoe Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Increase Authorised Mgmt For For For Share Capital 8 Amendments to Articles Regarding Mgmt For For For Authorised Share Capital 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131 07/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Shane Cooke Mgmt For For For 3 Elect Lars Ekman Mgmt For For For 4 Elect Gary Kennedy Mgmt For For For 5 Elect Patrick Kennedy Mgmt For For For 6 Elect Kieran McGowan Mgmt For For For 7 Elect G. Kelly Martin Mgmt For For For 8 Elect Kyran McLaughlin Mgmt For For For 9 Elect Donal O'Connor Mgmt For For For 10 Elect Vaughn Bryson Mgmt For For For 11 Elect Richard Pilnik Mgmt For For For 12 Elect Jack Schuler Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Make Electronic Mgmt For For For Communications 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 19 Amendment to Articles Regarding Mgmt For For For Electronic Communication 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
ELI Lilly & Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP9 532457108 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For For For 3 Elect R. David Hoover Mgmt For For For 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
EMC Corp. Ticker Security ID: Meeting Date Meeting Status EMC CUSIP9 268648102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Exxon Mobil Corp. Ticker Security ID: Meeting Date Meeting Status XOM CUSIP9 30231G102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 8 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHoldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Future Energy Trends
Fedex Corp. Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X 09/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
Flextronics International Limited Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F 07/13/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 One-Time Option Exchange Mgmt For For For
Flextronics International Limited Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F 09/22/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Davidson Mgmt For For For 2 Elect Lip-Bu Tan Mgmt For For For 3 Elect Robert Edwards Mgmt For For For 4 Elect Daniel Schulman Mgmt For For For 5 Elect William Watkins Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Renew Share Purchase Mandate Mgmt For For For 8 Renew Share Purchase Mandate Mgmt For For For 9 Director Compensation Mgmt For For For
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status FPRB CUSIP9 345370860 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For For For 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Carbon Dioxide Reduction
FPL Group Inc Ticker Security ID: Meeting Date Meeting Status FPL CUSIP9 302571104 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
Franklin Resources Ticker Security ID: Meeting Date Meeting Status BEN CUSIP9 354613101 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Robert Joffe Mgmt For For For 5 Elect Charles Johnson Mgmt For Against Against 6 Elect Gregory Johnson Mgmt For Against Against 7 Elect Rupert Johnson, Jr. Mgmt For Against Against 8 Elect Thomas Kean Mgmt For For For 9 Elect Chutta Ratnathicam Mgmt For For For 10 Elect Peter Sacerdote Mgmt For Against Against 11 Elect Laura Stein Mgmt For For For 12 Elect Anne Tatlock Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Mgmt For For For Stock Incentive Plan
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP9 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
General Mills Inc Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334 09/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Genzyme Corp. Ticker Security ID: Meeting Date Meeting Status GENZ CUSIP9 372917104 06/16/2010 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Comment Mgmt N/A TNA N/A 1.2 Comment Mgmt N/A TNA N/A 1.3 Comment Mgmt N/A TNA N/A 1.4 Comment Mgmt N/A TNA N/A 1.5 Comment Mgmt N/A TNA N/A 1.6 Comment Mgmt N/A TNA N/A 1.7 Comment Mgmt N/A TNA N/A 1.8 Comment Mgmt N/A TNA N/A 1.9 Comment Mgmt N/A TNA N/A 1.10 Comment Mgmt N/A TNA N/A 2 Comment Mgmt N/A TNA N/A 3 Comment Mgmt N/A TNA N/A 4 Comment Mgmt N/A TNA N/A 5 Comment Mgmt N/A TNA N/A 6 Comment Mgmt N/A TNA N/A
Genzyme Corp. Ticker Security ID: Meeting Date Meeting Status GENZ CUSIP9 372917104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Berthiaume Mgmt For For For 1.2 Elect Robert Bertolini Mgmt For For For 1.3 Elect Gail Boudreaux Mgmt For For For 1.4 Elect Robert Carpenter Mgmt For For For 1.5 Elect Charles Cooney Mgmt For For For 1.6 Elect Victor Dzau Mgmt For For For 1.7 Elect Connie Mack III Mgmt For For For 1.8 Elect Richard Syron Mgmt For For For 1.9 Elect Henri Termeer Mgmt For For For 1.10 Elect Ralph Whitworth Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the 2009 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 2007 Director Mgmt For For For Equity Plan 5 Amendment to Articles of Mgmt For For For Organization Regarding the Right to Call a Special Meeting 6 Ratification of Auditor Mgmt For For For
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP9 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP9 38259P508 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights in China
Harley-Davidson Inc Ticker Security ID: Meeting Date Meeting Status HOG CUSIP9 412822108 04/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Richard Beattie Mgmt For For For 1.3 Elect Judson Green Mgmt For For For 1.4 Elect N. Thomas Linebarger Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Employee Incentive Plan Mgmt For For For 4 Amendment to the Director Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Hess Corp. Ticker Security ID: Meeting Date Meeting Status HES CUSIP9 42809H107 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP9 428236103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation
Ingersoll-Rand Company Limited Ticker Security ID: Meeting Date Meeting Status IR CUSIP9 G47791101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For
INVESCO LTD Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP9 G491BT108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP9 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For For For 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
JP Morgan Chase & Company Ticker Security ID: Meeting Date Meeting Status JPM CUSIP9 46625H100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Kohls Corp. Ticker Security ID: Meeting Date Meeting Status KSS CUSIP9 500255104 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Kraft Foods Inc Ticker Security ID: Meeting Date Meeting Status KFT CUSIP9 50075N104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Lam Research Corp. Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Lowe's Companies Inc Ticker Security ID: Meeting Date Meeting Status LOW CUSIP9 548661107 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Marsh & McLennan Companies Ticker Security ID: Meeting Date Meeting Status MMC CUSIP9 571748102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For For For 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Masco Corp. Ticker Security ID: Meeting Date Meeting Status MAS CUSIP9 574599106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Archer Mgmt For For For 2 Elect Anthony Earley, Jr. Mgmt For For For 3 Elect Lisa Payne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Long-Term Mgmt For For For Stock Incentive Plan
Maxim Integrated Products Inc Ticker Security ID: Meeting Date Meeting Status MXIM ISIN US57772K1016 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan 5 Executive Bonus Plan Mgmt For For For
Medtronic Inc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For For For and Incentive Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP9 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 589331 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
Microsoft Corp. Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHoldr Against Against For Charitable Contributions
NETAPP, INC Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Nordstrom Inc Ticker Security ID: Meeting Date Meeting Status JWN CUSIP9 655664100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For For For 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Occidental Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status OXY CUSIP9 674599105 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHoldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Paccar Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP9 693718108 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alison Carnwath Mgmt For For For 1.2 Elect Robert Parry Mgmt For For For 1.3 Elect John Pigott Mgmt For For For 1.4 Elect Gregory Spierkel Mgmt For For For 2 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP9 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
PETROLEO BRASILEIRO SA - PETROBRAS Ticker Security ID: Meeting Date Meeting Status PBRA CUSIP9 71654V408 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairperson of the Board Mgmt For For For of Directors 6 Election of Supervisory Council Mgmt For For For 7 Remuneration Policy Mgmt For For For 8 Capitalization of Reserves Mgmt For For For 9 Waiver of Preemptive Rights to Mgmt For For For Effect Merger between Braskem and Quattor
PETROLEO BRASILEIRO SA - PETROBRAS Ticker Security ID: Meeting Date Meeting Status PBRA CUSIP9 71654V408 06/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase in Authorized Preferred Mgmt For For For Shares
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
PNC Financial Services Group Inc Ticker Security ID: Meeting Date Meeting Status PNC CUSIP9 693475105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation
Principal Financial Group Inc Ticker Security ID: Meeting Date Meeting Status PFG CUSIP9 74251V102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For For For 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Regulations Mgmt For For For 16 2009 Stock and Incentive Mgmt For For For Compensation Plan 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Garrett Mgmt For For For 4 Elect Bridget Macaskill Mgmt For For For 5 Elect Clark Manning Mgmt For For For 6 Elect Barry Stowe Mgmt For For For 7 Elect Nic Nicandrou Mgmt For For For 8 Elect Rob Devey Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 14 Additional Authority to Issue Shares Mgmt For Against Against w/ Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For Against Against
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For Against Against 2 Approval of Matters Giving Effect to Mgmt For Against Against the Scheme of Arrangement 3 Authority to Allot Shares According Mgmt For Against Against to the Rights Issue 4 Approval of Executive Share Plans Mgmt For Against Against 5 Approval of Employee Share Plans Mgmt For Against Against
Qiagen NV Ticker Security ID: Meeting Date Meeting Status QGEN CUSIP9 N72482107 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Elect Detlev Riesner Mgmt For For For 5 Elect Dr. Werner Brandt Mgmt For For For 6 Elect Metin Colpan Mgmt For For For 7 Elect Erik Hornnaess Mgmt For For For 8 Elect Manfred Karobath Mgmt For For For 9 Elect Heino von Prondzynski Mgmt For For For 10 Elect Peer Schatz Mgmt For For For 11 Elect Roland Sackers Mgmt For For For 12 Elect Joachim Schorr Mgmt For For For 13 Elect Bernd Uder Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For
Qualcomm Inc Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP9 747525103 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
RIO TINTO PLC- ADR Ticker Security ID: Meeting Date Meeting Status RTP CUSIP9 767204100 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Roche Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS H69293217 03/02/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
Rockwell Collins Inc Ticker Security ID: Meeting Date Meeting Status COL CUSIP9 774341101 02/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Beall Mgmt For For For 1.2 Elect Mark Donegan Mgmt For For For 1.3 Elect Andrew Policano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentives Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Saint Jude Medical Income Ticker Security ID: Meeting Date Meeting Status STJ CUSIP9 790849103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP9 G7945J104 04/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from the Cayman Mgmt For For For Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Authority to Reduce Share Capital Mgmt For For For 4 Creation of Distributable Reserves Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For
Shionogi Limited Ticker Security ID: Meeting Date Meeting Status CINS J74229105 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Isao Teshirogi Mgmt For For For 6 Elect Yasuhiro Mino Mgmt For For For 7 Elect Akio Nomura Mgmt For For For 8 Elect Teppei Mogi Mgmt For For For 9 Election of An Alternate Statutory Mgmt For For For Auditor 10 Bonus Mgmt For For For
Siemens AG Ticker Security ID: Meeting Date Meeting Status SI CUSIP9 826197501 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratify Peter Loscher Mgmt For For For 3 Ratify Wolfgang Dehen Mgmt For For For 4 Ratify Heinrich Hiesinger Mgmt For For For 5 Ratify Joe Kaeser Mgmt For For For 6 Ratify Barbara Kux Mgmt For For For 7 Ratify Jim Reid-Anderson Mgmt For For For 8 Ratify Hermann Requardt Mgmt For For For 9 Ratify Siegfried Russwurm Mgmt For For For 10 Ratify Peter Solmssen Mgmt For For For 11 Ratify Gerhard Cromme Mgmt For For For 12 Ratify Berthold Huber Mgmt For For For 13 Ratify Heinrich Hiesinger Mgmt For For For 14 Ratify Josef Ackermann Mgmt For For For 15 Ratify Lothar Adler Mgmt For For For 16 Ratify Jean-Louis Beffa Mgmt For For For 17 Ratify Gerd von Brandenstein Mgmt For For For 18 Ratify Michael Diekmann Mgmt For For For 19 Ratify Hans Michael Gaul Mgmt For For For 20 Ratify Peter Gruss Mgmt For For For 21 Ratify Bettina Haller Mgmt For For For 22 Ratify Hans-Jurgen Hartung Mgmt For For For 23 Ratify Heinz Hawreliuk Mgmt For For For 24 Ratify Harald Kern Mgmt For For For 25 Ratify Nicola Leibinger-Kammuller Mgmt For For For 26 Ratify Werner Monius Mgmt For For For 27 Ratify Hakan Samuelsson Mgmt For For For 28 Ratify Dieter Scheitor Mgmt For For For 29 Ratify Rainer Sieg Mgmt For For For 30 Ratify Birgit Steinborn Mgmt For For For 31 Ratify Iain Vallance of Tummel Mgmt For For For 32 Ratify Sibylle Wankel Mgmt For For For 33 Approval of Compensation Policy Mgmt For For For 34 Appointment of Auditor Mgmt For For For 35 Authority to Repurchase Shares Mgmt For For For 36 Authority to Repurchase Shares using Mgmt For For For Equity Derivatives 37 Authority to Issue Convertible Bonds Mgmt For For For 38 Amendments to Articles Mgmt For For For 39 Agreement with Karl-Hermann Baumann Mgmt For For For 40 Agreement with Johannes Feldmayer Mgmt For For For 41 Agreement with Klaus Kleinfeld Mgmt For For For 42 Agreement with Edward Krubasik Mgmt For For For 43 Agreement with Rudi Lamprecht Mgmt For For For 44 Agreement with Heinrich von Pierer Mgmt For For For 45 Agreement with Jurgen Radomski Mgmt For For For 46 Agreement with Uriel Sharef Mgmt For For For 47 Agreement with Klaus Wucherer Mgmt For For For 48 Approval of D&O Insurance Settlement Mgmt For For For Agreement 49 Shareholder Proposal Regarding Mgmt Against For Against Supervisory Board Compensation 50 Shareholder Proposal Regarding Mgmt Against For Against Amending the Corporate Purpose
Stanley Black & Decker Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For For For 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stanley Works Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854616109 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Staples Inc Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP9 855030102 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Suncor Energy Ticker Security ID: Meeting Date Meeting Status SU CUSIP9 867224107 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Benson Mgmt For For For 1.2 Elect Brian Canfield Mgmt For For For 1.3 Elect Dominic D'Alessandro Mgmt For For For 1.4 Elect John Ferguson Mgmt For For For 1.5 Elect W. Douglas Ford Mgmt For For For 1.6 Elect Richard George Mgmt For For For 1.7 Elect Paul Haseldonckx Mgmt For For For 1.8 Elect John Huff Mgmt For For For 1.9 Elect Jacques Lamarre Mgmt For For For 1.10 Elect Brian MacNeill Mgmt For For For 1.11 Elect Maureen McCaw Mgmt For For For 1.12 Elect Michael O'Brien Mgmt For For For 1.13 Elect James Simpson Mgmt For For For 1.14 Elect Eira Thomas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Sysco Corp. Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jonathan Golden Mgmt For For For 2 Elect Joseph Hafner, Jr. Mgmt For For For 3 Elect Nancy Newcomb Mgmt For For For 4 Elect Kenneth Spitler Mgmt For For For 5 2009 Non-Employee Directors Stock Mgmt For For For Plan 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 2009 Management Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
Target Corp. Ticker Security ID: Meeting Date Meeting Status TGT CUSIP9 87612E106 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Texas Instruments Inc Ticker Security ID: Meeting Date Meeting Status TXN CUSIP9 882508104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Textron Inc Ticker Security ID: Meeting Date Meeting Status TXT CUSIP9 883203101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Mgmt For For For Program 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For
UBS AG Ticker Security ID: Meeting Date Meeting Status UBS CUSIP9 H89231338 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Management Mgmt For For For Acts (2009) 5 Ratification of Board and Management Mgmt For For For Acts (2008) 6 Ratification of Board and Management Mgmt For For For Acts (2007) 7 Amendments to Articles Mgmt For For For 8 Elect Kaspar Villiger Mgmt For For For 9 Elect Sally Bott Mgmt For For For 10 Elect Michel Demare Mgmt For For For 11 Elect Rainer-Marc Frey Mgmt For For For 12 Elect Bruno Gehrig Mgmt For For For 13 Elect Ann Godbehere Mgmt For For For 14 Elect Axel Lehmann Mgmt For For For 15 Elect Helmut Panke Mgmt For For For 16 Elect William Parrett Mgmt For For For 17 Elect David Sidwell Mgmt For For For 18 Elect Wolfgang Mayrhuber Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Increase in Conditional Capital Mgmt For For For
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 04/29/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt Abstain TNA N/A 4 Presentation of Auditor Report Mgmt Abstain TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor Acts Mgmt For TNA N/A 8 Elect Roch Doliveux Mgmt For TNA N/A 9 Elect Peter Fellner Mgmt For TNA N/A 10 Ratification of the Independence of Mgmt For TNA N/A Peter Fellner 11 Elect Albrecht de Graeve Mgmt For TNA N/A 12 Ratification of the Independence and Mgmt For TNA N/A Accounting Expertise of Albrecht De Graeve 13 Elect Alexandre Van Damme Mgmt For TNA N/A 14 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 15 Change in Control Provision for 2009 Mgmt For TNA N/A Bonds 16 Non-Voting Agenda Item N/A N/A TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 11/06/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Convertibility of Bonds Mgmt For TNA N/A 7 Authority to Increase Authorized Mgmt For TNA N/A Share Capital 8 Authority to Issue Shares Mgmt For TNA N/A 9 Approval of Change in Control Clause Mgmt For TNA N/A 10 Approval of Change in Control Clause Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Cancel Shares Mgmt For TNA N/A 13 Elect Tom McKillop Mgmt For TNA N/A 14 Ratify the Independence of Sir Tom Mgmt For TNA N/A McKillop 15 Authority to Carry Out Formalities Mgmt For TNA N/A 16 Authority to Carry Out Formalities Mgmt For TNA N/A 17 Company Registrar Mgmt For TNA N/A
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP9 903914109 06/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
UNILEVER N.V. Ticker Security ID: Meeting Date Meeting Status UN CUSIP9 904784709 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Kees Storm Mgmt For For For 12 Elect Michael Treschow Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sir Malcolm Rifkind Mgmt For For For 16 Management Co-Investment Plan Mgmt For For For 17 Amendment to the Compensation Policy Mgmt For For For Regarding the Annual Bonus 18 Amendment to the Compensation Policy Mgmt For For For Regarding the Long-Term Incentive Arrangements 19 Authority to Cancel Shares; Mgmt For For For Amendment to Articles 20 Authority to Repurchase Cumulative Mgmt For For For Preference Shares 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Cancel Shares Mgmt For For For 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 24 Appointment of Auditor Mgmt For For For
United Parcel Service Inc Ticker Security ID: Meeting Date Meeting Status UPS CUSIP9 911312106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP9 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Unumprovident Corp. Ticker Security ID: Meeting Date Meeting Status UNM CUSIP9 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Varian Medical Systems Inc Ticker Security ID: Meeting Date Meeting Status VAR CUSIP9 92220P105 02/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Vertex Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP9 92532F100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For For For Option Plan 3 Ratification of Auditor Mgmt For For For
Wal Mart Stores Inc Ticker Security ID: Meeting Date Meeting Status WMT CUSIP9 931142103 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For For For 19 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report
Walgreen Company Ticker Security ID: Meeting Date Meeting Status WAG ISIN US9314221097 01/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP9 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP9 959802109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Williams Companies Inc Ticker Security ID: Meeting Date Meeting Status WMB CUSIP9 969457100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathleen Cooper Mgmt For For For 2 Elect William Granberry Mgmt For For For 3 Elect William Lowrie Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2007 Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 8 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Yahoo Inc Ticker Security ID: Meeting Date Meeting Status YHOO CUSIP9 984332106 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect Roy Bostock Mgmt For For For 3 Elect Patti Hart Mgmt For For For 4 Elect Eric Hippeau Mgmt For For For 5 Elect Susan James Mgmt For For For 6 Elect Vyomesh Joshi Mgmt For For For 7 Elect Arthur Kern Mgmt For Against Against 8 Elect Brad Smith Mgmt For For For 9 Elect Gary Wilson Mgmt For For For 10 Elect Jerry Yang Mgmt For For For 11 Amendment to the 1996 Directors' Mgmt For For For Stock Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
The Hartford Balanced Allocation Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Balanced Income Fund Investment Company Report 07/01/09 - 06/30/10 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP9 88579Y101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Aflac Inc Ticker Security ID: Meeting Date Meeting Status AFL CUSIP9 001055102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos, II Mgmt For For For 3 Elect Paul Amos, II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger, III Mgmt For For For 6 Elect Joe Harris Mgmt For For For 7 Elect Elizabeth Hudson Mgmt For For For 8 Elect Douglas Johnson Mgmt For For For 9 Elect Robert Johnson Mgmt For For For 10 Elect Charles Knapp Mgmt For For For 11 Elect E. Stephen Purdom Mgmt For For For 12 Elect Barbara Rimer Mgmt For For For 13 Elect Marvin Schuster Mgmt For For For 14 Elect David Thompson Mgmt For For For 15 Elect Robert Wright Mgmt For For For 16 Elect Takuro Yoshida Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of Auditor Mgmt For For For
Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP9 020002101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For For For 5 Elect Ronald LeMay Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For For For 11 Elect Thomas Wilson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Altria Group Ticker Security ID: Meeting Date Meeting Status MO CUSIP9 02209S103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 PERFORMANCE INCENTIVE PLAN Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 14 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
American Electric Power Company Inc Ticker Security ID: Meeting Date Meeting Status AEP CUSIP9 025537101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For
Analog Devices Inc Ticker Security ID: Meeting Date Meeting Status ADI CUSIP9 032654105 03/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Analog Devices Inc Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654 07/20/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Option Exchange Program Mgmt For For For
ASTRAZENECA PLC- ADR Ticker Security ID: Meeting Date Meeting Status AZN CUSIP9 046353108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For
AT&T INC. Ticker Security ID: Meeting Date Meeting Status T CUSIP9 00206R102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Bank Of Nova Scotia Ticker Security ID: Meeting Date Meeting Status BNS CUSIP9 064149107 04/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Brenneman Mgmt For For For 1.2 Elect C. Chen Mgmt For For For 1.3 Elect David Dodge Mgmt For For For 1.4 Elect N. Ashleigh Everett Mgmt For For For 1.5 Elect John Kerr Mgmt For For For 1.6 Elect Michael Kirby Mgmt For For For 1.7 Elect John Mayberry Mgmt For For For 1.8 Elect Thomas O'Neill Mgmt For For For 1.9 Elect Alexis Rovzar de la Torre Mgmt For For For 1.10 Elect Indira Samarasekera Mgmt For For For 1.11 Elect Allan Shaw Mgmt For For For 1.12 Elect Paul Sobey Mgmt For For For 1.13 Elect Barbara Thomas Mgmt For For For 1.14 Elect Richard Waugh Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 5 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage
BP PLC - ADR Ticker Security ID: Meeting Date Meeting Status BP CUSIP9 055622104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For For For Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project
Chevron Corp. Ticker Security ID: Meeting Date Meeting Status CVX CUSIP9 166764100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee
Chubb Corp. Ticker Security ID: Meeting Date Meeting Status CB CUSIP9 171232101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For
CIT Group Inc Ticker Security ID: Meeting Date Meeting Status CIT CUSIP9 125581801 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael J. Embler Mgmt For For For 2 Elect William Freeman Mgmt For For For 3 Elect Arthur Newman Mgmt For For For 4 Elect Daniel Ninivaggi Mgmt For For For 5 Elect R. Brad Oates Mgmt For For For 6 Elect Marianne Parrs Mgmt For For For 7 Elect Gerald Rosenfeld Mgmt For For For 8 Elect John Ryan Mgmt For For For 9 Elect Seymour Sternberg Mgmt For For For 10 Elect John Thain Mgmt For For For 11 Elect Peter Tobin Mgmt For For For 12 Elect Laura Unger Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation
Conocophillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP9 20825C104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
CREDIT SUISSE GROUP Ticker Security ID: Meeting Date Meeting Status CS CUSIP9 225401108 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Election of Directors Mgmt For For For 7 Elect Robert Benmosche Mgmt For For For 8 Appointment of Special Auditor Mgmt For For For 9 Transaction of Other Business Mgmt For Against Against
Dominion Resources Inc Ticker Security ID: Meeting Date Meeting Status D CUSIP9 25746U109 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Thomas Farrell, II Mgmt For For For 5 Elect John Harris Mgmt For For For 6 Elect Robert Jepson, Jr. Mgmt For For For 7 Elect Mark Kington Mgmt For For For 8 Elect Margeret McKenna Mgmt For For For 9 Elect Frank Royal Mgmt For For For 10 Elect Robert Spilman, Jr. Mgmt For For For 11 Elect David Wollard Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement to Amend Articles of Incorporation 14 Elimination of Supermajority Mgmt For For For Requirement to Amend the Bylaws 15 Elimination of Supermajority Mgmt For For For Requirement Regarding Setting the Exact Number of Directors 16 Elimination of Supermajority Mgmt For For For Requirement Regarding Removal of a Director for Cause 17 Clarifying Amendments to Articles of Mgmt For For For Incorporation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of 20% Renewable Energy Goal 19 Shareholder Proposal Regarding ShrHoldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Du Pont EI De Nemours Ticker Security ID: Meeting Date Meeting Status DD CUSIP9 263534109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHoldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights
Eaton Corp. Ticker Security ID: Meeting Date Meeting Status ETN CUSIP9 278058102 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For
ELI Lilly & Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP9 532457108 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For For For 3 Elect R. David Hoover Mgmt For For For 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Emerson Electric Company Ticker Security ID: Meeting Date Meeting Status EMR CUSIP9 291011104 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For For For 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Measures Mgmt For For For under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For
FPL Group Inc Ticker Security ID: Meeting Date Meeting Status FPL CUSIP9 302571104 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP9 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP9 372460105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Johns Mgmt For For For 1.6 Elect Michael Johns Mgmt For For For 1.7 Elect J. Hicks Lanier Mgmt For For For 1.8 Elect Wendy Needham Mgmt For For For 1.9 Elect Jerry Nix Mgmt For For For 1.10 Elect Larry Prince Mgmt For For For 1.11 Elect Gary Rollins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Heinz HJ Company Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074 08/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting
Home Depot Inc Ticker Security ID: Meeting Date Meeting Status HD CUSIP9 437076102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
HSBC Holdings PLC Ticker Security ID: Meeting Date Meeting Status CINS G4634U169 05/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Rona Fairhead Mgmt For For For 4 Elect Michael Geoghegan Mgmt For For For 5 Elect Stephen Green Mgmt For For For 6 Elect Gwyn Morgan Mgmt For For For 7 Elect Narayana Murthy Mgmt For For For 8 Elect Simon Robertson Mgmt For For For 9 Elect John Thornton Mgmt For For For 10 Elect Sir Brian Williamson Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Amendments to New Articles Mgmt For For For 15 UK Share Incentive Plan Extension Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Illinois Tool Works Ticker Security ID: Meeting Date Meeting Status ITW CUSIP9 452308109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Intel Corp. Ticker Security ID: Meeting Date Meeting Status INTC CUSIP9 458140100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP9 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For For For 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Kimberly-Clark Corp. Ticker Security ID: Meeting Date Meeting Status KMB CUSIP9 494368103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Kraft Foods Inc Ticker Security ID: Meeting Date Meeting Status KFT CUSIP9 50075N104 01/14/2010 Unvoted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 A PROPOSAL TO APPROVE ISSUING UP TO Mgmt For N/A N/A 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY Mgmt For N/A N/A ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1.
Kraft Foods Inc Ticker Security ID: Meeting Date Meeting Status KFT CUSIP9 50075N104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
LORILLARD INC Ticker Security ID: Meeting Date Meeting Status LO CUSIP9 544147101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Richard Roedel Mgmt For For For 1.3 Elect David Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For
M & T Bank Corp. Ticker Security ID: Meeting Date Meeting Status MTB CUSIP9 55261F104 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For For For 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Colm Doherty Mgmt For For For 1.9 Elect Gary Geisel Mgmt For For For 1.10 Elect Patrick Hodgson Mgmt For For For 1.11 Elect Richard King Mgmt For For For 1.12 Elect Jorge Pereira Mgmt For For For 1.13 Elect Michael Pinto Mgmt For For For 1.14 Elect Melinda Rich Mgmt For For For 1.15 Elect Robert Sadler, Jr. Mgmt For For For 1.16 Elect Herbert Washington Mgmt For For For 1.17 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For
Marathon Oil Corp. Ticker Security ID: Meeting Date Meeting Status MRO CUSIP9 565849106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Clarence Cazalot, Jr. Mgmt For For For 3 Elect David Daberko Mgmt For For For 4 Elect William Davis, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Michael Phelps Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Seth Schofield Mgmt For For For 11 Elect John Snow Mgmt For For For 12 Elect Thomas Usher Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Marsh & McLennan Companies Ticker Security ID: Meeting Date Meeting Status MMC CUSIP9 571748102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For For For 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Mattel Inc Ticker Security ID: Meeting Date Meeting Status MAT CUSIP9 577081102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For
Maxim Integrated Products Inc Ticker Security ID: Meeting Date Meeting Status MXIM ISIN US57772K1016 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan 5 Executive Bonus Plan Mgmt For For For
McDonalds Corp. Ticker Security ID: Meeting Date Meeting Status MCD CUSIP9 580135101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHoldr Against Against For Cage-Free Eggs
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP9 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 589331 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
Packaging Corp. Of America Ticker Security ID: Meeting Date Meeting Status PKG CUSIP9 695156109 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Mgmt For For For Incentive Plan
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP9 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
Philip Morris International Inc Ticker Security ID: Meeting Date Meeting Status PM CUSIP9 718172109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
PPG Industries Inc Ticker Security ID: Meeting Date Meeting Status PPG CUSIP9 693506107 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Accountability Report
Republic Services Inc Ticker Security ID: Meeting Date Meeting Status RSG CUSIP9 760759100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James O'Connor Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect James Crownover Mgmt For For For 4 Elect William Flynn Mgmt For For For 5 Elect David Foley Mgmt For For For 6 Elect Michael Larson Mgmt For For For 7 Elect Nolan Lehmann Mgmt For For For 8 Elect W. Lee Nutter Mgmt For For For 9 Elect Ramon Rodriguez Mgmt For For For 10 Elect Allan Sorensen Mgmt For For For 11 Elect John Trani Mgmt For For For 12 Elect Michael Wickham Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditure Report
Schneider Electric SA,Rueil Malmaison Ticker Security ID: Meeting Date Meeting Status CINS F86921107 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 6 Related Party Transactions Mgmt For For For 7 Retirement Benefits (Emmanuel Babeau) Mgmt For For For 8 Elect Henri Lachmann Mgmt For For For 9 Elect Serge Weinberg Mgmt For For For 10 Elect Gerard La Martiniere Mgmt For For For 11 Elect Noel Forgeard Mgmt For For For 12 Elect Catherine Kopp Mgmt For For For 13 Elect James Ross Mgmt For For For 14 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 15 Appointment of Alternate Auditor Mgmt For For For (Auditex) 16 Appointment of Auditor (Mazars) Mgmt For For For 17 Appointment of Alternate Auditor Mgmt For For For (Thierry Blanchetier) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Private Placement 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Foreign Employee Savings Plan 22 Authority to Carry Out formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
Standard Chartered PLC Ticker Security ID: Meeting Date Meeting Status CINS G84228157 05/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Jamie Dundas Mgmt For For For 5 Elect Valerie Gooding Mgmt For For For 6 Elect Rudy Markham Mgmt For For For 7 Elect John Peace Mgmt For For For 8 Elect Peter Sands Mgmt For For For 9 Elect Paul Skinner Mgmt For For For 10 Elect Oliver Stocken Mgmt For For For 11 Elect Jaspal Bindra Mgmt For For For 12 Elect Richard Delbridge Mgmt For For For 13 Elect HAN Seung-Soo Mgmt For For For 14 Elect Simon Lowth Mgmt For For For 15 Elect Michael Rees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights Pursuant to Indian Listing 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Pursuant to Indian Listing 24 Authority to Repurchase Ordinary Mgmt For For For Shares 25 Authority to Repurchase Preference Mgmt For For For Shares 26 Adoption of New Articles Mgmt For For For 27 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 28 Amendments to Restricted Share Scheme Mgmt For For For 29 Waiver From Strict Compliance With Mgmt For For For Reporting and Annual Review Requirements 30 Waiver From Compliance with Written Mgmt For For For Agreement Requirements 31 Waiver From Strict Compliance with Mgmt For For For Ongoing Banking Transactions Requirements
Stanley Black & Decker Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For For For 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stanley Works Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854616109 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Sysco Corp. Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jonathan Golden Mgmt For For For 2 Elect Joseph Hafner, Jr. Mgmt For For For 3 Elect Nancy Newcomb Mgmt For For For 4 Elect Kenneth Spitler Mgmt For For For 5 2009 Non-Employee Directors Stock Mgmt For For For Plan 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 2009 Management Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
Taiwan Semiconductor Mfg. Co. Ltd. (ADR) Ticker Security ID: Meeting Date Meeting Status TSM CUSIP9 874039100 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives
Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP9 891160509 03/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bennett Mgmt For For For 1.2 Elect Hugh Bolton Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect W. Edmund Clark Mgmt For For For 1.5 Elect Wendy Dobson Mgmt For For For 1.6 Elect Henry Ketcham Mgmt For For For 1.7 Elect Pierre Lessard Mgmt For For For 1.8 Elect Brian Levitt Mgmt For For For 1.9 Elect Harold MacKay Mgmt For For For 1.10 Elect Irene Miller Mgmt For For For 1.11 Elect Nadir Mohamed Mgmt For For For 1.12 Elect Wilbur Prezzano Mgmt For For For 1.13 Elect Helen Sinclair Mgmt For For For 1.14 Elect Carole Taylor Mgmt For For For 1.15 Elect John Thompson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 5 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage
TOTAL SA Ticker Security ID: Meeting Date Meeting Status TOT CUSIP9 89151E109 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Retirement Indemnity, Supplementary Mgmt For For For Pension Plan and Severance Package for Christophe de Margerie 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Thierry Desmarest Mgmt For For For 8 Elect Thierry de Rudder Mgmt For Against Against 9 Elect Gunnar Brock Mgmt For For For 10 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 11 Appointment of Auditor (KPMG Audit) Mgmt For For For 12 Replacement of Alternate Auditor Mgmt For For For 13 Replacement of Alternate Auditor Mgmt For For For 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Issue Shares Mgmt For For For and/Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For For For 19 Shareholder Proposal Regarding Mgmt Against Against For Collective Investment Funds 20 Elect Claude Clement Mgmt N/A For N/A
UNILEVER N.V. Ticker Security ID: Meeting Date Meeting Status UN CUSIP9 904784709 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Kees Storm Mgmt For For For 12 Elect Michael Treschow Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sir Malcolm Rifkind Mgmt For For For 16 Management Co-Investment Plan Mgmt For For For 17 Amendment to the Compensation Policy Mgmt For For For Regarding the Annual Bonus 18 Amendment to the Compensation Policy Mgmt For For For Regarding the Long-Term Incentive Arrangements 19 Authority to Cancel Shares; Mgmt For For For Amendment to Articles 20 Authority to Repurchase Cumulative Mgmt For For For Preference Shares 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Cancel Shares Mgmt For For For 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 24 Appointment of Auditor Mgmt For For For
Verizon Communications Inc Ticker Security ID: Meeting Date Meeting Status VZ CUSIP9 92343V104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHoldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares after Retirement
VF Corp. Ticker Security ID: Meeting Date Meeting Status VFC CUSIP9 918204108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Waste Management Inc Ticker Security ID: Meeting Date Meeting Status WM CUSIP9 94106L109 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Elimination of the Supermajority Mgmt For For For Requirement 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 12 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Xcel Energy Inc Ticker Security ID: Meeting Date Meeting Status XEL CUSIP9 98389B100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
The Hartford Capital Appreciation Fund Investment Company report 07/01/09 - 06/30/10 Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP9 H0023R105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Directors Mgmt For For For 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 16 Approval of Dividend in the Form of Mgmt For For For a Par Value Reduction
Acergy SA, Luxembourg Ticker Security ID: Meeting Date Meeting Status CINS L00306107 08/04/2009 Take No Action Meeting Type Country of Trade Special Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Increase in Authorized Capital Mgmt For TNA N/A 3 Cancellation of Shares Mgmt For TNA N/A
ACTIVISION BLIZZARD INC Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP9 00507V109 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philippe G. H. Capron Mgmt For For For 2 Elect Robert J. Corti Mgmt For For For 3 Elect Frederic R. Crepin Mgmt For For For 4 Elect Brian G. Kelly Mgmt For For For 5 Elect Robert A. Kotick Mgmt For For For 6 Elect Jean-Bernard Levy Mgmt For For For 7 Elect Robert J. Morgado Mgmt For For For 8 Elect Douglas P. Morris Mgmt For For For 9 Elect Stephane Roussel Mgmt For For For 10 Elect Richard Sarnoff Mgmt For For For 11 Elect Regis Turrini Mgmt For For For 12 Amendment to the 2008 Incentive Plan Mgmt For For For
ACTIVISION BLIZZARD INC Ticker Security ID: Meeting Date Meeting Status ATVI ISIN US00507V1098 12/17/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the 2008 Incentive Plan Mgmt For For For
ALCATEL Ticker Security ID: Meeting Date Meeting Status ALU CUSIP9 013904305 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Philippe Camus Mgmt For For For 5 Elect Ben Verwaayen Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Frank Blount Mgmt For For For 8 Elect Stuart E. Eizenstat Mgmt For For For 9 Elect Louis R. Hughes Mgmt For For For 10 Elect Jean C. Monty Mgmt For For For 11 Elect Olivier Piou Mgmt For For For 12 Elect Carla Cico Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Elect Jean-Pierre Desbois as Censor Mgmt For For For 15 Elect Bertrand Lapraye as Censor Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Performance Shares (Philippe Camus ) Mgmt For For For 18 Performance Shares and Supplementary Mgmt For For For Retirement Benefits (Ben Verwaayen) 19 Relocation of Corporate Headquarters Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Cancel Shares and Mgmt For For For Reduce Capital 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 23 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 25 Authority to Increase Share Issuance Mgmt For For For Limit 26 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 27 Global Ceiling on Increases in Mgmt For For For Capital and Issuances of Debt 28 Authority to Increase Capital Mgmt For For For Through Capitalizations 29 Authority to Issue Restricted Shares Mgmt For Against Against to Employees and Executives 30 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 31 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 32 Amendments to Article Regarding Mgmt For For For Director and Censor Term Lengths 33 Authority to Carry Out Formalities Mgmt For For For 34 Transaction of Other Business Mgmt Abstain Abstain For
Amgen Inc Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP9 031162100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
ANGLOGOLD ASHANTI LIMITED-ADR Ticker Security ID: Meeting Date Meeting Status AU CUSIP9 035128206 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Frank Arisman Mgmt For For For 4 Elect L. Nkuhlu Mgmt For For For 5 Elect Audit Committee Member Mgmt For For For 6 Elect Audit Committee Member Mgmt For For For 7 General Authority to Issue Shares Mgmt For For For 8 Authority to Issue Shares for Cash Mgmt For For For 9 Authority to Issue Convertible Bonds Mgmt For For For 10 Approve Increase NEDs' Fees Mgmt For For For 11 Approve Increase NEDs' Fees Mgmt For For For (Committee Meetings) 12 Amendment to the Share Incentive Mgmt For For For Scheme 13 Amendment to the Long Term Incentive Mgmt For For For Scheme 2005 14 Amendment to the Bonus Share Plan Mgmt For For For 2005 15 Authority to Issue Shares for Mgmt For For For Incentive Schemes 16 Approve Remuneration Policy Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For
ANGLOGOLD ASHANTI LIMITED-ADR Ticker Security ID: Meeting Date Meeting Status AU CUSIP 035128 07/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares Upon Mgmt For For For Conversion of Bonds
Apple Computers Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP9 037833100 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee
Aracruz Celulose SA Ticker Security ID: Meeting Date Meeting Status ARA CUSIP 038496 07/10/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authorize the Conversion Mgmt For For For
Asml Holding NV Ticker Security ID: Meeting Date Meeting Status ASML CUSIP9 N07059186 03/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendment to Compensation Policy Mgmt For For For 6 Performance Share Grants to Mgmt For For For Management Board (Revised Compensation Policy) 7 Performance Share Grants (Current Mgmt For Abstain Against Compensation Policy) 8 Performance Stock Options (Current Mgmt For Abstain Against Compensation Policy) 9 Stock Option Grants to Employees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For
AT&T INC. Ticker Security ID: Meeting Date Meeting Status T CUSIP9 00206R102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 03/31/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
BANCO SANTANDER BRASIL S A Ticker Security ID: Meeting Date Meeting Status BSBR CUSIP9 05967A107 02/03/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Stock Option Plan; Long-Term Mgmt For For For Incentive Plan
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 02/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Barrick Gold Corp. Ticker Security ID: Meeting Date Meeting Status ABX CUSIP9 067901108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Marshall Cohen Mgmt For For For 1.6 Elect Peter Crossgrove Mgmt For For For 1.7 Elect Robert Franklin Mgmt For For For 1.8 Elect J. Brett Harvey Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Boston Scientific Corp. Ticker Security ID: Meeting Date Meeting Status BSX CUSIP9 101137107 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For For For 8 Elect Ernest Mario Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against
Bristol Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP9 110122108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For For For 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
Cameco Corp. Ticker Security ID: Meeting Date Meeting Status CCJ CUSIP9 13321L108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Declaration of Residency - Canadian Mgmt Abstain Abstain For 2.1 Elect John Clappison Mgmt For For For 2.2 Elect Joe Colvin Mgmt For For For 2.3 Elect James Curtiss Mgmt For For For 2.4 Elect Donald Deranger Mgmt For For For 2.5 Elect James Gowans Mgmt For For For 2.6 Elect Gerald Grandey Mgmt For For For 2.7 Elect Nancy Hopkins Mgmt For For For 2.8 Elect Oyvind Hushovd Mgmt For For For 2.9 Elect J.W. George Ivany Mgmt For For For 2.10 Elect A. Anne McLellan Mgmt For For For 2.11 Elect A. Neil McMillan Mgmt For For For 2.12 Elect Victor Zaleschuk Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Celgene Corp. Ticker Security ID: Meeting Date Meeting Status CELG CUSIP9 151020104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For
China Overseas Land & Investment Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y15004107 11/03/2009 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Joint Venture/Strategic Alliance Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
CIELO S A Ticker Security ID: Meeting Date Meeting Status CINS P2859E100 04/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capitalization of Reserves Mgmt For For For 4 Reconciliation of Share Capital Mgmt For For For 5 Amend Directors' Term Length Mgmt For Against Against 6 Amend Executives' Term Length Mgmt For For For 7 Amendments to Articles Mgmt For Against Against 8 Amendments to Articles Mgmt For For For
CIELO S A Ticker Security ID: Meeting Date Meeting Status CINS P2859E100 04/30/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profit/Dividends Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For For For
Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation
Citrix Systems Inc Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP9 177376100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Templeton Mgmt For For For 2 Elect Stephen Dow Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 AMENDMENT TO THE 2005 EQUITY Mgmt For For For INCENTIVE PLAN 5 Ratification of Auditor Mgmt For For For
Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP9 20030N101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
COMPANHIA BRASILEIRA DE MEIOS DE PAGAMENTO, SAO PA Ticker Security ID: Meeting Date Meeting Status CINS P3063Y106 12/14/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Company Name Mgmt For For For 3 Election of Supervisory Council Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Corning Inc Ticker Security ID: Meeting Date Meeting Status GLW CUSIP9 219350105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Cummings, Jr. Mgmt For For For 2 Elect Carlos Gutierrez Mgmt For For For 3 Elect William Smithburg Mgmt For For For 4 Elect Hansel Tookes, II Mgmt For For For 5 Elect Wendell Weeks Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Variable Compensation Plan Mgmt For For For 8 2010 Equity Plan for Non-Employee Mgmt For For For Directors 9 Repeal of Classified Board Mgmt For For For 10 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
COVIDIEN Ticker Security ID: Meeting Date Meeting Status COV CUSIP9 G2554F105 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For For For
CVS Corp. Ticker Security ID: Meeting Date Meeting Status CVS CUSIP9 126650100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For For For 8 Elect Terrence Murray Mgmt For For For 9 Elect C.A. Lance Piccolo Mgmt For For For 10 Elect Sheli Rosenberg Mgmt For For For 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles
Daiichi Sankyo Company Ticker Security ID: Meeting Date Meeting Status CINS J11257102 06/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Hitoshi Matsuda Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Takashi Okimoto Mgmt For For For 8 Elect Johshi Nakayama Mgmt For For For 9 Elect Kazunori Hirokawa Mgmt For For For 10 Elect Hiroshi Hirabayashi Mgmt For For For 11 Elect Kunio Ishihara Mgmt For For For 12 Elect Yuhichiroh Anzai Mgmt For For For 13 Elect Akio Yamada Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor 16 Bonus Mgmt For For For
Delta Air Lines Inc Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP9 247361702 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Dow Chemicals Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP9 260543103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect John Hess Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect Paul Polman Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect James Ringler Mgmt For For For 11 Elect Ruth Shaw Mgmt For For For 12 Elect Paul Stern Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 15 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Remediation in the Midland Area 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Dresser-Rand Group Inc. Ticker Security ID: Meeting Date Meeting Status DRC CUSIP9 261608103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Macaulay Mgmt For For For 1.2 Elect Vincent Volpe Jr. Mgmt For For For 1.3 Elect Rita Foley Mgmt For For For 1.4 Elect Louis Raspino Mgmt For For For 1.5 Elect Philip Roth Mgmt For For For 1.6 Elect Stephen Snider Mgmt For For For 1.7 Elect Michael Underwood Mgmt For For For 1.8 Elect Joseph Winkler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ebay Inc Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP9 278642103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y22514114 03/15/2010 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Preferred Shares Mgmt For For For 3 Employee Stock Option Scheme 2010 Mgmt For For For 4 Employee Stock Option Scheme 2010 Mgmt For For For for Subsidiaries 5 Authority to Give Guarantees and Mgmt For For For Make Investments 6 Authority to Give Guarantees and Mgmt For For For Make Investments 7 Amendment to Compensation of Jagdish Mgmt For For For Prakash 8 Reappointment of Jagdish Prakash as Mgmt For For For Wholetime Director
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y22514106 09/26/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Sankalp Srivastava Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Reappointment of Shantanu Prakash as Mgmt For Against Against Chairman and Managing Director; Approval of Compensation 6 Elect Chayama Chona Mgmt For For For 7 Elect Rajiv Luthra Mgmt For For For 8 Stock Split Mgmt For For For 9 Directors' Commission Mgmt For For For
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status ISIN INE216H01027 12/19/2009 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Borrowing Powers Mgmt For For For 3 Authority to Mortgage Assets Mgmt For For For 4 Authority to Outsource/Transfer Mgmt For For For Smart Class Contracts 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
EMC Corp. Ticker Security ID: Meeting Date Meeting Status EMC CUSIP9 268648102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Fedex Corp. Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X 09/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
FIBRIA CELULOSE SA, SAO PAULO Ticker Security ID: Meeting Date Meeting Status FBR CUSIP9 31573A109 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Capital Expenditure Budget Mgmt For For For 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For For For 6 Amend Article 8 Mgmt For For For 7 Amend Articles 17 and 20 Mgmt For For For 8 Amend Articles 20 and 22 Mgmt For For For 9 Amend Article 22 Mgmt For For For 10 Amend Article 27 Mgmt For For For
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status FPRB CUSIP9 345370860 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For For For 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Carbon Dioxide Reduction
FPL Group Inc Ticker Security ID: Meeting Date Meeting Status FPL CUSIP9 302571104 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
GAM HOLDING AG, ZUERICH Ticker Security ID: Meeting Date Meeting Status CINS H2878E106 04/13/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Amendments to Articles Mgmt For TNA N/A 7 Elect Diego du Monceau Mgmt For TNA N/A 8 Elect Daniel Daeniker Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A
Gap Inc Ticker Security ID: Meeting Date Meeting Status GPS CUSIP9 364760108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan
Garanti Bankasi AS Ticker Security ID: Meeting Date Meeting Status CINS M4752S106 04/01/2010 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Board Mgmt For TNA N/A 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts; Allocation of Mgmt For TNA N/A Profits/Dividends 6 Amendments to Articles Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 9 Appointment of Auditor Mgmt For TNA N/A 10 Charitable Donations Mgmt For TNA N/A 11 Related Party Transactions Mgmt For TNA N/A
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP9 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Genworth Financial Inc Ticker Security ID: Meeting Date Meeting Status GNW CUSIP9 37247D106 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For For For 2 Elect Michael Fraizer Mgmt For For For 3 Elect Nancy Karch Mgmt For For For 4 Elect J. Robert Kerrey Mgmt For For For 5 Elect Risa Lavizzo-Mourey Mgmt For For For 6 Elect Christine Mead Mgmt For For For 7 Elect Thomas Moloney Mgmt For For For 8 Elect James Parke Mgmt For For For 9 Elect James Riepe Mgmt For For For 10 Re-approval of the 2004 Omnibus Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP9 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP9 38259P508 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights in China
Hon Hai Precision Industries Company Ticker Security ID: Meeting Date Meeting Status CINS Y36861105 06/08/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Amendments to Procedural Rules of Mgmt For For For Capital Loans 12 Amendments to Procedural Rules of Mgmt For For For Endorsements/Guarantees 13 Amendments to Articles Mgmt For For For 14 Election of Directors and Mgmt For For For Supervisors (Slate) 15 Non-Compete Restrictions for Mgmt For For For Directors 16 Extraordinary Motions Mgmt For Against Against 17 Non-Voting Meeting Note N/A N/A N/A N/A
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker Security ID: Meeting Date Meeting Status CINS ADPV10686 09/02/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Capital Injection Mgmt For For For
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker Security ID: Meeting Date Meeting Status CINS ADPV10686 11/27/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Elect Malcolm McCarthy Mgmt For For For 3 Elect Kenneth CHUNG Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A
International Business Machine Corp. Ticker Security ID: Meeting Date Meeting Status IBM CUSIP9 459200101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Itochu Corporation Ticker Security ID: Meeting Date Meeting Status CINS J2501P104 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For For For 5 Elect Kohei Watanabe Mgmt For For For 6 Elect Masahiro Okafuji Mgmt For For For 7 Elect Toshihito Tanba Mgmt For For For 8 Elect Yohichi Kobayashi Mgmt For For For 9 Elect Yoshio Akamatsu Mgmt For For For 10 Elect Yoshihisa Aoki Mgmt For For For 11 Elect Tadayuki Seki Mgmt For For For 12 Elect Hiroo Inoue Mgmt For For For 13 Elect Kenji Okada Mgmt For For For 14 Elect Kohji Takayanagi Mgmt For For For 15 Elect Satoshi Kikuchi Mgmt For For For 16 Elect Tohru Matsushima Mgmt For For For 17 Elect Hitoshi Okamoto Mgmt For For For
JULIUS BAER GROUP LTD Ticker Security ID: Meeting Date Meeting Status CINS H4414N103 04/08/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Mgmt For TNA N/A Management Acts 6 Elect Rolf Jetzer Mgmt For TNA N/A 7 Elect Gareth Penny Mgmt For TNA N/A 8 Elect Daniel Sauter Mgmt For TNA N/A 9 Elect Claire Giraut Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Amendments to Articles Mgmt For TNA N/A
Kirin Brewery Company Limited Ticker Security ID: Meeting Date Meeting Status CINS 497350108 03/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuyasu Katoh Mgmt For For For 4 Elect Kazuhiro Satoh Mgmt For For For 5 Elect Senji Miyake Mgmt For For For 6 Elect Yoshiharu Furumoto Mgmt For For For 7 Elect Yuhji Ohwada Mgmt For For For 8 Elect Yoshinori Isozaki Mgmt For For For 9 Elect Hirotake Kobayashi Mgmt For For For 10 Elect Akira Genma Mgmt For For For 11 Elect Shigemitsu Miki Mgmt For For For 12 Elect Kazuo Tezuka Mgmt For For For 13 Bonus Mgmt For For For
Kraft Foods Inc Ticker Security ID: Meeting Date Meeting Status KFT CUSIP9 50075N104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Marsh & McLennan Companies Ticker Security ID: Meeting Date Meeting Status MMC CUSIP9 571748102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For For For 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
McKesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q 07/22/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby, III Mgmt For Against Against 5 Elect M. Christine Jacobs Mgmt For Against Against 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For Against Against 8 Elect Edward Mueller Mgmt For Against Against 9 Elect Jane Shaw Mgmt For For For 10 Amendment to the 2005 Stock Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 13 Shareholder Proposal Regarding ShrHoldr Against For Against Survivor Benefits (Golden Coffins)
Medtronic Inc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For For For and Incentive Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP9 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 589331 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
MGM Mirage Inc Ticker Security ID: Meeting Date Meeting Status MGM CUSIP 552953 08/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Baldwin Mgmt For For For 1.2 Elect Willie Davis Mgmt For Withhold Against 1.3 Elect Kenny Guinn Mgmt For Withhold Against 1.4 Elect Alexander Haig, Jr. Mgmt For For For 1.5 Elect Alexis Herman Mgmt For For For 1.6 Elect Roland Hernandez Mgmt For For For 1.7 Elect Gary Jacobs Mgmt For For For 1.8 Elect Kirk Kerkorian Mgmt For For For 1.9 Elect Anthony Mandekic Mgmt For Withhold Against 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For For For 1.12 Elect Daniel Taylor Mgmt For Withhold Against 1.13 Elect Melvin Wolzinger Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain Against Against Sustainability Report 4 Transaction of Other Business Mgmt For Against Against
Mitsubishi UFJ Financial Group Ticker Security ID: Meeting Date Meeting Status CINS J44497105 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Munetaka Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Kyouta Ohmori Mgmt For For For 7 Elect Hiroshi Saitoh Mgmt For For For 8 Elect Nobushige Kamei Mgmt For For For 9 Elect Masao Hasegawa Mgmt For For For 10 Elect Fumiyuki Akikusa Mgmt For For For 11 Elect Kazuo Takeuchi Mgmt For For For 12 Elect Nobuyuki Hirano Mgmt For For For 13 Elect Shunsuke Teraoka Mgmt For For For 14 Elect Kaoru Wachi Mgmt For For For 15 Elect Takashi Oyamada Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For
MOBILE TELESYSTEMS OJSC Ticker Security ID: Meeting Date Meeting Status MBT CUSIP 607409 10/22/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Meeting Procedures Mgmt For For For 2 Related Party Transactions Mgmt For For For
National Oilwell Varco Inc Ticker Security ID: Meeting Date Meeting Status NOV CUSIP9 637071101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Newmont Mining Corp. Ticker Security ID: Meeting Date Meeting Status NEM CUSIP9 651639106 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Nippon Yusen KK Ticker Security ID: Meeting Date Meeting Status CINS J56515133 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Miyahara Mgmt For For For 4 Elect Yasushi Yamawaki Mgmt For For For 5 Elect Yasumi Kudoh Mgmt For For For 6 Elect Masahiro Katoh Mgmt For For For 7 Elect Hidenori Hohnoh Mgmt For For For 8 Elect Tadaaki Naitoh Mgmt For For For 9 Elect Masamichi Morooka Mgmt For For For 10 Elect Naoya Tazawa Mgmt For For For 11 Elect Hiroshi Hiramatsu Mgmt For For For 12 Elect Kenji Mizushima Mgmt For For For 13 Elect Yukio Okamoto Mgmt For For For 14 Elect Yuri Okina Mgmt For For For 15 Elect Toshinori Yamashita Mgmt For For For
NVR Inc Ticker Security ID: Meeting Date Meeting Status NVR CUSIP9 62944T105 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Manuel Johnson Mgmt For For For 2 Elect David Preiser Mgmt For For For 3 Elect John Toups Mgmt For For For 4 Elect Paul Whetsell Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Declassify the board Mgmt For For For 7 2010 Equity Incentive Plan Mgmt For For For
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shekhar Anantharaman Mgmt For For For 4 Elect Sridhar Krishnan Mgmt For For For 5 Elect Andy TSE Po Shing Mgmt For For For 6 Elect Mark Daniell Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Authority to Grant Awards and Issue Mgmt For For For Shares under Olam Employee Share Option Scheme
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Memorandum Mgmt For For For 2 Adoption of New Articles Mgmt For For For 3 Scrip Dividend Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Placement of Convertible Bonds Mgmt For For For
OMV AG Ticker Security ID: Meeting Date Meeting Status CINS A51460110 05/26/2010 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt Abstain For Against 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Amendments to Articles Mgmt For Against Against 9 2010 Long Term Incentive Plan Mgmt For For For
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
PANASONIC CORPORATION Ticker Security ID: Meeting Date Meeting Status CINS J6354Y104 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kunio Nakamura Mgmt For For For 3 Elect Masayuki Matsushita Mgmt For For For 4 Elect Fumio Ohtsubo Mgmt For For For 5 Elect Toshihiro Sakamoto Mgmt For For For 6 Elect Takahiro Mori Mgmt For For For 7 Elect Yasuo Katsura Mgmt For For For 8 Elect Hitoshi Ohtsuki Mgmt For For For 9 Elect Ken Morita Mgmt For For For 10 Elect Ikusaburoh Kashima Mgmt For For For 11 Elect Junji Nomura Mgmt For For For 12 Elect Kazunori Takami Mgmt For For For 13 Elect Makoto Uenoyama Mgmt For For For 14 Elect Masatoshi Harada Mgmt For For For 15 Elect Ikuo Uno Mgmt For For For 16 Elect Masayuki Oku Mgmt For For For 17 Elect Masashi Makino Mgmt For For For 18 Elect Masaharu Matsushita Mgmt For For For 19 Elect Yoshihiko Yamada Mgmt For For For 20 Elect Takashi Tohyama Mgmt For For For 21 Elect Hiroyuki Takahashi Mgmt For For For
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Garrett Mgmt For For For 4 Elect Bridget Macaskill Mgmt For For For 5 Elect Clark Manning Mgmt For For For 6 Elect Barry Stowe Mgmt For For For 7 Elect Nic Nicandrou Mgmt For For For 8 Elect Rob Devey Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 14 Additional Authority to Issue Shares Mgmt For Against Against w/ Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For Against Against
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For Against Against 2 Approval of Matters Giving Effect to Mgmt For Against Against the Scheme of Arrangement 3 Authority to Allot Shares According Mgmt For Against Against to the Rights Issue 4 Approval of Executive Share Plans Mgmt For Against Against 5 Approval of Employee Share Plans Mgmt For Against Against
Pulte Homes Inc Ticker Security ID: Meeting Date Meeting Status PHM CUSIP9 745867101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Schoewe Mgmt For For For 1.2 Elect Timothy Eller Mgmt For For For 1.3 Elect Clint Murchison III Mgmt For For For 1.4 Elect Richard Dugas, Jr. Mgmt For For For 1.5 Elect David McCammon Mgmt For For For 1.6 Elect James Postl Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Amendment to Shareholder Rights Mgmt For For For Agreement 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 8 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 10 Shareholder Proposal Reimbursement ShrHoldr Against Against For of Solicitation Expenses
Qualcomm Inc Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP9 747525103 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP9 755111507 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Research In Motion Limited Ticker Security ID: Meeting Date Meeting Status RIMM CUSIP 760975 07/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Lazaridis Mgmt For For For 1.2 Elect James Estill Mgmt For For For 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For For For 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Roche Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS H69293217 03/02/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
Safran SA Ticker Security ID: Meeting Date Meeting Status CINS F4035A557 05/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Management and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor (Mazars) Mgmt For For For 8 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 9 Appointment of Alternate Auditor Mgmt For For For (Gilles Rainaut) 10 Appointment of Alternate Auditor Mgmt For For For (Auditex) 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP9 824348106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Shionogi Limited Ticker Security ID: Meeting Date Meeting Status CINS J74229105 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Isao Teshirogi Mgmt For For For 6 Elect Yasuhiro Mino Mgmt For For For 7 Elect Akio Nomura Mgmt For For For 8 Elect Teppei Mogi Mgmt For For For 9 Election of An Alternate Statutory Mgmt For For For Auditor 10 Bonus Mgmt For For For
Sino Forest Corp. Ticker Security ID: Meeting Date Meeting Status SNOFF CUSIP9 82934H101 05/31/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Standard Chartered PLC Ticker Security ID: Meeting Date Meeting Status CINS G84228157 05/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Jamie Dundas Mgmt For For For 5 Elect Valerie Gooding Mgmt For For For 6 Elect Rudy Markham Mgmt For For For 7 Elect John Peace Mgmt For For For 8 Elect Peter Sands Mgmt For For For 9 Elect Paul Skinner Mgmt For For For 10 Elect Oliver Stocken Mgmt For For For 11 Elect Jaspal Bindra Mgmt For For For 12 Elect Richard Delbridge Mgmt For For For 13 Elect HAN Seung-Soo Mgmt For For For 14 Elect Simon Lowth Mgmt For For For 15 Elect Michael Rees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights Pursuant to Indian Listing 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Pursuant to Indian Listing 24 Authority to Repurchase Ordinary Mgmt For For For Shares 25 Authority to Repurchase Preference Mgmt For For For Shares 26 Adoption of New Articles Mgmt For For For 27 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 28 Amendments to Restricted Share Scheme Mgmt For For For 29 Waiver From Strict Compliance With Mgmt For For For Reporting and Annual Review Requirements 30 Waiver From Compliance with Written Mgmt For For For Agreement Requirements 31 Waiver From Strict Compliance with Mgmt For For For Ongoing Banking Transactions Requirements
Stanley Black & Decker Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For For For 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sun Hung Kai Properties Limited Ticker Security ID: Meeting Date Meeting Status ISIN HK0016000132 12/03/2009 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Patrick CHAN Kwok Wai Mgmt For For For 5 Elect Dicky Peter YIP Mgmt For Against Against 6 Elect Richard WONG Yue Chim Mgmt For Against Against 7 Elect Marvin CHEUNG Kin Tung Mgmt For For For 8 Elect Eric LI Ka Cheung Mgmt For For For 9 Elect WOO Po Shing Mgmt For For For 10 Elect William KWAN Cheuk Yin Mgmt For Against Against 11 Elect Clement LO Chiu Chun Mgmt For Against Against 12 Elect Thomas KWOK Ping Kwong Mgmt For For For 13 Approve to fix the Directors fees Mgmt For For For [the proposed fees to be paid to each Director, each Vice Chairman and the Chairman for the FY ending 30 JUN 2010 are HKD 100,000, HKD 110,000 and HKD 120,000 respectively] 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authorize the Directors of the Mgmt For For For Company [the Directors] during the relevant period to repurchase shares of the Company and the aggregate nominal amount of the shares which may be repurchased on The Stock Exchange of Hong Kong Limited or any other stock exchange recognized for this purpose by the Securities and Futures Commission of Hong Kong and The Stock Exchange of Hong Kong Limited under the Hong Kong Code on Share Repurchases pursuant to the approval in this resolution shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by its Articles of Association or by the laws of Hong Kong to be held]
16 Authorize the Directors, subject to Mgmt For For For this resolution, to allot, issue and deal with additional shares in the capital of the Company and to make or grant offers, agreements, options and warrants which might require during and after the end of the relevant period and the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted [whether pursuant to an option or otherwise] by the Directors pursuant to the approval in this resolution, otherwise than pursuant to, i) a rights issue, ii) any option scheme or similar arrangement for the time being adopted for the grant or issue to Officers and/or Employees of the Company and/or any of its subsidiaries of shares or rights to acquire shares of the Company, iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Articles of Association of the Company, shall not exceed the aggregate of: 10% ten per cent of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution plus; [if the Directors are so authorized by a separate ordinary resolution of the shareholders of the Company] the nominal amount of share capital of the Company repurchased by the Company subsequent to the passing of this resolution [up to a maximum equivalent to 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution], and the said approval shall be limited accordingly; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by its Articles of Association or by the laws of Hong Kong to be held] 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Taiwan Semiconductor Mfg. Co. Ltd. (ADR) Ticker Security ID: Meeting Date Meeting Status TSM CUSIP9 874039100 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives
Target Corp. Ticker Security ID: Meeting Date Meeting Status TGT CUSIP9 87612E106 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Teck Cominco Limited Ticker Security ID: Meeting Date Meeting Status TCK CUSIP9 878742204 04/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mayank Ashar Mgmt For For For 1.2 Elect J. Brian Aune Mgmt For For For 1.3 Elect Jalynn Bennett Mgmt For For For 1.4 Elect Hugh Bolton Mgmt For For For 1.5 Elect Felix Chee Mgmt For For For 1.6 Elect Jack Cockwell Mgmt For For For 1.7 Elect Norman Keevil Mgmt For For For 1.8 Elect Norman Keevil III Mgmt For For For 1.9 Elect Takashi Kuriyama Mgmt For For For 1.10 Elect Donald Lindsay Mgmt For For For 1.11 Elect Takuro Mochihara Mgmt For For For 1.12 Elect Janice Rennie Mgmt For For For 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 2010 Stock Option Plan Mgmt For For For
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
The Directv Group Inc Ticker Security ID: Meeting Date Meeting Status DTV CUSIP9 25490A101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Austrian Mgmt For For For 1.2 Elect Ralph Boyd, Jr. Mgmt For For For 1.3 Elect Paul Gould Mgmt For For For 1.4 Elect Charles Lee Mgmt For For For 1.5 Elect Peter Lund Mgmt For For For 1.6 Elect Gregory Maffei Mgmt For For For 1.7 Elect John Malone Mgmt For For For 1.8 Elect Nancy Newcomb Mgmt For For For 1.9 Elect Haim Saban Mgmt For For For 1.10 Elect Michael White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Plan Mgmt For For For 4 Executive Officer Cash Bonus Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
TJX Companies Inc Ticker Security ID: Meeting Date Meeting Status TJX CUSIP9 872540109 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
TRW Automotive Holdings Corp. Ticker Security ID: Meeting Date Meeting Status TRW CUSIP9 87264S106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jody Miller Mgmt For For For 1.2 Elect John Plant Mgmt For For For 1.3 Elect Neil Simpkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Unilever NV Ticker Security ID: Meeting Date Meeting Status CINS N8981F271 10/08/2009 Unvoted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP9 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status CINS G9328D100 07/27/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mahendra Mehta Mgmt For For For 5 Elect Anil Agarwal Mgmt For For For 6 Elect Naresh Chandra Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Settle Convertible Mgmt For For For Bonds with Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Volkswagen AG Ticker Security ID: Meeting Date Meeting Status CINS D94523103 04/22/2010 Unvoted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A
Volkswagen AG Ticker Security ID: Meeting Date Meeting Status CINS D94523103 04/22/2010 Voted Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Authority to Issue Convertible Debt Mgmt For For For Instruments
Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP9 254687106 03/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For For For 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Ex-Gay Non-Discrimination Policy
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP9 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
ZTE Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y0004F105 03/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect HOU Weigui Mgmt For For For 3 Elect XIE Weiliang Mgmt For For For 4 Elect LEI Fanpei Mgmt For For For 5 Elect ZHANG Junchao Mgmt For For For 6 Elect WANG Zhanchen Mgmt For For For 7 Elect DONG Lianbo Mgmt For For For 8 Elect YIN Yimin Mgmt For For For 9 Elect SHI Lirong Mgmt For For For 10 Elect HE Shiyou Mgmt For For For 11 Elect LI Jin Mgmt For For For 12 Elect QU Xiaohui Mgmt For For For 13 Elect WEI Wei Mgmt For For For 14 Elect CHEN Naiwei Mgmt For For For 15 Elect TAN Zhenhui Mgmt For For For 16 Elect WANG Yan Mgmt For For For 17 Elect XU Weiyan Mgmt For For For
The Hartford Capital Appreciation II Fund Investment Company Report 07/01/09 - 06/30/10 361 DEGREES INTERNATIONAL LTD Ticker Security ID: Meeting Date Meeting Status CINS G88493104 11/05/2009 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect DING Wuhao Mgmt For For For 5 Elect DING Huihuang Mgmt For For For 6 Elect SUN Xianhong Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For
ACCENTURE LIMITED Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1150G 08/05/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
ACCENTURE PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP9 G1151C101 02/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Kimsey Mgmt For For For 2 Elect Robert Lipp Mgmt For For For 3 Elect Wulf von Schimmelmann Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 2010 Share Incentive Plan Mgmt For For For 6 2010 Employee Share Purchase Plan Mgmt For For For 7 Authorization to Hold the 2011 Mgmt For For For Annual Meeting Outside of Ireland 8 Authority to Repurchase Shares Mgmt For For For 9 Issuance of Treasury Shares Mgmt For For For
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP9 H0023R105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Directors Mgmt For For For 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 16 Approval of Dividend in the Form of Mgmt For For For a Par Value Reduction
ACTIVISION BLIZZARD INC Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP9 00507V109 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philippe G. H. Capron Mgmt For For For 2 Elect Robert J. Corti Mgmt For For For 3 Elect Frederic R. Crepin Mgmt For For For 4 Elect Brian G. Kelly Mgmt For For For 5 Elect Robert A. Kotick Mgmt For For For 6 Elect Jean-Bernard Levy Mgmt For For For 7 Elect Robert J. Morgado Mgmt For For For 8 Elect Douglas P. Morris Mgmt For For For 9 Elect Stephane Roussel Mgmt For For For 10 Elect Richard Sarnoff Mgmt For For For 11 Elect Regis Turrini Mgmt For For For 12 Amendment to the 2008 Incentive Plan Mgmt For For For
ACTIVISION BLIZZARD INC Ticker Security ID: Meeting Date Meeting Status ATVI ISIN US00507V1098 12/17/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the 2008 Incentive Plan Mgmt For For For
Adobe Systems Inc Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP9 00724F101 04/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Barnholt Mgmt For For For 2 Elect Michael Cannon Mgmt For For For 3 Elect James Daley Mgmt For For For 4 Elect Charles Geschke Mgmt For For For 5 Elect Shantanu Narayen Mgmt For For For 6 Amendment of the 2003 Equity Mgmt For For For Incentive Plan 7 Ratification of Auditor Mgmt For For For
Advance Auto Parts Inc Ticker Security ID: Meeting Date Meeting Status AAP CUSIP9 00751Y106 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For For For 1.4 Elect Frances Frei Mgmt For For For 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For For For 1.9 Elect Carlos Saladrigas Mgmt For For For 1.10 Elect Francesca Spinelli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AEGEAN MARINE PETROLEUM NETWORK, INC Ticker Security ID: Meeting Date Meeting Status ANW CUSIP9 Y0017S102 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Yannis Papanicolaou Mgmt For For For 1.2 Elect Konstantinos Koutsomitopoulos Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Aeropostale Inc Ticker Security ID: Meeting Date Meeting Status ARO CUSIP9 007865108 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Aetna Inc Ticker Security ID: Meeting Date Meeting Status AET CUSIP9 00817Y108 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Clark, Jr. Mgmt For For For 2 Elect Betsy Cohen Mgmt For For For 3 Elect Molly Coye Mgmt For For For 4 Elect Roger Farah Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jeffrey Garten Mgmt For For For 7 Elect Earl Graves Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Elect Ronald Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2010 Stock Incentive Plan Mgmt For For For 16 2010 Non-Employee Director Mgmt For For For Compensation Plan 17 2001 Annual Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 06/24/2010 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect Conor McCarthy Mgmt For For For 4 Elect FAM Lee Ee Mgmt For For For 5 Elect Mohamed Khadar bin Merican Mgmt For For For 6 Elect LEONG Sonny @ Leong Khee Seong Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 08/03/2009 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect Anthony Fernandes Mgmt For For For 4 Elect Kamarudin bin Meranun Mgmt For For For 5 Elect LEONG Sonny @ Leong Khee Seong Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Non-Voting Agenda Item N/A N/A N/A N/A
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 08/03/2009 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratify and approve that all Mgmt For For For financial assistance provided and to be provided by the Company to PT Indonesia AirAsia [TAA] and Thai AirAsia Company Limited [TAA], in the manner as specified in Section 2.1 provided that the amount of additional and financial assistance provided and to be provided to each of IAA and TAA shall be up to and not exceed 10.0% of the consolidated net tangible assets of the Company; and Authorize the Directors of the Company to act and take all steps and do all thing as they may deem fit, necessary, expedient and/or appropriate in order to finalize, implement and/or give full effect to such provision of financial assistance, including to finalize and execute the financial assistance agreements and to assent to any modification, variation and/or amendment thereto thought by the Directors to be in the interest of the Company, and with all preparatory steps taken and things done to date by the Directors of the Company in respect of such provision of financial assistance 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 09/10/2009 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Private Placement Mgmt For For For 3 Amendments to Articles Regarding Mgmt For For For Change in Company Purpose
Alaska Air Group Inc Ticker Security ID: Meeting Date Meeting Status ALK CUSIP9 011659109 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ayer Mgmt For For For 2 Elect Patricia Bedient Mgmt For For For 3 Elect Phyllis Campbell Mgmt For For For 4 Elect Mark Hamilton Mgmt For For For 5 Elect Jessie Knight, Jr. Mgmt For For For 6 Elect R. Marc Langland Mgmt For For For 7 Elect Dennis Madsen Mgmt For For For 8 Elect Byron Mallott Mgmt For For For 9 Elect J. Kenneth Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 2010 Employee Stock Purchase Plan Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
ALCATEL Ticker Security ID: Meeting Date Meeting Status CINS F0191J101 06/01/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Philippe Camus Mgmt For For For 8 Elect Ben Verwaayen Mgmt For For For 9 Elect Daniel Bernard Mgmt For For For 10 Elect Frank Blount Mgmt For For For 11 Elect Stuart E. Eizenstat Mgmt For For For 12 Elect Louis R. Hughes Mgmt For For For 13 Elect Jean C. Monty Mgmt For For For 14 Elect Olivier Piou Mgmt For For For 15 Elect Carla Cico Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Elect Jean-Pierre Desbois as Censor Mgmt For For For 18 Elect Bertrand Lapraye as Censor Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Performance Shares (Philippe Camus ) Mgmt For For For 21 Performance Shares and Supplementary Mgmt For For For Retirement Benefits (Ben Verwaayen) 22 Relocation of Corporate Headquarters Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 26 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 28 Authority to Increase Share Issuance Mgmt For For For Limit 29 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 30 Global Ceiling on Increases in Mgmt For For For Capital and Issuances of Debt 31 Authority to Increase Capital Mgmt For For For Through Capitalizations 32 Authority to Issue Restricted Shares Mgmt For Against Against to Employees and Executives 33 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 34 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 35 Amendments to Article Regarding Mgmt For For For Director and Censor Term Lengths 36 Authority to Carry Out Formalities Mgmt For For For 37 Non-Voting Meeting Note N/A N/A N/A N/A
ALIBABA.COM LTD Ticker Security ID: Meeting Date Meeting Status CINS G01717100 12/15/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Cooperation Framework Agreement and Mgmt For For For Annual Cap 3 Cross-Selling Services Framework Mgmt For For For Agreement and Annual Cap 4 Technology and Intellectual Property Mgmt For For For Framework License Agreement and Annual Cap 5 Ratification of Board Acts Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
Alkermes Inc Ticker Security ID: Meeting Date Meeting Status ALKS CUSIP 01642T 10/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anstice Mgmt For For For 1.2 Elect Floyd Bloom Mgmt For For For 1.3 Elect Robert Breyer Mgmt For For For 1.4 Elect David Broecker Mgmt For For For 1.5 Elect Gerri Henwood Mgmt For For For 1.6 Elect Paul Mitchell Mgmt For For For 1.7 Elect Richard Pops Mgmt For For For 1.8 Elect Alexander Rich Mgmt For For For 1.9 Elect Mark Skaletsky Mgmt For For For 1.10 Elect Michael Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
All America Latina Logistica SA Ticker Security ID: Meeting Date Meeting Status CINS 01643R606 04/30/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors; Election of Mgmt For For For Supervisory Council
All America Latina Logistica SA Ticker Security ID: Meeting Date Meeting Status CINS 01643R606 04/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Consolidated Version of Articles of Mgmt For For For Association
Allegheny Energy Inc Ticker Security ID: Meeting Date Meeting Status AYE CUSIP9 017361106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Furlong Baldwin Mgmt For For For 2 Elect Eleanor Baum Mgmt For For For 3 Elect Paul Evanson Mgmt For For For 4 Elect Cyrus Freidheim, Jr. Mgmt For For For 5 Elect Julia Johnson Mgmt For For For 6 Elect Ted Kleisner Mgmt For For For 7 Elect Christopher Pappas Mgmt For For For 8 Elect Steven Rice Mgmt For For For 9 Elect Gunnar Sarsten Mgmt For For For 10 Elect Michael Sutton Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Alliance Data System Corp. Ticker Security ID: Meeting Date Meeting Status ADS CUSIP9 018581108 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Benveniste Mgmt For For For 1.2 Elect D. Keith Cobb Mgmt For For For 1.3 Elect Kenneth Jensen Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Alliant Tech System Inco Ticker Security ID: Meeting Date Meeting Status ATK CUSIP 018804 08/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frances Cook Mgmt For For For 1.2 Elect Martin Faga Mgmt For For For 1.3 Elect Ronald Fogleman Mgmt For For For 1.4 Elect Douglas Maine Mgmt For For For 1.5 Elect Roman Martinez IV Mgmt For For For 1.6 Elect Daniel Murphy Mgmt For For For 1.7 Elect Mark Ronald Mgmt For For For 1.8 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For For For Incentive Plan
Amazon.com Inc Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP9 023135106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
American Tower Corp. Ticker Security ID: Meeting Date Meeting Status AMT CUSIP9 029912201 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Ameriprise Financial Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP9 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Ametek Inc Ticker Security ID: Meeting Date Meeting Status AME CUSIP9 031100100 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles D. Klein Mgmt For For For 1.2 Elect Steven W. Kohlhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Amgen Inc Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP9 031162100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
AMR (American Airlines) Corp. Ticker Security ID: Meeting Date Meeting Status AMR CUSIP9 001765106 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Amylin Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status AMLN CUSIP9 032346108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Adams Mgmt For For For 1.2 Elect Teresa Beck Mgmt For For For 1.3 Elect M. Kathleen Behrens Mgmt For For For 1.4 Elect Daniel Bradbury Mgmt For For For 1.5 Elect Paul Clark Mgmt For For For 1.6 Elect Paulo Costa Mgmt For For For 1.7 Elect Alexander Denner Mgmt For For For 1.8 Elect Karin Eastham Mgmt For For For 1.9 Elect James Gavin III Mgmt For For For 1.10 Elect Jay Skyler Mgmt For For For 1.11 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Anadarko Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status APC CUSIP9 032511107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Paulett Eberhart Mgmt For For For 2 Elect Preston Geren III Mgmt For For For 3 Elect James Hackett Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 6 Shareholder Proposal Reimbursement ShrHoldr Against Against For of Solicitation Expenses
ANGLOGOLD ASHANTI LIMITED-ADR Ticker Security ID: Meeting Date Meeting Status AU CUSIP9 035128206 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Frank Arisman Mgmt For For For 4 Elect L. Nkuhlu Mgmt For For For 5 Elect Audit Committee Member Mgmt For For For 6 Elect Audit Committee Member Mgmt For For For 7 General Authority to Issue Shares Mgmt For For For 8 Authority to Issue Shares for Cash Mgmt For For For 9 Authority to Issue Convertible Bonds Mgmt For For For 10 Approve Increase NEDs' Fees Mgmt For For For 11 Approve Increase NEDs' Fees Mgmt For For For (Committee Meetings) 12 Amendment to the Share Incentive Mgmt For For For Scheme 13 Amendment to the Long Term Incentive Mgmt For For For Scheme 2005 14 Amendment to the Bonus Share Plan Mgmt For For For 2005 15 Authority to Issue Shares for Mgmt For For For Incentive Schemes 16 Approve Remuneration Policy Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For
ANGLOGOLD ASHANTI LIMITED-ADR Ticker Security ID: Meeting Date Meeting Status AU CUSIP 035128 07/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares Upon Mgmt For For For Conversion of Bonds
Apache Corp. Ticker Security ID: Meeting Date Meeting Status APA CUSIP9 037411105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Eugene Fiedorek Mgmt For For For 2 Elect Patricia Graham Mgmt For For For 3 Elect F. H. Merelli Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Apple Computers Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP9 037833100 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee
Aracruz Celulose SA Ticker Security ID: Meeting Date Meeting Status ARA CUSIP 038496 07/10/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authorize the Conversion Mgmt For For For
Arena Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status ARNA CUSIP9 040047102 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Lief Mgmt For For For 1.2 Elect Dominic Behan Mgmt For For For 1.3 Elect Donald Belcher Mgmt For For For 1.4 Elect Scott Bice Mgmt For For For 1.5 Elect Harry Hixson, Jr. Mgmt For For For 1.6 Elect Tina Nova Mgmt For For For 1.7 Elect Phillip Schneider Mgmt For For For 1.8 Elect Christine White Mgmt For For For 1.9 Elect Randall Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Arrow Electronics Inc Ticker Security ID: Meeting Date Meeting Status ARW CUSIP9 042735100 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Duval Mgmt For For For 1.2 Elect Gail Hamilton Mgmt For For For 1.3 Elect John Hanson Mgmt For For For 1.4 Elect Richard Hill Mgmt For For For 1.5 Elect M.F. (Fran) Keeth Mgmt For For For 1.6 Elect Roger King Mgmt For For For 1.7 Elect Michael Long Mgmt For For For 1.8 Elect Stephen Patrick Mgmt For For For 1.9 Elect Barry Perry Mgmt For For For 1.10 Elect John Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Omnibus Mgmt For For For Incentive Plan
Arvinmeritor Inc Ticker Security ID: Meeting Date Meeting Status ARM CUSIP9 043353101 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ivor Evans Mgmt For For For 1.2 Elect Charles McClure, Jr. Mgmt For For For 1.3 Elect William Newlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For For For 4 Amendment to the Incentive Mgmt For For For Compensation Plan
Asiainfo Holdings Inc Ticker Security ID: Meeting Date Meeting Status ASIA CUSIP9 04518A104 04/29/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Company Name Change Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Asml Holding NV Ticker Security ID: Meeting Date Meeting Status ASML CUSIP9 N07059186 03/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendment to Compensation Policy Mgmt For For For 6 Performance Share Grants to Mgmt For For For Management Board (Revised Compensation Policy) 7 Performance Share Grants (Current Mgmt For Abstain Against Compensation Policy) 8 Performance Stock Options (Current Mgmt For Abstain Against Compensation Policy) 9 Stock Option Grants to Employees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For
Atheros Communications Inc Ticker Security ID: Meeting Date Meeting Status ATHR CUSIP9 04743P108 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Harris Mgmt For For For 1.2 Elect Marshall Mohr Mgmt For For For 1.3 Elect Andrew Rappaport Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Atlas Copco AB Ticker Security ID: Meeting Date Meeting Status CINS W10020118 04/28/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of the Meeting; Election of Mgmt For For For Presiding Chairman 5 Voting List Mgmt For For For 6 Agenda Mgmt For For For 7 Election of Individuals to Check Mgmt For For For Minutes 8 Compliance with Rules of Convocation Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 President's Address Mgmt For For For 11 Report of the Board of Directors Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Dividend Record Date Mgmt For For For 16 Board Size Mgmt For For For 17 Election of Directors Mgmt For For For 18 Directors' Fees; Authority to Mgmt For For For Repurchase Shares 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Appointment of Auditor Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 2010 Performance Option Plan Mgmt For For For 23 Authority to Repurchase and Transfer Mgmt For For For Treasury Shares Pursuant to 2010 Long Term Incentive Plan 24 Authority to Issue Treasury Shares Mgmt For For For Pursuant to Stock Options Plans 2006, 2007 and 2008. 25 Directors' Fees; Authority to Mgmt For For For Repurchase Shares 26 Nomination Committee Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A
Automatic Data Processing Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015 11/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Charles Noski Mgmt For For For 1.10 Elect Sharon Rowlands Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Auxilium Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status AUXL CUSIP9 05334D107 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the Mgmt For For For 2006 Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For
Avnet Inc Ticker Security ID: Meeting Date Meeting Status AVT CUSIP 053807 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Lawrence Clarkson Mgmt For For For 1.4 Elect Ehud Houminer Mgmt For For For 1.5 Elect Frank Noonan Mgmt For For For 1.6 Elect Ray Robinson Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 03/31/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Banco Santander Central Hispano SA Ticker Security ID: Meeting Date Meeting Status CINS E19790109 06/11/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Ratification Mgmt For For For of Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Angel Jado Becerro de Bengoa Mgmt For For For 5 Elect Francisco Javier Botin-Sanz de Mgmt For For For Sautuola y O'Shea 6 Elect Isabel Tocino Biscarolasaga Mgmt For For For 7 Elect Fernando de Asua Alvarez Mgmt For For For 8 Elect Alfredo Saenz Abad Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Script Dividend Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Script Dividend Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments 17 Long-Term Incentive Plan Mgmt For For For 18 UK Employee Stock Purchase Plan Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Remuneration Report Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 02/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Bank Of New York Mellon Corp. Ticker Security ID: Meeting Date Meeting Status BK CUSIP9 064058100 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes
Barclays PLC Ticker Security ID: Meeting Date Meeting Status CINS G08036124 04/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Reuben Jeffrey III Mgmt For For For 4 Elect Marcus Agius Mgmt For For For 5 Elect David Booth Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Sir Andrew Likierman Mgmt For For For 9 Elect Christopher Lucas Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For 18 Approval of SAYE Sharesave Plan Mgmt For For For
Barclays PLC Ticker Security ID: Meeting Date Meeting Status CINS G08036124 08/06/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Disposal Mgmt For For For
Barnes Group Inc Ticker Security ID: Meeting Date Meeting Status B CUSIP9 067806109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John W. Alden Mgmt For For For 1.2 Elect George T. Carpenter Mgmt For For For 1.3 Elect William J. Morgan Mgmt For For For 1.4 Elect Hassell H McClellan Mgmt For For For 2 Amendment to the Stock and Incentive Mgmt For For For Award Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Barrick Gold Corp. Ticker Security ID: Meeting Date Meeting Status ABX CUSIP9 067901108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Marshall Cohen Mgmt For For For 1.6 Elect Peter Crossgrove Mgmt For For For 1.7 Elect Robert Franklin Mgmt For For For 1.8 Elect J. Brett Harvey Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
BE Aerospace Inc Ticker Security ID: Meeting Date Meeting Status BEAV CUSIP 073302 07/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Richard Hamermesh Mgmt For For For 1.3 Elect Amin Khoury Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For MacBride Principles 5 Transaction of Other Business Mgmt For Against Against
Beckman Coulter Inc Com Ticker Security ID: Meeting Date Meeting Status BEC CUSIP9 075811109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BG Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G1245Z108 05/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mark Seligman Mgmt For For For 5 Elect Peter Backhouse Mgmt For For For 6 Elect Lord Colin Sharman of Redlynch Mgmt For For For 7 Elect Philippe Varin Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
Black & Decker Corp. Ticker Security ID: Meeting Date Meeting Status BDK CUSIP9 091797100 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
BMC Software Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For Withhold Against 1.5 Elect Meldon Gafner Mgmt For Withhold Against 1.6 Elect P. Thomas Jenkins Mgmt For Withhold Against 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For
Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP9 097023105 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Biggs Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect David Calhoun Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Linda Cook Mgmt For For For 6 Elect William Daley Mgmt For For For 7 Elect Kenneth Duberstein Mgmt For For For 8 Elect Edmund Giambastiani, Jr. Mgmt For For For 9 Elect John McDonnell Mgmt For For For 10 Elect W. James McNerney, Jr. Mgmt For For For 11 Elect Susan Schwab Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Military Contracts/Sales 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
BRF -BRASIL FOODS S.A. Ticker Security ID: Meeting Date Meeting Status PDA CUSIP 10552T 08/18/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Ratify Appointment of Financial Mgmt For For For Adivsor 3 Approve Financial Report Mgmt For For For 4 Approve Capital Increase Mgmt For For For
Briggs & Stratton Corp. Ticker Security ID: Meeting Date Meeting Status BGG CUSIP 109043 10/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert O'Toole Mgmt For For For 1.2 Elect John Shiely Mgmt For For For 1.3 Elect Charles Story Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Ratification of Rights Agreement Mgmt For For For 4 Amendment to the Incentive Mgmt For For For Compensation Plan
Bristol Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP9 110122108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For For For 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
Broadcom Corp. Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP9 111320107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1023R104 05/13/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Directors' Fees Mgmt For For For 9 Supervisors' Fees Mgmt For For For 10 Provision of Guarantees Mgmt For For For 11 Release of Pledge Mgmt For For For 12 Other Business Mgmt For Against Against 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Shares of BYD Mgmt For For For Electronic w/o Preemptive Rights
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1023R104 09/08/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Initial Public Offering and Listing Mgmt For For For of A Shares 3 Ratification of Board Acts for A Mgmt For For For Share Issue 4 Amendments to Articles and Rules and Mgmt For For For Procedures of Shareholders' General Meeting 5 Appointment of Accountants and Mgmt For For For Authority to Set Fees for A Share Issue 6 Provision of Guarantees Mgmt For For For 7 Amendments to Usage Management Mgmt For For For System of Funds Raise by BYD Company Limited
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1023R104 09/08/2009 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Initial Public Offering and Listing Mgmt For For For of A Shares 3 Ratification of Board Acts for A Mgmt For For For Share Issue
CACI INC COM PAIRED CACI Ticker Security ID: Meeting Date Meeting Status CACI CUSIP 127190 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Bannister Mgmt For For For 1.2 Elect Paul Cofoni Mgmt For For For 1.3 Elect Gordon England Mgmt For For For 1.4 Elect James Gilmore III Mgmt For For For 1.5 Elect Gregory Johnson Mgmt For For For 1.6 Elect Richard Leatherwood Mgmt For For For 1.7 Elect J.P. London Mgmt For For For 1.8 Elect James Pavitt Mgmt For For For 1.9 Elect Warren Phillips Mgmt For For For 1.10 Elect Charles Revoile Mgmt For For For 1.11 Elect William Wallace Mgmt For For For 2 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Cadence Design Systems Inc Ticker Security ID: Meeting Date Meeting Status CDNS CUSIP9 127387108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Lucas Mgmt For For For 2 Elect Alberto Sangiovanni-Vincentelli Mgmt For For For 3 Elect George Scalise Mgmt For For For 4 Elect John Shoven Mgmt For For For 5 Elect Roger Siboni Mgmt For For For 6 Elect John Swainson Mgmt For For For 7 Elect Lip-Bu Tan Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Cameco Corp. Ticker Security ID: Meeting Date Meeting Status CCJ CUSIP9 13321L108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Declaration of Residency - Canadian Mgmt Abstain Abstain For 2.1 Elect John Clappison Mgmt For For For 2.2 Elect Joe Colvin Mgmt For For For 2.3 Elect James Curtiss Mgmt For For For 2.4 Elect Donald Deranger Mgmt For For For 2.5 Elect James Gowans Mgmt For For For 2.6 Elect Gerald Grandey Mgmt For For For 2.7 Elect Nancy Hopkins Mgmt For For For 2.8 Elect Oyvind Hushovd Mgmt For For For 2.9 Elect J.W. George Ivany Mgmt For For For 2.10 Elect A. Anne McLellan Mgmt For For For 2.11 Elect A. Neil McMillan Mgmt For For For 2.12 Elect Victor Zaleschuk Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Canadian Natural Resources Limited Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP9 136385101 05/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Catherine Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Gary Filmon Mgmt For For For 1.4 Elect Gordon Giffin Mgmt For For For 1.5 Elect Steve Laut Mgmt For For For 1.6 Elect Keith MacPhail Mgmt For For For 1.7 Elect Allan Markin Mgmt For For For 1.8 Elect Frank McKenna Mgmt For For For 1.9 Elect James Palmer Mgmt For For For 1.10 Elect Eldon Smith Mgmt For For For 1.11 Elect David Tuer Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Stock Split Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Option Plan
Cardinal Health Inc Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Bruce Downey Mgmt For For For 6 Elect John Finn Mgmt For For For 7 Elect Gregory Kenny Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect David Raisbeck Mgmt For For For 10 Elect Jean Spaulding Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Management Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
CFAO Ticker Security ID: Meeting Date Meeting Status CINS F2015W102 05/17/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Alternate Auditor Mgmt For For For 10 Ratification of the Co-option of Mgmt For For For Cheick Modibo Diarra 11 Ratification of the Co-option of Mgmt For For For Pierre Guenant 12 Ratification of the Co-option of Mgmt For For For Alexandre Vilgrain 13 Elect Nathalie Delapalme Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares and Mgmt For For For Reduce Capital 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 20 Authority to Set Offering Price of Mgmt For For For Shares 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Share Issuance Mgmt For For For Limit 23 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 24 Authority to Grant Stock Options Mgmt For Against Against 25 Authority to Issue Restricted Shares Mgmt For Against Against 26 Authority to Issue Warrants to Mgmt For Against Against Employees and Executives 27 Authority to Carry Out Formalities Mgmt For For For 28 Non-Voting Meeting Note N/A N/A N/A N/A
CH Robinson Worldwide Inc Ticker Security ID: Meeting Date Meeting Status CHRW CUSIP9 12541W209 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Polacek Mgmt For For For 2 Elect ReBecca Roloff Mgmt For For For 3 Elect Michael Wickham Mgmt For For For 4 2010 Non-Equity Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Chaoda Modern Agricultural Holdings Ltd Ticker Security ID: Meeting Date Meeting Status CINS G2046Q107 11/27/2009 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect KWOK Ho Mgmt For For For 5 Elect FUNG Chi Kin Mgmt For For For 6 Elect TAM Ching Ho Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For
Chesapeake Energy Corp. Ticker Security ID: Meeting Date Meeting Status CHK CUSIP9 165167107 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Keating Mgmt For Withhold Against 1.2 Elect Merrill Miller, Jr. Mgmt For For For 1.3 Elect Frederick Whittemore Mgmt For Withhold Against 2 Amendment to the Long Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Responsible Use of Company Stock 6 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 9 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Chevron Corp. Ticker Security ID: Meeting Date Meeting Status CVX CUSIP9 166764100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee
CHINA DONGXIANG (GROUP) CO LTD Ticker Security ID: Meeting Date Meeting Status CINS G2112Y109 09/25/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Joint Venture Agreement Mgmt For For For 3 New Framework Agreement Mgmt For For For 4 Annual Caps Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
China Life Insurance Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1477R204 06/04/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect Anthony Neoh Mgmt For For For 8 Renewal of Liability Insurance Mgmt For For For 9 Amendments to Articles Mgmt For For For
CHINA MEDICAL TECHNOLOGIES, INC. Ticker Security ID: Meeting Date Meeting Status CMED CUSIP 169483 11/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 2009 Equity Incentive Plan Mgmt For For For
CHINA MERCHANTS BANK CO LTD Ticker Security ID: Meeting Date Meeting Status CINS Y14896115 06/23/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Approve the annual report for the Mgmt For For For year 2009 [including the audited financial report] 5 Final Accounts and Reports Mgmt For For For 6 Approve the proposed profit Mgmt For For For appropriations plan [including the distribution of final dividends] for the year 2009 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect QIN Xiao Mgmt For For For 9 Elect WEI Jiafu Mgmt For For For 10 Elect FU Yuning Mgmt For For For 11 Elect LI Yinquan Mgmt For For For 12 Elect FU Gangfeng Mgmt For For For 13 Elect HONG Xiaoyuan Mgmt For For For 14 Elect SUN Yueying Mgmt For For For 15 Elect WANG Daxiong Mgmt For For For 16 Elect FU Junyuan Mgmt For For For 17 Elect MA Weihua Mgmt For For For 18 Elect ZHANG Guanghua Mgmt For For For 19 Elect LI Hao Mgmt For For For 20 Elect WU Jiesi Mgmt For For For 21 Elect Yi Xiqun Mgmt For For For 22 Elect YAN Lan Mgmt For For For 23 Elect Edward CHOW Kwong Fai Mgmt For For For 24 Elect LIU Yongzhang Mgmt For For For 25 Elect LIU Hongxia Mgmt For For For 26 Elect ZHU Genlin Mgmt For For For 27 Elect HU Xupeng Mgmt For For For 28 Elect WEN Jianguo Mgmt For For For 29 Elect LI Jiangning Mgmt For For For 30 Elect SHI Jiliang Mgmt Abstain For Against 31 Elect SHAO Ruiqing Mgmt For For For 32 Medium-term Capital Management Plan Mgmt For For For 33 Report on Performance of Directors Mgmt For For For 34 Report on Performance of Supervisors Mgmt For For For 35 Report on Performance of Independent Mgmt For For For Directors 36 Report on Performance of External Mgmt For For For Supervisors 37 Report on Related Party Transactions Mgmt For For For 38 Elect HAN Mingzhi as Supervisor Mgmt For For For
China National Building Material Ticker Security ID: Meeting Date Meeting Status CINS Y15045100 08/24/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Acquisitions Mgmt For For For 3 Elect CUI Xingtai Mgmt For For For 4 Amendments to Articles Mgmt For For For
China Overseas Land & Investment Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y15004107 11/03/2009 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Joint Venture/Strategic Alliance Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
China Resources Entreprises Limited Ticker Security ID: Meeting Date Meeting Status CINS Y15037107 11/27/2009 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Asset Swap Agreement Mgmt For For For
China Resources Land Limited Ticker Security ID: Meeting Date Meeting Status CINS G2108Y105 08/28/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Acquisition Mgmt For For For
Chubb Corp. Ticker Security ID: Meeting Date Meeting Status CB CUSIP9 171232101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Cigna Corp. Ticker Security ID: Meeting Date Meeting Status CI CUSIP9 125509109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane Henney Mgmt For For For 4 Elect Donna Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Long-Term Incentive Mgmt For For For Plan 7 Directors Equity Plan Mgmt For For For
Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation
Citrix Systems Inc Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP9 177376100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Templeton Mgmt For For For 2 Elect Stephen Dow Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 AMENDMENT TO THE 2005 EQUITY Mgmt For For For INCENTIVE PLAN 5 Ratification of Auditor Mgmt For For For
Cliffs Natural Resources Inc Ticker Security ID: Meeting Date Meeting Status CLF CUSIP9 18683K101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect Janice Henry Mgmt For For For 1.7 Elect James Kirsch Mgmt For For For 1.8 Elect Francis McAllister Mgmt For For For 1.9 Elect Roger Phillips Mgmt For For For 1.10 Elect Richard Riederer Mgmt For For For 1.11 Elect Alan Schwartz Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Amendment to the 2007 Incentive Mgmt For For For Equity Plan 4 Ratification of Auditor Mgmt For For For
Coach Inc Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For For For 1.6 Elect Michael Murphy Mgmt For For For 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Award Plan 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cessation of Fur Use in Products
COBALT ENERGY LTD. Ticker Security ID: Meeting Date Meeting Status CIE CUSIP9 19075F106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bryant Mgmt For For For 1.2 Elect Gregory Beard Mgmt For For For 1.3 Elect Peter Coneway Mgmt For For For 1.4 Elect Henry Cornell Mgmt For For For 1.5 Elect Jack Golden Mgmt For For For 1.6 Elect Kenneth Moore Mgmt For For For 1.7 Elect J. Hardy Murchison Mgmt For For For 1.8 Elect Kenneth Pontarelli Mgmt For For For 1.9 Elect Myles Scoggins Mgmt For For For 1.10 Elect D. Jeff van Steenbergen Mgmt For For For 1.11 Elect Martin Young, Jr. Mgmt For For For 2 Non-Employee Directors Compensation Mgmt For For For Plan and Non-Employee Directors Deferral Plan 3 Ratification of Auditor Mgmt For For For
Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP9 20030N101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Compagnie Financiere Richemont SA Ticker Security ID: Meeting Date Meeting Status CINS H25662158 09/09/2009 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board Acts Mgmt For TNA N/A 5 Elect Johann Rupert Mgmt For TNA N/A 6 Elect Jean-Paul Aeschimann Mgmt For TNA N/A 7 Elect Dr. Franco Cologni Mgmt For TNA N/A 8 Elect Lord Douro Mgmt For TNA N/A 9 Elect Yves-Andre Istel Mgmt For TNA N/A 10 Elect Richard Lepeu Mgmt For TNA N/A 11 Elect Ruggero Magnoni Mgmt For TNA N/A 12 Elect Simon Murray Mgmt For TNA N/A 13 Elect Alain Dominique Perrin Mgmt For TNA N/A 14 Elect Norbert Platt Mgmt For TNA N/A 15 Elect Alan Quasha Mgmt For TNA N/A 16 Elect Lord Renwick of Clifton Mgmt For TNA N/A 17 Elect Jan Rupert Mgmt For TNA N/A 18 Elect Jurgen Schrempp Mgmt For TNA N/A 19 Elect Martha Wikstrom Mgmt For TNA N/A 20 Appointment of Auditor Mgmt For TNA N/A
COMPANHIA BRASILEIRA DE MEIOS DE PAGAMENTO, SAO PA Ticker Security ID: Meeting Date Meeting Status CINS P3063Y106 12/14/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Company Name Mgmt For For For 3 Election of Supervisory Council Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
COMPANIA DE MINAS BUENAVENTURA SA Ticker Security ID: Meeting Date Meeting Status BVN CUSIP 204448 10/12/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For
Concur Technologies Inc Ticker Security ID: Meeting Date Meeting Status CNQR CUSIP9 206708109 03/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Canfield Mgmt For For For 1.2 Elect Gordon Eubanks Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Consol Energy Inc Ticker Security ID: Meeting Date Meeting Status CNX CUSIP9 20854P109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Whitmire Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect James Altmeyer, Sr. Mgmt For For For 1.4 Elect Philip Baxter Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Continental Airlines Inc Ticker Security ID: Meeting Date Meeting Status CAL CUSIP9 210795308 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kirbyjon Caldwell Mgmt For For For 1.2 Elect Carolyn Corvi Mgmt For For For 1.3 Elect Henry Meyer III Mgmt For For For 1.4 Elect Oscar Munoz Mgmt For For For 1.5 Elect Laurence Simmons Mgmt For For For 1.6 Elect Jefferey Smisek Mgmt For For For 1.7 Elect Karen Williams Mgmt For For For 1.8 Elect Ronald Woodard Mgmt For For For 1.9 Elect Charles Yamarone Mgmt For For For 2 Incentive Plan 2010 Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Elimination of Stock Options 5 Miscellaneous - Resident Status Mgmt N/A For N/A
Corinthian Colleges Inc Ticker Security ID: Meeting Date Meeting Status COCO CUSIP 218868 11/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul St. Pierre Mgmt For For For 1.2 Elect Linda Skladany Mgmt For For For 1.3 Elect Robert Lee Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Corning Inc Ticker Security ID: Meeting Date Meeting Status GLW CUSIP9 219350105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Cummings, Jr. Mgmt For For For 2 Elect Carlos Gutierrez Mgmt For For For 3 Elect William Smithburg Mgmt For For For 4 Elect Hansel Tookes, II Mgmt For For For 5 Elect Wendell Weeks Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Variable Compensation Plan Mgmt For For For 8 2010 Equity Plan for Non-Employee Mgmt For For For Directors 9 Repeal of Classified Board Mgmt For For For 10 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
COVIDIEN Ticker Security ID: Meeting Date Meeting Status COV CUSIP9 G2554F105 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For For For
CRH PLC Ticker Security ID: Meeting Date Meeting Status CINS G25508105 05/05/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Utz-Hellmuth Felcht Mgmt For For For 5 Elect Daniel O'Connor Mgmt For For For 6 Elect Liam O'Mahony Mgmt For For For 7 Elect John Kennedy Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Reissue Treasury Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Share Option Scheme Mgmt For For For 14 Savings-related Share Option Schemes Mgmt For For For 15 Adoption of New Articles Mgmt For For For
CVS Corp. Ticker Security ID: Meeting Date Meeting Status CVS CUSIP9 126650100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For For For 8 Elect Terrence Murray Mgmt For For For 9 Elect C.A. Lance Piccolo Mgmt For For For 10 Elect Sheli Rosenberg Mgmt For For For 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles
Cypress Semiconductor Corp. Ticker Security ID: Meeting Date Meeting Status CY CUSIP9 232806109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect T.J. Rodgers Mgmt For For For 1.2 Elect W. Steve Albrecht Mgmt For For For 1.3 Elect Eric Benhamou Mgmt For For For 1.4 Elect Lloyd Carney Mgmt For For For 1.5 Elect James Long Mgmt For For For 1.6 Elect J. Daniel McCranie Mgmt For For For 1.7 Elect Evert van de Ven Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Daiichi Sankyo Company Ticker Security ID: Meeting Date Meeting Status CINS J11257102 06/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Hitoshi Matsuda Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Takashi Okimoto Mgmt For For For 8 Elect Johshi Nakayama Mgmt For For For 9 Elect Kazunori Hirokawa Mgmt For For For 10 Elect Hiroshi Hirabayashi Mgmt For For For 11 Elect Kunio Ishihara Mgmt For For For 12 Elect Yuhichiroh Anzai Mgmt For For For 13 Elect Akio Yamada Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor 16 Bonus Mgmt For For For
Daimlerchrysler AG Ticker Security ID: Meeting Date Meeting Status CINS D1668R123 04/14/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Compensation Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 10 Elect Paul Achleitner Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments 14 Non-Voting Meeting Note N/A N/A N/A N/A
DANA HOLDING CORP Ticker Security ID: Meeting Date Meeting Status DAN CUSIP9 235825205 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect James Sweetnam Mgmt For For For 1.4 Elect Keith Wandell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP9 244199105 02/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Allen Mgmt For For For 2 Elect Aulana Peters Mgmt For For For 3 Elect David Speer Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Omnibus Equity and Mgmt For For For Incentive Plan 6 Short-Term Incentive Bonus Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against Against For Internal Executive Compensation Equity 9 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 10 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Chairman
Delta Air Lines Inc Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP9 247361702 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Dicks Sporting Goods Inc Ticker Security ID: Meeting Date Meeting Status DKS CUSIP9 253393102 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Emanuel Chirico Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Walter Rossi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Stock Mgmt For For For Incentive Plan
Dollar Tree Stores Inc Ticker Security ID: Meeting Date Meeting Status DLTR CUSIP9 256746108 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For
Dow Chemicals Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP9 260543103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect John Hess Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect Paul Polman Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect James Ringler Mgmt For For For 11 Elect Ruth Shaw Mgmt For For For 12 Elect Paul Stern Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 15 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Remediation in the Midland Area 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Dreamworks Animation SKG Inco Ticker Security ID: Meeting Date Meeting Status DWA CUSIP9 26153C103 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Employee Stock Purchase Plan Mgmt For For For
Eaccess Ticker Security ID: Meeting Date Meeting Status CINS J12548103 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Sachio Senmoto Mgmt For For For 5 Elect Kohji Fukata Mgmt For For For 6 Elect Eric Gan Mgmt For For For 7 Elect Ankur Sahu Mgmt For For For 8 Elect Junji Inoue Mgmt For For For 9 Elect Glenn Gumpel Mgmt For For For 10 Elect Jiroh Kokuryoh Mgmt For For For 11 Elect Sir Julian Horn-Smith Mgmt For For For 12 Elect TAN Shiong Mgmt For For For 13 Election of Alternate Statutory Mgmt For For For Auditor 14 Stock Option Plan for Directors and Mgmt For For For Employees 15 Stock Option Plan for Directors Mgmt For For For 16 Stock Option Plan for Statutory Mgmt For For For Auditors 17 Bonus Mgmt For Against Against
Eads Ticker Security ID: Meeting Date Meeting Status CINS F17114103 06/01/2010 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Corporate Governance Report Mgmt Abstain TNA N/A 4 Reserves and Dividend Policy Mgmt Abstain TNA N/A 5 Report of the Board of Directors Mgmt Abstain TNA N/A 6 Discussion of Agenda Items Mgmt Abstain TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Approval of Compensation Policy; Mgmt For TNA N/A Directors' Fees 13 Authority to Repurchase Shares Mgmt For TNA N/A 14 Non-Voting Agenda Item N/A N/A TNA N/A 15 Non-Voting Meeting Note N/A N/A TNA N/A 16 Non-Voting Meeting Note N/A N/A TNA N/A
Ebay Inc Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP9 278642103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y22514114 03/15/2010 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Preferred Shares Mgmt For For For 3 Employee Stock Option Scheme 2010 Mgmt For For For 4 Employee Stock Option Scheme 2010 Mgmt For For For for Subsidiaries 5 Authority to Give Guarantees and Mgmt For For For Make Investments 6 Authority to Give Guarantees and Mgmt For For For Make Investments 7 Amendment to Compensation of Jagdish Mgmt For For For Prakash 8 Reappointment of Jagdish Prakash as Mgmt For For For Wholetime Director
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y22514106 09/26/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Sankalp Srivastava Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Reappointment of Shantanu Prakash as Mgmt For Against Against Chairman and Managing Director; Approval of Compensation 6 Elect Chayama Chona Mgmt For For For 7 Elect Rajiv Luthra Mgmt For For For 8 Stock Split Mgmt For For For 9 Directors' Commission Mgmt For For For
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status ISIN INE216H01027 12/19/2009 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Borrowing Powers Mgmt For For For 3 Authority to Mortgage Assets Mgmt For For For 4 Authority to Outsource/Transfer Mgmt For For For Smart Class Contracts 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Edwards Lifesciences Corp. Ticker Security ID: Meeting Date Meeting Status EW CUSIP9 28176E108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Ingram Mgmt For For For 2 Elect William Link Mgmt For For For 3 Elect Wesley von Schack Mgmt For For For 4 Amendment to the Long-Term Stock Mgmt For For For Incentive Compensation Program 5 Amendment to the Nonemployee Mgmt For For For Directors Stock Incentive Program 6 2010 Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP9 284131208 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kieran McGowan Mgmt For Against Against 3 Elect Kyran McLaughlin Mgmt For Against Against 4 Elect Dennis Selkoe Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Increase Authorised Mgmt For For For Share Capital 8 Amendments to Articles Regarding Mgmt For For For Authorised Share Capital 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131 07/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Shane Cooke Mgmt For For For 3 Elect Lars Ekman Mgmt For For For 4 Elect Gary Kennedy Mgmt For For For 5 Elect Patrick Kennedy Mgmt For For For 6 Elect Kieran McGowan Mgmt For For For 7 Elect G. Kelly Martin Mgmt For For For 8 Elect Kyran McLaughlin Mgmt For For For 9 Elect Donal O'Connor Mgmt For For For 10 Elect Vaughn Bryson Mgmt For For For 11 Elect Richard Pilnik Mgmt For For For 12 Elect Jack Schuler Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Make Electronic Mgmt For For For Communications 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 19 Amendment to Articles Regarding Mgmt For For For Electronic Communication 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
ELI Lilly & Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP9 532457108 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For For For 3 Elect R. David Hoover Mgmt For For For 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
EMC Corp. Ticker Security ID: Meeting Date Meeting Status EMC CUSIP9 268648102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Emulex Corp. Ticker Security ID: Meeting Date Meeting Status ELX CUSIP 292475 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Fred Cox Mgmt For For For 1.2 Elect Michael Downey Mgmt For For For 1.3 Elect Bruce Edwards Mgmt For For For 1.4 Elect Paul Folino Mgmt For For For 1.5 Elect Robert Goon Mgmt For For For 1.6 Elect Don Lyle Mgmt For For For 1.7 Elect James McCluney Mgmt For For For 1.8 Elect Dean Yoost Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Entergy Corp. Ticker Security ID: Meeting Date Meeting Status ETR CUSIP9 29364G103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For For For 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan
Equinix Inc Ticker Security ID: Meeting Date Meeting Status EQIX CUSIP9 29444U502 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Clontz Mgmt For For For 1.2 Elect Gary Hromadko Mgmt For For For 1.3 Elect Scott Kriens Mgmt For For For 1.4 Elect William Luby Mgmt For For For 1.5 Elect Irving F. Lyons III Mgmt For For For 1.6 Elect Christopher Paisley Mgmt For For For 1.7 Elect Stephen Smith Mgmt For For For 1.8 Elect Peter Van Camp Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Everest RE Group Limited Ticker Security ID: Meeting Date Meeting Status RE CUSIP9 G3223R108 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Duffy Mgmt For For For 1.2 Elect Joseph Taranto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
Expediators International Of Washington Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP9 302130109 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Exxon Mobil Corp. Ticker Security ID: Meeting Date Meeting Status XOM CUSIP9 30231G102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 8 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHoldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Future Energy Trends
Fedex Corp. Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X 09/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
FIBRIA CELULOSE SA, SAO PAULO Ticker Security ID: Meeting Date Meeting Status FBR CUSIP9 31573A109 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Capital Expenditure Budget Mgmt For For For 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For For For 6 Amend Article 8 Mgmt For For For 7 Amend Articles 17 and 20 Mgmt For For For 8 Amend Articles 20 and 22 Mgmt For For For 9 Amend Article 22 Mgmt For For For 10 Amend Article 27 Mgmt For For For
Fidelity National Title Group Ticker Security ID: Meeting Date Meeting Status FNF CUSIP9 31620R105 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Lane Mgmt For For For 1.2 Elect William Lyon Mgmt For For For 1.3 Elect Richard Massey Mgmt For For For 1.4 Elect Cary Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
First American Corp. Ticker Security ID: Meeting Date Meeting Status FAF CUSIP9 318522307 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George L. Argyros Mgmt For Withhold Against 1.2 Elect Bruce S. Bennett Mgmt For For For 1.3 Elect Matthew B. Botein Mgmt For For For 1.4 Elect J. David Chatham Mgmt For For For 1.5 Elect Glenn C. Christenson Mgmt For For For 1.6 Elect William G. Davis Mgmt For For For 1.7 Elect James L. Doti Mgmt For For For 1.8 Elect Lewis W. Douglas, Jr. Mgmt For For For 1.9 Elect Christopher V. Greetham Mgmt For For For 1.10 Elect Parker S. Kennedy Mgmt For For For 1.11 Elect Thomas C. O'Brien Mgmt For For For 1.12 Elect Frank E. O'Bryan Mgmt For For For 1.13 Elect John W. Peace Mgmt For Withhold Against 1.14 Elect D. Van Skilling Mgmt For For For 1.15 Elect Herbert B. Tasker Mgmt For For For 1.16 Elect Virginia M. Ueberroth Mgmt For For For 1.17 Elect Mary Lee Widener Mgmt For For For 2 Reincorporation Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Company Name Change Mgmt For For For 5 Ratification of Auditor Mgmt For For For
First American Corp. Ticker Security ID: Meeting Date Meeting Status FAF ISIN US3185223076 12/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Argyros Mgmt For For For 1.2 Elect Bruce Bennett Mgmt For For For 1.3 Elect Matthew Botein Mgmt For For For 1.4 Elect J. David Chatham Mgmt For For For 1.5 Elect Glenn Christenson Mgmt For For For 1.6 Elect William Davis Mgmt For For For 1.7 Elect James Doti Mgmt For Withhold Against 1.8 Elect Lewis Douglas, Jr. Mgmt For For For 1.9 Elect Christopher Greetham Mgmt For For For 1.10 Elect Parker Kennedy Mgmt For For For 1.11 Elect Thomas O'Brien Mgmt For For For 1.12 Elect Frank O'Bryan Mgmt For For For 1.13 Elect Roslyn Payne Mgmt For For For 1.14 Elect John Peace Mgmt For For For 1.15 Elect D. Van Skilling Mgmt For For For 1.16 Elect Herbert Tasker Mgmt For For For 1.17 Elect Virginia Ueberroth Mgmt For For For 1.18 Elect Mary Widener Mgmt For For For 2 Reincorporation from California to Mgmt For For For Delaware 3 Ratification of Auditor Mgmt For For For
Flextronics International Limited Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F 07/13/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 One-Time Option Exchange Mgmt For For For
Flextronics International Limited Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F 09/22/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Davidson Mgmt For For For 2 Elect Lip-Bu Tan Mgmt For For For 3 Elect Robert Edwards Mgmt For For For 4 Elect Daniel Schulman Mgmt For For For 5 Elect William Watkins Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Renew Share Purchase Mandate Mgmt For For For 8 Renew Share Purchase Mandate Mgmt For For For 9 Director Compensation Mgmt For For For
FOCUS MEDIA HOLDING LTD Ticker Security ID: Meeting Date Meeting Status FMCN CUSIP 34415V 12/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daqing Qi Mgmt For For For 2 Elect Charles Chao Mgmt For For For 3 Elect Alex Deyi Yang Mgmt For For For 4 2010 Employee Share Option Plan Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status FPRB CUSIP9 345370860 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For For For 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Carbon Dioxide Reduction
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 09/18/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Elect Bart De Smet Mgmt For TNA N/A 5 Authority to Repurchase Shares Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A
FOSTER WHEELER AG Ticker Security ID: Meeting Date Meeting Status FWLT CUSIP9 H27178104 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Eugene Atkinson Mgmt For For For 2 Elect Steven Demetriou Mgmt For For For 3 Elect Stephanie Hanbury-Brown Mgmt For For For 4 Elect Robert Flexon Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Ratification of Board and Management Mgmt For For For Acts 9 Allocation and Release of Additional Mgmt For For For Paid-In Capital from Capital Contribution to Reserves 10 Amendments to Articles to Change the Mgmt For For For Seat of Foster Wheeler 11 Amendments to Articles to Eliminate Mgmt For For For Requirement to List Citizenship of Shareholders in the Share Register 12 Amendments to Articles to Comply Mgmt For For For with the Newly Enacted Swiss Intermediary-Held Securities Act 13 Transaction of Other Business Mgmt For Against Against
FOSTER WHEELER AG Ticker Security ID: Meeting Date Meeting Status FWLT CUSIP H27178 11/04/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Clayton Daley Mgmt For For For 2 Transaction of Other Business Mgmt For Against Against
Franklin Resources Ticker Security ID: Meeting Date Meeting Status BEN CUSIP9 354613101 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Robert Joffe Mgmt For For For 5 Elect Charles Johnson Mgmt For Against Against 6 Elect Gregory Johnson Mgmt For Against Against 7 Elect Rupert Johnson, Jr. Mgmt For Against Against 8 Elect Thomas Kean Mgmt For For For 9 Elect Chutta Ratnathicam Mgmt For For For 10 Elect Peter Sacerdote Mgmt For Against Against 11 Elect Laura Stein Mgmt For For For 12 Elect Anne Tatlock Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Mgmt For For For Stock Incentive Plan
Freeport-McMoran Copper & Gold Ticker Security ID: Meeting Date Meeting Status FCXPRA CUSIP9 35671D857 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Garanti Bankasi AS Ticker Security ID: Meeting Date Meeting Status CINS M4752S106 04/01/2010 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Board Mgmt For TNA N/A 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts; Allocation of Mgmt For TNA N/A Profits/Dividends 6 Amendments to Articles Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 9 Appointment of Auditor Mgmt For TNA N/A 10 Charitable Donations Mgmt For TNA N/A 11 Related Party Transactions Mgmt For TNA N/A
GAZPROM OAO -ADR Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/25/2010 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Elect Andrey Akimov Mgmt For Abstain Against 36 Elect Alexander Ananenkov Mgmt For Abstain Against 37 Elect Burckhard Bergmann Mgmt For Abstain Against 38 Elect Farit Gazizullin Mgmt For Abstain Against 39 Elect Vladimir Gusakov Mgmt For Abstain Against 40 Elect Viktor Zubkov Mgmt For Abstain Against 41 Elect Elena Karpel Mgmt For Abstain Against 42 Elect Alexey Makarov Mgmt For Abstain Against 43 Elect Alexey Miller Mgmt For Abstain Against 44 Elect Valery Musin Mgmt For For For 45 Elect Elvira Nabiullina Mgmt For Abstain Against 46 Elect Viktor Nikolayev Mgmt For Abstain Against 47 Elect Vlada Rusakova Mgmt For Abstain Against 48 Elect Mikhail Sereda Mgmt For Abstain Against 49 Elect Vladimir Fortov Mgmt For Abstain Against 50 Elect Sergey Shmatko Mgmt For Abstain Against 51 Elect Igor Yusufov Mgmt For Abstain Against 52 Non-Voting Meeting Note N/A N/A N/A N/A 53 Elect Dmitry Arkhipov Mgmt For N/A N/A 54 Elect Andrey Belobrov Mgmt For N/A N/A 55 Elect Vadim Bikulov Mgmt For For For 56 Elect Andrei Kobzev Mgmt For For For 57 Elect Nina Lobanova Mgmt For For For 58 Elect Dmitry Logunov Mgmt For For For 59 Elect Yury Nosov Mgmt For For For 60 Elect Konstantin Pesotsky Mgmt For For For 61 Elect Marat Salekhov Mgmt For For For 62 Elect Maria Tikhonova Mgmt For For For 63 Elect Aleksandr Yugov Mgmt For For For 64 Non-Voting Meeting Note N/A N/A N/A N/A
GAZPROM OAO -ADR Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/25/2010 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Amendments to General Meeting Mgmt For For For Regulations 9 Directors' Fees Mgmt For For For 10 Audit Commission Members' Fees Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Related Party Transactions Mgmt For For For 80 Related Party Transactions Mgmt For For For 81 Non-Voting Meeting Note N/A N/A N/A N/A
Geely Automobile Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G3777B103 09/23/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve and ratify the conditional Mgmt For For For agreement dated 20 AUG 2009 [the R&D Agreement ] entered into between the Company and Zhejiang Geely Holding Group Company Limited [ Geely Holding , together with its subsidiaries, the Geely Holding Group ], as specified, pursuant to which, the Company and its subsidiaries [the Group ] and the Geely Holding Group engage each other to conduct research and development services [the R&D Services ] [as specified]; the cap amounts in respect of the R&D Services as set out in the circular of the Company dated 08 SEP 2009 for each of the 3 FYE 31 DEC 2011; and authorize any one Director of the Company, or any two Directors of the Company if the affixation of the common seal is necessary, for and on behalf of the Company to execute all such other documents, instruments and agreements and to do all such acts or things deemed by him/her to be incidental to, ancillary to or in connection with the matters and transactions contemplated in the R&D Agreement 3 Approve and ratify the conditional Mgmt For For For agreement dated 20 AUG 2009 [the Services Agreement ] entered into between the Company and Zhejiang Geely Holding Group Company Limited [ Geely Holding , together with its subsidiaries, the Geely Holding Group ], as specified, pursuant to which, the Group and the Geely Holding Group engage each other for the sale and purchase of automobile parts and components, process such parts and components if applicable [the Automobile Parts & Components Services ]; the cap amounts in respect of the Automobile Parts & Components Services under the Services Agreement as set out in the circular of the Company dated 08 SEP 2009 for each of the 3 FYE 31 DEC 2011; and authorize any one Director of the Company, or any two Directors of the Company if the affixation of the common seal is necessary, for and on behalf of the Company to execute all such other documents, instruments and agreements and to do all such acts or things deemed by him/her to be incidental to, ancillary to or in connection with the matters and transactions contemplated in the Services Agreement 4 Approve and ratify the conditional Mgmt For For For agreement dated 20 AUG 2009 [the CBU Agreement ] entered into between the Company and Zhejiang Geely Holding Group Company Limited [ Geely Holding , together with its subsidiaries, the Geely Holding Group ], as specified, pursuant to which, the Group and the Geely Holding Group engage each other for the sale and purchase of the CBUs [the CBUs Services ]; the cap amounts in respect of the CBUs Services under the CBU Agreement as set out in the circular of the Company dated 08 SEP 2009 for each of the 3 FYE 31 DEC 2011; and authorize any one Director of the Company, or any two Directors of the Company if the affixation of the common seal is necessary, for and on behalf of the Company to execute all such other documents, instruments and agreements and to do all such acts or things deemed by him/her to be incidental to, ancillary to or in connection with the matters and transactions contemplated in the CBU Agreement 5 Approve and ratify the conditional Mgmt For For For agreement dated 20 AUG 2009 [the Supplemental Parts & Components Agreement ] entered into between the Company and Zhejiang Geely Holding Group Company Limited [ Geely Holding , together with its subsidiaries, the Geely Holding Group ], as specified, pursuant to which, the Group and the Geely Holding Group agrees to increase the annual cap for the purchase of automobile parts and components for the YE 31 DEC 2009 from RMB 3,673,960,000 [equivalent to approximately HKD 4,175,088,000] to RMB 7,737,614,000 [equivalent to approximately HKD 8,793,025,000]; and Authorize any one Director of the Company, or any two Directors of the Company if the affixation of the common seal is necessary, for and on behalf of the Company to execute all such other documents, instruments and agreements and to do all such acts or things deemed by him/her to be incidental to, ancillary to or in connection with the matters and transactions contemplated in the Supplemental Parts & Components Agreement 6 Non-Voting Meeting Note N/A N/A N/A N/A
Geely Automobile Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G3777B103 12/07/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Chengdu Gaoyuan Equity Transfer Mgmt For For For Agreement 3 Jinan Geely Equity Transfer Agreement Mgmt For For For 4 Lanzhou Geely Equity Transfer Mgmt For For For Agreement
General Dynamics Ticker Security ID: Meeting Date Meeting Status GD CUSIP9 369550108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nicholas Chabraja Mgmt For For For 2 Elect James Crown Mgmt For For For 3 Elect William Fricks Mgmt For For For 4 Elect Jay Johnson Mgmt For For For 5 Elect George Joulwan Mgmt For For For 6 Elect Paul Kaminski Mgmt For For For 7 Elect John Keane Mgmt For For For 8 Elect Lester Lyles Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Robert Walmsley Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Space ShrHoldr Against Against For Weapons
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP9 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Gentex Corp. Ticker Security ID: Meeting Date Meeting Status GNTX CUSIP9 371901109 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Mulder Mgmt For For For 1.2 Elect Frederick Sotok Mgmt For For For 1.3 Elect Wallace Tsuha Mgmt For For For 2 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 3 Ratification of Auditor Mgmt For For For
Genworth Financial Inc Ticker Security ID: Meeting Date Meeting Status GNW CUSIP9 37247D106 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For For For 2 Elect Michael Fraizer Mgmt For For For 3 Elect Nancy Karch Mgmt For For For 4 Elect J. Robert Kerrey Mgmt For For For 5 Elect Risa Lavizzo-Mourey Mgmt For For For 6 Elect Christine Mead Mgmt For For For 7 Elect Thomas Moloney Mgmt For For For 8 Elect James Parke Mgmt For For For 9 Elect James Riepe Mgmt For For For 10 Re-approval of the 2004 Omnibus Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For
Gilead Sciences Inc Ticker Security ID: Meeting Date Meeting Status GILD CUSIP9 375558103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Golden Eagle Retail Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G3958R109 05/12/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Roger WANG Hung Mgmt For Against Against 4 Elect HAN Xiang Li Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Repurchased Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A
Golden Eagle Retail Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G3958R109 12/18/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve the entering into of the Mgmt For For For Framework Agreement [as specified] and the transaction contemplated there under and authorize the Directors [or a duly authorized Committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary or appropriate in relation thereto, including but not limited to make any changes, modifications, amendments, waivers, variations or extensions of such terms and conditions of the Framework Agreement as they may think fit 3 Approve the entering into of the Mgmt For For For Lease Agreement [as specified] and the transaction contemplated there under and authorize the Directors [or a duly authorized Committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary or appropriate in relation thereto, including but not limited to make any changes, modifications, amendments, waivers, variations or extensions of such terms and conditions of the Lease Agreement as they may think fit 4 Proposed Annual Caps for Lease Mgmt For For For Agreement 5 Non-Voting Meeting Note N/A N/A N/A N/A
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP9 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP9 38259P508 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights in China
Green Mountain Coffee Roasters Inc Ticker Security ID: Meeting Date Meeting Status GMCR CUSIP9 393122106 03/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Carlini Mgmt For For For 1.2 Elect Douglas Daft Mgmt For For For 1.3 Elect Hinda Miller Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Amendment to the 2006 Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Groupe Danone Ticker Security ID: Meeting Date Meeting Status CINS F12033134 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Frank Riboud Mgmt For For For 8 Elect Emmanuel Faber Mgmt For For For 9 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 10 Replacement of Auditor (Ernst & Mgmt For For For Young et Autres) 11 Replacement of Alternate Auditor Mgmt For For For (Yves Nicolas) 12 Replacement of Alternate Auditor Mgmt For For For (Auditex) 13 Related Party Transactions Mgmt For For For 14 Severance Package and Retirement Mgmt For For For Benefits (Frank Riboud) 15 Severance Package and Retirement Mgmt For For For Benefits (Emmanuel Faber) 16 Severance Package and Retirement Mgmt For For For Benefits (Bernard Hours) 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For to Executives and Employees 19 Amendment to Articles Regarding Mgmt For For For Voting Rights 20 Authority to Carry Out Formalities Mgmt For For For
Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP9 406216101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect James Hackett Mgmt For For For 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For For For 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 13 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Hanesbrands Inc Ticker Security ID: Meeting Date Meeting Status HBI CUSIP9 410345102 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Chaden Mgmt For For For 1.2 Elect Bobby Griffin Mgmt For For For 1.3 Elect James Johnson Mgmt For For For 1.4 Elect Jessica Mathews Mgmt For For For 1.5 Elect J. Patrick Mulcahy Mgmt For For For 1.6 Elect Ronald Nelson Mgmt For For For 1.7 Elect Richard Noll Mgmt For For For 1.8 Elect Andrew Schindler Mgmt For For For 1.9 Elect Ann Ziegler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Harley-Davidson Inc Ticker Security ID: Meeting Date Meeting Status HOG CUSIP9 412822108 04/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Richard Beattie Mgmt For For For 1.3 Elect Judson Green Mgmt For For For 1.4 Elect N. Thomas Linebarger Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Employee Incentive Plan Mgmt For For For 4 Amendment to the Director Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Heidelbergcement AG Ticker Security ID: Meeting Date Meeting Status CINS D31709104 05/06/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratify Bernd Scheifele Mgmt For For For 6 Ratify Dominik von Achten Mgmt For For For 7 Ratify Daniel Gauthier Mgmt For For For 8 Ratify Andreas Kern Mgmt For For For 9 Ratify Lorenz Nager Mgmt For For For 10 Ratify Albert Scheuer Mgmt For For For 11 Ratify Fritz-Jurgen Heckmann Mgmt For For For 12 Ratify Heinz Schirmer Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Theo Beermann Mgmt For For For 15 Ratify Robert Feiger Mgmt For For For 16 Ratify Veronika Fuss Mgmt For For For 17 Ratify Josef Heumann Mgmt For For For 18 Ratify Gerhard Hirth Mgmt For For For 19 Ratify Max Dietrich Kley Mgmt For For For 20 Ratify Hans Georg Kraut Mgmt For For For 21 Ratify Adolf Merckle Mgmt For For For 22 Ratify Ludwig Merckle Mgmt For For For 23 Ratify Tobias Merckle Mgmt For For For 24 Ratify Eduard Schleicher Mgmt For For For 25 Ratify Werner Schraeder Mgmt For For For 26 Ratify Frank-Dirk Steiniger Mgmt For For For 27 Appointment of Auditor Mgmt For For For 28 Increase in Authorized Capital I Mgmt For For For 29 Increase in Authorized Capital II Mgmt For For For 30 Authority to Issue Convertible Debt Mgmt For For For Instruments 31 Authority to Increase Conditional Mgmt For For For Capital 32 Compensation Policy Mgmt For Against Against 33 Elect Alan Murray Mgmt For For For 34 Elect Herbert Lutkestratkotter Mgmt For For For 35 Amendment Regarding Nominating Mgmt For For For Committee 36 Supervisory Board Members' Fees Mgmt For For For 37 Amend Article 16(1) Mgmt For For For 38 Amend Article 16(3); 16(4) Mgmt For For For 39 Amend Article 18(3) Mgmt For For For 40 Amend Article 11(2) Mgmt For For For
Hess Corp. Ticker Security ID: Meeting Date Meeting Status HES CUSIP9 42809H107 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Hologic Inc Ticker Security ID: Meeting Date Meeting Status HOLX CUSIP9 436440101 03/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Home Depot Inc Ticker Security ID: Meeting Date Meeting Status HD CUSIP9 437076102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Honeywell International Inc Ticker Security ID: Meeting Date Meeting Status HON CUSIP9 438516106 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G4639H106 08/07/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect MA Yun Yan Mgmt For For For 5 Elect WANG Guang Yu Mgmt For For For 6 Elect XIA Li Qun Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
IAC/Interactiveco rp Ticker Security ID: Meeting Date Meeting Status IACI CUSIP9 44919P508 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edgar Bronfman, Jr. Mgmt For For For 1.2 Elect Barry Diller Mgmt For For For 1.3 Elect Victor Kaufman Mgmt For For For 1.4 Elect Donald Keough Mgmt For For For 1.5 Elect Bryan Lourd Mgmt For For For 1.6 Elect Arthur Martinez Mgmt For For For 1.7 Elect David Rosenblatt Mgmt For For For 1.8 Elect Alan Spoon Mgmt For For For 1.9 Elect Alexander von Furstenberg Mgmt For For For 1.10 Elect Richard Zannino Mgmt For For For 1.11 Elect Michael Zeisser Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Iamgold Corp. Ticker Security ID: Meeting Date Meeting Status IAG CUSIP9 450913108 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Derek Bullock Mgmt For For For 1.2 Elect John Caldwell Mgmt For For For 1.3 Elect Donald Charter Mgmt For For For 1.4 Elect W. Robert Dengler Mgmt For For For 1.5 Elect Guy Dufresne Mgmt For For For 1.6 Elect Peter Jones Mgmt For For For 1.7 Elect Mahendra Naik Mgmt For For For 1.8 Elect William Pugliese Mgmt For For For 1.9 Elect John Shaw Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Iguatemi Empresas de Shopping Centers SA Ticker Security ID: Meeting Date Meeting Status CINS P5352J104 01/29/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Ratification of Appointment of Mgmt For For For Appraiser 5 Valuation Report Mgmt For For For 6 Merger Agreement Mgmt For For For 7 Merger by Absorption Mgmt For For For 8 Amendments to Corporate Purpose Mgmt For For For 9 Amend Article 5 Mgmt For For For
Iguatemi Empresas de Shopping Centers SA Ticker Security ID: Meeting Date Meeting Status CINS P5352J104 04/28/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Supervisory Council Mgmt For For For 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For Against Against
Illinois Tool Works Ticker Security ID: Meeting Date Meeting Status ITW CUSIP9 452308109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS S37840113 10/22/2009 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dawn Earp Mgmt For For For 3 Elect Khotso Mokhele Mgmt For For For 4 Elect Thandi Orleyn Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Increase Non-Executive Directors' Mgmt For For For Fees 7 Amendments to Morokotso Trust Deed Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For
IMPERIAL TOBACCO GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G4721W102 02/02/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Dominique Comolli Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Charles Knott Mgmt For For For 8 Elect Iain Napier Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 EU Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 16 Adoption of New Articles Mgmt For For For
Inditex SA Ticker Security ID: Meeting Date Meeting Status CINS E6282J109 07/15/2009 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Ratification Mgmt For For For of Board Acts 2 Consolidated Accounts and Reports; Mgmt For For For Ratification of Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Carlos Espinosa de los Mgmt For For For Monteros Bernaldo de Quiros 5 Elect Francisco Luzon Lopez Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For
ING Groep NV Ticker Security ID: Meeting Date Meeting Status CINS N4578E413 04/27/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendment to the Compensation Policy Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Corporate Governance Report Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Ratification of Executive Board Acts Mgmt For For For 16 Ratification of Supervisory Board Mgmt For For For Acts 17 Elect Piet Klaver Mgmt For For For 18 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
ING Groep NV Ticker Security ID: Meeting Date Meeting Status CINS N4578E413 11/25/2009 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Strategy Plan Mgmt For For For 5 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
Ingersoll-Rand Company Limited Ticker Security ID: Meeting Date Meeting Status IR CUSIP9 G47791101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For
International Business Machine Corp. Ticker Security ID: Meeting Date Meeting Status IBM CUSIP9 459200101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902 09/30/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock Option Exchange Program for Mgmt For For For Eligible Employees
Intuitive Surgical Inc Ticker Security ID: Meeting Date Meeting Status ISRG CUSIP9 46120E602 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Levy Mgmt For For For 1.2 Elect Eric Halvorson Mgmt For For For 1.3 Elect Amal Johnson Mgmt For For For 2 2010 Incentive Award Plan Mgmt For For For
INVESCO LTD Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP9 G491BT108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Iridium Communications Inc Ticker Security ID: Meeting Date Meeting Status IRDM CUSIP9 46269C102 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Niehaus Mgmt For For For 1.2 Elect J. Darrel Barros Mgmt For For For 1.3 Elect Scott Bok Mgmt For For For 1.4 Elect Thomas Canfield Mgmt For For For 1.5 Elect Peter Dawkins Mgmt For For For 1.6 Elect Matthew Desch Mgmt For For For 1.7 Elect Terry Jones Mgmt For For For 1.8 Elect Alvin Krongard Mgmt For For For 1.9 Elect Steven Pfeiffer Mgmt For For For 1.10 Elect Parker Rush Mgmt For For For 2 Ratification of Auditor Mgmt For For For
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For For For 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve a new investment advisory Mgmt For For For agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser] 2 TO APPROVE A CHANGE IN THE Mgmt For For For CLASSIFICATION OF THE FUND S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON-FUNDAMENTAL INVESTMENT POLICY.
Itc Holdings Corporation Ticker Security ID: Meeting Date Meeting Status ITC CUSIP9 465685105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Jepsen Mgmt For For For 1.2 Elect Richard McLellan Mgmt For For For 1.3 Elect William Museler Mgmt For For For 1.4 Elect Hazel R. O'Leary Mgmt For For For 1.5 Elect Gordon Bennett Stewart, III Mgmt For For For 1.6 Elect Lee Stewart Mgmt For For For 1.7 Elect Joseph Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Itochu Corporation Ticker Security ID: Meeting Date Meeting Status CINS J2501P104 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For For For 5 Elect Kohei Watanabe Mgmt For For For 6 Elect Masahiro Okafuji Mgmt For For For 7 Elect Toshihito Tanba Mgmt For For For 8 Elect Yohichi Kobayashi Mgmt For For For 9 Elect Yoshio Akamatsu Mgmt For For For 10 Elect Yoshihisa Aoki Mgmt For For For 11 Elect Tadayuki Seki Mgmt For For For 12 Elect Hiroo Inoue Mgmt For For For 13 Elect Kenji Okada Mgmt For For For 14 Elect Kohji Takayanagi Mgmt For For For 15 Elect Satoshi Kikuchi Mgmt For For For 16 Elect Tohru Matsushima Mgmt For For For 17 Elect Hitoshi Okamoto Mgmt For For For
ITT Educational Services Ticker Security ID: Meeting Date Meeting Status ESI CUSIP9 45068B109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cozzi Mgmt For For For 2 Elect Kevin Modany Mgmt For For For 3 Elect Lloyd Waterhouse Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Jabil Circuit Inc Ticker Security ID: Meeting Date Meeting Status JBL CUSIP9 466313103 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
Japan Tobacco Inc Ticker Security ID: Meeting Date Meeting Status CINS J27869106 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yohji Wakui Mgmt For For For 4 Elect Hiroshi Kimura Mgmt For For For 5 Elect Munetaka Takeda Mgmt For For For 6 Elect Masaaki Sumikawa Mgmt For For For 7 Elect Mitsuomi Koizumi Mgmt For For For 8 Elect Masakazu Shimizu Mgmt For For For 9 Elect Noriaki Ohkubo Mgmt For For For 10 Elect Mutsuo Iwai Mgmt For For For 11 Elect Yasushi Shingai Mgmt For For For
Jarden Corp. Ticker Security ID: Meeting Date Meeting Status JAH CUSIP9 471109108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
JDS Uniphase Corp. Ticker Security ID: Meeting Date Meeting Status JDSU CUSIP 46612J 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect Harold Covert Mgmt For For For 1.3 Elect Penelope Herscher Mgmt For For For 1.4 Elect Masood Jabbar Mgmt For For For 2 One-time Stock Option Exchange Mgmt For For For Program 3 Amendment to the 1998 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Jetblue Airways Corp. Ticker Security ID: Meeting Date Meeting Status JBLU CUSIP9 477143101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Barger Mgmt For For For 1.2 Elect Peter Boneparth Mgmt For For For 1.3 Elect David Checketts Mgmt For For For 1.4 Elect Virginia Gambale Mgmt For For For 1.5 Elect Stephan Gemkow Mgmt For For For 1.6 Elect Joel Peterson Mgmt For For For 1.7 Elect M. Ann Rhoades Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP9 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For For For 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
JP Morgan Chase & Company Ticker Security ID: Meeting Date Meeting Status JPM CUSIP9 46625H100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Juniper Networks Inc Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP9 48203R104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Karoon Gas Australia Ticker Security ID: Meeting Date Meeting Status CINS Q5210P101 11/12/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Stephen Power Mgmt For For For 5 Ratify Placement of Securities Mgmt For For For 6 Execute Deed of Access, Insurance & Mgmt For For For Indemnity 7 Amend Employee Share Option Plan Mgmt For For For 8 Equity Grant (NED Geoff Atkins) Mgmt For For For 9 Equity Grant (NED Stephen Power) Mgmt For For For 10 Equity Grant (Executive Scott Mgmt For For For Hosking) 11 Equity Grant (Executive Timothy Mgmt For For For Hosking) 12 Non-Voting Agenda Item N/A N/A N/A N/A
Kennametal Inc Ticker Security ID: Meeting Date Meeting Status KMT CUSIP 489170 10/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald DeFeo Mgmt For For For 1.2 Elect William Newlin Mgmt For For For 1.3 Elect Lawrence Stranghoener Mgmt For For For 2 Ratification of Auditor Mgmt For For For
King Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status KG CUSIP9 495582108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Kirin Brewery Company Limited Ticker Security ID: Meeting Date Meeting Status CINS 497350108 03/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuyasu Katoh Mgmt For For For 4 Elect Kazuhiro Satoh Mgmt For For For 5 Elect Senji Miyake Mgmt For For For 6 Elect Yoshiharu Furumoto Mgmt For For For 7 Elect Yuhji Ohwada Mgmt For For For 8 Elect Yoshinori Isozaki Mgmt For For For 9 Elect Hirotake Kobayashi Mgmt For For For 10 Elect Akira Genma Mgmt For For For 11 Elect Shigemitsu Miki Mgmt For For For 12 Elect Kazuo Tezuka Mgmt For For For 13 Bonus Mgmt For For For
Kraft Foods Inc Ticker Security ID: Meeting Date Meeting Status KFT CUSIP9 50075N104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Kuehne & Nagel Ticker Security ID: Meeting Date Meeting Status CINS H4673L145 05/18/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Elect Jurgen Fitschen Mgmt For N/A N/A 7 Elect Karl Gernandt Mgmt For N/A N/A 8 Elect Hans-Jorg Hager Mgmt For N/A N/A 9 Elect Joachim Hausser Mgmt For N/A N/A 10 Elect Klaus-Michael Kuehne Mgmt For N/A N/A 11 Elect Hans Lerch Mgmt For N/A N/A 12 Elect Georg Obermeier Mgmt For N/A N/A 13 Elect Wolfgang Peiner Mgmt For N/A N/A 14 Elect Thomas Staehelin Mgmt For N/A N/A 15 Elect Bernd Wrede Mgmt For N/A N/A 16 Elect Joerg Wolle Mgmt For N/A N/A 17 Appointment of Auditor Mgmt For N/A N/A 18 Increase in Authorized Capital Mgmt For N/A N/A
Lam Research Corp. Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For For For 3 Ratification of Auditor Mgmt For For For
LANCO INFRATECH LTD Ticker Security ID: Meeting Date Meeting Status CINS Y5144P103 09/25/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect G. Bhaskara Rao Mgmt For For For 3 Re-elect Uddesh Kumar Kohli Mgmt For For For 4 Re-elect Pantam Narsimharamulu Mgmt For For For 5 Re-elect Bellikoth Vasanthan Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Amendment to Compensaton of L. Mgmt For For For Madhusudhan Rao 8 Amendment to Compensaton of G. Mgmt For For For Bhaskara Rao 9 Amendment to Compensaton of G. Mgmt For For For Venkatesh Babu
Las Vegas Sands Corp. Ticker Security ID: Meeting Date Meeting Status LVS CUSIP9 517834107 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sheldon Adelson Mgmt For For For 1.2 Elect Irwin Chafetz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 4 Transaction of Other Business Mgmt For Against Against
Lear Corporation Ticker Security ID: Meeting Date Meeting Status LEA CUSIP9 521865204 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Auditor Mgmt For For For
Lennar Corp. Ticker Security ID: Meeting Date Meeting Status LEN CUSIP9 526057104 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Irving Bolotin Mgmt For For For 1.2 Elect Steven Gerard Mgmt For For For 1.3 Elect Sherrill Hudson Mgmt For For For 1.4 Elect R. Kirk Landon Mgmt For For For 1.5 Elect Sidney Lapidus Mgmt For For For 1.6 Elect Stuart Miller Mgmt For For For 1.7 Elect Donna Shalala Mgmt For For For 1.8 Elect Jeffrey Sonnenfeld Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions
LIBERTY MEDIA CORPORATION Ticker Security ID: Meeting Date Meeting Status LINTA CUSIP9 53071M104 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Malone Mgmt For Withhold Against 1.2 Elect Robert Bennett Mgmt For Withhold Against 1.3 Elect M. Ian Gilchrist Mgmt For For For 1.4 Elect Andrea Wong Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Lincare Holdings Inc Ticker Security ID: Meeting Date Meeting Status LNCR CUSIP9 532791100 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For For For 1.4 Elect Frank Byrne Mgmt For For For 1.5 Elect William Miller III Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Liz Claiborne Inc Ticker Security ID: Meeting Date Meeting Status LIZ CUSIP9 539320101 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raul Fernandez Mgmt For For For 2 Elect Kenneth Kopelman Mgmt For For For 3 Elect Arthur Martinez Mgmt For For For 4 Elect Doreen Toben Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Restoration of Right to Call a Mgmt For For For Special Meeting 7 2010 Long-Term Performance Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For
LLOYDS TSB GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G5542W106 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Sir Winfried Bischoff Mgmt For Against Against 4 Elect Glen Moreno Mgmt For For For 5 Elect David Roberts Mgmt For For For 6 Elect Wolfgang Berndt Mgmt For For For 7 Elect J. Eric Daniels Mgmt For For For 8 Elect Helen Weir Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Ordinary Mgmt For For For Shares 14 Authority to Repurchase Preference Mgmt For For For Shares 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Localiza Rent A Car Sa Com Npv Ticker Security ID: Meeting Date Meeting Status cins P6330Z111 12/28/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger by Absorption Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Ratification of the Appointment of Mgmt For For For Appraiser 6 Valuation Report Mgmt For For For
Lockheed Martin Corp. Ticker Security ID: Meeting Date Meeting Status LMT CUSIP9 539830109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. C. Aldridge, Jr. Mgmt For For For 2 Elect Nolan Archibald Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Gwendolyn King Mgmt For For For 6 Elect James Loy Mgmt For For For 7 Elect Douglas McCorkindale Mgmt For For For 8 Elect Joseph Ralston Mgmt For For For 9 Elect James Schneider Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Space ShrHoldr Against Against For Weapons
LOGITECH INTERNATIONAL SA Ticker Security ID: Meeting Date Meeting Status LOGI CUSIP H50430 09/01/2009 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendment to 2006 Stock Incentive Mgmt For Against Against Plan 5 Ratification of Board and Management Mgmt For For For Acts 6 Elect Erh-Hsun Chang Mgmt For For For 7 Elect Kee-Lock Chua Mgmt For For For 8 Appointment of Auditor Mgmt For For For
LONG TOP FINANCIAL TECHNOLOGIES Ticker Security ID: Meeting Date Meeting Status LFT CUSIP9 54318P108 03/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Gurnee Mgmt For For For 1.2 Elect Zuyun Xue Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Lowe's Companies Inc Ticker Security ID: Meeting Date Meeting Status LOW CUSIP9 548661107 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
MAP PHARMACEUTICALS, INC. Ticker Security ID: Meeting Date Meeting Status MAPP CUSIP9 56509R108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gerri Henwood Mgmt For Withhold Against 1.2 Elect Matthew McPherron Mgmt For For For 1.3 Elect Timothy Nelson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MARINE HARVEST ASA Ticker Security ID: Meeting Date Meeting Status CINS R2326D105 11/06/2009 Take No Action Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Election of Presiding Chairman and Mgmt For TNA N/A of an Individual to Check Minutes 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments 6 Amendments to Articles Regarding Mgmt For TNA N/A Meeting Documents
Marsh & McLennan Companies Ticker Security ID: Meeting Date Meeting Status MMC CUSIP9 571748102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For For For 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Masco Corp. Ticker Security ID: Meeting Date Meeting Status MAS CUSIP9 574599106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Archer Mgmt For For For 2 Elect Anthony Earley, Jr. Mgmt For For For 3 Elect Lisa Payne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Long-Term Mgmt For For For Stock Incentive Plan
Massey Energy Company Ticker Security ID: Meeting Date Meeting Status MEE CUSIP9 576206106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For For For 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board
Mattel Inc Ticker Security ID: Meeting Date Meeting Status MAT CUSIP9 577081102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For
Maxim Integrated Products Inc Ticker Security ID: Meeting Date Meeting Status MXIM ISIN US57772K1016 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan 5 Executive Bonus Plan Mgmt For For For
McKesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q 07/22/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby, III Mgmt For Against Against 5 Elect M. Christine Jacobs Mgmt For Against Against 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For Against Against 8 Elect Edward Mueller Mgmt For Against Against 9 Elect Jane Shaw Mgmt For For For 10 Amendment to the 2005 Stock Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 13 Shareholder Proposal Regarding ShrHoldr Against For Against Survivor Benefits (Golden Coffins)
Medtronic Inc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For For For and Incentive Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP9 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 589331 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
Methanex Corp. Ticker Security ID: Meeting Date Meeting Status MEOH CUSIP9 59151K108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to the Stock Option Plan Mgmt For For For 4 SHP Advisory Vote on Compensation Mgmt Against Against For Report (Say on Pay)
Metlife Inc Ticker Security ID: Meeting Date Meeting Status MET CUSIP9 59156R108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
MGM Mirage Inc Ticker Security ID: Meeting Date Meeting Status MGM CUSIP9 552953101 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Baldwin Mgmt For For For 1.2 Elect William Bible Mgmt For For For 1.3 Elect Burton Cohen Mgmt For For For 1.4 Elect Willie Davis Mgmt For For For 1.5 Elect Kenny Guinn Mgmt For For For 1.6 Elect Alexis Herman Mgmt For For For 1.7 Elect Roland Hernandez Mgmt For For For 1.8 Elect Kirk Kerkorian Mgmt For For For 1.9 Elect Anthony Mandekic Mgmt For For For 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For For For 1.12 Elect Daniel Taylor Mgmt For For For 1.13 Elect Melvin Wolzinger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For 4 Shareholder Report Regarding ShrHoldr Against Against For Sustainability Report 5 Transaction of Other Business Mgmt For Against Against
MGM Mirage Inc Ticker Security ID: Meeting Date Meeting Status MGM CUSIP 552953 08/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Baldwin Mgmt For For For 1.2 Elect Willie Davis Mgmt For Withhold Against 1.3 Elect Kenny Guinn Mgmt For Withhold Against 1.4 Elect Alexander Haig, Jr. Mgmt For For For 1.5 Elect Alexis Herman Mgmt For For For 1.6 Elect Roland Hernandez Mgmt For For For 1.7 Elect Gary Jacobs Mgmt For For For 1.8 Elect Kirk Kerkorian Mgmt For For For 1.9 Elect Anthony Mandekic Mgmt For Withhold Against 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For For For 1.12 Elect Daniel Taylor Mgmt For Withhold Against 1.13 Elect Melvin Wolzinger Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain Against Against Sustainability Report 4 Transaction of Other Business Mgmt For Against Against
Microsoft Corp. Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHoldr Against Against For Charitable Contributions
Mitsubishi UFJ Financial Group Ticker Security ID: Meeting Date Meeting Status CINS J44497105 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Munetaka Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Kyouta Ohmori Mgmt For For For 7 Elect Hiroshi Saitoh Mgmt For For For 8 Elect Nobushige Kamei Mgmt For For For 9 Elect Masao Hasegawa Mgmt For For For 10 Elect Fumiyuki Akikusa Mgmt For For For 11 Elect Kazuo Takeuchi Mgmt For For For 12 Elect Nobuyuki Hirano Mgmt For For For 13 Elect Shunsuke Teraoka Mgmt For For For 14 Elect Kaoru Wachi Mgmt For For For 15 Elect Takashi Oyamada Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For
Mitsui & Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J44690139 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shouei Utsuda Mgmt For For For 4 Elect Masami Iijima Mgmt For For For 5 Elect Ken Abe Mgmt For For For 6 Elect Junichi Matsumoto Mgmt For For For 7 Elect Seiichi Tanaka Mgmt For For For 8 Elect Norinao Iio Mgmt For For For 9 Elect Takao Ohmae Mgmt For For For 10 Elect Masayoshi Komai Mgmt For For For 11 Elect Daisuke Saiga Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshirho Mutoh Mgmt For For For 16 Elect Naoto Nakamura Mgmt For For For
Monster Worldwide Inc Ticker Security ID: Meeting Date Meeting Status MWW CUSIP9 611742107 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect Robert Chrenc Mgmt For For For 3 Elect John Gaulding Mgmt For For For 4 Elect Edmund Giambastiani, Jr. Mgmt For For For 5 Elect Cynthia McCague Mgmt For For For 6 Elect Jeffrey Rayport Mgmt For For For 7 Elect Roberto Tunioli Mgmt For For For 8 Elect Timothy Yates Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A 10/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For Withhold Against 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Stock Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For
Motorola Inc Ticker Security ID: Meeting Date Meeting Status MOT CUSIP9 620076109 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
MRV ENGENHARIA PARTICIPACOES SA Ticker Security ID: Meeting Date Meeting Status CINS P6986W107 03/08/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Eduardo Luiz Mascarenhas Mgmt For For For Picchioni 4 Amendments to Articles Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Consolidated Version of Articles of Mgmt For For For Association
MRV ENGENHARIA PARTICIPACOES SA Ticker Security ID: Meeting Date Meeting Status CINS P6986W107 12/17/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Split Mgmt For For For 3 Amendment to Articles Mgmt For For For 4 Amendment to Stock Option Plan Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
Mueller Water Products Inc Ticker Security ID: Meeting Date Meeting Status MWA CUSIP9 624758108 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Boyce Mgmt For For For 1.2 Elect Howard Clark, Jr. Mgmt For For For 1.3 Elect Gregory Hyland Mgmt For For For 1.4 Elect Jerry Kolb Mgmt For For For 1.5 Elect Joseph Leonard Mgmt For For For 1.6 Elect Mark O'Brien Mgmt For For For 1.7 Elect Bernard Rethore Mgmt For For For 1.8 Elect Neil Springer Mgmt For For For 1.9 Elect Lydia Thomas Mgmt For For For 1.10 Elect Michael Tokarz Mgmt For For For 2 2010 Management Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Mylan Laboratories Inc Ticker Security ID: Meeting Date Meeting Status MYL CUSIP9 628530107 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For For For 1.5 Elect Douglas Leech Mgmt For For For 1.6 Elect Joseph Maroon Mgmt For For For 1.7 Elect Mark Parrish Mgmt For For For 1.8 Elect C. B. Todd Mgmt For For For 1.9 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
National Oilwell Varco Inc Ticker Security ID: Meeting Date Meeting Status NOV CUSIP9 637071101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
NETAPP, INC Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
NETEASE.COM, INC. - ADR Ticker Security ID: Meeting Date Meeting Status NTES CUSIP 64110W 09/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ding Mgmt For For For 2 Elect Alice Cheng Mgmt For For For 3 Elect Denny Lee Mgmt For For For 4 Elect Joseph Tong Mgmt For For For 5 Elect Lun Feng Mgmt For For For 6 Elect Michael Leung Mgmt For For For 7 Elect Michael Tong Mgmt For For For 8 Appointment of Auditor Mgmt For For For
Newfield Exploration Company Ticker Security ID: Meeting Date Meeting Status NFX CUSIP9 651290108 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lee Boothby Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Pamela Gardner Mgmt For For For 4 Elect John Kemp III Mgmt For For For 5 Elect J. Michael Lacey Mgmt For For For 6 Elect Joseph Netherland Mgmt For For For 7 Elect Howard Newman Mgmt For For For 8 Elect Thomas Ricks Mgmt For For For 9 Elect Juanita Romans Mgmt For For For 10 Elect Charles Shultz Mgmt For For For 11 Elect J. Terry Strange Mgmt For For For 12 2010 Employee Stock Purchase Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Newmont Mining Corp. Ticker Security ID: Meeting Date Meeting Status NEM CUSIP9 651639106 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Nice Systems Limited Ticker Security ID: Meeting Date Meeting Status NICE CUSIP 653656 07/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Nikon Corporation Ticker Security ID: Meeting Date Meeting Status CINS 654111103 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michio Kariya Mgmt For For For 4 Elect Makoto Kimura Mgmt For For For 5 Elect Ichiro Teratoh Mgmt For For For 6 Elect Kyoichi Suwa Mgmt For For For 7 Elect Kazuo Ushida Mgmt For For For 8 Elect Yoshimichi Kawai Mgmt For For For 9 Elect Masami Kumazawa Mgmt For For For 10 Elect Toshiyuki Masai Mgmt For For For 11 Elect Yasuyuki Okamoto Mgmt For For For 12 Elect Norio Hashizume Mgmt For For For 13 Elect Kenji Matsuo Mgmt For For For 14 Elect Kohkei Higuchi Mgmt For For For 15 Retirement Allowances for Directors Mgmt For Against Against 16 Stock Option Plan Mgmt For For For
Nippon Yusen KK Ticker Security ID: Meeting Date Meeting Status CINS J56515133 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Miyahara Mgmt For For For 4 Elect Yasushi Yamawaki Mgmt For For For 5 Elect Yasumi Kudoh Mgmt For For For 6 Elect Masahiro Katoh Mgmt For For For 7 Elect Hidenori Hohnoh Mgmt For For For 8 Elect Tadaaki Naitoh Mgmt For For For 9 Elect Masamichi Morooka Mgmt For For For 10 Elect Naoya Tazawa Mgmt For For For 11 Elect Hiroshi Hiramatsu Mgmt For For For 12 Elect Kenji Mizushima Mgmt For For For 13 Elect Yukio Okamoto Mgmt For For For 14 Elect Yuri Okina Mgmt For For For 15 Elect Toshinori Yamashita Mgmt For For For
Noble Corp. Ticker Security ID: Meeting Date Meeting Status NE CUSIP9 H5833N103 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Cawley Mgmt For For For 1.2 Elect Gordon Hall Mgmt For For For 1.3 Elect Jack Little Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Par Value; Capital Mgmt For For For Distribution 4 Amendment to Par Value; Capital Mgmt For For For Distribution 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts
Noble Energy Inc Ticker Security ID: Meeting Date Meeting Status NBL CUSIP9 655044105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For For For 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP9 664397106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Novavax Inc Ticker Security ID: Meeting Date Meeting Status NVAX CUSIP9 670002104 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stanley Erck Mgmt For For For 1.2 Elect Michael McManus Mgmt For For For 1.3 Elect James Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Nutrisytem Inc Ticker Security ID: Meeting Date Meeting Status NTRI CUSIP9 67069D108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bernstock Mgmt For For For 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For For For 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Nvidia Corp. Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP9 67066G104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Gaither Mgmt For For For 2 Elect Jen-Hsun Huang Mgmt For For For 3 Elect A. Brooke Seawell Mgmt For For For 4 Ratification of Auditor Mgmt For For For
NVR Inc Ticker Security ID: Meeting Date Meeting Status NVR CUSIP9 62944T105 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Manuel Johnson Mgmt For For For 2 Elect David Preiser Mgmt For For For 3 Elect John Toups Mgmt For For For 4 Elect Paul Whetsell Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Declassify the board Mgmt For For For 7 2010 Equity Incentive Plan Mgmt For For For
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shekhar Anantharaman Mgmt For For For 4 Elect Sridhar Krishnan Mgmt For For For 5 Elect Andy TSE Po Shing Mgmt For For For 6 Elect Mark Daniell Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Authority to Grant Awards and Issue Mgmt For For For Shares under Olam Employee Share Option Scheme
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Memorandum Mgmt For For For 2 Adoption of New Articles Mgmt For For For 3 Scrip Dividend Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Placement of Convertible Bonds Mgmt For For For
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Osaka Securities Exchange Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS J6254G104 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michio Yoneda Mgmt For For For 4 Elect Marumoto Fujikura Mgmt For For For 5 Elect Manabu Matsumoto Mgmt For For For 6 Elect Kohtaroh Yamazawa Mgmt For For For 7 Elect Yoshinori Karino Mgmt For For For 8 Elect Tsutomu Okuda Mgmt For For For 9 Elect Yuhsuke Kawamura Mgmt For For For 10 Elect Yuhko Kawamoto Mgmt For For For 11 Elect Taichi Sakaiya Mgmt For For For 12 Elect Shigeo Sasaki Mgmt For For For 13 Elect Shigeru Morimoto Mgmt For For For 14 Directors' Fees Mgmt For For For
Overseas Shipholding Inc Ticker Security ID: Meeting Date Meeting Status OSG CUSIP9 690368105 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan
Owens Corning Ticker Security ID: Meeting Date Meeting Status OC CUSIP9 690742101 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Hake Mgmt For For For 1.2 Elect F. Philip Handy Mgmt For For For 1.3 Elect Michael Thaman Mgmt For For For 2 2010 Stock Plan Mgmt For For For
Owens Corning Ticker Security ID: Meeting Date Meeting Status OC ISIN US6907421019 12/03/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Norman Blake, Jr. Mgmt For For For 1.2 Elect Landon Hilliard Mgmt For For For 1.3 Elect James McMonagle Mgmt For For For 1.4 Elect W. Howard Morris Mgmt For For For 2 Ratification of Auditor Mgmt For For For
OWENS-ILLINOIS, INC. ) Ticker Security ID: Meeting Date Meeting Status OI CUSIP9 690768403 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Paladin Resources Limited Ticker Security ID: Meeting Date Meeting Status CINS Q7264T104 11/25/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Donald Shumka Mgmt For For For 5 Employee Performance Share Plan Mgmt For For For 6 Equity Plan (Contractors) Mgmt For For For 7 Equity Grant (MD/CEO John Borshoff) Mgmt For For For 8 Ratify Placement of Securities Mgmt For For For 9 Renew Proportional Takeover Mgmt For For For Provisions 10 Non-Voting Agenda Item N/A N/A N/A N/A
Pall Corp. Ticker Security ID: Meeting Date Meeting Status PLL CUSIP 696429 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Carroll, Jr. Mgmt For For For 1.2 Elect Robert Coutts Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect Ulrich Haynes, Jr. Mgmt For For For 1.5 Elect Ronald Hoffman Mgmt For For For 1.6 Elect Eric Krasnoff Mgmt For For For 1.7 Elect Dennis Longstreet Mgmt For For For 1.8 Elect Edwin Martin, Jr. Mgmt For For For 1.9 Elect Katharine Plourde Mgmt For For For 1.10 Elect Edward Snyder Mgmt For For For 1.11 Elect Edward Travaglianti Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2004 Executive Incentive Bonus Plan Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Management Stock Mgmt For For For Purchase Plan 6 Amendment to the 2005 Stock Mgmt For For For Compensation Plan
Palm, Inc. Ticker Security ID: Meeting Date Meeting Status PALM cusip 696643 09/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Jonathan Rubinstein Mgmt For For For 1.3 Elect Paul Mountford Mgmt For For For 2 2009 Stock Plan Mgmt For Against Against 3 2009 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
PANASONIC CORPORATION Ticker Security ID: Meeting Date Meeting Status CINS J6354Y104 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kunio Nakamura Mgmt For For For 3 Elect Masayuki Matsushita Mgmt For For For 4 Elect Fumio Ohtsubo Mgmt For For For 5 Elect Toshihiro Sakamoto Mgmt For For For 6 Elect Takahiro Mori Mgmt For For For 7 Elect Yasuo Katsura Mgmt For For For 8 Elect Hitoshi Ohtsuki Mgmt For For For 9 Elect Ken Morita Mgmt For For For 10 Elect Ikusaburoh Kashima Mgmt For For For 11 Elect Junji Nomura Mgmt For For For 12 Elect Kazunori Takami Mgmt For For For 13 Elect Makoto Uenoyama Mgmt For For For 14 Elect Masatoshi Harada Mgmt For For For 15 Elect Ikuo Uno Mgmt For For For 16 Elect Masayuki Oku Mgmt For For For 17 Elect Masashi Makino Mgmt For For For 18 Elect Masaharu Matsushita Mgmt For For For 19 Elect Yoshihiko Yamada Mgmt For For For 20 Elect Takashi Tohyama Mgmt For For For 21 Elect Hiroyuki Takahashi Mgmt For For For
Partnerre Limited Ticker Security ID: Meeting Date Meeting Status PRE CUSIP G6852T 09/24/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Acquisition Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Amendment to the 2005 Employee Mgmt For For For Equity Plan
PDG REALTY SA, SAO PAULO Ticker Security ID: Meeting Date Meeting Status CINS P7649U108 08/31/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Debentures Mgmt For For For 4 Authority to Set the Terms of the Mgmt For For For Issuance 5 Authority to Carry Out Formalities Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Stock Split Mgmt For For For 8 Reconciliation of Share Capital Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
PDG REALTY SA, SAO PAULO Ticker Security ID: Meeting Date Meeting Status CINS P7649U108 09/09/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split Mgmt For For For 4 Reconciliation of Share Capital Mgmt For For For
Peabody Energy Corp. Ticker Security ID: Meeting Date Meeting Status BTU CUSIP9 704549104 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PENNANTPARK INVESTMENT CORPORATION Ticker Security ID: Meeting Date Meeting Status PNNT CUSIP9 708062104 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Penn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Issuance of Common Stock at Below Mgmt For For For Net Asset Value
PENNANTPARK INVESTMENT CORPORATION Ticker Security ID: Meeting Date Meeting Status PNNT CUSIP 708062 08/25/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Common Stock at Below Mgmt For For For Net Asset Value 2 Issuance of Warrants or Convertible Mgmt For For For Securities 3 Transaction of Other Business Mgmt For Against Against
Pentair Inc Ticker Security ID: Meeting Date Meeting Status PNR CUSIP9 709631105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect T. Michael Glenn Mgmt For For For 3 Elect David H. Y. Ho Mgmt For For For 4 Elect William T. Monahan Mgmt For For For 5 Amendment to the 2008 Omnibus Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP9 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
Ping An Insurance (Group) Company Ticker Security ID: Meeting Date Meeting Status CINS Y69790106 06/29/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Annual Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect David Fried Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Authority to Issue H Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Allocation of Profits/Dividends Mgmt For For For 15 Amendments to Articles Mgmt For For For
Platinum Underwriters Holdings Ticker Security ID: Meeting Date Meeting Status PTP CUSIP9 G7127P100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Furlong Baldwin Mgmt For For For 1.2 Elect Dan Carmichael Mgmt For For For 1.3 Elect A. John Hass Mgmt For For For 1.4 Elect Antony Lancaster Mgmt For For For 1.5 Elect Edmund Megna Mgmt For For For 1.6 Elect Michael Price Mgmt For For For 1.7 Elect Peter Pruitt Mgmt For For For 1.8 Elect James Slattery Mgmt For For For 1.9 Elect Christopher Steffen Mgmt For For For 2 Enhanced Restrictions to Mitigate Mgmt For For For the Risk of Attribution of Income to U.S. Shareholders Under the Internal Revenue Code 3 Director and Officer Liability Mgmt For For For 4 Jurisdictional Limits on Corporate Mgmt For For For Action 5 Director Actions Mgmt For For For 6 Casting of Votes Mgmt For For For 7 Transfer of Shares Mgmt For For For 8 Number of Directors Mgmt For For For 9 Other Changes to the Bylaws Mgmt For For For 10 2010 Share Incentive Plan Mgmt For For For 11 Re-approval of the Material Terms of Mgmt For For For the Performance Goals Under the Performance Incentive Plan 12 Ratification of Auditor Mgmt For For For
PMI Group Inc Ticker Security ID: Meeting Date Meeting Status PMI CUSIP9 69344M101 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carmine Guerro Mgmt For For For 1.2 Elect Wayne Hedien Mgmt For For For 1.3 Elect Louis Lower II Mgmt For For For 1.4 Elect Raymond Ocampo, Jr. Mgmt For For For 1.5 Elect John Roach Mgmt For For For 1.6 Elect L. Stephen Smith Mgmt For For For 1.7 Elect Jose Villarreal Mgmt For For For 1.8 Elect Mary Widener Mgmt For For For 1.9 Elect Ronald Zech Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Equity Incentive Mgmt For For For Plan
PNC Financial Services Group Inc Ticker Security ID: Meeting Date Meeting Status PNC CUSIP9 693475105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation
Polycom Inc Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP9 73172K104 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For For For 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Pool Corporation Ticker Security ID: Meeting Date Meeting Status POOL CUSIP9 73278L105 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wilson Sexton Mgmt For For For 1.2 Elect Andrew Code Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect George Haymaker, Jr. Mgmt For For For 1.5 Elect Manuel Perez de la Mesa Mgmt For For For 1.6 Elect Harlan Seymour Mgmt For For For 1.7 Elect Robert Sledd Mgmt For For For 1.8 Elect John Stokely Mgmt For For For 2 Ratification of Auditor Mgmt For For For
POSCO - ADR Ticker Security ID: Meeting Date Meeting Status PKX CUSIP9 693483109 02/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect PARK Han Yong Mgmt For For For 4 Elect OH Chang Kwan Mgmt For For For 5 Elect KIM Jin Il Mgmt For For For 6 Directors' Fees Mgmt For For For
Potash Sask Inc Ticker Security ID: Meeting Date Meeting Status POT CUSIP9 73755L107 05/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Potash Sask Inc Ticker Security ID: Meeting Date Meeting Status POT CUSIP9 73755L107 05/06/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Precision Industries Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189 08/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Priceline.com Inc Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP9 741503403 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Principal Financial Group Inc Ticker Security ID: Meeting Date Meeting Status PFG CUSIP9 74251V102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For For For 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Regulations Mgmt For For For 16 2009 Stock and Incentive Mgmt For For For Compensation Plan 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Garrett Mgmt For For For 4 Elect Bridget Macaskill Mgmt For For For 5 Elect Clark Manning Mgmt For For For 6 Elect Barry Stowe Mgmt For For For 7 Elect Nic Nicandrou Mgmt For For For 8 Elect Rob Devey Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 14 Additional Authority to Issue Shares Mgmt For Against Against w/ Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For Against Against
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For Against Against 2 Approval of Matters Giving Effect to Mgmt For Against Against the Scheme of Arrangement 3 Authority to Allot Shares According Mgmt For Against Against to the Rights Issue 4 Approval of Executive Share Plans Mgmt For Against Against 5 Approval of Employee Share Plans Mgmt For Against Against
Pulte Homes Inc Ticker Security ID: Meeting Date Meeting Status PHM CUSIP9 745867101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Schoewe Mgmt For For For 1.2 Elect Timothy Eller Mgmt For For For 1.3 Elect Clint Murchison III Mgmt For For For 1.4 Elect Richard Dugas, Jr. Mgmt For For For 1.5 Elect David McCammon Mgmt For For For 1.6 Elect James Postl Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Amendment to Shareholder Rights Mgmt For For For Agreement 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 8 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 10 Shareholder Proposal Reimbursement ShrHoldr Against Against For of Solicitation Expenses
Pulte Homes Inc Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867 08/18/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Company Name Change Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Qualcomm Inc Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP9 747525103 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Qwest Communications International Ticker Security ID: Meeting Date Meeting Status Q CUSIP9 749121109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For For For 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
RANDGOLD RESOURCES LTD - ADR Ticker Security ID: Meeting Date Meeting Status RNGDY CUSIP9 752344309 12/16/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Purchase of Equity Interest Mgmt For For For
Red Hat Inc Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577 08/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Micheline Chau Mgmt For For For 1.2 Elect Marye Anne Fox Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Regal Beloit Corp. Ticker Security ID: Meeting Date Meeting Status RBC CUSIP9 758750103 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Christopher Doerr Mgmt For For For 2 Elect Mark Gliebe Mgmt For For For 3 Elect Curtis Stoelting Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Regeneron Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status REGN CUSIP9 75886F107 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Schleifer Mgmt For For For 1.2 Elect Eric Shooter Mgmt For For For 1.3 Elect George Yancopoulos Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Reinsurance Group Of America Inc Ticker Security ID: Meeting Date Meeting Status RGA CUSIP9 759351604 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William J. Bartlett Mgmt For For For 1.2 Elect Alan C. Henderson Mgmt For For For 1.3 Elect J. Rachel Lomax Mgmt For For For 1.4 Elect Fred J. Sievert Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Research In Motion Limited Ticker Security ID: Meeting Date Meeting Status RIMM CUSIP 760975 07/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Lazaridis Mgmt For For For 1.2 Elect James Estill Mgmt For For For 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For For For 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
REXAM PLC Ticker Security ID: Meeting Date Meeting Status CINS G1274K113 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Ellwood Mgmt For For For 5 Elect Graham Chipchase Mgmt For For For 6 Elect David Robbie Mgmt For For For 7 Elect Carl Symon Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Meusburger Mgmt For For For 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
REXLOT HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G7541U107 06/29/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Victor CHAN How Chung Mgmt For For For 6 Elect CHOW Siu Ngor Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For
Rio Tinto PLC Ticker Security ID: Meeting Date Meeting Status CINS G75754104 04/15/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Roche Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS H69293217 03/02/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A
ROLLS-ROYCE GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G7630U109 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Peter Byrom Mgmt For For For 4 Elect Peter Gregson Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect John McAdam Mgmt For For For 7 Elect Andrew Shilston Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Scrip Dividend Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Adoption of New Articles Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice at 14 Days 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For
Ross Stores Inc Ticker Security ID: Meeting Date Meeting Status ROST CUSIP9 778296103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Bush Mgmt For For For 1.2 Elect Norman Ferber Mgmt For For For 1.3 Elect Gregory Quesnel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ROVI CORPORATION Ticker Security ID: Meeting Date Meeting Status ROVI CUSIP9 779376102 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Amoroso Mgmt For For For 1.2 Elect Andrew Ludwick Mgmt For For For 1.3 Elect Alan Earhart Mgmt For For For 1.4 Elect James Meyer Mgmt For For For 1.5 Elect James O'Shaughnessy Mgmt For For For 1.6 Elect Ruthann Quindlen Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Royal Gold Inc Ticker Security ID: Meeting Date Meeting Status RGLD CUSIP 780287 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stanley Dempsey Mgmt For For For 2 Elect Tony Jensen Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Safran SA Ticker Security ID: Meeting Date Meeting Status CINS F4035A557 05/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Management and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor (Mazars) Mgmt For For For 8 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 9 Appointment of Alternate Auditor Mgmt For For For (Gilles Rainaut) 10 Appointment of Alternate Auditor Mgmt For For For (Auditex) 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
Saint Jude Medical Income Ticker Security ID: Meeting Date Meeting Status STJ CUSIP9 790849103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Sandisk Corp. Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP9 80004C101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eli Harari Mgmt For For For 1.2 Elect Kevin DeNuccio Mgmt For For For 1.3 Elect Irwin Federman Mgmt For For For 1.4 Elect Steve Gomo Mgmt For For For 1.5 Elect Eddy Hartenstein Mgmt For For For 1.6 Elect Chenming Hu Mgmt For For For 1.7 Elect Catherine Lego Mgmt For For For 1.8 Elect Michael Marks Mgmt For For For 1.9 Elect James Meindl Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SBM Offshore N.V. Ticker Security ID: Meeting Date Meeting Status CINS N7752F148 04/14/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Supervisory Board Committee Fees Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Ratification of Management Board Acts Mgmt For For For 17 Ratification of Supervisory Board Mgmt For For For Acts 18 Appointment of Auditor Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Elect F.J.G.M. Cremers Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Schlumberger Limited Ticker Security ID: Meeting Date Meeting Status SLB CUSIP9 806857108 04/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For
Schneider Electric SA,Rueil Malmaison Ticker Security ID: Meeting Date Meeting Status CINS F86921107 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 6 Related Party Transactions Mgmt For For For 7 Retirement Benefits (Emmanuel Babeau) Mgmt For For For 8 Elect Henri Lachmann Mgmt For For For 9 Elect Serge Weinberg Mgmt For For For 10 Elect Gerard La Martiniere Mgmt For For For 11 Elect Noel Forgeard Mgmt For For For 12 Elect Catherine Kopp Mgmt For For For 13 Elect James Ross Mgmt For For For 14 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 15 Appointment of Alternate Auditor Mgmt For For For (Auditex) 16 Appointment of Auditor (Mazars) Mgmt For For For 17 Appointment of Alternate Auditor Mgmt For For For (Thierry Blanchetier) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Private Placement 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Foreign Employee Savings Plan 22 Authority to Carry Out formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP9 G7945J104 04/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from the Cayman Mgmt For For For Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Authority to Reduce Share Capital Mgmt For For For 4 Creation of Distributable Reserves Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For
Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP G7945J 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Luczo Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect William Bradley Mgmt For For For 4 Elect David Marquardt Mgmt For For For 5 Elect Lydia Marshall Mgmt For For For 6 Elect Albert Pimentel Mgmt For For For 7 Elect C.S. Park Mgmt For For For 8 Elect Gregorio Reyes Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Elect Edward Zander Mgmt For For For 11 Amendment to the Employee Stock Mgmt For For For Purchase Plan 12 Employee Stock Option Exchange Mgmt For Against Against Program 13 Ratification of Auditor Mgmt For For For
Shanghai Industrial Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Y7683K107 08/31/2009 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Disposal Mgmt For For For
Shanghai Industrial Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Y7683K107 09/16/2009 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve and ratify the sale and Mgmt For For For purchase agreement dated 12 AUG 2009 [the Agreement , as specified] entered into between Glory Shine Holdings Limited [the Vendor ] as vendor and S.I. Urban Development Holdings Limited [the Purchaser ] as purchaser for the sale and purchase of the Sale Shares and Sale Loans [as specified] and all transactions contemplated under or referred to in the Agreement and any other agreements or documents in connection therewith; authorize any 1 Director of the Company, or any 2 Directors of the Company if the affixation of the common seal is necessary to execute all such other documents and agreements and do all such acts and things as he or they may in his or their absolute discretion consider to be necessary, desirable, appropriate or expedient to implement and/or give effect to the Agreement and the transactions contemplated thereunder and all matters incidental to, ancillary to or in connection with the Agreement and/or any further agreement or document as mentioned in this resolution and/or the transactions contemplated thereunder and all other matters incidental thereto, including agreeing and making any modifications, amendments, waivers, variations or extensions of the Agreement and/or any further agreement or document as mentioned in this resolution and/or the transactions contemplated thereunder 3 Non-Voting Meeting Note N/A N/A N/A N/A
Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP9 824348106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Shionogi Limited Ticker Security ID: Meeting Date Meeting Status CINS J74229105 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Isao Teshirogi Mgmt For For For 6 Elect Yasuhiro Mino Mgmt For For For 7 Elect Akio Nomura Mgmt For For For 8 Elect Teppei Mogi Mgmt For For For 9 Election of An Alternate Statutory Mgmt For For For Auditor 10 Bonus Mgmt For For For
Sino Forest Corp. Ticker Security ID: Meeting Date Meeting Status SNOFF CUSIP9 82934H101 05/31/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Skyworks Solutions Inc Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP9 83088M102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Beebe Mgmt For For For 1.2 Elect Timothy Furey Mgmt For For For 1.3 Elect David McLachlan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stanley Black & Decker Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For For For 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stanley Works Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854616109 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Staples Inc Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP9 855030102 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Steelcase Inc Ticker Security ID: Meeting Date Meeting Status SLCA CUSIP9 858155203 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Connie Duckworth Mgmt For For For 1.2 Elect James Hackett Mgmt For For For 1.3 Elect David Joos Mgmt For For For 1.4 Elect P. Craig Welch, Jr. Mgmt For For For 2 Amendment to the Incentive Mgmt For For For Compensation Plan
Sumitomo Mitsui Financial Group Ticker Security ID: Meeting Date Meeting Status CINS J7771X109 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Teisuke Kitayama Mgmt For For For 5 Elect Wataru Ohara Mgmt For For For 6 Elect Hideo Shimada Mgmt For For For 7 Elect Junsuke Fujii Mgmt For For For 8 Elect Kohichi Miyata Mgmt For For For 9 Elect Yoshinori Yokoyama Mgmt For For For 10 Retirement Allowances for Directors Mgmt For For For 11 Compensation Policy Mgmt For For For
Sun Hung Kai Properties Limited Ticker Security ID: Meeting Date Meeting Status ISIN HK0016000132 12/03/2009 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Patrick CHAN Kwok Wai Mgmt For For For 5 Elect Dicky Peter YIP Mgmt For Against Against 6 Elect Richard WONG Yue Chim Mgmt For Against Against 7 Elect Marvin CHEUNG Kin Tung Mgmt For For For 8 Elect Eric LI Ka Cheung Mgmt For For For 9 Elect WOO Po Shing Mgmt For For For 10 Elect William KWAN Cheuk Yin Mgmt For Against Against 11 Elect Clement LO Chiu Chun Mgmt For Against Against 12 Elect Thomas KWOK Ping Kwong Mgmt For For For 13 Approve to fix the Directors fees Mgmt For For For [the proposed fees to be paid to each Director, each Vice Chairman and the Chairman for the FY ending 30 JUN 2010 are HKD 100,000, HKD 110,000 and HKD 120,000 respectively] 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authorize the Directors of the Mgmt For For For Company [the Directors] during the relevant period to repurchase shares of the Company and the aggregate nominal amount of the shares which may be repurchased on The Stock Exchange of Hong Kong Limited or any other stock exchange recognized for this purpose by the Securities and Futures Commission of Hong Kong and The Stock Exchange of Hong Kong Limited under the Hong Kong Code on Share Repurchases pursuant to the approval in this resolution shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by its Articles of Association or by the laws of Hong Kong to be held] 16 Authorize the Directors, subject to Mgmt For For For this resolution, to allot, issue and deal with additional shares in the capital of the Company and to make or grant offers, agreements, options and warrants which might require during and after the end of the relevant period and the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted [whether pursuant to an option or otherwise] by the Directors pursuant to the approval in this resolution, otherwise than pursuant to, i) a rights issue, ii) any option scheme or similar arrangement for the time being adopted for the grant or issue to Officers and/or Employees of the Company and/or any of its subsidiaries of shares or rights to acquire shares of the Company, iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Articles of Association of the Company, shall not exceed the aggregate of: 10% ten per cent of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution plus; [if the Directors are so authorized by a separate ordinary resolution of the shareholders of the Company] the nominal amount of share capital of the Company repurchased by the Company subsequent to the passing of this resolution [up to a maximum equivalent to 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution], and the said approval shall be limited accordingly; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by its Articles of Association or by the laws of Hong Kong to be held] 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
SunPower Corporation Ticker Security ID: Meeting Date Meeting Status SPWRA CUSIP9 867652307 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Steve Albrecht Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SXC HEALTH SOLUTIONS CORP. Ticker Security ID: Meeting Date Meeting Status SXCI CUSIP9 78505P100 05/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Terrence Burke Mgmt For For For 1.2 Elect William Davis Mgmt For For For 1.3 Elect Philip Reddon Mgmt For For For 1.4 Elect Mark Thierer Mgmt For For For 1.5 Elect Steven Cosler Mgmt For For For 1.6 Elect Curtis Thorne Mgmt For For For 1.7 Elect Anthony Masso Mgmt For For For 2 Incentive Plan Mgmt For For For 3 Appointment of Auditor Mgmt For For For
Sysco Corp. Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jonathan Golden Mgmt For For For 2 Elect Joseph Hafner, Jr. Mgmt For For For 3 Elect Nancy Newcomb Mgmt For For For 4 Elect Kenneth Spitler Mgmt For For For 5 2009 Non-Employee Directors Stock Mgmt For For For Plan 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 2009 Management Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
T & D Holdings Inc Ticker Security ID: Meeting Date Meeting Status CINS J86796109 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tamiji Matsumoto Mgmt For For For 4 Elect Sohnosuke Usui Mgmt For For For 5 Elect Tsugujiroh Nakatsukasa Mgmt For For For 6 Elect Masaaki Uno Mgmt For For For 7 Election of Alternate Statutory Mgmt For For For Auditor 8 Retirement Allowances for Directors Mgmt For For For and Statutory Auditor
Taiwan Semiconductor Mfg. Co. Ltd. (ADR) Ticker Security ID: Meeting Date Meeting Status TSM CUSIP9 874039100 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives
Target Corp. Ticker Security ID: Meeting Date Meeting Status TGT CUSIP9 87612E106 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
TD Ameritrade Holding Corp. Ticker Security ID: Meeting Date Meeting Status AMTD CUSIP9 87236Y108 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For For For 1.3 Elect J. Peter Ricketts Mgmt For For For 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan
Teck Cominco Limited Ticker Security ID: Meeting Date Meeting Status TCK CUSIP9 878742204 04/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mayank Ashar Mgmt For For For 1.2 Elect J. Brian Aune Mgmt For For For 1.3 Elect Jalynn Bennett Mgmt For For For 1.4 Elect Hugh Bolton Mgmt For For For 1.5 Elect Felix Chee Mgmt For For For 1.6 Elect Jack Cockwell Mgmt For For For 1.7 Elect Norman Keevil Mgmt For For For 1.8 Elect Norman Keevil III Mgmt For For For 1.9 Elect Takashi Kuriyama Mgmt For For For 1.10 Elect Donald Lindsay Mgmt For For For 1.11 Elect Takuro Mochihara Mgmt For For For 1.12 Elect Janice Rennie Mgmt For For For 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 2010 Stock Option Plan Mgmt For For For
Tempur Pedic International Inc Ticker Security ID: Meeting Date Meeting Status TPX CUSIP9 88023U101 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Sarvary Mgmt For For For 2 Elect Evelyn Dilsaver Mgmt For For For 3 Elect Francis Doyle Mgmt For For For 4 Elect John Heil Mgmt For For For 5 Elect Peter Hoffman Mgmt For For For 6 Elect Paul Judge Mgmt For For For 7 Elect Nancy Koehn Mgmt For For For 8 Elect Christopher Masto Mgmt For For For 9 Elect P. Andrews McLane Mgmt For For For 10 Elect Robert Trussell, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Annual Incentive Bonus Plan for Mgmt For For For Senior Executives
Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G87572148 05/12/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect ZHANG Zhidong Mgmt For For For 5 Elect Charles St Leger Searle Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Tenneco Inc Ticker Security ID: Meeting Date Meeting Status TEN CUSIP9 880349105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Cramb Mgmt For For For 2 Elect Dennis Letham Mgmt For For For 3 Elect Frank Macher Mgmt For For For 4 Elect Hari Nair Mgmt For For For 5 Elect Roger Porter Mgmt For For For 6 Elect David Price, Jr. Mgmt For For For 7 Elect Gregg Sherrill Mgmt For For For 8 Elect Paul Stecko Mgmt For For For 9 Elect Mitsunobu Takeuchi Mgmt For For For 10 Elect Jane Warner Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Terex Corp. Ticker Security ID: Meeting Date Meeting Status TEX CUSIP9 880779103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald DeFeo Mgmt For For For 1.2 Elect G. Chris Andersen Mgmt For For For 1.3 Elect Paula Cholmondeley Mgmt For For For 1.4 Elect Don DeFosset Mgmt For For For 1.5 Elect William Fike Mgmt For For For 1.6 Elect Thomas Hansen Mgmt For For For 1.7 Elect David Sachs Mgmt For For For 1.8 Elect Oren Shaffer Mgmt For For For 1.9 Elect David Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
The Directv Group Inc Ticker Security ID: Meeting Date Meeting Status DTV CUSIP9 25490A101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Austrian Mgmt For For For 1.2 Elect Ralph Boyd, Jr. Mgmt For For For 1.3 Elect Paul Gould Mgmt For For For 1.4 Elect Charles Lee Mgmt For For For 1.5 Elect Peter Lund Mgmt For For For 1.6 Elect Gregory Maffei Mgmt For For For 1.7 Elect John Malone Mgmt For For For 1.8 Elect Nancy Newcomb Mgmt For For For 1.9 Elect Haim Saban Mgmt For For For 1.10 Elect Michael White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Plan Mgmt For For For 4 Executive Officer Cash Bonus Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Thermo Electron Corp. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP9 883556102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For
THOMAS COOK GROUP PLC, PETERBOROUGH Ticker Security ID: Meeting Date Meeting Status CINS G88471100 03/25/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Amendment to Long-Term Incentive Mgmt For For For Plans 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Roger Burnell Mgmt For For For 6 Elect Manny Fontenla-Novoa Mgmt For For For 7 Elect Sam Weihagen Mgmt For For For 8 Elect Peter Middleton Mgmt For For For 9 Elect Paul Hollingworth Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Titanium Metals Corp. Ticker Security ID: Meeting Date Meeting Status TIE CUSIP9 888339207 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Coogan Mgmt For For For 1.2 Elect Glenn Simmons Mgmt For For For 1.3 Elect Harold Simmons Mgmt For For For 1.4 Elect Thomas Stafford Mgmt For For For 1.5 Elect Steven Watson Mgmt For For For 1.6 Elect Terry Worrell Mgmt For For For 1.7 Elect Paul Zucconi Mgmt For For For
Tivo Inc Ticker Security ID: Meeting Date Meeting Status TIVO CUSIP 888706 09/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randy Komisar Mgmt For For For 1.2 Elect Thomas Wolzien Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan
TJX Companies Inc Ticker Security ID: Meeting Date Meeting Status TJX CUSIP9 872540109 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
TNT NV Ticker Security ID: Meeting Date Meeting Status CINS N86672107 04/08/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Allocation of Profits/Dividend Mgmt For For For 10 Ratification of Management Board Acts Mgmt For For For 11 Ratification of Supervisory Board Mgmt For For For Acts 12 Amendment to the Compensation Policy Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Roger King Mgmt For For For 17 Elect J Wallage Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Structure Regime Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Mgmt For For For Reduce Authorized Capital 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
Toll Brothers Inc Ticker Security ID: Meeting Date Meeting Status TOL CUSIP9 889478103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For For For Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For For For Plan 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions
TOTAL SA Ticker Security ID: Meeting Date Meeting Status TOT CUSIP9 89151E109 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Retirement Indemnity, Supplementary Mgmt For For For Pension Plan and Severance Package for Christophe de Margerie 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Thierry Desmarest Mgmt For For For 8 Elect Thierry de Rudder Mgmt For Against Against 9 Elect Gunnar Brock Mgmt For For For 10 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 11 Appointment of Auditor (KPMG Audit) Mgmt For For For 12 Replacement of Alternate Auditor Mgmt For For For 13 Replacement of Alternate Auditor Mgmt For For For 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Issue Shares Mgmt For For For and/Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For For For 19 Shareholder Proposal Regarding Mgmt Against Against For Collective Investment Funds 20 Elect Claude Clement Mgmt N/A For N/A
Trimble Navigation Limited Ticker Security ID: Meeting Date Meeting Status TRMB CUSIP9 896239100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Berglund Mgmt For For For 1.2 Elect John Goodrich Mgmt For For For 1.3 Elect William Hart Mgmt For For For 1.4 Elect Merit Janow Mgmt For For For 1.5 Elect Ulf Johansson Mgmt For For For 1.6 Elect Bradford Parkinson Mgmt For For For 1.7 Elect Mark Peek Mgmt For For For 1.8 Elect Nickolas Vande Steeg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
True Religion Apparel Inc Ticker Security ID: Meeting Date Meeting Status TRLG CUSIP9 89784N104 06/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Lubell Mgmt For For For 1.2 Elect Marcello Bottoli Mgmt For For For 1.3 Elect Joseph Coulombe Mgmt For For For 1.4 Elect G. Louis Graziadio III Mgmt For For For 1.5 Elect Robert Harris II Mgmt For For For 1.6 Elect Seth Johnson Mgmt For For For 1.7 Elect Mark Maron Mgmt For For For 2 Ratification of Auditor Mgmt For For For
TRW Automotive Holdings Corp. Ticker Security ID: Meeting Date Meeting Status TRW CUSIP9 87264S106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jody Miller Mgmt For For For 1.2 Elect John Plant Mgmt For For For 1.3 Elect Neil Simpkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Tsakos Energy Navigation Limited Ticker Security ID: Meeting Date Meeting Status TNP CUSIP9 G9108L108 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. John Stravropoulos Mgmt For For For 1.2 Elect Peter Nicholson Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Ual Corp Ticker Security ID: Meeting Date Meeting Status UAL CUSIP9 902549807 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Mary Bush Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect Jane Garvey Mgmt For For For 1.5 Elect Walter Isaacson Mgmt For For For 1.6 Elect Robert Krebs Mgmt For For For 1.7 Elect Robert Miller Mgmt For For For 1.8 Elect James O'Connor Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect David Vitale Mgmt For For For 1.11 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Extend the 5% Ownership Mgmt For For For Limit
UBS AG Ticker Security ID: Meeting Date Meeting Status CINS H89231338 04/14/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts (2009) 8 Ratification of Board and Management Mgmt For TNA N/A Acts (2008) 9 Ratification of Board and Management Mgmt For TNA N/A Acts (2007) 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Kaspar Villiger Mgmt For TNA N/A 12 Elect Sally Bott Mgmt For TNA N/A 13 Elect Michel Demare Mgmt For TNA N/A 14 Elect Rainer-Marc Frey Mgmt For TNA N/A 15 Elect Bruno Gehrig Mgmt For TNA N/A 16 Elect Ann Godbehere Mgmt For TNA N/A 17 Elect Axel Lehmann Mgmt For TNA N/A 18 Elect Helmut Panke Mgmt For TNA N/A 19 Elect William Parrett Mgmt For TNA N/A 20 Elect David Sidwell Mgmt For TNA N/A 21 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Increase in Conditional Capital Mgmt For TNA N/A
UBS AG Ticker Security ID: Meeting Date Meeting Status UBS CUSIP9 H89231338 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Management Mgmt For For For Acts (2009) 5 Ratification of Board and Management Mgmt For For For Acts (2008) 6 Ratification of Board and Management Mgmt For For For Acts (2007) 7 Amendments to Articles Mgmt For For For 8 Elect Kaspar Villiger Mgmt For For For 9 Elect Sally Bott Mgmt For For For 10 Elect Michel Demare Mgmt For For For 11 Elect Rainer-Marc Frey Mgmt For For For 12 Elect Bruno Gehrig Mgmt For For For 13 Elect Ann Godbehere Mgmt For For For 14 Elect Axel Lehmann Mgmt For For For 15 Elect Helmut Panke Mgmt For For For 16 Elect William Parrett Mgmt For For For 17 Elect David Sidwell Mgmt For For For 18 Elect Wolfgang Mayrhuber Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Increase in Conditional Capital Mgmt For For For
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 04/29/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt Abstain TNA N/A 4 Presentation of Auditor Report Mgmt Abstain TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor Acts Mgmt For TNA N/A 8 Elect Roch Doliveux Mgmt For TNA N/A 9 Elect Peter Fellner Mgmt For TNA N/A 10 Ratification of the Independence of Mgmt For TNA N/A Peter Fellner 11 Elect Albrecht de Graeve Mgmt For TNA N/A 12 Ratification of the Independence and Mgmt For TNA N/A Accounting Expertise of Albrecht De Graeve 13 Elect Alexandre Van Damme Mgmt For TNA N/A 14 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 15 Change in Control Provision for 2009 Mgmt For TNA N/A Bonds 16 Non-Voting Agenda Item N/A N/A TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 11/06/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Convertibility of Bonds Mgmt For TNA N/A 7 Authority to Increase Authorized Mgmt For TNA N/A Share Capital 8 Authority to Issue Shares Mgmt For TNA N/A 9 Approval of Change in Control Clause Mgmt For TNA N/A 10 Approval of Change in Control Clause Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Cancel Shares Mgmt For TNA N/A 13 Elect Tom McKillop Mgmt For TNA N/A 14 Ratify the Independence of Sir Tom Mgmt For TNA N/A McKillop 15 Authority to Carry Out Formalities Mgmt For TNA N/A 16 Authority to Carry Out Formalities Mgmt For TNA N/A 17 Company Registrar Mgmt For TNA N/A
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP9 903914109 06/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
United Parcel Service Inc Ticker Security ID: Meeting Date Meeting Status UPS CUSIP9 911312106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP9 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Unumprovident Corp. Ticker Security ID: Meeting Date Meeting Status UNM CUSIP9 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Urban Outfitters Inc Ticker Security ID: Meeting Date Meeting Status URBN CUSIP9 917047102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Belair Mgmt For For For 1.2 Elect Robert Strouse Mgmt For For For 2 Executive Incentive Plan Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Workplace Human Rights Report
US Airways Group Inc Ticker Security ID: Meeting Date Meeting Status LCC CUSIP9 90341W108 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Denise O'Leary Mgmt For For For 1.2 Elect George Philip Mgmt For For For 1.3 Elect J. Steven Whisler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
VALE Ticker Security ID: Meeting Date Meeting Status VALE CUSIP9 91912E105 01/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Co-Option of Mgmt For For For Alternate Board Member 2 Merger Agreement Mgmt For For For 3 Ratification of Appointment of Mgmt For For For Appraiser 4 Valuation Report Mgmt For For For 5 Merger by Absorption Mgmt For For For
VALE Ticker Security ID: Meeting Date Meeting Status VALE CUSIP9 91912E105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Supervisory Council Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Capitalization of Reserves Mgmt For For For 6 Election of Director Mgmt For Against Against
VALE Ticker Security ID: Meeting Date Meeting Status VALE CUSIP9 91912E105 06/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Mauro Mettrau Carneiro da Mgmt For For For Cunha
Valero Energy Corp. Ticker Security ID: Meeting Date Meeting Status VLO CUSIP9 91913Y100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Varian Semiconductor Equiptment Ticker Security ID: Meeting Date Meeting Status VSEA CUSIP9 922207105 02/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Xun (Eric) Chen Mgmt For For For 1.2 Elect Dennis Schmal Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status CINS G9328D100 07/27/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mahendra Mehta Mgmt For For For 5 Elect Anil Agarwal Mgmt For For For 6 Elect Naresh Chandra Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Settle Convertible Mgmt For For For Bonds with Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Vestas Windsystems A/S Ticker Security ID: Meeting Date Meeting Status CINS K9773J128 01/14/2010 Take No Action Meeting Type Country of Trade Special Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Regarding Mgmt For TNA N/A Shareholder Proposals 3 Authority to Carry Out Formalities Mgmt For TNA N/A
Vestas Windsystems A/S Ticker Security ID: Meeting Date Meeting Status CINS K9773J128 03/17/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors Mgmt Abstain For Against 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendment to Articles Mgmt For For For 10 Amendments Regarding Company Names Mgmt For For For 11 Amendment Regarding Company's Address Mgmt For For For 12 Amendment Regarding Register Mgmt For For For 13 Amendment Regarding Cancellation Mgmt For For For 14 Authority to Issue Shares w/ or Mgmt For For For w/out Preemptive Rights 15 Authority to Issue Shares to Mgmt For For For Employees 16 Authority to Issue Warrants Mgmt For For For 17 Authority to Issue Convertible Bonds Mgmt For For For 18 Amendment Regarding General Meetings Mgmt For For For 19 Amendment Regarding General Meetings Mgmt For For For 20 Amendments Regarding General Meetings Mgmt For For For 21 Amendments Regarding Official Mgmt For For For Language 22 Authority to Repurchase Shares Mgmt For For For 23 Incentive Compensation Guidelines Mgmt For For For 24 Authority to Carry out Formalities Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A
Virgin Media Inc Ticker Security ID: Meeting Date Meeting Status VMED CUSIP9 92769L101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Allen Mgmt For For For 1.2 Elect Andrew Cole Mgmt For For For 1.3 Elect Gordon McCallum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
VISA INC. Ticker Security ID: Meeting Date Meeting Status V CUSIP9 92826C839 01/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
VISTAPRINT NV Ticker Security ID: Meeting Date Meeting Status VPRT CUSIP N93540 11/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Gavin, Jr. Mgmt For For For 2 Elect George Overholser Mgmt For For For 3 Elect Mark Thomas Mgmt For For For 4 Performance Incentive Plan for Mgmt For For For Covered Employees 5 Appointment of Auditor Mgmt For For For
Vmware Inc Ticker Security ID: Meeting Date Meeting Status VMW CUSIP9 928563402 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Auditor Mgmt For For For
Volkswagen AG Ticker Security ID: Meeting Date Meeting Status CINS D94523103 04/22/2010 Unvoted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A
Volkswagen AG Ticker Security ID: Meeting Date Meeting Status CINS D94523103 04/22/2010 Voted Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Authority to Issue Convertible Debt Mgmt For For For Instruments
Vulcan Materials Corp. Ticker Security ID: Meeting Date Meeting Status VMC CUSIP9 929160109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas McGregor Mgmt For For For 1.2 Elect Vincent Trosino Mgmt For For For 1.3 Elect Philip Carroll, Jr. Mgmt For For For 1.4 Elect James Napier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Wal Mart Stores Inc Ticker Security ID: Meeting Date Meeting Status WMT CUSIP9 931142103 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For For For 19 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report
Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP9 254687106 03/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For For For 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Ex-Gay Non-Discrimination Policy
WARNACO GROUP Ticker Security ID: Meeting Date Meeting Status WAC CUSIP9 934390402 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David A. Bell Mgmt For For For 2 Elect Robert A. Bowman Mgmt For For For 3 Elect Richard Karl Goeltz Mgmt For For For 4 Elect Joseph R. Gromek Mgmt For For For 5 Elect Sheila A. Hopkins Mgmt For For For 6 Elect Charles R. Perrin Mgmt For For For 7 Elect Nancy A. Reardon Mgmt For For For 8 Elect Donald L. Seeley Mgmt For For For 9 Elect Cheryl NIdo Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Watson Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status WPI CUSIP9 942683103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Bisaro Mgmt For For For 2 Elect Christopher Bodine Mgmt For For For 3 Elect Michel Feldman Mgmt For For For 4 Elect Fred Weiss Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Weatherford International Limited Ticker Security ID: Meeting Date Meeting Status WFT CUSIP9 H27013103 06/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves Mgmt For For For to Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For
Websense Inc Ticker Security ID: Meeting Date Meeting Status WBSN CUSIP9 947684106 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Carrington Mgmt For For For 1.2 Elect Bruce Coleman Mgmt For For For 1.3 Elect Gene Hodges Mgmt For For For 1.4 Elect John Schaefer Mgmt For For For 1.5 Elect Gary Sutton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Wellpoint Inc Ticker Security ID: Meeting Date Meeting Status WLP CUSIP9 94973V107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sheila Burke Mgmt For For For 2 Elect George Schaefer, Jr. Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Conversion to Nonprofit Status 6 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP9 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP9 959802109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For For For 5 Ratification of Auditor Mgmt For For For
White Mountains Insurance Group Ticker Security ID: Meeting Date Meeting Status WTM CUSIP9 G9618E107 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Berkowitz Mgmt For For For 1.2 Elect Morgan Davis Mgmt For For For 1.3 Elect Edith Holiday Mgmt For For For 1.4 Elect Lowndes Smith Mgmt For For For 1.5 Elect Brian E. Kensil Mgmt For For For 1.6 Elect Eivor A, Pettersson Mgmt For For For 1.7 Elect Goran A. Thorstensson Mgmt For For For 1.8 Elect Allan Waters Mgmt For For For 1.9 Elect Christine H. Repasy Mgmt For For For 1.10 Elect Warren J. Trace Mgmt For For For 1.11 Elect Allan Waters Mgmt For For For 1.12 Elect Morgan Davis Mgmt For For For 1.13 Elect Brian E. Kensil Mgmt For For For 1.14 Elect Christine H. Repasy Mgmt For For For 1.15 Elect Warren J. Trace Mgmt For For For 1.16 Elect Allan Waters Mgmt For For For 1.17 Elect Raymond Barrette Mgmt For For For 1.18 Elect Henry K. Cheng Mgmt For For For 1.19 Elect David T. Foy Mgmt For For For 1.20 Elect Jennifer L. Pitts Mgmt For For For 1.21 Elect Raymond Barrette Mgmt For For For 1.22 Elect David T. Foy Mgmt For For For 1.23 Elect Jennifer L. Pitts Mgmt For For For 1.24 Elect Warren J. Trace Mgmt For For For 2 Amendment to the Long-Term Incentive Mgmt For For For Plan 3 Approval of the Amendments to the Mgmt For For For Terms of Options Granted to the Chairman and CEO 4 Ratification of Auditor Mgmt For For For
Williams Sonoma Inc Ticker Security ID: Meeting Date Meeting Status WSM CUSIP9 969904101 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 1.9 Elect Richard Robertson Mgmt For For For 1.10 Elect David Zenoff Mgmt For For For 2 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Incentive Mgmt For For For Bonus Plan 4 Ratification of Auditor Mgmt For For For
WPP PLC Ticker Security ID: Meeting Date Meeting Status CINS G9787K108 06/29/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Advisory Vote on Corporate Mgmt For For For Responsibility Report 4 Elect Paul Richardson Mgmt For For For 5 Elect Philip Lader Mgmt For For For 6 Elect Esther Dyson Mgmt For For For 7 Elect John Quelch Mgmt For For For 8 Elect Stanley Morten Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Xstrata PLC Ticker Security ID: Meeting Date Meeting Status CINS G9826T102 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Mick Davis Mgmt For For For 5 Elect David Rough Mgmt For For For 6 Elect Sir Steve Robson Mgmt For For For 7 Elect Willy Strothotte Mgmt For For For 8 Elect Con Fauconnier Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days 13 Adoption of New Articles Mgmt For For For
Xtep International Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G98277109 05/05/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect DING Mei Qing Mgmt For Against Against 5 Elect XU Peng Xiang Mgmt For For For 6 Elect GAO Xian Feng Mgmt For For For 7 Elect Eleutherius HO Yui Pok Mgmt For Against Against 8 Elect TAN Wee Seng Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Repurchased Shares Mgmt For For For
Yahoo Inc Ticker Security ID: Meeting Date Meeting Status YHOO CUSIP9 984332106 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect Roy Bostock Mgmt For For For 3 Elect Patti Hart Mgmt For For For 4 Elect Eric Hippeau Mgmt For For For 5 Elect Susan James Mgmt For For For 6 Elect Vyomesh Joshi Mgmt For For For 7 Elect Arthur Kern Mgmt For Against Against 8 Elect Brad Smith Mgmt For For For 9 Elect Gary Wilson Mgmt For For For 10 Elect Jerry Yang Mgmt For For For 11 Amendment to the 1996 Directors' Mgmt For For For Stock Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
YINGLI GREEN ENERGY HOLD. CO. LTD. Ticker Security ID: Meeting Date Meeting Status YGE CUSIP 98584B 08/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Financial Statements Mgmt For For For 2 Elect Zongwei Li Mgmt For For For 3 Elect Xiangdong Wang Mgmt For For For 4 Amendment No. 2 to the 2006 Stock Mgmt For For For Incentive Plan 5 Amendment No. 3 to the 2006 Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Zhejiang Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y9891F102 09/29/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Interim Dividends Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
ZTE Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y0004F105 03/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect HOU Weigui Mgmt For For For 3 Elect XIE Weiliang Mgmt For For For 4 Elect LEI Fanpei Mgmt For For For 5 Elect ZHANG Junchao Mgmt For For For 6 Elect WANG Zhanchen Mgmt For For For 7 Elect DONG Lianbo Mgmt For For For 8 Elect YIN Yimin Mgmt For For For 9 Elect SHI Lirong Mgmt For For For 10 Elect HE Shiyou Mgmt For For For 11 Elect LI Jin Mgmt For For For 12 Elect QU Xiaohui Mgmt For For For 13 Elect WEI Wei Mgmt For For For 14 Elect CHEN Naiwei Mgmt For For For 15 Elect TAN Zhenhui Mgmt For For For 16 Elect WANG Yan Mgmt For For For 17 Elect XU Weiyan Mgmt For For For
ZTE Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y0004F105 12/29/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Specific System for Selection and Mgmt For For For Appointment of Accountants' Firms 2 Framework Purchase Agreement Mgmt For For For 3 Provision of Performance Guarantee Mgmt For For For for Wholly-owned Subsidiary ZTE Telecom India Private Limited
The Hartford Checks and Balances Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Conservative Allocation Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Disciplined Equity Fund Investment Company Report 07/01/09 - 06/30/10 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP9 88579Y101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Abbott Laboratories Inc Ticker Security ID: Meeting Date Meeting Status ABT CUSIP9 002824100 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
ACCENTURE LIMITED Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1150G 08/05/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
ACCENTURE PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP9 G1151C101 02/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Kimsey Mgmt For For For 2 Elect Robert Lipp Mgmt For For For 3 Elect Wulf von Schimmelmann Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 2010 Share Incentive Plan Mgmt For For For 6 2010 Employee Share Purchase Plan Mgmt For For For 7 Authorization to Hold the 2011 Mgmt For For For Annual Meeting Outside of Ireland 8 Authority to Repurchase Shares Mgmt For For For 9 Issuance of Treasury Shares Mgmt For For For
Allied World Assurance Hldgs Ltd Ticker Security ID: Meeting Date Meeting Status AWH CUSIP9 G0219G203 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Patrick de Saint-Aignan Mgmt For For For 1.3 Elect Scott Hunter Mgmt For For For 2 Allied World Assurance Company Mgmt For For For (Europe) Limited 3 Allied World Assurance Company Mgmt For For For (Reinsurance) Limited 4 Appointment of Auditor Mgmt For For For
Altria Group Ticker Security ID: Meeting Date Meeting Status MO CUSIP9 02209S103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 PERFORMANCE INCENTIVE PLAN Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 14 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
Amazon.com Inc Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP9 023135106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Ameriprise Financial Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP9 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Amgen Inc Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP9 031162100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Annaly Mortgage Management Inc Ticker Security ID: Meeting Date Meeting Status NLY CUSIP9 035710409 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Brady Mgmt For For For 1.2 Elect E. Wayne Nordberg Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Apple Computers Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP9 037833100 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee
Archer-Daniels-Mi dland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Donald Felsinger Mgmt For For For 4 Elect Victoria Haynes Mgmt For For For 5 Elect Antonio Maciel Neto Mgmt For For For 6 Elect Patrick Moore Mgmt For For For 7 Elect Thomas O'Neill Mgmt For For For 8 Elect Kelvin Westbrook Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 2009 Incentive Compensation Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Global Human Rights Standards
AT&T INC. Ticker Security ID: Meeting Date Meeting Status T CUSIP9 00206R102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Autozone Inc Ticker Security ID: Meeting Date Meeting Status AZO ISIN US0533321024 12/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Crowley Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect Robert Grusky Mgmt For For For 1.5 Elect J.R. Hyde, III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic, Jr. Mgmt For For For 1.8 Elect Luis Nieto Mgmt For For For 1.9 Elect William Rhodes, III Mgmt For For For 1.10 Elect Theodore Ullyot Mgmt For For For 2 2010 Executive Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Axis Capital Holdings Limited Ticker Security ID: Meeting Date Meeting Status AXS CUSIP9 G0692U109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Geoffrey Bell Mgmt For For For 1.2 Elect Christopher Greetham Mgmt For For For 1.3 Elect Maurice Keane Mgmt For For For 1.4 Elect Henry Smith Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 03/31/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 02/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Big Lots Inc Ticker Security ID: Meeting Date Meeting Status BIG CUSIP9 089302103 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2006 Bonus Plan Mgmt For For For 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Adoption of Advance Notice Mgmt For For For Requirement 6 Ratification of Auditor Mgmt For For For
BMC Software Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For Withhold Against 1.5 Elect Meldon Gafner Mgmt For Withhold Against 1.6 Elect P. Thomas Jenkins Mgmt For Withhold Against 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For
Cabot Oil & Gas Corp. Ticker Security ID: Meeting Date Meeting Status COG CUSIP9 127097103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David M. Carmichael Mgmt For For For 2 Elect Robert L. Keiser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
Caterpillar Inc Ticker Security ID: Meeting Date Meeting Status CAT CUSIP9 149123101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 8 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation
Conocophillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP9 20825C104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Cooper Industries Limited Ticker Security ID: Meeting Date Meeting Status CBE CUSIP9 G24140108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Butler Mgmt For For For 2 Elect Dan Smith Mgmt For For For 3 Elect Gerald Smith Mgmt For For For 4 Elect Mark Thompson Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority of Subsidiaries to Mgmt For For For Repurchase Shares 8 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Dell Inc Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R 07/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Delta Air Lines Inc Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP9 247361702 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Dover Corp. Ticker Security ID: Meeting Date Meeting Status DOV CUSIP9 260003108 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For
DR PEPPER SNAPPLE GROUP INC Ticker Security ID: Meeting Date Meeting Status DPS CUSIP9 26138E109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Adams Mgmt For For For 2 Elect Terence Martin Mgmt For For For 3 Elect Ronald Rogers Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Ebay Inc Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP9 278642103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For
ELI Lilly & Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP9 532457108 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For For For 3 Elect R. David Hoover Mgmt For For For 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Entergy Corp. Ticker Security ID: Meeting Date Meeting Status ETR CUSIP9 29364G103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For For For 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan
Everest RE Group Limited Ticker Security ID: Meeting Date Meeting Status RE CUSIP9 G3223R108 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Duffy Mgmt For For For 1.2 Elect Joseph Taranto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
Exelon Corp. Ticker Security ID: Meeting Date Meeting Status EXC CUSIP9 30161N101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For For For 18 Ratification of Auditor Mgmt For For For
Expedia Inc Ticker Security ID: Meeting Date Meeting Status EXPE CUSIP9 30212P105 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. George Battle Mgmt For For For 1.2 Elect Barry Diller Mgmt For For For 1.3 Elect Jonathan Dolgen Mgmt For For For 1.4 Elect William Fitzgerald Mgmt For For For 1.5 Elect Craig Jacobson Mgmt For For For 1.6 Elect Victor Kaufman Mgmt For For For 1.7 Elect Peter Kern Mgmt For For For 1.8 Elect Dara Khosrowshahi Mgmt For For For 1.9 Elect John Malone Mgmt For For For 1.10 Elect Jose Tazon Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status FPRB CUSIP9 345370860 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For For For 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Carbon Dioxide Reduction
Forest Laboratories Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838 08/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee, III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Ratification of Auditor Mgmt For For For
Freeport-McMoran Copper & Gold Ticker Security ID: Meeting Date Meeting Status FCXPRA CUSIP9 35671D857 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Gap Inc Ticker Security ID: Meeting Date Meeting Status GPS CUSIP9 364760108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan
General Dynamics Ticker Security ID: Meeting Date Meeting Status GD CUSIP9 369550108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nicholas Chabraja Mgmt For For For 2 Elect James Crown Mgmt For For For 3 Elect William Fricks Mgmt For For For 4 Elect Jay Johnson Mgmt For For For 5 Elect George Joulwan Mgmt For For For 6 Elect Paul Kaminski Mgmt For For For 7 Elect John Keane Mgmt For For For 8 Elect Lester Lyles Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Robert Walmsley Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Space ShrHoldr Against Against For Weapons
Genworth Financial Inc Ticker Security ID: Meeting Date Meeting Status GNW CUSIP9 37247D106 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For For For 2 Elect Michael Fraizer Mgmt For For For 3 Elect Nancy Karch Mgmt For For For 4 Elect J. Robert Kerrey Mgmt For For For 5 Elect Risa Lavizzo-Mourey Mgmt For For For 6 Elect Christine Mead Mgmt For For For 7 Elect Thomas Moloney Mgmt For For For 8 Elect James Parke Mgmt For For For 9 Elect James Riepe Mgmt For For For 10 Re-approval of the 2004 Omnibus Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For
Gilead Sciences Inc Ticker Security ID: Meeting Date Meeting Status GILD CUSIP9 375558103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP9 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP9 38259P508 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights in China
Hess Corp. Ticker Security ID: Meeting Date Meeting Status HES CUSIP9 42809H107 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP9 428236103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation
International Business Machine Corp. Ticker Security ID: Meeting Date Meeting Status IBM CUSIP9 459200101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
ITT Educational Services Ticker Security ID: Meeting Date Meeting Status ESI CUSIP9 45068B109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cozzi Mgmt For For For 2 Elect Kevin Modany Mgmt For For For 3 Elect Lloyd Waterhouse Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP9 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For For For 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
LORILLARD INC Ticker Security ID: Meeting Date Meeting Status LO CUSIP9 544147101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Richard Roedel Mgmt For For For 1.3 Elect David Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Manpower Inc Ticker Security ID: Meeting Date Meeting Status MAN CUSIP9 56418H100 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gina Boswell Mgmt For For For 1.2 Elect Jack Greenberg Mgmt For For For 1.3 Elect Terry Hueneke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Articles to Provide For Mgmt For For For Majority Vote For Election of Directors 4 Amendment to Bylaws to Provide For Mgmt For For For Majority Vote For Election of Directors
Marathon Oil Corp. Ticker Security ID: Meeting Date Meeting Status MRO CUSIP9 565849106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Clarence Cazalot, Jr. Mgmt For For For 3 Elect David Daberko Mgmt For For For 4 Elect William Davis, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Michael Phelps Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Seth Schofield Mgmt For For For 11 Elect John Snow Mgmt For For For 12 Elect Thomas Usher Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Maxim Integrated Products Inc Ticker Security ID: Meeting Date Meeting Status MXIM ISIN US57772K1016 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan 5 Executive Bonus Plan Mgmt For For For
Medtronic Inc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For For For and Incentive Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP9 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 589331 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
Microsoft Corp. Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHoldr Against Against For Charitable Contributions
Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A 10/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For Withhold Against 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Stock Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For
Nabors Industries Limited Ticker Security ID: Meeting Date Meeting Status NBR CUSIP9 G6359F103 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Lombardi Mgmt For Withhold Against 1.2 Elect James Payne Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Pay ShrHoldr Against Against For for Superior Performance 4 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
National Oilwell Varco Inc Ticker Security ID: Meeting Date Meeting Status NOV CUSIP9 637071101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Newell Rubbermaid Inc Ticker Security ID: Meeting Date Meeting Status NWL CUSIP9 651229106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Scott Cowen Mgmt For For For 2 Elect Cynthia Montgomery Mgmt For For For 3 Elect Michael B. Polk Mgmt For For For 4 Elect Michael Todman Mgmt For For For 5 2010 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Nordstrom Inc Ticker Security ID: Meeting Date Meeting Status JWN CUSIP9 655664100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For For For 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Northrop Grumman Corp. Ticker Security ID: Meeting Date Meeting Status NOC CUSIP9 666807102 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Thomas Fargo Mgmt For For For 4 Elect Victor Fazio Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Stephen Frank Mgmt For For For 7 Elect Bruce Gordon Mgmt For For For 8 Elect Madeleine Kleiner Mgmt For For For 9 Elect Karl Krapek Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Aulana Peters Mgmt For For For 12 Elect Kevin Sharer Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate Regarding Mgmt For For For to the Right to Call a Special Meeting 15 Amendment Certificate of Northrop Mgmt For For For Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions 16 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
NRG Energy Inc Ticker Security ID: Meeting Date Meeting Status NRG CUSIP 629377 07/21/2009 Unvoted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chlebowski Mgmt For N/A N/A 1.2 Elect Howard Cosgrove Mgmt For N/A N/A 1.3 Elect William Hantke Mgmt For N/A N/A 1.4 Elect Anne Schaumburg Mgmt For N/A N/A 2 Amendment to the Long-Term Incentive Mgmt For N/A N/A Plan 3 Amendment to the Annual Incentive Mgmt For N/A N/A Plan for Designated Corporate Officers 4 Adoption of Majority Vote for Mgmt For N/A N/A Election of Directors 5 Ratification of Auditor Mgmt For N/A N/A 6 Shareholder Proposal Regarding ShrHoldr Against N/A N/A Carbon Principles Report 7 Shareholder Proposal Regarding Board ShrHoldr Against N/A N/A Size 8 Shareholder Proposal Regarding ShrHoldr Against N/A N/A Repeal of Bylaw Amendments
NRG Energy Inc Ticker Security ID: Meeting Date Meeting Status NRG CUSIP 629377 07/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Betsy Atkins Mgmt N/A For N/A 1.2 Elect Ralph Faison Mgmt N/A For N/A 1.3 Elect Coleman Peterson Mgmt N/A For N/A 1.4 Elect Thomas Wajnert Mgmt N/A For N/A 2 Change in Board Size Mgmt N/A For N/A 3 Elect Donald DeFosset, Jr. Mgmt N/A For N/A 4 Elect Richard Koppes Mgmt N/A For N/A 5 Elect John Albertine Mgmt N/A For N/A 6 Elect Majorie Bowen Mgmt N/A For N/A 7 Elect Ralph Wellington Mgmt N/A For N/A 8 Amendment to Restore the Bylaws Mgmt N/A For N/A 9 Amendment to the Long-Term Incentive Mgmt N/A For N/A Plan 10 Amendment to the Annual Incentive Mgmt N/A For N/A Plan for Designated Corporate Officers 11 Adoption of Majority Vote for Mgmt N/A For N/A Election of Directors 12 Ratification of Auditor Mgmt N/A For N/A 13 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Carbon Principles Report
Occidental Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status OXY CUSIP9 674599105 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHoldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control
Office Depot Inc Ticker Security ID: Meeting Date Meeting Status ODP CUSIP9 676220106 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lee Ault, III Mgmt For For For 2 Elect Neil Austrian Mgmt For For For 3 Elect Justin Bateman Mgmt For For For 4 Elect David Bernauer Mgmt For For For 5 Elect Thomas Colligan Mgmt For For For 6 Elect Marsha Evans Mgmt For For For 7 Elect David Fuente Mgmt For For For 8 Elect Brenda Gaines Mgmt For For For 9 Elect Myra Hart Mgmt For For For 10 Elect W. Scott Hedrick Mgmt For For For 11 Elect Kathleen Mason Mgmt For For For 12 Elect Steve Odland Mgmt For For For 13 Elect James Rubin Mgmt For For For 14 Elect Raymond Svider Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the Long-Term Incentive Mgmt For For For Plan to Permit a Stock Option Exchange
Office Depot Inc Ticker Security ID: Meeting Date Meeting Status ODP CUSIP 676220 10/14/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Common Stock Upon Mgmt For For For Conversion of Series A Preferred Stock 2 Issuance of Common Stock Upon Mgmt For For For Conversion of Series B Preferred Stock 3 Right to Adjourn Meeting Mgmt For For For
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Peabody Energy Corp. Ticker Security ID: Meeting Date Meeting Status BTU CUSIP9 704549104 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP9 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
PG & E Corp. Ticker Security ID: Meeting Date Meeting Status PCG CUSIP9 69331C108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Key ShrHoldr Against Against For Committee Membership 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Philip Morris International Inc Ticker Security ID: Meeting Date Meeting Status PM CUSIP9 718172109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
PNC Financial Services Group Inc Ticker Security ID: Meeting Date Meeting Status PNC CUSIP9 693475105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation
Precision Industries Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189 08/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Qualcomm Inc Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP9 747525103 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP9 755111507 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Saint Jude Medical Income Ticker Security ID: Meeting Date Meeting Status STJ CUSIP9 790849103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP9 G7945J104 04/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from the Cayman Mgmt For For For Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Authority to Reduce Share Capital Mgmt For For For 4 Creation of Distributable Reserves Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For
Texas Instruments Inc Ticker Security ID: Meeting Date Meeting Status TXN CUSIP9 882508104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
TJX Companies Inc Ticker Security ID: Meeting Date Meeting Status TJX CUSIP9 872540109 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
UGI Corp. Ticker Security ID: Meeting Date Meeting Status UGI CUSIP9 902681105 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For
United Technologies Corp. Ticker Security ID: Meeting Date Meeting Status UTX CUSIP9 913017109 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP9 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Unumprovident Corp. Ticker Security ID: Meeting Date Meeting Status UNM CUSIP9 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Verisign Inc Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP9 92343E102 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. James Bidzos Mgmt For For For 1.2 Elect William Chenevich Mgmt For For For 1.3 Elect Kathleen Cote Mgmt For For For 1.4 Elect Mark McLaughlin Mgmt For For For 1.5 Elect Roger Moore Mgmt For For For 1.6 Elect John Roach Mgmt For For For 1.7 Elect Louis Simpson Mgmt For For For 1.8 Elect Timothy Tomlinson Mgmt For For For 2 Annual Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Walgreen Company Ticker Security ID: Meeting Date Meeting Status WAG ISIN US9314221097 01/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending
Watson Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status WPI CUSIP9 942683103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Bisaro Mgmt For For For 2 Elect Christopher Bodine Mgmt For For For 3 Elect Michel Feldman Mgmt For For For 4 Elect Fred Weiss Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Wellpoint Inc Ticker Security ID: Meeting Date Meeting Status WLP CUSIP9 94973V107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sheila Burke Mgmt For For For 2 Elect George Schaefer, Jr. Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Conversion to Nonprofit Status 6 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP9 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Western Digital Corp. Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Behrendt Mgmt For For For 2 Elect Kathleen Cote Mgmt For For For 3 Elect John Coyne Mgmt For For For 4 Elect Henry DeNero Mgmt For For For 5 Elect William Kimsey Mgmt For For For 6 Elect Michael Lambert Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Thomas Pardun Mgmt For For For 10 Elect Arif Shakeel Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Xcel Energy Inc Ticker Security ID: Meeting Date Meeting Status XEL CUSIP9 98389B100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
The Hartford Diversified International Fund Investment Company Report 07/01/09 - 06/30/10 Aac Acoustic Technology Holdings Inc Ticker Security ID: Meeting Date Meeting Status CINS G2953L109 05/22/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Benjamin PAN Zhengmin Mgmt For For For 7 Elect Joseph POON Chung Yin Mgmt For For For 8 Elect Dato' Tan BIAN Ee Mgmt For For For 9 Elect Carmen CHANG I-Hua Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Aareal Bank AG Ticker Security ID: Meeting Date Meeting Status CINS D00379111 05/19/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Authority to Trade in Company Stock Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For Against Against Instruments 12 Elect Christian von Bassewitz Mgmt For For For 13 Elect Erwin Flieger Mgmt For For For 14 Elect Manfred Behrens Mgmt For For For 15 Elect Herbert LohneiSS Mgmt For For For 16 Elect Joachim Neupel Mgmt For For For 17 Elect Hans Reich Mgmt For For For 18 Elect Stephan Schuller Mgmt For For For 19 Elect Wolf Thiel Mgmt For For For 20 Remuneration Policy Mgmt For For For 21 Amendments to Articles Mgmt For For For
ABB Limited Ticker Security ID: Meeting Date Meeting Status CINS H0010V101 04/26/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Presentation of Accounts and Reports Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Remuneration Report Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts 8 Allocation of Profits/Dividends; Mgmt For TNA N/A Transfer of Reserves 9 Reduction of Share Capital Mgmt For TNA N/A 10 Amendment to Par Value; Capital Mgmt For TNA N/A Distribution 11 Amendments to Articles Mgmt For TNA N/A 12 Amend Article 6 Mgmt For TNA N/A 13 Amend Articles 32 and 33 Mgmt For TNA N/A 14 Elect Roger Agnelli Mgmt For TNA N/A 15 Elect Louis Hughes Mgmt For TNA N/A 16 Elect Hans Marki Mgmt For TNA N/A 17 Elect Michel de Rosen Mgmt For TNA N/A 18 Elect Michael Treschow Mgmt For TNA N/A 19 Elect Bernd Voss Mgmt For TNA N/A 20 Elect Jacob Wallenberg Mgmt For TNA N/A 21 Elect Hubertus von Grunberg Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A
ABC-Mart Ticker Security ID: Meeting Date Meeting Status CINS J00056101 05/27/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For
Abertis SA Ticker Security ID: Meeting Date Meeting Status CINS E0003D111 04/26/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For Against Against Profits/Dividends; Ratification of Board Acts; Remuneration Report 3 Scrip Dividend Mgmt For For For 4 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 5 Election of Directors Mgmt For Against Against 6 Appointment of Auditor Mgmt For Against Against 7 Equity-Based Compensation Plans Mgmt For Against Against 8 Authority to Repurchase and Cancel Mgmt For For For Shares 9 Authority to Issue Convertible Debt Mgmt For For For Instruments 10 Authority to Carry Out Formalities Mgmt For For For
Accell Group NV Ticker Security ID: Meeting Date Meeting Status CINS N00432166 04/22/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Amendment to Compensation Policy Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Election of Supervisory Board Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Supervisory Board Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Cumulative Mgmt For Against Against Preference B Shares 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A
ACCORDIA GOLF CO.,LTD. Ticker Security ID: Meeting Date Meeting Status CINS J00075101 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Michihiro Chikubu Mgmt For For For 3 Elect Ryusuke Kamata Mgmt For For For 4 Elect Ichiro Akimoto Mgmt For For For 5 Elect Arihiro Kanda Mgmt For For For 6 Elect Shigeki Kiritani Mgmt For For For 7 Elect Toshinobu Kasai Mgmt For For For 8 Elect Seiichi Kanise Mgmt For For For 9 Elect Isao Sawada Mgmt For For For 10 Elect Noriyuki Katayama Mgmt For For For 11 Elect Takafumi Suzuki Mgmt For For For 12 Elect Tsuneo Taida Mgmt For For For 13 Elect Masaru Kuraguchi Mgmt For For For
Acer Inc Ticker Security ID: Meeting Date Meeting Status CINS Y0003F171 06/18/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Increase Paid-In Capital Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Procedural Rules for Mgmt For For For Capital Loans 9 Amendments to Procedural Rules for Mgmt For For For Endorsements/Guarantees 10 Employee Stock Option Plan Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
Adecco SA Ticker Security ID: Meeting Date Meeting Status CINS H00392318 05/11/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Compensation Policy Mgmt For N/A N/A 5 Allocation of Profits/Dividends Mgmt For N/A N/A 6 Ratification of Board Acts Mgmt For N/A N/A 7 Elect Jakob Baer Mgmt For N/A N/A 8 Elect Rolf Dorig Mgmt For N/A N/A 9 Elect Andreas Jacobs Mgmt For N/A N/A 10 Elect Francis Mer Mgmt For N/A N/A 11 Elect Thomas O'Neill Mgmt For N/A N/A 12 Elect David N. Prince Mgmt For N/A N/A 13 Elect Wanda Rapaczynski Mgmt For N/A N/A 14 Elect Judith Sprieser Mgmt For N/A N/A 15 Elect Alexander Gut Mgmt For N/A N/A 16 Appointment of Auditor Mgmt For N/A N/A
Adidas Salomon Agency Ticker Security ID: Meeting Date Meeting Status CINS D0066B102 05/06/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Cancellation of Contingent Capital Mgmt For For For 1991/I 11 Cancellation of Contingent Capital Mgmt For For For 2003/II 12 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 15 Dematerialization of Bearer Shares Mgmt For For For 16 Appointment of Auditor Mgmt For For For
Admiral Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G0110T106 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Alastair Lyons Mgmt For For For 4 Elect Martin Jackson Mgmt For For For 5 Elect Keith James Mgmt For For For 6 Elect Margaret Johnson Mgmt For For For 7 Elect Lucy Kellaway Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Amendment to Senior Executive Mgmt For For For Restricted Share Plan 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Non-Voting Meeting Note N/A N/A N/A N/A
AEGEAN MARINE PETROLEUM NETWORK, INC Ticker Security ID: Meeting Date Meeting Status ANW CUSIP9 Y0017S102 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Yannis Papanicolaou Mgmt For For For 1.2 Elect Konstantinos Koutsomitopoulos Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Aeon Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J00288100 05/13/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akihiko Harada Mgmt For For For 3 Elect Motoya Okada Mgmt For For For 4 Elect Yoshiki Mori Mgmt For For For 5 Elect Naoki Hayashi Mgmt For For For 6 Elect Masami Ishizaka Mgmt For For For 7 Elect Hideki Kurashige Mgmt For For For 8 Elect Masaharu Ikuta Mgmt For For For 9 Elect Takejiroh Sueyoshi Mgmt For For For 10 Elect Keiichi Tadaki Mgmt For For For
AER LINGUS GROUP PLC, DUBLIN Ticker Security ID: Meeting Date Meeting Status CINS G0125Z105 06/18/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Thomas Corcoran Mgmt For For For 4 Elect Thomas Moran Mgmt For For For 5 Elect Christoph Mueller Mgmt For For For 6 Elect Montie Brewer Mgmt For For For 7 Elect Nicola Shaw Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For Against Against 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set Price of Re-Issued Mgmt For For For Treasury Shares 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Adoption of New Articles Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
AerCap Holdings NV Ticker Security ID: Meeting Date Meeting Status AER CUSIP9 N00985106 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Michael Gradon Mgmt For For For 4 Elect Niall Greene Mgmt For For For 5 Elect Paul Dacier Mgmt For For For 6 Elect Robert Warden Mgmt For For For 7 Elect Gerald Strong Mgmt For For For 8 Elect W. Ingersoll Mgmt For For For 9 Elect Klaus Heineman Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Designation of Mr. Keith A. Helming Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendments to Articles Mgmt For For For
AerCap Holdings NV Ticker Security ID: Meeting Date Meeting Status AER CUSIP9 N00985106 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Michael Gradon Mgmt For For For 4 Elect Niall Greene Mgmt For For For 5 Elect Paul Dacier Mgmt For For For 6 Elect Robert Warden Mgmt For For For 7 Elect Gerald Strong Mgmt For For For 8 Elect W. Ingersoll Mgmt For For For 9 Elect Klaus Heineman Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Designation of Mr. Keith A. Helming Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendments to Articles Mgmt For For For
Agfa-Gevaert Ticker Security ID: Meeting Date Meeting Status CINS B0302M104 04/27/2010 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Ratification of Auditor's Acts Mgmt For TNA N/A 10 Elect Christian Reinaudo Mgmt For TNA N/A 11 Elect Jozef Cornu Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Authority to Set Auditor's Fees Mgmt For TNA N/A 14 Change of Control Clause Mgmt For TNA N/A 15 Non-Voting Agenda Item N/A N/A TNA N/A
Agfa-Gevaert Ticker Security ID: Meeting Date Meeting Status CINS B0302M104 04/27/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Increase in Authorized Capital Mgmt For TNA N/A 6 Amendments Regarding Decision Making Mgmt For TNA N/A 7 Authority to Amend Articles Mgmt For TNA N/A
Agrium Inc Ticker Security ID: Meeting Date Meeting Status AGU CUSIP9 008916108 05/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Germaine Gibara Mgmt For For For 1.3 Elect Russel Girling Mgmt For For For 1.4 Elect Susan Henry Mgmt For For For 1.5 Elect Russell Horner Mgmt For For For 1.6 Elect A. Anne McLellan Mgmt For For For 1.7 Elect David Lesar Mgmt For For For 1.8 Elect John Lowe Mgmt For For For 1.9 Elect Derek Pannell Mgmt For For For 1.10 Elect Frank Proto Mgmt For For For 1.11 Elect Michael Wilson Mgmt For For For 1.12 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Shareholder Rights Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Aguas De Barcelona SA Ticker Security ID: Meeting Date Meeting Status CINS E55282318 01/12/2010 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Delisting Mgmt For For For 3 Authority to Reduce Authorized Share Mgmt For For For Capital 4 Divestiture Mgmt For For For 5 Authority to Carry Out Formalities Mgmt For For For
Aichi Machine Industry Company Ltd Ticker Security ID: Meeting Date Meeting Status CINS J00336107 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Nobuyuki Kikuchi Mgmt For For For 3 Elect Yasuyuki Suzuki Mgmt For For For
AIN Pharmaciez Ticker Security ID: Meeting Date Meeting Status CINS J00602102 07/30/2009 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Masato Sakurai Mgmt For For For 4 Elect Akira Minami Mgmt For For For 5 Elect Tsuyoshi Kobayashi Mgmt For For For 6 Elect Yuhya Ishibashi Mgmt For For For
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 06/24/2010 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect Conor McCarthy Mgmt For For For 4 Elect FAM Lee Ee Mgmt For For For 5 Elect Mohamed Khadar bin Merican Mgmt For For For 6 Elect LEONG Sonny @ Leong Khee Seong Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 08/03/2009 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect Anthony Fernandes Mgmt For For For 4 Elect Kamarudin bin Meranun Mgmt For For For 5 Elect LEONG Sonny @ Leong Khee Seong Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Non-Voting Agenda Item N/A N/A N/A N/A
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 08/03/2009 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratify and approve that all Mgmt For For For financial assistance provided and to be provided by the Company to PT Indonesia AirAsia [TAA] and Thai AirAsia Company Limited [TAA], in the manner as specified in Section 2.1 provided that the amount of additional and financial assistance provided and to be provided to each of IAA and TAA shall be up to and not exceed 10.0% of the consolidated net tangible assets of the Company; and Authorize the Directors of the Company to act and take all steps and do all thing as they may deem fit, necessary, expedient and/or appropriate in order to finalize, implement and/or give full effect to such provision of financial assistance, including to finalize and execute the financial assistance agreements and to assent to any modification, variation and/or amendment thereto thought by the Directors to be in the interest of the Company, and with all preparatory steps taken and things done to date by the Directors of the Company in respect of such provision of financial assistance 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 09/10/2009 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Private Placement Mgmt For For For 3 Amendments to Articles Regarding Mgmt For For For Change in Company Purpose
Aisan Industry Company Ltd Ticker Security ID: Meeting Date Meeting Status CINS J00672105 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Nobuo Kobayashi Mgmt For For For 3 Elect Hiroshi Iwahana Mgmt For For For 4 Elect Shohji Kawakami Mgmt For For For 5 Elect Michikatsu Satoh Mgmt For For For 6 Elect Kaneo Imamura Mgmt For For For 7 Elect Masataka Nakano Mgmt For For For 8 Elect Osamu Yamamoto Mgmt For For For 9 Elect Hideo Yamada Mgmt For For For 10 Elect Kenji Naruse Mgmt For For For 11 Elect Genjiroh Tada Mgmt For For For 12 Elect Takaaki Takagi Mgmt For For For 13 Elect Kunio Nakashima Mgmt For For For 14 Elect Kohji Inami Mgmt For For For 15 Elect Hirohide Ichinomiya Mgmt For For For 16 Elect Harunori Tokimura Mgmt For For For 17 Elect Masahiro Yamaguchi Mgmt For For For 18 Elect Tohru Nakane Mgmt For For For 19 Elect Kohzoh Nomura Mgmt For For For 20 Elect Osamu Kishizawa Mgmt For For For 21 Elect Yoshihiko Matsuda Mgmt For For For 22 Stock Option Plan Mgmt For For For 23 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditors 24 Bonus Mgmt For Against Against
ALCATEL Ticker Security ID: Meeting Date Meeting Status CINS F0191J101 06/01/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Philippe Camus Mgmt For For For 8 Elect Ben Verwaayen Mgmt For For For 9 Elect Daniel Bernard Mgmt For For For 10 Elect Frank Blount Mgmt For For For 11 Elect Stuart E. Eizenstat Mgmt For For For 12 Elect Louis R. Hughes Mgmt For For For 13 Elect Jean C. Monty Mgmt For For For 14 Elect Olivier Piou Mgmt For For For 15 Elect Carla Cico Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Elect Jean-Pierre Desbois as Censor Mgmt For For For 18 Elect Bertrand Lapraye as Censor Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Performance Shares (Philippe Camus ) Mgmt For For For 21 Performance Shares and Supplementary Mgmt For For For Retirement Benefits (Ben Verwaayen) 22 Relocation of Corporate Headquarters Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 26 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 28 Authority to Increase Share Issuance Mgmt For For For Limit 29 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 30 Global Ceiling on Increases in Mgmt For For For Capital and Issuances of Debt 31 Authority to Increase Capital Mgmt For For For Through Capitalizations 32 Authority to Issue Restricted Shares Mgmt For Against Against to Employees and Executives 33 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 34 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 35 Amendments to Article Regarding Mgmt For For For Director and Censor Term Lengths 36 Authority to Carry Out Formalities Mgmt For For For 37 Non-Voting Meeting Note N/A N/A N/A N/A
ALIBABA.COM LTD Ticker Security ID: Meeting Date Meeting Status CINS G01717100 05/14/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Jack MA Yun Mgmt For For For 4 Elect Maggie WU Wei Mgmt For For For 5 Elect Sabrina PENG Yi Jie Mgmt For For For 6 Elect Rose TSOU Kai Lien Mgmt For Against Against 7 Elect NIU Gen Sheng Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Repurchased Shares Mgmt For For For 17 Authority to Issue Shares under the Mgmt For For For Restricted Share Unit Scheme
ALIBABA.COM LTD Ticker Security ID: Meeting Date Meeting Status CINS G01717100 12/15/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Cooperation Framework Agreement and Mgmt For For For Annual Cap 3 Cross-Selling Services Framework Mgmt For For For Agreement and Annual Cap 4 Technology and Intellectual Property Mgmt For For For Framework License Agreement and Annual Cap 5 Ratification of Board Acts Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
Alimentation Couche Tard Inc Ticker Security ID: Meeting Date Meeting Status ANCTF CUSIP 01626P 09/02/2009 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
ALLIANZ AG Ticker Security ID: Meeting Date Meeting Status CINS D03080112 05/05/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Elect Peter Sutherland Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Increase in Authorized Capital I Mgmt For For For 10 Increase in Authorized Capital II Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments: Increase in Conditional Capital 12 Authority to Trade in Company Stock Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 15 Intra-company Control Agreements Mgmt For For For 16 Intra-company Control Agreements Mgmt For For For
Allied Irish Banks PLC Ticker Security ID: Meeting Date Meeting Status CINS G02072117 12/23/2009 Voted Meeting Type Country of Trade Special Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Participate in Assets Mgmt For For For Purchase Programme 2 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Aloka Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J01113109 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For Against Against 3 Elect Minoru Yoshizumi Mgmt For For For 4 Elect Hiroaki Tanaka Mgmt For For For 5 Elect Yohichi Eihara Mgmt For For For 6 Elect Motohiro Miki Mgmt For For For 7 Elect Koshige Setoguchi Mgmt For For For 8 Elect Shinobu Yuda Mgmt For For For 9 Elect Akimitsu Harada Mgmt For For For 10 Elect Yoshitsugu Nishii Mgmt For For For 11 Elect kazumasa Inoue Mgmt For For For 12 Elect Shohei Matsubara Mgmt For For For 13 Elect Yukitoshi Kiyomura Mgmt For For For 14 Elect Takashi Iwashita Mgmt For For For 15 Elect Takayoshi Okugawa Mgmt For For For 16 Elect Takatsugu Ohi Mgmt For For For 17 Elect Tsugio Furuhata Mgmt For For For 18 Retirement Allowances for Director Mgmt For For For
Alpha Systems Ticker Security ID: Meeting Date Meeting Status CINS J01124106 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yoshiaki Ishikawa Mgmt For For For 3 Elect Yuko Ishikawa Mgmt For For For 4 Elect Junri Ozawa Mgmt For For For 5 Elect Satoshi Takada Mgmt For For For 6 Elect Hidetomo Ishikawa Mgmt For For For 7 Elect Katsumi Tokura Mgmt For For For 8 Elect Sakae Asaoka Mgmt For For For 9 Elect Kenichi Kuroda Mgmt For For For 10 Elect Toshifumi Takada Mgmt For For For 11 Elect Kouji Akazaki Mgmt For For For
Alten Ticker Security ID: Meeting Date Meeting Status CINS F02626103 06/21/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts; Approval of Non-Tax-Deductible Expenses 4 Allocation of Profits/Dividends Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Elect Gerald Attia Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Cancel Shares and Mgmt For For For Reduce Capital 10 Authority to Issue Warrants to Mgmt For For For Managers and Executive Officers 11 Authority to Issue Restricted Stock Mgmt For For For to Employees and Executives 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 13 Amendment to Articles Regarding Mgmt For For For Voting Rights 14 Amendments to Articles of Association Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Altius Minerals Corp. Ticker Security ID: Meeting Date Meeting Status ATUSF CUSIP 020936 10/28/2009 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect John Baker Mgmt For Withhold Against 2.2 Elect Roland Butler Mgmt For Withhold Against 2.3 Elect Brian Dalton Mgmt For Withhold Against 2.4 Elect Frederick Mifflin Mgmt For For For 2.5 Elect Geoffrey Thurlow Mgmt For Withhold Against 2.6 Elect Susan Sherk Mgmt For For For 2.7 Elect Donald Warr Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Shareholder Rights Plan Mgmt For For For
Altran Technologies Ticker Security ID: Meeting Date Meeting Status CINS F02646101 06/29/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board and Auditor Acts 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends; Mgmt For For For Approval of Non-Tax-Deductible Expenses 7 Related Party Transactions Mgmt For For For 8 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 9 Appointment of Alternate Auditor Mgmt For For For (BEAS) 10 Directors' Fees Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 15 Authority to Set Offering Price of Mgmt For For For Shares 16 Authority to Issue Shares and/or Mgmt For For For Convertible securities Through Private Placement; Authority to Issue Debt Instruments 17 Authority to Set Offering Price of Mgmt For For For Shares 18 Authority to Increase Share Issuance Mgmt For For For Limit 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 20 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 22 Authority to Issue Debt Instruments Mgmt For For For 23 Authority to Cancel Shares and Mgmt For For For Reduce Capital 24 Authority to Carry Out Formalities Mgmt For For For
AMERICA MOVIL SA Ticker Security ID: Meeting Date Meeting Status AMX CUSIP9 02364W105 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Tender Offers to Acquire Carso Mgmt N/A For N/A Global Telecom and Telmex International 2 Election of Meeting Delegates Mgmt N/A For N/A
AMERICA MOVIL SA Ticker Security ID: Meeting Date Meeting Status AMX CUSIP9 02364W105 04/07/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Series L) Mgmt N/A For N/A 2 Election of Meeting Delegates Mgmt N/A For N/A
Amlin PLC Ticker Security ID: Meeting Date Meeting Status CINS G0334Q177 07/01/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Acquisition Mgmt For For For
ANGLOGOLD ASHANTI LIMITED-ADR Ticker Security ID: Meeting Date Meeting Status AU CUSIP9 035128206 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Frank Arisman Mgmt For For For 4 Elect L. Nkuhlu Mgmt For For For 5 Elect Audit Committee Member Mgmt For For For 6 Elect Audit Committee Member Mgmt For For For 7 General Authority to Issue Shares Mgmt For For For 8 Authority to Issue Shares for Cash Mgmt For For For 9 Authority to Issue Convertible Bonds Mgmt For For For 10 Approve Increase NEDs' Fees Mgmt For For For 11 Approve Increase NEDs' Fees Mgmt For For For (Committee Meetings) 12 Amendment to the Share Incentive Mgmt For For For Scheme 13 Amendment to the Long Term Incentive Mgmt For For For Scheme 2005 14 Amendment to the Bonus Share Plan Mgmt For For For 2005 15 Authority to Issue Shares for Mgmt For For For Incentive Schemes 16 Approve Remuneration Policy Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For
ANHEUSER-BUSCH INBEV SA, BRUXELLES Ticker Security ID: Meeting Date Meeting Status CINS B6399C107 04/27/2010 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Director Term Mgmt For TNA N/A Lengths 4 Amendment Regarding Implementation Mgmt For TNA N/A of EU Directive 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Authority to Exclude Preference Mgmt For TNA N/A Right of Existing Shareholders 8 Authority to Issue Subscription Mgmt For TNA N/A Rights 9 Authority to Increase Capital with Mgmt For TNA N/A Regards to Issuance 10 Authority to Exercise Power Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits and Dividends 15 Ratification of Board Acts Mgmt For TNA N/A 16 Ratification of Auditor's Acts Mgmt For TNA N/A 17 Elect Alexandre van Damme Mgmt For TNA N/A 18 Elect Gregoire de Spoelberch Mgmt For TNA N/A 19 Elect Carlos de Veiga Sicupira Mgmt For TNA N/A 20 Elect Jorge Paulo Lemann Mgmt For TNA N/A 21 Elect Roberto Moses Thompson Motta Mgmt For TNA N/A 22 Elect Marcel Telles Mgmt For TNA N/A 23 Elect Jean-Luc Dehaene Mgmt For TNA N/A 24 Elect Mark Winkelman Mgmt For TNA N/A 25 Replacement of Auditor Mgmt For TNA N/A 26 Remuneration Report Mgmt For TNA N/A 27 Approval of Equity Grants Mgmt For TNA N/A 28 Approval of Equity Grants Mgmt For TNA N/A 29 Approval of Equity Grants Mgmt For TNA N/A 30 Approval of Equity Grants Mgmt For TNA N/A 31 Approval of Equity Grants Mgmt For TNA N/A 32 Approval of Change in Control Mgmt For TNA N/A Provision Relating to EMTN Program 33 Change of Control Provision Relating Mgmt For TNA N/A to the US Dollar Notes 34 Change of Control Provisions Mgmt For TNA N/A Relating to Senior Facilities Agreement 35 Change of Control Provision Relating Mgmt For TNA N/A to Term Facilities Agreement 36 Authority to Carry Out Formalities Mgmt For TNA N/A
Anite PLC Ticker Security ID: Meeting Date Meeting Status CINS G2508A103 09/15/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Christopher Humphrey Mgmt For For For 5 Elect Peter Bertram Mgmt For For For 6 Elect Nigel Clifford Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Amendment to Articles Regarding Mgmt For For For Electronic Communication 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 UK Sharesave Plan 2009 Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Adoption of New Articles Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
ANTA SPORTS PRODUCTS LTD Ticker Security ID: Meeting Date Meeting Status CINS G04011105 04/09/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Final Dividends Mgmt For For For 4 Allocation of Special Dividends Mgmt For For For 5 Elect DING Shizhong Mgmt For Against Against 6 Elect ZHENG Jie Mgmt For For For 7 Elect DAI Zhongchuan Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Extension of the Term of the Mgmt For For For Sportswear Sales Agreement with Guangzhou Anda and Annual Caps 14 Non-Voting Meeting Note N/A N/A N/A N/A
Aoki International Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J01638105 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hironori Aoki Mgmt For For For 3 Elect Takahisa Aoki Mgmt For For For 4 Elect Hachiroh Hasegawa Mgmt For For For 5 Elect Kenji Nakamura Mgmt For For For 6 Elect Yusuke Nakabayashi Mgmt For For For 7 Elect Tatsumi Noguchi Mgmt For For For 8 Elect Haruo Tamura Mgmt For For For 9 Elect Akihiro Aoki Mgmt For For For 10 Elect Akira Shimizu Mgmt For For For 11 Elect Satoru Tsukada Mgmt For For For 12 Elect Noriaki Shimaya Mgmt For For For 13 Elect Masamitsu Aoki Mgmt For For For 14 Elect Shigemichi Aoki Mgmt For For For 15 Retirement Allowances for Director Mgmt For For For and Statutory Auditor
Aoyama Trading Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J01722107 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Stock Option Plan Mgmt For For For
Arakawa Chemical Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS J01890102 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Nagahiro Suemura Mgmt For For For 3 Elect Mitsuyoshi Nakao Mgmt For For For 4 Elect Keizoh Matsumoto Mgmt For For For 5 Elect Shohzoh Tanioku Mgmt For For For 6 Elect Yoshiteru Manabe Mgmt For For For 7 Elect Ikuhiro Mitani Mgmt For For For 8 Elect Satoshi Kawamura Mgmt For For For 9 Elect Tohru Nobuhiro Mgmt For For For 10 Elect Toshimasa Arakawa Mgmt For For For 11 Elect Junichi Tatsumi Mgmt For For For 12 Elect Takashi Une Mgmt For For For
Arm Holdings PLC Ticker Security ID: Meeting Date Meeting Status CINS G0483X122 05/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Kathleen O'Donovan Mgmt For For For 5 Elect Young Sohn Mgmt For For For 6 Elect Warren East Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Adoption of New Articles Mgmt For For For
Arnest One Corp. Ticker Security ID: Meeting Date Meeting Status CINS J0197M104 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Yohichi Nishikawa Mgmt For For For 2 Elect Kazuhiro Sato Mgmt For For For 3 Elect Shigeyuki Matsubayashi Mgmt For For For 4 Elect Tadayasu Ogawa Mgmt For For For 5 Bonus Mgmt For Against Against
ARTIS REAL ESTATE INVESTMENT TRUST Ticker Security ID: Meeting Date Meeting Status ARESF CUSIP9 04315L105 05/14/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendments to Declaration of Trust Mgmt For For For
Ashtead Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G05320109 09/08/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Burrow Mgmt For For For 4 Elect Bruce Edwards Mgmt For For For 5 Elect Hugh Etheridge Mgmt For For For 6 Elect Joseph Phelan Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Directors' Remuneration Report Mgmt For For For 10 Authorize the Board, to allot Mgmt For For For relevant securities [as specified in Section 80 of the Companies Act 1985] up to an aggregate nominal amount of GBP 16,777,518 being 1/3rd of the current issued share capital of the Company, adjusted to exclude shares held in treasury; and Comprising equity Securities [as specified in Companies Act 1985] up to an aggregate nominal amount of GBP 33,555,036 being 2/3rd of the current issued share capital of the Company, adjusted to exclude shares held in treasury including within such limit any relevant securities allotted under Paragraph [A] above in connection with an offer by way of a rights issue to: i] ordinary shareholders in proportion [as nearly as may be practicable] to their existing holdings; and ii] holders of other equity securities as required by the rights of those securities or, as the Board otherwise considers necessary and so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; [Authority expires at the conclusion of the next AGM of the Company in 31 OCT 2010]; and the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry 11 Authorize the Board, passing Mgmt For For For resolution 10, pursuant to Section 95 of the Act 1985, to allot equity securities [as specified in Section 94 of the Act 1985] for cash under the authority given by that resolution and/or where the allotment of equity securities by virtue of Section 94[3A] of the Companies Act 1985, free of the restriction in Section 89[1] of the Act 1985, such power to be limited: A) in connection with an offer of equity securities [but in the case of the authority granted under Paragraph [B] of Resolution 10, by way of a rights only: i] to ordinary shareholders in proportion [as nearly as may be practicable] to their existing holdings; and ii] to holders of equity securities, as required by the rights of those securities or, as the Board otherwise considers necessary, and so that so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and B] in the case of the authority granted under Paragraph [A] of resolution 10 and/or in the case of any transfer of treasury shares which is treated as an allotment of equity securities under Section 94 [3A] of the Companies Act 1985, to the allotment [otherwise than under Paragraph [a] above] of equity Securities up to an aggregate nominal amount of GBP 2,516,627; [Authority expires at the conclusion of the next AGM of the Company in 31 OCT 2010]; and the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry 12 Authorize the Company, to make Mgmt For For For market purchases [within the meaning of Section 166 of the Companies Act 1985] up to 75,498,833 representing 15% of the current issued ordinary share capital of the Company [excluding treasury shares] as at 01 JUL 2009; of its ordinary shares in the capital of the Company in such manner and on such terms as the Directors may from time to time determine, at a minimum price of 10 pence [ being the nominal value of each ordinary shares] and the maximum price is the higher of: i] an amount equal to 105% of the average middle market quotations for such shares derived from the Stock Exchange Daily Official List, for each of the 5 business days immediately preceding the date on which the share is purchased ;and II] the price stipulated by Article 5[1] of the Buy-Back and Stabilisation Regulation; [Authority expires at the conclusion of the next AGM of the Company to held in 2010 or 31 OCT 2010]; and the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Non-Voting Meeting Note N/A N/A N/A N/A
Asia Cement Manufacturing Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y0279U100 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Corporate Auditor's Fees Mgmt For For For
ASM Pacific Technology Limited Ticker Security ID: Meeting Date Meeting Status CINS G0535Q133 04/23/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter LO Tsan Yin Mgmt For For For 5 Elect Robert Ruijter Mgmt For For For 6 Elect Orasa Livasiri Mgmt For For For 7 Elect Robert LEE Shiu Hung Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
Aspen Pharmacare Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS S0754A105 12/04/2009 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Arthur Aaron Mgmt For Against Against 3 Elect Christopher Mortimer Mgmt For Against Against 4 Elect David Nurek Mgmt For Against Against 5 Elect Sindi Zilwa Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Increase Non-Executive Directors' Mgmt For For For Fees 9 Authority to Distribute Share Premium Mgmt For For For 10 General Authority to Issue Shares Mgmt For For For 11 Authorisation of Legal Formalities Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Repurchase Treasury Mgmt For For For Shares 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A
Assa Abloy AB Ticker Security ID: Meeting Date Meeting Status CINS W0817X105 04/22/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nomination Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Authority to Repurchase and Issue Mgmt For For For Treasury Shares 21 Long Term Incentive Plan Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
Astellas Pharma Inc Ticker Security ID: Meeting Date Meeting Status CINS J03393105 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tohichi Takenaka Mgmt For For For 5 Elect Masafumi Nogimori Mgmt For For For 6 Elect Yasuo Ishii Mgmt For For For 7 Elect Takao Saruta Mgmt For For For 8 Elect Shiroh Yasutake Mgmt For For For 9 Elect Yasuyuki Takai Mgmt For For For 10 Elect Kanoko Ohishi Mgmt For For For 11 Elect Yukiko Kuroda Mgmt For For For 12 Bonus Mgmt For For For 13 Stock Option Plan Mgmt For For For
Astrazeneca PLC Ticker Security ID: Meeting Date Meeting Status CINS G0593M107 04/29/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
ASTRAZENECA PLC- ADR Ticker Security ID: Meeting Date Meeting Status AZN CUSIP9 046353108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For
ATEA ASA Ticker Security ID: Meeting Date Meeting Status CINS R0728G106 10/15/2009 Voted Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Presiding Chairman Mgmt For For For 4 Election of an Individual to Check Mgmt For For For Minutes 5 Meeting Notice and Agenda Mgmt For For For 6 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 7 Amendments to Articles Regarding Mgmt For For For Meeting Documents
Atkins (WS) PLC Ticker Security ID: Meeting Date Meeting Status CINS G9809D108 09/09/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael Boyce Mgmt For For For 5 Elect Keith Clarke Mgmt For For For 6 Elect Joanne Curin Mgmt For For For 7 Elect Heath Drewett Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Increase Authorized Mgmt For For For Share Capital 12 Authority to Repurchase Shares Mgmt For For For 13 EU Political Donations Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Extension of Share Incentive Plan Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Atlas Copco AB Ticker Security ID: Meeting Date Meeting Status CINS W10020118 04/28/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of the Meeting; Election of Mgmt For For For Presiding Chairman 5 Voting List Mgmt For For For 6 Agenda Mgmt For For For 7 Election of Individuals to Check Mgmt For For For Minutes 8 Compliance with Rules of Convocation Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 President's Address Mgmt For For For 11 Report of the Board of Directors Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Dividend Record Date Mgmt For For For 16 Board Size Mgmt For For For 17 Election of Directors Mgmt For For For 18 Directors' Fees; Authority to Mgmt For For For Repurchase Shares 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Appointment of Auditor Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 2010 Performance Option Plan Mgmt For For For 23 Authority to Repurchase and Transfer Mgmt For For For Treasury Shares Pursuant to 2010 Long Term Incentive Plan 24 Authority to Issue Treasury Shares Mgmt For For For Pursuant to Stock Options Plans 2006, 2007 and 2008. 25 Directors' Fees; Authority to Mgmt For For For Repurchase Shares 26 Nomination Committee Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A
ATS Automation Tooling Systems Inc Ticker Security ID: Meeting Date Meeting Status ATSAF CUSIP 001940 08/13/2009 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Arnold Mgmt For For For 1.2 Elect John Bell Mgmt For For For 1.3 Elect Anthony Caputo Mgmt For For For 1.4 Elect Michael Martino Mgmt For For For 1.5 Elect Gordon Presher Mgmt For For For 1.6 Elect Neale Trangucci Mgmt For For For 1.7 Elect Daryl Wilson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
AU Optronics Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y0451X104 06/18/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Vivien HSIEH Huey-Juan Mgmt For For For 5 Elect HO Mei-Yue Mgmt For For For 6 Elect YANG Bing-He Mgmt For For For 7 Elect LEE Kuen-Yao Mgmt For For For 8 Elect CHEN Hsuan Bin Mgmt For For For 9 Elect CHEN Lai-Juh Mgmt For For For 10 Elect PENG Shuang-Lang Mgmt For For For 11 Elect YU Ko-Yung Mgmt For For For 12 Elect HSIUNG Hui Mgmt For For For 13 Elect Ronald CHWANG Jen-Chuan Mgmt For For For 14 Elect TSAI Chang-Hai Mgmt For For For 15 Amendments to Procedural Rules for Mgmt For For For Endorsements/Guarantees and Capital Loans 16 Non-Compete Restrictions for Mgmt For For For Directors 17 Non-Voting Agenda Item N/A N/A N/A N/A
Autonomy Corp. PLC Ticker Security ID: Meeting Date Meeting Status CINS G0669T101 03/24/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Webb Mgmt For For For 4 Elect Sushovan Hussain Mgmt For For For 5 Elect Michael Lynch Mgmt For For For 6 Elect John McMonigall Mgmt For For For 7 Elect Richard Perle Mgmt For For For 8 Elect Barry Ariko Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
BAE Systems PLC Ticker Security ID: Meeting Date Meeting Status CINS G06940103 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael Hartnall Mgmt For For For 5 Elect Peter Mason Mgmt For For For 6 Elect Richard Olver Mgmt For For For 7 Elect Paul Anderson Mgmt For For For 8 Elect Linda Hudson Mgmt For For For 9 Elect Nicholas Rose Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Banca Intesa SPA, Milano Ticker Security ID: Meeting Date Meeting Status CINS T55067101 04/30/2010 Voted Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Board Size Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 List 1 Mgmt For N/A N/A 6 List 2 Mgmt For N/A N/A 7 List 3 Mgmt For N/A N/A 8 List 4 Mgmt For For For 9 List 5 Mgmt For N/A N/A 10 Election of Supervisory Board Mgmt For For For Chairman and Vice Chairman 11 Supervisory Board Fees Mgmt For For For 12 Compensation Policy for Management Mgmt For For For Board 13 Long-Term Incentive Plan Mgmt For For For
Banco Estado Rio Grande Do SUL SA Ticker Security ID: Meeting Date Meeting Status CINS P12553247 04/30/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Supervisory Council Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A
Banco Santander Central Hispano SA Ticker Security ID: Meeting Date Meeting Status CINS E19790109 06/11/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Ratification Mgmt For For For of Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Angel Jado Becerro de Bengoa Mgmt For For For 5 Elect Francisco Javier Botin-Sanz de Mgmt For For For Sautuola y O'Shea 6 Elect Isabel Tocino Biscarolasaga Mgmt For For For 7 Elect Fernando de Asua Alvarez Mgmt For For For 8 Elect Alfredo Saenz Abad Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Script Dividend Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Script Dividend Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments 17 Long-Term Incentive Plan Mgmt For For For 18 UK Employee Stock Purchase Plan Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Remuneration Report Mgmt For For For
Bangkok Bank Public Company Ticker Security ID: Meeting Date Meeting Status CINS Y0606R119 04/12/2010 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Minutes Mgmt For For For 2 Report on Results of Operations Mgmt For For For 3 Report of the Audit Committee Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Chatri Sophonpanich Mgmt For For For 7 Elect Kosit Panpiemras Mgmt For For For 8 Elect Piti Sithi-Amnuai Mgmt For For For 9 Elect Prasong Uthaisangchai Mgmt For For For 10 Elect Phornthep Phornprapha Mgmt For For For 11 Elect Gasinee Witoonchart Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Other business Mgmt For Against Against 15 Non-Voting Meeting Note N/A N/A N/A N/A
Bank Leumi LE-Israel Ticker Security ID: Meeting Date Meeting Status CINS M16043107 07/16/2009 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Elect Reuven Adler Mgmt For For For 5 Elect Zipora Gal Yam Mgmt For For For 6 Elect Arieh Gans Mgmt For For For 7 Elect Doron Cohen Mgmt For For For 8 Elect Efraim Sadka Mgmt For For For 9 Disclosure Policy Mgmt For For For
Bank Of Ayudhya PLC Ticker Security ID: Meeting Date Meeting Status CINS Y0644Q115 04/08/2010 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Approve Annual Report Mgmt For For For 4 Acknowledge Interim Dividend Mgmt For For For 5 Acknowledge Property Sale and Mgmt For For For Purchase 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Virojn Srethapramotaya Mgmt For For For 9 Elect Pongpinit Tejagupta Mgmt For For For 10 Elect Des O'shea Mgmt For For For 11 Elect Potjanee Thanavaranit Mgmt For For For 12 Change in Board Size and Election of Mgmt For For For Additional Director 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Amendments to Articles Mgmt For For For 16 Other Business Mgmt For Against Against 17 Non-Voting Meeting Note N/A N/A N/A N/A
Bank Of Ayudhya PLC Ticker Security ID: Meeting Date Meeting Status CINS Y0644Q115 08/27/2009 Voted Meeting Type Country of Trade Special Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Minutes Mgmt For For For 2 Approve GE Capital (Thailand) Ltd. Mgmt For For For Acquisitions 3 Appointment of Financial Advisor Mgmt For For For 4 Approve Acquisition of CFG Services Mgmt For For For Co. Ltd. 5 Other Business Mgmt For Against Against
BANK SARASIN & CIE AG, BASEL Ticker Security ID: Meeting Date Meeting Status CINS H3822H286 04/27/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Elect Christoph Ammann Mgmt For TNA N/A 7 Elect Hubertus Heemskerk Mgmt For TNA N/A 8 Elect Sipko Schat Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A
Barclays PLC Ticker Security ID: Meeting Date Meeting Status CINS G08036124 04/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Reuben Jeffrey III Mgmt For For For 4 Elect Marcus Agius Mgmt For For For 5 Elect David Booth Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Sir Andrew Likierman Mgmt For For For 9 Elect Christopher Lucas Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For 18 Approval of SAYE Sharesave Plan Mgmt For For For
Barclays PLC Ticker Security ID: Meeting Date Meeting Status CINS G08036124 08/06/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Disposal Mgmt For For For
Barloworld Limited Ticker Security ID: Meeting Date Meeting Status CINS S08470189 01/28/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Selby Baqwa Mgmt For For For 3 Elect Johnson Njeke Mgmt For For For 4 Elect Dumisa Ntsebeza Mgmt For For For 5 Elect Isaac Shongwe Mgmt For For For 6 Elect Donald Wilson Mgmt For For For 7 Election of Audit Committee Members Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-resident Directors of the Board Mgmt For For For Committees 10 Chairman's Fees Mgmt For For For 11 Non-resident Non Executive Mgmt For For For Directors' Fees 12 Chairman of the Audit Committee's Mgmt For For For Fees 13 Resident Directors of the Audit Mgmt For For For Committee's Fees 14 Non-resident Chairman of the Mgmt For For For Remuneration Committee's Fees 15 Resident Chairman of the Empowerment Mgmt For For For and Transformation Committee's Fees 16 Resident Chairman of the Risk and Mgmt For For For Sustainability Committee's Fees 17 Resident Members of each of the Mgmt For For For Board Committees' Fees 18 Non-resident Members of each of the Mgmt For For For Board Committees' Fees 19 General Authority to Issue Shares Mgmt For For For 20 Approve Forfeitable Share Plan (FSP) Mgmt For For For 21 Authority to Issue Shares Pursuant Mgmt For For For to the FSP 22 Approval of Financial Assistance for Mgmt For For For FSP 23 Authority to Increase Authorised Mgmt For For For Ordinary Share Capital 24 Authority to Repurchase Shares Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A
Barratt Developments PLC Ticker Security ID: Meeting Date Meeting Status CINS G08288105 10/19/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Placing and Rights Issue Mgmt For For For
Barratt Developments PLC Ticker Security ID: Meeting Date Meeting Status CINS G08288105 11/17/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect David Thomas Mgmt For For For 3 Elect Tessa Bamford Mgmt For For For 4 Elect Mark Clare Mgmt For For For 5 Elect Steven Boyes Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Directors' Remuneration Report Mgmt For For For 8 EU Political Donations Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Adoption of New Articles Mgmt For For For
Barrick Gold Corp. Ticker Security ID: Meeting Date Meeting Status ABX CUSIP9 067901108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Marshall Cohen Mgmt For For For 1.6 Elect Peter Crossgrove Mgmt For For For 1.7 Elect Robert Franklin Mgmt For For For 1.8 Elect J. Brett Harvey Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
BASF AG Ticker Security ID: Meeting Date Meeting Status CINS D06216101 04/29/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Ratification of Management Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Dematerialization of Bearer Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Approval of Remuneration Policy Mgmt For For For 11 Amend Article 17(2) Mgmt For For For 12 Amend Article 17(3) Mgmt For For For 13 Amend Article 18(2) Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
BAUER AG, SCHROBENHAUSEN Ticker Security ID: Meeting Date Meeting Status CINS D0639R105 06/24/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For
BBMG CORP Ticker Security ID: Meeting Date Meeting Status CINS Y076A3105 06/29/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Issuance of Medium-term Notes Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendments to Articles Mgmt For For For 10 Directors' Report Mgmt For For For 11 Supervisors' Report Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Executive Directors' Fees Mgmt For For For 16 Election of Supervisor: MA Weixin Mgmt For For For 17 Amendments to Rules of Procedures Mgmt For For For for Board
Beach Petroleum Limited Ticker Security ID: Meeting Date Meeting Status CINS Q13921103 11/26/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Robert Kennedy Mgmt For For For 4 Re-elect Glenn Davis Mgmt For For For 5 Change Company Name Mgmt For For For 6 Approve Issue of Securities (EIP) Mgmt For For For 7 Approve Issue of Securities (LTIP) Mgmt For For For 8 Approve Partial Takeover Provisions Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A
Beiersdorf AG Ticker Security ID: Meeting Date Meeting Status CINS D08792109 04/29/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Increase in Authorized Capital I Mgmt For For For 10 Increase in Authorized Capital II Mgmt For For For 11 Increase in Authorized Capital III Mgmt For For For 12 Authority to Issue Convertible Mgmt For For For Bonds; Increase in Contingent Capital 13 Amendments to Articles Mgmt For For For 14 Compensation Policy Mgmt For For For
Benetton Ticker Security ID: Meeting Date Meeting Status CINS T1966F139 04/22/2010 Take No Action Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividend 3 Election of Directors Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A
Bezeq Ticker Security ID: Meeting Date Meeting Status CINS M2012Q100 02/04/2010 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Mordechay Keret Mgmt For For For 3 Directors' Fees and Indemnification Mgmt For For For 4 Amendments to Articles Mgmt For For For
Bezeq Ticker Security ID: Meeting Date Meeting Status CINS M2012Q100 03/08/2010 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Purchase of a Mgmt For For For Run-Off insurance Coverage
Bezeq Ticker Security ID: Meeting Date Meeting Status CINS M2012Q100 04/08/2010 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Approve Chairman's Bonus Mgmt For For For 4 Approve Bonus for the Manager of the Mgmt For For For Security Department
Bezeq Ticker Security ID: Meeting Date Meeting Status CINS M2012Q100 09/02/2009 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
BG Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G1245Z108 05/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mark Seligman Mgmt For For For 5 Elect Peter Backhouse Mgmt For For For 6 Elect Lord Colin Sharman of Redlynch Mgmt For For For 7 Elect Philippe Varin Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
BHARTI AIRTEL LTD Ticker Security ID: Meeting Date Meeting Status CINS ADPV12481 08/21/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Re-elect Akhil Gupta Mgmt For For For 5 Re-elect Ajay Lal Mgmt For For For 6 Re-elect Arun Bharat Ram Mgmt For For For 7 Re-elect Nirmalya Kumar Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect Quah Kung Yang Mgmt For For For 10 Elect Nikesh Arora Mgmt For For For 11 Elect Craig Ehrlich Mgmt For For For
Bharti Tele Ventures Limited Ticker Security ID: Meeting Date Meeting Status CINS Y0885K108 07/07/2009 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Split Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Directors' Fees Mgmt For For For
BHP Billiton PLC Ticker Security ID: Meeting Date Meeting Status CINS G10877101 10/29/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Elect Carlos Cordeiro (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 3 Elect David Crawford (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 4 Elect Gail de Planque (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 5 Elect Marius Kloppers (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 6 Elect Don Argus (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 7 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 12 Reduction of Issued Share Capital Mgmt For For For (April 30, 2010) 13 Reduction of Issued Share Capital Mgmt For For For (June 17, 2010) 14 Reduction of Issued Share Capital Mgmt For For For (September 15, 2010) 15 Reduction of Issued Share Capital Mgmt For For For (November 11, 2010) 16 Directors' Remuneration Report Mgmt For For For 17 Equity Grant - Marius Kloppers Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
BinckBank NV Ticker Security ID: Meeting Date Meeting Status CINS N1375D101 04/26/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocations of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Amendment to Compensation Policy Mgmt For For For 10 Elect Pieter Aartsen Mgmt For For For 11 Elect Fons van Westerloo Mgmt For For For 12 Amendment to Supervisory Board Fees Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendments to Articles Mgmt For For For 20 Amendments to Articles Mgmt For For For 21 Legal Formalities Mgmt For For For 22 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Reduce Issued Share Mgmt For For For Capital 25 Appointment of Auditor Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A
Biota Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Q15256144 11/12/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Ian Gust Mgmt For For For 3 Elect Richard Hill Mgmt For For For 4 Elect Jim Fox Mgmt For For For 5 Approve Capital Return Mgmt For For For 6 Remuneration Report Mgmt For For For
BM&F BOVESPA SA Ticker Security ID: Meeting Date Meeting Status CINS P73232103 04/20/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
BM&F BOVESPA SA Ticker Security ID: Meeting Date Meeting Status CINS P73232103 04/20/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Shares in CME Group Mgmt For For For Inc.
BNP Paribas Ticker Security ID: Meeting Date Meeting Status CINS F1058Q238 05/12/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Louis Schweitzer Mgmt For For For 10 Elect Michel Tilmant Mgmt For For For 11 Elect Emiel Van Broekhoven Mgmt For For For 12 Elect Meglena Kuneva Mgmt For For For 13 Elect Jean-Laurent Bonnafe Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 19 Global Dilution Ceiling on Increases Mgmt For For For in Capital w/o Preemptive Rights 20 Authority to Increase Capital Mgmt For For For Through Capitalizations 21 Global Dilution Ceiling on Increases Mgmt For For For in Capital w/ or w/out Preemptive Rights 22 Authority to Issue Shares Under Mgmt For For For Employee Savings Plan 23 Authority to Cancel Shares and Mgmt For For For Reduce Capital 24 Merger by Absorption of Fortis Mgmt For For For Banque France 25 Amendments to Articles Related to Mgmt For For For the Repurchase of Preferred Shares 26 Authority to Carry Out Formalities Mgmt For For For
BOC Hong Kong (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status CINS Y0920U103 05/20/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI Lihui Mgmt For For For 6 Elect ZHANG Yanling Mgmt For For For 7 Elect GAO Yingxin Mgmt For For For 8 Elect TUNG Chee Chen Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Bovis Homes Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G12698109 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Colin Holmes Mgmt For For For 4 Elect David Ritchie Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 2010 Long Term Incentive Plan Mgmt For For For 9 Scrip Dividend Mgmt For For For 10 Adoption of New Articles Mgmt For For For 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For
BP PLC Ticker Security ID: Meeting Date Meeting Status CINS G12793108 04/15/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For For For Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Sunrise SAGD Project 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A 29 Non-Voting Meeting Note N/A N/A N/A N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A 31 Non-Voting Meeting Note N/A N/A N/A N/A 32 Non-Voting Meeting Note N/A N/A N/A N/A
BP PLC - ADR Ticker Security ID: Meeting Date Meeting Status BP CUSIP9 055622104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For For For Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project
BRF -BRASIL FOODS S.A. Ticker Security ID: Meeting Date Meeting Status CINS P1905C100 03/31/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Option Plan Mgmt For Against Against 4 Stock Option Plan for Subsidiary Mgmt For Against Against 5 Stock Split Mgmt For For For 6 Appointment of Appraiser Mgmt For For For 7 Valuation Report; Merger Agreement Mgmt For For For 8 Merger by Absorption Mgmt For For For 9 Publication of Company Notices Mgmt For For For
BRF -BRASIL FOODS S.A. Ticker Security ID: Meeting Date Meeting Status CINS P1905C100 03/31/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Allocation of Mgmt For For For Profits 5 Interest on Capital Mgmt For For For 6 Ratification of Co-option of Board Mgmt For For For Member 7 Election of Supervisory Council Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Issuance of Shares Pursuant to Mgmt For For For Over-Allotment Option (Greenshoe)
BRIT INSURANCE HOLDINGS NV Ticker Security ID: Meeting Date Meeting Status CINS N1649X107 02/25/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Share Consolidation Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
BRIT INSURANCE HOLDINGS NV Ticker Security ID: Meeting Date Meeting Status CINS N1649X115 05/06/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Directors' Remuneration Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Elect Peter Hazell Mgmt For For For 6 Elect Willem Stevens Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Scrip Dividend Mgmt For For For 18 Authority to Offer Annual Capital Mgmt For For For Distributions 19 Authority to Issue Reports in English Mgmt For For For 20 Electronic Communication Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A
Brit Insurance Holdings PLC Ticker Security ID: Meeting Date Meeting Status ISIN GB00B11FL290 12/01/2009 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Reincorporation Mgmt For For For
Brit Insurance Holdings PLC Ticker Security ID: Meeting Date Meeting Status ISIN GB00B11FL290 12/01/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation Mgmt For For For 2 New Bonus Share Matching Plan Mgmt For For For 3 New Performance Share Plan Mgmt For For For 4 New Executive Share Option Scheme Mgmt For For For 5 New Employee Share Ownership Plan Mgmt For For For 6 New Sharesave Scheme Mgmt For For For
British American Tobacco PLC Ticker Security ID: Meeting Date Meeting Status CINS G1510J102 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Ana Maria Llopis Mgmt For For For 8 Elect Christine Morin-Postel Mgmt For For For 9 Elect Anthony Ruys Mgmt For For For 10 Elect Richard Burrows Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period to 14 Days 19 Adoption of New Articles Mgmt For For For 20 Scrip Dividend Mgmt For For For
Burberry Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G1699R107 07/16/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Angela Ahrendts Mgmt For For For 5 Elect Stephanie George Mgmt For For For 6 Elect David Tyler Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 EU Political Donations Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Bure Equity AB Ticker Security ID: Meeting Date Meeting Status ISIN SE0000195810 12/01/2009 Voted Meeting Type Country of Trade Special Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Approval of the Merger Mgmt For For For 11 Issuance of Shares Pursuant to the Mgmt For For For Merger 12 Amendments to Articles Mgmt For For For 13 Special Dividend Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Amendments to Articles Regarding Mgmt For For For Notices of Meeting 16 Non-Voting Agenda Item N/A N/A N/A N/A
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFIC Ticker Security ID: Meeting Date Meeting Status CINS F96888114 06/01/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Approval of Non-Tax Deductible Mgmt For For For Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 9 Appointment of Auditor (Bellot Mgmt For For For Mullenbach & Associes) 10 Appointment of Alternate Auditor Mgmt For For For (Yves Nicolas) 11 Replacement of Alternate Auditor Mgmt For For For (Jean-Louis Brun d'Arre) 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1023R104 05/13/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Directors' Fees Mgmt For For For 9 Supervisors' Fees Mgmt For For For 10 Provision of Guarantees Mgmt For For For 11 Release of Pledge Mgmt For For For 12 Other Business Mgmt For Against Against 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Shares of BYD Mgmt For For For Electronic w/o Preemptive Rights
C Uyemura & Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J0845U102 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tetsuroh Kohno Mgmt For For For
Caltex Australia Limited Ticker Security ID: Meeting Date Meeting Status CINS Q19884107 04/22/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Remuneration Report Mgmt For For For 7 Increase NEDs' Fee Cap Mgmt For For For 8 Re-elect Brant Fish Mgmt For For For 9 Re-elect John Thorn Mgmt For For For 10 Elect Robert Otteson Mgmt For For For
Canaccord Capital Inc Ticker Security ID: Meeting Date Meeting Status CCORF CUSIP9 134801109 04/22/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For
Canadian Western Bank Ticker Security ID: Meeting Date Meeting Status CBWBF CUSIP9 13677F101 03/04/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Albrecht Bellstedt Mgmt For For For 2.2 Elect Allan Jackson Mgmt For For For 2.3 Elect Wendy Leaney Mgmt For For For 2.4 Elect Robert Manning Mgmt For For For 2.5 Elect Gerald McGavin Mgmt For For For 2.6 Elect Howard Pechet Mgmt For For For 2.7 Elect Robert Phillips Mgmt For For For 2.8 Elect Larry Pollock Mgmt For For For 2.9 Elect Raymond Protti Mgmt For For For 2.10 Elect Alan Rowe Mgmt For For For 2.11 Elect Arnold Shell Mgmt For For For 3 Increase Directors' Fees Mgmt For For For
Canam Group Inc Ticker Security ID: Meeting Date Meeting Status CNMGA CUSIP9 13710C107 04/28/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Elaine Beaudoin Mgmt For For For 1.2 Elect Anne-Marie Blatchford Mgmt For For For 1.3 Elect Marc Dutil Mgmt For For For 1.4 Elect Marcel Dutil Mgmt For For For 1.5 Elect Sean Finn Mgmt For For For 1.6 Elect Pierre Lortie Mgmt For For For 1.7 Elect Pierre Marcouiller Mgmt For For For 1.8 Elect Normand Morin Mgmt For For For 1.9 Elect Robert Parizeau Mgmt For For For 1.10 Elect Pierre Thabet Mgmt For For For 1.11 Elect Jean-Marie Toulouse Mgmt For For For 1.12 Elect Jean Turmel Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Canon Fintech Inc Ticker Security ID: Meeting Date Meeting Status CINS J05103106 03/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Ikuo Sohma Mgmt For For For 3 Elect Yuji Inoue Mgmt For For For 4 Elect Osamu Asukai Mgmt For For For 5 Elect Toshihisa Sakai Mgmt For For For 6 Elect Shinji Kanemitsu Mgmt For For For 7 Elect Masakazu Sano Mgmt For For For 8 Elect Hirofumi Morozumi Mgmt For For For 9 Elect Michiyoshi Ueda Mgmt For For For 10 Elect Toshio Shirai Mgmt For For For 11 Elect Mamoru Tanaka Mgmt For For For 12 Elect Hajime Miyazaki Mgmt For For For 13 Elect Hiromitsu Hirabayashi Mgmt For For For 14 Elect Kohzoh Yamamoto Mgmt For For For 15 Elect Tsutomu Toyono Mgmt For For For 16 Elect Shunji Onda Mgmt For For For 17 Elect Kuniyoshi Kitamura Mgmt For For For 18 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditors 19 Bonus Mgmt For For For 20 Acquisition Mgmt For For For
Canon Inc Ticker Security ID: Meeting Date Meeting Status CINS J05124144 03/30/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Fujio Mitarai Mgmt For For For 3 Elect Tsuneji Uchida Mgmt For For For 4 Elect Toshizo Tanaka Mgmt For For For 5 Elect Toshiaki Ikoma Mgmt For For For 6 Elect Kunio Watanabe Mgmt For For For 7 Elect Yohroku Adachi Mgmt For For For 8 Elect Yasuo Mitsuhashi Mgmt For For For 9 Elect Tomonori Iwashita Mgmt For For For 10 Elect Masahiro Ohsawa Mgmt For For For 11 Elect Shigeyuki Matsumoto Mgmt For For For 12 Elect Katsuichi Shimizu Mgmt For For For 13 Elect Ryohichi Bamba Mgmt For For For 14 Elect Toshio Honma Mgmt For For For 15 Elect Masaki Nakaoka Mgmt For For For 16 Elect Haruhisa Honda Mgmt For For For 17 Elect Hideki Ozawa Mgmt For For For 18 Elect Masaya Maeda Mgmt For For For 19 Elect Shunji Onda Mgmt For For For 20 Elect Kazunori Watanabe Mgmt For For For 21 Elect Kuniyoshi Kitamura Mgmt For For For 22 Retirement Allowances for Directors Mgmt For For For 23 Special Allowances for Statutory Mgmt For Against Against Auditors 24 Bonus Mgmt For For For 25 Stock Option Plan Mgmt For For For
Cap Gemini SA Ticker Security ID: Meeting Date Meeting Status CINS F13587120 05/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Consolidated Accounts and Reports Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Yann Delabriere Mgmt For For For 8 Elect Paul Hermelin Mgmt For For For 9 Elect Michel Jalabert Mgmt For For For 10 Elect Serge Kampf Mgmt For For For 11 Elect Philip Laskawy Mgmt For For For 12 Elect Ruud van Ommeren Mgmt For For For 13 Elect Terry Ozan Mgmt For For For 14 Elect Bruno Roger Mgmt For For For 15 Elect Laurence Dors Mgmt For For For 16 Appointment of Censor (Pierre Mgmt For For For Hessler) 17 Appointment of Censor (Geoff Unwin) Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Increase Capital Mgmt For For For through Capitalizations 21 Global Ceilings on Increases in Mgmt For For For Capital 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 23 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities through Private Placement; Authority to Issue Debt Instruments 25 Authority to Increase Share Issuance Mgmt For For For Limit 26 Authority to Set Offering Price of Mgmt For For For Shares 27 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 28 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 29 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 30 Amendments Regarding Designation of Mgmt For For For Vice Chairman 31 Authority to Carry Out Formalities Mgmt For For For 32 Non-Voting Meeting Note N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A
Capitacommercial Trust Ticker Security ID: Meeting Date Meeting Status CINS Y1091F107 04/28/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Authority to Issue Shares at Discount Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A
CAPSTONE MINING CORP. Ticker Security ID: Meeting Date Meeting Status CSFFF CUSIP9 14068G104 05/17/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Darren Pylot Mgmt For For For 1.2 Elect Stephen Quin Mgmt For For For 1.3 Elect D. Bruce McLeod Mgmt For For For 1.4 Elect Lawrence Bell Mgmt For For For 1.5 Elect Colin Benner Mgmt For For For 1.6 Elect George Brack Mgmt For For For 1.7 Elect Dale Peniuk Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Incentive Share Option Mgmt For For For and Bonus Share Plan
Carphone Warehouse Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G5344S105 02/24/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Demerger Mgmt For For For
Carphone Warehouse Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G5344S105 02/24/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Demerger Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Reduction of Share Capital - New Mgmt For For For Carphone 7 Reduction of Share Capital - TalkTalk Mgmt For For For 8 Authorization of Board Acts Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Grant of Replacement Options to Mgmt For For For Employees of Best Buy Europe 11 Amendments to Equity Compensation Mgmt For For For Plans 12 Approval of Transitioning Schemes Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Adoption of TalkTalk Group Value Mgmt For Against Against Enhancement Scheme by TalkTalk 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Adoption of Carphone Warehouse Group Mgmt For Against Against Value Enhancement Scheme ("CPW VES") by TalkTalk 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Adoption of CPW VES by New Carphone Mgmt For Against Against 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 TalkTalk Discretionary Share Option Mgmt For For For Plan 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 New Carphone Warehouse Share Scheme Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 TalkTalk Savings Related Share Mgmt For For For Option Scheme 25 Non-Voting Agenda Item N/A N/A N/A N/A
Carphone Warehouse Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G5344S105 07/23/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Mansfield Mgmt For For For 5 Elect Baroness Morgan of Huyton Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 The Carphone Warehouse Group Value Mgmt For Against Against Enhancement Scheme ("CPWG VES") 8 Authority to Issue Loans to CPWG VED Mgmt For Against Against Participants 9 Authority to Establish the CPWG VES Mgmt For Against Against 10 The TalkTalk Group Value Enhancement Mgmt For Against Against Scheme ("TTG VES") 11 Authority to Issue Loans to TTG VED Mgmt For Against Against Participants 12 Authority to Establish the TTG VES Mgmt For Against Against 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For
Carrefour Ticker Security ID: Meeting Date Meeting Status CINS F13923119 05/04/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts 5 Consolidated Accounts and Reports Mgmt For For For 6 Severance Package (Lars Olofsson) Mgmt For Against Against 7 Retirement Benefits (Lars Olofsson) Mgmt For Against Against 8 Allocation of Profits/Dividends Mgmt For For For 9 Elect Anne-Claire Taittinger Mgmt For For For 10 Elect Sebastien Bazin Mgmt For For For 11 Elect Thierry Breton Mgmt For For For 12 Elect Charles Edelstenne Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 16 Authority to Issue Restricted Stock Mgmt For For For to Employees and Executives
Cascades Inc Ticker Security ID: Meeting Date Meeting Status CADNF CUSIP9 146900105 05/13/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bernard Lemaire Mgmt For For For 1.2 Elect Laurent Lemaire Mgmt For For For 1.3 Elect Alain Lemaire Mgmt For For For 1.4 Elect Martin Pelletier Mgmt For For For 1.5 Elect Paul Bannerman Mgmt For For For 1.6 Elect Andre Desaulniers Mgmt For For For 1.7 Elect Louis Garneau Mgmt For For For 1.8 Elect Sylvie Lemaire Mgmt For For For 1.9 Elect Georges Kobrynsky Mgmt For For For 1.10 Elect Laurent Verreault Mgmt For For For 1.11 Elect Robert Chevrier Mgmt For For For 1.12 Elect David McAusland Mgmt For For For 1.13 Elect James Doak Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status CINS Y11757104 04/28/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Joint Venture Agreement Mgmt For For For
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status CINS Y11757104 05/12/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Robert Woods Mgmt For For For 4 Elect ZHANG Lan Mgmt For Against Against 5 Elect CAI Jianjiang Mgmt For For For 6 Elect FAN Cheng Mgmt For For For 7 Elect Peter Kilgour Mgmt For For For 8 Elect Irene LEE Yun Lien Mgmt For For For 9 Elect Peter WONG Tung Shun Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
Catlin Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G196F1100 05/06/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Stephen Catlin Mgmt For For For 6 Elect Kenneth Goldstein Mgmt For For For 7 Elect Guy Beringer Mgmt For For For 8 Elect Robert Gowdy Mgmt For For For 9 Elect Benjamin Meuli Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
Cawachi Ltd Ticker Security ID: Meeting Date Meeting Status CINS J0535K109 06/08/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For
CEGEREAL, PARIS Ticker Security ID: Meeting Date Meeting Status CINS F1768J102 12/23/2009 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Corporate Purpose Mgmt For For For 4 Authority to Carry Out Formalities Mgmt For For For
Celestica Inc Ticker Security ID: Meeting Date Meeting Status CLS CUSIP9 15101Q108 04/22/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Crandall Mgmt For For For 1.2 Elect William Etherington Mgmt For For For 1.3 Elect Laurette Koellner Mgmt For For For 1.4 Elect Craig Muhlhauser Mgmt For For For 1.5 Elect Eamon Ryan Mgmt For For For 1.6 Elect Gerald Schwartz Mgmt For For For 1.7 Elect Don Tapscott Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
CEMEX S.A.- ADR Ticker Security ID: Meeting Date Meeting Status CXWSB CUSIP9 151290889 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For Against Against 2 Allocation of Profits/Dividends Mgmt For For For 3 Capitalization of Reserves Mgmt For Against Against 4 Authority Issue Shares w/o Mgmt For For For Preemptive Rights 5 Election of Directors; Election of Mgmt For Against Against Board Committee Members 6 Directors' Fees Mgmt For Against Against 7 Election of Meeting Delegates Mgmt For For For
Cemex SA De CV Ticker Security ID: Meeting Date Meeting Status CINS P22561321 04/29/2010 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For Against Against 2 Allocation of Profits/Dividends Mgmt For For For 3 Capitalization of Reserves Mgmt For Against Against 4 Authority Issue Shares w/o Mgmt For For For Preemptive Rights 5 Election of Directors; Election of Mgmt For Against Against Board Committee Members 6 Directors' Fees Mgmt For Against Against 7 Election of Meeting Delegates Mgmt For For For
Cemex SA De CV Ticker Security ID: Meeting Date Meeting Status CINS P22561321 09/04/2009 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Increase Share Capital Mgmt For For For and Issue Convertible Bonds w/o Preemptive Rights 3 Election of Meeting Delegates Mgmt For For For
Centamin Egypt Limited Ticker Security ID: Meeting Date Meeting Status CELTF CUSIP Q2159B 11/27/2009 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against 3 Re-elect Colin Cowden Mgmt For For For 4 Re-elect Thomas Elder Mgmt For For For 5 Re-elect H. Stuart Bottomley Mgmt For For For 6 Approve Equity Plan (EOP) Mgmt For Against Against 7 Increase Non-Executive Directors' Mgmt For For For Fee Cap 8 Ratify Placement of Securities Mgmt For For For 9 Ratify Placement of Securities Mgmt For For For 10 Ratify Placement of Securities Mgmt For For For 11 Ratify Placement of Securities Mgmt For For For 12 Ratify Placement of Securities Mgmt For For For 13 Ratify Placement of Securities Mgmt For For For 14 Ratify Placement of Securities Mgmt For For For 15 Approve Placement of Securities Mgmt For For For 16 Approve Placement of Securities Mgmt For For For 17 Amend Constitution Mgmt For For For 18 Authorise Issue of Shares Without Mgmt For For For Preemptive Rights
Centerra Gold Inc Ticker Security ID: Meeting Date Meeting Status CAGDF CUSIP9 152006102 05/19/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Austin Mgmt For For For 1.2 Elect William Braithwaite Mgmt For For For 1.3 Elect Patrick James Mgmt For For For 1.4 Elect Stephen Lang Mgmt For For For 1.5 Elect John Lill Mgmt For For For 1.6 Elect Sheryl Pressler Mgmt For For For 1.7 Elect Terry Rogers Mgmt For For For 1.8 Elect Anthony Webb Mgmt For For For 1.9 Elect Bruce Walter Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Central European Distribution Ticker Security ID: Meeting Date Meeting Status CEDC CUSIP9 153435102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Carey Mgmt For For For 1.2 Elect David Bailey Mgmt For For For 1.3 Elect N. Scott Fine Mgmt For For For 1.4 Elect Marek Forysiak Mgmt For For For 1.5 Elect Robert Koch Mgmt For For For 1.6 Elect William Shanahan Mgmt For For For 1.7 Elect Markus Sieger Mgmt For For For 1.8 Elect Sergey Kupriyanov Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For
Central European Media Enterprise Ticker Security ID: Meeting Date Meeting Status CETV CUSIP9 G20045202 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald S. Lauder Mgmt For For For 1.2 Elect Herbert A. Granath Mgmt For For For 1.3 Elect Paul Capuccio Mgmt For For For 1.4 Elect Michael Del Nin Mgmt For For For 1.5 Elect Charles R. Frank, Jr. Mgmt For For For 1.6 Elect Igor Kolomoisky Mgmt For Withhold Against 1.7 Elect Alfred W. Langer Mgmt For For For 1.8 Elect Fred Langhammer Mgmt For For For 1.9 Elect Bruce Maggin Mgmt For For For 1.10 Elect Parm Sandhu Mgmt For For For 1.11 Elect Adrian Sarbu Mgmt For For For 1.12 Elect Caryn Seidman Becker Mgmt For For For 1.13 Elect Duco Sickinghe Mgmt For For For 1.14 Elect Eric Zinterhofer Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
CETIP SA BALCAO ORGANIZADO DE ATIVOS E DERIVATIVOS Ticker Security ID: Meeting Date Meeting Status CINS P23840104 04/30/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
CFAO Ticker Security ID: Meeting Date Meeting Status CINS F2015W102 05/17/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Alternate Auditor Mgmt For For For 10 Ratification of the Co-option of Mgmt For For For Cheick Modibo Diarra 11 Ratification of the Co-option of Mgmt For For For Pierre Guenant 12 Ratification of the Co-option of Mgmt For For For Alexandre Vilgrain 13 Elect Nathalie Delapalme Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares and Mgmt For For For Reduce Capital 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 20 Authority to Set Offering Price of Mgmt For For For Shares 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Share Issuance Mgmt For For For Limit 23 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 24 Authority to Grant Stock Options Mgmt For Against Against 25 Authority to Issue Restricted Shares Mgmt For Against Against 26 Authority to Issue Warrants to Mgmt For Against Against Employees and Executives 27 Authority to Carry Out Formalities Mgmt For For For 28 Non-Voting Meeting Note N/A N/A N/A N/A
Challenger Financial Services Group Ticker Security ID: Meeting Date Meeting Status CINS Q22685103 11/12/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Peter Polson Mgmt For For For 3 Re-elect Leon Zwier Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For
Champion Technology Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G2033C194 11/27/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Paul KAN Man Lok Mgmt For For For 5 Elect LAI Yat Kwong Mgmt For For For 6 Elect Frank Bleackley Mgmt For For For 7 Elect LEE Chi Wah Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Amendments to Articles Mgmt For For For
China Construction Bank Ticker Security ID: Meeting Date Meeting Status CINS Y1397N101 06/24/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Type and Nominal Value Mgmt For For For 3 Proportion and Number of Shares Mgmt For For For 4 Subscription Price Mgmt For For For 5 Target Subscribers Mgmt For For For 6 Use of Proceeds Mgmt For For For 7 Arrangement for Accumulated Mgmt For For For Undistributed Profits 8 Effective Period of Resolution Mgmt For For For
China Construction Bank Ticker Security ID: Meeting Date Meeting Status CINS Y1397N101 06/24/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Final Financial Accounts Mgmt For For For 4 Fixed Assets Investment Budget Mgmt For For For 5 Profit Distribution Plan Mgmt For For For 6 Fees of Directors and Supervisors Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Type and Nominal Value Mgmt For For For 9 Proportion and Number of Shares Mgmt For For For 10 Subscription Price Mgmt For For For 11 Target Subscribers Mgmt For For For 12 Use of Proceeds Mgmt For For For 13 Arrangement for Accumulated Mgmt For For For Undistributed Profits 14 Effective Period of Resolution Mgmt For For For 15 Authorizations for Rights Issue Mgmt For For For 16 Feasibility Report on Use of Proceeds Mgmt For For For 17 Report on Use of Proceeds from Mgmt For For For Previous A Share Issue 18 Mid-term Plan of Capital Management Mgmt For For For 19 Elect GUO Shuqing Mgmt For For For 20 Elect ZHANG Jianguo Mgmt For For For 21 Elect Peter Levene Mgmt For For For 22 Elect Jenny Shipley Mgmt For For For 23 Elect Elaine La Roche Mgmt For For For 24 Elect WONG Kai-Man Mgmt For For For 25 Elect Sue YANG Mgmt For For For 26 Elect Joseph YAM Chi Kwong Mgmt For For For 27 Elect ZHAO Xijun Mgmt For For For 28 Elect XIE Duyang Mgmt For For For 29 Elect LIU Jin Mgmt For For For 30 Elect GUO Feng Mgmt For For For 31 Elect DAI Deming Mgmt For For For 32 Elect SONG Fengming Mgmt For For For 33 Elect ZHU Xiaohuang Mgmt For For For 34 Elect WANG Shumin Mgmt For For For 35 Elect WANG Yong Mgmt For For For 36 Elect LI Xiaoling Mgmt For For For 37 Elect ZHU Zhenmin Mgmt For For For 38 Elect LU Xiaoma Mgmt For For For 39 Elect CHEN Yuanling Mgmt For For For 40 Other Business Mgmt For Against Against 41 Non-Voting Meeting Note N/A N/A N/A N/A
CHINA DONGXIANG (GROUP) CO LTD Ticker Security ID: Meeting Date Meeting Status CINS G2112Y109 09/25/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Joint Venture Agreement Mgmt For For For 3 New Framework Agreement Mgmt For For For 4 Annual Caps Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
CHINA HONGXING SPORTS LTD Ticker Security ID: Meeting Date Meeting Status CINS G2154D112 04/29/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect WU Rongguang Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares at Discount Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Grant Awards and Issue Mgmt For For For Shares under the China Hongxing Employees Share Option Scheme 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
CHINA PETROLEUM & CHEMICAL CORPORATION Ticker Security ID: Meeting Date Meeting Status SNP CUSIP9 16941R108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Surplus Common Reserve Mgmt For For For Funds 5 Allocation of Final Dividends Mgmt For For For 6 Authority to Declare Interim Mgmt For For For Dividends 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Approval of the Acquisition and Mgmt For For For Connected Transactions 9 Authority to Issue Debt Instruments Mgmt For For For 10 Type of Securities to be Issued Mgmt For For For 11 Issuance Size Mgmt For For For 12 Nominal Value and Issue Price Mgmt For For For 13 Term Mgmt For For For 14 Interest Rate Mgmt For For For 15 Method and Timing of Interest Payment Mgmt For For For 16 Conversion Period Mgmt For For For 17 Determination and Adjustment of Mgmt For For For Conversion Price 18 Downward Adjustment to Conversion Mgmt For For For Price 19 Conversion Method of Fractional Share Mgmt For For For 20 Terms of Redemption Mgmt For For For 21 Terms of Sale Back Mgmt For For For 22 Dividend Rights of the Year of Mgmt For For For Conversion 23 Method of Issuance and Target Mgmt For For For Subscribers 24 Subscription Arrangement for Mgmt For For For Existing Shareholders 25 CB Holders and Bondholder Meetings Mgmt For For For 26 Use of Proceeds from the Issuance of Mgmt For For For the Convertible Bonds 27 Guarantee Mgmt For For For 28 Validity Period Mgmt For For For 29 Authorization Mgmt For For For 30 Feasibility Analysis Report Mgmt For For For 31 Report on the Use of Proceeds from Mgmt For For For Last Issuance of Securities 32 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
China Shanshui Cement Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G2116M101 05/19/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YU Yuchuan Mgmt For For For 6 Elect Homer SUN Mgmt For For For 7 Elect SUN Jianguo Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Amendments to the appointment of new Mgmt For For For Directors by special resolution 13 Amendments to the maximum and Mgmt For For For minimum number of Directors 14 Amendments to the establisment of Mgmt For For For Executive Committee and Nomination Committee 15 Amendments to the terms of the Mgmt For For For Chairman and Vice-Chairman 16 Amendments to the Notice of Board Mgmt For For For meeting
China Shanshui Cement Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G2116M101 09/02/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against
China Shipping Development Co Ltd Ticker Security ID: Meeting Date Meeting Status ISIN CNE1000002S8 12/22/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 New Services Agreement Mgmt For For For 2 Financial Services Framework Mgmt For For For Agreement
Chiyoda Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J06342109 05/20/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For
Chubu Shiryo Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J06678106 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hiroshi Hirano Mgmt For For For 3 Elect Masao Hisamitsu Mgmt For For For 4 Elect Hiroshi Nishimura Mgmt For For For 5 Elect Kyoichi Fujita Mgmt For For For 6 Elect Kenji Makita Mgmt For For For 7 Elect Takafumi Itoh Mgmt For For For 8 Elect Masahiko Kawakami Mgmt For For For 9 Elect Harunobu Hirano Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditors
Chubu Steel Plate Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J06720106 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tohru Takeda Mgmt For For For 3 Elect Kumio Shigematsu Mgmt For For For 4 Elect Hiromi Fujikawa Mgmt For For For 5 Elect Toshio Tanaka Mgmt For For For 6 Elect Zenji Kajita Mgmt For For For 7 Elect Kikuo Kawawaki Mgmt For For For 8 Renewal of Takeover Defense Plan Mgmt For Against Against
Chudenko Corporation Ticker Security ID: Meeting Date Meeting Status CINS J07056104 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tatsuji Akamaru Mgmt For For For 3 Elect Masahiro Akiyama Mgmt For For For 4 Elect Setsuo Ajimura Mgmt For For For 5 Elect Yukio Une Mgmt For For For 6 Elect Hiroo Katoh Mgmt For For For 7 Elect Yoshiaki Katoh Mgmt For For For 8 Elect Takayuki Kanayama Mgmt For For For 9 Elect Yoshinori Sanada Mgmt For For For 10 Elect Toshiaki Norimune Mgmt For For For 11 Elect Shosuke Fujimoto Mgmt For For For 12 Elect Yoshihisa Hosokawa Mgmt For For For 13 Elect Masahiro Hosoda Mgmt For For For 14 Elect Kenichi Mine Mgmt For For For 15 Retirement Allowances for Directors Mgmt For For For 16 Bonus Mgmt For Against Against
Chugoku Marine Paints Limited Ticker Security ID: Meeting Date Meeting Status CINS J07182116 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Election of Alternate Statutory Mgmt For For For Auditors
Churchill Corp. Ticker Security ID: Meeting Date Meeting Status CUUHF CUSIP9 17143D103 05/20/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect Albrecht Bellstedt Mgmt For For For 2.2 Elect Wendy Hanrahan Mgmt For For For 2.3 Elect James Houck Mgmt For For For 2.4 Elect Harry King Mgmt For For For 2.5 Elect Carmen Loberg Mgmt For For For 2.6 Elect Allister McPherson Mgmt For For For 2.7 Elect Henry Reid Mgmt For For For 2.8 Elect Ian Reid Mgmt For For For 2.9 Elect George Schneider Mgmt For For For 2.10 Elect Brian Tod Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Stock Option Plan Renewal Mgmt For For For 5 Shareholder Rights Plan Mgmt For For For
CIELO S A Ticker Security ID: Meeting Date Meeting Status CINS P2859E100 04/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capitalization of Reserves Mgmt For For For 4 Reconciliation of Share Capital Mgmt For For For 5 Amend Directors' Term Length Mgmt For Against Against 6 Amend Executives' Term Length Mgmt For For For 7 Amendments to Articles Mgmt For Against Against 8 Amendments to Articles Mgmt For For For
CIELO S A Ticker Security ID: Meeting Date Meeting Status CINS P2859E100 04/30/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profit/Dividends Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For For For
CIMB GROUP HOLDINGS BHD Ticker Security ID: Meeting Date Meeting Status CINS Y1636J101 05/07/2010 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Syed Muhamad Syed Abdul Kadir Mgmt For For For 3 Elect Robert CHEIM Dau Meng Mgmt For For For 4 Elect Cezar Peralta Consing Mgmt For For For 5 Elect Glenn Muhammad Surya Yusuf Mgmt For For For 6 Elect Watanan Petersik Mgmt For For For 7 Elect Haidar Mohamed Nor Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A
CIMB GROUP HOLDINGS BHD Ticker Security ID: Meeting Date Meeting Status CINS Y1636J101 05/07/2010 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Dual Listing of Shares Mgmt For For For 2 Bonus Share Issuance Mgmt For For For 3 Increase in Authorized Capital Mgmt For For For 4 Amendments to Memorandum Mgmt For For For 5 Amendments to Articles Mgmt For For For
Circle K Sunkus Ticker Security ID: Meeting Date Meeting Status CINS J0812E107 05/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kiyoshi Hijikata Mgmt For For For 3 Elect Motohiko Nakamura Mgmt For For For 4 Elect Kazuo Takahashi Mgmt For For For 5 Elect Katsumi Yamada Mgmt For For For 6 Elect Toshitaka Yamaguchi Mgmt For For For 7 Elect Jun Takahashi Mgmt For For For 8 Elect Kohji Sasaki Mgmt For For For
CJ CORPORATION Ticker Security ID: Meeting Date Meeting Status CINS Y1848L118 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors (Slate) Mgmt For For For 4 Election of Audit Committee Members Mgmt For For For (Slate) 5 Directors' Fees Mgmt For For For 6 Amendments to Articles Mgmt For For For
Clariant Ticker Security ID: Meeting Date Meeting Status CINS H14843165 03/29/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Amend Article 4 Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A 8 Elect Peter Chen Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A
Clear Media Limited Ticker Security ID: Meeting Date Meeting Status CINS G21990109 03/03/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Framework Agreement Mgmt For For For 3 Approve Assignment under Framework Mgmt For For For Agreement 4 Non-Voting Meeting Note N/A N/A N/A N/A
Clear Media Limited Ticker Security ID: Meeting Date Meeting Status CINS G21990109 05/19/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Elect Jonathan Bevan Mgmt For For For 6 Elect TEO Hong Kiong Mgmt For For For 7 Elect ZHANG Huai Jun Mgmt For For For 8 Elect WANG Shou Zhi Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
CNOOC LIMITED Ticker Security ID: Meeting Date Meeting Status CINS Y1662W117 05/20/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Aloysius TSE Hau Yin Mgmt For For For 4 Elect ZHOU Shouwei Mgmt For For For 5 Elect YANG Hua Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Elect CHIU Sung Hong; Director's Fee Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
Coastal Greenland Limited Ticker Security ID: Meeting Date Meeting Status CINS G2239B123 03/22/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A
Coca-Cola Amatil Limited Ticker Security ID: Meeting Date Meeting Status CINS Q2594P146 05/14/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Jillian Broadbent Mgmt For For For 5 Re-elect Geoffrey Kelly Mgmt For For For 6 Elect Martin Jansen Mgmt For For For 7 Equity Grant (Group MD Terry Davis) Mgmt For For For
Coffey International Ticker Security ID: Meeting Date Meeting Status CINS Q2600A109 11/26/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt Abstain For Against 3 Remuneration Report Mgmt For Against Against 4 Elect John Mulcahy Mgmt For For For 5 Re-elect Stephen Williams Mgmt For For For 6 Equity Grant (MD Roger Olds) Mgmt For For For 7 Equity Grant (Former Executive Mgmt For For For Director Glen Simpson)
COMPANHIA BRASILEIRA DE MEIOS DE PAGAMENTO, SAO PA Ticker Security ID: Meeting Date Meeting Status CINS P3063Y106 12/14/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Company Name Mgmt For For For 3 Election of Supervisory Council Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
COMPANIA DE MINAS BUENAVENTURA SA Ticker Security ID: Meeting Date Meeting Status BVN CUSIP9 204448104 03/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For
COMPANIA DE MINAS BUENAVENTURA SA Ticker Security ID: Meeting Date Meeting Status BVN CUSIP 204448 10/12/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For
Compania Energetica De Minas Gerais SA Ticker Security ID: Meeting Date Meeting Status CINS P2577R110 04/29/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Supervisory Council; Fees Mgmt For For For
Compania Energetica De Minas Gerais SA Ticker Security ID: Meeting Date Meeting Status CINS P2577R110 12/10/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Approval of Changes to the Mgmt For Against Against Composition of the Board 5 Non-Voting Agenda Item N/A N/A N/A N/A
Compass Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G23296182 02/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Don Robert Mgmt For For For 5 Elect Gary Green Mgmt For For For 6 Elect Sir Ian Robinson Mgmt For For For 7 Elect Steve Lucas Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Long Term Incentive Plan 2010 Mgmt For For For 14 Share Option Plan 2010 Mgmt For For For 15 EU Political Donations Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Comsys Holdings Corp. Ticker Security ID: Meeting Date Meeting Status CINS J5890P106 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hajime Takashima Mgmt For For For 4 Elect Youji Oku Mgmt For For For 5 Elect Hidetoshi Miura Mgmt For For For 6 Elect Yoneki Tahara Mgmt For For For 7 Elect Kunio Ushioda Mgmt For For For 8 Elect Yoshihiro Mimata Mgmt For For For 9 Elect Hirofumi Yamasaki Mgmt For For For 10 Elect Akio Ogawa Mgmt For For For 11 Elect Ryuji Nakajima Mgmt For For For 12 Elect Mitsuhiro Watanabe Mgmt For For For 13 Elect Masahiro Takeshita Mgmt For For For 14 Elect Kichiroh Akino Mgmt For For For
Cosco Pacific Limited Ticker Security ID: Meeting Date Meeting Status CINS G2442N104 01/07/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 COSCON Shipping Services Master Mgmt For For For Agreement 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Florens-COSCON Container Related Mgmt For For For Services and Purchase of Materials Master Agreement 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Cosco Pacific Limited Ticker Security ID: Meeting Date Meeting Status CINS G2442N104 10/08/2009 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval Sale Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
Cott Corp. Ticker Security ID: Meeting Date Meeting Status COT CUSIP9 22163N106 05/04/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Benadiba Mgmt For For For 1.2 Elect George Burnett Mgmt For For For 1.3 Elect Jerry Fowden Mgmt For For For 1.4 Elect David Gibbons Mgmt For For For 1.5 Elect Stephen Halperin Mgmt For For For 1.6 Elect Betty Hess Mgmt For For For 1.7 Elect Gregory Monahan Mgmt For For For 1.8 Elect Mario Pilozzi Mgmt For For For 1.9 Elect Andrew Prozes Mgmt For For For 1.10 Elect Eric Rosenfeld Mgmt For For For 1.11 Elect Graham Savage Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Equity Incentive Plan Mgmt For For For
Credit Saison Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J7007M109 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Hiroshi Rinno Mgmt For For For 5 Elect Teruyuki Maekawa Mgmt For For For 6 Elect Toshiharu Yamamoto Mgmt For For For 7 Elect Naoki Takahashi Mgmt For For For 8 Elect Hidetoshi Suzuki Mgmt For For For 9 Elect Haruhisa Kaneko Mgmt For For For 10 Elect Takayoshi Yamaji Mgmt For For For 11 Elect Hiroshi Yamamoto Mgmt For For For 12 Elect Junji Kakushoh Mgmt For For For 13 Elect Masahiro Yamashita Mgmt For For For 14 Elect Kazuhiro Hirase Mgmt For For For 15 Elect Sadamu Shimizu Mgmt For For For 16 Elect Akihiro Matsuda Mgmt For For For 17 Elect Yoshiroh Yamamoto Mgmt For For For
CRH PLC Ticker Security ID: Meeting Date Meeting Status CINS G25508105 05/05/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Utz-Hellmuth Felcht Mgmt For For For 5 Elect Daniel O'Connor Mgmt For For For 6 Elect Liam O'Mahony Mgmt For For For 7 Elect John Kennedy Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Reissue Treasury Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Share Option Scheme Mgmt For For For 14 Savings-related Share Option Schemes Mgmt For For For 15 Adoption of New Articles Mgmt For For For
Croda International PLC Ticker Security ID: Meeting Date Meeting Status CINS G25536106 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Nigel Turner Mgmt For For For 5 Elect Mike Humphrey Mgmt For For For 6 Elect Sean Christie Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Adoption of New Articles Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Crompton Greaves Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1788L144 02/24/2010 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase in Authorized Capital Mgmt For For For 2 Bonus Share Issuance Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
CSM NV Ticker Security ID: Meeting Date Meeting Status CINS N2366U201 04/29/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect N.J.M Kramer Mgmt For For For 11 Amendment of the Compensation Policy Mgmt For For For 12 Elect R.H.P. Markham Mgmt For For For 13 Supervisory Board Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Cumulative Mgmt For For For Preferred Shares 17 Authority to Repurchase Shares Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A
CSR PLC Ticker Security ID: Meeting Date Meeting Status CINS G1790J103 05/19/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Ron Mackintosh Mgmt For Against Against 4 Elect Sergio Giacoletto-Roggio Mgmt For For For 5 Elect Kanwar Chadha Mgmt For Against Against 6 Elect Diosdado Banatao Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authorization of Political Donations Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Adoption of New Articles Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Dabur India Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1855D140 02/01/2010 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
Dabur India Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1855D140 07/15/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Vijay Natarajasarma Mgmt For For For Pattamadai 4 Re-elect Subbaraman Narayan Mgmt For For For 5 Re-elect Sunil Duggal Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect Albert Paterson Mgmt For For For 8 Elect Analjit Singh Mgmt For For For 9 Amendment to Compensation of Pradip Mgmt For For For Burman 10 Amendment to Compensation of Amit Mgmt For For For Burman 11 Amendment to Compensation of Chetan Mgmt For For For Burman 12 Appointment of Aditya Burman as a Mgmt For For For Wholetime Director of a Subsidiary; Approval of Compensation 13 Amendment to Compensation of Mohit Mgmt For For For Burman 14 Amendment to Compensation of Mgmt For For For Sidharth Burman 15 Amendment to Compensation of Gaurav Mgmt For For For Burman 16 Amendment to the Employee STock Mgmt For For For Option Scheme 17 Amendment to Corporate Purpose Mgmt For For For
Daegu Bank The Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1859G115 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect JANG Ik Hyun Mgmt For For For 5 Election of Audit Committee Member: Mgmt For For For JANG Ik Hyun
DAEHAN FLOUR MILLS CO LTD Ticker Security ID: Meeting Date Meeting Status CINS Y18601107 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors (Slate) Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
Daesang Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y7675E101 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors (Slate) Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Corporate Auditor's Fees Mgmt For For For
Dah Sing Finance Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Y19182107 05/28/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Kunio Suzuki Mgmt For Against Against 5 Elect Tatsuo Tanaka Mgmt For Against Against 6 Elect Eiichi Yoshikawa Mgmt For Against Against 7 Elect David WONG Shou-Yeh Mgmt For For For 8 Elect Robert SZE Tsai-To Mgmt For For For 9 Elect Peter Birch Mgmt For For For 10 Elect Robert SZE Tsai-To Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Daiei Inc Ticker Security ID: Meeting Date Meeting Status CINS J08946196 05/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Yoshiharu Kawato Mgmt For For For 2 Elect Michio Kuwahara Mgmt For For For 3 Elect Kohji Yamazaki Mgmt For For For 4 Elect Akinori Yamashita Mgmt For For For 5 Elect Tatsumichi Ishimura Mgmt For For For 6 Elect Toshio Kawamoto Mgmt For For For 7 Elect Hideaki Shiraishi Mgmt For For For 8 Elect Toshio Tamamushi Mgmt For For For 9 Elect Kazuhide Uyama Mgmt For For For 10 Elect Michihiko Ohta Mgmt For For For
Daiichi Sankyo Company Ticker Security ID: Meeting Date Meeting Status CINS J11257102 06/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Hitoshi Matsuda Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Takashi Okimoto Mgmt For For For 8 Elect Johshi Nakayama Mgmt For For For 9 Elect Kazunori Hirokawa Mgmt For For For 10 Elect Hiroshi Hirabayashi Mgmt For For For 11 Elect Kunio Ishihara Mgmt For For For 12 Elect Yuhichiroh Anzai Mgmt For For For 13 Elect Akio Yamada Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor 16 Bonus Mgmt For For For
Daiichikosho Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J0962F102 06/27/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yasuhito Watanabe Mgmt For For For 3 Elect Fumihito Ishizaka Mgmt For For For 4 Retirement Allowances for Statutory Mgmt For Against Against Auditors
Daimlerchrysler AG Ticker Security ID: Meeting Date Meeting Status CINS D1668R123 04/14/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Compensation Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 10 Elect Paul Achleitner Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments 14 Non-Voting Meeting Note N/A N/A N/A N/A
Daito Trust Construction Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS J11151107 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shuichi Nakata Mgmt For For For 4 Elect Hiroshi Kawaguchi Mgmt For For For
DAPHNE INTL HLDGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G2830J103 05/19/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect HUANG Shun-Tsai Mgmt For For For 6 Elect KUO Jung-Cheng Mgmt For For For 7 Elect CHANG Chih-Chiao Mgmt For For For 8 Elect MA Xuezheng Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For
Dassault Systemes SA Ticker Security ID: Meeting Date Meeting Status CINS F2457H100 05/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Charles Edelstenne Mgmt For For For 9 Elect Bernard Charles Mgmt For For For 10 Elect Thibault de Tersant Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 13 Appointment of Alternate Auditor Mgmt For For For (Auditex) 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares and Mgmt For For For Reduce Capital 16 Amendments Regarding Chairman Age Mgmt For For For Limit 17 Amendments Regarding Share Ownership Mgmt For For For Notification 18 Authority to Issue Restricted Shares Mgmt For Against Against 19 Authority to Grant Stock Options Mgmt For Against Against 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 21 Authority to Carry Out Formalities Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
DCM Japan Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J12549101 05/27/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Takahiro Ohgame Mgmt For For For 4 Elect Toshihiro Hisada Mgmt For For For 5 Elect Yasuhiro Ishiguro Mgmt For For For 6 Elect Junichiroh Kagami Mgmt For For For 7 Elect Kazuhiko Takeuchi Mgmt For For For 8 Elect Kenji Shibata Mgmt For For For 9 Elect Ichiroh Satoh Mgmt For For For 10 Elect Yoshiyuki Toyoda Mgmt For For For 11 Elect Yasunori Ishiguro Mgmt For For For 12 Elect Fuyuhiko Nagano Mgmt For For For 13 Elect Tomochika Iwashita Mgmt For For For 14 Elect Nobuichi Matsushita Mgmt For For For 15 Elect Yoshihiro Maki Mgmt For For For 16 Elect Masaaki Kondoh Mgmt For For For 17 Elect Masamichi Kondoh Mgmt For For For 18 Election of Alternate Statutory Mgmt For For For Auditor
DE SAMMENSLUTTEDE VOGNMAEND AF 13.7.1976 AS DSV Ticker Security ID: Meeting Date Meeting Status CINS K3013J154 03/26/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors and Mgmt For For For the Executive Board 4 Accounts and Reports; Directors' Fees Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Kurt Larsen Mgmt For For For 7 Elect Erik Pedersen Mgmt For For For 8 Elect Per Skov Mgmt For For For 9 Elect Kaj Christiansen Mgmt For For For 10 Elect Annette Sadolin Mgmt For For For 11 Elect Birgit Norgaard Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Convertible Debt Mgmt For For For Instruments and Warrants 15 Compensation Guidelines Mgmt For For For 16 Amendments to Articles Regarding Mgmt For For For Companies Act 17 Amendments to Articles Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
Delhaize SA Ticker Security ID: Meeting Date Meeting Status CINS B33432129 05/27/2010 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Annual Accounts; Allocation of Mgmt For TNA N/A Profits/Dividend 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Statutory Auditor's Mgmt For TNA N/A Acts 9 Elect Richard Goblet d'Alviella Mgmt For TNA N/A 10 Elect Robert Murray Mgmt For TNA N/A 11 Elect Jack Stahl Mgmt For TNA N/A 12 Ratification of the Independence of Mgmt For TNA N/A Jack L. Stahl 13 Approval of Change in Control Clause Mgmt For TNA N/A (Credit Agreement) 14 Approval of Change in Control Clause Mgmt For TNA N/A (Bonds) 15 Non-Voting Agenda Item N/A N/A TNA N/A
Delta Electronic Industrial Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y20263102 06/15/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Amendments to Procedural Rules of Mgmt For For For Capital Loans 8 Amendments to Procedural Rules of Mgmt For For For Endorsements/Guarantees 9 Amendments to Articles Mgmt For For For 10 Non-Compete Restrictions for Mgmt For For For Directors 11 Extraordinary motions Mgmt For Against Against 12 Non-Voting Meeting Note N/A N/A N/A N/A
Delta Electronic Industrial Co Ltd Ticker Security ID: Meeting Date Meeting Status ISIN TW0002308004 12/18/2009 Voted Meeting Type Country of Trade Special Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Acquisition Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Deutsche Boerse AG Ticker Security ID: Meeting Date Meeting Status CINS D1882G119 05/27/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Increase in Authorized Capital II Mgmt For For For 9 Increase in Authorized Capital III Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Intra-company Contract Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Appointment of Auditor Mgmt For For For
Deutsche Post AG Ticker Security ID: Meeting Date Meeting Status CINS D19225107 04/28/2010 Take No Action Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Management Board Acts Mgmt For TNA N/A 6 Ratification of Supervisory Board Mgmt For TNA N/A Acts 7 Appointment of Auditor Mgmt For TNA N/A 8 Authority to Repurchase Shares Mgmt For TNA N/A 9 Authority to Repurchase Shares Using Mgmt For TNA N/A Equity Derivatives 10 Compensation Policy Mgmt For TNA N/A 11 Elect Roland Oetker Mgmt For TNA N/A 12 Supervisory Board Members' Fees Mgmt For TNA N/A 13 Amendments to Articles Mgmt For TNA N/A 14 Non-Voting Meeting Note N/A N/A TNA N/A
Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status CINS D2035M136 05/03/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Postponement of the Ratification of Mgmt For For For the Acts of Klaus Zumwinkel 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For Against Against 9 Appointment of Auditors Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Wulf Bernotat Mgmt For For For 12 Elect Ulrich Middelmann Mgmt For For For 13 Intra-company Control Agreement Mgmt For For For 14 Intra-company Control Agreement Mgmt For For For 15 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 16 Supervisory Board Members' Fees Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendments to Articles Mgmt For For For 20 Amendments to Articles Mgmt For For For 21 Amendments to Articles Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
Diploma PLC Ticker Security ID: Meeting Date Meeting Status CINS G27664112 01/13/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect John Matthews Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Directors' Remuneration Report Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Adoption of New Articles Mgmt For For For 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Dongbu Hannong Che Ticker Security ID: Meeting Date Meeting Status CINS Y3062U105 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Election of Audit Committee Members Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For 7 Spin-off Mgmt For For For
DONGFENG MOTOR GROUP COMPANY LTD Ticker Security ID: Meeting Date Meeting Status CINS Y21042109 06/18/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Distribute Interim Mgmt For For For Dividend 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' and Supervisors' Fees Mgmt For For For 10 Authority to Issue Domestic and H Mgmt For For For Shares w/o Preemptive Rights
DONGYANG ELCTRIC MACHINERY CO LTD Ticker Security ID: Meeting Date Meeting Status CINS Y2099Z103 03/12/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Election of Corporate Auditor Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Corporate Auditor's Fees Mgmt For For For
Doosan Infracore Company Limited Ticker Security ID: Meeting Date Meeting Status cins Y2102E105 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Article Mgmt For For For 4 Elect KIM Kil Won Mgmt For For For 5 Election of Audit Committee Members Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For 7 Share Option Grants Mgmt For For For
Draegerwerk AG Ticker Security ID: Meeting Date Meeting Status CINS D22938118 05/07/2010 Unvoted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A
Draegerwerk AG Ticker Security ID: Meeting Date Meeting Status CINS D22938118 05/07/2010 Voted Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Authority to Issue Convertible Debt Mgmt For For For Bonds; Increase in Conditional Capital
Draka Holding NV Ticker Security ID: Meeting Date Meeting Status CINS N2771R199 10/22/2009 Take No Action Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A TNA N/A 2 Issuance of Shares to Flint Beheer BV Mgmt For TNA N/A 3 Authority to Issue Preferred Shares Mgmt For TNA N/A 4 Authority to Issue Shares w/ Mgmt For TNA N/A Preemptive Rights 5 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A
DTS Corp. Ticker Security ID: Meeting Date Meeting Status CINS J11907102 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Minoru Takeuchi Mgmt For For For 3 Elect Haruki Nakamura Mgmt For For For 4 Bonus Mgmt For For For 5 Renewal of Takeover Defense Plan Mgmt For Against Against
Dundee Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status DUNTF CUSIP9 265270207 05/06/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Dundee Wealth Management Inc Ticker Security ID: Meeting Date Meeting Status DDWMF CUSIP9 265312108 05/26/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Share Incentive Plans Mgmt For For For Regarding Blackout Period
Eads Ticker Security ID: Meeting Date Meeting Status CINS F17114103 06/01/2010 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Corporate Governance Report Mgmt Abstain TNA N/A 4 Reserves and Dividend Policy Mgmt Abstain TNA N/A 5 Report of the Board of Directors Mgmt Abstain TNA N/A 6 Discussion of Agenda Items Mgmt Abstain TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Approval of Compensation Policy; Mgmt For TNA N/A Directors' Fees 13 Authority to Repurchase Shares Mgmt For TNA N/A 14 Non-Voting Agenda Item N/A N/A TNA N/A 15 Non-Voting Meeting Note N/A N/A TNA N/A 16 Non-Voting Meeting Note N/A N/A TNA N/A
East Japan Railway Company Ticker Security ID: Meeting Date Meeting Status CINS J1257M109 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Mutsutake Ohtsuka Mgmt For For For 5 Elect Yoshio Ishida Mgmt For For For 6 Elect Satoshi Seino Mgmt For For For 7 Elect Tetsuroh Tomita Mgmt For For For 8 Elect Masaki Ogata Mgmt For For For 9 Elect Yoshiaki Arai Mgmt For For For 10 Elect Tsugio Sekiji Mgmt For For For 11 Elect Yohichi Minami Mgmt For For For 12 Elect Tohru Ohwada Mgmt For For For 13 Elect Yuhji Fukasawa Mgmt For For For 14 Elect Yasuo Hayashi Mgmt For For For 15 Elect Shigeru Tanabe Mgmt For For For 16 Elect Shinichiroh Kamada Mgmt For For For 17 Elect Yoshitaka Taura Mgmt For For For 18 Elect Naomichi Yagishita Mgmt For For For 19 Elect Naoto Miyashita Mgmt For For For 20 Elect Yuhji Morimoto Mgmt For For For 21 Elect Osamu Kawanobe Mgmt For For For 22 Elect Toshiroh Ichinose Mgmt For For For 23 Elect Masayuki Satomi Mgmt For For For 24 Elect Kimio Shimizu Mgmt For For For 25 Elect Tsukasa Haraguchi Mgmt For For For 26 Elect Tadami Tsuchiya Mgmt For For For 27 Elect Yasuyoshi Umehara Mgmt For For For 28 Elect Takeshi Sasaki Mgmt For For For 29 Elect Tomokazu Hamaguchi Mgmt For For For 30 Bonus Mgmt For Against Against 31 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation Disclosure of Directors 32 Shareholder Proposal Regarding ShrHoldr Against Against For Appointment and Compensation Disclosure of Advisors 33 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of Mutsutake Ohtsuka 34 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of Satoshi Seino 35 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of Masaki Ogata 36 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of Tohru Ohwada 37 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of Yuji Fukasawa 38 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of Yasuo Hayashi 39 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of Yuji Morimoto 40 Shareholder Proposal Regarding ShrHoldr Against Against For Election of Dissident Sumiyoshi Serizawa 41 Shareholder Proposal Regarding ShrHoldr Against Against For Election of Dissident Fusao Shimoyama 42 Shareholder Proposal Regarding ShrHoldr Against Against For Election of Dissident Makoto Sataka 43 Shareholder Proposal Regarding ShrHoldr Against Against For Election of Dissident Hisamasa Nihei 44 Shareholder Proposal Regarding ShrHoldr Against Against For Election of Dissident Yoshinori Takahashi 45 Shareholder Proposal Regarding ShrHoldr Against Against For Change in Executive Compensation 46 Shareholder Proposal Regarding ShrHoldr Against Against For Redistribution of Profits 47 Shareholder Proposal Regarding ShrHoldr Against Against For Redistribution of Profits 48 Shareholder Proposal Regarding ShrHoldr Against Against For Redistribution of Profits
Easyjet PLC Ticker Security ID: Meeting Date Meeting Status CINS G2915P107 02/18/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Keith Hammil Mgmt For For For 4 Elect Sir Michael Rake Mgmt For For For 5 Elect Robert Rothenberg Mgmt For For For 6 Elect Sir David Michels Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Adoption of New Articles Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 16 Adoption of New Articles Mgmt For For For
EDF Ticker Security ID: Meeting Date Meeting Status CINS F2940H113 11/05/2009 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Regarding Mgmt For For For Stock Dividend 4 Elect Bruno Lafont Mgmt For For For 5 Elect Henri Proglio Mgmt For Against Against 6 Elect Mirelle Faugere Mgmt For Against Against 7 Elect Philippe Crouzet Mgmt For For For 8 Elect Lord Michael Jay of Ewelme Mgmt For For For 9 Elect Pierre Mariani Mgmt For For For 10 Forms of Dividend Payment Mgmt For For For 11 Authority to Carry out Formalities Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Edion Corp. Ticker Security ID: Meeting Date Meeting Status CINS J1266Z109 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Absorption of Subsidiaries Mgmt For For For 3 Elect Masataka Kubo Mgmt For For For 4 Elect Shohichi Okajima Mgmt For For For 5 Elect Kazutoshi Tomonori Mgmt For For For 6 Elect Makoto Fujikawa Mgmt For For For 7 Elect Yuji Nakaguchi Mgmt For For For 8 Elect Seiichi Funamori Mgmt For For For 9 Elect Hirohisa Katoh Mgmt For For For 10 Elect Kohji Matsuda Mgmt For For For 11 Elect Yuji Asada Mgmt For For For 12 Elect Masayuki Umehara Mgmt For For For 13 Elect Norio Yamasaki Mgmt For For For 14 Elect Yasuo Matsuyama Mgmt For For For 15 Elect Takashi Yuyama Mgmt For For For 16 Elect Keiji Takahashi Mgmt For For For 17 Elect Masahiro Sasaki Mgmt For For For 18 Elect Takenori Isoh Mgmt For For For 19 Election of Alternate Statutory Mgmt For For For Auditors 20 Directors' Fees Mgmt For For For
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y22514114 03/15/2010 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Preferred Shares Mgmt For For For 3 Employee Stock Option Scheme 2010 Mgmt For For For 4 Employee Stock Option Scheme 2010 Mgmt For For For for Subsidiaries 5 Authority to Give Guarantees and Mgmt For For For Make Investments 6 Authority to Give Guarantees and Mgmt For For For Make Investments 7 Amendment to Compensation of Jagdish Mgmt For For For Prakash 8 Reappointment of Jagdish Prakash as Mgmt For For For Wholetime Director
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y22514106 09/26/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Sankalp Srivastava Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Reappointment of Shantanu Prakash as Mgmt For Against Against Chairman and Managing Director; Approval of Compensation 6 Elect Chayama Chona Mgmt For For For 7 Elect Rajiv Luthra Mgmt For For For 8 Stock Split Mgmt For For For 9 Directors' Commission Mgmt For For For
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status ISIN INE216H01027 12/19/2009 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Borrowing Powers Mgmt For For For 3 Authority to Mortgage Assets Mgmt For For For 4 Authority to Outsource/Transfer Mgmt For For For Smart Class Contracts 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
EFG Holding Company Ticker Security ID: Meeting Date Meeting Status CINS M3047P109 04/11/2010 Take No Action Meeting Type Country of Trade Annual Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Report of the Auditor Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 9 Charitable Donations Mgmt For TNA N/A
EFG Holding Company Ticker Security ID: Meeting Date Meeting Status CINS M3047P109 04/11/2010 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendment to Articles Regarding the Mgmt For TNA N/A Head Office 3 Amendment to Articles Regarding Mgmt For TNA N/A Board Size 4 Amendment to Articles Regarding Mgmt For TNA N/A Future Assembly Meetings 5 Amendment to Articles Regarding Mgmt For TNA N/A Dividends
EISAI COMPANY LIMITED Ticker Security ID: Meeting Date Meeting Status CINS J12852117 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Hiroyuki Mitsui Mgmt For For For 4 Elect Akira Fujiyoshi Mgmt For For For 5 Elect Norio Kanoh Mgmt For For For 6 Elect Norihiko Tanikawa Mgmt For For For 7 Elect Satoru Anzaki Mgmt For For For 8 Elect Junji Miyahara Mgmt For For For 9 Elect Kimitoshi Yabuki Mgmt For For For 10 Elect Christina Ahmadjian Mgmt For For For 11 Elect Tokuji Izumi Mgmt For For For 12 Elect Kohichi Masuda Mgmt For For For 13 Stock Option Plan Mgmt For For For
Elan Corporation PLC Ticker Security ID: Meeting Date Meeting Status CINS G29539106 05/27/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kieran McGowan Mgmt For Against Against 3 Elect Kyran McLaughlin Mgmt For Against Against 4 Elect Dennis Selkoe Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Increase Authorised Mgmt For For For Share Capital 8 Amendments to Articles Regarding Mgmt For For For Authorised Share Capital 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP9 284131208 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kieran McGowan Mgmt For Against Against 3 Elect Kyran McLaughlin Mgmt For Against Against 4 Elect Dennis Selkoe Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Increase Authorised Mgmt For For For Share Capital 8 Amendments to Articles Regarding Mgmt For For For Authorised Share Capital 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131 07/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Shane Cooke Mgmt For For For 3 Elect Lars Ekman Mgmt For For For 4 Elect Gary Kennedy Mgmt For For For 5 Elect Patrick Kennedy Mgmt For For For 6 Elect Kieran McGowan Mgmt For For For 7 Elect G. Kelly Martin Mgmt For For For 8 Elect Kyran McLaughlin Mgmt For For For 9 Elect Donal O'Connor Mgmt For For For 10 Elect Vaughn Bryson Mgmt For For For 11 Elect Richard Pilnik Mgmt For For For 12 Elect Jack Schuler Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Make Electronic Mgmt For For For Communications 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 19 Amendment to Articles Regarding Mgmt For For For Electronic Communication 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Emeco Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Q34648107 11/18/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Robert Bishop Mgmt For For For 4 Re-Elect Peter Johnston Mgmt For For For 5 Remuneration Report Mgmt For For For
Enel Ticker Security ID: Meeting Date Meeting Status CINS T3679P115 04/29/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Election of Statutory Auditors Mgmt For TNA N/A 5 Statutory Auditors' Fees Mgmt For TNA N/A 6 Amendments to Meeting Regulations Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A
Enersis SA Ticker Security ID: Meeting Date Meeting Status ENI CUSIP9 29274F104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors Mgmt For For For 4 Directors' Fees Mgmt For Against Against 5 Directors' Committee Fees and Budget Mgmt For Abstain Against 6 Appointment of Auditor Mgmt For For For 7 Appointment of Account Inspectors Mgmt For Against Against 8 Appointment of Risk Rating Agency Mgmt For Against Against 9 Investment and Finance Policy Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against 11 Authority to Carry Out Formalities Mgmt For For For 12 Amendments to Articles Mgmt For Against Against 13 Authority to Carry Out Formalities Mgmt For For For
ENI Ticker Security ID: Meeting Date Meeting Status CINS T3643A145 04/29/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 6 Amendments to Articles Mgmt For TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A
Enterprise Inns PLC Ticker Security ID: Meeting Date Meeting Status CINS G3070Z153 01/21/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Harding Mgmt For For For 4 Elect Simon Townsend Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Adoption of New Articles Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Equitable Group Inc Ticker Security ID: Meeting Date Meeting Status CUSIP9 294505102 05/17/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Austin Beutel Mgmt For For For 1.2 Elect Eric Beutel Mgmt For For For 1.3 Elect Joseph Dickstein Mgmt For For For 1.4 Elect Eric Kirzner Mgmt For For For 1.5 Elect Andrew Moor Mgmt For For For 1.6 Elect Katherine Rethy Mgmt For For For 1.7 Elect Lionel Robins Mgmt For For For 1.8 Elect Morris Shohet Mgmt For For For 1.9 Elect Michael Shulman Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Esprit Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G3122U145 12/10/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Final Dividends Mgmt For For For 4 Allocation of Special Dividends Mgmt For For For 5 Elect Heinz Jurgen Krogner-Kornalik Mgmt For For For 6 Elect Jurgen Alfred Rudolf Friedrich Mgmt For For For 7 Elect Ronald van der Vis Mgmt For For For 8 Elect CHEW Fook Aun Mgmt For For For 9 Elect Francesco Trapani Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Adoption of New Share Option Scheme Mgmt For For For and Termination of 2001 Share Option Scheme
Essilor International Ticker Security ID: Meeting Date Meeting Status CINS F31668100 05/11/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts 5 Consolidated Accounts and Reports; Mgmt For For For Ratification of Board Acts 6 Allocation of Profits/Dividends Mgmt For For For 7 Severance Package (Hubert Sagnieres) Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Ratification of the Co-option of Yi Mgmt For For For He 10 Elect Xavier Fontanet Mgmt For For For 11 Elect Yves Chevillotte Mgmt For For For 12 Elect Yves Gillet Mgmt For For For 13 Elect Mireille Faugere Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For For For (Employees and Officers) 19 Authority to Grant Restricted Shares Mgmt For For For (Employees and Officers) 20 Global Ceiling on Equity Grants Mgmt For For For 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 22 Authority to Increase Share Issuance Mgmt For For For Limit (Pursuant to Item 18) 23 Authority to Issue Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 24 Authority to Increase Share Issuance Mgmt For For For Limit (Pursuant to Item 20) 25 Authority to Increase Capital Mgmt For For For Through Capitalizations 26 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 27 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 28 Amendments to Articles Regarding Mgmt For For For Board Size 29 Amendments to Articles Mgmt For For For 30 Amendments Regarding Electronic Mgmt For For For Voting 31 Authority to Carry Out Formalities Mgmt For For For
European Home Retail PLC Ticker Security ID: Meeting Date Meeting Status CINS G4581D103 06/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mike Darcey Mgmt For For For 5 Elect Penny Hughes Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authorisation of Political Donations Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Amendment to Performance Share Plan Mgmt For Against Against 18 Adoption of New Articles Mgmt For For For
Evergrande Real Estate Group Ltd Ticker Security ID: Meeting Date Meeting Status CINS G3225A103 05/24/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect LI Gang Mgmt For Against Against 5 Elect Tse Wai Wah Mgmt For Against Against 6 Elect XU Xiangwu Mgmt For Against Against 7 Elect XU Wen Mgmt For Against Against 8 Elect LAI Lixin Mgmt For Against Against 9 Elect HE Miaoling Mgmt For Against Against 10 Elect Lawrence YU Kam Kee Mgmt For Against Against 11 Elect David CHAU Shing Yim Mgmt For For For 12 Elect HE Qi Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Appointment of Auditor and Authority Mgmt For For For to Set Fees 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Issue Repurchased Shares Mgmt For For For
Evraz Group SA Ticker Security ID: Meeting Date Meeting Status CINS 30050A202 05/17/2010 Voted Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Losses Mgmt For For For 4 Presentation of Consolidated Mgmt For For For Accounts and Reports 5 Consolidated Accounts and Reports Mgmt For For For 6 Ratification of Board and Auditors Mgmt For For For Acts 7 Elect Alexander Abramov Mgmt For For For 8 Elect Otari Arshba Mgmt For For For 9 Elect Alexander Frolov Mgmt For For For 10 Elect James Karl Gruber Mgmt For For For 11 Elect Olga Pokrovskaya Mgmt For For For 12 Elect Terry Robinson Mgmt For For For 13 Elect Eugene Tenenbaum Mgmt For For For 14 Elect Eugene Tenenbaum Mgmt For For For 15 Elect Gordon Toll Mgmt For For For 16 Authority not to Reelect Gennady Mgmt For For For Bogolyubov, Philippe Delaunois and James Campbell; Resignation of Bruno Bolfo; Ratification of their Acts 17 Appointment of Statutory Auditor Mgmt For For For (Alexandra Trunova) 18 Appointment of External Auditor Mgmt For For For (Ernst and Young) 19 Directors' Fees Mgmt For For For 20 Compensation of CEO Mgmt For For For 21 Authority to Sign Management Service Mgmt For For For Agreements with Independent Directors
Experian Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G32655105 07/15/2009 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Chris Callero Mgmt For For For 4 Elect John Peace Mgmt For For For 5 Elect Laurence Danon Mgmt For For For 6 Elect Alan Rudge Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
FERREXPO PLC, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G3435Y107 05/27/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Christopher Mawe Mgmt For For For 8 Elect Ihor Mitiukov Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Finmeccanica SpA, Roma Ticker Security ID: Meeting Date Meeting Status CINS T4502J151 04/28/2010 Take No Action Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Mgmt For TNA N/A
Finmeccanica SpA, Roma Ticker Security ID: Meeting Date Meeting Status CINS T4502J151 04/29/2010 Take No Action Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Authority to Set Auditor's Fees Mgmt For TNA N/A 4 Amendment to Meeting Regulations Mgmt For TNA N/A
First Quantum Minerals Limited Ticker Security ID: Meeting Date Meeting Status FQVLF CUSIP9 335934105 05/20/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Pascall Mgmt For For For 1.2 Elect G. Clive Newall Mgmt For For For 1.3 Elect Martin Rowley Mgmt For For For 1.4 Elect Rupert Pennant-Rea Mgmt For For For 1.5 Elect Andrew Adams Mgmt For For For 1.6 Elect Michael Martineau Mgmt For For For 1.7 Elect Peter St George Mgmt For For For 1.8 Elect Paul Brunner Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Flint Energy Services Limited Ticker Security ID: Meeting Date Meeting Status FESVF CUSIP9 339457103 05/10/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
FONCIERE DES MURS Ticker Security ID: Meeting Date Meeting Status CINS F34650105 04/08/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Management Acts 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For Against Against 9 Ratification of the Co-Option of Mgmt For For For Francoise Debrus 10 Appointment of Auditor Mgmt For For For 11 Appointment of Alternate Auditor Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 14 Authority to Cancel Shares and Mgmt For For For Reduce Captial 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
FONCIERE DES REGIONS, METZ Ticker Security ID: Meeting Date Meeting Status CINS F42399109 12/15/2009 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Shares for Contributions Mgmt For For For in Kind (Predica) 4 Approval of the Appraisal of Mgmt For For For Contributions in Kind (Predica) 5 Issuance of Shares for Contributions Mgmt For For For in Kind (Groupama) 6 Approval of the Appraisal of Mgmt For For For Contributions in Kind (Groupama) 7 Authority to Issue Warrants w/ Mgmt For For For Preemptive Rights 8 Authority to Implement Capital Mgmt For For For Authorities; Amendment to Articles 9 Authority to issue Shares and/or Mgmt For For For Convertible Securities under Employee Savings Plan 10 Authority to Carry Out Formalities Mgmt For For For
Forbo Ticker Security ID: Meeting Date Meeting Status CINS H26865214 04/23/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Elect Albert Gnagi Mgmt For TNA N/A 8 Elect Michael Pieper Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 04/09/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Amendment Regarding Change in Mgmt For TNA N/A Company Name 5 Amendment Regarding Issuance of Mgmt For TNA N/A Shares 6 Amend Article 10 Mgmt For TNA N/A 7 Amendment Regarding Disapplication Mgmt For TNA N/A of Preemptive Rights 8 Amendment Regarding Director Mgmt For TNA N/A Compensation 9 Authority to Amend Articles Mgmt For TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 04/12/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Authority to Repurchase Shares Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Amendment Regarding Change in Mgmt For TNA N/A Company Name 7 Amendment Regarding Registered Office Mgmt For TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Increase in Authorized Capital Mgmt For TNA N/A 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Amendment Regarding Authorized Mgmt For TNA N/A Capital 12 Amendment Regarding Director Mgmt For TNA N/A Compensation 13 Amendments Regarding the Form of Mgmt For TNA N/A Shares 14 Amendment Regarding Share Ownership Mgmt For TNA N/A Disclosure 15 Authority to Amend Articles Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Meeting Note N/A N/A TNA N/A
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 04/28/2010 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board Acts (Louis Mgmt For TNA N/A Cheung Chi Yan) 10 Ratification of Board Acts (Philippe Mgmt For TNA N/A Bodson) 11 Ratification of Board Acts (Richard Mgmt For TNA N/A Delbridge) 12 Ratification of Board Acts (Clara Mgmt For TNA N/A Furse) 13 Ratification of Board Acts (Reiner Mgmt For TNA N/A Hagemann) 14 Ratification of Board Acts (Jan Mgmt For TNA N/A Michiel Hessels) 15 Ratification of Board Acts (Jacques Mgmt For TNA N/A Manardo) 16 Ratification of Board Acts (Alois Mgmt For TNA N/A Michielsen) 17 Ratification of Board Acts (Ronald Mgmt For TNA N/A Sandler) 18 Ratification of Board Acts (Rana Mgmt For TNA N/A Talwar) 19 Ratification of Board Acts (Klaas Mgmt For TNA N/A Westdijk) 20 Ratification of Board Acts (Karel De Mgmt For TNA N/A Boeck) 21 Ratification of Board Acts (Georges Mgmt For TNA N/A Ugeux) 22 Ratification of Board Acts (Jozef De Mgmt For TNA N/A Mey) 23 Ratification of Board Acts (Jan Mgmt For TNA N/A Zegering Hadders) 24 Ratification of Board Acts (Frank Mgmt For TNA N/A Arts) 25 Ratification of Board Acts (Guy de Mgmt For TNA N/A Selliers de Moranville) 26 Ratification of Board Acts (Roel Mgmt For TNA N/A Nieuwdorp) 27 Ratification of Board Acts (Lionel Mgmt For TNA N/A Perl) 28 Ratification of Board Acts Mgmt For TNA N/A (Shaoliang Jin) 29 Ratification of Board Acts (Bart De Mgmt For TNA N/A Smet) 30 Ratification of Auditor's Acts Mgmt For TNA N/A 31 Non-Voting Agenda Item N/A N/A TNA N/A 32 Approve Compensation Policy Mgmt For TNA N/A 33 Non-Executive Directors' Fees Mgmt For TNA N/A 34 Elect Bart De Smet Mgmt For TNA N/A 35 Elect Bridget McIntyre Mgmt For TNA N/A 36 Elect Belen Romana Mgmt For TNA N/A 37 Authority to Repurchase Shares Mgmt For TNA N/A 38 Authority to Sell Shares Mgmt For TNA N/A 39 Amendment Regarding Change in Mgmt For TNA N/A Company Name 40 Amendment Regarding Registered Office Mgmt For TNA N/A 41 Non-Voting Agenda Item N/A N/A TNA N/A 42 Increase in Authorized Capital Mgmt For TNA N/A 43 Increase in Authorized Capital Mgmt For TNA N/A 44 Amendments Regarding Increases in Mgmt For TNA N/A Authorized Capital 45 Amendments Regarding the Form of Mgmt For TNA N/A Shares 46 Amendment Regarding Director Mgmt For TNA N/A Compensation 47 Amendment Regarding Share Ownership Mgmt For TNA N/A Disclosure 48 Authority to Amend Articles Mgmt For TNA N/A 49 Non-Voting Agenda Item N/A N/A TNA N/A
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 04/29/2010 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board Acts (Louis Mgmt For TNA N/A Cheung Chi Yan) 10 Ratification of Board Acts (Philippe Mgmt For TNA N/A Bodson) 11 Ratification of Board Acts (Richard Mgmt For TNA N/A Delbridge) 12 Ratification of Board Acts (Clara Mgmt For TNA N/A Furse) 13 Ratification of Board Acts (Reiner Mgmt For TNA N/A Hagemann) 14 Ratification of Board Acts (Jan Mgmt For TNA N/A Michiel Hessels) 15 Ratification of Board Acts (Jacques Mgmt For TNA N/A Manardo) 16 Ratification of Board Acts (Alois Mgmt For TNA N/A Michielsen) 17 Ratification of Board Acts (Ronald Mgmt For TNA N/A Sandler) 18 Ratification of Board Acts (Rana Mgmt For TNA N/A Talwar) 19 Ratification of Board Acts (Klaas Mgmt For TNA N/A Westdijk) 20 Ratification of Board Acts (Karel De Mgmt For TNA N/A Boeck) 21 Ratification of Board Acts (Georges Mgmt For TNA N/A Ugeux) 22 Ratification of Board Acts (Jozef De Mgmt For TNA N/A Mey) 23 Ratification of Board Acts (Jan Mgmt For TNA N/A Zegering Hadders) 24 Ratification of Board Acts (Frank Mgmt For TNA N/A Arts) 25 Ratification of Board Acts (Guy de Mgmt For TNA N/A Selliers de Moranville) 26 Ratification of Board Acts (Roel Mgmt For TNA N/A Nieuwdorp) 27 Ratification of Board Acts (Lionel Mgmt For TNA N/A Perl) 28 Ratification of Board Acts (Shaoling Mgmt For TNA N/A Jin) 29 Ratification of Board Acts (Bart De Mgmt For TNA N/A Smet) 30 Non-Voting Agenda Item N/A N/A TNA N/A 31 Approve Compensation Policy Mgmt For TNA N/A 32 Non-Executive Directors' Fees Mgmt For TNA N/A 33 Elect Bridget McIntyre Mgmt For TNA N/A 34 Elect Belen Romana Mgmt For TNA N/A 35 Authority to Trade in Company Stock Mgmt For TNA N/A 36 Amendment Regarding Change in Mgmt For TNA N/A Company Name 37 Amendment Regarding Share Issuance Mgmt For TNA N/A 38 Amendment Regarding Form of Shares Mgmt For TNA N/A 39 Amendment Regarding Disapplication Mgmt For TNA N/A of Preemptive Rights 40 Amendment Regarding Director Mgmt For TNA N/A Compensation 41 Authority to Amend Articles Mgmt For TNA N/A 42 Non-Voting Agenda Item N/A N/A TNA N/A
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 09/18/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Elect Bart De Smet Mgmt For TNA N/A 5 Authority to Repurchase Shares Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A
Fosters Group Limited Ticker Security ID: Meeting Date Meeting Status CINS Q3944W187 10/21/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Max Ould Mgmt For For For 3 Renew Employee Share Grant Plan Mgmt For For For 4 Equity Grant (MD/CEO Ian Johnson) - Mgmt For For For 2008 Offer 5 Equity Grant (MD/CEO Ian Johnson) - Mgmt For For For 2009 Offer 6 Remuneration Report Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
France Telecom Ticker Security ID: Meeting Date Meeting Status CINS F4113C103 06/09/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Losses/Dividends Mgmt For For For 6 Agreement with the French State Mgmt For For For 7 Agreements with Directors Mgmt For For For 8 Agreement with Novalis Mgmt For For For 9 Authority to Repurchase Shares Mgmt For Against Against 10 Elect Stephane Richard Mgmt For For For 11 Elect Marc Maouche Mgmt N/A For N/A 12 Elect Jean-Pierre Borderieux Mgmt N/A Against N/A 13 Authority to Issue Shares to Holders Mgmt For For For of Orange SA Shares and Options 14 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Shares and Options 15 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
Fresenius AG Ticker Security ID: Meeting Date Meeting Status CINS D27348123 05/12/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Conversion of Legal Form Mgmt For Against Against 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Elect Roland Berger Mgmt For For For 12 Elect Gerd Krick Mgmt For For For 13 Elect Klaus-Peter Muller Mgmt For For For 14 Elect Gerhard Rupprecht Mgmt For For For 15 Elect Michael Albrecht Mgmt For For For 16 Elect Gerhard Roggemann Mgmt For For For
Fresenius Medical Care AG Ticker Security ID: Meeting Date Meeting Status CINS D2734Z107 05/11/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of General Partner Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Remuneration Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Amendments to Articles Mgmt For For For
FRIENDS PROVIDENT GROUP PLC, DORKING Ticker Security ID: Meeting Date Meeting Status CINS G371FQ104 10/05/2009 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For
FRIENDS PROVIDENT GROUP PLC, DORKING Ticker Security ID: Meeting Date Meeting Status CINS G371FQ104 10/05/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
Fugro N.V. (Formerly Fugro-Mcclelland N.V.) Ticker Security ID: Meeting Date Meeting Status CINS N3385Q197 05/06/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect H.C. Scheffer Mgmt For For For 11 Elect Frank Schreve Mgmt For For For 12 Elect Gert-Jan Kramer Mgmt For For For 13 Elect Thad Smith Mgmt For For For 14 Elect P. Riel Mgmt For For For 15 Elect A. Steenbakker Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Amendment to Articles Regarding Mgmt For For For Repurchase of Shares 18 Amendment to Articles Regarding the Mgmt For Against Against Right to Propose Items on the Agenda 19 Amendments to Articles Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A
Futaba Corporation Ticker Security ID: Meeting Date Meeting Status CINS J16758112 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hiroshi Sakurada Mgmt For For For 3 Elect Kunio Nenohi Mgmt For For For 4 Elect Mishisato Kohno Mgmt For For For 5 Elect Tomomitsu Harada Mgmt For For For 6 Elect Hideharu Kawasaki Mgmt For For For 7 Elect Akiyoshi Arai Mgmt For For For 8 Elect Mitsumasa Ishide Mgmt For For For 9 Retirement Allowances for Directors Mgmt For For For
G4S PLC Ticker Security ID: Meeting Date Meeting Status CINS G39283109 05/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Alf Duch-Pedersen Mgmt For For For 5 Elect Lord Condon Mgmt For For For 6 Elect Nick Buckles Mgmt For For For 7 Elect Mark Elliott Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authorisation of Political Donations Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Adoption of New Articles Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Galenica Ticker Security ID: Meeting Date Meeting Status CINS H28455170 05/06/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Compensation Report Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Allocation of Profits/Dividends Mgmt For N/A N/A 7 Amendments to Articles Mgmt For N/A N/A 8 Elect Kurt Briner Mgmt For N/A N/A 9 Elect This Schneider Mgmt For N/A N/A 10 Elect Michel Burnier Mgmt For N/A N/A 11 Elect Hans Peter Frick Mgmt For N/A N/A 12 Appointment of Auditor Mgmt For N/A N/A
Galliford TRY PLC Ticker Security ID: Meeting Date Meeting Status CINS G37100107 10/06/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Rights Issue, Share Consolidation Mgmt For For For and Adoption of New Articles
Game Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G37217109 06/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Lewis Mgmt For For For 5 Elect Ishbel Macpherson Mgmt For For For 6 Elect Ben White Mgmt For For For 7 Elect Dana Dunne Mgmt For For For 8 Elect David Mansfield Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Garanti Bankasi AS Ticker Security ID: Meeting Date Meeting Status CINS M4752S106 04/01/2010 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Board Mgmt For TNA N/A 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts; Allocation of Mgmt For TNA N/A Profits/Dividends 6 Amendments to Articles Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 9 Appointment of Auditor Mgmt For TNA N/A 10 Charitable Donations Mgmt For TNA N/A 11 Related Party Transactions Mgmt For TNA N/A
GAZPROM OAO -ADR Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/25/2010 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Elect Andrey Akimov Mgmt For Abstain Against 36 Elect Alexander Ananenkov Mgmt For Abstain Against 37 Elect Burckhard Bergmann Mgmt For Abstain Against 38 Elect Farit Gazizullin Mgmt For Abstain Against 39 Elect Vladimir Gusakov Mgmt For Abstain Against 40 Elect Viktor Zubkov Mgmt For Abstain Against 41 Elect Elena Karpel Mgmt For Abstain Against 42 Elect Alexey Makarov Mgmt For Abstain Against 43 Elect Alexey Miller Mgmt For Abstain Against 44 Elect Valery Musin Mgmt For For For 45 Elect Elvira Nabiullina Mgmt For Abstain Against 46 Elect Viktor Nikolayev Mgmt For Abstain Against 47 Elect Vlada Rusakova Mgmt For Abstain Against 48 Elect Mikhail Sereda Mgmt For Abstain Against 49 Elect Vladimir Fortov Mgmt For Abstain Against 50 Elect Sergey Shmatko Mgmt For Abstain Against 51 Elect Igor Yusufov Mgmt For Abstain Against 52 Non-Voting Meeting Note N/A N/A N/A N/A 53 Elect Dmitry Arkhipov Mgmt For N/A N/A 54 Elect Andrey Belobrov Mgmt For N/A N/A 55 Elect Vadim Bikulov Mgmt For For For 56 Elect Andrei Kobzev Mgmt For For For 57 Elect Nina Lobanova Mgmt For For For 58 Elect Dmitry Logunov Mgmt For For For 59 Elect Yury Nosov Mgmt For For For 60 Elect Konstantin Pesotsky Mgmt For For For 61 Elect Marat Salekhov Mgmt For For For 62 Elect Maria Tikhonova Mgmt For For For 63 Elect Aleksandr Yugov Mgmt For For For 64 Non-Voting Meeting Note N/A N/A N/A N/A
GAZPROM OAO -ADR Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/25/2010 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Amendments to General Meeting Mgmt For For For Regulations 9 Directors' Fees Mgmt For For For 10 Audit Commission Members' Fees Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Related Party Transactions Mgmt For For For 80 Related Party Transactions Mgmt For For For 81 Non-Voting Meeting Note N/A N/A N/A N/A
GDF SUEZ, PARIS Ticker Security ID: Meeting Date Meeting Status CINS F42768105 05/03/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 13 Authority to Increase Share Issuance Mgmt For For For Limit 14 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 16 Authority to Increase Capital w/o Mgmt For For For Preemptive Rights Under International Employee Shareholding Plan 17 Global Ceiling on Increases in Mgmt For For For Capital 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Grant Stock Options Mgmt For For For 21 Authority to Issue Restricted Stock Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Shareholder Proposal Regarding ShrHoldr Against Against For Allocation of Profits/Dividends
Geely Automobile Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G3777B103 09/23/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve and ratify the conditional Mgmt For For For agreement dated 20 AUG 2009 [the R&D Agreement ] entered into between the Company and Zhejiang Geely Holding Group Company Limited [ Geely Holding , together with its subsidiaries, the Geely Holding Group ], as specified, pursuant to which, the Company and its subsidiaries [the Group ] and the Geely Holding Group engage each other to conduct research and development services [the R&D Services ] [as specified]; the cap amounts in respect of the R&D Services as set out in the circular of the Company dated 08 SEP 2009 for each of the 3 FYE 31 DEC 2011; and authorize any one Director of the Company, or any two Directors of the Company if the affixation of the common seal is necessary, for and on behalf of the Company to execute all such other documents, instruments and agreements and to do all such acts or things deemed by him/her to be incidental to, ancillary to or in connection with the matters and transactions contemplated in the R&D Agreement 3 Approve and ratify the conditional Mgmt For For For agreement dated 20 AUG 2009 [the Services Agreement ] entered into between the Company and Zhejiang Geely Holding Group Company Limited [ Geely Holding , together with its subsidiaries, the Geely Holding Group ], as specified, pursuant to which, the Group and the Geely Holding Group engage each other for the sale and purchase of automobile parts and components, process such parts and components if applicable [the Automobile Parts & Components Services ]; the cap amounts in respect of the Automobile Parts & Components Services under the Services Agreement as set out in the circular of the Company dated 08 SEP 2009 for each of the 3 FYE 31 DEC 2011; and authorize any one Director of the Company, or any two Directors of the Company if the affixation of the common seal is necessary, for and on behalf of the Company to execute all such other documents, instruments and agreements and to do all such acts or things deemed by him/her to be incidental to, ancillary to or in connection with the matters and transactions contemplated in the Services Agreement 4 Approve and ratify the conditional Mgmt For For For agreement dated 20 AUG 2009 [the CBU Agreement ] entered into between the Company and Zhejiang Geely Holding Group Company Limited [ Geely Holding , together with its subsidiaries, the Geely Holding Group ], as specified, pursuant to which, the Group and the Geely Holding Group engage each other for the sale and purchase of the CBUs [the CBUs Services ]; the cap amounts in respect of the CBUs Services under the CBU Agreement as set out in the circular of the Company dated 08 SEP 2009 for each of the 3 FYE 31 DEC 2011; and authorize any one Director of the Company, or any two Directors of the Company if the affixation of the common seal is necessary, for and on behalf of the Company to execute all such other documents, instruments and agreements and to do all such acts or things deemed by him/her to be incidental to, ancillary to or in connection with the matters and transactions contemplated in the CBU Agreement 5 Approve and ratify the conditional Mgmt For For For agreement dated 20 AUG 2009 [the Supplemental Parts & Components Agreement ] entered into between the Company and Zhejiang Geely Holding Group Company Limited [ Geely Holding , together with its subsidiaries, the Geely Holding Group ], as specified, pursuant to which, the Group and the Geely Holding Group agrees to increase the annual cap for the purchase of automobile parts and components for the YE 31 DEC 2009 from RMB 3,673,960,000 [equivalent to approximately HKD 4,175,088,000] to RMB 7,737,614,000 [equivalent to approximately HKD 8,793,025,000]; and Authorize any one Director of the Company, or any two Directors of the Company if the affixation of the common seal is necessary, for and on behalf of the Company to execute all such other documents, instruments and agreements and to do all such acts or things deemed by him/her to be incidental to, ancillary to or in connection with the matters and transactions contemplated in the Supplemental Parts & Components Agreement 6 Non-Voting Meeting Note N/A N/A N/A N/A
Geely Automobile Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G3777B103 12/07/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Chengdu Gaoyuan Equity Transfer Mgmt For For For Agreement 3 Jinan Geely Equity Transfer Agreement Mgmt For For For 4 Lanzhou Geely Equity Transfer Mgmt For For For Agreement
Geely Automobile Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G3777B103 12/31/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Services Agreement and Annual Caps Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Loan Guarantee Agreement and Annual Mgmt For For For Caps 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Shanghai LTI Supply and Purchase Mgmt For For For Agreement and Annual Caps 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Supplemental Services Agreement and Mgmt For For For Annual Caps 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A
Gendai Agency Inc Ticker Security ID: Meeting Date Meeting Status CINS J1769S107 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Masataka Yamamoto Mgmt For For For 2 Elect Yuzuru Kamikawana Mgmt For For For 3 Elect Shunichi Koh Mgmt For For For 4 Elect Shintoku Yamamoto Mgmt For For For 5 Elect Tomoharu Kitoh Mgmt For For For 6 Elect Yoshimitsu Katoh Mgmt For For For 7 Elect Daichi Sakamoto Mgmt For For For
Genmab A/S Ticker Security ID: Meeting Date Meeting Status CINS K3967W102 04/21/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board and Management Acts 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Anders Gersel Pedersen Mgmt For For For 7 Elect Burton Malkiel Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendment Regarding Group Language Mgmt For For For 10 Amendment Regarding Authorization to Mgmt For For For Raise Loans 11 Amendment Regarding Share Registrar Mgmt For For For Terms 12 Amendment Regarding Issuer Name Mgmt For For For 13 Amendment Regarding Meeting Notice, Mgmt For For For Extraordinary General Meetings and Shareholder Proposals 14 Amendment Regarding Meeting Documents Mgmt For For For 15 Amendment Regarding Registration Mgmt For For For Date, Proxies and Voting 16 Amendment Regarding Name Change Mgmt For For For 17 Amendment Regarding Election of Mgmt For For For Employee Board Members 18 Amendment Regarding Electronic Mgmt For For For Communication 19 Amendment Regarding Warrant Scheme Mgmt For For For 20 Authority to Carry Out Formalities Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A
GESCO AG, WUPPERTAL Ticker Security ID: Meeting Date Meeting Status CINS D2816Q108 08/27/2009 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Authority to Repurchase Shares Mgmt For For For 8 Appointment of Auditor Mgmt For For For
Global Bio-Chem Technology Group Co Ticker Security ID: Meeting Date Meeting Status CINS G3919S105 05/31/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Patrick Bowe Mgmt For Against Against 4 Elect LEE Yuen Kwong Mgmt For For For 5 Elect Eric CHAN Man Hon Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
Godo Steel Limited Ticker Security ID: Meeting Date Meeting Status CINS J17388117 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Katsutoshi Kurikawa Mgmt For For For 2 Elect Yuhji Nishimura Mgmt For For For 3 Elect Masamichi Minami Mgmt For For For 4 Elect Yoshio Yamaguchi Mgmt For For For 5 Elect Mamoru Harumasi Mgmt For For For 6 Elect Katsuyuki Isogami Mgmt For For For 7 Elect Tsutomu Endo Mgmt For For For 8 Elect Toshifumi Idesako Mgmt For For For 9 Elect Hitoshi Adachi Mgmt For For For 10 Elect Takashi Saitoh Mgmt For For For 11 Elect Masahiko Inoue Mgmt For For For
Golden Eagle Retail Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G3958R109 12/18/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve the entering into of the Mgmt For For For Framework Agreement [as specified] and the transaction contemplated there under and authorize the Directors [or a duly authorized Committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary or appropriate in relation thereto, including but not limited to make any changes, modifications, amendments, waivers, variations or extensions of such terms and conditions of the Framework Agreement as they may think fit 3 Approve the entering into of the Mgmt For For For Lease Agreement [as specified] and the transaction contemplated there under and authorize the Directors [or a duly authorized Committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary or appropriate in relation thereto, including but not limited to make any changes, modifications, amendments, waivers, variations or extensions of such terms and conditions of the Lease Agreement as they may think fit 4 Proposed Annual Caps for Lease Mgmt For For For Agreement 5 Non-Voting Meeting Note N/A N/A N/A N/A
Golden Meditech Company Limited Ticker Security ID: Meeting Date Meeting Status CINS G39580108 03/15/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Company Name Mgmt For For For
Golden Meditech Company Limited Ticker Security ID: Meeting Date Meeting Status CINS G39580108 08/28/2009 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect KAM Yuen Mgmt For For For 4 Elect ZHENG Ting Mgmt For For For 5 Elect GAO Zong Ze Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Increase in Authorized Capital Mgmt For For For 9 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Increase in Maximum Nominal Amount Mgmt For For For of Share Capital
Goldshield Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G3974J107 08/05/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Rakesh Patel Mgmt For Against Against 3 Elect Ajay Patel Mgmt For Against Against 4 Elect Ram Swamy Mgmt For Against Against 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' Remuneration Report Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Goldshield Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G3974J107 11/27/2009 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition Mgmt For For For
Goldshield Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G3974J107 11/27/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Management Incentive Arrangements Mgmt For For For Pursuant to Merger
Grafton Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G4035Q189 05/06/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to Articles Regarding Mgmt For For For Interim Dividend Currency
Grafton Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G4035Q189 05/06/2010 Voted Meeting Type Country of Trade Other Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to Articles Regarding Mgmt For For For Interim Dividend Currency
Grafton Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G4035Q189 05/06/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Gillian Bowler Mgmt For Against Against 3 Elect Richard Jewson Mgmt For For For 4 Elect Charles Fisher Mgmt For For For 5 Elect Michael Chadwick Mgmt For For For 6 Elect Colm Nuallain Mgmt For For For 7 Elect Roderick Ryan Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Directors' Remuneration Report Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Issuance of Treasury Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
Grasim Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS Y28523135 02/25/2010 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP Ticker Security ID: Meeting Date Meeting Status CINS X3232T104 05/10/2010 Take No Action Meeting Type Country of Trade Annual Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board of Directors and Auditor's Mgmt For TNA N/A Report 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board and Auditor's Mgmt For TNA N/A Acts 5 Directors' Fees for 2009 Mgmt For TNA N/A 6 Directors' Fees for 2010 Mgmt For TNA N/A 7 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 8 Election of Directors Mgmt For TNA N/A 9 Election of Audit Committee Members Mgmt For TNA N/A 10 Related Party Transactions Mgmt For TNA N/A 11 Board Transactions Mgmt For TNA N/A 12 Transaction of Other Business Mgmt Abstain TNA N/A
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP Ticker Security ID: Meeting Date Meeting Status CINS X3232T104 06/14/2010 Take No Action Meeting Type Country of Trade Annual Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Board of Directors' and Auditors' Mgmt For TNA N/A Report 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Auditors' Mgmt For TNA N/A Acts 6 Directors' Fees for 2009 Mgmt For TNA N/A 7 Directors' Fees for 2010 Mgmt For TNA N/A 8 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 9 Election of Directors Mgmt For TNA N/A 10 Election of Audit Committee Members Mgmt For TNA N/A 11 Related Party Transactions Mgmt For TNA N/A 12 Board Transactions Mgmt For TNA N/A 13 Transaction of Other Business Mgmt Abstain TNA N/A
Greencore Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G40866124 02/11/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect John Herlihy Mgmt For For For 4 Elect Tony Hynes Mgmt For For For 5 Elect Pat McCann Mgmt For For For 6 Elect Edmund Sullivan Mgmt For For For 7 Elect Diane Walker Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Adoption of New Articles Mgmt For For For 20 Scrip Dividend Mgmt For For For
Greencore Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G40866124 03/09/2010 Voted Meeting Type Country of Trade Special Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Disposal Mgmt For For For
Greene King PLC Ticker Security ID: Meeting Date Meeting Status CINS G40880133 09/08/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Justin Adams Mgmt For Against Against 5 Elect Ian Bull Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Amendment to Long Term Incentive Plan Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Increase Non-Executive Directors' Mgmt For For For Fee Cap 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Adoption of New Articles Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Groupe Danone Ticker Security ID: Meeting Date Meeting Status CINS F12033134 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Frank Riboud Mgmt For For For 8 Elect Emmanuel Faber Mgmt For For For 9 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 10 Replacement of Auditor (Ernst & Mgmt For For For Young et Autres) 11 Replacement of Alternate Auditor Mgmt For For For (Yves Nicolas) 12 Replacement of Alternate Auditor Mgmt For For For (Auditex) 13 Related Party Transactions Mgmt For For For 14 Severance Package and Retirement Mgmt For For For Benefits (Frank Riboud) 15 Severance Package and Retirement Mgmt For For For Benefits (Emmanuel Faber) 16 Severance Package and Retirement Mgmt For For For Benefits (Bernard Hours) 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For to Executives and Employees 19 Amendment to Articles Regarding Mgmt For For For Voting Rights 20 Authority to Carry Out Formalities Mgmt For For For
H & M Hennes & Mauritz AB Ticker Security ID: Meeting Date Meeting Status CINS W41422101 04/29/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Ratification of Board and Management Mgmt For For For Acts 18 Board Size Mgmt For For For 19 Directors and Auditors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Nominating Committee Mgmt For For For 22 Stock Split Mgmt For For For 23 Compensation Guidelines Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
Haansoft Company Ticker Security ID: Meeting Date Meeting Status CINS Y29715102 07/29/2009 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Messrs. Kim Young-Min, Kim Mgmt N/A For N/A Jeong-Seo Kim Young- Ik as the Directors and Jeng Kyoung-Hun as an External Candidate 3 Elect Park Tae-Hyun as the Auditor Mgmt N/A For N/A
Handsome Ticker Security ID: Meeting Date Meeting Status CINS Y3004A118 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Corporate Auditors' Fees Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
Hansol Paper Manufacturing Company Ticker Security ID: Meeting Date Meeting Status CINS Y3063K106 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Directors' Fees Mgmt For For For
Hanwha Chemical Ticker Security ID: Meeting Date Meeting Status CINS Y3065K104 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect HONG Kee Joon Mgmt For For For 5 Directors' Fees Mgmt For For For
Harmony Gold Mining Co. (ADR) Ticker Security ID: Meeting Date Meeting Status HMY CUSIP 413216 11/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Hannes Meyer Mgmt For For For 4 Elect Fikile De Buck Mgmt For For For 5 Elect Simo Lushaba Mgmt For For For 6 Elect Modise Motloba Mgmt For For For 7 General Authority to Issue Shares Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Increase Non-Executive Directors' Mgmt For For For Fees
Hastie Group Limited Ticker Security ID: Meeting Date Meeting Status CINS Q44750109 10/27/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Harry Boon Mgmt For For For 5 Re-elect David Martin Mgmt For For For 6 Issue Performance Rights (David Mgmt For For For Harris, CEO/MD) 7 Issue Performance Rights Mgmt For For For (Christopher Woodward, Finance Director) 8 Ratify Share Issue Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A
HAVAS SA Ticker Security ID: Meeting Date Meeting Status CINS F47696111 05/11/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Elect Pierre Lescure Mgmt For Against Against 10 Elect Leopoldo Rodes Castane Mgmt For Against Against 11 Elect Patrick Soulard Mgmt For For For 12 Elect Yannick Bollore Mgmt For Against Against 13 Replacement of Alternate Auditor Mgmt For For For (Cisane) 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares and Mgmt For For For Reduce Capital 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Increase Capital Mgmt For For For through Capitalizations 19 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities under Employee Savings Plan 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities for Overseas Employees 22 Authority to Grant Stock Options Mgmt For For For 23 Authority to Carry Out Formalities Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A
Heidelbergcement AG Ticker Security ID: Meeting Date Meeting Status CINS D31709104 05/06/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratify Bernd Scheifele Mgmt For For For 6 Ratify Dominik von Achten Mgmt For For For 7 Ratify Daniel Gauthier Mgmt For For For 8 Ratify Andreas Kern Mgmt For For For 9 Ratify Lorenz Nager Mgmt For For For 10 Ratify Albert Scheuer Mgmt For For For 11 Ratify Fritz-Jurgen Heckmann Mgmt For For For 12 Ratify Heinz Schirmer Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Theo Beermann Mgmt For For For 15 Ratify Robert Feiger Mgmt For For For 16 Ratify Veronika Fuss Mgmt For For For 17 Ratify Josef Heumann Mgmt For For For 18 Ratify Gerhard Hirth Mgmt For For For 19 Ratify Max Dietrich Kley Mgmt For For For 20 Ratify Hans Georg Kraut Mgmt For For For 21 Ratify Adolf Merckle Mgmt For For For 22 Ratify Ludwig Merckle Mgmt For For For 23 Ratify Tobias Merckle Mgmt For For For 24 Ratify Eduard Schleicher Mgmt For For For 25 Ratify Werner Schraeder Mgmt For For For 26 Ratify Frank-Dirk Steiniger Mgmt For For For 27 Appointment of Auditor Mgmt For For For 28 Increase in Authorized Capital I Mgmt For For For 29 Increase in Authorized Capital II Mgmt For For For 30 Authority to Issue Convertible Debt Mgmt For For For Instruments 31 Authority to Increase Conditional Mgmt For For For Capital 32 Compensation Policy Mgmt For Against Against 33 Elect Alan Murray Mgmt For For For 34 Elect Herbert Lutkestratkotter Mgmt For For For 35 Amendment Regarding Nominating Mgmt For For For Committee 36 Supervisory Board Members' Fees Mgmt For For For 37 Amend Article 16(1) Mgmt For For For 38 Amend Article 16(3); 16(4) Mgmt For For For 39 Amend Article 18(3) Mgmt For For For 40 Amend Article 11(2) Mgmt For For For
Heineken NV Ticker Security ID: Meeting Date Meeting Status CINS N39427211 04/22/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Executive Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Acquisition Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Issue of Shares with regards to Mgmt For For For FEMSA Acquisition 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendment to Compensation Policy Mgmt For For For 15 Amendment to Long-Term Incentive Plan Mgmt For For For 16 Elect J.A. Fernandez Carbajal Mgmt For For For 17 Elect J.G. Astaburuaga Sanjines Mgmt For For For 18 Elect Cornelis van Lede Mgmt For For For 19 Elect Jan Maarten de Jong Mgmt For For For 20 Elect Annemiek Fentener van Mgmt For For For Vlissingen 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
Hexagon AB Ticker Security ID: Meeting Date Meeting Status CINS W40063104 05/05/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Mgmt For For For Minutes 9 Compliance with Rules of Convocation Mgmt For For For 10 CEO's Address Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Election of Nominating Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Authority to Issue Shares Pursuant Mgmt For For For to Equity Compensation Plan 23 Authority to Issue Treasury Shares Mgmt For For For Pursuant to Equity Compensation Plan 24 Authority to Repurchase and Issue Mgmt For For For Treasury Shares 25 Non-Voting Agenda Item N/A N/A N/A N/A
Higashi Nippon Bank Limited Ticker Security ID: Meeting Date Meeting Status CINS J86269107 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Authority to Repurchase Preferred Mgmt For For For Shares 3 Amendments to Articles Mgmt For Against Against 4 Elect Norifusa Kagami Mgmt For For For 5 Elect Toshio Mizuta Mgmt For For For 6 Elect Hitoshi Itoh Mgmt For For For 7 Elect Michitoh Ishii Mgmt For For For 8 Elect Masaki Takayasu Mgmt For For For 9 Elect Tomoo Ohkanda Mgmt For For For 10 Retirement Allowances for Directors Mgmt For For For
Highpine Oil & Gas Limited Ticker Security ID: Meeting Date Meeting Status HPNOF CUSIP 43113R 10/07/2009 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For
Hino Motors Limited Ticker Security ID: Meeting Date Meeting Status CINS 433406105 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shohji Kondoh Mgmt For For For 3 Elect Yoshio Shirai Mgmt For For For 4 Elect Masakazu Ichikawa Mgmt For For For 5 Elect Toshiki Inoue Mgmt For For For 6 Elect Tsunehiko Fujii Mgmt For For For 7 Elect Seiei Okazaki Mgmt For For For 8 Elect Kenji Wagu Mgmt For For For 9 Elect Akimasa Yamamoto Mgmt For For For 10 Elect Yasuo Tanigawa Mgmt For For For 11 Elect Kohichi Ojima Mgmt For For For 12 Elect Hideki Ueda Mgmt For For For 13 Elect Yoshihide Meda Mgmt For For For 14 Stock Option Plan Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For
His Ticker Security ID: Meeting Date Meeting Status CINS J20087102 01/27/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tatsuya Nakamori Mgmt For For For 3 Bonus Mgmt For For For
Hitachi Information Systems Limited Ticker Security ID: Meeting Date Meeting Status CINS J52086105 12/25/2009 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Creation of Class A Share (Minority Mgmt For For For Squeeze-out) 3 Amendments to Articles Regarding Mgmt For For For Acquisition of All Shares 4 Acquisition of Outstanding Ordinary Mgmt For For For Shares 5 Amendments to Articles Regarding Mgmt For For For Share Class Rights
Hitachi Medical Corp. Ticker Security ID: Meeting Date Meeting Status CINS J20517108 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kiyoshi Hamamatsu Mgmt For For For 2 Elect Kazuyoshi Miki Mgmt For For For 3 Elect Kenichiroh Kosugi Mgmt For For For 4 Elect Hideki Takahashi Mgmt For For For 5 Elect Michiharu Nakamura Mgmt For For For 6 Elect Kazuhiro Mori Mgmt For For For 7 Elect Tomohisa Tabuchi Mgmt For For For
HK Ruokatalo Group OYJ Ticker Security ID: Meeting Date Meeting Status CINS X5056X103 04/23/2010 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
HKR International Limited Ticker Security ID: Meeting Date Meeting Status CINS G4520J104 09/03/2009 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Victor CHA Mou Zing Mgmt For Against Against 4 Elect Henry CHENG Kar Shun Mgmt For For For 5 Elect Linus CHEUNG Wing Lam Mgmt For Against Against 6 Elect QIN Xiao Mgmt For For For 7 Elect Madeline WONG CHA May Lung Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Amendments to Memorandum Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Adoption of Reprinted Memorandum and Mgmt For For For Articles
HMV Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G45278101 09/03/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Robert Swannell Mgmt For For For 5 Elect Andy Duncan Mgmt For For For 6 Elect Lesley Knox Mgmt For For For 7 Elect Neil Bright Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 EU Political Donations Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendments to the Annual Bonus and Mgmt For For For Performance Share Plans
Hochtief AG Ticker Security ID: Meeting Date Meeting Status CINS D33134103 05/11/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Convertible Mgmt For For For Bonds; Increase in Conditional Capital 11 Increase in Authorized Capital Mgmt For For For 12 Amendment to Intra-company Contract Mgmt For For For 13 Amendment to Intra-company Contract Mgmt For For For 14 Amendment to Intra-company Contract Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Elect Manfred Wennemer Mgmt For For For
Hogy Medical Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J21042106 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Masao Hoki Mgmt For For For 2 Elect Junichi Hoki Mgmt For For For 3 Elect Kazuo Hirose Mgmt For For For 4 Elect Yukio Yamamoto Mgmt For For For 5 Elect Kazuo Takahashi Mgmt For For For 6 Elect Katsumi Uchida Mgmt For For For
Home Capital Group Inc Ticker Security ID: Meeting Date Meeting Status HMCBF CUSIP9 436913107 05/18/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Norman Angus Mgmt For For For 1.2 Elect William Davis Mgmt For For For 1.3 Elect John Marsh Mgmt For For For 1.4 Elect Robert Mitchell Mgmt For For For 1.5 Elect Kevin Smith Mgmt For For For 1.6 Elect Gerald Soloway Mgmt For For For 1.7 Elect Bonita Then Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Employee Stock Option Mgmt For For For Plan
Hon Hai Precision Industries Company Ticker Security ID: Meeting Date Meeting Status CINS Y36861105 06/08/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Amendments to Procedural Rules of Mgmt For For For Capital Loans 12 Amendments to Procedural Rules of Mgmt For For For Endorsements/Guarantees 13 Amendments to Articles Mgmt For For For 14 Election of Directors and Mgmt For For For Supervisors (Slate) 15 Non-Compete Restrictions for Mgmt For For For Directors 16 Extraordinary Motions Mgmt For Against Against 17 Non-Voting Meeting Note N/A N/A N/A N/A
Honda Motor Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J22302111 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takanobu Itoh Mgmt For For For 4 Elect Koichi Kondoh Mgmt For For For 5 Elect Shigeru Takagi Mgmt For For For 6 Elect Akio Hamada Mgmt For For For 7 Elect Tetsuo Iwamura Mgmt For For For 8 Elect Tatsuhiro Ohyama Mgmt For For For 9 Elect Fumihiko Ike Mgmt For For For 10 Elect Masaya Yamashita Mgmt For For For 11 Elect Kensaku Hohgen Mgmt For For For 12 Elect Nobuo Kuroyanagi Mgmt For For For 13 Elect Takeo Fukui Mgmt For For For 14 Elect Hiroshi Kobayashi Mgmt For For For 15 Elect Shoh Minekawa Mgmt For For For 16 Elect Takuji Yamada Mgmt For For For 17 Elect Yoichi Hohjoh Mgmt For For For 18 Elect Tsuneo Tanai Mgmt For For For 19 Elect Hiroyuki Yamada Mgmt For For For 20 Elect Tomohiko Kawanabe Mgmt For For For 21 Elect Masahiro Yoshida Mgmt For For For 22 Elect Seiji Kuraishi Mgmt For For For 23 Bonus Mgmt For Against Against
Hopson Development Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G4600H101 12/09/2009 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Property Transfer Agreements Mgmt For For For
Hosiden Corp. Ticker Security ID: Meeting Date Meeting Status CINS J22470108 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Mitsuo Kikyoh Mgmt For For For 3 Election of Masashi Soizumi Mgmt For For For 4 Election of Masaaki Isogawa Mgmt For For For 5 Bonus Mgmt For For For
HSBC Holdings PLC Ticker Security ID: Meeting Date Meeting Status CINS G4634U169 05/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Rona Fairhead Mgmt For For For 4 Elect Michael Geoghegan Mgmt For For For 5 Elect Stephen Green Mgmt For For For 6 Elect Gwyn Morgan Mgmt For For For 7 Elect Narayana Murthy Mgmt For For For 8 Elect Simon Robertson Mgmt For For For 9 Elect John Thornton Mgmt For For For 10 Elect Sir Brian Williamson Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Amendments to New Articles Mgmt For For For 15 UK Share Incentive Plan Extension Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G4639H106 08/07/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect MA Yun Yan Mgmt For For For 5 Elect WANG Guang Yu Mgmt For For For 6 Elect XIA Li Qun Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
Hudson Soft Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J2285R102 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michihiro Ishizuka Mgmt For For For 2 Elect Kuniaki Kinoshita Mgmt For For For 3 Elect Kunji Kazuki Mgmt For For For 4 Elect Tomokazu Godai Mgmt For For For
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status CINS P5230A101 03/11/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Increase in Authorized Capital Mgmt For For For 5 Consolidated Version of Articles of Mgmt For For For Association 6 Correction to Meeting Minutes Mgmt For For For 7 Ratification of EGM Resolutions Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status CINS P5230A101 03/26/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Election of Directors Mgmt For Against Against 6 Non-Voting Meeting Note N/A N/A N/A N/A
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status CINS P5230A101 12/30/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Acquisition of PomPom Produtos Mgmt For For For Higienicos and Industria Nacional de Artefatos de Latex 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Acquisition of Jontex Brand Mgmt For For For 8 Appoint Appraiser Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Approve Merger Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendments to Articles Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Election of Directors Mgmt For For For 17 Stock Split Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For
Hysan Development Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y38203124 05/11/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Akers-Jones Mgmt For For For 5 Elect Gerry YIM Lui Fai Mgmt For For For 6 Elect Nicolas C. Allen Mgmt For For For 7 Elect Philip FAN Yan Hok Mgmt For For For 8 Elect Anthony LEE Hsien Pin Mgmt For For For 9 Elect LEE Chien Mgmt For For For 10 Elect Michael LEE Tze Hau Mgmt For For For 11 Elect Joseph POON Chung Yin Mgmt For For For 12 Elect Wendy YUNG Wen Yee Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For
Hyundai Hysco Company Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y3848X100 03/12/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Election of Audit Committee Members Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For
Iinet Limited Ticker Security ID: Meeting Date Meeting Status CINS Q4875K101 11/24/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect David Grant Mgmt For For For 3 Re-elect Michael Smith Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A
IMF Australia Limited Ticker Security ID: Meeting Date Meeting Status CINS Q4934Z107 11/06/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Alden Halse Mgmt For For For 4 Re-elect Michael Bowen Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Increase Non-Executive Directors' Mgmt For For For Fee Cap
Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS S37840113 10/22/2009 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dawn Earp Mgmt For For For 3 Elect Khotso Mokhele Mgmt For For For 4 Elect Thandi Orleyn Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Increase Non-Executive Directors' Mgmt For For For Fees 7 Amendments to Morokotso Trust Deed Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For
Imperial Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS S38127122 11/03/2009 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees (2009) Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Elect Roy McAlpine Mgmt For For For 5 Elect Oshy Tugendhaft Mgmt For Against Against 6 Elect Phumzile Langeni Mgmt For For For 7 Directors' Fees (2010) Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 General Authority to Issue Shares Mgmt For For For 10 General Authority to Issue Mgmt For For For Non-Redeemable Preference Shares 11 Amendment to the Share Incentive Mgmt For For For Schemes 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A
IMPERIAL TOBACCO GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G4721W102 02/02/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Dominique Comolli Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Charles Knott Mgmt For For For 8 Elect Iain Napier Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 EU Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 16 Adoption of New Articles Mgmt For For For
INDIABULLS REAL ESTATE LTD Ticker Security ID: Meeting Date Meeting Status CINS Y3912A101 03/12/2010 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Make Investments in Mgmt For For For Indiabulls Property Builders Limited 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Authority to Make Investments in Mgmt For For For Indiabulls Developers and Infrastrucure 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Authority to Make Investments in Mgmt For For For Indiabulls Malls Limited 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Make Investments in Mgmt For For For Serida Constructions Limited 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Authority to Make Investments in Mgmt For For For Lenus Developers Limited 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Make Investments in Mgmt For For For Serida Properties Limited 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Make Investments in Mgmt For For For Ashkit Real Estate Limited 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Make Investments in Mgmt For For For Ashkit Properties Limited 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Make Investments in Mgmt For For For Mabon Constructions Limited 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Make Investments in Mgmt For For For Mabon Properties Limited 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Make Investments in Mgmt For For For Mabon Infrastructure Limited 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Make Investments in Mgmt For For For Mabon Real Real Estate Limited 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Make Investments in Mgmt For For For Ashkit Developers Limited 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Make Investments in Mgmt For For For Mabon Developers Limited 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Appointment of Auditor and Authority Mgmt For For For to Set Fees 30 Amendments to Articles Mgmt For For For
INDIABULLS REAL ESTATE LTD Ticker Security ID: Meeting Date Meeting Status CINS Y3912A101 09/30/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Prem Mirdha Mgmt For For For 3 Re-elect Narendra Gehlaut Mgmt For For For 4 Re-elect Vipul Bansal Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Utilization of Proceeds from Share Mgmt For For For Placement 7 Re-appointment of Narendara Gehault Mgmt For For For as Joint Managing Director; Approval of Compensation 8 Re-appointment of Vipul Bansal As Mgmt For For For Joint Managing Director; Approval of Compensation
INDIABULLS REAL ESTATE LTD Ticker Security ID: Meeting Date Meeting Status CINS Y3912A101 10/04/2009 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authorization of Loans, Investments Mgmt For For For and Guarantees
Indofood Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status CINS Y3974E108 04/29/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect GOH Kian Chee Mgmt For For For 4 Elect Hendra Susanto Mgmt For For For 5 Elect Axton Salim Mgmt For For For 6 Elect Suaimi Suriady Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares at Discout Mgmt For For For 14 Renewal of Related Party Transactions Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker Security ID: Meeting Date Meeting Status CINS ADPV10686 09/02/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Capital Injection Mgmt For For For
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker Security ID: Meeting Date Meeting Status CINS ADPV10686 11/27/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Elect Malcolm McCarthy Mgmt For For For 3 Elect Kenneth CHUNG Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A
Infineon Technologies AG Ticker Security ID: Meeting Date Meeting Status CINS D35415104 02/11/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratify Peter Bauer Mgmt For For For 7 Ratify Hermann Eul Mgmt For For For 8 Ratify Reinhard Ploss Mgmt For For For 9 Ratify Marco Schroter Mgmt For For For 10 Ratify Max Dietrich Kley Mgmt For Against Against 11 Ratify Wigand Cramer Mgmt For For For 12 Ratify Alfred Eibl Mgmt For For For 13 Ratify Johannes Feldmayer Mgmt For For For 14 Ratify Peter Gruber Mgmt For For For 15 Ratify Jakob Hauser Mgmt For For For 16 Ratify Gerhard Hobbach Mgmt For For For 17 Ratify Renate Kocher Mgmt For For For 18 Ratify Siegfried Luther Mgmt For For For 19 Ratify Franz Neppl Mgmt For For For 20 Ratify Manfred Puffer Mgmt For For For 21 Ratify Michael Ruth Mgmt For For For 22 Ratify Gerd Schmidt Mgmt For For For 23 Ratify Doris Schmitt-Landsiedel Mgmt For For For 24 Ratify Horst Schuler Mgmt For For For 25 Ratify Kerstin Schulzendorf Mgmt For For For 26 Ratify Eckart Sunner Mgmt For For For 27 Ratify Alexander Truby Mgmt For For For 28 Ratify Arnaud de Weert Mgmt For For For 29 Ratify Martin Winterkorn Mgmt For For For 30 Ratify Klaus Wucherer Mgmt For For For 31 Appointment of Auditor Mgmt For For For 32 Authority to Repurchase Shares Mgmt For For For 33 Elect Hans-Ulrich Holdenried Mgmt For For For 34 Elect Renate Kocher Mgmt For For For 35 Elect Manfred Puffer Mgmt For For For 36 Elect Doris Schmitt-Landsiedel Mgmt For For For 37 Elect Eckart Sunner Mgmt For For For 38 Elect Klaus Wucherer Mgmt For N/A N/A 39 Cancellation of Conditional Capitals Mgmt For For For 2007 and 2008 40 Reduction of Conditional Capital 2002 Mgmt For For For 41 Increase in Authorized Capital Mgmt For For For 42 Increase in Authorized Capital for Mgmt For For For Employee Share Purchase Plan 43 Stock Option Plan 2010 Mgmt For For For 44 Increase in Conditional Capital; Mgmt For For For Authority to Issue Convertible Bonds 45 Amend Article 13(2) and 14(3) Mgmt For For For 46 Amend Article 16(3) Mgmt For For For 47 Amend Article 14(2) Mgmt For For For 48 Amend Article 16(2) Mgmt For For For 49 Amend Article 15(6) Mgmt For For For 50 Intra-company Contracts/Control Mgmt For For For Agreements 51 Intra-company Contracts/Control Mgmt For For For Agreements 52 Countermotion A (Election of Willi ShrHoldr Against For Against Berchtold as Dissident Supervisory Board Member) 53 Countermotion B (Amendment to Stock ShrHoldr Against Against For Option Plan 2010)
INFOSYS TECHNOLOGIES LIMITED Ticker Security ID: Meeting Date Meeting Status CINS Y4082C133 06/12/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect N. R. Narayana Murthy Mgmt For For For 4 Re-elect Marti Subrahmanyam Mgmt For For For 5 Re-elect S. Gopalakrishhan Mgmt For For For 6 Re-elect S. Shibulal Mgmt For For For 7 Re-elect T.V. Mohandas Pai Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Reappointment of T.V.M. Pai as Mgmt For For For Executive Director; Approval of Compensation 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Reappointment of S. Batni as Mgmt For For For Executive Director; Approval of Compensation 12 Non-Voting Agenda Item N/A N/A N/A N/A
Infrastructure Development Finance Compa Ticker Security ID: Meeting Date Meeting Status CINS Y40805114 07/20/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Deepak Parekh Mgmt For For For 4 Elect S.S. Kohli Mgmt For For For 5 Elect S H Khan Mgmt For For For 6 Elect Donald Peck Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Appointment of Rajiv Lall as Mgmt For For For Managing Director and CEO; Approval of Compensation 9 Shareholder Proposal Regarding ShrHoldr N/A For N/A Election of Vikram Limaye 10 Appointment of Vikram Limaye as Mgmt For For For Wholetime Director; Approval of Compensation 11 Authority to Grant Stock Options Mgmt For For For
ING Groep NV Ticker Security ID: Meeting Date Meeting Status CINS N4578E413 04/27/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendment to the Compensation Policy Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Corporate Governance Report Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Ratification of Executive Board Acts Mgmt For For For 16 Ratification of Supervisory Board Mgmt For For For Acts 17 Elect Piet Klaver Mgmt For For For 18 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
Ingenico Ticker Security ID: Meeting Date Meeting Status CINS F51723116 05/11/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses; Ratification of Board Acts 5 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 6 Consolidated Accounts and Reports Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Elect Philippe Lazare Mgmt For Against Against 9 Elect Allan Green Mgmt For Against Against 10 Appointment of Statutory Mgmt For For For Auditor(KPMG IS SAS); Appointment of Alternate Auditor (KPMG ID SAS) 11 Appointment of Statutory Mgmt For For For Auditor(CGEC); Appointment of Alternate Auditor (Daniel Boulay) 12 Severance Package (Philippe Lazare) Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Authority to Repurchase Shares Mgmt For Against Against 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For Against Against Shares 19 Authority to Increase Share Issuance Mgmt For Against Against Limit 20 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 21 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 23 Authority to Issue Restricted Shares Mgmt For Against Against to Employees and Executives 24 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 25 Authority to Increase Capital Mgmt For For For Through Capitalizations 26 Authority to Cancel Shares and Mgmt For For For Reduce Capital 27 Authority to Increase Capital as a Mgmt For Against Against Takeover Defense 28 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 29 Amend Article 11 Regarding Dividend Mgmt For For For Distribution 30 Authority to Carry Out Formalities Mgmt For For For
Innovation Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G47832103 03/24/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Andrew Roberts Mgmt For For For 4 Elect Jane Hall Mgmt For For For 5 Elect James Morley Mgmt For For For 6 Elect Christopher Banks Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Authority to Repurchase Shares Mgmt For Against Against 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Innovation Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G47832103 12/21/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares w/ Preemptive Mgmt For For For Rights Pursuant to Placing and Open Offer 2 Approval of Issue Price Mgmt For For For 3 Issuance of Shares w/o Preemptive Mgmt For For For Rights Pursuant to Placing and Open Offer 4 Adoption of New Articles Mgmt For For For
Intertek Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G4911B108 05/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Allvey Mgmt For For For 5 Elect Edward Astle Mgmt For For For 6 Elect Gavin Darby Mgmt For For For 7 Elect Lloyd Pitchford Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authorisation of Political Donations Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Intops Ticker Security ID: Meeting Date Meeting Status CINS Y4175V105 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect KIM Keun Ha Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Corporate Auditor's Fees Mgmt For For For
Investec PLC Ticker Security ID: Meeting Date Meeting Status CINS G49188116 08/13/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Samuel Abrahams Mgmt For For For 3 Elect Hugh Herman Mgmt For For For 4 Elect Ian Kantor Mgmt For Against Against 5 Elect Stephen Koseff Mgmt For For For 6 Elect Sir David Prosser Mgmt For For For 7 Elect Peter Thomas Mgmt For For For 8 Authorisation of Legal Formalities Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Accounts and Reports (Investec Ltd.) Mgmt For For For 11 Ratification of Directors' Fees Mgmt For For For (Investec Ltd.) 12 Allocation of Interim Dividend for Mgmt For For For Ordinary Shareholders (Investec Ltd.) 13 Allocation of Interim Dividend for Mgmt For For For Preference Shareholders (Investec Ltd.) 14 Allocation of Final Dividend for Mgmt For For For Ordinary Shareholders (Investec Ltd.) 15 Appointment of Auditor and Authority Mgmt For For For to Set Fees (Investec Ltd.; Ernst & Young) 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees (Investec Ltd.; KPMG) 17 General Authority to Issue Ordinary Mgmt For For For Shares (Investec Ltd.) 18 General Authority to Issue Class "A" Mgmt For For For Preference Shares (Investec Ltd.) 19 General Authority to Issue the Mgmt For For For Remaining Shares (Investec Ltd.) 20 Authority to Issue Ordinary Shares Mgmt For For For w/o Preemptive Rights (Investec Ltd.) 21 Authority to Issue "Class A" Mgmt For For For Preference Shares w/o Preemptive Rights (Investec Ltd.) 22 Authority to Repurchase Shares Mgmt For For For (Investec Ltd.) 23 Authority to Increase Authorised Mgmt For For For Ordinary Share Capital (Investec Ltd.) 24 Authority to Increase Authorised Mgmt For For For Special Convertible Redeemable Preference Share Capital (Investec Ltd.) 25 Amendment to Memorandum Regarding Mgmt For For For Authorised Share Capital (Investec Ltd.) 26 Amendment to Articles Regarding Mgmt For For For Annual and General Meetings (Investec Ltd.) 27 Amendment to Articles Regarding Mgmt For For For Contents of Notice of General Meetings (Investec Ltd.) 28 Amendment to Articles Regarding Mgmt For For For Voting Rights (Investec Ltd.) 29 Amendment to Articles Regarding Mgmt For For For Timing of Proxy Form Deposit (Investec Ltd.) 30 Amendment to Articles Regarding Mgmt For For For Rights of Proxy (Investec Ltd.) 31 Non-Voting Meeting Note N/A N/A N/A N/A 32 Accounts and Reports Mgmt For For For 33 Directors' Remuneration Report Mgmt For For For 34 Allocation of Interim Dividend Mgmt For For For 35 Allocation of Final Dividend Mgmt For For For 36 Appointment of Auditor and Authority Mgmt For For For to Set Fees 37 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 38 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 39 Authority to Repurchase Shares Mgmt For For For 40 EU Political Donations Mgmt For For For 41 Authority to Increase Authorised Mgmt For For For Ordinary Share Capital 42 Authority to Increase Authorised Mgmt For For For Special Converting Share Capital 43 Adoption of New Articles Mgmt For For For 44 Non-Voting Meeting Note N/A N/A N/A N/A
IRPC Public Company Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y4177E119 04/08/2010 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Notice of the Chairman Mgmt For For For 2 Approve Minutes Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Prasert Bunsumpun Mgmt For For For 6 Elect Pailin Chuchottaworn Mgmt For For For 7 Elect Jantima Sirisaengtaksin Mgmt For For For 8 Elect Sommai Khowkachaporn Mgmt For For For 9 Elect Chulayuth Hirunyavasit Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Debentures Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Other Business Mgmt For Against Against
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For For For 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve a new investment advisory Mgmt For For For agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
Itochu Tech-Science Ticker Security ID: Meeting Date Meeting Status CINS J25022104 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yohichi Okuda Mgmt For For For 3 Elect Tohru Nakano Mgmt For For For 4 Elect Shigeki Nishiyama Mgmt For For For 5 Elect Kyohji Ohnishi Mgmt For For For 6 Elect Yoshinori Warashina Mgmt For For For 7 Elect Yasuo Kanematsu Mgmt For For For 8 Elect Shinichiroh Sakuraba Mgmt For For For 9 Elect Masaaki Matsuzawa Mgmt For For For 10 Elect Akira Saitoh Mgmt For For For 11 Elect Takatoshi Matsumoto Mgmt For For For 12 Elect Takahiro Susaki Mgmt For For For 13 Elect Tomohito Arai Mgmt For For For 14 Elect Masahiko Ena Mgmt For For For
Ivanhoe Mines Limited Ticker Security ID: Meeting Date Meeting Status IVN CUSIP9 46579N103 05/07/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Friedland Mgmt For Withhold Against 1.2 Elect Peter Meredith Mgmt For For For 1.3 Elect John Macken Mgmt For For For 1.4 Elect David Huberman Mgmt For For For 1.5 Elect Howard Balloch Mgmt For For For 1.6 Elect Markus Faber Mgmt For For For 1.7 Elect R. Edward Flood Mgmt For For For 1.8 Elect Robert Hanson Mgmt For For For 1.9 Elect Andrew Harding Mgmt For For For 1.10 Elect David Korbin Mgmt For For For 1.11 Elect Livia Mahler Mgmt For For For 1.12 Elect Kjeld Thygesen Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Articles Regarding Mgmt For For For Board Size 4 Elect Tracy Stevenson Mgmt For For For 5 Board Size Mgmt For For For 6 Amendment to Equity Incentive Plan Mgmt For For For 7 Shareholder Rights Plan Mgmt For For For
Izumiya Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J25768128 05/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Norio Hayashi Mgmt For For For 3 Elect Toshihiro Sakata Mgmt For For For 4 Elect Haruya Shijoh Mgmt For For For 5 Elect Hirokazu Tanaka Mgmt For For For 6 Elect Hidekazu Ishida Mgmt For For For 7 Elect Yasuhiko Kamashita Mgmt For For For 8 Elect Makoto Yamanaka Mgmt For For For 9 Elect Minoru Wada Mgmt For For For 10 Elect Isamu Sakuwa Mgmt For For For 11 Elect Akira Ohta Mgmt For For For 12 Elect Kiichi Hasegawa Mgmt For For For
Jaccs Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J26609107 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Naoe Sugimoto Mgmt For For For 3 Elect Tsutomu Sugiyama Mgmt For For For 4 Elect Minoru Suzuki Mgmt For For For 5 Elect Shinji Haruno Mgmt For For For 6 Elect Yasuyoshi Itagaki Mgmt For For For 7 Elect Akira Furukawa Mgmt For For For 8 Elect Motoyasu Kanasugi Mgmt For For For 9 Elect Katsuhiro Abe Mgmt For For For 10 Elect Shinichi Tanno Mgmt For For For 11 Elect Masatoshi Atoji Mgmt For For For 12 Election of Alternate Statutory Mgmt For For For Auditor
Japan Avions Electronics Industry Ltd Ticker Security ID: Meeting Date Meeting Status CINS J26273102 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Masami Shinozaki Mgmt For For For 2 Elect Yasutaka Akiyama Mgmt For For For 3 Elect Masato Shimamura Mgmt For For For 4 Elect Yoshio Shiono Mgmt For For For 5 Elect Natsuki Kawabe Mgmt For For For 6 Elect Takashi Tamaki Mgmt For For For 7 Elect Yasuhide Takahashi Mgmt For For For 8 Elect Noboru Norose Mgmt For For For 9 Elect Masaki Fujimoto Mgmt For For For 10 Elect Kazuo Takeda Mgmt For For For 11 Elect Akira Kawamata Mgmt For For For 12 Elect Mamoru Okamoto Mgmt For For For 13 Elect Akira Shimazaki Mgmt For For For 14 Elect Yasutoshi Ogino Mgmt For For For 15 Elect Tsutomu Onohara Mgmt For For For 16 Elect Tetsuya Mizuishi Mgmt For For For 17 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditor 18 Special Allowances and Directors' Mgmt For Against Against and Statutory Auditors' Fees 19 Bonus Mgmt For For For
Japan Petroleum Exploration Company Ticker Security ID: Meeting Date Meeting Status CINS J2740Q103 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Nobuaki Moriya Mgmt For For For 3 Elect Hitoshi Yamatoya Mgmt For For For 4 Elect Kisaburoh Ikeda Mgmt For For For 5 Retirement Allowances for Directors Mgmt For For For 6 Bonus Mgmt For For For
Japan Retail Fund Investment Ticker Security ID: Meeting Date Meeting Status CINS J27544105 01/26/2010 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Yorishige Kondoh Mgmt For For For 3 Elect Shuhichi Nanba Mgmt For For For 4 Elect Shinji Arakawa Mgmt For For For 5 Election of Alternate Executive Mgmt For For For Director 6 Election of Alternate Supervisory Mgmt For For For Director
Japan Tobacco Inc Ticker Security ID: Meeting Date Meeting Status CINS J27869106 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yohji Wakui Mgmt For For For 4 Elect Hiroshi Kimura Mgmt For For For 5 Elect Munetaka Takeda Mgmt For For For 6 Elect Masaaki Sumikawa Mgmt For For For 7 Elect Mitsuomi Koizumi Mgmt For For For 8 Elect Masakazu Shimizu Mgmt For For For 9 Elect Noriaki Ohkubo Mgmt For For For 10 Elect Mutsuo Iwai Mgmt For For For 11 Elect Yasushi Shingai Mgmt For For For
Jeonbuk Bank Ticker Security ID: Meeting Date Meeting Status CINS Y4435S108 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Election of Audit Committee Members Mgmt For For For (Slate) 6 Management Compensation Mgmt For For For 7 Independent Directors' Fees Mgmt For For For
Jiangsu Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y4443L103 05/19/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Budget Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Issuance of Short-term Commercial Mgmt For For For Papers 9 Salary Adjustment of FAN Cong Lai Mgmt For For For 10 Salary Adjustment of CHEN Dong Hua Mgmt For For For 11 Salary Adjustment of XU Chang Xin Mgmt For For For 12 Salary Adjustment of Gao Bo Mgmt For For For
Jiangsu Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y4443L103 10/20/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Elect GAO Bo Mgmt For For For 5 Elect XU Chang Xin Mgmt For For For 6 Elect Alice CHENG Chang Yung Tsung Mgmt For For For 7 Elect Kenneth FANG Hung Mgmt For For For 8 Elect SUN Hong Ning as Supervisor Mgmt For For For
JULIUS BAER GROUP LTD Ticker Security ID: Meeting Date Meeting Status CINS H4414N103 04/08/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Mgmt For TNA N/A Management Acts 6 Elect Rolf Jetzer Mgmt For TNA N/A 7 Elect Gareth Penny Mgmt For TNA N/A 8 Elect Daniel Sauter Mgmt For TNA N/A 9 Elect Claire Giraut Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Amendments to Articles Mgmt For TNA N/A
Kagoshima Bank Limited Ticker Security ID: Meeting Date Meeting Status CINS J29094109 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motohiro Kamimura Mgmt For For For 4 Elect Keihiro Hira Mgmt For For For 5 Elect Yohichi Uenohara Mgmt For For For 6 Elect Toshihiro Maeda Mgmt For For For 7 Elect Shinichi Katoh Mgmt For For For 8 Elect Akihisa Kohriyama Mgmt For For For 9 Elect Shinichi Ohtsubo Mgmt For For For 10 Elect Tsutomu Higuchi Mgmt For For For 11 Retirement Allowances for Directors Mgmt For For For 12 Bonus Mgmt For For For
Karoon Gas Australia Ticker Security ID: Meeting Date Meeting Status CINS Q5210P101 11/12/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Stephen Power Mgmt For For For 5 Ratify Placement of Securities Mgmt For For For 6 Execute Deed of Access, Insurance & Mgmt For For For Indemnity 7 Amend Employee Share Option Plan Mgmt For For For 8 Equity Grant (NED Geoff Atkins) Mgmt For For For 9 Equity Grant (NED Stephen Power) Mgmt For For For 10 Equity Grant (Executive Scott Mgmt For For For Hosking) 11 Equity Grant (Executive Timothy Mgmt For For For Hosking) 12 Non-Voting Agenda Item N/A N/A N/A N/A
Kasikornbank Ticker Security ID: Meeting Date Meeting Status CINS Y4591R118 04/07/2010 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Minutes Mgmt For For For 2 Report on Results of Operation Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Sukri Kaocharern Mgmt For For For 6 Elect Sarisdiguna Kitiyakara Mgmt For For For 7 Elect Banthoon Lamsam Mgmt For For For 8 Elect Prasarn Trairatvorakul Mgmt For For For 9 Elect Schwin Dhammanungune Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Other Business Mgmt For Against Against
KB FINANCIAL GROUP INC Ticker Security ID: Meeting Date Meeting Status CINS Y46007103 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Election of Audit Committee Members Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For
Kddi Corp. Ticker Security ID: Meeting Date Meeting Status CINS J31843105 06/17/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tadashi Onodera Mgmt For For For 5 Elect Kanichiroh Aritomi Mgmt For For For 6 Elect Hirofumi Morozumi Mgmt For For For 7 Elect Takashi Tanaka Mgmt For For For 8 Elect Makoto Takahashi Mgmt For For For 9 Elect Yoshiharu Shimatani Mgmt For For For 10 Elect Masahiro Inoue Mgmt For For For 11 Elect Yuzoh Ishikawa Mgmt For For For 12 Elect Hideo Yuasa Mgmt For For For 13 Elect Hiromu Naratani Mgmt For For For 14 Elect Makoto Kawamura Mgmt For For For 15 Elect Shinichi Sasaki Mgmt For For For 16 Elect Tsunehisa Katsumata Mgmt For For For 17 Elect Masataka Iki Mgmt For For For 18 Elect Yoshinari Sanpei Mgmt For For For 19 Bonus Mgmt For Against Against
Keihin Corp. Ticker Security ID: Meeting Date Meeting Status CINS J32083107 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kunimichi Odagaki Mgmt For For For 3 Elect Kazuyuki Sasa Mgmt For For For 4 Elect Kazuoki Ukiana Mgmt For For For 5 Elect Masami Watanabe Mgmt For For For 6 Elect Hiroshi Irino Mgmt For For For 7 Elect Kazuhiro Hashiyama Mgmt For For For 8 Elect Masaaki Koike Mgmt For For For 9 Elect Chugo Satoh Mgmt For For For 10 Elect Hiroshi Yoshizawa Mgmt For For For 11 Elect Kohki Ohnuma Mgmt For For For 12 Elect Takeshi Iwata Mgmt For For For 13 Elect Takashi Namari Mgmt For For For 14 Elect Hiroshi Seikai Mgmt For For For 15 Elect Nobuaki Suzuki Mgmt For For For 16 Elect Tohru Mitsubori Mgmt For For For 17 Elect Toshihiro Kuroki Mgmt For For For 18 Elect Tetsuroh Suzuki Mgmt For For For 19 Elect Katsuyuki Matsui Mgmt For For For 20 Elect Yasuhiko Narita Mgmt For For For 21 Bonus Mgmt For Against Against 22 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditors
Kingspan Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G52654103 05/13/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Noel Crowe Mgmt For For For 3 Elect Tony McArdle Mgmt For For For 4 Elect Helen Kirkpatrick Mgmt For For For 5 Elect Eugene Murtagh Mgmt For For For 6 Elect Danny Kitchen Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Reissue Treasury Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Amendments to Articles in Accordance Mgmt For For For with EU Shareholders' Rights Directive
Kinross Gold Corp. Ticker Security ID: Meeting Date Meeting Status KGC CUSIP9 496902404 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Brough Mgmt For For For 1.2 Elect Tye Burt Mgmt For For For 1.3 Elect John Carrington Mgmt For For For 1.4 Elect John Huxley Mgmt For For For 1.5 Elect John Keyes Mgmt For For For 1.6 Elect Catherine McLeod-Seltzer Mgmt For For For 1.7 Elect George Michals Mgmt For For For 1.8 Elect John Oliver Mgmt For For For 1.9 Elect Terence Reid Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Kojima Ticker Security ID: Meeting Date Meeting Status CINS J34964106 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Akitoshi Kojima Mgmt For For For 3 Elect Etsuo Terasaki Mgmt For For For 4 Elect Etsuo Ohgaki Mgmt For For For 5 Elect Motohiko Satoh Mgmt For For For 6 Elect Masaki Mori Mgmt For For For 7 Elect Akio Ueyama Mgmt For For For 8 Elect Hideo Ishikawa Mgmt For For For 9 Elect Yasuo Nakata Mgmt For For For
Kolon Industries Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y48198108 11/27/2009 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Spin-off Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
Komatsu Limited Ticker Security ID: Meeting Date Meeting Status CINS J35759125 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiro Sakane Mgmt For For For 4 Elect Kunio Noji Mgmt For For For 5 Elect Yoshinori Komamura Mgmt For For For 6 Elect Yasuo Suzuki Mgmt For For For 7 Elect Kenji Kinoshita Mgmt For For For 8 Elect Masao Fuchigami Mgmt For For For 9 Elect Tetsuji Ohashi Mgmt For For For 10 Elect Kensuke Hotta Mgmt For For For 11 Elect Noriaki Kanoh Mgmt For For For 12 Elect Kohichi Ikeda Mgmt For For For 13 Elect Makoto Okitsu Mgmt For For For 14 Bonus Mgmt For Against Against 15 Directors' Stock Option Plan Mgmt For For For 16 Employees' Stock Option Plan Mgmt For For For
Komori Corporation Ticker Security ID: Meeting Date Meeting Status CINS J35931112 06/21/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Renewal of Takeover Defense Plan Mgmt For Against Against
Koninklijke KPN NV Ticker Security ID: Meeting Date Meeting Status CINS N4297B146 04/13/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Appointment of Auditor Mgmt For For For 10 Amendment to Compensation Policy Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
Koninklijke KPN NV Ticker Security ID: Meeting Date Meeting Status CINS N4297B146 11/03/2009 Take No Action Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A
Korea Kumho Petrochemicals Ticker Security ID: Meeting Date Meeting Status CINS Y49212106 03/30/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Election of Audit Committee Member: Mgmt For For For MIN Seung Kee 6 Directors' Fees Mgmt For For For
Korean Air Ticker Security ID: Meeting Date Meeting Status CINS Y4936S102 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Election of Audit Committee Members Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For
KT Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y49915104 03/12/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect LEE Sang Hoon Mgmt For For For 5 Elect PYO Hyun Myung Mgmt For For For 6 Elect LEE Chan Jin Mgmt For For For 7 Elect SONG Jong Hwan Mgmt For For For 8 Elect JUNG Hae Bang Mgmt For For For 9 Elect KO Jung Suk Mgmt For For For 10 Elect JUNG Hae Bang Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Amendments to Executive Officer Mgmt For For For Retirement Allowance Policy
Kuehne & Nagel Ticker Security ID: Meeting Date Meeting Status CINS H4673L145 05/18/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Elect Jurgen Fitschen Mgmt For N/A N/A 7 Elect Karl Gernandt Mgmt For N/A N/A 8 Elect Hans-Jorg Hager Mgmt For N/A N/A 9 Elect Joachim Hausser Mgmt For N/A N/A 10 Elect Klaus-Michael Kuehne Mgmt For N/A N/A 11 Elect Hans Lerch Mgmt For N/A N/A 12 Elect Georg Obermeier Mgmt For N/A N/A 13 Elect Wolfgang Peiner Mgmt For N/A N/A 14 Elect Thomas Staehelin Mgmt For N/A N/A 15 Elect Bernd Wrede Mgmt For N/A N/A 16 Elect Joerg Wolle Mgmt For N/A N/A 17 Appointment of Auditor Mgmt For N/A N/A 18 Increase in Authorized Capital Mgmt For N/A N/A
KYOEI STEEL LTD, OSAKA Ticker Security ID: Meeting Date Meeting Status CINS J3784P100 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shigemitsu Takashima Mgmt For For For 2 Elect Hideichiroh Takashima Mgmt For For For 3 Elect Ryuhtaroh Yoshioka Mgmt For For For 4 Elect Hirofumi Nagata Mgmt For For For 5 Elect Kohji Morita Mgmt For For For 6 Elect Nobuyuki Fukada Mgmt For For For 7 Elect Takeshi Ogata Mgmt For For For 8 Elect Kohji Kawasaki Mgmt For For For 9 Elect Toshimasa Zako Mgmt For For For 10 Elect Naoyoshi Goroh Mgmt For For For 11 Elect Hirotaka Kimura Mgmt For For For 12 Elect Yoshihiro Matsuda Mgmt For For For 13 Elect Hiroshi Aoki Mgmt For For For 14 Elect Akira Okada Mgmt For For For 15 Elect Hirobumi Iseki Mgmt For For For 16 Elect Shuhji Ichihara Mgmt For For For 17 Elect Yasuo Ieshiro Mgmt For For For
Kyowa Exeo Corporation Ticker Security ID: Meeting Date Meeting Status CINS J38232104 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yutaka Horibe Mgmt For For For 4 Elect Kazuteru Kanazawa Mgmt For For For 5 Elect Muneharu Yamamoto Mgmt For For For
L'Oreal Ticker Security ID: Meeting Date Meeting Status CINS F58149133 04/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Retirement Benefits (Jean-Paul Agon) Mgmt For For For 8 Elect Lindsay Owen-Jones Mgmt For For For 9 Elect Jean-Paul Agon Mgmt For For For 10 Elect Francisco Castaner Basco Mgmt For For For 11 Elect Charles-Henri Filippi Mgmt For For For 12 Elect Xavier Fontanet Mgmt For Against Against 13 Elect Marc Ladreit de Lacharriere Mgmt For For For 14 Appointment of Auditor and Alternate Mgmt For For For Auditor 15 Appointment of Auditor; Replacement Mgmt For For For of Alternate Auditor 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Carry Out Formalities Mgmt For For For
LABORATORIOS ALMIRALL, SA, BARCELONA Ticker Security ID: Meeting Date Meeting Status CINS E7131W101 05/14/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Auditor (Consolidated) Mgmt For For For 7 Authority to Carry Out Formalities Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Lagardere Groupe Ticker Security ID: Meeting Date Meeting Status CINS F5485U100 04/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For Against Against 10 Ratification of the Co-option of Mgmt For For For Amelie Oudea-Castera 11 Elect Amelie Oudea-Castera Mgmt For For For 12 Ratification of the Co-Option of Mgmt For For For Xavier de Sarrau 13 Elect Bernard Arnault Mgmt For For For 14 Elect Francois Roussely Mgmt For For For 15 Elect Raymond Levy Mgmt For For For 16 Elect Patrick Valroff Mgmt For For For 17 Elect Jean-Claude Magendie Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For 19 SHP Regarding Election of Dissident ShrHoldr Against Against For Supervisory Board Member 20 SHP Regarding Amendments to Articles ShrHoldr Against Against For 21 Non-Voting Meeting Note N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
Lancashire Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G5361W104 05/04/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect John Bishop Mgmt For For For 6 Elect Jens Juul Mgmt For For For 7 Elect Martin Thomas Mgmt For For For 8 Elect Neil McConachie Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Board Size Mgmt For For For 18 Elect Simon Burton Mgmt For For For 19 Elect Jens Juul Mgmt For For For 20 Elect Colin Alexander Mgmt For For For 21 Elect Elaine Whelan Mgmt For For For 22 Elect Charles Mathias Mgmt For For For 23 Elect Sylvain Perrier Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Accounts and Reports Mgmt For For For 26 Appointment of Auditor Mgmt For For For 27 Authority to Set Auditor's Fees Mgmt For For For 28 Retire John Melcon Mgmt For For For 29 Retire Paul Gregory Mgmt For For For 30 Elect John Melcon Mgmt For For For 31 Elect Paul Gregory Mgmt For For For
Lancashire Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G5361W104 12/16/2009 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For
LANCO INFRATECH LTD Ticker Security ID: Meeting Date Meeting Status CINS Y5144P103 09/25/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect G. Bhaskara Rao Mgmt For For For 3 Re-elect Uddesh Kumar Kohli Mgmt For For For 4 Re-elect Pantam Narsimharamulu Mgmt For For For 5 Re-elect Bellikoth Vasanthan Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Amendment to Compensaton of L. Mgmt For For For Madhusudhan Rao 8 Amendment to Compensaton of G. Mgmt For For For Bhaskara Rao 9 Amendment to Compensaton of G. Mgmt For For For Venkatesh Babu
Laurentian Bank Canada Ticker Security ID: Meeting Date Meeting Status LRCDF CUSIP9 51925D106 03/16/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lise Bastarache Mgmt For For For 1.2 Elect Jean Bazin Mgmt For For For 1.3 Elect Richard Belanger Mgmt For For For 1.4 Elect Eve-Lyne Biron Mgmt For For For 1.5 Elect Isabelle Courville Mgmt For For For 1.6 Elect L. Denis Desautels Mgmt For For For 1.7 Elect Pierre Genest Mgmt For For For 1.8 Elect Michel Labonte Mgmt For For For 1.9 Elect Carmand Normand Mgmt For For For 1.10 Elect Jacqueline Orange Mgmt For For For 1.11 Elect Marie-France Poulin Mgmt For For For 1.12 Elect Rejean Robitaille Mgmt For For For 1.13 Elect Jonathan Wener Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 5 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage
Legrand Ticker Security ID: Meeting Date Meeting Status CINS F56196185 05/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers Audit) 8 Appointment of Alternate Auditor Mgmt For For For (Yves Nicolas) 9 Authority to Repurchase Shares Mgmt For For For 10 Ratification of the Co-option of Mgmt For For For Patrick Tanguy 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 15 Authority to Increase Share Issuance Mgmt For Against Against Limit 16 Authority to Set Offering Price of Mgmt For Against Against Shares 17 Authority to Increase Capital Mgmt For For For Through Capitalizations 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 19 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 20 Global Ceiling on Increases in Mgmt For For For Capital 21 Authority to Grant Stock Options Mgmt For For For 22 Authority to Grant Restricted Shares Mgmt For For For 23 Amendment Regarding Director Term Mgmt For For For Length 24 Authority to Carry Out Formalities Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A
Lenovo Group Limited Ticker Security ID: Meeting Date Meeting Status CINS Y5257Y107 01/22/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Acquisition Mgmt For For For
LG DACOM CORPORATION Ticker Security ID: Meeting Date Meeting Status CINS Y5252V108 11/27/2009 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition Mgmt For For For
LG Electronics Inc Ticker Security ID: Meeting Date Meeting Status CINS Y5275H177 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Election of Audit Committee Members Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For
LG Telecom Ticker Security ID: Meeting Date Meeting Status CINS Y5276R125 06/29/2010 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For
Li & Fung Limited Ticker Security ID: Meeting Date Meeting Status CINS G5485F144 05/18/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Victor FUNG Kwok King Mgmt For For For 5 Elect Bruce Rockowitz Mgmt For For For 6 Elect Paul Selway-Swift Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Increase in Authorized Capital Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Refreshment of Share Option Scheme Mgmt For Against Against
Lihir Gold Limited Ticker Security ID: Meeting Date Meeting Status CINS Y5285N149 05/05/2010 Voted Meeting Type Country of Trade Annual Papua New Guinea Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Peter Cassidy Mgmt For For For 3 Re-elect Michael Etheridge Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Approve Termination Benefits for Mgmt For For For MD/CEO 6 Equity Grant (MD/CEO) Mgmt For For For
Linamar Corp. Ticker Security ID: Meeting Date Meeting Status LIMAF CUSIP9 53278L107 05/11/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor and Authority Mgmt For For For to Set Fees 2 Election of Directors (Slate) Mgmt For For For
Linde AG Ticker Security ID: Meeting Date Meeting Status CINS D50348107 05/04/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 12 Amendments to Articles Mgmt For For For
Lindt & Sprungli Ticker Security ID: Meeting Date Meeting Status cins H49983184 04/22/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A
Logicacmg PLC Ticker Security ID: Meeting Date Meeting Status CINS G55552106 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Elect Jan Babiak Mgmt For For For 6 Elect David Tyler Mgmt For For For 7 Elect Andy Green Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Adoption of New Articles Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Lotte Shopping Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y5346T119 11/20/2009 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Spin-off Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
LOTTOMATICA S.P.A., ROMA Ticker Security ID: Meeting Date Meeting Status CINS T6326Y108 07/02/2009 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendment to Articles Regarding Mgmt For TNA N/A Company Name 3 Stock Grant Plan Mgmt For TNA N/A 4 Stock Option Plan Mgmt For TNA N/A 5 Amendment to Equity-Based Incentive Mgmt For TNA N/A Plans
M-Real Corp. Ticker Security ID: Meeting Date Meeting Status CINS X5594C116 03/24/2010 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
Macquarie Media Group Ticker Security ID: Meeting Date Meeting Status CINS Q5704Q136 10/28/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Remuneration Report Mgmt For For For 5 Elect Tony Bell (MMHL) Mgmt For For For 6 Ratify Placement of Stapled Mgmt For For For Securities 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Michael Leverock(MMIL) Mgmt For For For 11 Ratify Placement of Stapled Mgmt For For For Securities 12 Amend Bye-Laws of MMIL Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Ratify Issue of Stapled Securities Mgmt For For For
Maeda Road Construction Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J39401104 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masatsugu Okabe Mgmt For For For 3 Elect Akio Iso Mgmt For For For 4 Elect Kohji Kagawa Mgmt For For For 5 Elect Ryuta Maruo Mgmt For For For 6 Elect Mitsumasa Koizumi Mgmt For For For 7 Elect Kiyoji Yusa Mgmt For For For 8 Elect Fumihiko Hamano Mgmt For For For 9 Elect Takashi Mizuno Mgmt For For For 10 Elect Hitoshi Uchiyama Mgmt For For For 11 Elect Kanji Suzuki Mgmt For For For 12 Elect Ryohzoh Imaeda Mgmt For For For 13 Elect Yukio Fujiwara Mgmt For For For 14 Retirement Allowances for Directors Mgmt For For For
Magna International Inc Ticker Security ID: Meeting Date Meeting Status MGA CUSIP9 559222401 05/06/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Stronach Mgmt For For For 1.2 Elect J. Trevor Eyton Mgmt For For For 1.3 Elect Michael Harris Mgmt For For For 1.4 Elect Lady Judge Mgmt For For For 1.5 Elect Louis Lataif Mgmt For For For 1.6 Elect Donald Resnick Mgmt For For For 1.7 Elect Belinda Stronach Mgmt For For For 1.8 Elect Franz Vranitzky Mgmt For Withhold Against 1.9 Elect Donald Walker Mgmt For For For 1.10 Elect Siegfried Wolf Mgmt For For For 1.11 Elect Lawrence Worrall Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 2009 Stock Option Plan Mgmt For For For
Magna International Inc Ticker Security ID: Meeting Date Meeting Status MGA CUSIP9 559222401 05/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Stronach Mgmt For For For 1.2 Elect J. Trevor Eyton Mgmt For For For 1.3 Elect Michael Harris Mgmt For For For 1.4 Elect Lady Judge Mgmt For For For 1.5 Elect Louis Lataif Mgmt For For For 1.6 Elect Donald Resnick Mgmt For For For 1.7 Elect Belinda Stronach Mgmt For For For 1.8 Elect Franz Vranitzky Mgmt For Withhold Against 1.9 Elect Donald Walker Mgmt For For For 1.10 Elect Siegfried Wolf Mgmt For For For 1.11 Elect Lawrence Worrall Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 2009 Stock Option Plan Mgmt For For For
Mahindra & Mahindra Limited Ticker Security ID: Meeting Date Meeting Status CINS Y54164135 03/11/2010 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock Split Mgmt For For For 2 Amendments to Memorandum Mgmt For For For 3 Amendments to Articles Mgmt For For For
Major Drilling Group International Inc Ticker Security ID: Meeting Date Meeting Status MJDLF CUSIP 560909 09/09/2009 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Breiner Mgmt For For For 1.2 Elect David Fennell Mgmt For For For 1.3 Elect David Hope Mgmt For For For 1.4 Elect Francis McGuire Mgmt For For For 1.5 Elect Derek Pannell Mgmt For For For 1.6 Elect John Schiavi Mgmt For For For 1.7 Elect David Tennant Mgmt For For For 1.8 Elect Jo Mark Zurel Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Management Consulting Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G5775H107 04/20/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Stephen Ferriss Mgmt For For For 4 Elect Craig Smith Mgmt For Against Against 5 Elect Alan Barber Mgmt For Against Against 6 Elect Nicholas Stagg Mgmt For Against Against 7 Elect Chiheb Mahjoub Mgmt For Against Against 8 Elect Marco Lopinto Mgmt For Against Against 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Share Subdivision Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Adoption of New Articles Mgmt For For For 23 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
MAOYE INTERNATIONAL HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G5804G104 04/30/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHONG Pengyi Mgmt For For For 6 Elect David LEUNG Hon Chuen Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For
Marks & Spencer Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G5824M107 07/08/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Stuart Rose Mgmt For For For 5 Elect Jan du Plessis Mgmt For For For 6 Elect Jeremy Darroch Mgmt For For For 7 Elect Sir David Michels Mgmt For For For 8 Elect Louise Patten Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Republic of Ireland Sharesave Plan Mgmt For For For 2009 16 Shareholder Proposal Regarding ShrHoldr Against Against For Separation of Roles of Chairman and Chief Executive 17 Non-Voting Meeting Note N/A N/A N/A N/A
MARSTONS PLC, WOLVERHAMPTON Ticker Security ID: Meeting Date Meeting Status CINS G5852L104 07/06/2009 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Increase Authorised Mgmt For For For Capital Pursuant to Rights Issue 2 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights Pursuant to Rights Issue 3 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Pursuant to Rights Issue
Marui Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J40089104 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hiroshi Aoi Mgmt For For For 3 Elect Yuhji Kawashita Mgmt For For For 4 Elect Kyohjiroh Kitade Mgmt For For For 5 Elect Motohiko Satoh Mgmt For For For 6 Elect Kohichiroh Horiuchi Mgmt For For For 7 Elect Tatsuya Shinose Mgmt For For For 8 Elect Takashi Wakashima Mgmt For For For 9 Elect Masao Nakamura Mgmt For For For 10 Elect Tomoo Ishii Mgmt For For For
McBride PLC Ticker Security ID: Meeting Date Meeting Status CINS G5922D108 10/26/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Iain Napier Mgmt For For For 5 Elect Christine Bogdanowicz-Bindert Mgmt For For For 6 Elect Robert Lee Mgmt For For For 7 Elect Miles Roberts Mgmt For For For 8 Elect Colin Smith Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authorization of Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
McOt PLC Ticker Security ID: Meeting Date Meeting Status CINS Y5904Q119 04/22/2010 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Chairman's Report Mgmt For For For 3 Approve Minutes Mgmt For For For 4 Report on Results of Operations Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Nathi Premrasmi Mgmt For For For 8 Elect Jaturong Panyadilok Mgmt For For For 9 Elect Somboon Muangklam Mgmt For For For 10 Elect Wittayatorn Tokeaw Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Transaction of Other Business Mgmt For For For
Mediatek Incorporation Ticker Security ID: Meeting Date Meeting Status CINS Y5945U103 06/15/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Procedural Rules for Mgmt For For For Shareholder Meetings 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A
MEDIQ N.V. Ticker Security ID: Meeting Date Meeting Status CINS N6741C117 04/08/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Elect W. M. van den Goorbergh Mgmt For For For 8 Elect S. van Keulen Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A
Meggitt PLC Ticker Security ID: Meeting Date Meeting Status CINS G59640105 04/21/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Colin Terry Mgmt For For For 5 Elect Terry Twigger Mgmt For For For 6 Elect David Williams Mgmt For For For 7 Elect Alan Cox Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authorisation of Political Donations Mgmt For For For 13 Adoption of New Articles Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Scrip Dividend Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Meitec Corporation Ticker Security ID: Meeting Date Meeting Status CINS J42067108 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Makoto Fukai Mgmt For For For 3 Election of Alternate Statutory Mgmt For For For Auditor 4 Directors and Auditors' Fees Mgmt For For For
Meritz Fire & Marine Insurance Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y5945N109 06/11/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Election of Directors (Slate) Mgmt For For For 6 Elect ROH Seung Bang Mgmt For For For 7 Elect CHEE Beom Ha Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
Methanex Corp. Ticker Security ID: Meeting Date Meeting Status MEOH CUSIP9 59151K108 04/29/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to the Stock Option Plan Mgmt For For For 4 SHP Advisory Vote on Compensation Mgmt Against Against For Report (Say on Pay)
METRO PACIFIC INVESTMENTS CORP Ticker Security ID: Meeting Date Meeting Status CINS Y60305102 11/12/2009 Voted Meeting Type Country of Trade Special Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Placement 2 Issuance of Shares to Fund Mgmt For For For Acquisition 3 Issuance of Shares to Fund Mgmt For For For Acquisition 4 Issuance of Shares Pursuant to Mgmt For For For Capitalization 5 Increase of Board Size and Mgmt For For For Amendments to Articles 6 Elect Edward Tortorici Mgmt For For For 7 Elect Ray Espinosa Mgmt For For For 8 Elect Robert Nicholson Mgmt For For For 9 Elect Lydia Balatbat-Echauz Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
Micro Focus International PLC Ticker Security ID: Meeting Date Meeting Status CINS G6117L103 07/24/2009 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Acquisition Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
Micro Focus International PLC Ticker Security ID: Meeting Date Meeting Status CINS G6117L103 09/24/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Kevin Loosemore Mgmt For For For 5 Elect Stephen Kelly Mgmt For For For 6 Elect Nicholas Bray Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Amendment to Long Term Incentive Plan Mgmt For For For
Micronas Semiconductor Holding Ticker Security ID: Meeting Date Meeting Status CINS H5439Q120 11/27/2009 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Elect Klaus Blickle Mgmt For TNA N/A 4 Elect Dieter Seipler Mgmt For TNA N/A 5 Elect Stefan Wolf Mgmt For TNA N/A 6 Elect Lucas Grolimund Mgmt For TNA N/A
Mid Reit Incorporated Ticker Security ID: Meeting Date Meeting Status CINS J4304Y100 05/27/2010 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Yukinobu Izumi Mgmt For For For 3 Election of Alternate Executive Mgmt For For For Director 4 Elect Haruo Kitamura Mgmt For For For 5 Elect Naota Taniguchi Mgmt For For For
Mimasu Semiconductor Industry Company Ticker Security ID: Meeting Date Meeting Status CINS J42798108 08/27/2009 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Masayuki Nakazawa Mgmt For For For 4 Elect Nobuaki Hosoya Mgmt For For For 5 Elect Junichiroh Uchida Mgmt For For For 6 Elect Kohzaburoh Katahira Mgmt For For For 7 Elect Takuya Iizuka Mgmt For For For 8 Elect Tatsuroh Hachitaka Mgmt For For For 9 Elect Naofumi Makino Mgmt For For For
Mitie Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G6164F157 07/10/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Graeme Potts Mgmt For For For 5 Elect Roger Goodman Mgmt For Against Against 6 Elect Ruby McGregor-Smith Mgmt For Against Against 7 Elect Terry Morgan Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Mitie Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G6164F157 09/28/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Related Party Transaction (Ruby Mgmt For For For McGregor-Smith) 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
Mitsubishi Corp. Ticker Security ID: Meeting Date Meeting Status CINS J43830116 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yorihiko Kojima Mgmt For For For 4 Elect Ken Kobayashi Mgmt For For For 5 Elect Ryohichi Ueda Mgmt For For For 6 Elect Masahide Yano Mgmt For For For 7 Elect Hideyuki Nabeshima Mgmt For For For 8 Elect Hideto Nakahara Mgmt For For For 9 Elect Tsuneo Iyobe Mgmt For For For 10 Elect Kiyoshi Fujimura Mgmt For For For 11 Elect Yasuo Nagai Mgmt For For For 12 Elect Mikio Sasaki Mgmt For For For 13 Elect Tamotsu Nomakuchi Mgmt For For For 14 Elect Kunio Itoh Mgmt For For For 15 Elect Kazuo Tsukuda Mgmt For For For 16 Elect Ryohzoh Katoh Mgmt For For For 17 Elect Hidehiro Konno Mgmt For For For 18 Elect Yukio Ueno Mgmt For For For 19 Bonus Mgmt For For For 20 Accumulative Pension Plan Mgmt For For For 21 Amendments to Directors' Mgmt For Against Against Compensation Plan
Mitsubishi UFJ Financial Group Ticker Security ID: Meeting Date Meeting Status CINS J44497105 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Munetaka Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Kyouta Ohmori Mgmt For For For 7 Elect Hiroshi Saitoh Mgmt For For For 8 Elect Nobushige Kamei Mgmt For For For 9 Elect Masao Hasegawa Mgmt For For For 10 Elect Fumiyuki Akikusa Mgmt For For For 11 Elect Kazuo Takeuchi Mgmt For For For 12 Elect Nobuyuki Hirano Mgmt For For For 13 Elect Shunsuke Teraoka Mgmt For For For 14 Elect Kaoru Wachi Mgmt For For For 15 Elect Takashi Oyamada Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For
Mitsui & Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J44690139 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shouei Utsuda Mgmt For For For 4 Elect Masami Iijima Mgmt For For For 5 Elect Ken Abe Mgmt For For For 6 Elect Junichi Matsumoto Mgmt For For For 7 Elect Seiichi Tanaka Mgmt For For For 8 Elect Norinao Iio Mgmt For For For 9 Elect Takao Ohmae Mgmt For For For 10 Elect Masayoshi Komai Mgmt For For For 11 Elect Daisuke Saiga Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshirho Mutoh Mgmt For For For 16 Elect Naoto Nakamura Mgmt For For For
Mitsui Osk Lines Limited Ticker Security ID: Meeting Date Meeting Status CINS J45013109 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akimitsu Ashida Mgmt For For For 4 Elect Masakazu Yakushiji Mgmt For For For 5 Elect Yohichi Aoki Mgmt For For For 6 Elect Masafumi Yasuoka Mgmt For For For 7 Elect Kohichi Mutoh Mgmt For For For 8 Elect Toshitaka Shishido Mgmt For For For 9 Elect Tsuneo Watanabe Mgmt For For For 10 Elect Kunio Kojima Mgmt For For For 11 Elect Takeshi Komura Mgmt For For For 12 Elect Sadayuki Sakakibara Mgmt For For For 13 Elect Kazumasa Mizoshita Mgmt For For For 14 Elect Sumio Iijima Mgmt For For For 15 Appointment of Alternative Statutory Mgmt For For For Auditor 16 Stock Option Plan Mgmt For For For
MOBILE TELESYSTEMS OJSC Ticker Security ID: Meeting Date Meeting Status MBT CUSIP 607409 10/22/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Meeting Procedures Mgmt For For For 2 Related Party Transactions Mgmt For For For
MOL Magyar Olaj Gazipari Ticker Security ID: Meeting Date Meeting Status CINS X5462R112 04/29/2010 Voted Meeting Type Country of Trade Annual Hungary Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Accounts and Mgmt For For For Reports (Consolidated) 5 Ratification of Executive Acts Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Repurchase Shares Mgmt For Against Against 8 Election of Directors Mgmt For For For 9 Elect Istvan Torocskei Mgmt For For For
Mondadori ED Ticker Security ID: Meeting Date Meeting Status CINS T6901G126 04/27/2010 Take No Action Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits 3 Authority to Trade in Company Stock Mgmt For TNA N/A 4 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees
Mosaid Technologies Inc Ticker Security ID: Meeting Date Meeting Status MBTHF CUSIP 61945Q 10/08/2009 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Employee and Director Mgmt For Against Against Stock Option Plan
Muenchener Rueckversicherun g AG Ticker Security ID: Meeting Date Meeting Status CINS D55535104 04/28/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Elect Benita Ferrero-Waldner Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 12 Authority to Issue Convertible Debt Mgmt For For For Instruments 13 Amendments to Articles Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Nabtesco Corp. Ticker Security ID: Meeting Date Meeting Status CINS J4707Q100 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuyuki Matsumoto Mgmt For For For 4 Elect Hiroshi Sawa Mgmt For For For 5 Elect Yohichi Inoue Mgmt For For For 6 Elect Shigeki Tsubouchi Mgmt For For For 7 Elect Yohsuke Mishiro Mgmt For For For 8 Elect Yujiroh Imamura Mgmt For For For 9 Elect Hiroyuki Aoi Mgmt For For For 10 Elect Tsutomu Sakamoto Mgmt For For For 11 Elect Kazuo Kotani Mgmt For For For 12 Elect Kazuhide Naraki Mgmt For For For
NASPERS LIMITED - ADR Ticker Security ID: Meeting Date Meeting Status CINS S53435103 08/28/2009 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Elect Lambert Retief Mgmt For For For 6 Elect Steve Pacak Mgmt For For For 7 Elect Francine-Ann du Plessis Mgmt For For For 8 Elect Rachel Jafta Mgmt For For For 9 Elect Fred Phaswana Mgmt For For For 10 General Authority to Issue Shares Mgmt For Against Against 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase "N" Shares Mgmt For For For 13 Authority to Repurchase "A" Shares Mgmt For Against Against 14 Authorisation of Legal Formalities Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
National Bank Of Greece SA Ticker Security ID: Meeting Date Meeting Status CINS X56533114 01/14/2010 Take No Action Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Spin-off Mgmt For TNA N/A 2 Report on the Spin-off Mgmt For TNA N/A 3 Authorization of Legal Formalities Mgmt For TNA N/A 4 Ratification of Co-option of New Mgmt For TNA N/A Board Members 5 Election of Directors Mgmt For TNA N/A 6 Election of Audit Committee Mgmt For TNA N/A 7 Board Transactions Mgmt For TNA N/A 8 Amendments to Articles Mgmt For TNA N/A 9 Authority to Issue Convertible Bonds Mgmt For TNA N/A 10 Announcements Mgmt Abstain TNA N/A
NCC AB Ticker Security ID: Meeting Date Meeting Status CINS W5691F104 04/14/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Mgmt For For For Minutes 9 Compliance with Rules of Convocation Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Amendment to Nominating Committee Mgmt For For For Procedures 19 Election of Nominating Committee Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Amendment Regarding Meeting Notice Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A
NEC Mobiling Ticker Security ID: Meeting Date Meeting Status CINS J48846109 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Masahiro Nakagawa Mgmt For For For 3 Elect Masaru Nagashima Mgmt For For For 4 Elect Shuji Niwano Mgmt For For For 5 Elect Kenichi Andoh Mgmt For For For 6 Elect Kazuto Kojima Mgmt For For For 7 Elect Ketia Satoh Mgmt For For For 8 Elect Hajime Matsukura Mgmt For For For 9 Elect Kazuki Fukuda Mgmt For For For 10 Elect Fukukoh Hashimoto Mgmt For For For 11 Elect Kohki Kawakami Mgmt For For For 12 Directors and Statutory Auditors' Mgmt For For For Fees
Net One Systems Ticker Security ID: Meeting Date Meeting Status CINS J48894109 06/17/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Osamu Sawada Mgmt For For For 3 Elect Takayuki Yoshino Mgmt For For For 4 Elect Shingo Saitoh Mgmt For For For 5 Elect Tohru Arai Mgmt For For For 6 Elect Norihisa Katayama Mgmt For For For 7 Elect Tsuyoshi Suzuki Mgmt For For For 8 Elect Shunichi Suemitsu Mgmt For For For 9 Elect Hiroshi Ohtsuka Mgmt For For For 10 Elect Katsutoshi Ichikawa Mgmt For For For 11 Elect Kunio Kawakami Mgmt For For For 12 Bonus Mgmt For For For
NETEASE.COM, INC. - ADR Ticker Security ID: Meeting Date Meeting Status NTES CUSIP 64110W 09/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ding Mgmt For For For 2 Elect Alice Cheng Mgmt For For For 3 Elect Denny Lee Mgmt For For For 4 Elect Joseph Tong Mgmt For For For 5 Elect Lun Feng Mgmt For For For 6 Elect Michael Leung Mgmt For For For 7 Elect Michael Tong Mgmt For For For 8 Appointment of Auditor Mgmt For For For
New World China Land Limited Ticker Security ID: Meeting Date Meeting Status CINS G6493A101 12/09/2009 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter CHENG Kar Shing Mgmt For Against Against 5 Elect Michael FONG Shing Kwong Mgmt For Against Against 6 Elect Lynda NGAN Man-Ying Mgmt For Against Against 7 Elect Christopher CHENG Wai Chee Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
NEWALTA INC. Ticker Security ID: Meeting Date Meeting Status NWLTF CUSIP9 65020P103 05/12/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor and Authority Mgmt For For For to Set Fees 2.1 Elect Alan Cadotte Mgmt For For For 2.2 Elect Robert MacDonald Mgmt For For For 2.3 Elect R. Vance Milligan Mgmt For For For 2.4 Elect R.H. Pinder Mgmt For For For 2.5 Elect Gordon Pridham Mgmt For For For 2.6 Elect Susan Riddell Rose Mgmt For For For 2.7 Elect Tom Ryley Mgmt For For For 2.8 Elect Barry Stewart Mgmt For For For
Nippo Corp. Ticker Security ID: Meeting Date Meeting Status CINS J53935102 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kikuo Hayashida Mgmt For For For 3 Elect Kazunori Mizushima Mgmt For For For 4 Elect Atsumi Aoki Mgmt For For For 5 Elect Hiroki Satoh Mgmt For For For 6 Elect Satoshi Sasaki Mgmt For For For 7 Elect Yuichi Matsubara Mgmt For For For 8 Elect Kohichi Ishikawa Mgmt For For For 9 Elect Fumiaki Watari Mgmt For For For 10 Elect Toshio Seki Mgmt For For For
Nippon Residential Investment Corp. Ticker Security ID: Meeting Date Meeting Status CINS J5506A105 11/30/2009 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Termination of Asset Management Mgmt For For For Agreement 3 Election of Alternate Executive Mgmt For For For Director
Nippon Seiki Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J55483101 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shohji Nagai Mgmt For For For 2 Elect Kazuo Nirasawa Mgmt For For For 3 Elect Takashi Nagatsuka Mgmt For For For 4 Elect Mitsuhiro Kawamata Mgmt For For For 5 Elect Yoshiaki Yazawa Mgmt For For For 6 Elect Takeyoshi Igarashi Mgmt For For For 7 Elect Hiroshi Araki Mgmt For For For 8 Elect Hirotoshi Takada Mgmt For For For 9 Elect Makoto Ohkawa Mgmt For For For 10 Elect Yoshiki Takebe Mgmt For For For 11 Elect Akira Nakamura Mgmt For For For 12 Elect Junichi Suzuki Mgmt For For For 13 Elect Seiichiroh Okada Mgmt For For For 14 Elect Morito Satoh Mgmt For For For 15 Elect Toshiaki Ichihashi Mgmt For For For 16 Elect Youichi Ayata Mgmt For For For 17 Elect Masao Asano Mgmt For For For 18 Retirement Allowances for Directors Mgmt For For For
Nippon System Development Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS J56107105 06/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Ichiroh Okinaka Mgmt For For For 3 Elect Yoshikazu Imajoh Mgmt For For For 4 Elect Yukio Umehara Mgmt For For For 5 Elect Hideshi Maekawa Mgmt For For For 6 Elect Atsuo Tomura Mgmt For For For 7 Elect Kiyoshi Kondoh Mgmt For For For 8 Elect Kenji Takatori Mgmt For For For 9 Elect Yasuhiro Moriuchi Mgmt For For For 10 Bonus Mgmt For For For
Nippon Yusen KK Ticker Security ID: Meeting Date Meeting Status CINS J56515133 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Miyahara Mgmt For For For 4 Elect Yasushi Yamawaki Mgmt For For For 5 Elect Yasumi Kudoh Mgmt For For For 6 Elect Masahiro Katoh Mgmt For For For 7 Elect Hidenori Hohnoh Mgmt For For For 8 Elect Tadaaki Naitoh Mgmt For For For 9 Elect Masamichi Morooka Mgmt For For For 10 Elect Naoya Tazawa Mgmt For For For 11 Elect Hiroshi Hiramatsu Mgmt For For For 12 Elect Kenji Mizushima Mgmt For For For 13 Elect Yukio Okamoto Mgmt For For For 14 Elect Yuri Okina Mgmt For For For 15 Elect Toshinori Yamashita Mgmt For For For
Nishimatsu Construction Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J56730120 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Harusada Kondoh Mgmt For For For 3 Elect Eiji Hirata Mgmt For For For 4 Elect Dohji Suzuki Mgmt For For For 5 Elect Uichi Mizuguchi Mgmt For For For 6 Elect Kohichiroh Katsuragi Mgmt For For For 7 Elect Ryohji Yamamoto Mgmt For For For 8 Elect Yoshiyuki Sawai Mgmt For For For 9 Elect Katsuaki Saitoh Mgmt For For For 10 Elect Sadao Aisaka Mgmt For For For 11 Election of Alternate Statutory Mgmt For For For Auditors
Nissan Shatai Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J57289100 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For
Nittetsu Mining Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J58321100 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For
Nitto Denko Corp. Ticker Security ID: Meeting Date Meeting Status CINS J58472119 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For 4 Elect Yukio Nagira Mgmt For For For 5 Elect Tatsunosuke Fujiwara Mgmt For For For 6 Elect Kaoru Aizawa Mgmt For For For 7 Elect Yasuo Ninomiya Mgmt For For For 8 Elect Kenji Matsumoto Mgmt For For For 9 Elect Hideo Takasaki Mgmt For For For 10 Elect Yohichiroh Sakuma Mgmt For For For 11 Elect Yohichiroh Furuse Mgmt For For For 12 Elect Kunio Itoh Mgmt For For For 13 Stock option Plan Mgmt For For For
Noble Corp. Ticker Security ID: Meeting Date Meeting Status NE CUSIP9 H5833N103 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Cawley Mgmt For For For 1.2 Elect Gordon Hall Mgmt For For For 1.3 Elect Jack Little Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Par Value; Capital Mgmt For For For Distribution 4 Amendment to Par Value; Capital Mgmt For For For Distribution 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts
Noble Corp. Ticker Security ID: Meeting Date Meeting Status NE CUSIP9 H5833N103 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Cawley Mgmt For For For 1.2 Elect Gordon Hall Mgmt For For For 1.3 Elect Jack Little Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Par Value; Capital Mgmt For For For Distribution 4 Amendment to Par Value; Capital Mgmt For For For Distribution 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts
Noble Corp. Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N 10/29/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan
Noble Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G6542T119 04/19/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Disposal Transactions Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A
Noble Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G6542T119 10/12/2009 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allotment of Shares to Ricardo Leiman Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
Noevir Company Limited Ticker Security ID: Meeting Date Meeting Status ISIN JP3760400006 12/08/2009 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Nominee 1 Mgmt For For For 3 Elect Nominee 2 Mgmt For For For 4 Elect Nominee 3 Mgmt For For For 5 Elect Nominee 4 Mgmt For For For 6 Elect Nominee 5 Mgmt For For For 7 Elect Nominee 6 Mgmt For For For 8 Elect Nominee 7 Mgmt For For For
NOK Corp. Ticker Security ID: Meeting Date Meeting Status CINS J54967104 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masato Tsuru Mgmt For For For 3 Elect Hideo Hatsuzawa Mgmt For For For 4 Elect Shigekazu Kokai Mgmt For For For 5 Elect Takahito Yokouchi Mgmt For For For 6 Elect Kiyoshi Doi Mgmt For For For 7 Elect Tetsuji Tsuru Mgmt For For For 8 Elect Toshifumi Kobayashi Mgmt For For For 9 Elect Sohichiroh Uchida Mgmt For For For
Nokia Corporation Ticker Security ID: Meeting Date Meeting Status CINS X61873133 05/06/2010 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Ratification of Board and Management Mgmt For For For Acts 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A
Noritsu Koki Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J59117101 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Hirotsugu Nishimoto Mgmt For For For 4 Elect Masataka Aoyagi Mgmt For For For 5 Elect HIdetoshi Shibata Mgmt For For For 6 Election of Alternate Statutory Mgmt For For For Auditors
Northgate Minerals Corp. Ticker Security ID: Meeting Date Meeting Status NXG CUSIP9 666416102 05/11/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Daniel Mgmt For For For 1.2 Elect Paul Dowd Mgmt For For For 1.3 Elect Patrick Downey Mgmt For For For 1.4 Elect Richard Hall Mgmt For For For 1.5 Elect Douglas Hayhurst Mgmt For For For 1.6 Elect Terrence Lyons Mgmt For For For 1.7 Elect Conrad Pinette Mgmt For For For 1.8 Elect Kenneth Stowe Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Shareholder Rights Plan Mgmt For For For
Norwegian Property ASA Ticker Security ID: Meeting Date Meeting Status CINS R6370J108 02/03/2010 Voted Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Presiding Chairman Mgmt For For For 4 Meeting Notice and Agenda Mgmt For For For 5 Election of an Individual to Check Mgmt For For For Minutes 6 Amendments to Articles Regarding Mgmt For For For Meeting Documents 7 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 8 Authority to Issue Shares for Mgmt For For For Contributions in Kind
Novartis AG Ticker Security ID: Meeting Date Meeting Status CINS H5820Q150 02/26/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Amendment Regarding Advisory Vote on Mgmt For TNA N/A Compensation Policy 8 Elect Marjorie Yang Mgmt For TNA N/A 9 Elect Daniel Vasella Mgmt For TNA N/A 10 Elect Hans-Jorg Rudloff Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Transaction of Other Business Mgmt For TNA N/A
NTT Docomo Inc Ticker Security ID: Meeting Date Meeting Status CINS J59399105 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Ryuhji Yamada Mgmt For For For 5 Elect Kiyoyuki Tsujimura Mgmt For For For 6 Elect Masatoshi Suzuki Mgmt For For For 7 Elect Hiroshi Matsui Mgmt For For For 8 Elect Bunya Kumagai Mgmt For For For 9 Elect Kazuto Tsubouchi Mgmt For For For 10 Elect Kaoru Katoh Mgmt For For For 11 Elect Mitsunobu Komori Mgmt For For For 12 Elect Akio Ohshima Mgmt For For For 13 Elect Fumio Iwasaki Mgmt For For For 14 Elect Takashi Tanaka Mgmt For For For 15 Elect Katsuhiro Nakamura Mgmt For For For 16 Elect Hiroshi Tsujigami Mgmt For For For
Nuplex Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS Q70156106 11/06/2009 Voted Meeting Type Country of Trade Annual New Zealand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Authority to Set Auditor's Fees Mgmt For For For 5 Re-elect David Jackson Mgmt For For For 6 Re-elect Michael Wynter Mgmt For For For 7 Elect Peter Springford Mgmt For For For 8 Ratify Placement of Securities Mgmt For For For
NYRSTAR NV, BRUXELLES Ticker Security ID: Meeting Date Meeting Status CINS B6372M106 04/28/2010 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Julien De Wilde Mgmt For TNA N/A 10 Elect Karel Vinck Mgmt For TNA N/A 11 Elect Peter Mansell Mgmt For TNA N/A 12 Ratification of the Independence of Mgmt For TNA N/A Ray Stewart 13 Ratification of the Co-option and Mgmt For TNA N/A Independence of Oyvind Hushovd 14 Directors' Fees Mgmt For TNA N/A 15 Directors' Fees (Committee Fees) Mgmt For TNA N/A 16 Directors' Fees (Chairman of the Mgmt For TNA N/A Board) 17 Approval of Financing Credit Mgmt For TNA N/A 18 Change of Control Provision Mgmt For TNA N/A (Financing Credit) 19 Change of Control Provision Mgmt For TNA N/A (Redemption at the Option of Shareholders) 20 Authority to Issue Restricted Shares Mgmt For TNA N/A to CEO and Management Committee
NYRSTAR NV, BRUXELLES Ticker Security ID: Meeting Date Meeting Status CINS B6372M106 07/31/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Convertibility of Bonds Mgmt For TNA N/A 6 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights 7 Exclusion of Preemptive Rights Mgmt For TNA N/A 8 Authority to Carry out Formalities Mgmt For TNA N/A 9 Change in Control Clause Mgmt For TNA N/A
NYRSTAR NV, BRUXELLES Ticker Security ID: Meeting Date Meeting Status CINS B6372M106 08/25/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Convertibility of Bonds Mgmt For TNA N/A 5 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights 6 Exclusion of Preemptive Rights Mgmt For TNA N/A 7 Authority to Carry out Formalities Mgmt For TNA N/A
Obrascon Huarte Lain SA Ticker Security ID: Meeting Date Meeting Status CINS E7795C102 11/26/2009 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Debt Instruments Mgmt For For For 3 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 4 Authority to Carry Out Formalities Mgmt For For For 5 Minutes Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
Oita Bank Limited Ticker Security ID: Meeting Date Meeting Status CINS J60256104 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tetsunori Gotoh Mgmt For For For 3 Elect Yohichi Miura Mgmt For For For 4 Elect Takayuki Suzuki Mgmt For For For 5 Elect Kazuyoshi Takahara Mgmt For For For 6 Elect Tomohiro Watabe Mgmt For For For 7 Elect Tomiichiroh Gotoh Mgmt For For For 8 Retirement Allowances for Statutory Mgmt For For For Auditors 9 Bonus Mgmt For Against Against
Okinawa Cellular Telephone Company Ticker Security ID: Meeting Date Meeting Status CINS J60805108 06/15/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuo Inamori Mgmt For For For 4 Elect Eiji Chinen Mgmt For For For 5 Elect Hiroshi Kitagawa Mgmt For For For 6 Elect Chohsei Nakasone Mgmt For For For 7 Elect Masakazu Nakachi Mgmt For For For 8 Elect Akira Sakima Mgmt For For For 9 Elect Kunio Oroku Mgmt For For For 10 Elect Tadashi Onodera Mgmt For For For 11 Elect Makoto Takahashi Mgmt For For For 12 Elect Hideo Yuasa Mgmt For For For 13 Elect Seiken Takemoto Mgmt For For For 14 Elect Fumihiro Nakamura Mgmt For For For 15 Bonus Mgmt For For For
Okinawa Electric Power Company Ticker Security ID: Meeting Date Meeting Status CINS J60815107 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For Against Against
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shekhar Anantharaman Mgmt For For For 4 Elect Sridhar Krishnan Mgmt For For For 5 Elect Andy TSE Po Shing Mgmt For For For 6 Elect Mark Daniell Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Authority to Grant Awards and Issue Mgmt For For For Shares under Olam Employee Share Option Scheme
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Memorandum Mgmt For For For 2 Adoption of New Articles Mgmt For For For 3 Scrip Dividend Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Placement of Convertible Bonds Mgmt For For For
OMV AG Ticker Security ID: Meeting Date Meeting Status CINS A51460110 05/26/2010 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt Abstain For Against 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Amendments to Articles Mgmt For Against Against 9 2010 Long Term Incentive Plan Mgmt For For For
ONMEDIA CORP Ticker Security ID: Meeting Date Meeting Status CINS Y6441V108 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Elect LEE Hwa Kyung Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Corporate Auditor's Fee Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
Orascom Construction Industries Ticker Security ID: Meeting Date Meeting Status CINS M7525D108 12/23/2009 Take No Action Meeting Type Country of Trade Annual Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Ratification of Board Acts Mgmt For TNA N/A 3 Appointment of Nassef Sawiris as Mgmt For TNA N/A Chairman 4 Authorization of Legal Formalities Mgmt For TNA N/A 5 Approval of Letters of Guarantee Mgmt For TNA N/A 6 Authority to Give Guarantees Mgmt For TNA N/A
Orascom Construction Industries Ticker Security ID: Meeting Date Meeting Status CINS M7525D108 12/23/2009 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendment to the Terms of the Mgmt For TNA N/A Employee Share Option Plan 3 Authority to Issue Shares Pursuant Mgmt For TNA N/A to the Employee Share Option Plan 4 Amendments to Memorandum Mgmt For TNA N/A
Orascom Telecom Ticker Security ID: Meeting Date Meeting Status CINS 68554W205 10/22/2009 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve the reduction of the Company Mgmt N/A For N/A s capital [by writing off the shares purchased by the Company], and amend the Articles 6 and 7 of the Company s Statutes which will be entitled by such reduction, pursuant to Article 150 of the Executive Regulations of Law 159/1981
Orica Limited Ticker Security ID: Meeting Date Meeting Status CINS Q7160T109 12/16/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Michael Tilley Mgmt For For For 3 Re-elect Nora Scheinkestel Mgmt For For For 4 Remuneration Report Mgmt For For For
Osaka Securities Exchange Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS J6254G104 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michio Yoneda Mgmt For For For 4 Elect Marumoto Fujikura Mgmt For For For 5 Elect Manabu Matsumoto Mgmt For For For 6 Elect Kohtaroh Yamazawa Mgmt For For For 7 Elect Yoshinori Karino Mgmt For For For 8 Elect Tsutomu Okuda Mgmt For For For 9 Elect Yuhsuke Kawamura Mgmt For For For 10 Elect Yuhko Kawamoto Mgmt For For For 11 Elect Taichi Sakaiya Mgmt For For For 12 Elect Shigeo Sasaki Mgmt For For For 13 Elect Shigeru Morimoto Mgmt For For For 14 Directors' Fees Mgmt For For For
OTE-Hellenic Telecommunicatio ns Organization SA Ticker Security ID: Meeting Date Meeting Status CINS X3258B102 06/16/2010 Take No Action Meeting Type Country of Trade Annual Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 2 Ratification of Board and Auditor Mgmt For TNA N/A Acts 3 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 4 Directors' Fees Mgmt For TNA N/A 5 Charitable Donations Mgmt For TNA N/A 6 Indemnification of Directors/Officers Mgmt For TNA N/A 7 Related Party Transactions Mgmt For TNA N/A 8 Amendments to Articles Regarding the Mgmt For TNA N/A Corporate Purpose 9 Related Party Transactions Mgmt For TNA N/A 10 Ratification of Board Appointment Mgmt For TNA N/A 11 Election of Audit Committee Members Mgmt For TNA N/A 12 Announcements Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A
OTE-Hellenic Telecommunicatio ns Organization SA Ticker Security ID: Meeting Date Meeting Status CINS X3258B102 06/28/2010 Take No Action Meeting Type Country of Trade Annual Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Regarding the Mgmt For TNA N/A Corporate Purpose
Oversea-Chinese Banking Corporation Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y64248209 04/16/2010 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
Oversea-Chinese Banking Corporation Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y64248209 04/16/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect LEE Seng Wee Mgmt For For For 3 Elect Patrick YEOH Khwai Hoh Mgmt For For For 4 Elect David Conner Mgmt For For For 5 Elect NEO Boon Siong Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Grant Awards and Issue Mgmt For For For Shares under Employee Incentive Plans 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Shares under Mgmt For For For Scrip Dividend Plan 18 Authority to Issue Preferred Shares Mgmt For Against Against 19 Non-Voting Agenda Item N/A N/A N/A N/A
Pacific Andes International Holdings Ltd Ticker Security ID: Meeting Date Meeting Status CINS G6842Q104 03/23/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect NG Puay Yee Mgmt For For For 5 Elect Lew V. Robert Mgmt For For For 6 Elect Larry KWOK Lam Kwong Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Increase in Authorized Capital Mgmt For For For 17 Issuance of Warrants w/ Preemptive Mgmt For For For Rights 18 Non-Voting Meeting Note N/A N/A N/A N/A
Pacific Andes International Holdings Ltd Ticker Security ID: Meeting Date Meeting Status CINS G6842Q104 09/08/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect TEH Hong Eng Mgmt For For For 5 Elect NG Joo Kwee Mgmt For For For 6 Elect Frank NG Joo Puay Mgmt For For For 7 Elect Clement TAO Kwok Lau Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Pacific Brands Limited Ticker Security ID: Meeting Date Meeting Status CINS Q7161J100 10/20/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect Nora Scheinkestel Mgmt For For For 3 Elect James King Mgmt For For For 4 Remuneration Report Mgmt For For For
Pacific Corp Ticker Security ID: Meeting Date Meeting Status CINS Y6606N107 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect CHO Dong Chul Mgmt For Against Against 5 Directors' Fees Mgmt For For For 6 Corporate Auditors' Fees Mgmt For For For 7 Appointment of Independent Auditor Mgmt For For For
PACIFIC RUBIALES ENERGY CORP. Ticker Security ID: Meeting Date Meeting Status PRBLF ISIN CA69480U2065 12/14/2009 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Warrants Mgmt For For For
PACIFIC TEXTILES HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G68612103 03/26/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Brandix Sale of Products Master Mgmt For For For Agreement 3 Elect Leon LAM Hing Chau Mgmt For For For
Paladin Resources Limited Ticker Security ID: Meeting Date Meeting Status CINS Q7264T104 11/25/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Donald Shumka Mgmt For For For 5 Employee Performance Share Plan Mgmt For For For 6 Equity Plan (Contractors) Mgmt For For For 7 Equity Grant (MD/CEO John Borshoff) Mgmt For For For 8 Ratify Placement of Securities Mgmt For For For 9 Renew Proportional Takeover Mgmt For For For Provisions 10 Non-Voting Agenda Item N/A N/A N/A N/A
Pan Pacific Petroleum NL Ticker Security ID: Meeting Date Meeting Status CINS Q73198105 11/19/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect R.A. (Tony) Radford Mgmt For For For 4 Elect Michael Daniel Mgmt For For For 5 Elect Joshua Pitt Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Increase Non-Executive Directors' Mgmt For For For Fee Cap
PANORAMIC RESOURCES LTD, PERTH WA Ticker Security ID: Meeting Date Meeting Status CINS Q7318E103 11/17/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Christopher Langdon Mgmt For For For 3 Remuneration Report Mgmt For For For
Paragon Group Of Companies PLC Ticker Security ID: Meeting Date Meeting Status CINS G6376N154 02/11/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Terence Eccles Mgmt For For For 5 Elect Alan Fletcher Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 11 Adoption of New Articles Mgmt For For For
PARIS RE HOLDINGS LIMITED, ZUG Ticker Security ID: Meeting Date Meeting Status CINS H60973106 08/11/2009 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Elect Mr. Emmanuel Clarke as a Board Mgmt N/A TNA N/A of Director of the Company for a term of office until the OGM 2012; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 3 Elect Bruno Meyenhofer as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 4 Elect Albert Benchimol as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 5 Elect Costas Miranthis as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 6 Elect Thaddeus Walker as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 7 Elect Mr. William Babcock as a Board Mgmt N/A TNA N/A of Director of the Company for a term of office until the OGM 2010; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 8 Approve to reduce the minimum number Mgmt N/A TNA N/A of the Members of the Board of Directors of the Company from 10 to 6 and consequently to amend Article 19 of Articles of Incorporation as follows [change indicated]: Article 19-Number of Directors: The Board of Directors shall consist of no less than 6 and no more than 15 Members 9 Approve to entirely delete Article Mgmt N/A TNA N/A 34 of the Articles of Incorporation 10 Approve that subject to the Mgmt N/A TNA N/A conditions that i) the conditions precedent of the Securities Purchase Agreement [as it may be amended or modified] to the consummation of the transactions contemplated thereby are satisfied or waived and the conditions precedent of the Transaction Agreement, dated 04 JUL 2009, between the Company and Partner Re Ltd., Bermuda, [the Transaction Agreement] with respect to the capital reduction [as it may be amended or modified] are satisfied or waived and ii) PARIS RE Holdings France has repaid at least USD 171,163,082 of the Inter-Company Loan granted by the Company or the Company has otherwise financed for the same amount the contemplated share capital repayment, in each case, in accordance with the Transaction Agreement [as it may be amended or modified]: a) to reduce the Company s share capital by CHF 185,711,943.97 from CHF 385,972,749.91 to CHF 200,260,805.94, by a reduction of the nominal value of each of the bearer shares by CHF 2.17, from CHF 4.51 to CHF 2.34, and to repay to the shareholders CHF 2.17 per share; b) to reduce any and all share capital (if any) created until the consummation of the capital reduction under Article 4bis, 4ter and 4quater of the Articles of Incorporation by CHF 2.17 per such bearer share and to repay the shareholders CHF 2.17 per such share; c) to declare as a result of the audit report prepared in accordance with Article 732 Paragraph 2 of the Code of Obligations (CO) which will be available at the General Meeting that the claims 10 of the creditors are fully covered Mgmt N/A TNA N/A notwithstanding the above reduction of the share capital; and d) to implement the capital reduction as follows: immediately after the General Meeting, the Board of Directors will publish the notice to creditors pursuant to Article 733 CO; if the capital reduction is not executed prior to 11 DEC 2009 or if the execution of the capital reduction is not possible by this date, the Board of Directors shall publish again the notice to creditors pur 11 Approve, subject to the conditions Mgmt N/A TNA N/A that i) the conditions precedent of the Securities Purchase Agreement (as it may be amended or modified) to the consummation of the transactions contemplated thereby are satisfied or waived and the conditions precedent of the Transaction Agreement with respect to the capital reduction (as it may be amended or modified) are satisfied or waived and ii) PARIS RE Holdings France has additionally repaid USD 158,325,850.85 of the Inter-Company Loan granted by the Company or the Company has otherwise financed for the same amount the contemplated share capital repayment, in each case, in accordance with the Transaction Agreement (as it may be amended or modified): a) to additionally reduce the Company s share capital by CHF 171,163,082 from CHF 200,260,805.94 to CHF 29,097,723.94, by a reduction of the nominal value of each of the bearer shares by CHF 2.00, from CHF 2.34 to CHF 0.34, and to repay to the shareholders CHF 2.00 per share; b) to reduce any and all share capital (if any) created until the consummation of the capital reduction under Article 4bis, 4ter and 4quater of the Articles of Incorporation by CHF 2.00 per such bearer share and to repay the shareholders CHF 2.00 per such share; c) to declare as a result of the audit report prepared in accordance with Article 732 Paragraph 2 CO which will be available at the general meeting that the claims of the creditors are fully covered notwithstanding the above reduction of the share capital; 11 and d) to implement the capital Mgmt N/A TNA N/A reduction as specified: immediately after the general meeting, the Board of Directors will publish the notice to creditors pursuant to Article 733 CO; if the capital reduction is not executed prior to 11 DEC 2009 or if the execution of the capital reduction is not possible by this date, the Board of Directors shall publish again the notice to creditors pursuant to Article 733 CO; following the expiration of the legal time limit, an updated audit report prepared in ac
PASONA GROUP INC, TOKYO Ticker Security ID: Meeting Date Meeting Status CINS J34771105 08/26/2009 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Yasuyuki Nanbu Mgmt For For For 3 Elect Junko Fukazawa Mgmt For For For 4 Elect Kinuko Yamamoto Mgmt For For For 5 Elect Masako Suzuki Mgmt For For For 6 Elect Yoshimichi Kawasaki Mgmt For For For 7 Elect Hirotaka Wakamoto Mgmt For For For 8 Elect Heizo Takenaka Mgmt For For For 9 Elect Kouichi Morimoto Mgmt For For For 10 Elect Hironori Aibara Mgmt For Against Against 11 Elect Hajime Hirasawa Mgmt For Against Against 12 Elect Hironobu Etoh Mgmt For For For
PDG REALTY SA, SAO PAULO Ticker Security ID: Meeting Date Meeting Status CINS P7649U108 05/31/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Protocol and Justification of the Mgmt For For For Merger 4 Ratify Appraiser Pursuant to Merger Mgmt For For For 5 Approval of Valuation Report Mgmt For For For Pursuant to Merger 6 Approval of the Capital Increase and Mgmt For For For Merger 7 Amendment to Articles Pursuant to Mgmt For For For Merger 8 Ratification of Board Acts Mgmt For For For
Penta-Ocean Construction Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS J63653109 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yoshio Murashige Mgmt For For For 3 Elect Hayuru Tsuda Mgmt For For For 4 Elect Kiyoshi Ida Mgmt For For For 5 Elect Kohsuke Kondoh Mgmt For For For 6 Elect Yoshihisa Takimoto Mgmt For For For 7 Elect Kunihiko Sasaki Mgmt For For For 8 Elect Shin Shiotani Mgmt For For For 9 Elect Sumio Yamashita Mgmt For For For 10 Elect Kazunori Kameyama Mgmt For For For 11 Renewal of Takeover Defense Plan Mgmt For Against Against
People' Food Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G7000R108 04/23/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect ZHOU Lian Kui Mgmt For For For 4 Elect ZHOU Lian Liang Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Authority to Grant Awards and Issue Mgmt For For For Shares under the People's Food Share Option Scheme 2009 10 Authority to Repurchase Shares Mgmt For For For
Perdigao SA Ticker Security ID: Meeting Date Meeting Status cins P7704H109 07/08/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Change of Company Name Mgmt For For For 5 Relocation of Company Headquarters Mgmt For For For 6 Board Size Mgmt For For For 7 Amend Article 51 Mgmt For For For 8 Election of Directors Mgmt For Against Against 9 Increase in Authorized Capital Mgmt For For For 10 Amend Article 18 Mgmt For For For 11 Approval of the Protocol and Mgmt For For For Justification of the Merger 12 Appointment of Appraisers Pursuant Mgmt For For For to Merger 13 Approval of the Appraisal Reports Mgmt For For For Pursuant to Merger 14 Approval of the Merger Mgmt For For For
Perdigao SA Ticker Security ID: Meeting Date Meeting Status cins P7704H109 08/18/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For 3 Ratify Appointment of Financial Mgmt For For For Adivsor 4 Approve Financial Report Mgmt For For For 5 Approve Capital Increase Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
Persimmon PLC Ticker Security ID: Meeting Date Meeting Status CINS G70202109 04/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Jeff Fairburn Mgmt For For For 4 Elect Jonathan Davie Mgmt For For For 5 Elect Mike Farley Mgmt For For For 6 Elect Neil Davidson Mgmt For For For 7 Elect David Thompson Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Adoption of New Articles Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6883Q104 05/20/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Mgmt For For For Dividends 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Subscription Agreement Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A
PETROCHINA COMPANY LIMITED-ADR Ticker Security ID: Meeting Date Meeting Status PTR CUSIP9 71646E100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Mgmt For For For Dividends 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Subscription Agreement Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
PETROFAC LTD, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G7052T101 03/29/2010 Voted Meeting Type Country of Trade Special Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Demerger Mgmt For For For
Petroleo Brasileiro SA Ticker Security ID: Meeting Date Meeting Status CINS P78331132 04/22/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Budget Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Election of Directors Mgmt For For For 8 Election of Chairperson of the Board Mgmt For For For of Directors 9 Election of Supervisory Council Mgmt For For For 10 Remuneration Policy Mgmt For For For
Petroleo Brasileiro SA Ticker Security ID: Meeting Date Meeting Status CINS P78331132 04/22/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Capitalization of Reserves Mgmt For For For 3 Waiver of Preemptive Rights to Mgmt For For For Effect Merger between Braskem and Quattor
Petroleo Brasileiro SA Ticker Security ID: Meeting Date Meeting Status CINS P78331132 06/22/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Increase in Authorized Preferred Mgmt For For For Shares 4 Establishment of Authorized Capital Mgmt For For For for Common Shares 5 Insertion of Transitory Article Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Suppression of Preemptive Rights Mgmt For For For
PETROLEO BRASILEIRO SA - PETROBRAS Ticker Security ID: Meeting Date Meeting Status PBRA CUSIP9 71654V408 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairperson of the Board Mgmt For For For of Directors 6 Election of Supervisory Council Mgmt For For For 7 Remuneration Policy Mgmt For For For 8 Capitalization of Reserves Mgmt For For For 9 Waiver of Preemptive Rights to Mgmt For For For Effect Merger between Braskem and Quattor
Petropavlovsk PLC Ticker Security ID: Meeting Date Meeting Status CINS G5555S109 09/14/2009 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Change of Company Name Mgmt For For For
Peugeot SA Ticker Security ID: Meeting Date Meeting Status CINS F72313111 06/02/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Thierry Peugeot Mgmt For For For 9 Authority to Repurchase Shares Mgmt For Against Against 10 Authority to Grant Stock Options Mgmt For For For 11 Authority to Grant Restricted Shares Mgmt For For For 12 Authority to Cancel Shares and Mgmt For For For Reduce Capital 13 Authority to Use Capital Authorities Mgmt For Against Against as a Takeover Defense 14 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 15 Authority to Carry Out Formalities Mgmt For For For
Philips Electronics KON Ticker Security ID: Meeting Date Meeting Status CINS N6817P109 03/25/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Elect Gottfried Dutine Mgmt For For For 11 Elect Rudy Provoost Mgmt For For For 12 Elect Andrea Ragnetti Mgmt For For For 13 Elect Steve Rusckowski Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A
Pinetree Capital Limited Ticker Security ID: Meeting Date Meeting Status PNPFF CUSIP9 723330106 05/19/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Stock Option Plan Renewal Mgmt For For For
PMP Limited Ticker Security ID: Meeting Date Meeting Status CINS Q7689M106 11/10/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Peter George Mgmt For For For 4 Elect Matthew Bickford-Smith Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A
POSCO - ADR Ticker Security ID: Meeting Date Meeting Status PKX CUSIP9 693483109 02/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect PARK Han Yong Mgmt For For For 4 Elect OH Chang Kwan Mgmt For For For 5 Elect KIM Jin Il Mgmt For For For 6 Directors' Fees Mgmt For For For
Potash Sask Inc Ticker Security ID: Meeting Date Meeting Status POT CUSIP9 73755L107 05/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker Security ID: Meeting Date Meeting Status CINS X6919T107 06/10/2010 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening Mgmt For For For 4 Election of the Presiding Chairman Mgmt For For For 5 Compliance with Rules of Convocation Mgmt For For For 6 Agenda Mgmt For For For 7 Presentation of Financial Statements Mgmt For For For 8 Presentation of Management Board Mgmt For For For Report 9 Presentation of Supervisory Board Mgmt For For For Report 10 Presentation of Supervisory Board Mgmt For For For Activity Report 11 Accounts and Reports Mgmt For For For 12 Management Board Report Mgmt For For For 13 Ratification of Management Board Acts Mgmt For For For 14 Ratification of Supervisory Board Mgmt For For For Acts 15 Accounts and Reports(Group) Mgmt For For For 16 Management Board Report (Group) Mgmt For For For 17 Allocation of Profits/Dividends Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Supervisory Board Size Mgmt For For For 20 Changes in Composition of Mgmt For For For Supervisory Board 21 Remuneration Policy of Supervisory Mgmt For For For Board 22 Remuneration Policy of Management Mgmt For For For Board 23 Closing Mgmt For For For
PPR SA Ticker Security ID: Meeting Date Meeting Status CINS F7440G127 05/19/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Elect Laurence Boone Mgmt For For For 7 Elect Yseulys Costes Mgmt For For For 8 Elect Caroline Puel Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor (KPMG Audit) Mgmt For For For 11 Appointment of Alternate Auditor Mgmt For For For (KPMG Audit IS) 12 Authority to Repurchase Shares Mgmt For Against Against 13 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Set Offering Price of Mgmt For Against Against Shares 16 Authority to Increase Share Issuance Mgmt For Against Against Limit 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 19 Authority to Issue Restricted Shares Mgmt For For For to Employees and Executives 20 Authority to Issue Warrants to Mgmt For For For Employees and Executives 21 Amendment Regarding Form of Dividend Mgmt For For For Payment 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
Praktiker Bau-Und Heimwerkemarkte Holdin Ticker Security ID: Meeting Date Meeting Status CINS D6174B108 05/21/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Remuneration Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 11 Increase in Authorized Capital Mgmt For For For 12 Authority to Issue Convertible Debt Mgmt For For For Instruments 13 Amendments to Articles Mgmt For For For 14 Intra-company Contracts/Control Mgmt For For For Agreements
Premier Investments Limited Ticker Security ID: Meeting Date Meeting Status CINS Q7743D100 11/24/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Gary Weiss Mgmt For For For
Primaris Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status PMZFF CUSIP9 74157U109 05/19/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roland Cardy Mgmt For For For 1.2 Elect Kerry Adams Mgmt For For For 1.3 Elect William Biggar Mgmt For For For 1.4 Elect Ian Collier Mgmt For For For 1.5 Elect Kenneth Field Mgmt For For For 1.6 Elect Brent Hollister Mgmt For For For 1.7 Elect John Morrison Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
PROGRESS ENERGY RES CORP Ticker Security ID: Meeting Date Meeting Status PRQNF CUSIP9 74326Y107 04/29/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Johnson Mgmt For For For 1.2 Elect Donald Archibald Mgmt For For For 1.3 Elect John Brussa Mgmt For For For 1.4 Elect Howard Crone Mgmt For For For 1.5 Elect Michael Culbert Mgmt For For For 1.6 Elect Brian McLachlan Mgmt For For For 1.7 Elect Gary Perron Mgmt For For For 1.8 Elect Terrance Svarich Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Prosegur SA Ticker Security ID: Meeting Date Meeting Status CINS E83453162 06/28/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Elect Helena Irene Revoredo Mgmt For Against Against Delvecchio 4 Elect Isidro Fernandez Barreiro Mgmt For For For 5 Elect Christian Gut Revoredo Mgmt For For For 6 Elect Mirta Maria Giesso Cazenave Mgmt For For For 7 Elect Chantal Gut Revoredo Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Carry Out Formalities Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Garrett Mgmt For For For 4 Elect Bridget Macaskill Mgmt For For For 5 Elect Clark Manning Mgmt For For For 6 Elect Barry Stowe Mgmt For For For 7 Elect Nic Nicandrou Mgmt For For For 8 Elect Rob Devey Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 14 Additional Authority to Issue Shares Mgmt For Against Against w/ Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For Against Against
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For Against Against 2 Approval of Matters Giving Effect to Mgmt For Against Against the Scheme of Arrangement 3 Authority to Allot Shares According Mgmt For Against Against to the Rights Issue 4 Approval of Executive Share Plans Mgmt For Against Against 5 Approval of Employee Share Plans Mgmt For Against Against
PT INDO TAMBANGRAYA MEGAH TBK Ticker Security ID: Meeting Date Meeting Status CINS Y71244100 03/29/2010 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Directors' and Commissioners' Fees Mgmt For For For 6 Election of Directors and Mgmt For For For Commissioners (Slate) 7 Report on Use of Proceeds Mgmt For For For
PTT Chemical Public Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y7135Z116 04/07/2010 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Report on Results of Operations Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Elect Somchai Kuvijitsuwan Mgmt For For For 8 Elect Tevin Vongvanich Mgmt For For For 9 Elect Cholanat Yanaranop Mgmt For For For 10 Elect Nontigorn Karnchanachitra Mgmt For For For 11 Elect Sombat Sarntijaree Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Other Business Mgmt For Against Against
Public Power Corp. SA Ticker Security ID: Meeting Date Meeting Status CINS X7023M103 12/17/2009 Take No Action Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Election of Directors Mgmt For TNA N/A
PUBLICIS GROUPE SA Ticker Security ID: Meeting Date Meeting Status CINS F7607Z165 06/01/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Investment Agreement with BNP Paribas Mgmt For For For 9 Investment Agreement with Societe Mgmt For For For Generale 10 Facilitation Agreement with BNP Mgmt For For For Paribas 11 Facilitation Agreement with Societe Mgmt For For For Generale 12 Credit Agreement with BNP Paribas Mgmt For For For 13 Credit Agreement with Societe Mgmt For For For Generale 14 Bond Placement Agreement with BNP Mgmt For For For Paribas 15 Elect Sophie Dulac Mgmt For For For 16 Elect Helene Ploix Mgmt For For For 17 Elect Michel Cicurel Mgmt For For For 18 Elect Amaury de Seze Mgmt For For For 19 Elect Gerard Worms Mgmt For For For 20 Elect Marie-Claude Mayer Mgmt For For For 21 Elect Marie-Josee Kravis Mgmt For For For 22 Elect Veronique Morali Mgmt For For For 23 Replacement of Alternate Auditor Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Authority to Grant Stock Options Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan for Overseas Employees 29 Authority to Use Capital Authorities Mgmt For Against Against as a Takeover Defense 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
Punch Taverns PLC Ticker Security ID: Meeting Date Meeting Status CINS G73003108 12/16/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Directors' Remuneration Report Mgmt For For For 4 EU Political Donations Mgmt For For For 5 Elect Peter Cawdron Mgmt For For For 6 Elect Mike Foster Mgmt For For For 7 Elect Ian Fraser Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 12 Adoption of New Articles Mgmt For For For
PURECIRCLE LTD Ticker Security ID: Meeting Date Meeting Status CINS G7300G109 11/24/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Magomet Malsagov Mgmt For For For 4 Elect Peter Milsted Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For
Pusan Bank Ticker Security ID: Meeting Date Meeting Status CINS Y0534Y103 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles: General Mgmt For For For Amendments 4 Amendments to Articles: Issuance of Mgmt For For For Convertible and Redeemable Shares 5 Election of Directors (Slate) Mgmt For For For 6 Election of Audit Committee Members Mgmt For For For (Slate)
Qiagen NV Ticker Security ID: Meeting Date Meeting Status QGEN CUSIP9 N72482107 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Elect Detlev Riesner Mgmt For For For 5 Elect Dr. Werner Brandt Mgmt For For For 6 Elect Metin Colpan Mgmt For For For 7 Elect Erik Hornnaess Mgmt For For For 8 Elect Manfred Karobath Mgmt For For For 9 Elect Heino von Prondzynski Mgmt For For For 10 Elect Peer Schatz Mgmt For For For 11 Elect Roland Sackers Mgmt For For For 12 Elect Joachim Schorr Mgmt For For For 13 Elect Bernd Uder Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For
Qiagen NV Ticker Security ID: Meeting Date Meeting Status CINS N72482107 06/30/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Detlev Riesner Mgmt For For For 10 Elect Dr. Werner Brandt Mgmt For For For 11 Elect Metin Colpan Mgmt For For For 12 Elect Erik Hornnaess Mgmt For For For 13 Elect Manfred Karobath Mgmt For For For 14 Elect Heino von Prondzynski Mgmt For For For 15 Elect Peer Schatz Mgmt For For For 16 Elect Roland Sackers Mgmt For For For 17 Elect Joachim Schorr Mgmt For For For 18 Elect Bernd Uder Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
Raisio PLC Ticker Security ID: Meeting Date Meeting Status CINS X71578110 03/25/2010 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board Acts Mgmt For For For 11 Amendments to Articles Mgmt For Against Against 12 Amendment Regarding Meeting Notices Mgmt For Against Against 13 Shareholder Proposal Regarding the ShrHoldr N/A For N/A Abolition of the Supervisory Board 14 Supervisory Board Members' Fees Mgmt For For For 15 Supervisory Board Size Mgmt For For For 16 Election of Supervisory Board Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Board Size Mgmt For For For 19 Election of Directors Mgmt For For For 20 Authority to Set Auditor's Fees Mgmt For For For 21 Number of Auditors Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A
Rakuten Inc Ticker Security ID: Meeting Date Meeting Status CINS J64264104 03/30/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Hiroshi Mikitani Mgmt For For For 3 Elect Atsushi Kunishige Mgmt For For For 4 Elect Masatada Kobayashi Mgmt For For For 5 Elect Tohru Shimada Mgmt For For For 6 Elect Akio Sugihara Mgmt For For For 7 Elect Hisashi Suzuki Mgmt For For For 8 Elect Ken Takayama Mgmt For For For 9 Elect Kazunori Takeda Mgmt For For For 10 Elect Takao Toshishige Mgmt For For For 11 Elect Hiroaki Yasutake Mgmt For For For 12 Elect Yoshiaki Ohnishi Mgmt For For For 13 Elect Kohichi Kusano Mgmt For For For 14 Elect Hiroshi Fukino Mgmt For For For 15 Elect Tatsumi Yoda Mgmt For For For 16 Elect Takeshi Hanai Mgmt For For For 17 Elect Ken Kutaragi Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Employee Stock Option Plan Mgmt For For For
Randgold Resources Limited Ticker Security ID: Meeting Date Meeting Status CINS G73740113 12/16/2009 Voted Meeting Type Country of Trade Special Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Purchase of Equity Interest Mgmt For For For
RECKITT BENCKISER GROUP PLC, SLOUGH Ticker Security ID: Meeting Date Meeting Status CINS G74079107 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Adrian Bellamy Mgmt For Against Against 5 Elect Peter Harf Mgmt For For For 6 Elect Colin Day Mgmt For For For 7 Elect Kenneth Hydon Mgmt For For For 8 Elect Judith Sprieser Mgmt For For For 9 Elect Richard Cousins Mgmt For For For 10 Elect Warren Tucker Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
Recordati Eur0.125 Ticker Security ID: Meeting Date Meeting Status CINS T78458139 04/13/2010 Take No Action Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Authority to Trade in Company Stock Mgmt For TNA N/A 4 Stock Option Plan Mgmt For TNA N/A
Red Electrica De Espana Ticker Security ID: Meeting Date Meeting Status CINS E42807102 05/20/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Elect Francisco Javier Salas Mgmt For For For Collantes 6 Elect Miguel Boyer Salvador Mgmt For For For 7 Elect Rui Manuel Janes Cartaxo Mgmt For For For 8 Amend Article 9 Mgmt For For For 9 Authority to Issue Shares w/ or Mgmt For For For w/out Preemptive Rights 10 Authority to Issue Convertible and Mgmt For For For Non-Convertible Securities w/ or w/out Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Share Purchase Plan Mgmt For For For 13 Revocation of Authority to Mgmt For For For Repurchase Shares 14 Remuneration Report Mgmt For For For 15 Ratification of Directors' Mgmt For For For Remuneration 16 Authority to Carry Out Formalities Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A
Reliance Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS Y72596102 06/18/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Re-elect Hital Meswani Mgmt For For For 6 Re-elect Mahesh Modi Mgmt For For For 7 Re-elect Dharam Kapur Mgmt For For For 8 Re-elect Raghunath Mashelkar Mgmt For Against Against 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Appointment of S.P.K. Kapil as Mgmt For For For Executive Director; Approval of Compensation
Reliance Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS Y72596102 11/17/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Re-elect Hardev Kohli Mgmt For For For 4 Re-elect Yogendra Trivedi Mgmt For For For 5 Re-elect Dipak Jain Mgmt For For For 6 Re-elect Mansingh Bhakta Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Bonus Share Issuance Mgmt For For For 9 Re-appointment of H.R. Meswani as Mgmt For For For Executive Director; Approval of Compensation 10 Appointment of P.M.S. Prasad as Mgmt For For For Executive Director; Approval of Compensation 11 Appointment of R. Ravimohan as Mgmt For Against Against Executive Director; Approval of Compensation
Renault SA Ticker Security ID: Meeting Date Meeting Status CINS F77098105 04/30/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Presentation of Report on Redeemable Mgmt For For For Shares 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Cancel Shares and Mgmt For For For Reduce Capital 11 Amendments to Articles Mgmt For For For 12 Elect Carlos Ghosn Mgmt For For For 13 Retirement Benefits for Carlos Ghosn Mgmt For For For 14 Elect Marc Ladreit de Lacharriere Mgmt For For For 15 Elect Franck Riboud Mgmt For For For 16 Elect Hiroto Saikawa Mgmt For Against Against 17 Ratification for the Co-option of Mgmt For For For Alexis Kohler 18 Ratification of the Co-Option of Luc Mgmt For For For Rousseau 19 Elect Bernard Delpit Mgmt For For For 20 Elect Pascale Sourisse Mgmt For For For 21 Authority to Carry Out Formalities Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
Repsol YPF SA Ticker Security ID: Meeting Date Meeting Status CINS E8471S130 04/29/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Board Acts Mgmt For For For 3 Amend Article 9 Mgmt For For For 4 Amend Article 12.bis Mgmt For For For 5 Amend Article 22 Mgmt For For For 6 Amend Article 3 Mgmt For For For 7 Amend Article 9 Mgmt For For For 8 Elect Paulina Beato Blanco Mgmt For For For 9 Elect Artur Carulla Font Mgmt For For For 10 Elect Javier Echenique Landiribar Mgmt For For For 11 Elect Raul Cardoso Maycotte Mgmt For For For 12 Elect Henri Philippe Reichstul Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 16 Authority to Carry Out Formalities Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
Research In Motion Limited Ticker Security ID: Meeting Date Meeting Status RIMM CUSIP 760975 07/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Lazaridis Mgmt For For For 1.2 Elect James Estill Mgmt For For For 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For For For 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
RESOLUTION LIMITED, ST. PETER PORT Ticker Security ID: Meeting Date Meeting Status CINS G7521S106 05/18/2010 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Jacques Aigrain Mgmt For For For 6 Elect Gerardo Arostegui Mgmt For For For 7 Elect Mel Carvill Mgmt For For For 8 Elect Gerhard Roggemann Mgmt For For For 9 Elect Michael Biggs Mgmt For For For 10 Elect Peter Niven Mgmt For For For 11 Elect David Allvey Mgmt For For For 12 Elect Evelyn Bourke Mgmt For For For 13 Elect Clive Cowdery Mgmt For For For 14 Elect Nicholas Lyons Mgmt For For For 15 Elect Trevor Matthews Mgmt For For For 16 Elect Robin Phipps Mgmt For For For 17 Elect Gerhard Roggemann Mgmt For For For 18 Elect Derek Ross Mgmt For For For 19 Elect John Tiner Mgmt For For For 20 Elect Malcolm Williamson Mgmt For For For 21 Allocation of Profits/Dividends Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Adoption of New Articles Mgmt For For For 24 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 25 Authority to Repurchase Shares Mgmt For For For 26 Scrip Dividend Mgmt For For For
REXAM PLC Ticker Security ID: Meeting Date Meeting Status CINS G1274K113 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Ellwood Mgmt For For For 5 Elect Graham Chipchase Mgmt For For For 6 Elect David Robbie Mgmt For For For 7 Elect Carl Symon Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Meusburger Mgmt For For For 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
REXLOT HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G7541U107 06/29/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Victor CHAN How Chung Mgmt For For For 6 Elect CHOW Siu Ngor Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For
RHODIA, BOULOGNE BILLANCOURT Ticker Security ID: Meeting Date Meeting Status CINS F7813K523 04/28/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Ratification of the Co-Option of Mgmt For For For Henri Poupart-Lafarge 10 Authority to Trade in Company Stock Mgmt For For For 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Authority to Reduce Capital and Par Mgmt For For For Value of Stock 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Increase Share Issuance Mgmt For For For Limit 16 Global Ceiling on Increases in Mgmt For For For Capital 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities for Overseas Employees 19 Authority to Issue Restricted Shares Mgmt For For For 20 Authority to Carry Out Formalities Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A
Rhoen-Klinikum AG Ticker Security ID: Meeting Date Meeting Status CINS D6530N119 06/09/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Rudiger Merz Mgmt For For For 11 Elect Gerhard Ehninger Mgmt For For For 12 Elect Caspar von Hauenschild Mgmt For For For 13 Elect Detlef Klimpe Mgmt For For For 14 Elect Karl Lauterbach Mgmt For For For 15 Elect Michael Wendl Mgmt For For For 16 Elect Brigitte Mohn Mgmt For For For 17 Elect Wolfgang Mundel Mgmt For For For 18 Elect Jens-Peter Neumann Mgmt For For For 19 Elect Rudiger Merz Mgmt For For For 20 Amendments to Articles Mgmt For For For
Richtek Technology Ticker Security ID: Meeting Date Meeting Status CINS Y7286Y108 06/15/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Procedural Rules of Mgmt For For For Capital Loans 9 Amendments to Procedural Rules of Mgmt For For For Endorsements/Guarantees 10 Authority to Increase Paid-in Capital Mgmt For For For 11 Extraordinary motions Mgmt For Against Against
Ricoh Leasing Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J64694102 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yasumasa Osada Mgmt For For For 5 Elect Katsumi Yoshida Mgmt For For For 6 Elect Kunihito Minakawa Mgmt For For For 7 Elect Hiroshi Ohsawa Mgmt For For For 8 Elect Teigo Kobayashi Mgmt For For For 9 Bonus Mgmt For For For
Right On Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J64748106 11/18/2009 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For Against Against 2 Stock Option Plan Mgmt For For For 3 Elect Masahiro Fujiwara Mgmt For For For 4 Elect Tatsuji Yokouchi Mgmt For For For 5 Elect Hiroshi Nakagawa Mgmt For For For 6 Elect Hirotaka Minamiya Mgmt For For For 7 Elect Yasuhiro Umeda Mgmt For For For 8 Elect Kazushi Oda Mgmt For For For 9 Elect Yusuke Fujiwara Mgmt For For For 10 Elect Noriyuki Miura Mgmt For For For
Rio Tinto Ticker Security ID: Meeting Date Meeting Status CINS Q81437107 04/22/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Rio Tinto Mgmt For For For Limited Shares 11 Authority to Repurchase Shares held Mgmt For For For by Rio Tinto plc
Rio Tinto Ticker Security ID: Meeting Date Meeting Status CINS Q81437107 05/26/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Rio Tinto Mgmt For For For Limited Shares 11 Authority to Repurchase Shares held Mgmt For For For by Rio Tinto plc
Rio Tinto PLC Ticker Security ID: Meeting Date Meeting Status CINS G75754104 04/15/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Roche Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS H69293217 03/02/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
Rohm Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J65328122 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshiki Takano Mgmt For For For 4 Elect Masahiko Yamazaki Mgmt For For For
Roland Corp. Ticker Security ID: Meeting Date Meeting Status CINS J65457103 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hidekazu Tanaka Mgmt For For For 3 Elect Ichiroh Nishizawa Mgmt For For For 4 Elect Kimitaka Kondoh Mgmt For For For 5 Elect Kazuya Yanase Mgmt For For For 6 Elect Hoshihiro Ikegami Mgmt For For For 7 Elect Hirofumi Kinoshita Mgmt For For For 8 Elect Masahiro Tone Mgmt For For For 9 Elect Junichi Miki Mgmt For For For 10 Elect Dennis Hullihan Mgmt For For For 11 Elect John Booth Mgmt For For For 12 Elect Katsuaki Satoh Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
ROLLS-ROYCE GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G7630U109 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Peter Byrom Mgmt For For For 4 Elect Peter Gregson Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect John McAdam Mgmt For For For 7 Elect Andrew Shilston Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Scrip Dividend Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Adoption of New Articles Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice at 14 Days 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For
Rotork PLC Ticker Security ID: Meeting Date Meeting Status CINS G76717126 04/23/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ian King Mgmt For For For 4 Elect Peter France Mgmt For Against Against 5 Elect Jonathan Davis Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Directors' Remuneration Report Mgmt For For For 9 Adoption of New Articles Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Preference Mgmt For For For Shares 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period to 14 Days 19 Long-Term Share Incentive Plan 2010 Mgmt For For For
Round One Corporation Ticker Security ID: Meeting Date Meeting Status CINS J6548T102 06/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Kiyoshi Kuroda Mgmt For For For 4 Elect Komako Mizogami Mgmt For For For 5 Retirement Allowances for Directors Mgmt For For For
Ryohin Keikaku Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J6571N105 05/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masaaki Kanai Mgmt For For For 4 Elect Toshiyasu Suda Mgmt For For For 5 Elect Hidejiroh Fujiwara Mgmt For For For 6 Elect Yohko Ohara Mgmt For For For 7 Elect Hisashi Sakamaki Mgmt For For For 8 Elect Masaaki Kojima Mgmt For For For
Ryosan Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J65758112 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Naoto Mimatsu Mgmt For For For 2 Elect Harumitsu Seki Mgmt For For For 3 Elect Hiroshi Shibuya Mgmt For For For 4 Elect Katsuyuki Suzuki Mgmt For For For 5 Elect Isao Hayashi Mgmt For For For 6 Elect Itsuto Hamasaki Mgmt For For For 7 Elect Toshifumi Sakata Mgmt For For For 8 Elect Tsuyoshi Koyama Mgmt For For For 9 Elect Satoshi Takabayashi Mgmt For For For 10 Elect Takeshi Honda Mgmt For For For 11 Elect Kohji Honma Mgmt For For For 12 Elect Naotsugu Kasuya Mgmt For For For
Ryoyo Electro Corp. Ticker Security ID: Meeting Date Meeting Status CINS J65801102 04/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Katsumasa Yasui Mgmt For For For
Safran SA Ticker Security ID: Meeting Date Meeting Status CINS F4035A557 05/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Management and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor (Mazars) Mgmt For For For 8 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 9 Appointment of Alternate Auditor Mgmt For For For (Gilles Rainaut) 10 Appointment of Alternate Auditor Mgmt For For For (Auditex) 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
Samsung Electronics Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y74718100 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Election of Director: LEE In Ho Mgmt For For For 4 Election of Audit Committee Member: Mgmt For For For LEE In Ho 5 Directors' Fees Mgmt For For For
Samsung Electronics Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y74718100 07/24/2009 Unvoted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A
Sandvik AB Ticker Security ID: Meeting Date Meeting Status CINS W74857165 05/04/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Election of Individuals to Check Mgmt For For For Minutes 8 Agenda Mgmt For For For 9 Compliance with Rules of Convocation Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Presentation of Accounts and Reports Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nomination Committee Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Compensation Guidelines Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
Sanki Engineering Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J67435107 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shuhichiroh Arima Mgmt For For For 3 Elect Takuichi Kajiura Mgmt For For For 4 Elect Masato Komura Mgmt For For For 5 Elect Takeo Kubota Mgmt For For For 6 Elect Toshikatsu Yasunaga Mgmt For For For 7 Elect Akio Yamashita Mgmt For For For 8 Elect Kenji Hamano Mgmt For For For 9 Elect Mamoru Shinma Mgmt For For For 10 Elect Hiroshi Nishimura Mgmt For For For 11 Elect Mitsuhiro Masumi Mgmt For For For 12 Elect Yoshitoh Nakamura Mgmt For For For 13 Retirement Allowances for Directors Mgmt For For For and Statutory Auditors
Sanofi-Aventis Ticker Security ID: Meeting Date Meeting Status CINS F5548N101 05/17/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Ratification of the Co-option of Mgmt For For For Serge Weinberg 8 Elect Catherine Brechignac Mgmt N/A Abstain N/A 9 Elect Robert Castaigne Mgmt For For For 10 Elect Lord Douro Mgmt For For For 11 Elect Christian Mulliez Mgmt For For For 12 Elect Christopher Viehbacher Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For
SAP AG Ticker Security ID: Meeting Date Meeting Status CINS D66992104 06/08/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Amend Article 17(3) Mgmt For For For 12 Amend Article 18(2) Mgmt For For For 13 Amend Article 18(5) Mgmt For For For 14 Amend Article 18(6) Mgmt For For For 15 Amend Article 19(2) Mgmt For For For 16 Amend Article 20(4) Mgmt For For For 17 Cancel Existing Authorized Capital I Mgmt For For For & II 18 Increase in Authorized Capital I Mgmt For For For 19 Increase in Authorized Capital II Mgmt For For For 20 Increase in Authorized Capital III Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Supervisory Board Members' Fees Mgmt For For For
SARAS Raffinerie Sarde SpA, Cagliari Ticker Security ID: Meeting Date Meeting Status CINS T83058106 04/27/2010 Take No Action Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Election of Directors Mgmt For TNA N/A 4 Stock Grant Plan Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Authority to Set Auditor's Fees Mgmt For TNA N/A
SASOL LIMITED- ADR Ticker Security ID: Meeting Date Meeting Status CINS 803866102 11/27/2009 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Brian Connellan Mgmt For For For 3 Elect Henk Dijkgraaf Mgmt For For For 4 Elect Nolitha Fakude Mgmt For For For 5 Elect Imogen Mkhize Mgmt For For For 6 Elect Tom Wixley Mgmt For For For 7 Elect Colin Beggs Mgmt For For For 8 Elect JJ Njeke Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
SBM Offshore N.V. Ticker Security ID: Meeting Date Meeting Status CINS N7752F148 04/14/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Supervisory Board Committee Fees Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Ratification of Management Board Acts Mgmt For For For 17 Ratification of Supervisory Board Mgmt For For For Acts 18 Appointment of Auditor Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Elect F.J.G.M. Cremers Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
SCHINDLER HOLDING AG, HERGISWIL Ticker Security ID: Meeting Date Meeting Status CINS H7258G209 03/15/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A
Schneider Electric SA,Rueil Malmaison Ticker Security ID: Meeting Date Meeting Status CINS F86921107 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 6 Related Party Transactions Mgmt For For For 7 Retirement Benefits (Emmanuel Babeau) Mgmt For For For 8 Elect Henri Lachmann Mgmt For For For 9 Elect Serge Weinberg Mgmt For For For 10 Elect Gerard La Martiniere Mgmt For For For 11 Elect Noel Forgeard Mgmt For For For 12 Elect Catherine Kopp Mgmt For For For 13 Elect James Ross Mgmt For For For 14 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 15 Appointment of Alternate Auditor Mgmt For For For (Auditex) 16 Appointment of Auditor (Mazars) Mgmt For For For 17 Appointment of Alternate Auditor Mgmt For For For (Thierry Blanchetier) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Private Placement 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Foreign Employee Savings Plan 22 Authority to Carry Out formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
Seat Pagine Gialle Ticker Security ID: Meeting Date Meeting Status CINS T8380H120 04/20/2010 Take No Action Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits 3 Election of Directors Mgmt For TNA N/A 4 Authority to Set Auditor's Fees Mgmt For TNA N/A
Seino Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J70316138 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yoshikazu Taguchi Mgmt For For For 3 Elect Yoshitaka Taguchi Mgmt For For For 4 Elect Takao Taguchi Mgmt For For For 5 Elect Yoshitaka Nasuno Mgmt For For For 6 Elect Mitsuo Mekada Mgmt For For For 7 Elect Shizutoshi Ohtsuka Mgmt For For For 8 Elect Hidemi Maruta Mgmt For For For 9 Elect Shinpei Andoh Mgmt For For For 10 Elect Yuji Tanahashi Mgmt For For For 11 Elect Kenjiroh Ueno Mgmt For For For
SELOGER.COM, PARIS Ticker Security ID: Meeting Date Meeting Status CINS F8300W111 05/27/2010 Voted Meeting Type Country of Trade Annual France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Supervisory and Management Boards' Acts; Ratification of Statutory Auditors' Acts 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against 9 Authority to Carry Out Formalities Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Serco Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G80400107 05/11/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Alastair Lyons Mgmt For For For 5 Elect Christopher Hyman Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Adoption of New Articles Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
SES Global SA Ticker Security ID: Meeting Date Meeting Status CINS L8300G135 04/01/2010 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Attendance List, Quorum and Mgmt For TNA N/A Agenda 2 Elect Meeting Secretary and Mgmt For TNA N/A Individuals to Check the Minutes 3 Report of the Chairman of the Board Mgmt For TNA N/A 4 Report of the CEO Mgmt For TNA N/A 5 Report of the CFO Mgmt For TNA N/A 6 Report of the Auditor Mgmt For TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Transfer of Reserves Mgmt For TNA N/A 10 Ratification of Board Acts Mgmt For TNA N/A 11 Ratification of Auditor's Acts Mgmt For TNA N/A 12 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 13 Elect Serge Allegrezza Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A 15 Directors' Fees Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Meeting Note N/A N/A TNA N/A
Shandong Weigao Group Medical Ticker Security ID: Meeting Date Meeting Status CINS Y76810103 05/10/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Financial Statements Mgmt For For For 3 Directors' Report Mgmt For For For 4 Supervisory Committee's Report Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect CHEN Xue Li Mgmt For For For 8 Elect ZHOU Shu Hua Mgmt For For For 9 Elect ZHANG Hua Wei Mgmt For For For 10 Elect WANG Yi Mgmt For For For 11 Elect MIAO Yan Guo Mgmt For For For 12 Elect WANG Zhi Fan Mgmt For For For 13 Elect WU Chuan Ming Mgmt For For For 14 Elect SHI Huan Mgmt For Against Against 15 Elect LUAN Jian Ping Mgmt For For For 16 Elect LI Jia Miao Mgmt For For For 17 Elect BI Dong Mei Mgmt For For For 18 Elect MIAO Hai Sheng Mgmt For For For 19 Fees of Directors and Supervisors Mgmt For For For 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A
Shawcor Limited Ticker Security ID: Meeting Date Meeting Status SAWLF CUSIP9 820904209 05/07/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Baldwin Mgmt For For For 1.2 Elect William Buckley Mgmt For For For 1.3 Elect James Derrick Mgmt For For For 1.4 Elect Leslie Hutchison Mgmt For For For 1.5 Elect Geoffrey Hyland Mgmt For For For 1.6 Elect Murray Mullen Mgmt For For For 1.7 Elect John Petch Mgmt For For For 1.8 Elect Robert Ritchie Mgmt For For For 1.9 Elect Paul Robinson Mgmt For For For 1.10 Elect Heather Shaw Mgmt For For For 1.11 Elect Virginia Shaw Mgmt For For For 1.12 Elect Zoltan Simo Mgmt For For For 1.13 Elect E. Charlene Valiquette Mgmt For For For 1.14 Elect Donald Vaughn Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Employee Share Unit Plan Mgmt For For For
Shimachu Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J72122104 11/26/2009 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Takao Kojima Mgmt For For For 5 Elect Shigeo Yamashita Mgmt For For For 6 Elect Keiko Hatate Mgmt For For For 7 Elect Toshifumi Demura Mgmt For For For 8 Elect Taizo Nakamura Mgmt For For For
Shin-Etsu Chemical Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J72810120 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Chihiro Kanagawa Mgmt For For For 3 Elect Shunzoh Mori Mgmt For For For 4 Elect Fumio Akiya Mgmt For For For 5 Elect Kiichi Habata Mgmt For For For 6 Elect Masashi Kaneko Mgmt For For For 7 Elect Fumio Arai Mgmt For For For 8 Elect Masahiko Todoroki Mgmt For For For 9 Elect Toshiya Akimoto Mgmt For For For 10 Elect Hiroshi Komiyama Mgmt For For For 11 Elect Yoshihito Kosaka Mgmt For For For 12 Stock Option Plan Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
Shinhan Financial Group Ticker Security ID: Meeting Date Meeting Status CINS Y7749X101 03/24/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Elect RA Eung Chan Mgmt For For For 6 Elect RYOO Shee Yul Mgmt For Against Against 7 Elect KIM Byung Il Mgmt For For For 8 Elect KIM Yo Gu Mgmt For For For 9 Elect KIM Hwee Mook Mgmt For For For 10 Elect YOON Gye Sub Mgmt For For For 11 Elect CHUN Sung Bin Mgmt For For For 12 Elect CHUNG Haeng Nam Mgmt For For For 13 Elect HIRAKAWA Youji Mgmt For For For 14 Elect Philippe Aguignier Mgmt For For For 15 Elect KIM Yo Gu Mgmt For For For 16 Elect YOON Gye Sub Mgmt For For For 17 Elect CHUN Sung Bin Mgmt For For For
Shinko Plantech Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J73456105 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Seiki Fujii Mgmt For For For 3 Elect Yoshiharu Yoshikawa Mgmt For For For 4 Elect Kunio Shimizu Mgmt For For For 5 Elect Masato Nakata Mgmt For For For 6 Elect Haruo Soda Mgmt For For For 7 Elect Ryoh Komiya Mgmt For For For 8 Elect Yoshihiro Terada Mgmt For For For 9 Elect Yoshiji Ohtomo Mgmt For For For 10 Elect Nobuo Narutaki Mgmt For For For 11 Elect Kazuhiko Asakura Mgmt For For For 12 Retirement Allowances for Director Mgmt For For For
Shionogi Limited Ticker Security ID: Meeting Date Meeting Status CINS J74229105 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Isao Teshirogi Mgmt For For For 6 Elect Yasuhiro Mino Mgmt For For For 7 Elect Akio Nomura Mgmt For For For 8 Elect Teppei Mogi Mgmt For For For 9 Election of An Alternate Statutory Mgmt For For For Auditor 10 Bonus Mgmt For For For
SHIRE LTD Ticker Security ID: Meeting Date Meeting Status CINS G8124V108 04/27/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Stout Mgmt For For For 4 Elect William Burns Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Amendments to Portfolio Share Plan Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
Showa Corporation Ticker Security ID: Meeting Date Meeting Status CINS J75175109 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kazuto Iiyama Mgmt For For For 2 Elect Yasuhisa Maekawa Mgmt For For For 3 Elect Kenshi Hirai Mgmt For For For 4 Elect Norio Ukai Mgmt For For For 5 Elect Akira Kadoya Mgmt For For For 6 Elect Atsushi Izumina Mgmt For For For 7 Elect Mitsutaka Sugino Mgmt For For For 8 Elect Teru Oda Mgmt For For For 9 Elect Akira Wada Mgmt For For For 10 Elect Takeshi Nagao Mgmt For For For 11 Elect Toyotaka Itagaki Mgmt For For For 12 Elect Yuhetsu Satoh Mgmt For For For 13 Elect Nobuyuki Sugiyama Mgmt For For For 14 Bonuses Mgmt For Against Against 15 Retirement Allowances for Directors Mgmt For For For
Siegfried Ticker Security ID: Meeting Date Meeting Status CINS H75942153 04/14/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Authority to Issue Convertible Bonds Mgmt For TNA N/A 7 Amendment to Share Transfer Mgmt For TNA N/A Restrictions 8 Amendments to Articles Mgmt For TNA N/A 9 Elect Andreas Casutt Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A
Siemens AG Ticker Security ID: Meeting Date Meeting Status CINS D69671218 01/26/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Peter Loscher Mgmt For For For 7 Ratify Wolfgang Dehen Mgmt For For For 8 Ratify Heinrich Hiesinger Mgmt For For For 9 Ratify Joe Kaeser Mgmt For For For 10 Ratify Barbara Kux Mgmt For For For 11 Ratify Jim Reid-Anderson Mgmt For For For 12 Ratify Hermann Requardt Mgmt For For For 13 Ratify Siegfried Russwurm Mgmt For For For 14 Ratify Peter Solmssen Mgmt For For For 15 Ratify Gerhard Cromme Mgmt For For For 16 Ratify Berthold Huber Mgmt For For For 17 Ratify Ralf Heckmann Mgmt For For For 18 Ratify Josef Ackermann Mgmt For For For 19 Ratify Lothar Adler Mgmt For For For 20 Ratify Jean-Louis Beffa Mgmt For For For 21 Ratify Gerd von Brandenstein Mgmt For For For 22 Ratify Michael Diekmann Mgmt For For For 23 Ratify Hans Michael Gaul Mgmt For For For 24 Ratify Peter Gruss Mgmt For For For 25 Ratify Bettina Haller Mgmt For For For 26 Ratify Hans-Jurgen Hartung Mgmt For For For 27 Ratify Heinz Hawreliuk Mgmt For For For 28 Ratify Harald Kern Mgmt For For For 29 Ratify Nicola Leibinger-Kammuller Mgmt For For For 30 Ratify Werner Monius Mgmt For For For 31 Ratify Hakan Samuelsson Mgmt For For For 32 Ratify Dieter Scheitor Mgmt For For For 33 Ratify Rainer Sieg Mgmt For For For 34 Ratify Birgit Steinborn Mgmt For For For 35 Ratify Iain Vallance of Tummel Mgmt For For For 36 Ratify Sibylle Wankel Mgmt For For For 37 Approval of Compensation Policy Mgmt For For For 38 Appointment of Auditor Mgmt For For For 39 Authority to Repurchase Shares Mgmt For For For 40 Authority to Repurchase Shares using Mgmt For For For Equity Derivatives 41 Authority to Issue Convertible Bonds Mgmt For For For 42 Amendments to Articles Mgmt For For For 43 Agreement with Karl-Hermann Baumann Mgmt For For For 44 Agreement with Johannes Feldmayer Mgmt For For For 45 Agreement with Klaus Kleinfeld Mgmt For For For 46 Agreement with Edward Krubasik Mgmt For For For 47 Agreement with Rudi Lamprecht Mgmt For For For 48 Agreement with Heinrich von Pierer Mgmt For For For 49 Agreement with Jurgen Radomski Mgmt For For For 50 Agreement with Uriel Sharef Mgmt For For For 51 Agreement with Klaus Wucherer Mgmt For For For 52 Approval of D&O Insurance Settlement Mgmt For For For Agreement 53 Shareholder Proposal Regarding ShrHoldr Against Against For Supervisory Board Compensation 54 Shareholder Proposal Regarding ShrHoldr Against Against For Amending the Corporate Purpose
Sierra Wireless Inc Ticker Security ID: Meeting Date Meeting Status SWIR CUSIP9 826516106 05/20/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jason Cohenour Mgmt For For For 1.2 Elect Gregory Aasen Mgmt For For For 1.3 Elect Robin Abrams Mgmt For For For 1.4 Elect Paul Cataford Mgmt For For For 1.5 Elect Charles Levine Mgmt For For For 1.6 Elect S. Jane Rowe Mgmt For For For 1.7 Elect David Sutcliffe Mgmt For For For 1.8 Elect Kent Thexton Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
SIG PLC Ticker Security ID: Meeting Date Meeting Status CINS G80797106 05/13/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Chris Geoghegan Mgmt For For For 4 Elect Vanda Murray Mgmt For For For 5 Elect Jonathan Nicholls Mgmt For For For 6 Elect John Chivers Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Adoption of New Articles Mgmt For For For
Sino Forest Corp. Ticker Security ID: Meeting Date Meeting Status SNOFF CUSIP9 82934H101 05/31/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
SINO-OCEAN LAND HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS Y8002N103 01/18/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Acquisition Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
Sinolink Worldwide Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G8165B102 07/13/2009 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Placing Agreement; Issuance of Mgmt For Against Against Convertible Bonds 3 Increase in Authorized Capital Mgmt For For For
Sinopec Corporation Ticker Security ID: Meeting Date Meeting Status CINS Y15010104 05/18/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Surplus Common Reserve Mgmt For For For Funds 6 Allocation of Final Dividends Mgmt For For For 7 Authority to Declare Interim Mgmt For For For Dividends 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Approval of the Acquisition and Mgmt For For For Connected Transactions 10 Authority to Issue Debt Instruments Mgmt For For For 11 Type of Securities to be Issued Mgmt For For For 12 Issuance Size Mgmt For For For 13 Nominal Value and Issue Price Mgmt For For For 14 Term Mgmt For For For 15 Interest Rate Mgmt For For For 16 Method and Timing of Interest Payment Mgmt For For For 17 Conversion Period Mgmt For For For 18 Determination and Adjustment of Mgmt For For For Conversion Price 19 Downward Adjustment to Conversion Mgmt For For For Price 20 Conversion Method of Fractional Share Mgmt For For For 21 Terms of Redemption Mgmt For For For 22 Terms of Sale Back Mgmt For For For 23 Dividend Rights of the Year of Mgmt For For For Conversion 24 Method of Issuance and Target Mgmt For For For Subscribers 25 Subscription Arrangement for Mgmt For For For Existing Shareholders 26 CB Holders and Bondholder Meetings Mgmt For For For 27 Use of Proceeds from the Issuance of Mgmt For For For the Convertible Bonds 28 Guarantee Mgmt For For For 29 Validity Period Mgmt For For For 30 Authorization Mgmt For For For 31 Feasibility Analysis Report Mgmt For For For 32 Report on the Use of Proceeds from Mgmt For For For Last Issuance of Securities 33 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 34 Elect MA Weihua Mgmt For For For 35 Elect WU Xiaogen Mgmt For For For
Sinotrans Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6145J104 06/08/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim and Mgmt For For For Special Dividends 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue H Shares or Mgmt For For For Domestic Shares w/o Preemptive Rights 8 Authority to Repurchase H Shares Mgmt For For For
Sinotrans Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6145J104 06/08/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase H Shares Mgmt For For For
Sintokogio Ticker Security ID: Meeting Date Meeting Status CINS J75562108 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Masayuki Hirayama Mgmt For For For 2 Elect Yuhjiroh Takeda Mgmt For For For 3 Elect Atsushi Nagai Mgmt For For For 4 Elect Etsuzoh Kawai Mgmt For For For 5 Elect Shuhji Hirai Mgmt For For For 6 Elect Yoshinori Kohketsu Mgmt For For For 7 Elect Ikuhisa Uratsuji Mgmt For For For 8 Elect Keiji Kitagawa Mgmt For For For
SJM HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS Y8076V106 05/31/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect NG Chi Sing Mgmt For For For 6 Elect David SHUM Hong Kuen Mgmt For For For 7 Elect CHAU Tak Hay Mgmt For For For 8 Elect David LAN Hong Tsung Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For
SKILLSOFT PLC Ticker Security ID: Meeting Date Meeting Status SKIL CUSIP9 830928107 05/03/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For Against Against 2 Approval of the Merger Mgmt For Against Against 3 Approval of Share Cancellation and Mgmt For Against Against Reserve Application 4 AMENDMENT TO ARTICLES Mgmt For Against Against 5 Right to Adjourn Meeting Mgmt For Against Against
SKILLSOFT PLC Ticker Security ID: Meeting Date Meeting Status SKIL CUSIP 830928 09/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect P. Howard Edelstein Mgmt For For For 3 Elect William Boyce Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For
Skyworth Digital Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G8181C100 09/24/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Receive and adopt the audited Mgmt For For For consolidated financial statements of the Company and the reports of the Directors [the Directors ] and the auditors [the Auditors ] of the Company thereon for the YE 31 MAR 2009 3 Approve and declare a final dividend Mgmt For For For for the YE 31 MAR 2009 [with scrip option] 4 Elect DING Kai Mgmt For For For 5 Elect LI Weibin Mgmt For For For 6 Elect XIE Zhengcai Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Approve, subject to and conditional Mgmt For Against Against upon the Listing Committee of the Stock Exchange of Hong Kong Limited [the Stock Exchange ] granting the listing of and permission to deal in the shares to be issued upon exercise of any options to be granted under the refreshed limit [as specified] pursuant to the share option scheme [ Share Option Scheme ] of the Company adopted by the resolution of the shareholders of the Company passed on 30 SEP 2008, the existing limit on the grant of options under the Share Option Scheme and any other schemes of the Company be refreshed so that the aggregate nominal amount of share capital of the Company to be allotted and issued upon exercise, of any options to be granted under the Share Option Scheme and any other schemes of the Company [excluding options previously granted, outstanding, cancelled, lapsed or exercised under the Share Option Scheme and any other schemes of the Company] shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue as at the date of the passing of this resolution [ Refreshed Limit ] and authorize the Directors of the Company to grant options up to the refreshed limit and to allot, issue and deal with shares of the Company pursuant to the exercise of such options 10 Authorize the Directors of the Mgmt For For For Company to repurchase issued shares in the capital of the Company on the Stock Exchange or any other stock exchange on which the shares may be listed and which is recognized by the Securities and Futures Commission of Hong Kong and the Stock Exchange for such purposes and otherwise in accordance with the rules and regulations of the Securities and Futures Commission of Hong Kong, the Stock Exchange, the Companies Act 1981 of Bermuda [as amended from time to time], not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM is required by the Bye-laws of the Company, the Companies Act 1981 [as amended from time to time] or any other applicable laws to be held] 11 Non-Voting Meeting Note N/A N/A N/A N/A
SNC-Lavalin Group Inc Ticker Security ID: Meeting Date Meeting Status SNCAF CUSIP9 78460T105 05/06/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Bourne Mgmt For For For 1.2 Elect Pierre Duhaime Mgmt For For For 1.3 Elect David Goldman Mgmt For For For 1.4 Elect Patricia Hammick Mgmt For For For 1.5 Elect Pierre Lessard Mgmt For For For 1.6 Elect Edythe Marcoux Mgmt For For For 1.7 Elect Lorna Marsden Mgmt For For For 1.8 Elect Claude Mongeau Mgmt For For For 1.9 Elect Gwyn Morgan Mgmt For For For 1.10 Elect Hugh Segal Mgmt For For For 1.11 Elect Lawrence Stevenson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation
Societe Generale Ticker Security ID: Meeting Date Meeting Status CINS F43638141 05/25/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Supplementary Retirement Benefits Mgmt For For For (Daniel Bouton, Philippe Citerne, Didier Alix and Severin Cabannes) 10 Supplementary Retirement Benefits Mgmt For For For (Jean-Francois Sammarcelli) 11 Supplementary Retirement Benefits Mgmt For For For (Bernardo Sanchez Incera) 12 Non-Compete Clause (Philippe Citerne) Mgmt For For For 13 Severance Package (Frederic Oudea) Mgmt For For For 14 Non-Compete Clause (Frederic Oudea) Mgmt For For For 15 Elect Robert Castaigne Mgmt For For For 16 Elect Gianemilio Osculati Mgmt For For For 17 Item Removed From Agenda Mgmt Abstain Abstain For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Increase Shares Mgmt For For For Issuance Limit 22 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 25 Authority to Restricted Stock to Mgmt For For For Employees and Executives 26 Authority to Cancel Shares and Mgmt For For For Reduce Capital 27 Amendments to Articles Regarding Mgmt For For For Repurchase and Cancellation of Preferred Shares 28 Authority to Carry Out Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A
Societe Generale Ticker Security ID: Meeting Date Meeting Status CINS F43638141 07/06/2009 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of the Co-option of Mgmt For For For Frederic Oudea 4 Directors' Fees Mgmt For For For 5 Amendment to Rate of Mgmt For For For Super-Subordinated Notes 6 Authority to Carry Out Formalities Mgmt For For For
SONY COMMUNICATION NETWORK CORP, TOKYO Ticker Security ID: Meeting Date Meeting Status CINS J7620U108 06/16/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kenichiroh Yoshida Mgmt For For For 2 Elect Hiroki Totoki Mgmt For For For 3 Elect Yoshihiro Aita Mgmt For For For 4 Elect Masaroh Kikuchi Mgmt For For For 5 Elect Hiroshi Kurihara Mgmt For For For 6 Elect Miyuki Ishiguro Mgmt For For For 7 Elect Tohru Mio Mgmt For For For
SOUTHGOBI ENERGY RESOURCES Ticker Security ID: Meeting Date Meeting Status CINS 844375105 05/11/2010 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Elect Peter Meredith Mgmt For For For 6 Elect Alexander Molyneux Mgmt For For For 7 Elect Pierre Lebel Mgmt For For For 8 Elect John Macken Mgmt For For For 9 Elect Andre Deepwell Mgmt For For For 10 Elect R. Edward Flood Mgmt For For For 11 Elect Robert Hanson Mgmt For For For 12 Elect R. Stuart Angus Mgmt For For For 13 Elect W. Gordon Lancaster Mgmt For For For 14 Board Size Mgmt For For For 15 Change of Company Name Mgmt For For For 16 Equity Compensation Plan Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
Sparebanken Midt-Norge ASA Ticker Security ID: Meeting Date Meeting Status CINS R82401101 02/11/2010 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Election of Corporate Assembly Mgmt For TNA N/A 4 Election of Nominating Committee Mgmt For TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A
Sparebanken Midt-Norge ASA Ticker Security ID: Meeting Date Meeting Status CINS R82401101 03/03/2010 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A
SRE GROUP LTD Ticker Security ID: Meeting Date Meeting Status CINS G8403X106 03/29/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Acquisition Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A
Standard Chartered PLC Ticker Security ID: Meeting Date Meeting Status CINS G84228157 05/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Jamie Dundas Mgmt For For For 5 Elect Valerie Gooding Mgmt For For For 6 Elect Rudy Markham Mgmt For For For 7 Elect John Peace Mgmt For For For 8 Elect Peter Sands Mgmt For For For 9 Elect Paul Skinner Mgmt For For For 10 Elect Oliver Stocken Mgmt For For For 11 Elect Jaspal Bindra Mgmt For For For 12 Elect Richard Delbridge Mgmt For For For 13 Elect HAN Seung-Soo Mgmt For For For 14 Elect Simon Lowth Mgmt For For For 15 Elect Michael Rees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights Pursuant to Indian Listing 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Pursuant to Indian Listing 24 Authority to Repurchase Ordinary Mgmt For For For Shares 25 Authority to Repurchase Preference Mgmt For For For Shares 26 Adoption of New Articles Mgmt For For For 27 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 28 Amendments to Restricted Share Scheme Mgmt For For For 29 Waiver From Strict Compliance With Mgmt For For For Reporting and Annual Review Requirements 30 Waiver From Compliance with Written Mgmt For For For Agreement Requirements 31 Waiver From Strict Compliance with Mgmt For For For Ongoing Banking Transactions Requirements
Stealthgas Inc Ticker Security ID: Meeting Date Meeting Status GASS cusip Y81669 08/03/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Harry Vafias Mgmt For For For 1.2 Elect Markos Drakos Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Sterlite Industries (India) Limited Ticker Security ID: Meeting Date Meeting Status CINS Y8169X209 07/11/2009 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares and Mgmt For For For Convertible Debt Instruments 2 Authority to Issue Shares and Mgmt For For For Convertible Debt Instruments
Sterlite Industries (India) Limited Ticker Security ID: Meeting Date Meeting Status CINS Y8169X209 09/19/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Berjis Desai Mgmt For For For 4 Elect Sandeep Junnarkar Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect Din Dayal Jalan Mgmt For For For 7 Appointment of D.D. Jalan as Whole Mgmt For For For Time Director; Approval of Compensation 8 Directors' Fees Mgmt For For For
Stmicroelectronic s Ticker Security ID: Meeting Date Meeting Status CINS N83574108 05/25/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Managing Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Election of Supervisory Board Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Stock Grants to CEO Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A
Straits Resources Limited Ticker Security ID: Meeting Date Meeting Status CINS Q8785Z108 11/30/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Michael Gibson Mgmt For Against Against 4 Re-elect Alan Good Mgmt For For For 5 Remuneration Report Mgmt For Against Against 6 Amendment to Long Term Incentive Plan Mgmt For For For 7 Equity Grant (CEO Milan Jerkovic) Mgmt For For For 8 Equity Grant (Executive Director Mgmt For For For Michael Gibson)
Suedzucker AG Ticker Security ID: Meeting Date Meeting Status CINS D82781101 07/21/2009 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Elect Georg Koch Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Convertible Bonds Mgmt For For For
Sumitomo Bakelite Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J77024115 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tomitaroh Ogawa Mgmt For For For 4 Elect Shigeru Hayashi Mgmt For For For 5 Elect Tamotsu Yawata Mgmt For For For 6 Elect Satoshi Kawachi Mgmt For For For 7 Elect Tsuneo Terasawa Mgmt For For For 8 Elect Shinichiroh Itoh Mgmt For For For 9 Elect Ryuzo Sukeyasu Mgmt For For For 10 Elect Shigeki Mutoh Mgmt For For For 11 Elect Kazuhisa Hirano Mgmt For For For 12 Elect Takeshi Uchimura Mgmt For For For 13 Elect Yoshiko Koizumi as Alternate Mgmt For For For Statutory Auditor
Sumitomo Metal Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS J77669133 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Shimozuma Mgmt For For For 3 Elect Hiroshi Tomono Mgmt For For For 4 Elect Fumio Honbe Mgmt For For For 5 Elect Yasuyuki Tozaki Mgmt For For For 6 Elect Yasuo Imai Mgmt For For For 7 Elect Shuichiroh Kozuka Mgmt For For For 8 Elect Mitsunori Okada Mgmt For For For 9 Elect Michiharu Takii Mgmt For For For 10 Elect Shinichi Miki Mgmt For For For 11 Elect Yoshitaka Hotta Mgmt For For For 12 Elect Hirohiko Minato Mgmt For For For 13 Elect Keiichi Murakami Mgmt For For For 14 Elect Hirotake Abe Mgmt For For For
Sumitomo Mitsui Financial Group Ticker Security ID: Meeting Date Meeting Status CINS J7771X109 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Teisuke Kitayama Mgmt For For For 5 Elect Wataru Ohara Mgmt For For For 6 Elect Hideo Shimada Mgmt For For For 7 Elect Junsuke Fujii Mgmt For For For 8 Elect Kohichi Miyata Mgmt For For For 9 Elect Yoshinori Yokoyama Mgmt For For For 10 Retirement Allowances for Directors Mgmt For For For 11 Compensation Policy Mgmt For For For
Sun Hung Kai Properties Limited Ticker Security ID: Meeting Date Meeting Status ISIN HK0016000132 12/03/2009 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Patrick CHAN Kwok Wai Mgmt For For For 5 Elect Dicky Peter YIP Mgmt For Against Against 6 Elect Richard WONG Yue Chim Mgmt For Against Against 7 Elect Marvin CHEUNG Kin Tung Mgmt For For For 8 Elect Eric LI Ka Cheung Mgmt For For For 9 Elect WOO Po Shing Mgmt For For For 10 Elect William KWAN Cheuk Yin Mgmt For Against Against 11 Elect Clement LO Chiu Chun Mgmt For Against Against 12 Elect Thomas KWOK Ping Kwong Mgmt For For For 13 Approve to fix the Directors fees Mgmt For For For [the proposed fees to be paid to each Director, each Vice Chairman and the Chairman for the FY ending 30 JUN 2010 are HKD 100,000, HKD 110,000 and HKD 120,000 respectively] 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authorize the Directors of the Mgmt For For For Company [the Directors] during the relevant period to repurchase shares of the Company and the aggregate nominal amount of the shares which may be repurchased on The Stock Exchange of Hong Kong Limited or any other stock exchange recognized for this purpose by the Securities and Futures Commission of Hong Kong and The Stock Exchange of Hong Kong Limited under the Hong Kong Code on Share Repurchases pursuant to the approval in this resolution shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by its Articles of Association or by the laws of Hong Kong to be held] 16 Authorize the Directors, subject to Mgmt For For For this resolution, to allot, issue and deal with additional shares in the capital of the Company and to make or grant offers, agreements, options and warrants which might require during and after the end of the relevant period and the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted [whether pursuant to an option or otherwise] by the Directors pursuant to the approval in this resolution, otherwise than pursuant to, i) a rights issue, ii) any option scheme or similar arrangement for the time being adopted for the grant or issue to Officers and/or Employees of the Company and/or any of its subsidiaries of shares or rights to acquire shares of the Company, iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Articles of Association of the Company, shall not exceed the aggregate of: 10% ten per cent of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution plus; [if the Directors are so authorized by a separate ordinary resolution of the shareholders of the Company] the nominal amount of share capital of the Company repurchased by the Company subsequent to the passing of this resolution [up to a maximum equivalent to 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution], and the said approval shall be limited accordingly; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by its Articles of Association or by the laws of Hong Kong to be held] 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
SUNGWOO HITECH CO LTD, PUSAN Ticker Security ID: Meeting Date Meeting Status CINS Y8242C107 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Directors' Fees Mgmt For Against Against 6 Corporate Auditor's Fee Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A
Suntech Power Holdings Ticker Security ID: Meeting Date Meeting Status STP CUSIP 86800C 08/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the Equity Incentive Mgmt For For For Plan (Increase in Shares) 2 Amendment to the Equity Incentive Mgmt For For For Plan (Extend Term)
Swedish Match AB Ticker Security ID: Meeting Date Meeting Status CINS W92277115 04/27/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Cancellation of Shares Mgmt For For For 14 Bonus Issue Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Compensation Guidelines Mgmt For For For 17 Stock Option Grant Mgmt For For For 18 Board Size Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Nominating Committee Mgmt For For For 22 Instructions to Nominating Committee Mgmt For For For
Synnex Technology International Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y8344J109 06/17/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Increase Paid-In Capital Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules for Mgmt For For For Capital Loans and Endorsements/Guarantees 10 Extraordinary Motions Mgmt For Against Against
Synthes Inc Ticker Security ID: Meeting Date Meeting Status CINS 87162M409 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Charles Hedgepeth Mgmt For For For 6 Elect Amin Khoury Mgmt For For For 7 Elect Jobst Wagner Mgmt For For For 8 Elect Daniel Eicher Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
T & D Holdings Inc Ticker Security ID: Meeting Date Meeting Status CINS J86796109 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tamiji Matsumoto Mgmt For For For 4 Elect Sohnosuke Usui Mgmt For For For 5 Elect Tsugujiroh Nakatsukasa Mgmt For For For 6 Elect Masaaki Uno Mgmt For For For 7 Election of Alternate Statutory Mgmt For For For Auditor 8 Retirement Allowances for Directors Mgmt For For For and Statutory Auditor
Taiwan Semiconductor Mfg. Co. Ltd. (ADR) Ticker Security ID: Meeting Date Meeting Status TSM CUSIP9 874039100 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives
Telecom Italia Ticker Security ID: Meeting Date Meeting Status CINS T92778108 04/27/2010 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Elect Mauro Sentinelli Mgmt For Against Against 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Stock Purchase Plan Mgmt For For For 6 Long Term Incentive Plan Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Telecom Italia Ticker Security ID: Meeting Date Meeting Status CINS T92778124 05/26/2010 Unvoted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of Common Representative Mgmt For N/A N/A 3 Election of Common Representative Mgmt For N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
Telefonica SA Ticker Security ID: Meeting Date Meeting Status cins 879382109 06/02/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Authority to Repurchase Shares Mgmt For For For 4 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments w/ or w/o Preemptive Rights 5 Appointment of Auditor Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
Telenor ASA Ticker Security ID: Meeting Date Meeting Status CINS R21882106 05/19/2010 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Meeting Notice and Agenda Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Authority to Repurchase Shares For Mgmt For For For Cancellation or Acquisitions 10 Authority to Repurchase Shares Mgmt For For For Pursuant to Share Plans 11 Fees to Members of the Corporate Mgmt For Abstain Against Assembly and Nomination Committee
Telesp Celular Participacoes SA Ticker Security ID: Meeting Date Meeting Status CINS P9810G116 04/16/2010 Unvoted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A
Telesp Celular Participacoes SA Ticker Security ID: Meeting Date Meeting Status CINS P9810G116 04/16/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Supervisory Council Mgmt For For For
Telesp Celular Participacoes SA Ticker Security ID: Meeting Date Meeting Status CINS P9810G116 07/27/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Approval of Appraisal Reports Mgmt For For For Pursuant to Merger 7 Approval of Share Exchange Ratio and Mgmt For For For Merger 8 Non-Voting Meeting Note N/A N/A N/A N/A
Telesp Celular Participacoes SA Ticker Security ID: Meeting Date Meeting Status CINS P9810G116 11/13/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Merger Agreement Mgmt For For For 5 Ratification of Appointment of Mgmt For For For Appraiser 6 Valuation Report Mgmt For For For 7 Merger by Absorption Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Consolidated Articles of Association Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Telesp Celular Participacoes SA Ticker Security ID: Meeting Date Meeting Status CINS P9810G116 11/30/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Approve to change the Corporate Mgmt N/A For N/A purpose of the Company 5 Approve to consolidate the Corporate Mgmt N/A For N/A By-laws 6 Non-Voting Meeting Note N/A N/A N/A N/A
Temenos Group Ticker Security ID: Meeting Date Meeting Status CINS H8547Q107 06/04/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Increase in Authorized Capital Mgmt For N/A N/A 7 Amendment to Existing Conditional Mgmt For N/A N/A Capital 8 Elect Andreas Andreades Mgmt For N/A N/A 9 Appointment of Auditor Mgmt For N/A N/A
Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G87572148 05/12/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect ZHANG Zhidong Mgmt For For For 5 Elect Charles St Leger Searle Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Tenma Corporation Ticker Security ID: Meeting Date Meeting Status CINS J82958109 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Osamu Tsukasa Mgmt For For For 3 Elect Nagayuki Yoshida Mgmt For For For 4 Elect Yasuichi Kaneda Mgmt For For For 5 Elect Takayoshi Hori Mgmt For For For 6 Elect Kaneto Fujino Mgmt For For For
TESCO PLC Ticker Security ID: Meeting Date Meeting Status CINS G87621101 07/03/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Richard Brasher Mgmt For For For 6 Elect Philip Clarke Mgmt For For For 7 Elect Andrew Higginson Mgmt For For For 8 Elect Charles Allen Mgmt For For For 9 Elect Harald Einsmann Mgmt For For For 10 Elect Jacqueline Tammenoms Bakker Mgmt For For For 11 Elect Patrick Cescau Mgmt For For For 12 Elect Ken Hanna Mgmt For For For 13 Elect Laurie McIlwee Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Increase in Authorised Capital Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Group Bonus Plan 2009 Mgmt For For For 22 Amendment to Discretionary Share Mgmt For For For Option Plan 23 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 24 Shareholder Proposal Regarding ShrHoldr Against Against For Labour Relations
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
Thales SA Ticker Security ID: Meeting Date Meeting Status CINS F9156M108 05/20/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Allocation of Losses/Dividends Mgmt For For For 7 Supplementary Retirement Benefits Mgmt For For For (Denis Ranque) 8 Stock Options (Denis Ranque) Mgmt For For For 9 Severance Package (Luc Vigneron) Mgmt For For For 10 Supplementary Retirement Benefits Mgmt For For For (Luc Vigneron) 11 Related Party Transactions Mgmt For For For 12 Ratification of the Co-Option of Mgmt For For For Yannick d'Escatha 13 Ratification of the Co-Option of Mgmt For For For Steve Gentili 14 Ratification of the Co-Option of Mgmt For For For Pierre Mutz 15 Ratification of the Co-Option of Luc Mgmt For For For Vigneron 16 Ratification of the Co-Option of Mgmt For For For Bruno Parent 17 Ratification of the Co-Option of Mgmt For For For Charles Edelstenne 18 Ratification of the Co-Option of Mgmt For For For Amaury de Seze 19 Ratification of the Co-Option of Mgmt For For For Eric Trappier 20 Ratification of the Co-Option of Mgmt For For For Loik Segalen 21 Ratification of the Co-Option of Mgmt For For For Olivier Bourges 22 Elect Olivier Bourges Mgmt For For For 23 Elect Bruno Parent Mgmt For For For 24 Elect Yannick d'Escatha Mgmt For For For 25 Elect Steve Gentili Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 28 Authority to Grant Restricted Stock Mgmt For For For to Employees and Executives 29 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 30 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Mgmt For For For Limit 32 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 33 Global Ceiling on Increases in Mgmt For For For Capital 34 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 35 Authority to Carry Out Formalities Mgmt For For For 36 Non-Voting Meeting Note N/A N/A N/A N/A
The Capita Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G1846J115 05/11/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Paul Pindar Mgmt For Against Against 5 Elect Simon Pilling Mgmt For Against Against 6 Elect Bill Grimsey Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 SAYE Plan Renewal Mgmt For For For 15 Deferred Annual Bonus Plan Renewal Mgmt For For For
The Kanto Tsukuba Bank Ticker Security ID: Meeting Date Meeting Status CINS J30567101 09/18/2009 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yasuo Mizota Mgmt For For For 5 Elect Akiyoshi Nakajima Mgmt For For For 6 Elect Makoto Ueki Mgmt For For For 7 Elect Kazunori Tachibara Mgmt For For For 8 Elect Kazuo Kawamata Mgmt For For For 9 Elect Toshio Noguchi Mgmt For For For 10 Elect Hiroshi Toyosaki Mgmt For For For 11 Elect Yuhsuke Goshima Mgmt For For For 12 Elect Kunio Ono Mgmt For For For 13 Compensation Policy Mgmt For For For 14 Special Allowances for Directors and Mgmt For Against Against Statutory Auditors 15 Creation of Class II Preferred Stock Mgmt For For For 16 Creation of Class III Preferred Stock Mgmt For Against Against
The Kanto Tsukuba Bank Ticker Security ID: Meeting Date Meeting Status CINS J30567101 09/18/2009 Voted Meeting Type Country of Trade Other Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For 3 Creation of Class II Preferred Stock Mgmt For For For 4 Creation of Class III Preferred Stock Mgmt For Against Against
The San-In Godo Bank Limited Ticker Security ID: Meeting Date Meeting Status CINS J67220103 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Makoto Furuse Mgmt For For For 4 Elect Yukio Nagai Mgmt For For For 5 Elect Ichiroh Kubota Mgmt For For For 6 Elect Masashi Nozaka Mgmt For For For 7 Elect Shigeo Minahiro Mgmt For For For 8 Elect Takuma Kambara Mgmt For For For 9 Elect Mitsunori Oda Mgmt For For For 10 Elect Fumio Ishimaru Mgmt For For For 11 Elect Heibei Sakaguchi Mgmt For For For 12 Elect Hideto Tago Mgmt For For For 13 Elect Keizoh Kageyama Mgmt For For For 14 Elect Hisakazu Inaba Mgmt For For For 15 Elect Mitsunobu Senge Mgmt For For For 16 Elect Toshiaki Nakanomori Mgmt For For For 17 Elect Ryuhichi Aoyama Mgmt For For For 18 Elect Yasuhiro Takesako Mgmt For For For 19 Elect Yohichiroh Yamamoto Mgmt For For For
The Wharf Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Y8800U127 06/08/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Edward CHEN Kwan Yiu. Mgmt For Against Against 6 Elect Raymond CH'IEN Kuo Fung Mgmt For Against Against 7 Elect NG Tze Yuen Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For
THOMAS COOK GROUP PLC, PETERBOROUGH Ticker Security ID: Meeting Date Meeting Status CINS G88471100 03/25/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Amendment to Long-Term Incentive Mgmt For For For Plans 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Roger Burnell Mgmt For For For 6 Elect Manny Fontenla-Novoa Mgmt For For For 7 Elect Sam Weihagen Mgmt For For For 8 Elect Peter Middleton Mgmt For For For 9 Elect Paul Hollingworth Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
THOMSON-REUTERS PLC, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G8847Z105 08/07/2009 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Unification of Dual Listed Structure Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
THOMSON-REUTERS PLC, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G8847Z105 08/07/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Unification of Dual Listed Structure Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
Thyssenkrupp AG Ticker Security ID: Meeting Date Meeting Status CINS D8398Q119 01/21/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Approval of Compensation Policy Mgmt For For For 8 Elect Hans-Peter Keitel Mgmt For For For 9 Elect Ulrich Lehner Mgmt For For For 10 Elect Bernhard Pellens Mgmt For For For 11 Elect Henning Schulte-Noelle Mgmt For For For 12 Elect Christian Streiff Mgmt For For For 13 Elect Jurgen Thumann Mgmt For For For 14 Elect Beatrice Weder di Mauro Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Repurchase Shares Using Mgmt For For For Derivatives 18 Amendments to Articles Mgmt For For For
Tietoenator OYJ Ticker Security ID: Meeting Date Meeting Status CINS X90409115 03/25/2010 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Nomination Committee Mgmt For For For 19 Approval of Charitable Donation Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
TNT NV Ticker Security ID: Meeting Date Meeting Status CINS N86672107 04/08/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Allocation of Profits/Dividend Mgmt For For For 10 Ratification of Management Board Acts Mgmt For For For 11 Ratification of Supervisory Board Mgmt For For For Acts 12 Amendment to the Compensation Policy Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Roger King Mgmt For For For 17 Elect J Wallage Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Structure Regime Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Mgmt For For For Reduce Authorized Capital 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
Toagosei Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J8381L105 03/30/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For Against Against 4 Elect Akihiko Yamadera Mgmt For For For 5 Elect Futoshi Hashimoto Mgmt For For For 6 Elect Akio Arisawa Mgmt For For For 7 Elect Katsutoshi Yamada Mgmt For For For 8 Elect Sohichi Nomura Mgmt For For For 9 Elect Ken Ozeki Mgmt For For For 10 Elect Mikishi Takamura Mgmt For For For 11 Elect Eiichi Takizawa Mgmt For For For 12 Elect Ryohji Miura Mgmt For For For 13 Election of Alternate Statutory Mgmt For For For Auditor 14 Retirement Allowances for Directors Mgmt For For For 15 Renewal of Takeover Defense Plan Mgmt For Against Against
Toei Animation Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J84453109 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hiroshi Takahashi Mgmt For For For 3 Elect Kohzoh Morishita Mgmt For For For 4 Elect Hirotaroh Nishi Mgmt For For For 5 Elect Hidenori Ohyama Mgmt For For For 6 Elect Kenkichi Matsushita Mgmt For For For 7 Elect Katsuhiro Takagi Mgmt For For For 8 Elect Hiroyuki Kinoshita Mgmt For For For 9 Elect Shigeru Okada Mgmt For For For 10 Elect Tsuyoshi Okada Mgmt For For For 11 Elect Hiroshi Hayakawa Mgmt For For For 12 Elect Juichi Horiguchi Mgmt For For For 13 Elect Hajime Shigemura Mgmt For For For 14 Retirement Allowances for Directors Mgmt For Against Against
Toho Bank Limited Ticker Security ID: Meeting Date Meeting Status CINS J84678101 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kuniyuki Kikuchi Mgmt For For For 3 Elect Kenichi Kogure Mgmt For For For 4 Elect Mitsuo Moriya Mgmt For For For 5 Elect Seiji Takeuchi Mgmt For For For 6 Retirement Allowances for Directors Mgmt For For For 7 Bonus Mgmt For For For
Tohokushinsha Film Ticker Security ID: Meeting Date Meeting Status CINS J8514F108 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hiroshi Hayashida Mgmt For For For 3 Elect Tetsu Uemura Mgmt For For For 4 Elect Kiyotaka Ninomiya Mgmt For For For 5 Elect Shinya Nakajima Mgmt For For For 6 Elect Kanji Shimamoto Mgmt For For For 7 Elect Seiichiroh Horii Mgmt For For For 8 Elect Keiichi Kosaka Mgmt For For For 9 Elect Kosei Okamoto Mgmt For For For 10 Elect Toshiharu Tsuchifuji Mgmt For For For 11 Elect Hiroyuki Taniguchi Mgmt For For For 12 Retirement Allowances for Directors Mgmt For For For
Tokai Rika Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J85968105 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kiyoshi Kinoshita Mgmt For For For 3 Elect Yuhzoh Ushiyama Mgmt For For For 4 Elect Takaoki Tsuchiya Mgmt For For For 5 Elect Shigeru Katoh Mgmt For For For 6 Elect Yoshiteru Sasaki Mgmt For For For 7 Elect Takafumi Mizuno Mgmt For For For 8 Elect Kiyoshi Tsunekawa Mgmt For For For 9 Elect Makoto Gotoh Mgmt For For For 10 Elect Hitoshi Iwata Mgmt For For For 11 Elect Mineo Hattori Mgmt For For For 12 Elect Shohji Ishida Mgmt For For For 13 Elect Tadanao Hamamoto Mgmt For For For 14 Elect Hitoshi Hirano Mgmt For For For 15 Elect Mikihiro Mori Mgmt For For For 16 Elect Kenji Kawaguchi Mgmt For For For 17 Elect Hiroyuki Nakamura Mgmt For For For 18 Elect Tadashi Wakiya Mgmt For For For 19 Elect Kohji Buma Mgmt For For For 20 Elect Yoshihiro Ohbayashi Mgmt For For For 21 Elect Masaharu Tanino Mgmt For For For 22 Elect Masaki Matsuyama Mgmt For For For 23 Elect Kohki Satoh Mgmt For For For 24 Elect Mitsuhisa Katoh Mgmt For For For 25 Bonus Mgmt For For For 26 Stock Option Plan Mgmt For For For 27 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditors
Tokyo Electron Limited Ticker Security ID: Meeting Date Meeting Status CINS J86957115 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tetsuroh Higashi Mgmt For For For 3 Elect Tetsuo Tsuneishi Mgmt For For For 4 Elect Kiyoshi Satoh Mgmt For For For 5 Elect Hiroshi Takenaka Mgmt For For For 6 Elect Masao Kubodera Mgmt For For For 7 Elect Haruo Iwatsu Mgmt For For For 8 Elect Hirofumi Kitayama Mgmt For For For 9 Elect Keniji Washino Mgmt For For For 10 Elect Hikaru Itoh Mgmt For For For 11 Elect Takashi Nakamura Mgmt For For For 12 Elect Hiroshi Inoue Mgmt For For For 13 Elect Masahiro Sakane Mgmt For For For 14 Election of Mamoru Hara Mgmt For For For
Tokyo Gas Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J87000105 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsunori Torihara Mgmt For For For 4 Elect Tadaaki Maeda Mgmt For For For 5 Elect Tsuyoshi Okamoto Mgmt For For For 6 Elect Shigeru Muraki Mgmt For For For 7 Elect Toshiyuki Kanisawa Mgmt For For For 8 Elect Tsutomuu Ohya Mgmt For For For 9 Elect Michiaki Hirose Mgmt For For For 10 Elect Mikio Itazawa Mgmt For For For 11 Elect Katsuhiko Honda Mgmt For For For 12 Elect Sanae Inada Mgmt For For For 13 Elect Yukio Satoh Mgmt For For For 14 Elect Shohji Mori Mgmt For For For
Tokyo Seimitsu Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J87903100 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Kazuo Fujimori Mgmt For For For 3 Elect Kunimasa Ohta Mgmt For For For 4 Elect Shigeru Umenaka Mgmt For For For 5 Elect Wolfgang Bonatz Mgmt For For For 6 Elect Hitoshi Yoshida Mgmt For For For 7 Elect Ryohichi Kimura Mgmt For For For 8 Elect Kohichi Kawamura Mgmt For For For 9 Elect Hidenori Kimura Mgmt For For For 10 Elect Hideo Sawada Mgmt For For For 11 Elect Yoshiharu Kikuchi Mgmt For For For
Tokyo Steel Manufacturing Limited Ticker Security ID: Meeting Date Meeting Status CINS J88204110 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Toshikazu Nishimoto Mgmt For For For 3 Elect Eiji Sakabe Mgmt For For For 4 Elect Naoto Ohhori Mgmt For For For 5 Elect Kazufumi Yamada Mgmt For For For 6 Elect Takuo Ogawa Mgmt For For For 7 Elect Kiyoshi Imamura Mgmt For For For 8 Elect Toshio Adachi Mgmt For For For
Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Q9104H100 10/29/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Harry Boon Mgmt For For For 5 Renew Proportional Takeover Approval Mgmt For For For Provisions 6 Approve Issue of Securities under Mgmt For For For the Company's LTIP 7 Equity Grant (MD Paul Little) Mgmt For For For
TOMTOM NV Ticker Security ID: Meeting Date Meeting Status CINS N87695107 04/26/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Report Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Purchase Shares Mgmt For For For pursuant to Stock Option Plan 14 Elect Karel Vuursteen Mgmt For For For 15 Amendments to Articles of Association Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
Topre Corporation Ticker Security ID: Meeting Date Meeting Status CINS J89365100 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kyohei Ishii Mgmt For For For 3 Elect Ichiroh Tamaru Mgmt For For For 4 Elect Kanichi Arai Mgmt For For For 5 Elect Toshihiko Imai Mgmt For For For 6 Elect Shinichiroh Uchigasaki Mgmt For For For 7 Elect Noriyuki Isoda Mgmt For For For 8 Elect Kunikazu Matsuoka Mgmt For For For 9 Elect Toshio Hashimoto Mgmt For For For 10 Elect Jiroh Hiramoto Mgmt For For For 11 Elect Hiroshi Chiba Mgmt For For For 12 Elect Yoshiharu Yukawa Mgmt For For For 13 Elect Akihiko Nushi Mgmt For For For 14 Elect Yoshinori Tsuyuki Mgmt For For For 15 Elect Kohichi Kitagawa Mgmt For For For
Torii Pharmaceutical Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J8959J102 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yuhji Kagohashi Mgmt For For For 3 Elect Toshio Aoki Mgmt For For For 4 Elect Seiji Osa Mgmt For For For 5 Elect Masao Torikai Mgmt For For For 6 Election of Alternate Statutory Mgmt For For For Auditors
Toshiba TEC Corp. Ticker Security ID: Meeting Date Meeting Status CINS J89903108 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Mamoru Suzuki Mgmt For For For 3 Elect Yoshiyasu Kikuchi Mgmt For For For 4 Elect Kazuaki Ushiyama Mgmt For For For 5 Elect Keiichi Miura Mgmt For For For 6 Elect Toshio Yonezawa Mgmt For For For 7 Elect Masahiko Fukakushi Mgmt For For For 8 Elect Shigenobu Ohsawa Mgmt For For For 9 Elect Ushioh Kawaguchi Mgmt For For For 10 Elect Takehiko Ohuchi Mgmt For For For 11 Elect Tsuyoshi Ohkubo Mgmt For For For 12 Bonus Mgmt For For For
Total Energy Services Inc. Ticker Security ID: Meeting Date Meeting Status TOTZF CUSIP9 89154B102 05/17/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Fletcher Mgmt For For For 1.2 Elect Daniel Halyk Mgmt For For For 1.3 Elect Randy Kwasnicia Mgmt For For For 1.4 Elect Bruce Pachkowski Mgmt For For For 1.5 Elect Gregory Melchin Mgmt For For For 1.6 Elect Andrew Wiswell Mgmt For For For 2 Elect Daniel Halyk Mgmt For For For 3 Elect Randy Kwasnicia Mgmt For For For
TOTAL SA Ticker Security ID: Meeting Date Meeting Status CINS F92124100 05/21/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Retirement Indemnity, Supplementary Mgmt For For For Pension Plan and Severance Package for Christophe de Margerie 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Thierry Desmarest Mgmt For Against Against 12 Elect Thierry de Rudder Mgmt For For For 13 Elect Gunnar Brock Mgmt For For For 14 Elect Claude Clement Mgmt For For For 15 Elect Philippe Marchandise Mgmt Against Against For 16 Elect Mohammed Zaki Mgmt Against Against For 17 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 18 Appointment of Auditor (KPMG Audit) Mgmt For For For 19 Replacement of Alternate Auditor Mgmt For For For 20 Replacement of Alternate Auditor Mgmt For For For 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 23 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 24 Authority to Issue Shares Mgmt For For For and/Convertible Securities Under Employee Savings Plan 25 Authority to Grant Stock Options Mgmt For For For 26 Shareholder Proposal Regarding ShrHoldr Against Against For Collective Investment Funds
Toyo Kohan Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J91730101 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hirofumi Miki Mgmt For For For 3 Elect Atsuo Tanaka Mgmt For For For 4 Elect Atsuo Fujii Mgmt For For For 5 Elect Katsuhiko Tominaga Mgmt For For For 6 Elect Junichiroh Yoshitake Mgmt For For For 7 Elect Masafumi Miyaji Mgmt For For For 8 Elect Nobuo Sakamoto Mgmt For For For 9 Elect Teruyuki Tatsumi Mgmt For For For 10 Elect Toshio Yamamoto Mgmt For For For
Transfield Services Ticker Security ID: Meeting Date Meeting Status CINS Q9187S114 11/04/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect Peter Goode Mgmt For For For 3 Elect Jagjeet (Jeet) Bindra Mgmt For For For 4 Re-elect Anthony Shepherd Mgmt For For For 5 Re-elect Luca Belgiorno-Nettis Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Remuneration Report Mgmt For For For
Trelleborg AB Ticker Security ID: Meeting Date Meeting Status CINS W96297101 04/20/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Chairman to Preside Over Mgmt For For For Meeting 5 Voting List Mgmt For For For 6 Election of Individuals to Check Mgmt For For For minutes 7 Compliance with Rules of Convocation Mgmt For For For 8 Agenda Mgmt For For For 9 CEO's Address Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size Mgmt For For For 17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A
Tsuruha Holdings Inc Ticker Security ID: Meeting Date Meeting Status CINS J9348C105 08/12/2009 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Nominee 1 Mgmt For For For 3 Elect Nominee 2 Mgmt For For For 4 Elect Nominee 3 Mgmt For For For 5 Elect Nominee 4 Mgmt For For For 6 Elect Nominee 5 Mgmt For For For 7 Elect Nominee 6 Mgmt For For For 8 Elect Nominee 7 Mgmt For For For 9 Elect Nominee 8 Mgmt For Against Against 10 Election of Statutory Auditor Mgmt For For For 11 Bonus Mgmt For For For
Tsutsumi Jewellery Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J93558104 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Katsumi Okano Mgmt For For For 3 Elect Satoshi Tagai Mgmt For For For 4 Elect Atsuhide Mizutani Mgmt For For For 5 Election of Alternate Statutory Mgmt For For For Auditors
Turkiye Is Bank AS Ticker Security ID: Meeting Date Meeting Status CINS M8933F115 03/31/2010 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Appointment of Presiding Mgmt For TNA N/A Board 3 Reports Mgmt For TNA N/A 4 Accounts Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Ratification of Statutory Auditors' Mgmt For TNA N/A Acts 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Directors' Fees Mgmt For TNA N/A 9 Election of Statutory Auditors Mgmt For TNA N/A 10 Statutory Auditors' Fees Mgmt For TNA N/A 11 Charitable Donations Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A
Turkiye Is Bank AS Ticker Security ID: Meeting Date Meeting Status CINS M8933F255 03/31/2010 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Appointment of Presiding Mgmt For TNA N/A Board 3 Reports Mgmt For TNA N/A 4 Accounts Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Ratification of Statutory Auditors' Mgmt For TNA N/A Acts 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Directors' Fees Mgmt For TNA N/A 9 Election of Statutory Auditors Mgmt For TNA N/A 10 Statutory Auditors' Fees Mgmt For TNA N/A 11 Charitable Donations Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A
TV Asahi Corp. Ticker Security ID: Meeting Date Meeting Status CINS J93646107 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For Against Against 3 Renewal of Takeover Defense Plan Mgmt For Against Against 4 Elect Takanobu Araki Mgmt For For For 5 Elect Hajime Kanazawa Mgmt For For For 6 Elect Keiji Kameyama Mgmt For For For 7 Elect Gengo Sunami Mgmt For For For 8 Elect Kenji Takeuchi Mgmt For For For 9 Elect Toshiaki Nakajima Mgmt For For For 10 Elect Masaya Fujinoki Mgmt For For For 11 Elect Masuo Okumura Mgmt For For For
Ubisoft Entertainment SA Ticker Security ID: Meeting Date Meeting Status CINS F9396N106 07/10/2009 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For 9 Authority to Cancel Shares and Mgmt For For For Reduce Capital 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 13 Authority to Grant Stock Options Mgmt For Against Against 14 Authority to Grant Restricted Shares Mgmt For For For 15 Global Ceiling on Increases in Mgmt For For For Capital 16 Amendment Regarding Director Term Mgmt For For For Length 17 Authority to Carry Out Formalities Mgmt For For For
UBS AG Ticker Security ID: Meeting Date Meeting Status CINS H89231338 04/14/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts (2009) 8 Ratification of Board and Management Mgmt For TNA N/A Acts (2008) 9 Ratification of Board and Management Mgmt For TNA N/A Acts (2007) 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Kaspar Villiger Mgmt For TNA N/A 12 Elect Sally Bott Mgmt For TNA N/A 13 Elect Michel Demare Mgmt For TNA N/A 14 Elect Rainer-Marc Frey Mgmt For TNA N/A 15 Elect Bruno Gehrig Mgmt For TNA N/A 16 Elect Ann Godbehere Mgmt For TNA N/A 17 Elect Axel Lehmann Mgmt For TNA N/A 18 Elect Helmut Panke Mgmt For TNA N/A 19 Elect William Parrett Mgmt For TNA N/A 20 Elect David Sidwell Mgmt For TNA N/A 21 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Increase in Conditional Capital Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 04/29/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt Abstain TNA N/A 4 Presentation of Auditor Report Mgmt Abstain TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor Acts Mgmt For TNA N/A 8 Elect Roch Doliveux Mgmt For TNA N/A 9 Elect Peter Fellner Mgmt For TNA N/A 10 Ratification of the Independence of Mgmt For TNA N/A Peter Fellner 11 Elect Albrecht de Graeve Mgmt For TNA N/A 12 Ratification of the Independence and Mgmt For TNA N/A Accounting Expertise of Albrecht De Graeve 13 Elect Alexandre Van Damme Mgmt For TNA N/A 14 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 15 Change in Control Provision for 2009 Mgmt For TNA N/A Bonds 16 Non-Voting Agenda Item N/A N/A TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 11/06/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Convertibility of Bonds Mgmt For TNA N/A 7 Authority to Increase Authorized Mgmt For TNA N/A Share Capital 8 Authority to Issue Shares Mgmt For TNA N/A 9 Approval of Change in Control Clause Mgmt For TNA N/A 10 Approval of Change in Control Clause Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Cancel Shares Mgmt For TNA N/A 13 Elect Tom McKillop Mgmt For TNA N/A 14 Ratify the Independence of Sir Tom Mgmt For TNA N/A McKillop 15 Authority to Carry Out Formalities Mgmt For TNA N/A 16 Authority to Carry Out Formalities Mgmt For TNA N/A 17 Company Registrar Mgmt For TNA N/A
Umeco PLC Ticker Security ID: Meeting Date Meeting Status CINS G9188V109 07/29/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Brian McGowan Mgmt For For For 5 Elect Stephen Bird Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Adoption of New Articles Mgmt For For For 12 Scrip Dividend Mgmt For For For
UNI-PRESIDENT CHINA HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G9222R106 06/04/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LIN Wu-Chung Mgmt For For For 6 Elect LIN Lung-Yi Mgmt For For For 7 Elect SU Tsung-Ming Mgmt For For For 8 Elect HWANG Jenn-Tai Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For
Unibail Holding SA Ticker Security ID: Meeting Date Meeting Status CINS F95094110 04/28/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Distribution of Special Dividend Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Elect Frans Jozef Cremers Mgmt For For For 10 Elect Francois Jaclot Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Cancel Shares and Mgmt For For For Reduce Capital 13 Authority to Carry Out Formalities Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Unicredito Italiano SpA Ticker Security ID: Meeting Date Meeting Status CINS T95132105 04/20/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Board of Statutory Auditors List 1 Mgmt For TNA N/A 6 Board of Statutory Auditors List 2 Mgmt For TNA N/A 7 Statutory Auditors' Fees Mgmt For TNA N/A 8 Supervisory Board Fees Mgmt For TNA N/A 9 Remuneration Policy Mgmt For TNA N/A 10 Employee Stock Purchase Plan Mgmt For TNA N/A 11 Long Term Incentive Plan Mgmt For TNA N/A 12 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights 14 Non-Voting Meeting Note N/A N/A TNA N/A
Unilever NV Ticker Security ID: Meeting Date Meeting Status CINS N8981F271 05/11/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Executive Directors' Mgmt For For For Acts 4 Ratification of Non-Executive Mgmt For For For Directors' Acts 5 Elect Paul Polman Mgmt For For For 6 Elect Jean-Marc Huet Mgmt For For For 7 Elect Louise Fresco Mgmt For For For 8 Elect Ann Fudge Mgmt For For For 9 Elect Charles Golden Mgmt For For For 10 Elect Byron Grote Mgmt For For For 11 Elect Hixonia Nyasulu Mgmt For For For 12 Elect Kees Storm Mgmt For For For 13 Elect Michael Treschow Mgmt For For For 14 Elect Jeroen van der Veer Mgmt For For For 15 Elect Paul Walsh Mgmt For For For 16 Elect Sir Malcolm Rifkind Mgmt For For For 17 Management Co-Investment Plan Mgmt For For For 18 Amendment to the Compensation Policy Mgmt For For For Regarding the Annual Bonus 19 Amendment to the Compensation Policy Mgmt For For For Regarding the Long-Term Incentive Arrangements 20 Authority to Cancel Shares; Mgmt For For For Amendment to Articles 21 Authority to Repurchase Cumulative Mgmt For For For Preference Shares 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Cancel Shares Mgmt For For For 24 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 25 Appointment of Auditor Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
Unilever NV Ticker Security ID: Meeting Date Meeting Status CINS N8981F271 10/08/2009 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A
Unilever PLC Ticker Security ID: Meeting Date Meeting Status CINS G92087165 05/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Louise Fresco Mgmt For For For 6 Elect Ann Fudge Mgmt For For For 7 Elect Charles Golden Mgmt For For For 8 Elect Byron Grote Mgmt For For For 9 Elect Hixonia Nyasulu Mgmt For For For 10 Elect K.J. Storm Mgmt For For For 11 Elect Michael Treschow Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Paul Walsh Mgmt For For For 14 Elect Sir Malcolm Rifkind Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Management Co-investment Plan Mgmt For For For 23 Adoption of New Articles Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A
Unipres Corp. Ticker Security ID: Meeting Date Meeting Status CINS J9425W107 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Satoru Nitoh Mgmt For For For 3 Elect Takashi Ohnishi Mgmt For For For 4 Elect Masanobu Yoshizawa Mgmt For For For 5 Elect Masamitsu Takano Mgmt For For For 6 Elect Eishin Kanno Mgmt For For For 7 Elect Shigeru Asahi Mgmt For For For 8 Elect Shohichiroh Shiomi Mgmt For For For 9 Elect Tetsuo Uozu Mgmt For For For 10 Elect Masahide Masuda Mgmt For For For 11 Elect Tatsudoshi Ohtake Mgmt For For For 12 Elect Tsunehiro Tamura Mgmt For For For 13 Elect Takashi Kitajima Mgmt For For For 14 Retirement Allowances for Statutory Mgmt For For For Auditors 15 Stock Option Plan Mgmt For For For
United Drug PLC Ticker Security ID: Meeting Date Meeting Status CINS G9230Q157 02/09/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Election of Directors Mgmt For For For 5 Elect Liam FitzGerald Mgmt For For For 6 Elect Hugh Friel Mgmt For For For 7 Elect Ronnie Kells Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Reissue Treasury Shares Mgmt For For For 13 Authoriy to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Adoption of New Articles Mgmt For For For 15 Long Term Incentive Plan Mgmt For For For 16 Executive Share Option Plan Mgmt For For For
UNITED SPIRITS LTD Ticker Security ID: Meeting Date Meeting Status CINS Y92311102 05/03/2010 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Appointment of S.V. Mallya as Deputy Mgmt For For For General Manager; Approval of Compensation
VALE Ticker Security ID: Meeting Date Meeting Status VALE CUSIP9 91912E105 01/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Co-Option of Mgmt For For For Alternate Board Member 2 Merger Agreement Mgmt For For For 3 Ratification of Appointment of Mgmt For For For Appraiser 4 Valuation Report Mgmt For For For 5 Merger by Absorption Mgmt For For For
VALE Ticker Security ID: Meeting Date Meeting Status VALE CUSIP9 91912E105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Supervisory Council Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Capitalization of Reserves Mgmt For For For 6 Election of Director Mgmt For Against Against
Vallourec Ticker Security ID: Meeting Date Meeting Status CINS F95922104 05/31/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Elect Michel de Fabiani Mgmt For For For 9 Elect Thierry Marraud Mgmt For For For 10 Elect Jean-Claude Verdiere Mgmt For For For 11 Elect Vivienne Cox Mgmt For For For 12 Elect Alexandra Schaapveld Mgmt For For For 13 Supervisory Board Members' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Stock Split Mgmt For For For 16 Amendments Regarding Electronic Mgmt For For For Voting 17 Authority to Issue Warrants as a Mgmt For Against Against Takeover Device
Vastned Offices Industrial Ticker Security ID: Meeting Date Meeting Status CINS N9411C102 04/21/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendments to Articles Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Compensation Policy Mgmt For For For 11 Ratification of Management Board Acts Mgmt For For For 12 Ratification of Supervisory Board Mgmt For For For Acts 13 Election of Supervisory Board Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status CINS G9328D100 07/27/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mahendra Mehta Mgmt For For For 5 Elect Anil Agarwal Mgmt For For For 6 Elect Naresh Chandra Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Settle Convertible Mgmt For For For Bonds with Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Vestas Windsystems A/S Ticker Security ID: Meeting Date Meeting Status CINS K9773J128 01/14/2010 Take No Action Meeting Type Country of Trade Special Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Regarding Mgmt For TNA N/A Shareholder Proposals 3 Authority to Carry Out Formalities Mgmt For TNA N/A
VIMPEL-COMMUNICAT IONS (OJS) Ticker Security ID: Meeting Date Meeting Status VIP ISIN US68370R1095 12/17/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Interim Dividend Mgmt For For For
Vinci Ticker Security ID: Meeting Date Meeting Status CINS F5879X108 05/06/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Elect Dominique Ferrero Mgmt For For For 9 Elect Xavier Huillard Mgmt For For For 10 Elect Henri Saint Olive Mgmt For For For 11 Elect Yves-Thibault de Silguy Mgmt For For For 12 Elect Qatari Diar Real Estate Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Related Party Transaction Regarding Mgmt For For For Aegean Motorway SA 16 Related Party Transaction Regarding Mgmt For For For Olympia Odos and Olympia Operation 17 Related Party Transaction Regarding Mgmt For For For Arcour 18 Related Party Transaction Regarding Mgmt For For For A-Modell A5 19 Related Party Transaction ASF Mgmt For For For Holdings 20 Related Party Transaction Regarding Mgmt For For For Supplementary Retirement Benefits for Xavier Huillard 21 Related Party Transaction Regarding Mgmt For For For Severance Benefits for Xavier Huillard 22 Related Party Transaction Regarding Mgmt For For For YTSeuropaconsultants 23 Authority to Cancel Shares and Mgmt For For For Reduce Capital 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital Under Mgmt For For For Overseas Employee Savings Plan 27 Amendments to Articles Mgmt For For For 28 Authority to Carry Out Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A
VIVENDI, PARIS Ticker Security ID: Meeting Date Meeting Status CINS F97982106 04/29/2010 Voted Meeting Type Country of Trade Annual France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Dominique Heriard Dubreuil Mgmt For For For 9 Elect Aliza Jabes Mgmt For For For 10 Elect Jacqueline Tammenoms Bakker Mgmt For For For 11 Elect Daniel Camus Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For
Vodafone Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G93882135 07/28/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect John R.H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Re-elect Mr. Vittorio Colao as a Mgmt For For For Director 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For For For 10 Elect Anne Lauvergeon Mgmt For For For 11 Elect Simon Murray Mgmt For For For 12 Elect Steve Pusey Mgmt For For For 13 Elect Luc Vandevelde Mgmt For For For 14 Elect Anthony Watson Mgmt For For For 15 Elect Philip Yea Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authorize the Company s purchase of Mgmt For For For its own shares [Section 166, Companies Act 1985] 23 Amendment to Articles Regarding Mgmt For For For Dividend Payments 24 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 25 Non-Voting Meeting Note N/A N/A N/A N/A
Wal-Mart De MEX SA De CV Ticker Security ID: Meeting Date Meeting Status CINS P98180105 03/11/2010 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board's Report Mgmt For For For 2 CEO's Report Mgmt For For For 3 Audit and Corporate Governance Mgmt For For For Committees' Reports 4 Accounts Mgmt For For For 5 Report on Repurchase Program Mgmt For For For 6 Cancellation of Treasury Shares Mgmt For For For 7 Allocation of Profits Mgmt For For For 8 Allocation of Dividends Mgmt For For For 9 Amendments to Articles Mgmt For Against Against 10 Report on Tax Compliance Mgmt For For For 11 Report on Stock Option Plan Mgmt For For For 12 Report on Wal-Mart de Mexico Mgmt For For For Foundation 13 Report on Aquisition of Wal-Mart de Mgmt For For For Centroamerica 14 Ratification of Board Acts Mgmt For For For 15 Election of Directors Mgmt For For For 16 Election of Board Committee Members Mgmt For For For 17 Election of Meeting Delegates Mgmt For For For
Wal-Mart De MEX SA De CV Ticker Security ID: Meeting Date Meeting Status CINS P98180105 12/22/2009 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Directors' Report on the Mgmt For For For Acquisition 2 Discussion and Approval of the Merger Mgmt For For For 3 Amendments to Articles Pursuant to Mgmt For For For the Merger 4 Election of Meeting Delegates Mgmt For For For
WALTER DIVERSIFIED SERVICES LIMITED, SYDNEY Ticker Security ID: Meeting Date Meeting Status CINS Q9536N105 10/27/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Re-elect Phillip McCarthy Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Ratify Placement of Securities Mgmt For For For (Delco) 7 Equity Grant (Managing Director Mgmt For For For Gareth Mann) 8 Equity Grant (Executive Director) Mgmt For For For
WALTER DIVERSIFIED SERVICES LIMITED, SYDNEY Ticker Security ID: Meeting Date Meeting Status CINS Q9536N105 11/25/2009 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Securities Mgmt For For For 3 Approve Issue of Securities Mgmt For For For
Warabeya Nichiyo Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J9496B107 05/27/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For
Wavin Ticker Security ID: Meeting Date Meeting Status CINS N9438C101 07/03/2009 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For 5 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 6 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A
Weatherford International Limited Ticker Security ID: Meeting Date Meeting Status WFT CUSIP9 H27013103 06/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves Mgmt For For For to Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For
Weir Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G95248137 05/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Jon Stanton Mgmt For For For 5 Elect Keith Cochrane Mgmt For For For 6 Elect Alan Mitchelson Mgmt For For For 7 Elect Lord Robert Smith of Kelvin Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Adoption of New Articles Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Amendment to Group Long Term Mgmt For For For Incentive Plan
Westfield Group Ticker Security ID: Meeting Date Meeting Status CINS Q97062105 05/27/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Frederick Hilmer Mgmt For For For 4 Re-elect John McFarlane Mgmt For For For 5 Re-elect Judith Sloan Mgmt For For For 6 Elect Mark Johnson Mgmt For For For 7 Re-elect Frank Lowy Mgmt For For For
Wiener Stadtische Allgemeine Versicherung AG Ticker Security ID: Meeting Date Meeting Status CINS A9T907104 06/29/2010 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Ratification of Management and Mgmt For For For Supervisory Board Acts 3 Authorize the Management Board Mgmt For Abstain Against pursuant to Section 169 of the Austrian Stock Corporation Act [Aktiengesetz], to increase, by 28 JUN 2015 at the latest, the share capital of the Company also in several tranches - by a nominal value of EUR 66,443,734.10 by issuing 64,000,000 no-par value shares in registered or in bearer form against contributions in cash or in kind, this authorization replaces the resolution adopted in the 18th AGM held on 24 APR 2009 as resolution according to agenda item 4, Article 4 (2), first sentence is altered accordingly 4 Authorize the Management Board, Mgmt For For For pursuant to Section 174 (1) of the Austrian Stock Corporation Act [Aktiengesetz], to issue, by 28 JUN 2015 at the latest, with the consent of the Supervisory Board, participating bonds with a total face value of up to EUR 2,000,000,000, also in several tranches, also with exclusion of subscription rights and authorization to specify the terms for the issue of the participating bonds, this authorization replaces the resolution adopted in the 18th AGM held on 24 APR 2009 as resolution according to agenda item 5 5 Authorize the Management Board, Mgmt For Against Against pursuant to Section 174 (2) of the Austrian Stock Corporation Act [Aktiengesetz], to issue, by 28 JUN 2015 at the latest, with the consent of the Supervisory Board, convertible bonds with a total face value of up to EUR 2,000,000,000, also in several tranches, also with exclusion of subscription rights and authorization to specify all other terms, as well as to specify the issue and conversion procedures for the convertible bonds, this authorization replaces the resolution adopted in the 18th AGM held on 24 APR 2009 as Resolution according to agenda item 6 6 Amend Article 4(3), 2nd sentence Mgmt For Against Against [conditional capital] of the Articles of Association, as specified 7 Approve the explanation of the Mgmt For For For De-Merger and Acquisition Agreement dated 10 MAY 2010; adopt a resolution on the proportionate de-merger by acquisition according to Section 1 Paragraph 2 in connection with Section 8, Paragraph 1 of the Austrian De-Merger Act [Spaltungsgesetz] pursuant to the De-Merger and Acquisition Agreement dated 10 MAY 2010 as filed with the Companies Register of the Commercial Court in Vienna, on the basis of the final balance sheet of VIENNA INSURANCE Group Wiener Stadtische Versicherung AG of 31 DEC 2009 it is planned that the de-merger of the operational insurance business with all assets belonging to it, is made from VIENNA INSURANCE GROUP Wiener Stadtische Versicherung AG with its seat in Vienna as transferring Company to VERSA Beteiligungs-AG with its seat in Vienna as acquiring Company by way of universal succession and continuance of the transferring Company without the granting of shares in the acquiring Company, as the transferring Company is the sole shareholder of the acquiring Company; adopt a resolution on the changes in the Articles of Association: a) Change of the Corporate Name of the Company in Article 1 Paragraph 1 to VIENNA INSURANCE GROUP AG Wiener Versicherung Gruppe; b) deletion of Article 2 Paragraph 1 [History]; c) Partial Change of the Purpose and Corporate Objects of the Company in Article 2 [strategic management and administration of central group functions, the casualty insurance business, the property insurance business and the reinsurance business]; d) Adopt the number of the Members of the Management Board [Article 8 Paragraph 2 at least 3, at most 7 persons] 8 Adopt the resolution on further Mgmt For For For changes of the Articles of Association in the in the following Articles: a) Article 2 Paragraph 3, 1st Half-sentence [new Paragraph and amendment according to Article 3 Paragraph 3 Insurance Supersion Act]; b) Article 2 Paragraph 4 [new Paragraph and clarification re-inland]; c) Article 4 Paragraph 3, 3rd sentence [Company in stead of Corporate name]; d) Article 4 Paragraph 5 [no entitlement to issuance of share certificates representing their stakes]; e) Article 4 Paragraph 7 [Deletion of the Amtsblatt zur Wiener Zeitung [official gazette]]; f) Article 4 Paragraph 8 [obsolete thus deletion]; g) Article 10 Paragraph 2 [Limitation on at most 10 elected Members of the Supervisory Board]; h)Article 13 Paragraph 2 [Change in the preconditions of the quorum of the Supervisory Board]; i) Article 15 Paragraph 2 lit, a and lit, i [Adjustment of the citation of the relevant law]; j) Article 15 Paragraph 2 lit, m [Supplement of the deals needing approval according to Section 95 Paragraph 5Z13 Stock Corporation Act]; k) Article 17 and Article 18 [Change of the provisions regarding the convocation of and the right to participate in a general meeting according to the Stock Corporation Changing Act 2009]; l) Article 19 Paragraph 1 [Deletion of the words in proportion]; m) Article 21 Paragraph 1 [Change regarding advisory council] 9 Appointment of Auditor Mgmt For For For 10 Election of Supervisory Board Members Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A
Winpak Ticker Security ID: Meeting Date Meeting Status WIPKF CUSIP9 97535P104 04/20/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Wolfson Microelectronics PLC Ticker Security ID: Meeting Date Meeting Status CINS G97272101 05/20/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Mark Cubitt Mgmt For For For 4 Elect Ross Graham Mgmt For For For 5 Elect Alastair Milne Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Save As You Earn Plan Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Staff Share Award Plan Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Senior Executive Deferred Bonus Plan Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Repurchase Shares Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Adoption of New Articles Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Wolters Kluwer NV Ticker Security ID: Meeting Date Meeting Status CINS ADPV09931 04/21/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Executive Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Elect Adri Baan Mgmt For For For 11 Elect Stuart James Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
Woolworths Limited Ticker Security ID: Meeting Date Meeting Status CINS Q98418108 11/26/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect John Astbury Mgmt For For For 4 Re-elect Thomas Pockett Mgmt For For For 5 Re-elect James Strong Mgmt For For For 6 Approve Proportional Takeover Mgmt For For For Provisions
WPG HOLDING CO LTD Ticker Security ID: Meeting Date Meeting Status CINS Y9698R101 06/21/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Increase Paid-in Capital Mgmt For For For 7 Approval of the Merger Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules for Mgmt For For For Capital Loans 10 Amendments to Procedural Rules for Mgmt For For For Endorsements/Guarantees 11 Extraordinary Motions Mgmt For Against Against 12 Non-Voting Meeting Note N/A N/A N/A N/A
Xinao Gas Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G9826J104 06/30/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect CHEUNG Yip Sang Mgmt For For For 5 Elect ZHAO Baoju Mgmt For Against Against 6 Elect JIN Yongsheng Mgmt For For For 7 Elect WANG Guangtian Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repuchased Shares Mgmt For For For 13 Change of Company Name Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Xinyi Glass Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G9828G108 05/28/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LEE Yau Ching Mgmt For For For 6 Elect LI Man Yin Mgmt For For For 7 Elect LAM Kwong Siu Mgmt For For For 8 Elect WONG Ying Wai Mgmt For For For 9 Elect Samuel WONG Chat Chor Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Increase in Authorized Capital Mgmt For For For 16 Bonus Share Issuance Mgmt For For For
Xstrata PLC Ticker Security ID: Meeting Date Meeting Status CINS G9826T102 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Mick Davis Mgmt For For For 5 Elect David Rough Mgmt For For For 6 Elect Sir Steve Robson Mgmt For For For 7 Elect Willy Strothotte Mgmt For For For 8 Elect Con Fauconnier Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days 13 Adoption of New Articles Mgmt For For For
Xtep International Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G98277109 05/05/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect DING Mei Qing Mgmt For Against Against 5 Elect XU Peng Xiang Mgmt For For For 6 Elect GAO Xian Feng Mgmt For For For 7 Elect Eleutherius HO Yui Pok Mgmt For Against Against 8 Elect TAN Wee Seng Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Repurchased Shares Mgmt For For For
Yamada Denki Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J95534103 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Noboru Yamada Mgmt For For For 5 Elect Tadao Ichimiya Mgmt For For For 6 Elect Hiroyasu Iizuka Mgmt For For For 7 Elect Takao Katoh Mgmt For For For 8 Elect Mamoru Moteki Mgmt For For For 9 Elect Ginji Karasawa Mgmt For For For 10 Elect Makoto Igarashi Mgmt For For For 11 Elect Masaaki Kurihara Mgmt For For For 12 Elect Jun Okamoto Mgmt For For For 13 Elect Haruhiko Itakura Mgmt For For For 14 Elect Mitsumasa Kuwano Mgmt For For For 15 Elect Kazumasa Watanabe Mgmt For For For 16 Elect Haruhiko Higuchi Mgmt For For For 17 Elect Kazuaki Nitoh Mgmt For For For 18 Elect Tatsuo Kobayashi Mgmt For For For 19 Elect Shinichi Samata Mgmt For For For 20 Elect Akira Fukui Mgmt For For For 21 Retirement Allowances for Directors Mgmt For For For
Yamanashi Chuo Bank Limited Ticker Security ID: Meeting Date Meeting Status CINS J96128103 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Bonus Mgmt For For For
Yamazen Corporation Ticker Security ID: Meeting Date Meeting Status CINS J96744115 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tohru Yoshii Mgmt For For For 2 Elect Fumiyoshi Ogata Mgmt For For For 3 Elect Sadaharu Kasahara Mgmt For For For 4 Elect Masami Yamamoto Mgmt For For For 5 Elect Katsuhiko Seiki Mgmt For For For 6 Elect MItsuo Terasaka Mgmt For For For 7 Elect Meguru Nakata Mgmt For For For 8 Elect Takashi Kakegawa Mgmt For For For 9 Election of Alternate Statutory Mgmt For For For Auditor
Yell Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G9835W104 11/26/2009 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Capital Raising (Firm Placing and Mgmt For For For Placing and Open Offer) 2 Related Party Transactions w/ Mgmt For For For Invesco Limited Pursuant to Capital Raising 3 Related Party Transaction w/ Mgmt For For For Standard Life Investments Limited Pursuant to Capital Raising 4 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 5 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
YINGLI GREEN ENERGY HOLD. CO. LTD. Ticker Security ID: Meeting Date Meeting Status YGE CUSIP 98584B 08/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Financial Statements Mgmt For For For 2 Elect Zongwei Li Mgmt For For For 3 Elect Xiangdong Wang Mgmt For For For 4 Amendment No. 2 to the 2006 Stock Mgmt For For For Incentive Plan 5 Amendment No. 3 to the 2006 Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
YIT-Yhtyma Corp. Ticker Security ID: Meeting Date Meeting Status CINS X9862Q104 03/10/2010 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Dividend Record Date and Payment Date Mgmt For For For 11 Ratification of Board and Management Mgmt For For For Acts 12 Board Size Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Elect H. Ehrnrooth, K. Gran, R. Mgmt For For For Hanhinen, E. Halonen, A. Herlin, S. Huber and L. Ratia 16 Appointment of Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A
Yodogawa Steel Works Limited Ticker Security ID: Meeting Date Meeting Status CINS J97140115 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zenji Kokubo Mgmt For For For 2 Elect Takehisa Terada Mgmt For For For 3 Elect Tatsumi Tohyama Mgmt For For For 4 Elect Osamu Nishimura Mgmt For For For 5 Elect Takaaki Kawamoto Mgmt For For For 6 Elect Eiji Ishida Mgmt For For For 7 Elect Katsumi Sakaiguchi Mgmt For For For 8 Election of Alternate Statutory Mgmt For For For Auditor
Yonekyu Corporation Ticker Security ID: Meeting Date Meeting Status CINS J97756100 05/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Akira Fujii Mgmt For For For 3 Elect Kazuo Kuwata Mgmt For For For 4 Elect Yasuhiro Nakanishi Mgmt For For For 5 Elect Isao Miyashita Mgmt For For For 6 Elect Takeshi Fukunishi Mgmt For For For 7 Elect Yuhko Tanemoto Mgmt For For For 8 Bonus Mgmt For For For 9 Retirement Allowances for Directors Mgmt For For For
Yusen Air & Sea Service Ticker Security ID: Meeting Date Meeting Status CINS J98504103 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Shunichi Yano Mgmt For For For 4 Elect Hiromitsu Kuramoto Mgmt For For For 5 Elect Masahiro Ohmori Mgmt For For For 6 Elect Hiroyuki Yasukawa Mgmt For For For 7 Elect Masahiko Fukatsu Mgmt For For For 8 Elect Motonobu Kobayashi Mgmt For For For 9 Elect Tsuguo Yamada Mgmt For For For 10 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditors
ZTE Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y0004F105 12/29/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Specific System for Selection and Mgmt For For For Appointment of Accountants' Firms 2 Framework Purchase Agreement Mgmt For For For 3 Provision of Performance Guarantee Mgmt For For For for Wholly-owned Subsidiary ZTE Telecom India Private Limited
Zuken Incorporated Ticker Security ID: Meeting Date Meeting Status CINS J98974108 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Makoto Kaneko Mgmt For For For 3 Elect Jinya Katsube Mgmt For For For 4 Elect Yoshinori Ogami Mgmt For For For 5 Elect Toshihiro Shimauchi Mgmt For For For 6 Elect Yasuo Ueno Mgmt For For For 7 Elect Kazuhiro Kariya Mgmt For For For 8 Elect Yoshikazu Sohma Mgmt For For For 9 Elect Gerhard Lipski Mgmt For For For
Zurich Financial Services Ticker Security ID: Meeting Date Meeting Status CINS H9870Y105 03/30/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Policy Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Authority to Reduce Share Capital Mgmt For TNA N/A 8 Increase in Authorized Capital Mgmt For TNA N/A 9 Authority to Increase Capital for Mgmt For TNA N/A Equity Incentive Plans 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Josef Ackermann Mgmt For TNA N/A 12 Elect Susan Bies Mgmt For TNA N/A 13 Elect Victor Chu Mgmt For TNA N/A 14 Elect Armin Meyer Mgmt For TNA N/A 15 Elect Rolf Watter Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Transaction of Other Business Mgmt For TNA N/A 18 Non-Voting Meeting Note N/A N/A TNA N/A
The Hartford Dividend and Growth Fund Investment Company Report 07/01/09 - 06/30/10 ACCENTURE LIMITED Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1150G 08/05/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
ACCENTURE PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP9 G1151C101 02/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Kimsey Mgmt For For For 2 Elect Robert Lipp Mgmt For For For 3 Elect Wulf von Schimmelmann Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 2010 Share Incentive Plan Mgmt For For For 6 2010 Employee Share Purchase Plan Mgmt For For For 7 Authorization to Hold the 2011 Mgmt For For For Annual Meeting Outside of Ireland 8 Authority to Repurchase Shares Mgmt For For For 9 Issuance of Treasury Shares Mgmt For For For
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP9 H0023R105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Directors Mgmt For For For 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 16 Approval of Dividend in the Form of Mgmt For For For a Par Value Reduction
Agrium Inc Ticker Security ID: Meeting Date Meeting Status AGU CUSIP9 008916108 05/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Germaine Gibara Mgmt For For For 1.3 Elect Russel Girling Mgmt For For For 1.4 Elect Susan Henry Mgmt For For For 1.5 Elect Russell Horner Mgmt For For For 1.6 Elect A. Anne McLellan Mgmt For For For 1.7 Elect David Lesar Mgmt For For For 1.8 Elect John Lowe Mgmt For For For 1.9 Elect Derek Pannell Mgmt For For For 1.10 Elect Frank Proto Mgmt For For For 1.11 Elect Michael Wilson Mgmt For For For 1.12 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Shareholder Rights Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP9 020002101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For For For 5 Elect Ronald LeMay Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For For For 11 Elect Thomas Wilson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Ameriprise Financial Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP9 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Anadarko Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status APC CUSIP9 032511107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Paulett Eberhart Mgmt For For For 2 Elect Preston Geren III Mgmt For For For 3 Elect James Hackett Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 6 Shareholder Proposal Reimbursement ShrHoldr Against Against For of Solicitation Expenses
ASTRAZENECA PLC- ADR Ticker Security ID: Meeting Date Meeting Status AZN CUSIP9 046353108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For
AT&T INC. Ticker Security ID: Meeting Date Meeting Status T CUSIP9 00206R102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Automatic Data Processing Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015 11/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Charles Noski Mgmt For For For 1.10 Elect Sharon Rowlands Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 03/31/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 02/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Barrick Gold Corp. Ticker Security ID: Meeting Date Meeting Status ABX CUSIP9 067901108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Marshall Cohen Mgmt For For For 1.6 Elect Peter Crossgrove Mgmt For For For 1.7 Elect Robert Franklin Mgmt For For For 1.8 Elect J. Brett Harvey Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
BHP BILLITON LTD- ADR Ticker Security ID: Meeting Date Meeting Status BHP CUSIP 088606 11/26/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Re-elect Carlos Cordeiro (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 3 Re-elect David Crawford (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 4 Re-elect Gail de Planque (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 5 Re-elect Marius Kloppers (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 6 Re-elect Don Argus (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 7 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 12 Reduction of Issued Share Capital Mgmt For For For (April 30, 2010) 13 Reduction of Issued Share Capital Mgmt For For For (June 17, 2010) 14 Reduction of Issued Share Capital Mgmt For For For (September 15, 2010) 15 Reduction of Issued Share Capital Mgmt For For For (November 11, 2010) 16 Remuneration Report Mgmt For For For 17 Equity Grant (CEO Marius Kloppers) Mgmt For For For
BP PLC - ADR Ticker Security ID: Meeting Date Meeting Status BP CUSIP9 055622104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For For For Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project
Bristol Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP9 110122108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For For For 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
Caterpillar Inc Ticker Security ID: Meeting Date Meeting Status CAT CUSIP9 149123101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 8 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Chevron Corp. Ticker Security ID: Meeting Date Meeting Status CVX CUSIP9 166764100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee
Chubb Corp. Ticker Security ID: Meeting Date Meeting Status CB CUSIP9 171232101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation
Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP9 20030N101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Conocophillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP9 20825C104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Corning Inc Ticker Security ID: Meeting Date Meeting Status GLW CUSIP9 219350105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Cummings, Jr. Mgmt For For For 2 Elect Carlos Gutierrez Mgmt For For For 3 Elect William Smithburg Mgmt For For For 4 Elect Hansel Tookes, II Mgmt For For For 5 Elect Wendell Weeks Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Variable Compensation Plan Mgmt For For For 8 2010 Equity Plan for Non-Employee Mgmt For For For Directors 9 Repeal of Classified Board Mgmt For For For 10 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
COVIDIEN Ticker Security ID: Meeting Date Meeting Status COV CUSIP9 G2554F105 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For For For
CVS Corp. Ticker Security ID: Meeting Date Meeting Status CVS CUSIP9 126650100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For For For 8 Elect Terrence Murray Mgmt For For For 9 Elect C.A. Lance Piccolo Mgmt For For For 10 Elect Sheli Rosenberg Mgmt For For For 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles
Daimlerchrysler AG Ticker Security ID: Meeting Date Meeting Status DCXGF CUSIP9 D1668R123 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Management Board Acts Mgmt For For For 2 Ratification of Supervisory Board Mgmt For For For Acts 3 Compensation Policy Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Paul Achleitner Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Issue Convertible Debt Mgmt For For For Instruments 11 Countermotion A Mgmt Against Against For
Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP9 244199105 02/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Allen Mgmt For For For 2 Elect Aulana Peters Mgmt For For For 3 Elect David Speer Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Omnibus Equity and Mgmt For For For Incentive Plan 6 Short-Term Incentive Bonus Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against Against For Internal Executive Compensation Equity 9 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 10 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Chairman
Dominion Resources Inc Ticker Security ID: Meeting Date Meeting Status D CUSIP9 25746U109 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Thomas Farrell, II Mgmt For For For 5 Elect John Harris Mgmt For For For 6 Elect Robert Jepson, Jr. Mgmt For For For 7 Elect Mark Kington Mgmt For For For 8 Elect Margeret McKenna Mgmt For For For 9 Elect Frank Royal Mgmt For For For 10 Elect Robert Spilman, Jr. Mgmt For For For 11 Elect David Wollard Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement to Amend Articles of Incorporation 14 Elimination of Supermajority Mgmt For For For Requirement to Amend the Bylaws 15 Elimination of Supermajority Mgmt For For For Requirement Regarding Setting the Exact Number of Directors 16 Elimination of Supermajority Mgmt For For For Requirement Regarding Removal of a Director for Cause 17 Clarifying Amendments to Articles of Mgmt For For For Incorporation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of 20% Renewable Energy Goal 19 Shareholder Proposal Regarding ShrHoldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
ELI Lilly & Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP9 532457108 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For For For 3 Elect R. David Hoover Mgmt For For For 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Encana Corp. Ticker Security ID: Meeting Date Meeting Status ECA CUSIP9 292505104 04/21/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Dea Mgmt For For For 1.2 Elect Randall Eresman Mgmt For For For 1.3 Elect Claire Farley Mgmt For For For 1.4 Elect Fred Fowler Mgmt For For For 1.5 Elect Barry Harrison Mgmt For For For 1.6 Elect Suzanne Nimocks Mgmt For For For 1.7 Elect David O'Brien Mgmt For For For 1.8 Elect Jane Peverett Mgmt For For For 1.9 Elect Allan Sawin Mgmt For For For 1.10 Elect Bruce Waterman Mgmt For For For 1.11 Elect Clayton Woitas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Shareholder Rights' Plan Mgmt For For For 4 Amendments to By-Laws Mgmt For For For
Encana Corp. Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505 11/25/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Spin-off Mgmt For For For 2 Employee Stock Option Plan (Cenovus Mgmt For For For Energy Inc.) 3 Shareholder Rights Plan (Cenovus Mgmt For For For Energy Inc.)
Exelon Corp. Ticker Security ID: Meeting Date Meeting Status EXC CUSIP9 30161N101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For For For 18 Ratification of Auditor Mgmt For For For
Exxon Mobil Corp. Ticker Security ID: Meeting Date Meeting Status XOM CUSIP9 30231G102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 8 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHoldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Future Energy Trends
Fedex Corp. Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X 09/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
FPL Group Inc Ticker Security ID: Meeting Date Meeting Status FPL CUSIP9 302571104 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
Gap Inc Ticker Security ID: Meeting Date Meeting Status GPS CUSIP9 364760108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan
General Dynamics Ticker Security ID: Meeting Date Meeting Status GD CUSIP9 369550108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nicholas Chabraja Mgmt For For For 2 Elect James Crown Mgmt For For For 3 Elect William Fricks Mgmt For For For 4 Elect Jay Johnson Mgmt For For For 5 Elect George Joulwan Mgmt For For For 6 Elect Paul Kaminski Mgmt For For For 7 Elect John Keane Mgmt For For For 8 Elect Lester Lyles Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Robert Walmsley Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Space ShrHoldr Against Against For Weapons
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP9 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP9 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP9 428236103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation
HONDA MOTOR COMPANY LIMITED - ADR Ticker Security ID: Meeting Date Meeting Status HMC CUSIP9 438128308 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2.1 Elect Takanobu Itoh Mgmt For For For 2.2 Elect Koichi Kondoh Mgmt For For For 2.3 Elect Shigeru Takagi Mgmt For For For 2.4 Elect Akio Hamada Mgmt For For For 2.5 Elect Tetsuo Iwamura Mgmt For For For 2.6 Elect Tatsuhiro Ohyama Mgmt For For For 2.7 Elect Fumihiko Ike Mgmt For For For 2.8 Elect Masaya Yamashita Mgmt For For For 2.9 Elect Kensaku Hohgen Mgmt For For For 2.10 Elect Nobuo Kuroyanagi Mgmt For For For 2.11 Elect Takeo Fukui Mgmt For For For 2.12 Elect Hiroshi Kobayashi Mgmt For For For 2.13 Elect Shoh Minekawa Mgmt For For For 2.14 Elect Takuji Yamada Mgmt For For For 2.15 Elect Yoichi Hohjoh Mgmt For For For 2.16 Elect Tsuneo Tanai Mgmt For For For 2.17 Elect Hiroyuki Yamada Mgmt For For For 2.18 Elect Tomohiko Kawanabe Mgmt For For For 2.19 Elect Masahiro Yoshida Mgmt For For For 2.20 Elect Seiji Kuraishi Mgmt For For For 3 Bonus Mgmt For Against Against
Honeywell International Inc Ticker Security ID: Meeting Date Meeting Status HON CUSIP9 438516106 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights
Illinois Tool Works Ticker Security ID: Meeting Date Meeting Status ITW CUSIP9 452308109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
International Business Machine Corp. Ticker Security ID: Meeting Date Meeting Status IBM CUSIP9 459200101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP9 460146103 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Bronczek Mgmt For For For 2 Elect Lynn Elsenhans Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect John Townsend, III Mgmt For For For 6 Elect William Walter Mgmt For For For 7 Elect J. Steven Whisler Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call a Special Meeting
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP9 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For For For 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
JP Morgan Chase & Company Ticker Security ID: Meeting Date Meeting Status JPM CUSIP9 46625H100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Kimberly-Clark Corp. Ticker Security ID: Meeting Date Meeting Status KMB CUSIP9 494368103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Limited Brands Inc Ticker Security ID: Meeting Date Meeting Status LTD CUSIP9 532716107 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Hersch Mgmt For For For 2 Elect David Kollat Mgmt For For For 3 Elect William Loomis, Jr. Mgmt For For For 4 Elect Leslie Wexner Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Lockheed Martin Corp. Ticker Security ID: Meeting Date Meeting Status LMT CUSIP9 539830109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. C. Aldridge, Jr. Mgmt For For For 2 Elect Nolan Archibald Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Gwendolyn King Mgmt For For For 6 Elect James Loy Mgmt For For For 7 Elect Douglas McCorkindale Mgmt For For For 8 Elect Joseph Ralston Mgmt For For For 9 Elect James Schneider Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Space ShrHoldr Against Against For Weapons
Lowe's Companies Inc Ticker Security ID: Meeting Date Meeting Status LOW CUSIP9 548661107 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Marathon Oil Corp. Ticker Security ID: Meeting Date Meeting Status MRO CUSIP9 565849106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Clarence Cazalot, Jr. Mgmt For For For 3 Elect David Daberko Mgmt For For For 4 Elect William Davis, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Michael Phelps Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Seth Schofield Mgmt For For For 11 Elect John Snow Mgmt For For For 12 Elect Thomas Usher Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Marsh & McLennan Companies Ticker Security ID: Meeting Date Meeting Status MMC CUSIP9 571748102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For For For 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Medtronic Inc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For For For and Incentive Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP9 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 589331 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
Metlife Inc Ticker Security ID: Meeting Date Meeting Status MET CUSIP9 59156R108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Microsoft Corp. Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHoldr Against Against For Charitable Contributions
Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MPQ CUSIP9 617446448 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For For For Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
NESTLE S.A. Ticker Security ID: Meeting Date Meeting Status NSRGY CUSIP9 641069406 04/15/2010 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For TNA N/A 2 Compensation Report Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Elect Andre Kudelski Mgmt For TNA N/A 6 Elect Jean-Rene Fourtou Mgmt For TNA N/A 7 Elect Steven Hoch Mgmt For TNA N/A 8 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 9 Elect Titia de Lange Mgmt For TNA N/A 10 Elect Jean-Pierre Roth Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Reduction in Share Capital Mgmt For TNA N/A 13 Amendments to Article 4 Mgmt For TNA N/A 14 Authorize Proxy Representative Mgmt N/A TNA N/A
Northrop Grumman Corp. Ticker Security ID: Meeting Date Meeting Status NOC CUSIP9 666807102 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Thomas Fargo Mgmt For For For 4 Elect Victor Fazio Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Stephen Frank Mgmt For For For 7 Elect Bruce Gordon Mgmt For For For 8 Elect Madeleine Kleiner Mgmt For For For 9 Elect Karl Krapek Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Aulana Peters Mgmt For For For 12 Elect Kevin Sharer Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate Regarding Mgmt For For For to the Right to Call a Special Meeting 15 Amendment Certificate of Northrop Mgmt For For For Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions 16 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
OWENS-ILLINOIS, INC. ) Ticker Security ID: Meeting Date Meeting Status OI CUSIP9 690768403 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Parker-Hannifin Corp. Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Muller Mgmt For For For 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Board Chairman
Pentair Inc Ticker Security ID: Meeting Date Meeting Status PNR CUSIP9 709631105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect T. Michael Glenn Mgmt For For For 3 Elect David H. Y. Ho Mgmt For For For 4 Elect William T. Monahan Mgmt For For For 5 Amendment to the 2008 Omnibus Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP9 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
PG & E Corp. Ticker Security ID: Meeting Date Meeting Status PCG CUSIP9 69331C108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Key ShrHoldr Against Against For Committee Membership 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Philip Morris International Inc Ticker Security ID: Meeting Date Meeting Status PM CUSIP9 718172109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
PNC Financial Services Group Inc Ticker Security ID: Meeting Date Meeting Status PNC CUSIP9 693475105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation
Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For For For 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Regulations Mgmt For For For 16 2009 Stock and Incentive Mgmt For For For Compensation Plan 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
SABMILLER PLC Ticker Security ID: Meeting Date Meeting Status SBMRY CUSIP 78572M 07/31/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Dambisa F. Moyo Mgmt For For For 4 Elect Meyer Kahn Mgmt For For For 5 Elect Lord Robert Fellowes Mgmt For For For 6 Elect Geoffrey Bible Mgmt For For For 7 Elect Elizabeth Doherty Mgmt For For For 8 Elect Miles Morland Mgmt For For For 9 Elect Carlos Perez Davila Mgmt For For For 10 Elect Cyril Ramaphosa Mgmt For For For 11 Elect Alejandro Santo Domingo Davila Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Adoption of New Articles Mgmt For For For
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Siemens AG Ticker Security ID: Meeting Date Meeting Status SI CUSIP9 826197501 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratify Peter Loscher Mgmt For For For 3 Ratify Wolfgang Dehen Mgmt For For For 4 Ratify Heinrich Hiesinger Mgmt For For For 5 Ratify Joe Kaeser Mgmt For For For 6 Ratify Barbara Kux Mgmt For For For 7 Ratify Jim Reid-Anderson Mgmt For For For 8 Ratify Hermann Requardt Mgmt For For For 9 Ratify Siegfried Russwurm Mgmt For For For 10 Ratify Peter Solmssen Mgmt For For For 11 Ratify Gerhard Cromme Mgmt For For For 12 Ratify Berthold Huber Mgmt For For For 13 Ratify Heinrich Hiesinger Mgmt For For For 14 Ratify Josef Ackermann Mgmt For For For 15 Ratify Lothar Adler Mgmt For For For 16 Ratify Jean-Louis Beffa Mgmt For For For 17 Ratify Gerd von Brandenstein Mgmt For For For 18 Ratify Michael Diekmann Mgmt For For For 19 Ratify Hans Michael Gaul Mgmt For For For 20 Ratify Peter Gruss Mgmt For For For 21 Ratify Bettina Haller Mgmt For For For 22 Ratify Hans-Jurgen Hartung Mgmt For For For 23 Ratify Heinz Hawreliuk Mgmt For For For 24 Ratify Harald Kern Mgmt For For For 25 Ratify Nicola Leibinger-Kammuller Mgmt For For For 26 Ratify Werner Monius Mgmt For For For 27 Ratify Hakan Samuelsson Mgmt For For For 28 Ratify Dieter Scheitor Mgmt For For For 29 Ratify Rainer Sieg Mgmt For For For 30 Ratify Birgit Steinborn Mgmt For For For 31 Ratify Iain Vallance of Tummel Mgmt For For For 32 Ratify Sibylle Wankel Mgmt For For For 33 Approval of Compensation Policy Mgmt For For For 34 Appointment of Auditor Mgmt For For For 35 Authority to Repurchase Shares Mgmt For For For 36 Authority to Repurchase Shares using Mgmt For For For Equity Derivatives 37 Authority to Issue Convertible Bonds Mgmt For For For 38 Amendments to Articles Mgmt For For For 39 Agreement with Karl-Hermann Baumann Mgmt For For For 40 Agreement with Johannes Feldmayer Mgmt For For For 41 Agreement with Klaus Kleinfeld Mgmt For For For 42 Agreement with Edward Krubasik Mgmt For For For 43 Agreement with Rudi Lamprecht Mgmt For For For 44 Agreement with Heinrich von Pierer Mgmt For For For 45 Agreement with Jurgen Radomski Mgmt For For For 46 Agreement with Uriel Sharef Mgmt For For For 47 Agreement with Klaus Wucherer Mgmt For For For 48 Approval of D&O Insurance Settlement Mgmt For For For Agreement 49 Shareholder Proposal Regarding Mgmt Against For Against Supervisory Board Compensation 50 Shareholder Proposal Regarding Mgmt Against For Against Amending the Corporate Purpose
Staples Inc Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP9 855030102 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
State Street Corp. Ticker Security ID: Meeting Date Meeting Status STT CUSIP9 857477103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
Texas Instruments Inc Ticker Security ID: Meeting Date Meeting Status TXN CUSIP9 882508104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
The Travelers Companies, Inc Ticker Security ID: Meeting Date Meeting Status TRV CUSIP9 89417E109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Time Warner Inc Ticker Security ID: Meeting Date Meeting Status TWX CUSIP9 887317303 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
TOTAL SA Ticker Security ID: Meeting Date Meeting Status TOT CUSIP9 89151E109 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Retirement Indemnity, Supplementary Mgmt For For For Pension Plan and Severance Package for Christophe de Margerie 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Thierry Desmarest Mgmt For For For 8 Elect Thierry de Rudder Mgmt For Against Against 9 Elect Gunnar Brock Mgmt For For For 10 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 11 Appointment of Auditor (KPMG Audit) Mgmt For For For 12 Replacement of Alternate Auditor Mgmt For For For 13 Replacement of Alternate Auditor Mgmt For For For 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Issue Shares Mgmt For For For and/Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For For For 19 Shareholder Proposal Regarding Mgmt Against Against For Collective Investment Funds 20 Elect Claude Clement Mgmt N/A For N/A
Transatlanitc Holdings Inc Ticker Security ID: Meeting Date Meeting Status TRH CUSIP9 893521104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Bradley Mgmt For For For 2 Elect Ian Chippendale Mgmt For For For 3 Elect John Foos Mgmt For For For 4 Elect Reuben Jeffery III Mgmt For For For 5 Elect John McCarthy Mgmt For For For 6 Elect Robert Orlich Mgmt For For For 7 Elect Richard Press Mgmt For For For 8 Elect Thomas Tizzio Mgmt For For For 9 2010 U.K. Sharesave Plan Mgmt For For For 10 Amendment to the 2007 Executive Mgmt For For For Bonus Plan 11 Ratification of Auditor Mgmt For For For
UBS AG Ticker Security ID: Meeting Date Meeting Status UBS CUSIP9 H89231338 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Management Mgmt For For For Acts (2009) 5 Ratification of Board and Management Mgmt For For For Acts (2008) 6 Ratification of Board and Management Mgmt For For For Acts (2007) 7 Amendments to Articles Mgmt For For For 8 Elect Kaspar Villiger Mgmt For For For 9 Elect Sally Bott Mgmt For For For 10 Elect Michel Demare Mgmt For For For 11 Elect Rainer-Marc Frey Mgmt For For For 12 Elect Bruno Gehrig Mgmt For For For 13 Elect Ann Godbehere Mgmt For For For 14 Elect Axel Lehmann Mgmt For For For 15 Elect Helmut Panke Mgmt For For For 16 Elect William Parrett Mgmt For For For 17 Elect David Sidwell Mgmt For For For 18 Elect Wolfgang Mayrhuber Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Increase in Conditional Capital Mgmt For For For
UNILEVER N.V. Ticker Security ID: Meeting Date Meeting Status UN CUSIP9 904784709 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Kees Storm Mgmt For For For 12 Elect Michael Treschow Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sir Malcolm Rifkind Mgmt For For For 16 Management Co-Investment Plan Mgmt For For For 17 Amendment to the Compensation Policy Mgmt For For For Regarding the Annual Bonus 18 Amendment to the Compensation Policy Mgmt For For For Regarding the Long-Term Incentive Arrangements 19 Authority to Cancel Shares; Mgmt For For For Amendment to Articles 20 Authority to Repurchase Cumulative Mgmt For For For Preference Shares 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Cancel Shares Mgmt For For For 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 24 Appointment of Auditor Mgmt For For For
United Parcel Service Inc Ticker Security ID: Meeting Date Meeting Status UPS CUSIP9 911312106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP9 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
US Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP9 902973304 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation
VEOLIA ENVIRONNEMENT Ticker Security ID: Meeting Date Meeting Status VE CUSIP9 92334N103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Approval of Non-Tax-Deductible Mgmt For For For Expenses 4 Allocation of Profits/Dividends Mgmt For For For 5 Form of Dividend Payment Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transaction Regarding Mgmt For For For Supplementary Retirement Benefits 8 Related Party Transaction Regarding Mgmt For For For Severance Benefits for Antoine Frerot 9 Elect Daniel Bouton Mgmt For For For 10 Elect Jean-Francois Dehecq Mgmt For For For 11 Elect Paul-Louis Girardot Mgmt For For For 12 Ratification of the Co-option of Mgmt For For For Esther Koplowitz; Elect Esther Koplowitz 13 Elect Serge Michel Mgmt For For For 14 Elect Georges Ralli Mgmt For For For 15 Elect Olivier Costa de Beauregard Mgmt For For For 16 Elect Antoine Frerot Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities in Consideration for Contributions in Kind 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Share Issuance Mgmt For For For Limit 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 25 Authority to Issue Shares and/or Mgmt For For For Convertible Securities for Overseas Employees 26 Authority to Grant Stock Options Mgmt For For For 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For
Wal Mart Stores Inc Ticker Security ID: Meeting Date Meeting Status WMT CUSIP9 931142103 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For For For 19 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report
Walgreen Company Ticker Security ID: Meeting Date Meeting Status WAG ISIN US9314221097 01/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending
Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP9 254687106 03/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For For For 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Ex-Gay Non-Discrimination Policy
Waste Management Inc Ticker Security ID: Meeting Date Meeting Status WM CUSIP9 94106L109 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Elimination of the Supermajority Mgmt For For For Requirement 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 12 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP9 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Xcel Energy Inc Ticker Security ID: Meeting Date Meeting Status XEL CUSIP9 98389B100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
XTO Energy Inc Ticker Security ID: Meeting Date Meeting Status XTO CUSIP9 98385X106 06/25/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
The Hartford Equity Growth Allocation Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Equity Income Fund Investment Company Report 07/01/09 - 06/30/10 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP9 88579Y101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP9 H0023R105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Directors Mgmt For For For 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 16 Approval of Dividend in the Form of Mgmt For For For a Par Value Reduction
Aflac Inc Ticker Security ID: Meeting Date Meeting Status AFL CUSIP9 001055102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos, II Mgmt For For For 3 Elect Paul Amos, II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger, III Mgmt For For For 6 Elect Joe Harris Mgmt For For For 7 Elect Elizabeth Hudson Mgmt For For For 8 Elect Douglas Johnson Mgmt For For For 9 Elect Robert Johnson Mgmt For For For 10 Elect Charles Knapp Mgmt For For For 11 Elect E. Stephen Purdom Mgmt For For For 12 Elect Barbara Rimer Mgmt For For For 13 Elect Marvin Schuster Mgmt For For For 14 Elect David Thompson Mgmt For For For 15 Elect Robert Wright Mgmt For For For 16 Elect Takuro Yoshida Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of Auditor Mgmt For For For
Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP9 020002101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For For For 5 Elect Ronald LeMay Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For For For 11 Elect Thomas Wilson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Altria Group Ticker Security ID: Meeting Date Meeting Status MO CUSIP9 02209S103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 PERFORMANCE INCENTIVE PLAN Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 14 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
American Electric Power Company Inc Ticker Security ID: Meeting Date Meeting Status AEP CUSIP9 025537101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For
ASTRAZENECA PLC- ADR Ticker Security ID: Meeting Date Meeting Status AZN CUSIP9 046353108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For
AT&T INC. Ticker Security ID: Meeting Date Meeting Status T CUSIP9 00206R102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 02/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Bank Of New York Mellon Corp. Ticker Security ID: Meeting Date Meeting Status BK CUSIP9 064058100 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes
BP PLC - ADR Ticker Security ID: Meeting Date Meeting Status BP CUSIP9 055622104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For For For Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project
Chevron Corp. Ticker Security ID: Meeting Date Meeting Status CVX CUSIP9 166764100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee
Chubb Corp. Ticker Security ID: Meeting Date Meeting Status CB CUSIP9 171232101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Conocophillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP9 20825C104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
CREDIT SUISSE GROUP Ticker Security ID: Meeting Date Meeting Status CS CUSIP9 225401108 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Election of Directors Mgmt For For For 7 Elect Robert Benmosche Mgmt For For For 8 Appointment of Special Auditor Mgmt For For For 9 Transaction of Other Business Mgmt For Against Against
Dominion Resources Inc Ticker Security ID: Meeting Date Meeting Status D CUSIP9 25746U109 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Thomas Farrell, II Mgmt For For For 5 Elect John Harris Mgmt For For For 6 Elect Robert Jepson, Jr. Mgmt For For For 7 Elect Mark Kington Mgmt For For For 8 Elect Margeret McKenna Mgmt For For For 9 Elect Frank Royal Mgmt For For For 10 Elect Robert Spilman, Jr. Mgmt For For For 11 Elect David Wollard Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement to Amend Articles of Incorporation 14 Elimination of Supermajority Mgmt For For For Requirement to Amend the Bylaws 15 Elimination of Supermajority Mgmt For For For Requirement Regarding Setting the Exact Number of Directors 16 Elimination of Supermajority Mgmt For For For Requirement Regarding Removal of a Director for Cause 17 Clarifying Amendments to Articles of Mgmt For For For Incorporation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of 20% Renewable Energy Goal 19 Shareholder Proposal Regarding ShrHoldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Du Pont EI De Nemours Ticker Security ID: Meeting Date Meeting Status DD CUSIP9 263534109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHoldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights
Eaton Corp. Ticker Security ID: Meeting Date Meeting Status ETN CUSIP9 278058102 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Entergy Corp. Ticker Security ID: Meeting Date Meeting Status ETR CUSIP9 29364G103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For For For 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan
Exxon Mobil Corp. Ticker Security ID: Meeting Date Meeting Status XOM CUSIP9 30231G102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 8 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHoldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Future Energy Trends
Fortune Brands Inc Ticker Security ID: Meeting Date Meeting Status FO CUSIP9 349631101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Anne Tatlock Mgmt For For For 2 Elect Norman Wesley Mgmt For For For 3 Elect Peter Wilson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 2010 Non-Employee Director Stock Plan Mgmt For For For 7 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
FPL Group Inc Ticker Security ID: Meeting Date Meeting Status FPL CUSIP9 302571104 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP9 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
General Mills Inc Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334 09/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP9 372460105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Johns Mgmt For For For 1.6 Elect Michael Johns Mgmt For For For 1.7 Elect J. Hicks Lanier Mgmt For For For 1.8 Elect Wendy Needham Mgmt For For For 1.9 Elect Jerry Nix Mgmt For For For 1.10 Elect Larry Prince Mgmt For For For 1.11 Elect Gary Rollins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP9 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Home Depot Inc Ticker Security ID: Meeting Date Meeting Status HD CUSIP9 437076102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Illinois Tool Works Ticker Security ID: Meeting Date Meeting Status ITW CUSIP9 452308109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Ingersoll-Rand Company Limited Ticker Security ID: Meeting Date Meeting Status IR CUSIP9 G47791101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For
Intel Corp. Ticker Security ID: Meeting Date Meeting Status INTC CUSIP9 458140100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP9 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For For For 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
JP Morgan Chase & Company Ticker Security ID: Meeting Date Meeting Status JPM CUSIP9 46625H100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Kimberly-Clark Corp. Ticker Security ID: Meeting Date Meeting Status KMB CUSIP9 494368103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Kraft Foods Inc Ticker Security ID: Meeting Date Meeting Status KFT CUSIP9 50075N104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
LORILLARD INC Ticker Security ID: Meeting Date Meeting Status LO CUSIP9 544147101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Richard Roedel Mgmt For For For 1.3 Elect David Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Marathon Oil Corp. Ticker Security ID: Meeting Date Meeting Status MRO CUSIP9 565849106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Clarence Cazalot, Jr. Mgmt For For For 3 Elect David Daberko Mgmt For For For 4 Elect William Davis, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Michael Phelps Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Seth Schofield Mgmt For For For 11 Elect John Snow Mgmt For For For 12 Elect Thomas Usher Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Marsh & McLennan Companies Ticker Security ID: Meeting Date Meeting Status MMC CUSIP9 571748102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For For For 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Mattel Inc Ticker Security ID: Meeting Date Meeting Status MAT CUSIP9 577081102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For
Maxim Integrated Products Inc Ticker Security ID: Meeting Date Meeting Status MXIM ISIN US57772K1016 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan 5 Executive Bonus Plan Mgmt For For For
McDonalds Corp. Ticker Security ID: Meeting Date Meeting Status MCD CUSIP9 580135101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHoldr Against Against For Cage-Free Eggs
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP9 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 589331 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
Microsoft Corp. Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHoldr Against Against For Charitable Contributions
NESTLE S.A. Ticker Security ID: Meeting Date Meeting Status NSRGY CUSIP9 641069406 04/15/2010 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For TNA N/A 2 Compensation Report Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Elect Andre Kudelski Mgmt For TNA N/A 6 Elect Jean-Rene Fourtou Mgmt For TNA N/A 7 Elect Steven Hoch Mgmt For TNA N/A 8 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 9 Elect Titia de Lange Mgmt For TNA N/A 10 Elect Jean-Pierre Roth Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Reduction in Share Capital Mgmt For TNA N/A 13 Amendments to Article 4 Mgmt For TNA N/A 14 Authorize Proxy Representative Mgmt N/A TNA N/A
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP9 664397106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Occidental Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status OXY CUSIP9 674599105 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHoldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control
Paccar Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP9 693718108 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alison Carnwath Mgmt For For For 1.2 Elect Robert Parry Mgmt For For For 1.3 Elect John Pigott Mgmt For For For 1.4 Elect Gregory Spierkel Mgmt For For For 2 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP9 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
Philip Morris International Inc Ticker Security ID: Meeting Date Meeting Status PM CUSIP9 718172109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
PNC Financial Services Group Inc Ticker Security ID: Meeting Date Meeting Status PNC CUSIP9 693475105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation
PPG Industries Inc Ticker Security ID: Meeting Date Meeting Status PPG CUSIP9 693506107 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Accountability Report
Republic Services Inc Ticker Security ID: Meeting Date Meeting Status RSG CUSIP9 760759100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James O'Connor Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect James Crownover Mgmt For For For 4 Elect William Flynn Mgmt For For For 5 Elect David Foley Mgmt For For For 6 Elect Michael Larson Mgmt For For For 7 Elect Nolan Lehmann Mgmt For For For 8 Elect W. Lee Nutter Mgmt For For For 9 Elect Ramon Rodriguez Mgmt For For For 10 Elect Allan Sorensen Mgmt For For For 11 Elect John Trani Mgmt For For For 12 Elect Michael Wickham Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditure Report
Schneider Electric SA,Rueil Malmaison Ticker Security ID: Meeting Date Meeting Status CINS F86921107 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 6 Related Party Transactions Mgmt For For For 7 Retirement Benefits (Emmanuel Babeau) Mgmt For For For 8 Elect Henri Lachmann Mgmt For For For 9 Elect Serge Weinberg Mgmt For For For 10 Elect Gerard La Martiniere Mgmt For For For 11 Elect Noel Forgeard Mgmt For For For 12 Elect Catherine Kopp Mgmt For For For 13 Elect James Ross Mgmt For For For 14 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 15 Appointment of Alternate Auditor Mgmt For For For (Auditex) 16 Appointment of Auditor (Mazars) Mgmt For For For 17 Appointment of Alternate Auditor Mgmt For For For (Thierry Blanchetier) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Private Placement 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Foreign Employee Savings Plan 22 Authority to Carry Out formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP9 824348106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Stanley Black & Decker Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For For For 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stanley Works Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854616109 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Sysco Corp. Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jonathan Golden Mgmt For For For 2 Elect Joseph Hafner, Jr. Mgmt For For For 3 Elect Nancy Newcomb Mgmt For For For 4 Elect Kenneth Spitler Mgmt For For For 5 2009 Non-Employee Directors Stock Mgmt For For For Plan 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 2009 Management Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
Taiwan Semiconductor Mfg. Co. Ltd. (ADR) Ticker Security ID: Meeting Date Meeting Status TSM CUSIP9 874039100 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives
Texas Instruments Inc Ticker Security ID: Meeting Date Meeting Status TXN CUSIP9 882508104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP9 891160509 03/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bennett Mgmt For For For 1.2 Elect Hugh Bolton Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect W. Edmund Clark Mgmt For For For 1.5 Elect Wendy Dobson Mgmt For For For 1.6 Elect Henry Ketcham Mgmt For For For 1.7 Elect Pierre Lessard Mgmt For For For 1.8 Elect Brian Levitt Mgmt For For For 1.9 Elect Harold MacKay Mgmt For For For 1.10 Elect Irene Miller Mgmt For For For 1.11 Elect Nadir Mohamed Mgmt For For For 1.12 Elect Wilbur Prezzano Mgmt For For For 1.13 Elect Helen Sinclair Mgmt For For For 1.14 Elect Carole Taylor Mgmt For For For 1.15 Elect John Thompson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 5 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage
TOTAL SA Ticker Security ID: Meeting Date Meeting Status TOT CUSIP9 89151E109 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Retirement Indemnity, Supplementary Mgmt For For For Pension Plan and Severance Package for Christophe de Margerie 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Thierry Desmarest Mgmt For For For 8 Elect Thierry de Rudder Mgmt For Against Against 9 Elect Gunnar Brock Mgmt For For For 10 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 11 Appointment of Auditor (KPMG Audit) Mgmt For For For 12 Replacement of Alternate Auditor Mgmt For For For 13 Replacement of Alternate Auditor Mgmt For For For 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Issue Shares Mgmt For For For and/Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For For For 19 Shareholder Proposal Regarding Mgmt Against Against For Collective Investment Funds 20 Elect Claude Clement Mgmt N/A For N/A
Unumprovident Corp. Ticker Security ID: Meeting Date Meeting Status UNM CUSIP9 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Verizon Communications Inc Ticker Security ID: Meeting Date Meeting Status VZ CUSIP9 92343V104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHoldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares after Retirement
VF Corp. Ticker Security ID: Meeting Date Meeting Status VFC CUSIP9 918204108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Waste Management Inc Ticker Security ID: Meeting Date Meeting Status WM CUSIP9 94106L109 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Elimination of the Supermajority Mgmt For For For Requirement 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 12 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP9 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Xcel Energy Inc Ticker Security ID: Meeting Date Meeting Status XEL CUSIP9 98389B100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
The Hartford Floating Rate Fund Investment Company Report 07/01/09 - 06/30/10 Lear Corporation Ticker Security ID: Meeting Date Meeting Status LEA CUSIP 521865204 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Auditor Mgmt For Against Against
The Hartford Fundamental Growth Fund Investment Company Report 07/01/09 - 06/30/10 Abbott Laboratories Inc Ticker Security ID: Meeting Date Meeting Status ABT CUSIP9 002824100 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
ACCENTURE LIMITED Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1150G 08/05/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
ACCENTURE PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP9 G1151C101 02/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Kimsey Mgmt For For For 2 Elect Robert Lipp Mgmt For For For 3 Elect Wulf von Schimmelmann Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 2010 Share Incentive Plan Mgmt For For For 6 2010 Employee Share Purchase Plan Mgmt For For For 7 Authorization to Hold the 2011 Mgmt For For For Annual Meeting Outside of Ireland 8 Authority to Repurchase Shares Mgmt For For For 9 Issuance of Treasury Shares Mgmt For For For
Aflac Inc Ticker Security ID: Meeting Date Meeting Status AFL CUSIP9 001055102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos, II Mgmt For For For 3 Elect Paul Amos, II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger, III Mgmt For For For 6 Elect Joe Harris Mgmt For For For 7 Elect Elizabeth Hudson Mgmt For For For 8 Elect Douglas Johnson Mgmt For For For 9 Elect Robert Johnson Mgmt For For For 10 Elect Charles Knapp Mgmt For For For 11 Elect E. Stephen Purdom Mgmt For For For 12 Elect Barbara Rimer Mgmt For For For 13 Elect Marvin Schuster Mgmt For For For 14 Elect David Thompson Mgmt For For For 15 Elect Robert Wright Mgmt For For For 16 Elect Takuro Yoshida Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of Auditor Mgmt For For For
Alliance Data System Corp. Ticker Security ID: Meeting Date Meeting Status ADS CUSIP9 018581108 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Benveniste Mgmt For For For 1.2 Elect D. Keith Cobb Mgmt For For For 1.3 Elect Kenneth Jensen Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Amazon.com Inc Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP9 023135106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Ameriprise Financial Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP9 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Analog Devices Inc Ticker Security ID: Meeting Date Meeting Status ADI CUSIP9 032654105 03/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Apache Corp. Ticker Security ID: Meeting Date Meeting Status APA CUSIP9 037411105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Eugene Fiedorek Mgmt For For For 2 Elect Patricia Graham Mgmt For For For 3 Elect F. H. Merelli Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Apple Computers Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP9 037833100 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee
Assured Guaranty Limited Ticker Security ID: Meeting Date Meeting Status AGO CUSIP9 G0585R106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Baron Mgmt For For For 1.2 Elect G. Lawrence Buhl Mgmt For For For 1.3 Elect Dominic Frederico Mgmt For For For 1.4 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.5 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.6 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.7 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.8 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.9 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.10 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.11 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.12 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.13 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 2 Bermuda Law Change Amendments Mgmt For For For 3 Corporate Governance Amendments Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Appointment of Auditor (Assured Mgmt For For For Guaranty Re Ltd.) 6 Appointment of Auditor (Assured Mgmt For For For Guaranty Ireland Holdings Ltd.)
ASTRAZENECA PLC- ADR Ticker Security ID: Meeting Date Meeting Status AZN CUSIP9 046353108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For
Barrick Gold Corp. Ticker Security ID: Meeting Date Meeting Status ABX CUSIP9 067901108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Marshall Cohen Mgmt For For For 1.6 Elect Peter Crossgrove Mgmt For For For 1.7 Elect Robert Franklin Mgmt For For For 1.8 Elect J. Brett Harvey Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Buckle Inc Ticker Security ID: Meeting Date Meeting Status BKE CUSIP9 118440106 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Hirschfeld Mgmt For Withhold Against 1.2 Elect Dennis Nelson Mgmt For Withhold Against 1.3 Elect Karen Rhoads Mgmt For Withhold Against 1.4 Elect James Shada Mgmt For Withhold Against 1.5 Elect Robert Campbell Mgmt For For For 1.6 Elect Bill Fairfield Mgmt For For For 1.7 Elect Bruce Hoberman Mgmt For For For 1.8 Elect John Peetz Mgmt For For For 1.9 Elect Michael Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 [Bonus/162(m) Plan] Mgmt For For For 4 Amendment to the 2005 Restricted Mgmt For For For Stock Plan 5 Approval of Performance-Based Awards Mgmt For For For Granted Under the 2005 Restricted Stock Plan
Celgene Corp. Ticker Security ID: Meeting Date Meeting Status CELG CUSIP9 151020104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation
Coach Inc Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For For For 1.6 Elect Michael Murphy Mgmt For For For 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Award Plan 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cessation of Fur Use in Products
Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP9 194162103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cahill Mgmt N/A For N/A 2 Elect Ian Cook Mgmt N/A For N/A 3 Elect Helene Gayle Mgmt N/A For N/A 4 Elect Ellen Hancock Mgmt N/A For N/A 5 Elect Joseph Jimenez Mgmt N/A For N/A 6 Elect David Johnson Mgmt N/A For N/A 7 Elect Richard Kogan Mgmt N/A For N/A 8 Elect Delano Lewis Mgmt N/A For N/A 9 Elect J. Pedro Reinhard Mgmt N/A For N/A 10 Elect Stephen Sadove Mgmt N/A For N/A 11 Ratification of Auditor Mgmt N/A For N/A 12 Advisory Vote on Executive Mgmt N/A For N/A Compensation 13 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Reviewing Charitable Spending 14 Shareholder Proposal Regarding Right ShrHoldr N/A Against N/A to Call a Special Meeting
Corning Inc Ticker Security ID: Meeting Date Meeting Status GLW CUSIP9 219350105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Cummings, Jr. Mgmt For For For 2 Elect Carlos Gutierrez Mgmt For For For 3 Elect William Smithburg Mgmt For For For 4 Elect Hansel Tookes, II Mgmt For For For 5 Elect Wendell Weeks Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Variable Compensation Plan Mgmt For For For 8 2010 Equity Plan for Non-Employee Mgmt For For For Directors 9 Repeal of Classified Board Mgmt For For For 10 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
COVIDIEN Ticker Security ID: Meeting Date Meeting Status COV CUSIP9 G2554F105 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For For For
CVS Corp. Ticker Security ID: Meeting Date Meeting Status CVS CUSIP9 126650100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For For For 8 Elect Terrence Murray Mgmt For For For 9 Elect C.A. Lance Piccolo Mgmt For For For 10 Elect Sheli Rosenberg Mgmt For For For 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles
Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP9 244199105 02/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Allen Mgmt For For For 2 Elect Aulana Peters Mgmt For For For 3 Elect David Speer Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Omnibus Equity and Mgmt For For For Incentive Plan 6 Short-Term Incentive Bonus Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against Against For Internal Executive Compensation Equity 9 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 10 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Chairman
Ebay Inc Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP9 278642103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For
EMC Corp. Ticker Security ID: Meeting Date Meeting Status EMC CUSIP9 268648102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Express Scripts Inc Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP9 302182100 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gary Benanav Mgmt For For For 2 Elect Frank Borelli Mgmt For For For 3 Elect Maura Breen Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Samuel Skinner Mgmt For For For 11 Elect Seymour Sternberg Mgmt For For For 12 Elect Barrett Toan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditures Report 15 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman
Flowserve Corporation Ticker Security ID: Meeting Date Meeting Status FLS CUSIP9 34354P105 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gayla Delly Mgmt For For For 1.2 Elect Rick Mills Mgmt For For For 1.3 Elect Charles Rampacek Mgmt For For For 1.4 Elect William Rusnack Mgmt For For For 1.5 Elect Mark Blinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Freeport-McMoran Copper & Gold Ticker Security ID: Meeting Date Meeting Status FCXPRA CUSIP9 35671D857 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP9 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP9 38259P508 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights in China
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP9 428236103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation
Honeywell International Inc Ticker Security ID: Meeting Date Meeting Status HON CUSIP9 438516106 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights
International Business Machine Corp. Ticker Security ID: Meeting Date Meeting Status IBM CUSIP9 459200101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
ITT Educational Services Ticker Security ID: Meeting Date Meeting Status ESI CUSIP9 45068B109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cozzi Mgmt For For For 2 Elect Kevin Modany Mgmt For For For 3 Elect Lloyd Waterhouse Mgmt For For For 4 Ratification of Auditor Mgmt For For For
LONG TOP FINANCIAL TECHNOLOGIES Ticker Security ID: Meeting Date Meeting Status LFT CUSIP9 54318P108 03/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Gurnee Mgmt For For For 1.2 Elect Zuyun Xue Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Lowe's Companies Inc Ticker Security ID: Meeting Date Meeting Status LOW CUSIP9 548661107 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
McDonalds Corp. Ticker Security ID: Meeting Date Meeting Status MCD CUSIP9 580135101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHoldr Against Against For Cage-Free Eggs
Medtronic Inc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For For For and Incentive Plan
Micron Technology Ticker Security ID: Meeting Date Meeting Status MU ISIN US5951121038 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Appleton Mgmt For For For 2 Elect Teruaki Aoki Mgmt For For For 3 Elect James Bagley Mgmt For For For 4 Elect Robert Bailey Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Lawrence Mondry Mgmt For For For 7 Elect Robert Switz Mgmt For For For 8 Executive Officer Performance Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For
Microsoft Corp. Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHoldr Against Against For Charitable Contributions
NETAPP, INC Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Nike Inc Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106 09/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jill Conway Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Lechleiter Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For
Noble Corp. Ticker Security ID: Meeting Date Meeting Status NE CUSIP9 H5833N103 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Cawley Mgmt For For For 1.2 Elect Gordon Hall Mgmt For For For 1.3 Elect Jack Little Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Par Value; Capital Mgmt For For For Distribution 4 Amendment to Par Value; Capital Mgmt For For For Distribution 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts
Noble Corp. Ticker Security ID: Meeting Date Meeting Status NE CUSIP9 H5833N103 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Cawley Mgmt For For For 1.2 Elect Gordon Hall Mgmt For For For 1.3 Elect Jack Little Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Par Value; Capital Mgmt For For For Distribution 4 Amendment to Par Value; Capital Mgmt For For For Distribution 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts
Noble Corp. Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N 10/29/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan
Noble Corp. Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N 10/29/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan
Nordstrom Inc Ticker Security ID: Meeting Date Meeting Status JWN CUSIP9 655664100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For For For 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP9 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
Potash Sask Inc Ticker Security ID: Meeting Date Meeting Status POT CUSIP9 73755L107 05/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Precision Industries Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189 08/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For For For 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Regulations Mgmt For For For 16 2009 Stock and Incentive Mgmt For For For Compensation Plan 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Qualcomm Inc Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP9 747525103 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
RIO TINTO PLC- ADR Ticker Security ID: Meeting Date Meeting Status RTP CUSIP9 767204100 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Saint Jude Medical Income Ticker Security ID: Meeting Date Meeting Status STJ CUSIP9 790849103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Staples Inc Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP9 855030102 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
Texas Instruments Inc Ticker Security ID: Meeting Date Meeting Status TXN CUSIP9 882508104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Thermo Electron Corp. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP9 883556102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For
TJX Companies Inc Ticker Security ID: Meeting Date Meeting Status TJX CUSIP9 872540109 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP9 903914109 06/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
United Parcel Service Inc Ticker Security ID: Meeting Date Meeting Status UPS CUSIP9 911312106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP9 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
VISA INC. Ticker Security ID: Meeting Date Meeting Status V CUSIP9 92826C839 01/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Wal Mart Stores Inc Ticker Security ID: Meeting Date Meeting Status WMT CUSIP9 931142103 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For For For 19 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP9 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Wesco International Inc Ticker Security ID: Meeting Date Meeting Status WCC CUSIP9 95082P105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sandra Beach Lin Mgmt For For For 1.2 Elect Robert Tarr, Jr. Mgmt For For For 1.3 Elect Stephen Van Oss Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP9 959802109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For For For 5 Ratification of Auditor Mgmt For For For
The Hartford Global All-Asset Fund Investment Company Report 07/01/09 - 06/30/10 Accor Ticker Security ID: Meeting Date Meeting Status CINS F00189120 06/29/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Losses/Dividends Mgmt For For For 6 Elect Sophie Gasperment Mgmt For For For 7 Elect Thomas Barrack Mgmt For For For 8 Elect Patrick Sayer Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Related Party Transaction (Property Mgmt For For For Sales Agreement) 11 Related Party Transaction Mgmt For For For (Contribution of SEIH Shares) 12 Amendment to Severance Package Mgmt For Against Against (Gilles Pelisson) 13 Severance Package (Jacques Stern) Mgmt For For For 14 Addendum to Employment Contract Mgmt For For For (Jacques Stern) 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Cancellation of Contributed Shares Mgmt For For For 18 Spin-off (New Services Holding) Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Alstom SA Ticker Security ID: Meeting Date Meeting Status cins F0259M475 06/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Olivier Bouygues Mgmt For For For 9 Elect Philippe Marien Mgmt For For For 10 Elect Georges Chodron de Courcel Mgmt For For For 11 Elect Lalita Gupte Mgmt For For For 12 Elect Katrina Landis Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan for the Benefit of Overseas Employees 20 Authority to Issue Restricted Stock Mgmt For For For for Employees and Executives 21 Authority to Issue Stock Options for Mgmt For For For Employees and Executives 22 Amendments Regarding Share Ownership Mgmt For For For Disclosure 23 Authority to Carry Out Formalities Mgmt For For For
Antofagasta PLC Ticker Security ID: Meeting Date Meeting Status CINS G0398N128 06/09/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Charles Bailey Mgmt For For For 5 Elect William Hayes Mgmt For For For 6 Elect Gonzalo Menendez Mgmt For For For 7 Elect Daniel Yarur Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Adoption of New Articles Mgmt For For For
BEIJING ENTERPRISES HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS Y07702122 06/10/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect WANG Dong Mgmt For Against Against 7 Elect LEI Zhengang Mgmt For Against Against 8 Elect JIANG Xinhao Mgmt For Against Against 9 Elect Jimmy TAM Chun Fai Mgmt For Against Against 10 Elect WU Jiesi Mgmt For For For 11 Elect LAM Hoi Ham Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For
CHINA FOODS LTD Ticker Security ID: Meeting Date Meeting Status CINS G2154F109 06/08/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect QU Zhe Mgmt For For For 6 Elect ZHANG Zhentao Mgmt For Against Against 7 Elect LUAN Xiuju Mgmt For For For 8 Elect MA Jianping Mgmt For For For 9 Elect WU Wenting Mgmt For For For 10 Elect WANG Zhiying Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For For For 16 Amendments to Articles Mgmt For For For
CHINA FOODS LTD Ticker Security ID: Meeting Date Meeting Status CINS G2154F109 06/08/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 COFCO Products Mutual Supply Mgmt For For For Agreement 3 COFCO Coca-Cola Products Mutual Mgmt For For For Supply Agreement 4 Non-Voting Meeting Note N/A N/A N/A N/A
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO L Ticker Security ID: Meeting Date Meeting Status CINS G2112D105 06/18/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect HU Yueming Mgmt For Against Against 6 Elect CHEN Yongdao Mgmt For Against Against 7 Elect LU Xun Mgmt For Against Against 8 Elect JIN Maoji Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repuchased Shares Mgmt For For For
China Mengniu Dairy Company Limited Ticker Security ID: Meeting Date Meeting Status CINS G21096105 06/09/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect NIU Gensheng Mgmt For For For 4 Elect WU Jingshui Mgmt For For For 5 Elect DING Sheng Mgmt For For For 6 Elect JIAO Shuge (alias JIAO Zhen) Mgmt For For For 7 Elect Julian Wolhardt Mgmt For For For 8 Elect MA Wangjun Mgmt For For For 9 Elect ZHANG Julin Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A
China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status CINS Y15002101 06/28/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue A Shares Mgmt For For For 3 Feasibility Report on Use of Proceeds Mgmt For For For 4 Report on Use of Proceeds from the Mgmt For For For Previous Fund Raising Activities 5 Share type Mgmt For For For 6 Nominal Value Mgmt For For For 7 Offering size Mgmt For For For 8 Target Subscribers Mgmt For For For 9 Pre-emptive rights of existing A Mgmt For For For share Shareholders 10 Basis for determining the Issue Price Mgmt For For For 11 Method of Issue Mgmt For For For 12 Accumulated Profit Arrangement Mgmt For For For 13 Place of Listing Mgmt For For For 14 Effectiveness of the Resolution Mgmt For For For Approving the A Share Issue 15 Use of Proceeds Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Ratification of Board Acts Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status CINS Y15002101 06/28/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Share type Mgmt For For For 3 Nominal Value Mgmt For For For 4 Offering size Mgmt For For For 5 Target Subscribers Mgmt For For For 6 Pre-emptive rights of existing A Mgmt For For For share Shareholders 7 Basis for determining the Issue Price Mgmt For For For 8 Method of Issue Mgmt For For For 9 Accumulated Profit Arrangement Mgmt For For For 10 Place of Listing Mgmt For For For 11 Effectiveness of the Resolution Mgmt For For For Approving the A Share Issue 12 Use of Proceeds Mgmt For For For 13 Ratification of Board Acts Mgmt For For For
China Overseas Land & Investment Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y15004107 06/09/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect KONG Qingping Mgmt For Against Against 4 Elect XIAO Xiao Mgmt For Against Against 5 Elect DONG Daping Mgmt For Against Against 6 Elect NIP Yun Wing Mgmt For Against Against 7 Elect LIN Xiaofeng Mgmt For Against Against 8 Elect LAM Kwong Siu Mgmt For For For 9 Elect Kennedy WONG Ying Ho Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Issue Repurchased Shares Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
China Overseas Land & Investment Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y15004107 06/09/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 New CSCECL Group Engagement Mgmt For For For Agreement and New Cap
CHINA RAILWAY GROUP LTD Ticker Security ID: Meeting Date Meeting Status CINS Y1509D116 06/29/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Independent Directors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Allocation of Profits/Dividends Mgmt For For For 8 Independent Non-executive Directors' Mgmt For For For Fees
COCA COLA HELLENIC BOTTLING CO SA, ATHENS Ticker Security ID: Meeting Date Meeting Status CINS X1435J139 06/21/2010 Take No Action Meeting Type Country of Trade Annual Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Presentation of Accounts and Reports Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Auditors' Mgmt For TNA N/A Acts 5 Directors' Fees Mgmt For TNA N/A 6 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Co-Option of Board Mgmt For TNA N/A Member 9 Amendment to Articles Regarding the Mgmt For TNA N/A Corporate Purpose 10 Amendments to the Stock Option Mgmt For TNA N/A Programs
EURASIAN NATURAL RESOURCES CORPORATION PLC, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G3215M109 06/09/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Felix Vulis Mgmt For For For 5 Elect Zaure Zaurbekova Mgmt For For For 6 Elect Dieter Ameling Mgmt For For For 7 Elect Johannes Sittard Mgmt For For For 8 Elect Roderick Thomson Mgmt For For For 9 Elect Abdraman Yedilbayev Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
FOSUN INTERNATIONAL LTD Ticker Security ID: Meeting Date Meeting Status CINS Y2618Y108 06/22/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect QIN Xuetang Mgmt For For For 4 Elect LIU Benren Mgmt For For For 5 Elect ZHANG Shengman Mgmt For For For 6 Elect Andrew Y. Yan Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
France Telecom Ticker Security ID: Meeting Date Meeting Status CINS F4113C103 06/09/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Losses/Dividends Mgmt For For For 6 Agreement with the French State Mgmt For For For 7 Agreements with Directors Mgmt For For For 8 Agreement with Novalis Mgmt For For For 9 Authority to Repurchase Shares Mgmt For Against Against 10 Elect Stephane Richard Mgmt For For For 11 Elect Marc Maouche Mgmt N/A For N/A 12 Elect Jean-Pierre Borderieux Mgmt N/A Against N/A 13 Authority to Issue Shares to Holders Mgmt For For For of Orange SA Shares and Options 14 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Shares and Options 15 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
Franshion Properties (China) Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y2642B108 06/25/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Election of Director: LUO Dongjiang Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Issue Repurchased Shares Mgmt For For For
Franshion Properties (China) Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y2642B108 06/25/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Merger/Acquisition Mgmt For For For
FUSHAN INTERNATIONAL ENERGY GROUP LTD Ticker Security ID: Meeting Date Meeting Status CINS Y2677L104 06/08/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect WANG Pingsheng Mgmt For For For 8 Elect Chen Zhouping Mgmt For For For 9 Elect WONG Lik Ping Mgmt For Against Against 10 Elect SO Kwok Hoo Mgmt For For For 11 Elect CHEN Zhaoqiang Mgmt For For For 12 Elect LIU Qingshan Mgmt For Against Against 13 Elect ZHANG Wenhui Mgmt For For For 14 Elect ZHANG Yaoping Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Repurchased Shares Mgmt For For For 20 Adoption of New Articles Mgmt For For For
FUSHAN INTERNATIONAL ENERGY GROUP LTD Ticker Security ID: Meeting Date Meeting Status CINS Y2677L104 06/08/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Loan Agreement Mgmt For For For
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP Ticker Security ID: Meeting Date Meeting Status CINS X3232T104 06/14/2010 Take No Action Meeting Type Country of Trade Annual Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Board of Directors' and Auditors' Mgmt For TNA N/A Report 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Auditors' Mgmt For TNA N/A Acts 6 Directors' Fees for 2009 Mgmt For TNA N/A 7 Directors' Fees for 2010 Mgmt For TNA N/A 8 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 9 Election of Directors Mgmt For TNA N/A 10 Election of Audit Committee Members Mgmt For TNA N/A 11 Related Party Transactions Mgmt For TNA N/A 12 Board Transactions Mgmt For TNA N/A 13 Transaction of Other Business Mgmt Abstain TNA N/A
Hopson Development Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G4600H101 06/15/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect XIANG Bin Mgmt For Against Against 5 Elect XUE Hu Mgmt For For For 6 Elect ZHAO Ming Feng Mgmt For Against Against 7 Elect LIAO Ruo Qing Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Keppel Corp. Limited Ticker Security ID: Meeting Date Meeting Status CINS Y4722Z120 06/16/2010 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Distribution Mgmt For For For
Kingboard Chemicals Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G52562140 06/21/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Drill Bits Agreement Mgmt For For For
Kingboard Laminates Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G5257K107 06/21/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Drill Bits Agreement Mgmt For For For
Kingfisher PLC Ticker Security ID: Meeting Date Meeting Status CINS G5256E441 06/17/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Anders Dahlvig Mgmt For For For 5 Elect Andrew Bonfield Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Janis Kong Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authorisation of Political Donations Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For 16 Share Incentive Plan Mgmt For For For
Kunlun Energy Company Ltd Ticker Security ID: Meeting Date Meeting Status CINS G5320C108 06/10/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHANG Bowen Mgmt For For For 6 Elect LIU Xiao Feng Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
Kunlun Energy Company Ltd Ticker Security ID: Meeting Date Meeting Status CINS G5320C108 06/10/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger/Acquisition Mgmt For For For 4 Revised Caps for Continuing Mgmt For For For Connected Transactions 5 Third Supplemental Agreement and Mgmt For For For Annual Caps
KWG PROPERTY HOLDING LTD Ticker Security ID: Meeting Date Meeting Status CINS G53224104 06/09/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YU Yao Sheng Mgmt For Against Against 6 Elect Carmelo LEE Ka Sze Mgmt For For For 7 Elect DAI Feng Mgmt For For For 8 Elect TAM Chun Fai Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurcahsed Shares Mgmt For For For
Lee & Man Paper Manufacturing Limited Ticker Security ID: Meeting Date Meeting Status CINS G5427W130 06/24/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 New Electricity Services Agreement Mgmt For For For 4 New Steam Services Agreement Mgmt For For For
New World China Land Limited Ticker Security ID: Meeting Date Meeting Status CINS G6493A101 06/03/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Master Service Agreement Mgmt For For For 4 Elect Sonia CHENG Chi-man Mgmt For Against Against 5 Elect Conrad CHENG Chi-him Mgmt For Against Against
Portugal Telecom Sgps Ticker Security ID: Meeting Date Meeting Status CINS X6769Q104 06/30/2010 Voted Meeting Type Country of Trade Annual Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Telefonica Offer Mgmt N/A For N/A
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Garrett Mgmt For For For 4 Elect Bridget Macaskill Mgmt For For For 5 Elect Clark Manning Mgmt For For For 6 Elect Barry Stowe Mgmt For For For 7 Elect Nic Nicandrou Mgmt For For For 8 Elect Rob Devey Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 14 Additional Authority to Issue Shares Mgmt For Against Against w/ Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For Against Against
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For Against Against 2 Approval of Matters Giving Effect to Mgmt For Against Against the Scheme of Arrangement 3 Authority to Allot Shares According Mgmt For Against Against to the Rights Issue 4 Approval of Executive Share Plans Mgmt For Against Against 5 Approval of Employee Share Plans Mgmt For Against Against
Renhe Commercial Holdings Company Limite Ticker Security ID: Meeting Date Meeting Status CINS G75004104 06/23/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect DAI Yongge Mgmt For For For 6 Elect LIN Zijing Mgmt For For For 7 Elect JIANG Mei Mgmt For Against Against 8 Elect ZHANG Xingmei Mgmt For Against Against 9 Elect Gilbert HO Chi Hang Mgmt For For For 10 Elect WANG Shengli Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Athority to Issue Repurchased Shares Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
SINOFERT HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G8403G103 06/09/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect LIU De Shu Mgmt For For For 5 Elect DU Ke Ping Mgmt For For For 6 Elect Edward KO Ming Tung Mgmt For For For 7 Elect TANG Tin Sek Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Amendments to Bye-laws Mgmt For For For
SONOVA HOLDING AG, STAEFA Ticker Security ID: Meeting Date Meeting Status CINS H8024W106 06/15/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Elect John Zei Mgmt For N/A N/A 7 Appointment of Auditor Mgmt For N/A N/A 8 Amendments to Articles Mgmt For N/A N/A
The Wharf Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Y8800U127 06/08/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Edward CHEN Kwan Yiu. Mgmt For Against Against 6 Elect Raymond CH'IEN Kuo Fung Mgmt For Against Against 7 Elect NG Tze Yuen Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For
Tingyi Cayman Islands Holdings Ticker Security ID: Meeting Date Meeting Status CINS G8878S103 06/09/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Takeshi IDA Mgmt For For For 6 Elect WEI Ying-Chiao Mgmt For For For 7 Elect LEE Tiong Hock Mgmt For For For 8 Elect Michihiko OTA Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Wheelock And Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y9553V106 06/10/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Stephen T.H. NG Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Issue Repurchased Shares Mgmt For For For
Whitbread PLC Ticker Security ID: Meeting Date Meeting Status CINS G9606P197 06/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Richard Baker Mgmt For For For 5 Elect Anthony Habgood Mgmt For For For 6 Elect Simon Melliss Mgmt For For For 7 Elect Christopher Rogers Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Adoption of New Articles Mgmt For For For
WPP PLC Ticker Security ID: Meeting Date Meeting Status CINS G9787K108 06/29/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Advisory Vote on Corporate Mgmt For For For Responsibility Report 4 Elect Paul Richardson Mgmt For For For 5 Elect Philip Lader Mgmt For For For 6 Elect Esther Dyson Mgmt For For For 7 Elect John Quelch Mgmt For For For 8 Elect Stanley Morten Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Xinao Gas Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G9826J104 06/30/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect CHEUNG Yip Sang Mgmt For For For 5 Elect ZHAO Baoju Mgmt For Against Against 6 Elect JIN Yongsheng Mgmt For For For 7 Elect WANG Guangtian Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repuchased Shares Mgmt For For For 13 Change of Company Name Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Yuexiu Property Company Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y9863Z102 06/22/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect LIANG Yi Mgmt For For For 5 Elect TANG Shouchun Mgmt For For For 6 Elect LIANG Youpan Mgmt For For For 7 Elect LAM Yau Fung Curt Mgmt For For For 8 Elect LEE Ka Lun Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For
The Hartford Global Communications Fund (Merged into The Hartford Global Research Fund on August 28, 2009) Investment Company Report 07/01/09 - 06/30/10 CELLCOM ISRAEL LTD Ticker Security ID: Meeting Date Meeting Status CEL CUSIP M2196U 09/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ami Erel Mgmt For Against Against 2 Elect Shay Livnat Mgmt For Against Against 3 Elect Raanan Cohen Mgmt For Against Against 4 Elect Avraham Bigger Mgmt For Against Against 5 Elect Rafi Bisker Mgmt For Against Against 6 Elect Shlomo Waxe Mgmt For For For 7 Elect Haim Gavrieli Mgmt For Against Against 8 Elect Ari Bronshtein Mgmt For Against Against 9 Elect Tal Raz Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For
The Hartford Global Enhanced Dividend Fund Investment Company Report 07/01/09 - 06/30/10 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For Against Against 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting
ABB Ltd. Ticker Security ID: Meeting Date Meeting Status ABBN CUSIP 000375204 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits/Dividends; Mgmt For For For Transfer of Reserves 5 Reduction of Share Capital Mgmt For For For 6 Amendment to Par Value; Capital Mgmt For For For Distribution 7 Amendments to Articles Mgmt For For For 8 Amend Article 6 Mgmt For For For 9 Amend Articles 32 and 33 Mgmt For For For 10 Elect Roger Agnelli Mgmt For For For 11 Elect Louis Hughes Mgmt For Against Against 12 Elect Hans Marki Mgmt For For For 13 Elect Michel de Rosen Mgmt For For For 14 Elect Michael Treschow Mgmt For Against Against 15 Elect Bernd Voss Mgmt For Against Against 16 Elect Jacob Wallenberg Mgmt For Against Against 17 Elect Hubertus von Grunberg Mgmt For For For 18 Appointment of Auditor Mgmt For Against Against
Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting
Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos, II Mgmt For For For 3 Elect Paul Amos, II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger, III Mgmt For Against Against 6 Elect Joe Harris Mgmt For For For 7 Elect Elizabeth Hudson Mgmt For For For 8 Elect Douglas Johnson Mgmt For For For 9 Elect Robert Johnson Mgmt For For For 10 Elect Charles Knapp Mgmt For For For 11 Elect E. Stephen Purdom Mgmt For For For 12 Elect Barbara Rimer Mgmt For For For 13 Elect Marvin Schuster Mgmt For For For 14 Elect David Thompson Mgmt For For For 15 Elect Robert Wright Mgmt For For For 16 Elect Takuro Yoshida Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of Auditor Mgmt For For For
AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status AGL CUSIP 001204106 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Thomas Bell, Jr. Mgmt For Withhold Against 1.3 Elect Dean O'Hare Mgmt For For For 2 Amendment to Bylaws to Repeal Mgmt For For For Classified Board 3 Ratification of Auditor Mgmt For For For
Aircastle Limited Ticker Security ID: Meeting Date Meeting Status AYR CUSIP G0129K104 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Allen Mgmt For For For 1.2 Elect Douglas Hacker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
Alaska Communications Systems Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALSK CUSIP 01167P101 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Liane Pelletier Mgmt For For For 1.2 Elect Brian Rogers Mgmt For For For 1.3 Elect John Egan Mgmt For For For 1.4 Elect Gary Donahee Mgmt For Withhold Against 1.5 Elect Edward Hayes, Jr. Mgmt For For For 1.6 Elect Annette Jacobs Mgmt For For For 1.7 Elect Peter Ley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Alaska Communications Systems Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALSK CUSIP 01167P101 07/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Liane Pelletier Mgmt For For For 1.2 Elect Brian Rogers Mgmt For For For 1.3 Elect John Egan Mgmt For For For 1.4 Elect Gary Donahee Mgmt For For For 1.5 Elect Edward Hayes, Jr. Mgmt For For For 1.6 Elect Annette Jacobs Mgmt For For For 1.7 Elect David Southwell Mgmt For For For 1.8 Elect Peter Ley Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For Against Against Incentive Plan 3 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1999 Non-Employee Mgmt For For For Director Stock Plan 5 Ratification of Auditor Mgmt For For For
Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For Against Against 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For Against Against 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 Performance Incentive Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 14 Shareholder Proposal Regarding Human ShrHldr Against Against For Rights Protocols
Ameren Corporation Ticker Security ID: Meeting Date Meeting Status AEE CUSIP 023608102 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Brauer Mgmt For For For 1.2 Elect Ellen Fitzsimmons Mgmt For For For 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Gayle Jackson Mgmt For For For 1.5 Elect James Johnson Mgmt For For For 1.6 Elect Steven Lipstein Mgmt For For For 1.7 Elect Charles Mueller Mgmt For For For 1.8 Elect Harvey Saligman Mgmt For For For 1.9 Elect Patrick Stokes Mgmt For For For 1.10 Elect Thomas Voss Mgmt For For For 1.11 Elect Stephen Wilson Mgmt For For For 1.12 Elect Jack Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Review of Nuclear Facility
AMERICAN CAPITAL AGENCY CORP. Ticker Security ID: Meeting Date Meeting Status AGNC CUSIP 02503X105 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morris Davis Mgmt For For For 1.2 Elect Randy Dobbs Mgmt For For For 1.3 Elect Larry Harvey Mgmt For For For 1.4 Elect Alvin Puryear Mgmt For Withhold Against 1.5 Elect Malon Wilkus Mgmt For For For 2 Ratification of Auditor Mgmt For For For
American Electric Power Company, Inc. Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For
American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Akerson Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For Withhold Against 1.3 Elect Ursula Burns Mgmt For For For 1.4 Elect Kenneth Chenault Mgmt For For For 1.5 Elect Peter Chernin Mgmt For Withhold Against 1.6 Elect Jan Leschly Mgmt For Withhold Against 1.7 Elect Richard Levin Mgmt For For For 1.8 Elect Richard McGinn Mgmt For Withhold Against 1.9 Elect Edward Miller Mgmt For Withhold Against 1.10 Elect Steven Reinemund Mgmt For For For 1.11 Elect Robert Walter Mgmt For Withhold Against 1.12 Elect Ronald Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 07/20/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Option Exchange Program Mgmt For For For
Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Brady Mgmt For For For 1.2 Elect E. Wayne Nordberg Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Anworth Mortgage Asset Corporation Ticker Security ID: Meeting Date Meeting Status ANH CUSIP 037347101 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd McAdams Mgmt For For For 2 Elect Lee Ault, III Mgmt For Against Against 3 Elect Charles Black Mgmt For Against Against 4 Elect Joe Davis Mgmt For For For 5 Elect Robert Davis Mgmt For For For 6 Elect Joseph McAdams Mgmt For For For 7 Ratification of Auditor Mgmt For For For
AOL INC. Ticker Security ID: Meeting Date Meeting Status AOL CUSIP 00184X105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tim Armstrong Mgmt For For For 2 Elect Richard Dalzell Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect William Hambrecht Mgmt For For For 5 Elect Susan Lyne Mgmt For For For 6 Elect Patricia Mitchell Mgmt For For For 7 Elect Michael Powell Mgmt For Against Against 8 Elect Fredric Reynolds Mgmt For For For 9 Elect James Stengel Mgmt For For For 10 Elect James Wiatt Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amended and Restated 2010 Stock Mgmt For For For Incentive Plan 13 Amended and Restated Annual Mgmt For For For Incentive Plan for Executive Officers
Apartment Investment and Management Company Ticker Security ID: Meeting Date Meeting Status AIV CUSIP 03748R101 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Ares Capital Corporation Ticker Security ID: Meeting Date Meeting Status ARCC CUSIP 04010L103 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank O'Bryan Mgmt For For For 1.2 Elect Antony Ressler Mgmt For For For 1.3 Elect Eric Siegel Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Issue Shares Below Net Asset Value Mgmt For Against Against
AstraZeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For Against Against 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Adoption of New Articles Mgmt For Against Against 22 AstraZeneca Investment Plan Mgmt For For For
AT&T INC. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against For Against Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting
Atrion Corporation Ticker Security ID: Meeting Date Meeting Status ATRI CUSIP 049904105 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roger Stebbing Mgmt For For For 1.2 Elect John Stupp, Jr. Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Charles Noski Mgmt For For For 1.10 Elect Sharon Rowlands Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Avery Dennison Corporation Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For Against Against 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan
AXA Ticker Security ID: Meeting Date Meeting Status AXA CUSIP 054536107 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Supplementary Retirement Benefits Mgmt For For For (Henri de Castries, Denis Duverne and Francois Pierson) 6 Severance Package and Retirement Mgmt For For For Benefits (Henri de Castries) 7 Severance Package and Retirement Mgmt For For For Benefits (Denis Duverne) 8 Elect Norbert Dentressangle Mgmt For For For 9 Appointment of Auditor (Mazars) Mgmt For For For 10 Appointment of Alternate Auditor Mgmt For For For (Jean-Brice de Turkheim) 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights for the Benefit of Overseas Employees 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Amendment to Governing Structure; Mgmt For Against Against Correlative Amendment of Articles 16 Amendments to Articles 7, 8 and 10 Mgmt For For For 17 Elect Henri de Castries Mgmt For For For 18 Elect Denis Duverne Mgmt For For For 19 Elect Jacques d'Armand de Mgmt For For For Chateauvieux 20 Elect Norbert Dentressangle Mgmt For For For 21 Elect Jean-Martin Folz Mgmt For For For 22 Elect Anthony Hamilton Mgmt For For For 23 Elect Francois Martineau Mgmt For For For 24 Elect Giuseppe Mussari Mgmt For For For 25 Elect Ramon de Oliveira Mgmt For For For 26 Elect Michel Pebereau Mgmt For Against Against 27 Elect Dominique Reiniche Mgmt For For For 28 Elect Ezra Suleiman Mgmt For For For 29 Elect Isabelle Kocher Mgmt For For For 30 Elect Lee Suet Fern Mgmt For For For 31 Elect Wendy Cooper Mgmt For For For 32 Elect John Coultrap Mgmt Against Against For 33 Elect Paul Geiersbach Mgmt Against Against For 34 Elect Sebastien Herzog Mgmt Against Against For 35 Elect Rodney Koch Mgmt Against Against For 36 Elect Jason Steinberg Mgmt Against Against For 37 Directors' Fees Mgmt For For For 38 Authority to Carry Out Formalities Mgmt For For For
Axis Capital Holdings Limited Ticker Security ID: Meeting Date Meeting Status AXS CUSIP G0692U109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Geoffrey Bell Mgmt For For For 1.2 Elect Christopher Greetham Mgmt For For For 1.3 Elect Maurice Keane Mgmt For For For 1.4 Elect Henry Smith Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Banco Bilbao Vizcaya Argentaria S.A. Ticker Security ID: Meeting Date Meeting Status BBVA CUSIP 05946K101 03/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Elect Francisco Gonzalez Rodriguez Mgmt For For For 3 Elect angel Cano Fernandez Mgmt For For For 4 Elect Ramon Bustamante y de la Mora Mgmt For For For 5 Elect Ignacio Ferrero Jordi Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Bi-Annual Share Incentive Plan Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Carry Out Formalities Mgmt For For For
Banco De Chile Ticker Security ID: Meeting Date Meeting Status CHILE CUSIP 059520106 03/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Related Party Transactions Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Directors' Fees Mgmt For Abstain Against 5 Directors' and Audit Committee's Mgmt For Abstain Against Fees and Budget 6 Appointment of Auditor Mgmt For Abstain Against
Banco Santander Chile S.A. Ticker Security ID: Meeting Date Meeting Status BSANTANDER CUSIP 05965X109 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Appointment of Risk Rating Agency Mgmt For Abstain Against 5 Co-opt Oscar von Chrismar Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Directors' Committee Fees and Budget Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Transaction of Other Business Mgmt For Against Against
Banco Santander S.A. Ticker Security ID: Meeting Date Meeting Status SAN CUSIP 05964H105 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Ratification Mgmt For For For of Board Acts 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Angel Jado Becerro de Bengoa Mgmt For For For 4 Elect Francisco Javier Botin-Sanz de Mgmt For For For Sautuola y O'Shea 5 Elect Isabel Tocino Biscarolasaga Mgmt For For For 6 Elect Fernando de Asua alvarez Mgmt For For For 7 Elect Alfredo Saenz Abad Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Script Dividend Mgmt For For For 12 Authority to Issue Script Dividend Mgmt For For For 13 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments 14 Long-Term Incentive Plan Mgmt For For For 15 UK Employee Stock Purchase Plan Mgmt For For For 16 Authority to Carry Out Formalities Mgmt For For For 17 Remuneration Report Mgmt For For For
Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 02/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For Against Against 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Bank of Hawaii Corporation Ticker Security ID: Meeting Date Meeting Status BOH CUSIP 062540109 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Haunani Apoliona Mgmt For For For 1.2 Elect Mary Bitterman Mgmt For For For 1.3 Elect Mark Burak Mgmt For For For 1.4 Elect Michael Chun Mgmt For For For 1.5 Elect Clinton Churchill Mgmt For For For 1.6 Elect David Heenan Mgmt For For For 1.7 Elect Peter Ho Mgmt For For For 1.8 Elect Robert Huret Mgmt For For For 1.9 Elect Allan Landon Mgmt For For For 1.10 Elect Kent Lucien Mgmt For Withhold Against 1.11 Elect Martin Stein Mgmt For For For 1.12 Elect Donald Takaki Mgmt For For For 1.13 Elect Barbara Tanabe Mgmt For For For 1.14 Elect Robert Wo, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Bank of Montreal Ticker Security ID: Meeting Date Meeting Status BMO CUSIP 063671101 03/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Astley Mgmt For For For 1.2 Elect David Beatty Mgmt For For For 1.3 Elect Robert Chevrier Mgmt For For For 1.4 Elect George Cope Mgmt For For For 1.5 Elect William Downe Mgmt For For For 1.6 Elect Ronald Farmer Mgmt For For For 1.7 Elect David Galloway Mgmt For For For 1.8 Elect Harold Kvisle Mgmt For For For 1.9 Elect Bruce Mitchell Mgmt For For For 1.10 Elect Philip Orsino Mgmt For For For 1.11 Elect Martha Piper Mgmt For For For 1.12 Elect J. Robert Prichard Mgmt For For For 1.13 Elect Jeremy Reitman Mgmt For For For 1.14 Elect Guylaine Saucier Mgmt For For For 1.15 Elect Nancy Southern Mgmt For Withhold Against 1.16 Elect Don Wilson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendments to By-laws Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 6 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage
Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For Withhold Against 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes
BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For Withhold Against 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect Barry Fitzpatrick Mgmt For For For 1.7 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe, III Mgmt For For For 1.11 Elect Kelly King Mgmt For For For 1.12 Elect James Maynard Mgmt For For For 1.13 Elect Albert McCauley Mgmt For For For 1.14 Elect J. Holmes Morrison Mgmt For For For 1.15 Elect Nido Qubein Mgmt For Withhold Against 1.16 Elect Thomas Skains Mgmt For For For 1.17 Elect Thomas Thompson Mgmt For For For 1.18 Elect Stephen Williams Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against Against For Overdraft Policies
Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Becton, Jr. Mgmt For For For 1.2 Elect Edward DeGraan Mgmt For For For 1.3 Elect Claire Fraser-Liggett Mgmt For For For 1.4 Elect Edward Ludwig Mgmt For For For 1.5 Elect Adel Mahmoud Mgmt For For For 1.6 Elect James Orr Mgmt For For For 1.7 Elect Willard Overlock, Jr. Mgmt For For For 1.8 Elect Bertram Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 4 Amendment to the 2004 Employee and Mgmt For For For Director Equity-Based Compensation Plan 5 Approval of Material Terms of Mgmt For For For Performance Goals under the Performance Incentive Plan 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting
BHP Billiton Limited Ticker Security ID: Meeting Date Meeting Status BHP CUSIP 088606108 11/26/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Re-elect Carlos Cordeiro (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 3 Re-elect David Crawford (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 4 Re-elect Gail de Planque (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 5 Re-elect Marius Kloppers (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 6 Re-elect Don Argus (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 7 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 12 Reduction of Issued Share Capital Mgmt For For For (April 30, 2010) 13 Reduction of Issued Share Capital Mgmt For For For (June 17, 2010) 14 Reduction of Issued Share Capital Mgmt For For For (September 15, 2010) 15 Reduction of Issued Share Capital Mgmt For For For (November 11, 2010) 16 Remuneration Report Mgmt For For For 17 Equity Grant (CEO Marius Kloppers) Mgmt For For For
Blackrock Inc Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Abdlatif Yousef Al-Hamad Mgmt For For For 1.2 Elect Mathis Cabiallavetta Mgmt For For For 1.3 Elect Dennis Dammerman Mgmt For For For 1.4 Elect Robert Diamond, Jr. Mgmt For For For 1.5 Elect David Komansky Mgmt For For For 1.6 Elect James Rohr Mgmt For Withhold Against 2 Amendment to the 1999 Stock Award Mgmt For Against Against and Incentive Plan 3 Amendment to the 1999 Annual Mgmt For For For Incentive Performance Plan 4 Ratification of Auditor Mgmt For For For
BP plc Ticker Security ID: Meeting Date Meeting Status BP CUSIP 055622104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project
Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For Against Against 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare
Brookdale Senior Living Inc. Ticker Security ID: Meeting Date Meeting Status BKD CUSIP 112463104 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jackie Clegg Mgmt For Withhold Against 1.2 Elect Tobia Ippolito Mgmt For For For 1.3 Elect James Seward Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
Brookfield Properties Corporation Ticker Security ID: Meeting Date Meeting Status BPO CUSIP 112900105 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect Gordon Arnell Mgmt For For For 2.2 Elect William Cahill Mgmt For For For 2.3 Elect Richard Clark Mgmt For For For 2.4 Elect Jack Cockwell Mgmt For For For 2.5 Elect Roderick Fraser Mgmt For For For 2.6 Elect Paul McFarlane Mgmt For For For 2.7 Elect Allan Olson Mgmt For For For 2.8 Elect Robert Stelzl Mgmt For For For 2.9 Elect Diana Taylor Mgmt For For For 2.10 Elect John E. Zuccotti Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Brooks Automation, Inc. Ticker Security ID: Meeting Date Meeting Status BRKS CUSIP 114340102 02/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Clinton Allen Mgmt For For For 1.2 Elect Robert Lepofsky Mgmt For For For 1.3 Elect Joseph Martin Mgmt For For For 1.4 Elect John McGillicuddy Mgmt For For For 1.5 Elect Krishna Palepu Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Kirk Pond Mgmt For For For 1.8 Elect Alfred Woollacott, III Mgmt For For For 1.9 Elect Mark Wrighton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Brown & Brown, Inc. Ticker Security ID: Meeting Date Meeting Status BRO CUSIP 115236101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Jr. Mgmt For For For 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Wendell Reilly Mgmt For For For 1.9 Elect John Riedman Mgmt For Withhold Against 1.10 Elect Chilton Varner Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
BT Group plc Ticker Security ID: Meeting Date Meeting Status BT.A CUSIP 05577E101 07/15/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Clayton Brendish Mgmt For For For 5 Elect Phil Hodkinson Mgmt For For For 6 Elect Tony Chanmugam Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Adoption of New Articles Mgmt For Against Against 13 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 14 EU Political Donations Mgmt For For For
Canadian Imperial Bank Of Commerce Ticker Security ID: Meeting Date Meeting Status CM CUSIP 136069101 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor and Authority Mgmt For For For to Set Fees 2.1 Elect Brent Belzberg Mgmt For For For 2.2 Elect Jalynn Bennett Mgmt For For For 2.3 Elect Gary Colter Mgmt For For For 2.4 Elect Dominic D'Alessandro Mgmt For For For 2.5 Elect Patrick Daniel Mgmt For For For 2.6 Elect Luc Desjardins Mgmt For For For 2.7 Elect Gordon Giffin Mgmt For For For 2.8 Elect Linda Hasenfratz Mgmt For For For 2.9 Elect Nicholas Le Pan Mgmt For For For 2.10 Elect John Manley Mgmt For For For 2.11 Elect Gerald McCaughey Mgmt For For For 2.12 Elect Jane Peverett Mgmt For For For 2.13 Elect Leslie Rahl Mgmt For Withhold Against 2.14 Elect Charles Sirois Mgmt For For For 2.15 Elect Robert Steacy Mgmt For For For 2.16 Elect Ronald Tysoe Mgmt For Withhold Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 5 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage 6 Shareholder Proposal Regarding Mgmt Against Against For Report on Tax Haven Operations
Canon Incorporated Ticker Security ID: Meeting Date Meeting Status 7751 CUSIP 138006309 03/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2.1 Elect Fujio Mitarai Mgmt For Withhold Against 2.2 Elect Tsuneji Uchida Mgmt For For For 2.3 Elect Toshizo Tanaka Mgmt For For For 2.4 Elect Toshiaki Ikoma Mgmt For For For 2.5 Elect Kunio Watanabe Mgmt For For For 2.6 Elect Yohroku Adachi Mgmt For For For 2.7 Elect Yasuo Mitsuhashi Mgmt For For For 2.8 Elect Tomonori Iwashita Mgmt For For For 2.9 Elect Masahiro Ohsawa Mgmt For For For 2.10 Elect Shigeyuki Matsumoto Mgmt For For For 2.11 Elect Katsuichi Shimizu Mgmt For For For 2.12 Elect Ryohichi Bamba Mgmt For For For 2.13 Elect Toshio Honma Mgmt For For For 2.14 Elect Masaki Nakaoka Mgmt For For For 2.15 Elect Haruhisa Honda Mgmt For For For 2.16 Elect Hideki Ozawa Mgmt For For For 2.17 Elect Masaya Maeda Mgmt For For For 3 Elect Shunji Onda Mgmt For For For 4 Elect Kazunori Watanabe Mgmt For Against Against 5 Elect Kuniyoshi Kitamura Mgmt For For For 6 Retirement Allowances for Directors Mgmt For For For 7 Special Allowances for Statutory Mgmt For Against Against Auditors 8 Bonus Mgmt For For For 9 Stock Option Plan Mgmt For For For
Capstead Mortgage Corporation Ticker Security ID: Meeting Date Meeting Status CMO CUSIP 14067E506 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Biegler Mgmt For For For 1.2 Elect Andrew Jacobs Mgmt For For For 1.3 Elect Gary Keiser Mgmt For For For 1.4 Elect Paul Low Mgmt For For For 1.5 Elect Christopher Mahowald Mgmt For For For 1.6 Elect Michael O'Neil Mgmt For For For 1.7 Elect Mark Whiting Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Review of Human Rights Policies 8 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting
Cemex S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status CEMEX CUSIP 151290889 09/04/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Increase Share Capital Mgmt For For For and Issue Convertible Bonds w/o Preemptive Rights
Cemex S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status CEMEX CUSIP 151290889 09/04/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Increase Share Capital Mgmt For For For and Issue Convertible Bonds w/o Preemptive Rights
CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Campbell Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect Derrill Cody Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect David McClanahan Mgmt For For For 6 Elect Robert O'Connell Mgmt For For For 7 Elect Susan O. Rheney Mgmt For For For 8 Elect R.A. Walker Mgmt For For For 9 Elect Peter Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Human Rights Committee
CHIMERA INVESTMENT CORPORATION Ticker Security ID: Meeting Date Meeting Status CIM CUSIP 16934Q109 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeremy Diamond Mgmt For For For 1.2 Elect John Reilly Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CNOOC Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CUSIP 126132109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Aloysius TSE Hau Yin Mgmt For Against Against 4 Elect ZHOU Shouwei Mgmt For Against Against 5 Elect YANG Hua Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Elect CHIU Sung Hong; Director's Fee Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For
Companhia de Saneamento Basico do Estado de Sao Paulo SA Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 03/04/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Restated Accounts Mgmt For For For 2 Ratification of Allocation of Mgmt For For For Profits/Dividends
Companhia de Saneamento Basico do Estado de Sao Paulo SA Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors; Election of Mgmt For Abstain Against Supervisory Council
Companhia de Saneamento Basico do Estado de Sao Paulo SA Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 10/29/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For Abstain Against 2 Authority to Issue Debentures Mgmt For For For 3 Authority to Set Terms of Debentures Mgmt For For For 4 Authority to Modify Terms of Mgmt For For For Debentures 5 Authority to Carry Out Formalities Mgmt For For For
Computer Programs and Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CPSI CUSIP 205306103 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Boyd Douglas Mgmt For For For 1.2 Elect Charles Huffman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Conocophillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
Consolidated Edison, Inc. Ticker Security ID: Meeting Date Meeting Status ED CUSIP 209115104 05/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kevin Burke Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect George Campbell, Jr. Mgmt For Against Against 4 Elect Gordon Davis Mgmt For For For 5 Elect Michael Del Giudice Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect John Hennessy III Mgmt For For For 8 Elect Sally Hernandez Mgmt For For For 9 Elect John Killian Mgmt For For For 10 Elect Eugene McGrath Mgmt For For For 11 Elect Michael Ranger Mgmt For For For 12 Elect L. Frederick Sutherland Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation
Crane Co. Ticker Security ID: Meeting Date Meeting Status CR CUSIP 224399105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Karen Dykstra Mgmt For For For 2 Elect Richard Forte Mgmt For For For 3 Elect James Tullis Mgmt For For For 4 Ratification of Auditor Mgmt For For For
CREDIT SUISSE GROUP Ticker Security ID: Meeting Date Meeting Status CSGN CUSIP 225401108 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For Against Against 2 Accounts and Reports Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Election of Directors Mgmt For For For 7 Elect Robert Benmosche Mgmt For For For 8 Appointment of Special Auditor Mgmt For For For 9 Transaction of Other Business Mgmt For Against Against
Cullen/Frost Bankers, Inc. Ticker Security ID: Meeting Date Meeting Status CFR CUSIP 229899109 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Crawford Edwards Mgmt For For For 1.2 Elect Ruben Escobedo Mgmt For For For 1.3 Elect Patrick Frost Mgmt For For For 1.4 Elect David Haemisegger Mgmt For For For 1.5 Elect Richard Evans, Jr. Mgmt For For For 1.6 Elect Karen Jennings Mgmt For For For 1.7 Elect Richard Kleberg, III Mgmt For For For 1.8 Elect Horace Wilkins, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Deluxe, Corp. Ticker Security ID: Meeting Date Meeting Status DLX CUSIP 248019101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Isaiah Harris, Jr. Mgmt For For For 1.4 Elect Don McGrath Mgmt For For For 1.5 Elect Cheryl Mayberry McKissack Mgmt For For For 1.6 Elect Neil Metviner Mgmt For For For 1.7 Elect Stephen Nachtsheim Mgmt For For For 1.8 Elect Mary O'Dwyer Mgmt For For For 1.9 Elect Martyn Redgrave Mgmt For For For 1.10 Elect Lee Schram Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 251566105 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Postponement of the Ratification of Mgmt For For For the Acts of Klaus Zumwinkel 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Compensation Policy Mgmt For Against Against 6 Appointment of Auditors Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Elect Wulf Bernotat Mgmt For For For 9 Elect Ulrich Middelmann Mgmt For For For 10 Intra-company Control Agreement Mgmt For For For 11 Intra-company Control Agreement Mgmt For For For 12 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 13 Supervisory Board Members' Fees Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For
Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 251566105 11/19/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Internal Spin-Off of T-Home Mgmt For For For
DHT Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status DHT CUSIP Y2065G105 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randee Day Mgmt For For For 1.2 Elect Erik Lind Mgmt For For For 2 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 3 Appointment of Auditor Mgmt For For For
Diamond Offshore Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Tisch Mgmt For For For 1.2 Elect Lawrence Dickerson Mgmt For For For 1.3 Elect John Bolton Mgmt For For For 1.4 Elect Charles Fabrikant Mgmt For For For 1.5 Elect Paul Gaffney II Mgmt For For For 1.6 Elect Edward Grebow Mgmt For For For 1.7 Elect Herbert Hofmann Mgmt For For For 1.8 Elect Arthur Rebell Mgmt For For For 1.9 Elect Raymond Troubh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
DISH NETWORK CORPORATION Ticker Security ID: Meeting Date Meeting Status DISH CUSIP 25470M109 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James DeFranco Mgmt For For For 1.2 Elect Cantey Ergen Mgmt For For For 1.3 Elect Charles Ergen Mgmt For For For 1.4 Elect Steven Goodbarn Mgmt For For For 1.5 Elect Gary Howard Mgmt For For For 1.6 Elect David Moskowitz Mgmt For For For 1.7 Elect Tom Ortolf Mgmt For For For 1.8 Elect Carl Vogel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Earley, Jr. Mgmt For For For 1.2 Elect Allan Gilmour Mgmt For For For 1.3 Elect Frank Hennessey Mgmt For For For 1.4 Elect Gail McGovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For For For 4 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
Duke Realty Corporation Ticker Security ID: Meeting Date Meeting Status DRE CUSIP 264411505 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program
Duke Realty Corporation Ticker Security ID: Meeting Date Meeting Status DRE CUSIP 264411505 07/22/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Increase of Authorized Preferred Mgmt For Against Against Stock
E. I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights
EarthLink, Inc. Ticker Security ID: Meeting Date Meeting Status ELNK CUSIP 270321102 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Susan Bowick Mgmt For For For 1.2 Elect Terrell Jones Mgmt For For For 1.3 Elect David Koretz Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Internet Network Management Practices
Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For Against Against 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For Against Against 3 Elect R. David Hoover Mgmt For Against Against 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For Withhold Against 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Measures Mgmt For For For under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For
Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 04/21/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Dea Mgmt For For For 1.2 Elect Randall Eresman Mgmt For For For 1.3 Elect Claire Farley Mgmt For For For 1.4 Elect Fred Fowler Mgmt For For For 1.5 Elect Barry Harrison Mgmt For For For 1.6 Elect Suzanne Nimocks Mgmt For For For 1.7 Elect David O'Brien Mgmt For For For 1.8 Elect Jane Peverett Mgmt For For For 1.9 Elect Allan Sawin Mgmt For For For 1.10 Elect Bruce Waterman Mgmt For For For 1.11 Elect Clayton Woitas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Shareholder Rights' Plan Mgmt For For For 4 Amendments to By-Laws Mgmt For For For
EnCana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 11/25/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Spin-off Mgmt For For For 2 Employee Stock Option Plan (Cenovus Mgmt For For For Energy Inc.) 3 Shareholder Rights Plan (Cenovus Mgmt For For For Energy Inc.)
Enerplus Resources Fund Ticker Security ID: Meeting Date Meeting Status ERF CUSIP 29274D604 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edwin Dodge Mgmt For For For 1.2 Elect Robert Hodgins Mgmt For Withhold Against 1.3 Elect Gordon Kerr Mgmt For For For 1.4 Elect Douglas Martin Mgmt For For For 1.5 Elect David O'Brien Mgmt For For For 1.6 Elect Glen Roane Mgmt For Withhold Against 1.7 Elect W. C. (Mike) Seth Mgmt For For For 1.8 Elect Donald West Mgmt For For For 1.9 Elect Harry Wheeler Mgmt For For For 1.10 Elect Clayton Woitas Mgmt For For For 1.11 Elect Robert Zorich Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Enersis Ticker Security ID: Meeting Date Meeting Status ENERSIS CUSIP 29274F104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors Mgmt For Abstain Against 4 Directors' Fees Mgmt For Abstain Against 5 Directors' Committee Fees and Budget Mgmt For Abstain Against 6 Appointment of Auditor Mgmt For Abstain Against 7 Appointment of Account Inspectors Mgmt For Abstain Against 8 Appointment of Risk Rating Agency Mgmt For Abstain Against 9 Investment and Finance Policy Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against 11 Authority to Carry Out Formalities Mgmt For For For 12 Amendments to Articles Mgmt For Abstain Against 13 Authority to Carry Out Formalities Mgmt For For For
Entertainment Properties Trust Ticker Security ID: Meeting Date Meeting Status EPR CUSIP 29380T105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barrett Brady Mgmt For For For 1.2 Elect Peter Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For Withhold Against 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For Withhold Against 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against For Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHldr Against Against For Right to Water 8 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Future Energy Trends
F.N.B. Corporation Ticker Security ID: Meeting Date Meeting Status FNB CUSIP 302520101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Philip Gingerich Mgmt For For For 1.3 Elect Robert Goldstein Mgmt For For For 1.4 Elect Stephen Gurgovits Mgmt For For For 1.5 Elect David Malone Mgmt For For For 1.6 Elect Harry Radcliffe Mgmt For For For 1.7 Elect Arthur Rooney II Mgmt For Withhold Against 1.8 Elect John Rose Mgmt For For For 1.9 Elect Stanton Sheetz Mgmt For Withhold Against 1.10 Elect William Strimbu Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Fidelity National Financial, Inc. Ticker Security ID: Meeting Date Meeting Status FNF CUSIP 31620R105 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Lane Mgmt For For For 1.2 Elect William Lyon Mgmt For For For 1.3 Elect Richard Massey Mgmt For For For 1.4 Elect Cary Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
First Mercury Financial Corporation Ticker Security ID: Meeting Date Meeting Status FMR CUSIP 320841109 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Shapiro Mgmt For Withhold Against 1.2 Elect Jerome Shaw Mgmt For For For 1.3 Elect Richard Smith Mgmt For For For 2 Performance-Based Annual Incentive Mgmt For For For Plan for Section 162(m) Purposes 3 Ratification of Auditor Mgmt For For For
First Niagara Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status FNFG CUSIP 33582V108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Jeremiah Mgmt For For For 1.2 Elect John Koelmel Mgmt For For For 1.3 Elect George Philip Mgmt For For For 1.4 Elect Louise Woerner Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For
Firstenergy Corp. Ticker Security ID: Meeting Date Meeting Status FE CUSIP 337932107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
FirstMerit Corporation Ticker Security ID: Meeting Date Meeting Status FMER CUSIP 337915102 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Baer Mgmt For For For 1.2 Elect Karen Belden Mgmt For For For 1.3 Elect R. Cary Blair Mgmt For For For 1.4 Elect John Blickle Mgmt For For For 1.5 Elect Robert Briggs Mgmt For For For 1.6 Elect Richard Colella Mgmt For For For 1.7 Elect Gina France Mgmt For For For 1.8 Elect Paul Greig Mgmt For For For 1.9 Elect Terry Haines Mgmt For For For 1.10 Elect J. Michael Hochschwender Mgmt For For For 1.11 Elect Clifford Isroff Mgmt For For For 1.12 Elect Philip Lloyd, II Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Technical Amendments to Articles Mgmt For For For 4 Authorization of Board to Set Board Mgmt For For For Size Within a Range 5 Elimination of Supermajority Mgmt For For For Requirement Regarding Corporate Transactions 6 Elimination of Supermajority Mgmt For For For Requirement Regarding Amending the Articles 7 Amendment to Regulations Regarding Mgmt For For For Removal of Directors by Majority Vote
Foot Locker, Inc. Ticker Security ID: Meeting Date Meeting Status FL CUSIP 344849104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ken Hicks Mgmt For For For 1.2 Elect James Preston Mgmt For For For 1.3 Elect Dona Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Foot Locker Mgmt For For For Stock Incentive Plan
France Telecom Ticker Security ID: Meeting Date Meeting Status FTE CUSIP 35177Q105 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Ratification Mgmt For For For of Board Acts 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Losses/Dividends Mgmt For For For 4 Agreement with the French State Mgmt For For For 5 Agreements with Directors Mgmt For For For 6 Agreement with Novalis Mgmt For For For 7 Authority to Repurchase Shares Mgmt For Against Against 8 Elect Stephane Richard Mgmt For For For 9 Elect Marc Maouche Mgmt For For For 10 Elect Jean-Pierre Borderieux Mgmt For Against Against 11 Authority to Issue Shares to Holders Mgmt For For For of Orange SA Shares and Options 12 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Shares and Options 13 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 15 Authority to Cancel Shares and Mgmt For For For Reduce Capital 16 Authority to Carry Out Formalities Mgmt For For For
Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Robert Joffe Mgmt For For For 5 Elect Charles Johnson Mgmt For For For 6 Elect Gregory Johnson Mgmt For For For 7 Elect Rupert Johnson, Jr. Mgmt For For For 8 Elect Thomas Kean Mgmt For For For 9 Elect Chutta Ratnathicam Mgmt For For For 10 Elect Peter Sacerdote Mgmt For Against Against 11 Elect Laura Stein Mgmt For For For 12 Elect Anne Tatlock Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Mgmt For For For Stock Incentive Plan
Fresenius Medical Care AG & Co. KGaA Ticker Security ID: Meeting Date Meeting Status FME CUSIP 358029106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of General Partner Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Remuneration Policy Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Increase in Authorized Capital Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Transaction of Other Business Mgmt Against Against For
Frontier Communications Corporation Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Peter Bynoe Mgmt For For For 1.3 Elect Jeri Finard Mgmt For For For 1.4 Elect Lawton Whele Fitt Mgmt For For For 1.5 Elect William Kraus Mgmt For For For 1.6 Elect Howard Schrott Mgmt For For For 1.7 Elect Larraine Segil Mgmt For For For 1.8 Elect David Ward Mgmt For For For 1.9 Elect Myron Wick III Mgmt For For For 1.10 Elect Mary Agnes Wilderotter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 4 Ratification of Auditor Mgmt For For For
Frontier Communications Corporation Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 10/27/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Increase in Authorized Common Stock Mgmt For For For 3 Issuance of Common Stock Pursuant to Mgmt For For For Merger
Frontline Ltd. Ticker Security ID: Meeting Date Meeting Status FRO CUSIP G3682E127 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Frixos Savvides Mgmt For For For 4 Elect Kathrine Fredriksen Mgmt For For For 5 Board Size Mgmt For For For 6 Board Vacancies Mgmt For Against Against 7 Stock Option Plan Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' Fees Mgmt For Against Against
Garmin Ltd. Ticker Security ID: Meeting Date Meeting Status GRMN CUSIP G37260109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gene Betts Mgmt For For For 1.2 Elect Thomas Poberezny Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Reincorporation from the Cayman Mgmt For For For Islands to Switzerland 5 Right to Adjourn Meeting Mgmt For For For
Genco Shipping & Trading Limited Ticker Security ID: Meeting Date Meeting Status GNK CUSIP Y2685T107 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nathaniel Kramer Mgmt For For For 1.2 Elect Mark Polzin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For Against Against 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
GENERAL MARITIME CORPORATION Ticker Security ID: Meeting Date Meeting Status GMR CUSIP Y2693R101 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Georgiopoulos Mgmt For For For 1.2 Elect William Crabtree Mgmt For For For 1.3 Elect E. Grant Gibbons Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Johns Mgmt For For For 1.6 Elect Michael Johns Mgmt For For For 1.7 Elect J. Hicks Lanier Mgmt For For For 1.8 Elect Wendy Needham Mgmt For For For 1.9 Elect Jerry Nix Mgmt For Withhold Against 1.10 Elect Larry Prince Mgmt For For For 1.11 Elect Gary Rollins Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Grupo Aeroportuario del Pacifico SAB de CV Ticker Security ID: Meeting Date Meeting Status GAP.B CUSIP 400506101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Statutory Reports Mgmt For Abstain Against 2 Accounts and Reports Mgmt For Abstain Against 3 Allocation of Profits Mgmt For For For 4 Allocation of Dividends Mgmt For For For 5 Authority to Reduce Share Capital Mgmt For For For 6 Cancellation of Authority to Mgmt For For For Repurchase Shares 7 Election of Directors - Class BB Mgmt For For For 8 Special Dividend Mgmt For For For 9 Amendments to Articles Mgmt For Abstain Against
Grupo Aeroportuario del Pacifico SAB de CV Ticker Security ID: Meeting Date Meeting Status GAP.B CUSIP 400506101 06/02/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Special Dividend Mgmt For For For
Grupo Televisa Ticker Security ID: Meeting Date Meeting Status TLEVISA CUSIP 40049J206 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt N/A Against N/A 2 Election of Meeting Delegates Mgmt N/A For N/A
H. J. Heinz Company Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For Against Against 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting
Hancock Holding Company Ticker Security ID: Meeting Date Meeting Status HBHC CUSIP 410120109 03/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Don Descant Mgmt For For For 1.2 Elect James Estabrook, Jr. Mgmt For For For 1.3 Elect Randall Hanna Mgmt For For For 1.4 Elect Robert Roseberry Mgmt For For For 1.5 Elect Anthony Topazi Mgmt For For For 2 Ratification of Auditor Mgmt For For For
HATTERAS FINANCIAL CORP. Ticker Security ID: Meeting Date Meeting Status HTS CUSIP 41902R103 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael R. Hough Mgmt For For For 1.2 Elect Benjamin M. Hough Mgmt For For For 1.3 Elect David W. Berson Mgmt For For For 1.4 Elect Ira G. Kawaller Mgmt For For For 1.5 Elect Jeffrey D. Miller Mgmt For For For 1.6 Elect Thomas D. Wren Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Incentive Plan Mgmt For For For
HCP, INC. Ticker Security ID: Meeting Date Meeting Status HCP CUSIP 40414L109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
Health Care REIT, Inc. Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 42217K106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Himax Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status HIMX CUSIP 43289P106 08/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Election of Directors (Slate) Mgmt For For For 3 Increase in Authorized Capital, Mgmt For For For Bonus Issue and Share Consolidation 4 Amendment to Share Class Rights Mgmt For For For 5 Misc. Proposal Regarding Capital Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against
HITACHI, LTD.- ADR Ticker Security ID: Meeting Date Meeting Status HIT CUSIP 433578507 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tadamichi Sakiyama Mgmt For Against Against 2 Elect Yoshie Ohta Mgmt For For For 3 Elect Mitsuo Ohashi Mgmt For For For 4 Elect Akihiko Nomiyama Mgmt For For For 5 Elect Kenji Miyahara Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Isao Ono Mgmt For For For 8 Elect Takashi Kawamura Mgmt For For For 9 Elect Masaharu Sumikawa Mgmt For For For 10 Elect Hiroaki Nakanishi Mgmt For Against Against 11 Elect Michiharu Nakamura Mgmt For For For 12 Elect Takashi Miyoshi Mgmt For For For
Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Against For Rights
Hospitality Properties Trust Ticker Security ID: Meeting Date Meeting Status HPT CUSIP 44106M102 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
Hrpt Properties Trust Ticker Security ID: Meeting Date Meeting Status HRP CUSIP 40426W101 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Patrick Donelan Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For
HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CUSIP 404280406 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Rona Fairhead Mgmt For Against Against 4 Elect Michael Geoghegan Mgmt For For For 5 Elect Stephen Green Mgmt For For For 6 Elect Gwyn Morgan Mgmt For For For 7 Elect Narayana Murthy Mgmt For For For 8 Elect Simon Robertson Mgmt For For For 9 Elect John Thornton Mgmt For Against Against 10 Elect Sir Brian Williamson Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Amendments to New Articles Mgmt For For For 15 UK Share Incentive Plan Extension Mgmt For For For 16 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUB.B CUSIP 443510201 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Edwards, Jr. Mgmt For For For 1.2 Elect Lynn Good Mgmt For For For 1.3 Elect Anthony Guzzi Mgmt For For For 1.4 Elect Joel Hoffman Mgmt For For For 1.5 Elect Andrew McNally, IV Mgmt For For For 1.6 Elect Timothy Powers Mgmt For For For 1.7 Elect G. Jackson Ratcliffe Mgmt For For For 1.8 Elect Carlos Rodriguez Mgmt For For For 1.9 Elect Richard Swift Mgmt For For For 1.10 Elect Daniel Van Riper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For For For Award Plan
Hudson City Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status HCBK CUSIP 443683107 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Quest Mgmt For For For 2 Elect Joseph Sponholz Mgmt For For For 3 Executive Officer Annual Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
Hutchison Telecommunicatio ns Hong Kong Holdings Limited Ticker Security ID: Meeting Date Meeting Status 215 CUSIP 44841V102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Canning FOK Kin-ning Mgmt For Against Against 4 Elect Dennis LUI Pok Man Mgmt For For For 5 Elect Peter WONG King Fai Mgmt For For For 6 Elect Susan CHOW WOO Mo Fong Mgmt For Against Against 7 Elect Frank J. SIXT Mgmt For Against Against 8 Elect Dominic LAI Kai Ming Mgmt For For For 9 Elect Henry CHEONG Ying Chew Mgmt For Against Against 10 Elect David LAN Hong Tsung Mgmt For For For 11 Elect Rosanna WONG Yick Ming Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For For For
Hutchison Telecommunicatio ns International Limited Ticker Security ID: Meeting Date Meeting Status 2332 CUSIP 44841T107 05/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Scheme of Arrangement Mgmt For For For 3 Share Capital Adjustment Mgmt For For For
Hutchison Telecommunicatio ns International Limited Ticker Security ID: Meeting Date Meeting Status 2332 CUSIP 44841T107 05/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Scheme of Arrangement Mgmt For For For 3 Share Capital Adjustment Mgmt For For For
Hutchison Telecommunicatio ns International Limited Ticker Security ID: Meeting Date Meeting Status 2332 CUSIP 44841T107 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect CHAN Ting Yu Mgmt For For For 3 Elect Susan CHOW WOO Mo Fong Mgmt For Against Against 4 Elect John Stanton Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Repurchased Shares Mgmt For For For
Hutchison Telecommunicatio ns International Limited Ticker Security ID: Meeting Date Meeting Status 2332 CUSIP 44841T107 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect CHAN Ting Yu Mgmt For For For 3 Elect Susan CHOW WOO Mo Fong Mgmt For Against Against 4 Elect John Stanton Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Repurchased Shares Mgmt For For For
Hutchison Telecommunicatio ns International Limited Ticker Security ID: Meeting Date Meeting Status 2332 CUSIP 44841T107 09/15/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Disposal Mgmt For For For
IBERIABANK Corporation Ticker Security ID: Meeting Date Meeting Status IBKC CUSIP 450828108 01/29/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 2010 Stock Incentive Plan Mgmt For Against Against
IBERIABANK Corporation Ticker Security ID: Meeting Date Meeting Status IBKC CUSIP 450828108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Elaine Abell Mgmt For Withhold Against 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
IBERIABANK Corporation Ticker Security ID: Meeting Date Meeting Status IBKC CUSIP 450828108 08/24/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
infoGROUP Inc. Ticker Security ID: Meeting Date Meeting Status IUSA CUSIP 45670G108 10/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vinod Gupta Mgmt For Withhold Against 1.2 Elect Gary Morin Mgmt For Withhold Against 1.3 Elect Roger Siboni Mgmt For Withhold Against 1.4 Elect Thomas Thomas Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
INFOSYS TECHNOLOGIES LIMITED Ticker Security ID: Meeting Date Meeting Status INFOSYS CUSIP 456788108 06/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt N/A For N/A 2 Allocation of Profits/Dividends Mgmt N/A For N/A 3 Re-elect N. R. Narayana Murthy Mgmt N/A For N/A 4 Re-elect Marti Subrahmanyam Mgmt N/A For N/A 5 Re-elect S. Gopalakrishhan Mgmt N/A For N/A 6 Re-elect S. Shibulal Mgmt N/A For N/A 7 Re-elect T.V. Mohandas Pai Mgmt N/A For N/A 8 Appointment of Auditor and Authority Mgmt N/A For N/A to Set Fees 9 Reappointment of T.V.M. Pai as Mgmt N/A For N/A Executive Director; Approval of Compensation 10 Reappointment of S. Batni as Mgmt N/A For N/A Executive Director; Approval of Compensation
ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CUSIP 456837 11/25/2009 Unvoted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Strategy Plan Mgmt For N/A N/A 2 Authority to Issue Shares w/ or w/o Mgmt For N/A N/A Preemptive Rights
Inland Real Estate Corporation Ticker Security ID: Meeting Date Meeting Status IRC CUSIP 457461200 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas D'Arcy Mgmt For For For 2 Elect Daniel Goodwin Mgmt For For For 3 Elect Joel Herter Mgmt For For For 4 Elect Heidi Lawton Mgmt For For For 5 Elect Thomas McAuley Mgmt For For For 6 Elect Thomas McWilliams Mgmt For For For 7 Elect Joel Simmons Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Insteel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status IIIN CUSIP 45774W108 02/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Louis Hannen Mgmt For Withhold Against 1.2 Elect C. Richard Vaughn Mgmt For Withhold Against 1.3 Elect Howard Woltz, Jr. Mgmt For Withhold Against 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation
Intercontinental Hotels Group PLC Ticker Security ID: Meeting Date Meeting Status IHG CUSIP 45857P301 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Graham Allan Mgmt For For For 5 Elect Ralph Kugler Mgmt For For For 6 Elect David Webster Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authorisation of Political Donations Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Adoption of New Articles Mgmt For For For 14 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
Intersil Corporation Ticker Security ID: Meeting Date Meeting Status ISIL CUSIP 46069S109 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bell Mgmt For For For 1.2 Elect Robert Conn Mgmt For For For 1.3 Elect James Diller Mgmt For For For 1.4 Elect Gary Gist Mgmt For For For 1.5 Elect Mercedes Johnson Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Jan Peeters Mgmt For For For 1.8 Elect Robert Pokelwaldt Mgmt For For For 1.9 Elect James Urry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
Intersil Corporation Ticker Security ID: Meeting Date Meeting Status ISIL CUSIP 46069S109 10/06/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 2 Employee Stock Option Exchange Mgmt For For For Program
iPass, Inc. Ticker Security ID: Meeting Date Meeting Status IPAS CUSIP 46261V108 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary A. Griffiths Mgmt For For For 1.2 Elect Evan L. Kaplan Mgmt For For For 1.3 Elect Samuel L. Schwerin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reverse Stock Split Mgmt For For For
J.C. Penney Company, Inc. Ticker Security ID: Meeting Date Meeting Status JCP CUSIP 708160106 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Barrett Mgmt For Against Against 2 Elect M. Anthony Burns Mgmt For Against Against 3 Elect Maxine Clark Mgmt For Against Against 4 Elect Thomas Engibous Mgmt For For For 5 Elect Kent Foster Mgmt For For For 6 Elect Geraldine Laybourne Mgmt For For For 7 Elect Burl Osborne Mgmt For Against Against 8 Elect Leonard Roberts Mgmt For For For 9 Elect Javier Teruel Mgmt For For For 10 Elect R. Gerald Turner Mgmt For Against Against 11 Elect Myron Ullman III Mgmt For For For 12 Elect Mary Beth West Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Jabil Circuit, Inc. Ticker Security ID: Meeting Date Meeting Status JBL CUSIP 466313103 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For Withhold Against 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For Against Against 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For Against Against 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting
Knightsbridge Tankers Limited Ticker Security ID: Meeting Date Meeting Status VLCCF CUSIP G5299G106 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ola Lorentzon Mgmt For Against Against 2 Elect Douglas Wolcott Mgmt For For For 3 Elect David White Mgmt For Against Against 4 Elect Hans Petter Aas Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Directors' Fees Mgmt For Abstain Against 7 Increase in Authorized Capital Mgmt For For For
Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajaypal Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For Against Against 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
LAN Airlines SA Ticker Security ID: Meeting Date Meeting Status LAN CUSIP P62871101 10/29/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to Equity Compensation Plan Mgmt For Abstain Against 2 Authority to Carry Out Formalities Mgmt For For For
Landauer, Inc. Ticker Security ID: Meeting Date Meeting Status LDR CUSIP 51476K103 02/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Leatherman Mgmt For For For 1.2 Elect David Meador Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Limited Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LTD CUSIP 532716107 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Hersch Mgmt For For For 2 Elect David Kollat Mgmt For For For 3 Elect William Loomis, Jr. Mgmt For For For 4 Elect Leslie Wexner Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Swanson, Jr. Mgmt For Withhold Against 1.2 Elect David Lee Mgmt For For For 1.3 Elect Lothar Maier Mgmt For For For 1.4 Elect Richard Moley Mgmt For For For 1.5 Elect Thomas Volpe Mgmt For Withhold Against 2 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 3 2009 Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Lorillard, Inc. Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Virgis Colbert Mgmt For Withhold Against 1.2 Elect Richard Roedel Mgmt For Withhold Against 1.3 Elect David Taylor Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Manulife Financial Corporation Ticker Security ID: Meeting Date Meeting Status MFC CUSIP 56501R106 05/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Linda Bammann Mgmt For For For 1.2 Elect John Cassaday Mgmt For For For 1.3 Elect Gail Cook-Bennett Mgmt For For For 1.4 Elect Thomas d'Aquino Mgmt For For For 1.5 Elect Richard DeWolfe Mgmt For Withhold Against 1.6 Elect Robert Dineen, Jr. Mgmt For For For 1.7 Elect Pierre Ducros Mgmt For For For 1.8 Elect Donald Guloien Mgmt For For For 1.9 Elect Scott Hand Mgmt For For For 1.10 Elect Robert Harding Mgmt For For For 1.11 Elect Luke Helms Mgmt For For For 1.12 Elect Thomas Kierans Mgmt For For For 1.13 Elect Lorna Marsden Mgmt For For For 1.14 Elect John Palmer Mgmt For For For 1.15 Elect Hugh Sloan, Jr. Mgmt For For For 1.16 Elect Gordon Thiessen Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For Against Against 2 Elect Clarence Cazalot, Jr. Mgmt For For For 3 Elect David Daberko Mgmt For Against Against 4 Elect William Davis, III Mgmt For Against Against 5 Elect Shirley Jackson Mgmt For Against Against 6 Elect Philip Lader Mgmt For Against Against 7 Elect Charles Lee Mgmt For Against Against 8 Elect Michael Phelps Mgmt For Against Against 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect Seth Schofield Mgmt For Against Against 11 Elect John Snow Mgmt For Against Against 12 Elect Thomas Usher Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Executive Compensation (Say on Pay)
Masco Corporation Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Archer Mgmt For For For 2 Elect Anthony Earley, Jr. Mgmt For Against Against 3 Elect Lisa Payne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Long-Term Mgmt For Against Against Stock Incentive Plan
MASIMO CORPORATION Ticker Security ID: Meeting Date Meeting Status MASI CUSIP 574795100 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joe Kiani Mgmt For For For 1.2 Elect Jack Lasersohn Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHldr Against Against For Cage-Free Eggs
McGraw-Hill Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MHP CUSIP 580645109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pedro Aspe Mgmt For For For 2 Elect Robert McGraw Mgmt For For For 3 Elect Hilda Ochoa-Brillembourg Mgmt For For For 4 Elect Edward Rust, Jr. Mgmt For Against Against 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement Related to Classified Board 7 Elimination of Supermajority Mgmt For For For Requirement Regarding Mergers or Consolidations 8 Elimination of Supermajority Mgmt For For For Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business 9 Elimination of Supermajority Mgmt For For For Requirement Regarding Plan for the Exchange of Shares 10 Elimination of Supermajority Mgmt For For For Requirement Regarding Authorization of Dissolution 11 Elimination of the "Fair Price" Mgmt For For For Provision 12 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
MeadWestvaco Corporation Ticker Security ID: Meeting Date Meeting Status MWV CUSIP 583334107 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Campbell Mgmt For For For 2 Elect Thomas Cole, Jr. Mgmt For For For 3 Elect James Kaiser Mgmt For For For 4 Elect Richard Kelson Mgmt For For For 5 Elect James Kilts Mgmt For For For 6 Elect Susan Kropf Mgmt For For For 7 Elect Douglas Luke Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Robert McCormack Mgmt For For For 10 Elect Timothy Powers Mgmt For For For 11 Elect Edward Straw Mgmt For For For 12 Elect Jane Warner Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting
Medical Properties Trust, Inc. Ticker Security ID: Meeting Date Meeting Status MPW CUSIP 58463J304 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect Virginia Clarke Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect R. Steven Hamner Mgmt For Withhold Against 1.5 Elect Robert Holmes Mgmt For For For 1.6 Elect Sherry Kellett Mgmt For For For 1.7 Elect William McKenzie Mgmt For For For 1.8 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Mercury General Corporation Ticker Security ID: Meeting Date Meeting Status MCY CUSIP 589400100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Joseph Mgmt For For For 1.2 Elect Martha Marcon Mgmt For For For 1.3 Elect Donald Spuehler Mgmt For For For 1.4 Elect Richard Grayson Mgmt For For For 1.5 Elect Donald Newell Mgmt For For For 1.6 Elect Bruce Bunner Mgmt For For For 1.7 Elect Nathan Bessin Mgmt For Withhold Against 1.8 Elect Michael Curtius Mgmt For For For 1.9 Elect Gabriel Tirador Mgmt For For For 2 Re-Approval of the Material Terms of Mgmt For For For the Performance Criteria Under the 2005 Equity Incentive Plan
Meredith Corporation Ticker Security ID: Meeting Date Meeting Status MDP CUSIP 589433101 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Craigie Mgmt For For For 1.2 Elect William Kerr Mgmt For For For 1.3 Elect Frederick Henry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reaffirm Material Terms of 2004 Mgmt For For For Stock Incentive Plan 4 Amendment to the 2004 Stock Mgmt For For For Incentive Plan
Merix Corporation Ticker Security ID: Meeting Date Meeting Status MERX CUSIP 590049102 02/08/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against
Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steve Sanghi Mgmt For For For 1.2 Elect Albert Hugo-Martinez Mgmt For For For 1.3 Elect L. B. Day Mgmt For For For 1.4 Elect Matthew Chapman Mgmt For For For 1.5 Elect Wade Meyercord Mgmt For Withhold Against 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
MITSUBISHI UFJ FINANCIAL GROUP, INC. Ticker Security ID: Meeting Date Meeting Status MTU CUSIP 606822104 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt N/A For N/A 2 Elect Munetaka Okihara Mgmt N/A For N/A 3 Elect Kinya Okauchi Mgmt N/A For N/A 4 Elect Katsunori Nagayasu Mgmt N/A For N/A 5 Elect Kyouta Ohmori Mgmt N/A For N/A 6 Elect Hiroshi Saitoh Mgmt N/A For N/A 7 Elect Nobushige Kamei Mgmt N/A For N/A 8 Elect Masao Hasegawa Mgmt N/A For N/A 9 Elect Fumiyuki Akikusa Mgmt N/A For N/A 10 Elect Kazuo Takeuchi Mgmt N/A For N/A 11 Elect Nobuyuki Hirano Mgmt N/A For N/A 12 Elect Shunsuke Teraoka Mgmt N/A For N/A 13 Elect Kaoru Wachi Mgmt N/A For N/A 14 Elect Takashi Oyamada Mgmt N/A For N/A 15 Elect Ryuji Araki Mgmt N/A For N/A 16 Elect Kazuhiro Watanabe Mgmt N/A For N/A 17 Elect Takuma Ohtoshi Mgmt N/A For N/A
Mizuho Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8411 CUSIP 60687Y109 06/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Takashi Tsukamoto Mgmt For For For 3 Elect Setsu Ohnishi Mgmt For For For 4 Elect Takeo Nakano Mgmt For For For 5 Elect Shuzoh Haimoto Mgmt For For For 6 Elect Masahiro Seki Mgmt For For For 7 Shareholder Proposal Regarding the Mgmt Against For Against Limitation of MBO Loan Transactions 8 Shareholder Proposal Regarding Mgmt Against For Against Compensation Disclosure
Molex Incorporated Ticker Security ID: Meeting Date Meeting Status MOLX CUSIP 608554101 10/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michelle Collins Mgmt For For For 1.2 Elect Fred Krehbiel Mgmt For For For 1.3 Elect David Landsittel Mgmt For For For 1.4 Elect Joe Laymon Mgmt For Withhold Against 1.5 Elect James Metcalf Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roy Bostock Mgmt For Against Against 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 20 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback)
National Bank of Greece Ticker Security ID: Meeting Date Meeting Status ETE CUSIP 633643408 01/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Spin-off Mgmt For Abstain Against 2 Spin-off Mgmt For Abstain Against 3 Authorization of Legal Formalities Mgmt For Abstain Against 4 Ratification of Co-option of New Mgmt For For For Board Members 5 Election of Directors Mgmt For For For 6 Election of Audit Committee Mgmt For For For 7 Board Transactions Mgmt For For For 8 Amendments to Articles Mgmt For Abstain Against 9 Authority to Issue Convertible Bonds Mgmt For Abstain Against
National Grid plc Ticker Security ID: Meeting Date Meeting Status NG CUSIP 636274300 07/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir John Parker Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Kenneth Harvey Mgmt For For For 6 Elect Steve Lucas Mgmt For For For 7 Elect Stephen Pettit Mgmt For For For 8 Elect Nick Winser Mgmt For For For 9 Elect George Rose Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Directors' Remuneration Report Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Scrip Dividend Mgmt For For For 15 Capitalisation of Share Premium Mgmt For For For Account 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 19 Amendments to Articles Regarding Mgmt For For For Borrowing Limits 20 Amendments to Articles Regarding Mgmt For For For Objects Clause and Authorised Capital
National Presto Industries, Inc. Ticker Security ID: Meeting Date Meeting Status NPK CUSIP 637215104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Cardozo Mgmt For Withhold Against 1.2 Elect Patrick Quinn Mgmt For For For 2 Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Nationwide Health Properties, Inc. Ticker Security ID: Meeting Date Meeting Status NHP CUSIP 638620104 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Banks Mgmt For For For 1.2 Elect Douglas Pasquale Mgmt For For For 1.3 Elect Robert Paulson Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan
Nippon Telegraph And Telephone Corporation Ticker Security ID: Meeting Date Meeting Status 9432 CUSIP 654624105 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Norio Wada Mgmt For For For 3 Elect Satoshi Miura Mgmt For For For 4 Elect Noritaka Uji Mgmt For For For 5 Elect Hiroo Unoura Mgmt For For For 6 Elect Kaoru Kanazawa Mgmt For For For 7 Elect Yasuyoshi Katayama Mgmt For For For 8 Elect Toshio Kobayashi Mgmt For For For 9 Elect Hiroki Watanabe Mgmt For For For 10 Elect Hiromichi Shinohara Mgmt For For For 11 Elect Tetsuya Shohji Mgmt For For For 12 Elect Takashi Imai Mgmt For For For 13 Elect Yotaroh Kobayashi Mgmt For For For
Nissan Motor Co Ltd Ticker Security ID: Meeting Date Meeting Status 7201 CUSIP 654744408 06/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Toshiyuki Nakamura Mgmt For For For 2 Elect Mikio Nakura Mgmt For Against Against 3 Employees' Stock Option Plan Mgmt For For For 4 Directors' Stock Option Plan Mgmt For For For
NOKIA OYJ Ticker Security ID: Meeting Date Meeting Status NOK1V CUSIP 654902204 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights
Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Thomas Fargo Mgmt For For For 4 Elect Victor Fazio Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Stephen Frank Mgmt For Against Against 7 Elect Bruce Gordon Mgmt For For For 8 Elect Madeleine Kleiner Mgmt For For For 9 Elect Karl Krapek Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Aulana Peters Mgmt For Against Against 12 Elect Kevin Sharer Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate Regarding Mgmt For For For to the Right to Call a Special Meeting 15 Amendment Certificate of Northrop Mgmt For For For Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions 16 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation
NTT DoCoMo Incorporated Ticker Security ID: Meeting Date Meeting Status 9437 CUSIP 62942M201 06/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For
Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
NutriSystem, Inc. Ticker Security ID: Meeting Date Meeting Status NTRI CUSIP 67069D108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bernstock Mgmt For Withhold Against 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For Withhold Against 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NYSE Euronext Ticker Security ID: Meeting Date Meeting Status NYX CUSIP 629491101 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andre Bergen Mgmt For For For 1.2 Elect Ellyn Brown Mgmt For For For 1.3 Elect Marshall Carter Mgmt For For For 1.4 Elect Patricia Cloherty Mgmt For For For 1.5 Elect George Cox Mgmt For For For 1.6 Elect Sylvain Hefes Mgmt For For For 1.7 Elect Jan-Michiel Hessels Mgmt For For For 1.8 Elect Duncan McFarland Mgmt For For For 1.9 Elect James McNulty Mgmt For For For 1.10 Elect Duncan Niederauer Mgmt For For For 1.11 Elect Ricardo Espirito Santo Salgado Mgmt For For For 1.12 Elect Robert Scott Mgmt For For For 1.13 Elect Jackson Tai Mgmt For For For 1.14 Elect Jean-Francois Theodore Mgmt For For For 1.15 Elect Rijnhard van Tets Mgmt For For For 1.16 Elect Brian Williamson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Simple Majority Vote 4 Shareholder Proposal Regarding ShrHldr Against Against For Certificated Shares
Officemax Incorporated Ticker Security ID: Meeting Date Meeting Status OMX CUSIP 67622P101 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dorrit Bern Mgmt For For For 2 Elect Warren Bryant Mgmt For For For 3 Elect Joseph DePinto Mgmt For For For 4 Elect Sam Duncan Mgmt For For For 5 Elect Rakesh Gangwal Mgmt For For For 6 Elect Francesca Ruiz de Luzuriaga Mgmt For For For 7 Elect William Montgoris Mgmt For For For 8 Elect David Szymanski Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2003 Incentive and Mgmt For Against Against Performance Plan
Old Republic International Corporation Ticker Security ID: Meeting Date Meeting Status ORI CUSIP 680223104 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jimmy Dew Mgmt For For For 1.2 Elect John Dixon Mgmt For For For 1.3 Elect Dennis Van Mieghem Mgmt For Withhold Against 2 Amendment to the 2006 Incentive Mgmt For For For Compensation Plan
Olin Corporation Ticker Security ID: Meeting Date Meeting Status OLN CUSIP 680665205 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Robert Bunch Mgmt For For For 1.2 Elect Randall Larrimore Mgmt For For For 1.3 Elect John O'Connor Mgmt For For For 2 Amendment to the 1997 Stock Plan for Mgmt For For For Non-Employee Directors 3 Amendment to the Senior Management Mgmt For For For Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For
ONEOK, Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect David Kyle Mgmt For For For 6 Elect Bert Mackie Mgmt For For For 7 Elect Jim Mogg Mgmt For For For 8 Elect Jim Mogg Mgmt For For For 9 Elect Gary Parker Mgmt For For For 10 Elect Eduardo Rodriguez Mgmt For For For 11 Elect Gerald Smith Mgmt For For For 12 Elect David Tippeconnic Mgmt For For For 13 Ratification of Auditor Mgmt For For For
ORIX CORPORATION Ticker Security ID: Meeting Date Meeting Status 8591 CUSIP 686330101 06/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Yoshihiko Miyauchi Mgmt For For For 1.2 Elect Yukio Yanase Mgmt For For For 1.3 Elect Hiroaki Nishina Mgmt For For For 1.4 Elect Haruyuki Urata Mgmt For For For 1.5 Elect Kazuo Kojima Mgmt For For For 1.6 Elect Yoshiyuki Yamaya Mgmt For For For 1.7 Elect Makoto Inoue Mgmt For For For 1.8 Elect Yoshinori Yokoyama Mgmt For For For 1.9 Elect Hirotaka Takeuchi Mgmt For For For 1.10 Elect Takeshi Sasaki Mgmt For For For 1.11 Elect Eiko Tsujiyama Mgmt For For For 1.12 Elect Robert Feldman Mgmt For For For 1.13 Elect Takeshi Niinami Mgmt For For For
Oshkosh Corporation Ticker Security ID: Meeting Date Meeting Status OSK CUSIP 688239201 02/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
Overseas Shipholding Group, Inc. Ticker Security ID: Meeting Date Meeting Status OSG CUSIP 690368105 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan
Panasonic Corporation Ticker Security ID: Meeting Date Meeting Status 6752 CUSIP 69832A205 06/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kunio Nakamura Mgmt For Withhold Against 1.2 Elect Masayuki Matsushita Mgmt For For For 1.3 Elect Fumio Ohtsubo Mgmt For For For 1.4 Elect Toshihiro Sakamoto Mgmt For For For 1.5 Elect Takahiro Mori Mgmt For For For 1.6 Elect Yasuo Katsura Mgmt For For For 1.7 Elect Hitoshi Ohtsuki Mgmt For For For 1.8 Elect Ken Morita Mgmt For For For 1.9 Elect Ikusaburoh Kashima Mgmt For For For 1.10 Elect Junji Nomura Mgmt For For For 1.11 Elect Kazunori Takami Mgmt For For For 1.12 Elect Makoto Uenoyama Mgmt For For For 1.13 Elect Masatoshi Harada Mgmt For For For 1.14 Elect Ikuo Uno Mgmt For For For 1.15 Elect Masayuki Oku Mgmt For For For 1.16 Elect Masashi Makino Mgmt For For For 1.17 Elect Masaharu Matsushita Mgmt For For For 1.18 Elect Yoshihiko Yamada Mgmt For For For 1.19 Elect Takashi Tohyama Mgmt For For For 2 Elect Hiroyuki Takahashi Mgmt For For For
Partner Communications Company Ltd. Ticker Security ID: Meeting Date Meeting Status PTNR CUSIP 70211M109 04/28/2010 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2 Authority to Set Auditor's Fees Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Election of Directors (Slate); Fees Mgmt For For For 5 Indemnification of Directors/Officers Mgmt For For For 6 Declaration of Material Interest Mgmt N/A Against N/A 7 Related Party Transactions Mgmt For For For 8 Declaration of Material Interest Mgmt N/A Against N/A 9 Declaration of Material Interest Mgmt N/A For N/A
Partner Communications Company Ltd. Ticker Security ID: Meeting Date Meeting Status PTNR CUSIP 70211M109 10/22/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Mr. Ben-Zeev as an Mgmt For For For External Director 2 Controlling interest? Mgmt N/A Against N/A 3 Approval of an Run-Off Insurance Mgmt For For For Policy 4 Controlling interest? Mgmt N/A Against N/A 5 Approval of a Registration Rights Mgmt For For For Agreement 6 Controlling interest? Mgmt N/A Against N/A 7 Indemnification of Directors and Mgmt For For For Office Holders 8 Controlling interest? Mgmt N/A Against N/A 9 Approval of the Company's Director Mgmt For For For and Office Holder Insurance Policy 10 Bundled Amendments to Articles Mgmt For Against Against 11 Controlling interest? Mgmt N/A Against N/A 12 Controlling interest? Mgmt N/A For N/A
Patterson-UTI Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PTEN CUSIP 703481101 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For Withhold Against 2 Amendment to 2005 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
Paychex, Inc. Ticker Security ID: Meeting Date Meeting Status PAYX CUSIP 704326107 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For
PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Harold Selick Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Pengrowth Energy Trust Ticker Security ID: Meeting Date Meeting Status PGF CUSIP 706902509 05/11/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor and Authority Mgmt For For For to Set Fees 2.1 Elect Derek Evans Mgmt For For For 2.2 Elect John Zaozirny Mgmt For Withhold Against 2.3 Elect Thomas Cumming Mgmt For For For 2.4 Elect Wayne Foo Mgmt For For For 2.5 Elect James McFarland Mgmt For For For 2.6 Elect Michael Parrett Mgmt For For For 2.7 Elect A. Terence Poole Mgmt For For For 2.8 Elect D. Michael Stewart Mgmt For For For 3 2010 Long Term Incentive Plan Mgmt For For For 4 Amendment to By-Law No.1 Mgmt For For For
Pepco Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status POM CUSIP 713291102 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Dunn IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For Withhold Against 1.12 Elect Lester Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Public Policy Issues
Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Against For Rights Protocols
Philippine Long Distance Telephone Company Ticker Security ID: Meeting Date Meeting Status TEL CUSIP 718252604 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For
Philippine Long Distance Telephone Company Ticker Security ID: Meeting Date Meeting Status TEL CUSIP 718252604 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bienvenido Nebres Mgmt For For For 2 Elect Oscar Reyes Mgmt For For For 3 Elect Pedro Roxas Mgmt For For For 4 Elect Alfred Vy Ty Mgmt For For For 5 Elect Donald Dee Mgmt For For For 6 Elect Helen Dee Mgmt For For For 7 Elect Ray Espinosa Mgmt For For For 8 Elect Tatsu Kono Mgmt For For For 9 Elect Takashi Ooi Mgmt For For For 10 Elect Napoleon Nazareno Mgmt For For For 11 Elect Manuel Pangilinan Mgmt For For For 12 Elect Albert del Rosario Mgmt For For For 13 Elect Tony Tan Caktiong Mgmt For For For
Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For Withhold Against 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Humberto Lopez Mgmt For For For 1.9 Elect Kathryn Munro Mgmt For For For 1.10 Elect Bruce Nordstrom Mgmt For For For 1.11 Elect W. Douglas Parker Mgmt For For For 2 Restoration of Right to Call a Mgmt For For For Special Meeting 3 Ratification of Auditor Mgmt For For For
Pitney Bowes Inc. Ticker Security ID: Meeting Date Meeting Status PBI CUSIP 724479100 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect Ernie Green Mgmt For For For 3 Elect John McFarlane Mgmt For For For 4 Elect Eduardo Menasce Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Declassify the Board Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr For For For Simple Majority Vote
Polaris Industries Inc. Ticker Security ID: Meeting Date Meeting Status PII CUSIP 731068102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Caulk Mgmt For For For 1.2 Elect Bernd Kessler Mgmt For For For 1.3 Elect Scott Wine Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PORTUGAL TELECOM SGPS SA Ticker Security ID: Meeting Date Meeting Status PTC CUSIP 737273102 04/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For Against Against 5 Authority to Trade in Company Stock Mgmt For For For 6 Authority to Issue Convertible Bonds Mgmt For For For 7 Suppression of Preemptive Rights Mgmt For For For 8 Authority to Issue Debt Instruments Mgmt For For For 9 Authority to Trade in Company Debt Mgmt For For For Instruments 10 Ad Hoc Committee to Set Remuneration Mgmt For For For Committee Fees 11 Remuneration Report Mgmt For Against Against
PORTUGAL TELECOM SGPS SA Ticker Security ID: Meeting Date Meeting Status PT CUSIP 737273102 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Telefonica Offer Mgmt N/A Abstain N/A
Precision Drilling Trust Ticker Security ID: Meeting Date Meeting Status PD CUSIP 740215108 05/11/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Gibson Mgmt For For For 2 Elect Allen Hagerman Mgmt For For For 3 Elect Patrick Murray Mgmt For For For 4.1 Elect William Donovan Mgmt For For For 4.2 Elect W.C. Dunn Mgmt For For For 4.3 Elect Brian Felesky Mgmt For For For 4.4 Elect Robert Gibson Mgmt For For For 4.5 Elect Allen Hagerman Mgmt For For For 4.6 Elect Stephen Letwin Mgmt For Withhold Against 4.7 Elect Patrick Murray Mgmt For For For 4.8 Elect Kevin Neveu Mgmt For For For 4.9 Elect Frederick Pheasey Mgmt For For For 4.10 Elect Robert Phillips Mgmt For Withhold Against 4.11 Elect Trevor Turbidy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Conversion to a Corporation Mgmt For For For 7 Shareholder Rights Plan Mgmt For For For
Progress Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PGN CUSIP 743263105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect James Bostic, Jr. Mgmt For For For 3 Elect Harris DeLoach Mgmt For For For 4 Elect James Hyler, Jr. Mgmt For For For 5 Elect William Johnson Mgmt For For For 6 Elect Robert Jones Mgmt For For For 7 Elect W. Steven Jones Mgmt For For For 8 Elect Melquiades Martinez Mgmt For For For 9 Elect E. Marie McKee Mgmt For For For 10 Elect John Mullin, III Mgmt For For For 11 Elect Charles Pryor, Jr. Mgmt For For For 12 Elect Carlos Saladrigas Mgmt For For For 13 Elect Theresa Stone Mgmt For For For 14 Elect Alfred Tollison, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
Prospect Capital Corporation Ticker Security ID: Meeting Date Meeting Status PSEC CUSIP 74348T102 12/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Cooper Mgmt For For For 1.2 Elect M. Grier Eliasek Mgmt For Withhold Against 2 Authority to Sell Shares Below Net Mgmt For Against Against Asset Value
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 74435K204 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Garrett Mgmt For For For 4 Elect Bridget Macaskill Mgmt For For For 5 Elect Clark Manning Mgmt For For For 6 Elect Barry Stowe Mgmt For For For 7 Elect Nic Nicandrou Mgmt For For For 8 Elect Rob Devey Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Additional Authority to Issue Shares Mgmt For Against Against w/ Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 74435K204 06/07/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Approval of Matters Giving Effect to Mgmt For For For the Scheme of Arrangement 3 Authority to Allot Shares According Mgmt For For For to the Rights Issue 4 Approval of Executive Share Plans Mgmt For For For 5 Approval of Employee Share Plans Mgmt For For For 6 Authority to Establish Additional Mgmt For For For Employee Share Schemes
Qwest Communications International Inc. Ticker Security ID: Meeting Date Meeting Status Q CUSIP 749121109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For Against Against 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting
R.R. Donnelley & Sons Company Ticker Security ID: Meeting Date Meeting Status RRD CUSIP 257867101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Quinlan, III Mgmt For For For 2 Elect Stephen Wolf Mgmt For For For 3 Elect Lee Chaden Mgmt For For For 4 Elect Judith Hamilton Mgmt For Against Against 5 Elect Susan Ivey Mgmt For For For 6 Elect Thomas Johnson Mgmt For Against Against 7 Elect John Pope Mgmt For For For 8 Elect Michael Riordan Mgmt For Against Against 9 Elect Oliver Sockwell Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding a ShrHldr Against Against For Sustainable Procurement Policy 12 Shareholder Proposal Regarding ShrHldr Against For Against Compensation in the Event of a Change of Control
Repsol-YPF SA Ticker Security ID: Meeting Date Meeting Status REP CUSIP 76026T205 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Board Acts Mgmt For For For 3 Amend Article 9 Mgmt For For For 4 Amend Article 12.bis Mgmt For For For 5 Amend Article 22 Mgmt For For For 6 Amend Article 3 Mgmt For For For 7 Amend Article 9 Mgmt For For For 8 Elect Paulina Beato Blanco Mgmt For For For 9 Elect Artur Carulla Font Mgmt For Against Against 10 Elect Javier Echenique Landiribar Mgmt For For For 11 Elect Raul Cardoso Maycotte Mgmt For For For 12 Elect Henri Philippe Reichstul Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 16 Authority to Carry Out Formalities Mgmt For For For
Resource Capital Corp. Ticker Security ID: Meeting Date Meeting Status RSO CUSIP 76120W302 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Beach Mgmt For For For 1.2 Elect Edward Cohen Mgmt For Withhold Against 1.3 Elect Jonathan Cohen Mgmt For Withhold Against 1.4 Elect William Hart Mgmt For For For 1.5 Elect Gary Ickowicz Mgmt For For For 1.6 Elect Steven J. Kessler Mgmt For For For 1.7 Elect Murray Levin Mgmt For Withhold Against 1.8 Elect P. Sherrill Neff Mgmt For Withhold Against 2 Transaction of Other Business Mgmt For Against Against
Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Martin Feinstein Mgmt For For For 1.2 Elect Susan Ivey Mgmt For For For 1.3 Elect Lionel Nowell, III Mgmt For For For 1.4 Elect Neil Withington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Health Risks of Tobacco 6 Shareholder Proposal Regarding Human ShrHldr Against Against For Rights Protocols
Rockwell Automation, Inc. Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903109 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Johnson Mgmt For For For 1.2 Elect William McCormick, Jr. Mgmt For Withhold Against 1.3 Elect Keith Nosbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentives Plan
Royal Bank Of Canada Ticker Security ID: Meeting Date Meeting Status RY CUSIP 780087102 03/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Geoffrey Beattie Mgmt For For For 1.2 Elect Douglas Elix Mgmt For For For 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect Paule Gauthier Mgmt For For For 1.5 Elect Timothy Hearn Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Jacques Lamarre Mgmt For For For 1.8 Elect Brandt Louie Mgmt For For For 1.9 Elect Michael McCain Mgmt For Withhold Against 1.10 Elect Gordon Nixon Mgmt For For For 1.11 Elect David O'Brien Mgmt For For For 1.12 Elect J. Pedro Reinhard Mgmt For For For 1.13 Elect Edward Sonshine Mgmt For For For 1.14 Elect Kathleen Taylor Mgmt For For For 1.15 Elect Victor Young Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 5 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage
Royal Dutch Shell plc Ticker Security ID: Meeting Date Meeting Status RDSB CUSIP 780259107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Charles Holliday, Jr. Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Lord Kerr of Kinlochard Mgmt For For For 8 Elect Wim Kok Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For Against Against 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Shareholder Proposal Regarding Mgmt Against Against For Report on Oil Sands Projects
RPM International Inc. Ticker Security ID: Meeting Date Meeting Status RPM CUSIP 749685103 10/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Abizaid Mgmt For Withhold Against 1.2 Elect Bruce Carbonari Mgmt For Withhold Against 1.3 Elect James Karman Mgmt For Withhold Against 1.4 Elect Donald Miller Mgmt For Withhold Against 1.5 Elect Jospeh Viviano Mgmt For Withhold Against 2 Amendment to the 2004 Omnibus Equity Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
Sanofi-Aventis Ticker Security ID: Meeting Date Meeting Status SAN CUSIP 80105N105 05/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Ratification of the Co-option of Mgmt For For For Serge Weinberg 6 Elect Catherine Brechignac Mgmt N/A Abstain N/A 7 Elect Robert Castaigne Mgmt For Against Against 8 Elect Lord Douro Mgmt For For For 9 Elect Christian Mulliez Mgmt For Against Against 10 Elect Christopher Viehbacher Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For
SAP AG Ticker Security ID: Meeting Date Meeting Status SAP CUSIP 803054204 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Amend Article 17(3) Mgmt For For For 8 Amend Article 18(2) Mgmt For For For 9 Amend Article 18(5) Mgmt For For For 10 Amend Article 18(6) Mgmt For For For 11 Amend Article 19(2) Mgmt For For For 12 Amend Article 20(4) Mgmt For For For 13 Cancel Existing Authorized Capital I Mgmt For For For & II 14 Increase in Authorized Capital I Mgmt For For For 15 Increase in Authorized Capital II Mgmt For For For 16 Increase in Authorized Capital III Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Supervisory Board Members' Fees Mgmt For For For
SCANA Corporation Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Martin, III Mgmt For For For 1.2 Elect James Micali Mgmt For For For 1.3 Elect Harold Stowe Mgmt For For For 2 Amendment to the Long-Term Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP G7945J104 04/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from the Cayman Mgmt For For For Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Authority to Reduce Share Capital Mgmt For For For 4 Creation of Distributable Reserves Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For
Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP G7945J104 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Luczo Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect William Bradley Mgmt For For For 4 Elect David Marquardt Mgmt For For For 5 Elect Lydia Marshall Mgmt For For For 6 Elect Albert Pimentel Mgmt For For For 7 Elect C.S. Park Mgmt For For For 8 Elect Gregorio Reyes Mgmt For For For 9 Elect John Thompson Mgmt For Against Against 10 Elect Edward Zander Mgmt For For For 11 Amendment to the Employee Stock Mgmt For For For Purchase Plan 12 Employee Stock Option Exchange Mgmt For For For Program 13 Ratification of Auditor Mgmt For For For
SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP 784117103 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred West, Jr. Mgmt For For For 1.2 Elect William Doran Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Shinhan Financial Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 055550 CUSIP 824596100 03/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect RA Eung Chan Mgmt For For For 5 Elect RYOO Shee Yul Mgmt For Against Against 6 Elect KIM Byung Il Mgmt For For For 7 Elect KIM Yo Gu Mgmt For For For 8 Elect KIM Hwee Mook Mgmt For For For 9 Elect YOON Gye Sub Mgmt For For For 10 Elect CHUN Sung Bin Mgmt For For For 11 Elect CHUNG Haeng Nam Mgmt For For For 12 Elect HIRAKAWA Youji Mgmt For For For 13 Elect Philippe Aguignier Mgmt For For For 14 Elect KIM Yo Gu Mgmt For For For 15 Elect YOON Gye Sub Mgmt For For For 16 Elect CHUN Sung Bin Mgmt For For For
Ship Finance International Ltd. Ticker Security ID: Meeting Date Meeting Status SFL CUSIP G81075106 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Leand Mgmt For For For 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Craig Stevenson, Jr. Mgmt For For For 4 Elect Hans Petter Aas Mgmt For For For 5 Elect Cecilie Fredriksen Mgmt For For For 6 Board Size Mgmt For For For 7 Board Vacancies Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' Fees Mgmt For For For 10 Reduction in Share Premium Account Mgmt For For For
Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CUSIP 826197501 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratify Peter Loscher Mgmt For For For 3 Ratify Wolfgang Dehen Mgmt For For For 4 Ratify Heinrich Hiesinger Mgmt For Against Against 5 Ratify Joe Kaeser Mgmt For Against Against 6 Ratify Barbara Kux Mgmt For For For 7 Ratify Jim Reid-Anderson Mgmt For For For 8 Ratify Hermann Requardt Mgmt For Against Against 9 Ratify Siegfried Russwurm Mgmt For For For 10 Ratify Peter Solmssen Mgmt For For For 11 Ratify Gerhard Cromme Mgmt For Against Against 12 Ratify Berthold Huber Mgmt For Against Against 13 Ratify Heinrich Hiesinger Mgmt For Against Against 14 Ratify Josef Ackermann Mgmt For Against Against 15 Ratify Lothar Adler Mgmt For Against Against 16 Ratify Jean-Louis Beffa Mgmt For For For 17 Ratify Gerd von Brandenstein Mgmt For For For 18 Ratify Michael Diekmann Mgmt For For For 19 Ratify Hans Michael Gaul Mgmt For For For 20 Ratify Peter Gruss Mgmt For For For 21 Ratify Bettina Haller Mgmt For For For 22 Ratify Hans-Jurgen Hartung Mgmt For For For 23 Ratify Heinz Hawreliuk Mgmt For Against Against 24 Ratify Harald Kern Mgmt For For For 25 Ratify Nicola Leibinger-Kammuller Mgmt For For For 26 Ratify Werner Monius Mgmt For For For 27 Ratify Hakan Samuelsson Mgmt For For For 28 Ratify Dieter Scheitor Mgmt For For For 29 Ratify Rainer Sieg Mgmt For For For 30 Ratify Birgit Steinborn Mgmt For Against Against 31 Ratify Iain Vallance of Tummel Mgmt For Against Against 32 Ratify Sibylle Wankel Mgmt For For For 33 Approval of Compensation Policy Mgmt For Against Against 34 Appointment of Auditor Mgmt For For For 35 Authority to Repurchase Shares Mgmt For For For 36 Authority to Repurchase Shares using Mgmt For For For Equity Derivatives 37 Authority to Issue Convertible Bonds Mgmt For For For 38 Amendments to Articles Mgmt For For For 39 Agreement with Karl-Hermann Baumann Mgmt For For For 40 Agreement with Johannes Feldmayer Mgmt For For For 41 Agreement with Klaus Kleinfeld Mgmt For For For 42 Agreement with Edward Krubasik Mgmt For For For 43 Agreement with Rudi Lamprecht Mgmt For For For 44 Agreement with Heinrich von Pierer Mgmt For For For 45 Agreement with Jurgen Radomski Mgmt For For For 46 Agreement with Uriel Sharef Mgmt For For For 47 Agreement with Klaus Wucherer Mgmt For For For 48 Approval of D&O Insurance Settlement Mgmt For For For Agreement 49 Shareholder Proposal Regarding Mgmt Against Against For Supervisory Board Compensation 50 Shareholder Proposal Regarding Mgmt Against Against For Amending the Corporate Purpose
SK Telecom Ticker Security ID: Meeting Date Meeting Status 017670 CUSIP 78440P108 03/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect CHO Ki Haeng Mgmt For For For 5 Elect SHIM Dal Sup Mgmt For For For 6 Election of Audit Committee Members Mgmt For For For (Slate)
Sony Corporation Ticker Security ID: Meeting Date Meeting Status 6758 CUSIP 835699307 06/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Stringer Mgmt For For For 1.2 Elect Ryohji Chubachi Mgmt For For For 1.3 Elect Yohtaroh Kobayashi Mgmt For For For 1.4 Elect Yoshiaki Yamauchi Mgmt For Withhold Against 1.5 Elect Peter Bonfield Mgmt For For For 1.6 Elect Fujio Choh Mgmt For For For 1.7 Elect Ryuhji Yasuda Mgmt For Withhold Against 1.8 Elect Yukako Uchinaga Mgmt For For For 1.9 Elect Mitsuaki Yahagi Mgmt For Withhold Against 1.10 Elect Tsun-yan Hsieh Mgmt For For For 1.11 Elect Roland Hernandez Mgmt For For For 1.12 Elect Kanemitsu Anraku Mgmt For For For 1.13 Elect Yorihiko Kojima Mgmt For For For 1.14 Elect Osamu Nagayama Mgmt For For For 2 Stock Option Plan Mgmt For For For
SOUTHERN COPPER CORPORATION Ticker Security ID: Meeting Date Meeting Status SCCO CUSIP 84265V105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect German Larrea Mota-Velasco Mgmt For For For 1.2 Elect Oscar Gonzalez Rocha Mgmt For For For 1.3 Elect Emilio Carrillo Gamboa Mgmt For Withhold Against 1.4 Elect Alfredo Perez Mgmt For For For 1.5 Elect Alberto de la Parra Zavala Mgmt For For For 1.6 Elect Xavier Garcia de Quevedo Topete Mgmt For For For 1.7 Elect Genaro Larrea Mota-Velasco Mgmt For For For 1.8 Elect Daniel Quintanilla Mgmt For For For 1.9 Elect Armando Ortega Gomez Mgmt For For For 1.10 Elect Luis Miguel Palomino Bonilla Mgmt For For For 1.11 Elect Gilberto Cifuentes Mgmt For Withhold Against 1.12 Elect Juan Rebolledo Gout Mgmt For For For 1.13 Elect Carlos Ruiz Sacristan Mgmt For For For 1.14 Elect Luis Tellez Kuenzler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Spectra Energy Corp Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Esrey Mgmt For For For 1.2 Elect Gregory Ebel Mgmt For For For 1.3 Elect Pamela Carter Mgmt For For For 1.4 Elect Peter Hamilton Mgmt For For For 1.5 Elect Dennis Hendrix Mgmt For For For 1.6 Elect Michael Phelps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
Stanley Black & Decker, Inc. Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For Withhold Against 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Starwood Hotels & Resorts Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status HOT CUSIP 85590A401 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adam Aron Mgmt For Withhold Against 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Incentive Mgmt For For For Plan for Certain Executives
Sterling Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status SBIB CUSIP 858907108 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Bardgett Mgmt For For For 1.2 Elect Bernard Harris, Jr. Mgmt For For For 1.3 Elect Glenn Johnson Mgmt For For For 1.4 Elect R. Bruce LaBoon Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
Sun Life Financial Inc. Ticker Security ID: Meeting Date Meeting Status SLF CUSIP 866796105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Anderson Mgmt For For For 1.2 Elect John Clappison Mgmt For Withhold Against 1.3 Elect David Ganong Mgmt For For For 1.4 Elect Germaine Gibara Mgmt For For For 1.5 Elect Krystyna Hoeg Mgmt For For For 1.6 Elect David Kerr Mgmt For For For 1.7 Elect Idalene Kesner Mgmt For For For 1.8 Elect Mitchell Merin Mgmt For For For 1.9 Elect Bertin Nadeau Mgmt For For For 1.10 Elect Ronald Osborne Mgmt For For For 1.11 Elect Hugh Segal Mgmt For For For 1.12 Elect Donald Stewart Mgmt For For For 1.13 Elect James Sutcliffe Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Sunoco, Inc. Ticker Security ID: Meeting Date Meeting Status SUN CUSIP 86764P109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Edwards Mgmt For For For 1.2 Elect Lynn Elsenhans Mgmt For For For 1.3 Elect Ursula Fairbairn Mgmt For For For 1.4 Elect Rosemarie Greco Mgmt For For For 1.5 Elect John Jones, III Mgmt For Withhold Against 1.6 Elect James Kaiser Mgmt For For For 1.7 Elect John Rowe Mgmt For For For 1.8 Elect John Wulff Mgmt For Withhold Against 2 Senior Executive Incentive Plan Mgmt For For For 3 Long-Term Performance Enhancement Mgmt For For For Plan III 4 Ratification of Auditor Mgmt For For For
SunTrust Banks, Inc. Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beall, II Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Jeffrey Crowe Mgmt For For For 4 Elect Patricia Frist Mgmt For For For 5 Elect Blake Garrett Mgmt For For For 6 Elect David Hughes Mgmt For For For 7 Elect M. Douglas Ivester Mgmt For For For 8 Elect J. Hicks Lanier Mgmt For For For 9 Elect William Linnenbringer Mgmt For For For 10 Elect G. Gilmer Minor, III Mgmt For For For 11 Elect Larry Prince Mgmt For For For 12 Elect Frank Royal Mgmt For For For 13 Elect Thomas Watjen Mgmt For For For 14 Elect James Wells III Mgmt For For For 15 Elect Karen Williams Mgmt For Against Against 16 Elect Phail Wynn, Jr. Mgmt For For For 17 Amendment to the Management Mgmt For For For Incentive Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
SUPERVALU Inc. Ticker Security ID: Meeting Date Meeting Status SVU CUSIP 868536103 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Chappel Mgmt For For For 2 Elect Irwin Cohen Mgmt For For For 3 Elect Ronald Daly Mgmt For Against Against 4 Elect Susan Engel Mgmt For Against Against 5 Elect Craig Herkert Mgmt For For For 6 Elect Charles Lillis Mgmt For Against Against 7 Elect Steven Rogers Mgmt For For For 8 Elect Matthew Rubel Mgmt For For For 9 Elect Wayne Sales Mgmt For Against Against 10 Elect Kathi Seifert Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Adoption of Triennial Advisory Vote Mgmt For For For on Executive Compensation
SYNGENTA AG Ticker Security ID: Meeting Date Meeting Status SYNN CUSIP 87160A100 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Compensation Mgmt For Against Against Report 2 Ratification of Board and Management Mgmt For For For Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Increase in Authorized Capital Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Elect Michael Mack Mgmt For For For 8 Elect Jacques Vincent Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against
Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jonathan Golden Mgmt For Against Against 2 Elect Joseph Hafner, Jr. Mgmt For For For 3 Elect Nancy Newcomb Mgmt For For For 4 Elect Kenneth Spitler Mgmt For For For 5 2009 Non-Employee Directors Stock Mgmt For For For Plan 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 2009 Management Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Shareholder Proposal Regarding ShrHldr Against Against For Adoption of Principles for Health Care Reform
Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status 2330 CUSIP 874039100 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives
TECO Energy, Inc. Ticker Security ID: Meeting Date Meeting Status TE CUSIP 872375100 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Ramil Mgmt For For For 2 Elect Tom Rankin Mgmt For For For 3 Elect William Rockford Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2010 Equity Incentive Plan Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Teekay Tankers Ltd. Ticker Security ID: Meeting Date Meeting Status TNK CUSIP Y8565N102 06/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Sean Day Mgmt For For For 1.2 Elect Richard Bronks Mgmt For Withhold Against 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect Peter Evensen Mgmt For For For 1.5 Elect William Lawes Mgmt For Withhold Against 1.6 Elect Bjorn Moller Mgmt For For For
Telecom Corp. of New Zealand Ticker Security ID: Meeting Date Meeting Status TEL CUSIP 879278208 10/01/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Set Auditor's Fees Mgmt For For For 2 Re-elect Wayne Boyd Mgmt For For For 3 Re-elect Ron Spithill Mgmt For For For 4 Elect Sachio Semmoto Mgmt For For For 5 Elect Tim Rooke Mgmt Against Against For
Teleflex Incorporated Ticker Security ID: Meeting Date Meeting Status TFX CUSIP 879369106 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Patricia Barron Mgmt For For For 1.2 Elect Jeffrey Graves Mgmt For For For 1.3 Elect James Zug Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Telefonica SA Ticker Security ID: Meeting Date Meeting Status TEF CUSIP 879382208 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Authority to Repurchase Shares Mgmt For For For 4 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments w/ or w/o Preemptive Rights 5 Appointment of Auditor Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For
The Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP 020002101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For For For 5 Elect Ronald LeMay Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For For For 11 Elect Thomas Wilson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Biggs Mgmt For For For 2 Elect John Bryson Mgmt For Against Against 3 Elect David Calhoun Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Linda Cook Mgmt For For For 6 Elect William Daley Mgmt For For For 7 Elect Kenneth Duberstein Mgmt For For For 8 Elect Edmund Giambastiani, Jr. Mgmt For For For 9 Elect John McDonnell Mgmt For For For 10 Elect W. James McNerney, Jr. Mgmt For For For 11 Elect Susan Schwab Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Military Contracts/Sales 15 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
The Buckle, Inc. Ticker Security ID: Meeting Date Meeting Status BKE CUSIP 118440106 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Hirschfeld Mgmt For For For 1.2 Elect Dennis Nelson Mgmt For For For 1.3 Elect Karen Rhoads Mgmt For Withhold Against 1.4 Elect James Shada Mgmt For For For 1.5 Elect Robert Campbell Mgmt For For For 1.6 Elect Bill Fairfield Mgmt For For For 1.7 Elect Bruce Hoberman Mgmt For Withhold Against 1.8 Elect John Peetz Mgmt For For For 1.9 Elect Michael Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 [Bonus/162(m) Plan] Mgmt For For For 4 Amendment to the 2005 Restricted Mgmt For For For Stock Plan 5 Approval of Performance-Based Awards Mgmt For For For Granted Under the 2005 Restricted Stock Plan
The Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For
The Clorox Company Ticker Security ID: Meeting Date Meeting Status CLX CUSIP 189054109 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Gary Michael Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman
The Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Herbert Allen Mgmt For Against Against 2 Elect Ronald Allen Mgmt For For For 3 Elect Cathleen Black Mgmt For For For 4 Elect Barry Diller Mgmt For Against Against 5 Elect Alexis Herman Mgmt For For For 6 Elect Muhtar Kent Mgmt For For For 7 Elect Donald Keough Mgmt For For For 8 Elect Maria Lagomasino Mgmt For For For 9 Elect Donald McHenry Mgmt For For For 10 Elect Sam Nunn Mgmt For For For 11 Elect James Robinson III Mgmt For For For 12 Elect Peter Ueberroth Mgmt For For For 13 Elect Jacob Wallenberg Mgmt For For For 14 Elect James Williams Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against For Against Performance Based Restricted Equity Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Report on Bisphenol-A
The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For Against Against 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect John Hess Mgmt For Against Against 7 Elect Andrew Liveris Mgmt For For For 8 Elect Paul Polman Mgmt For For For 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect James Ringler Mgmt For Against Against 11 Elect Ruth Shaw Mgmt For Against Against 12 Elect Paul Stern Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 15 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Remediation in the Midland Area 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For Against Against 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against Against For Employment Diversity Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation
The Lubrizol Corporation Ticker Security ID: Meeting Date Meeting Status LZ CUSIP 549271104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Campbell Mgmt For For For 1.2 Elect James Hambrick Mgmt For For For 1.3 Elect Gordon Harnett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
The Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Juanita Baranco Mgmt For For For 1.2 Elect Jon Boscia Mgmt For For For 1.3 Elect Henry Clark III Mgmt For For For 1.4 Elect H. William Habermeyer, Jr. Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Warren Hood, Jr. Mgmt For For For 1.7 Elect Donald James Mgmt For Withhold Against 1.8 Elect J. Neal Purcell Mgmt For For For 1.9 Elect David Ratcliffe Mgmt For For For 1.10 Elect William Smith, Jr. Mgmt For For For 1.11 Elect Larry Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Elimination of Cumulative Voting Mgmt For For For 5 Increase of Authorized Common Stock Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Combustion Waste
The Stanley Works Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854616109 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
The Travelers Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For Against Against 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Chrisman Mgmt For For For 1.2 Elect Alan Siegel Mgmt For For For 1.3 Elect Geoffrey Thompson Mgmt For For For
Time Warner Inc. Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For Against Against 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For Against Against 11 Elect Kenneth Novack Mgmt For Against Against 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
Tomkins plc Ticker Security ID: Meeting Date Meeting Status TOMK CUSIP 890030208 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Newlands Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Adoption of New Articles Mgmt For For For 11 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP 891160509 03/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bennett Mgmt For For For 1.2 Elect Hugh Bolton Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect W. Edmund Clark Mgmt For For For 1.5 Elect Wendy Dobson Mgmt For For For 1.6 Elect Henry Ketcham Mgmt For For For 1.7 Elect Pierre Lessard Mgmt For For For 1.8 Elect Brian Levitt Mgmt For For For 1.9 Elect Harold MacKay Mgmt For For For 1.10 Elect Irene Miller Mgmt For For For 1.11 Elect Nadir Mohamed Mgmt For For For 1.12 Elect Wilbur Prezzano Mgmt For For For 1.13 Elect Helen Sinclair Mgmt For For For 1.14 Elect Carole Taylor Mgmt For For For 1.15 Elect John Thompson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 5 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage
TOTAL SA Ticker Security ID: Meeting Date Meeting Status FP CUSIP 89151E109 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Retirement Indemnity, Supplementary Mgmt For Against Against Pension Plan and Severance Package for Christophe de Margerie 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Thierry Desmarest Mgmt For Against Against 8 Elect Thierry de Rudder Mgmt For For For 9 Elect Gunnar Brock Mgmt For For For 10 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 11 Appointment of Auditor (KPMG Audit) Mgmt For For For 12 Replacement of Alternate Auditor Mgmt For For For 13 Replacement of Alternate Auditor Mgmt For For For 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Issue Shares Mgmt For For For and/Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For For For 19 Shareholder Proposal Regarding Mgmt Against Against For Collective Investment Funds 20 Elect Claude Clement Mgmt N/A For N/A
TOYOTA MOTOR CORPORATION Ticker Security ID: Meeting Date Meeting Status 7203 CUSIP 892331307 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2.1 Elect Fujio Choh Mgmt For Withhold Against 2.2 Elect Katsuaki Watanabe Mgmt For For For 2.3 Elect Kazuo Okamoto Mgmt For For For 2.4 Elect Akio Toyoda Mgmt For For For 2.5 Elect Takeshi Uchiyamada Mgmt For For For 2.6 Elect Yukitoshi Funo Mgmt For For For 2.7 Elect Atsushi Niimi Mgmt For For For 2.8 Elect Shinichi Sasaki Mgmt For For For 2.9 Elect Yoichiroh Ichimaru Mgmt For For For 2.10 Elect Satoshi Ozawa Mgmt For For For 2.11 Elect Akira Okabe Mgmt For For For 2.12 Elect Shinzoh Kobuki Mgmt For For For 2.13 Elect Akira Sasaki Mgmt For For For 2.14 Elect Mamoru Furuhashi Mgmt For For For 2.15 Elect Iwao Nihashi Mgmt For For For 2.16 Elect Tadashi Yamashina Mgmt For For For 2.17 Elect Takahiko Ijichi Mgmt For For For 2.18 Elect Tetsuo Agata Mgmt For For For 2.19 Elect Masamoto Maekawa Mgmt For For For 2.20 Elect Yasumori Ihara Mgmt For For For 2.21 Elect Takahiro Iwase Mgmt For For For 2.22 Elect Yoshimasa Ishii Mgmt For For For 2.23 Elect Takeshi Shirane Mgmt For For For 2.24 Elect Yoshimi Inaba Mgmt For For For 2.25 Elect Nanpachi Hayashi Mgmt For For For 2.26 Elect Nobuyori Kodaira Mgmt For For For 2.27 Elect Mitsuhisa Katoh Mgmt For For For 3 Elect Masaki Nakatsugawa Mgmt For For For 4 Elect Yohichi Morishita Mgmt For For For 5 Elect Akishige Okada Mgmt For For For 6 Stock Option Plan Mgmt For For For
Trustmark Corporation Ticker Security ID: Meeting Date Meeting Status TRMK CUSIP 898402102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adolphus Baker Mgmt For For For 1.2 Elect Fred Carl, Jr. Mgmt For For For 1.3 Elect William Deviney, Jr. Mgmt For For For 1.4 Elect Daniel Grafton Mgmt For For For 1.5 Elect Richard Hickson Mgmt For For For 1.6 Elect Gerard Host Mgmt For For For 1.7 Elect David Hoster II Mgmt For For For 1.8 Elect John McCullouch Mgmt For For For 1.9 Elect Richard Puckett Mgmt For For For 1.10 Elect R. Michael Summerford Mgmt For For For 1.11 Elect LeRoy Walker, Jr. Mgmt For For For 1.12 Elect William Yates III Mgmt For Withhold Against 2 Amendment to the 2005 Stock and Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For
U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation
UDR, INC. Ticker Security ID: Meeting Date Meeting Status UDR CUSIP 902653104 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For Withhold Against 1.4 Elect Jon Grove Mgmt For Withhold Against 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For Withhold Against 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
UNILEVER N.V. Ticker Security ID: Meeting Date Meeting Status UNA CUSIP 904784709 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Kees Storm Mgmt For Against Against 12 Elect Michael Treschow Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sir Malcolm Rifkind Mgmt For For For 16 Management Co-Investment Plan Mgmt For For For 17 Amendment to the Compensation Policy Mgmt For For For Regarding the Annual Bonus 18 Amendment to the Compensation Policy Mgmt For For For Regarding the Long-Term Incentive Arrangements 19 Authority to Cancel Shares; Mgmt For For For Amendment to Articles 20 Authority to Repurchase Cumulative Mgmt For For For Preference Shares 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Cancel Shares Mgmt For For For 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 24 Appointment of Auditor Mgmt For For For
Vector Group Ltd. Ticker Security ID: Meeting Date Meeting Status VGR CUSIP 92240M108 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bennett LeBow Mgmt For For For 1.2 Elect Howard Lorber Mgmt For Withhold Against 1.3 Elect Ronald Bernstein Mgmt For Withhold Against 1.4 Elect Henry Beinstein Mgmt For Withhold Against 1.5 Elect Robert Eide Mgmt For For For 1.6 Elect Jeffrey Podell Mgmt For Withhold Against 1.7 Elect Jean Sharpe Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Vectren Corporation Ticker Security ID: Meeting Date Meeting Status VVC CUSIP 92240G101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carl Chapman Mgmt For For For 1.2 Elect James DeGraffenreidt, Jr. Mgmt For For For 1.3 Elect Niel Ellerbrook Mgmt For For For 1.4 Elect John Engelbrecht Mgmt For For For 1.5 Elect Anton George Mgmt For For For 1.6 Elect Martin Jischke Mgmt For For For 1.7 Elect Robert Koch II Mgmt For For For 1.8 Elect William Mays Mgmt For For For 1.9 Elect J. Timothy McGinley Mgmt For For For 1.10 Elect R. Daniel Sadlier Mgmt For For For 1.11 Elect Michael Smith Mgmt For For For 1.12 Elect Jean Wojtowicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For Against Against 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Shareholder Proposal Regarding Stock ShrHldr Against Against For Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against For Against Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement
VF Corporation Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Vodafone Group plc Ticker Security ID: Meeting Date Meeting Status VOD CUSIP 92857W209 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect John R.H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Elect Vittorio Colao Mgmt For For For 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Anne Lauvergeon Mgmt For Against Against 11 Elect Simon Murray Mgmt For For For 12 Elect Steve Pusey Mgmt For For For 13 Elect Luc Vandevelde Mgmt For For For 14 Elect Anthony Watson Mgmt For For For 15 Elect Philip Yea Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Amendment to Articles Regarding Mgmt For For For Dividend Payments 24 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Herrmann Mgmt For Withhold Against 1.2 Elect James Raines Mgmt For Withhold Against 1.3 Elect William Rogers Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For Against Against 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Elimination of the Supermajority Mgmt For For For Requirement 11 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report 12 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For Against Against 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For Against Against 9 Elect Cynthia Milligan Mgmt For Against Against 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For Against Against Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
Westar Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WR CUSIP 95709T100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect B. Anthony Isaac Mgmt For For For 1.2 Elect Michael Morrissey Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Westpac Banking Corporation Ticker Security ID: Meeting Date Meeting Status WBC CUSIP 961214301 12/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect E. Ted Evans Mgmt For For For 3 Re-elect Gordon Cairns Mgmt For For For 4 Re-elect Peter Wilson Mgmt For For For 5 Equity Grant (MD/CEO Gail Kelly) Mgmt For For For
Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Sinkfield Mgmt For Against Against 2 Elect D. Michael Steuert Mgmt For For For 3 Elect Kim Williams Mgmt For For For 4 Repeal of Classified Board and Mgmt For For For Removal of Supermajority Voting Provisions 5 Issuance of Common Stock Mgmt For For For 6 Increase Authorized Shares Mgmt For For For 7 Amendment to the Articles to Impose Mgmt For For For Ownership and Transfer Restrictions 8 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 9 Shareholder Proposal Regarding ShrHldr Against Against For Sustainable Forestry 10 Ratification of Auditor Mgmt For For For
Windstream Corporation Ticker Security ID: Meeting Date Meeting Status WIN CUSIP 97381W104 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Samuel Beall III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffrey Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
Worthington Industries, Inc. Ticker Security ID: Meeting Date Meeting Status WOR CUSIP 981811102 09/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Blystone Mgmt For For For 1.2 Elect John Kasich Mgmt For For For 1.3 Elect Sidney Ribeau Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
WSP HOLDINGS LIMITED Ticker Security ID: Meeting Date Meeting Status WH CUSIP 92934F104 08/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Zhu Mgmt For For For 2 Elect Anthony Walton Mgmt For For For 3 Elect Jing Lu Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Transaction of Other Business Mgmt For Against Against
Lear Corporation Ticker Security ID: Meeting Date Meeting Status LEA CUSIP 521865204 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Auditor Mgmt For Against Against
The Hartford Global Research Fund (formerly The Hartford Global Equity Fund) Investment Company Report 07/01/09 - 06/30/10 Aac Acoustic Technology Holdings Inc Ticker Security ID: Meeting Date Meeting Status CINS G2953L109 05/22/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Benjamin PAN Zhengmin Mgmt For For For 7 Elect Joseph POON Chung Yin Mgmt For For For 8 Elect Dato' Tan BIAN Ee Mgmt For For For 9 Elect Carmen CHANG I-Hua Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
ABC-Mart Ticker Security ID: Meeting Date Meeting Status CINS J00056101 05/27/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For
Abertis SA Ticker Security ID: Meeting Date Meeting Status CINS E0003D111 04/26/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For Against Against Profits/Dividends; Ratification of Board Acts; Remuneration Report 3 Scrip Dividend Mgmt For For For 4 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 5 Election of Directors Mgmt For Against Against 6 Appointment of Auditor Mgmt For Against Against 7 Equity-Based Compensation Plans Mgmt For Against Against 8 Authority to Repurchase and Cancel Mgmt For For For Shares 9 Authority to Issue Convertible Debt Mgmt For For For Instruments 10 Authority to Carry Out Formalities Mgmt For For For
ACCENTURE LIMITED Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1150G 08/05/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
ACCENTURE PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP9 G1151C101 02/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Kimsey Mgmt For For For 2 Elect Robert Lipp Mgmt For For For 3 Elect Wulf von Schimmelmann Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 2010 Share Incentive Plan Mgmt For For For 6 2010 Employee Share Purchase Plan Mgmt For For For 7 Authorization to Hold the 2011 Mgmt For For For Annual Meeting Outside of Ireland 8 Authority to Repurchase Shares Mgmt For For For 9 Issuance of Treasury Shares Mgmt For For For
Accor Ticker Security ID: Meeting Date Meeting Status CINS F00189120 06/29/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Losses/Dividends Mgmt For For For 6 Elect Sophie Gasperment Mgmt For For For 7 Elect Thomas Barrack Mgmt For For For 8 Elect Patrick Sayer Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Related Party Transaction (Property Mgmt For For For Sales Agreement) 11 Related Party Transaction Mgmt For For For (Contribution of SEIH Shares) 12 Amendment to Severance Package Mgmt For Against Against (Gilles Pelisson) 13 Severance Package (Jacques Stern) Mgmt For For For 14 Addendum to Employment Contract Mgmt For For For (Jacques Stern) 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Cancellation of Contributed Shares Mgmt For For For 18 Spin-off (New Services Holding) Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP9 H0023R105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Directors Mgmt For For For 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 16 Approval of Dividend in the Form of Mgmt For For For a Par Value Reduction
Acer Inc Ticker Security ID: Meeting Date Meeting Status CINS Y0003F171 06/18/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Increase Paid-In Capital Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Procedural Rules for Mgmt For For For Capital Loans 9 Amendments to Procedural Rules for Mgmt For For For Endorsements/Guarantees 10 Employee Stock Option Plan Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
ACTIVISION BLIZZARD INC Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP9 00507V109 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philippe G. H. Capron Mgmt For For For 2 Elect Robert J. Corti Mgmt For For For 3 Elect Frederic R. Crepin Mgmt For For For 4 Elect Brian G. Kelly Mgmt For For For 5 Elect Robert A. Kotick Mgmt For For For 6 Elect Jean-Bernard Levy Mgmt For For For 7 Elect Robert J. Morgado Mgmt For For For 8 Elect Douglas P. Morris Mgmt For For For 9 Elect Stephane Roussel Mgmt For For For 10 Elect Richard Sarnoff Mgmt For For For 11 Elect Regis Turrini Mgmt For For For 12 Amendment to the 2008 Incentive Plan Mgmt For For For
Adobe Systems Inc Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP9 00724F101 04/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Barnholt Mgmt For For For 2 Elect Michael Cannon Mgmt For For For 3 Elect James Daley Mgmt For For For 4 Elect Charles Geschke Mgmt For For For 5 Elect Shantanu Narayen Mgmt For For For 6 Amendment of the 2003 Equity Mgmt For For For Incentive Plan 7 Ratification of Auditor Mgmt For For For
AEGEAN MARINE PETROLEUM NETWORK, INC Ticker Security ID: Meeting Date Meeting Status ANW CUSIP9 Y0017S102 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Yannis Papanicolaou Mgmt For For For 1.2 Elect Konstantinos Koutsomitopoulos Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Aeon Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J00288100 05/13/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akihiko Harada Mgmt For For For 3 Elect Motoya Okada Mgmt For For For 4 Elect Yoshiki Mori Mgmt For For For 5 Elect Naoki Hayashi Mgmt For For For 6 Elect Masami Ishizaka Mgmt For For For 7 Elect Hideki Kurashige Mgmt For For For 8 Elect Masaharu Ikuta Mgmt For For For 9 Elect Takejiroh Sueyoshi Mgmt For For For 10 Elect Keiichi Tadaki Mgmt For For For
Aetna Inc Ticker Security ID: Meeting Date Meeting Status AET CUSIP9 00817Y108 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Clark, Jr. Mgmt For For For 2 Elect Betsy Cohen Mgmt For For For 3 Elect Molly Coye Mgmt For For For 4 Elect Roger Farah Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jeffrey Garten Mgmt For For For 7 Elect Earl Graves Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Elect Ronald Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2010 Stock Incentive Plan Mgmt For For For 16 2010 Non-Employee Director Mgmt For For For Compensation Plan 17 2001 Annual Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Agrium Inc Ticker Security ID: Meeting Date Meeting Status AGU CUSIP9 008916108 05/12/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Germaine Gibara Mgmt For For For 1.3 Elect Russel Girling Mgmt For For For 1.4 Elect Susan Henry Mgmt For For For 1.5 Elect Russell Horner Mgmt For For For 1.6 Elect A. Anne McLellan Mgmt For For For 1.7 Elect David Lesar Mgmt For For For 1.8 Elect John Lowe Mgmt For For For 1.9 Elect Derek Pannell Mgmt For For For 1.10 Elect Frank Proto Mgmt For For For 1.11 Elect Michael Wilson Mgmt For For For 1.12 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Shareholder Rights Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 06/24/2010 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect Conor McCarthy Mgmt For For For 4 Elect FAM Lee Ee Mgmt For For For 5 Elect Mohamed Khadar bin Merican Mgmt For For For 6 Elect LEONG Sonny @ Leong Khee Seong Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A
Air Products & Chemicals Inc Ticker Security ID: Meeting Date Meeting Status APD CUSIP9 009158106 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan
ALIBABA.COM LTD Ticker Security ID: Meeting Date Meeting Status CINS G01717100 05/14/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Jack MA Yun Mgmt For For For 4 Elect Maggie WU Wei Mgmt For For For 5 Elect Sabrina PENG Yi Jie Mgmt For For For 6 Elect Rose TSOU Kai Lien Mgmt For Against Against 7 Elect NIU Gen Sheng Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Repurchased Shares Mgmt For For For 17 Authority to Issue Shares under the Mgmt For For For Restricted Share Unit Scheme
Alliance Data System Corp. Ticker Security ID: Meeting Date Meeting Status ADS CUSIP9 018581108 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Benveniste Mgmt For For For 1.2 Elect D. Keith Cobb Mgmt For For For 1.3 Elect Kenneth Jensen Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP9 020002101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For For For 5 Elect Ronald LeMay Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For For For 11 Elect Thomas Wilson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Altria Group Ticker Security ID: Meeting Date Meeting Status MO CUSIP9 02209S103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 PERFORMANCE INCENTIVE PLAN Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 14 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
Amazon.com Inc Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP9 023135106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
American Eagle Outfitters Ticker Security ID: Meeting Date Meeting Status AEO CUSIP9 02553E106 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Kane Mgmt For Against Against 2 Elect Cary McMillan Mgmt For Against Against 3 Elect James O'Donnell Mgmt For For For 4 Ratification of Auditor Mgmt For For For
American Tower Corp. Ticker Security ID: Meeting Date Meeting Status AMT CUSIP9 029912201 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Ameriprise Financial Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP9 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Amerisourcebergen Corp. Ticker Security ID: Meeting Date Meeting Status ABC CUSIP9 03073E105 03/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Gochnauer Mgmt For For For 2 Elect Edward Hagenlocker Mgmt For For For 3 Elect Henry McGee Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Ratification of Auditor Mgmt For For For
Ametek Inc Ticker Security ID: Meeting Date Meeting Status AME CUSIP9 031100100 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles D. Klein Mgmt For For For 1.2 Elect Steven W. Kohlhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Amgen Inc Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP9 031162100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
AMVIG HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS ADPV10225 02/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Acquisition Mgmt For For For 3 Approval of the Disposal Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Waiver of Mandatory Takeover Mgmt For For For Requirement 7 Non-Voting Meeting Note N/A N/A N/A N/A
AMVIG HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS ADPV10225 11/19/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Divestiture/Spin-off Mgmt For For For 3 Waiver of Mandatory Takeover Mgmt For For For Requirement 4 Non-Voting Meeting Note N/A N/A N/A N/A
Amylin Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status AMLN CUSIP9 032346108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Adams Mgmt For For For 1.2 Elect Teresa Beck Mgmt For For For 1.3 Elect M. Kathleen Behrens Mgmt For For For 1.4 Elect Daniel Bradbury Mgmt For For For 1.5 Elect Paul Clark Mgmt For For For 1.6 Elect Paulo Costa Mgmt For For For 1.7 Elect Alexander Denner Mgmt For For For 1.8 Elect Karin Eastham Mgmt For For For 1.9 Elect James Gavin III Mgmt For For For 1.10 Elect Jay Skyler Mgmt For For For 1.11 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Anadarko Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status APC CUSIP9 032511107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Paulett Eberhart Mgmt For For For 2 Elect Preston Geren III Mgmt For For For 3 Elect James Hackett Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 6 Shareholder Proposal Reimbursement ShrHoldr Against Against For of Solicitation Expenses
Anglo Platinum Limited Ticker Security ID: Meeting Date Meeting Status CINS S9122P108 03/29/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Frederik Phaswana Mgmt For For For 3 Elect Richard Dunne Mgmt For For For 4 Elect Rene Medori Mgmt For For For 5 Elect Wendy Lucas-Bull Mgmt For For For 6 Elect Audit Committee Members Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Increase NEDs' Fees Mgmt For For For 9 Approve Remuneration Policy Mgmt For For For 10 General Authority to Issue Shares Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Cancel Preference Shares Mgmt For For For
ANTA SPORTS PRODUCTS LTD Ticker Security ID: Meeting Date Meeting Status CINS G04011105 04/09/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Final Dividends Mgmt For For For 4 Allocation of Special Dividends Mgmt For For For 5 Elect DING Shizhong Mgmt For Against Against 6 Elect ZHENG Jie Mgmt For For For 7 Elect DAI Zhongchuan Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Extension of the Term of the Mgmt For For For Sportswear Sales Agreement with Guangzhou Anda and Annual Caps 14 Non-Voting Meeting Note N/A N/A N/A N/A
Apple Computers Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP9 037833100 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee
Aqua America Inc Ticker Security ID: Meeting Date Meeting Status WTR CUSIP9 03836W103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Smoot Mgmt For For For 1.2 Elect William Hankowsky Mgmt For For For 1.3 Elect Andrew Sordoni, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Aquarius Platinum Limited Ticker Security ID: Meeting Date Meeting Status CINS G0440M128 08/21/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Securities Mgmt For For For (Placement) 3 Ratify Placement of Securities Mgmt For For For (Convertible Bond Issue) 4 Approve Issue of Securities Mgmt For For For (FirstPlats Placement)
Aquarius Platinum Limited Ticker Security ID: Meeting Date Meeting Status CINS G0440M128 11/27/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Re-elect Timothy Freshwater Mgmt For For For 6 Re-elect G. Edward Haslam Mgmt For For For 7 Elect Zwelakhe Mankazana Mgmt For For For 8 Ratify/Approve Issue of Securities Mgmt For For For (Ridge Options) 9 Ratify Issue of Securities (Imbani Mgmt For For For Option and Zijin Warrants) 10 Appoint Auditor and Authorise Mgmt For For For Directors to Set Fees
Argon St Inc Ticker Security ID: Meeting Date Meeting Status STST CUSIP9 040149106 02/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Terry Collins Mgmt For For For 1.2 Elect Victor Sellier Mgmt For For For 1.3 Elect Peter Marino Mgmt For For For 1.4 Elect Maureen Baginski Mgmt For For For 1.5 Elect S. Kent Rockwell Mgmt For For For 1.6 Elect Thomas Murdock Mgmt For For For 1.7 Elect David Karlgaard Mgmt For For For 1.8 Elect Delores Etter Mgmt For For For 1.9 Elect John Irvin Mgmt For For For 1.10 Elect Lloyd Semple Mgmt For For For 1.11 Elect Robert McCashin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Asahi Kasei Corp. Ticker Security ID: Meeting Date Meeting Status CINS J0242P110 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Yamaguchi Mgmt For For For 3 Elect Ichiroh Itoh Mgmt For For For 4 Elect Taketsugu Fujiwara Mgmt For For For 5 Elect Tsutomu Inada Mgmt For For For 6 Elect Kohji Fujiwara Mgmt For For For 7 Elect Yuhji Mizuno Mgmt For For For 8 Elect Masanori Mizunaga Mgmt For For For 9 Elect Yuzoh Seto Mgmt For For For 10 Elect Yukiharu Kodama Mgmt For For For 11 Elect Morio Ikeda Mgmt For For For 12 Election of Alternate Statutory Mgmt For For For Auditor 13 Retirement Allowances for Directors Mgmt For For For
ASM Pacific Technology Limited Ticker Security ID: Meeting Date Meeting Status CINS G0535Q133 04/23/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter LO Tsan Yin Mgmt For For For 5 Elect Robert Ruijter Mgmt For For For 6 Elect Orasa Livasiri Mgmt For For For 7 Elect Robert LEE Shiu Hung Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
Astellas Pharma Inc Ticker Security ID: Meeting Date Meeting Status CINS J03393105 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tohichi Takenaka Mgmt For For For 5 Elect Masafumi Nogimori Mgmt For For For 6 Elect Yasuo Ishii Mgmt For For For 7 Elect Takao Saruta Mgmt For For For 8 Elect Shiroh Yasutake Mgmt For For For 9 Elect Yasuyuki Takai Mgmt For For For 10 Elect Kanoko Ohishi Mgmt For For For 11 Elect Yukiko Kuroda Mgmt For For For 12 Bonus Mgmt For For For 13 Stock Option Plan Mgmt For For For
Astrazeneca PLC Ticker Security ID: Meeting Date Meeting Status CINS G0593M107 04/29/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
ASTRAZENECA PLC- ADR Ticker Security ID: Meeting Date Meeting Status AZN CUSIP9 046353108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For
Automatic Data Processing Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015 11/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Charles Noski Mgmt For For For 1.10 Elect Sharon Rowlands Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Autozone Inc Ticker Security ID: Meeting Date Meeting Status AZO ISIN US0533321024 12/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Crowley Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect Robert Grusky Mgmt For For For 1.5 Elect J.R. Hyde, III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic, Jr. Mgmt For For For 1.8 Elect Luis Nieto Mgmt For For For 1.9 Elect William Rhodes, III Mgmt For For For 1.10 Elect Theodore Ullyot Mgmt For For For 2 2010 Executive Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Bajaj Hindusthan Limited Ticker Security ID: Meeting Date Meeting Status CINS Y0547C130 03/18/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Reelect Ravindrakumar Ruia Mgmt For For For 4 Reelect Alok Krishna Agarwal Mgmt For Against Against 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect Sanjeev Jindal Mgmt For For For 7 Amendment to Compensation of Shishir Mgmt For For For Bajaj 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendment to Borrowing Powers Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Mortgage Assets Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Reclassification of Share Capital Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A
Bajaj Hindusthan Limited Ticker Security ID: Meeting Date Meeting Status CINS Y0547C130 12/16/2009 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares and Mgmt For Against Against Convertible Debt Instruments 2 Non-Voting Agenda Item N/A N/A N/A N/A
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 03/31/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Bally Technologies Inc Ticker Security ID: Meeting Date Meeting Status BYI ISIN US05874B1070 12/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Robbins Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Bangkok Bank Public Company Ticker Security ID: Meeting Date Meeting Status CINS Y0606R119 04/12/2010 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Minutes Mgmt For For For 2 Report on Results of Operations Mgmt For For For 3 Report of the Audit Committee Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Chatri Sophonpanich Mgmt For For For 7 Elect Kosit Panpiemras Mgmt For For For 8 Elect Piti Sithi-Amnuai Mgmt For For For 9 Elect Prasong Uthaisangchai Mgmt For For For 10 Elect Phornthep Phornprapha Mgmt For For For 11 Elect Gasinee Witoonchart Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Other business Mgmt For Against Against 15 Non-Voting Meeting Note N/A N/A N/A N/A
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Bank Of Nova Scotia Ticker Security ID: Meeting Date Meeting Status BNS CUSIP9 064149107 04/08/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Brenneman Mgmt For For For 1.2 Elect C. Chen Mgmt For For For 1.3 Elect David Dodge Mgmt For For For 1.4 Elect N. Ashleigh Everett Mgmt For For For 1.5 Elect John Kerr Mgmt For For For 1.6 Elect Michael Kirby Mgmt For For For 1.7 Elect John Mayberry Mgmt For For For 1.8 Elect Thomas O'Neill Mgmt For For For 1.9 Elect Alexis Rovzar de la Torre Mgmt For For For 1.10 Elect Indira Samarasekera Mgmt For For For 1.11 Elect Allan Shaw Mgmt For For For 1.12 Elect Paul Sobey Mgmt For For For 1.13 Elect Barbara Thomas Mgmt For For For 1.14 Elect Richard Waugh Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 5 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage
BANK SARASIN & CIE AG, BASEL Ticker Security ID: Meeting Date Meeting Status CINS H3822H286 04/27/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Elect Christoph Ammann Mgmt For TNA N/A 7 Elect Hubertus Heemskerk Mgmt For TNA N/A 8 Elect Sipko Schat Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A
Banque Cantonale Vaudoise Ticker Security ID: Meeting Date Meeting Status CINS H0482P863 04/29/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 President's Address Mgmt Abstain TNA N/A 4 Presentation of Accounts and Reports Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Election of Directors Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A 10 Amendments to Articles Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A
Barclays PLC Ticker Security ID: Meeting Date Meeting Status CINS G08036124 04/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Reuben Jeffrey III Mgmt For For For 4 Elect Marcus Agius Mgmt For For For 5 Elect David Booth Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Sir Andrew Likierman Mgmt For For For 9 Elect Christopher Lucas Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For 18 Approval of SAYE Sharesave Plan Mgmt For For For
Barratt Developments PLC Ticker Security ID: Meeting Date Meeting Status CINS G08288105 11/17/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect David Thomas Mgmt For For For 3 Elect Tessa Bamford Mgmt For For For 4 Elect Mark Clare Mgmt For For For 5 Elect Steven Boyes Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Directors' Remuneration Report Mgmt For For For 8 EU Political Donations Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Adoption of New Articles Mgmt For For For
Barrick Gold Corp. Ticker Security ID: Meeting Date Meeting Status ABX CUSIP9 067901108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Marshall Cohen Mgmt For For For 1.6 Elect Peter Crossgrove Mgmt For For For 1.7 Elect Robert Franklin Mgmt For For For 1.8 Elect J. Brett Harvey Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
BASF AG Ticker Security ID: Meeting Date Meeting Status CINS D06216101 04/29/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Ratification of Management Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Dematerialization of Bearer Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Approval of Remuneration Policy Mgmt For For For 11 Amend Article 17(2) Mgmt For For For 12 Amend Article 17(3) Mgmt For For For 13 Amend Article 18(2) Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Baxter International Inc Ticker Security ID: Meeting Date Meeting Status BAX CUSIP9 071813109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Beckman Coulter Inc Com Ticker Security ID: Meeting Date Meeting Status BEC CUSIP9 075811109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Best Buy Company Inc Ticker Security ID: Meeting Date Meeting Status BBY CUSIP9 086516101 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Kathy Higgins Victor Mgmt For For For 1.4 Elect Rogelio Rebolledo Mgmt For For For 1.5 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BG Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G1245Z108 05/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mark Seligman Mgmt For For For 5 Elect Peter Backhouse Mgmt For For For 6 Elect Lord Colin Sharman of Redlynch Mgmt For For For 7 Elect Philippe Varin Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
BHP BILLITON LTD- ADR Ticker Security ID: Meeting Date Meeting Status BHP CUSIP 088606 11/26/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Re-elect Carlos Cordeiro (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 3 Re-elect David Crawford (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 4 Re-elect Gail de Planque (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 5 Re-elect Marius Kloppers (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 6 Re-elect Don Argus (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 7 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 12 Reduction of Issued Share Capital Mgmt For For For (April 30, 2010) 13 Reduction of Issued Share Capital Mgmt For For For (June 17, 2010) 14 Reduction of Issued Share Capital Mgmt For For For (September 15, 2010) 15 Reduction of Issued Share Capital Mgmt For For For (November 11, 2010) 16 Remuneration Report Mgmt For For For 17 Equity Grant (CEO Marius Kloppers) Mgmt For For For
BHP Billiton PLC Ticker Security ID: Meeting Date Meeting Status CINS G10877101 10/29/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Elect Carlos Cordeiro (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 3 Elect David Crawford (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 4 Elect Gail de Planque (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 5 Elect Marius Kloppers (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 6 Elect Don Argus (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 7 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 12 Reduction of Issued Share Capital Mgmt For For For (April 30, 2010) 13 Reduction of Issued Share Capital Mgmt For For For (June 17, 2010) 14 Reduction of Issued Share Capital Mgmt For For For (September 15, 2010) 15 Reduction of Issued Share Capital Mgmt For For For (November 11, 2010) 16 Directors' Remuneration Report Mgmt For For For 17 Equity Grant - Marius Kloppers Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
BMC Software Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For Withhold Against 1.5 Elect Meldon Gafner Mgmt For Withhold Against 1.6 Elect P. Thomas Jenkins Mgmt For Withhold Against 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For
BNP Paribas Ticker Security ID: Meeting Date Meeting Status CINS F1058Q238 05/12/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Louis Schweitzer Mgmt For For For 10 Elect Michel Tilmant Mgmt For For For 11 Elect Emiel Van Broekhoven Mgmt For For For 12 Elect Meglena Kuneva Mgmt For For For 13 Elect Jean-Laurent Bonnafe Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 19 Global Dilution Ceiling on Increases Mgmt For For For in Capital w/o Preemptive Rights 20 Authority to Increase Capital Mgmt For For For Through Capitalizations 21 Global Dilution Ceiling on Increases Mgmt For For For in Capital w/ or w/out Preemptive Rights 22 Authority to Issue Shares Under Mgmt For For For Employee Savings Plan 23 Authority to Cancel Shares and Mgmt For For For Reduce Capital 24 Merger by Absorption of Fortis Mgmt For For For Banque France 25 Amendments to Articles Related to Mgmt For For For the Repurchase of Preferred Shares 26 Authority to Carry Out Formalities Mgmt For For For
BOC Hong Kong (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status CINS Y0920U103 05/20/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI Lihui Mgmt For For For 6 Elect ZHANG Yanling Mgmt For For For 7 Elect GAO Yingxin Mgmt For For For 8 Elect TUNG Chee Chen Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP9 097023105 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Biggs Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect David Calhoun Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Linda Cook Mgmt For For For 6 Elect William Daley Mgmt For For For 7 Elect Kenneth Duberstein Mgmt For For For 8 Elect Edmund Giambastiani, Jr. Mgmt For For For 9 Elect John McDonnell Mgmt For For For 10 Elect W. James McNerney, Jr. Mgmt For For For 11 Elect Susan Schwab Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Military Contracts/Sales 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
BP PLC Ticker Security ID: Meeting Date Meeting Status CINS G12793108 04/15/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For For For Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Sunrise SAGD Project 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A 29 Non-Voting Meeting Note N/A N/A N/A N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A 31 Non-Voting Meeting Note N/A N/A N/A N/A 32 Non-Voting Meeting Note N/A N/A N/A N/A
BP PLC - ADR Ticker Security ID: Meeting Date Meeting Status BP CUSIP9 055622104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For For For Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project
Brasil Telecom SA Ticker Security ID: Meeting Date Meeting Status BTM CUSIP9 10553M101 06/16/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Revised Share Exchange Ratio for Mgmt For For For Merger with Telemar Norte Leste SA
Brasil Telecom SA Ticker Security ID: Meeting Date Meeting Status BTM CUSIP9 10553M101 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Revised Share Exchange Ratio for Mgmt For For For Merger with Telemar Norte Leste SA
BRF -BRASIL FOODS S.A. Ticker Security ID: Meeting Date Meeting Status PDA CUSIP 10552T 08/18/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Ratify Appointment of Financial Mgmt For For For Adivsor 3 Approve Financial Report Mgmt For For For 4 Approve Capital Increase Mgmt For For For
British American Tobacco PLC Ticker Security ID: Meeting Date Meeting Status CINS G1510J102 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Ana Maria Llopis Mgmt For For For 8 Elect Christine Morin-Postel Mgmt For For For 9 Elect Anthony Ruys Mgmt For For For 10 Elect Richard Burrows Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period to 14 Days 19 Adoption of New Articles Mgmt For For For 20 Scrip Dividend Mgmt For For For
Broadcom Corp. Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP9 111320107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1023R104 05/13/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Directors' Fees Mgmt For For For 9 Supervisors' Fees Mgmt For For For 10 Provision of Guarantees Mgmt For For For 11 Release of Pledge Mgmt For For For 12 Other Business Mgmt For Against Against 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Shares of BYD Mgmt For For For Electronic w/o Preemptive Rights
Cabot Oil & Gas Corp. Ticker Security ID: Meeting Date Meeting Status COG CUSIP9 127097103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David M. Carmichael Mgmt For For For 2 Elect Robert L. Keiser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
Canadian Natural Resources Limited Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP9 136385101 05/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Catherine Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Gary Filmon Mgmt For For For 1.4 Elect Gordon Giffin Mgmt For For For 1.5 Elect Steve Laut Mgmt For For For 1.6 Elect Keith MacPhail Mgmt For For For 1.7 Elect Allan Markin Mgmt For For For 1.8 Elect Frank McKenna Mgmt For For For 1.9 Elect James Palmer Mgmt For For For 1.10 Elect Eldon Smith Mgmt For For For 1.11 Elect David Tuer Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Stock Split Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Option Plan
Canadian Oil Sands Trust Ticker Security ID: Meeting Date Meeting Status COSWF CUSIP9 13642L100 04/29/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Conversion to Corporation Mgmt For For For 2 Transition Option Plan Mgmt For For For 3 Equity Incentive Plan Mgmt For For For 4 New Incentive Option Plan Mgmt For For For 5 Deferred Share Unit Plan Mgmt For For For 6 Shareholder Rights Plan Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9.1 Elect Charles Shultz Mgmt For For For 9.2 Elect Ian Bourne Mgmt For For For 9.3 Elect Marcel Coutu Mgmt For For For 9.4 Elect Donald Lowry Mgmt For For For 9.5 Elect John Read Mgmt For For For 9.6 Elect Wayne Newhouse Mgmt For For For 9.7 Elect Brant Sangster Mgmt For For For 9.8 Elect Wesley Twiss Mgmt For For For 9.9 Elect John Zaozirny Mgmt For For For 10 Unitholder Rights Plan Mgmt For For For 11 Amendments to Trust Indenture Mgmt For For For
Cardinal Health Inc Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Bruce Downey Mgmt For For For 6 Elect John Finn Mgmt For For For 7 Elect Gregory Kenny Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect David Raisbeck Mgmt For For For 10 Elect Jean Spaulding Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Management Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Carlisle Companies Inc Ticker Security ID: Meeting Date Meeting Status CSL CUSIP9 142339100 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robin Adams Mgmt For For For 2 Elect Robin Callahan Mgmt For For For 3 Elect David Roberts Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Carrefour Ticker Security ID: Meeting Date Meeting Status CINS F13923119 05/04/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts 5 Consolidated Accounts and Reports Mgmt For For For 6 Severance Package (Lars Olofsson) Mgmt For Against Against 7 Retirement Benefits (Lars Olofsson) Mgmt For Against Against 8 Allocation of Profits/Dividends Mgmt For For For 9 Elect Anne-Claire Taittinger Mgmt For For For 10 Elect Sebastien Bazin Mgmt For For For 11 Elect Thierry Breton Mgmt For For For 12 Elect Charles Edelstenne Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 16 Authority to Issue Restricted Stock Mgmt For For For to Employees and Executives
Caterpillar Inc Ticker Security ID: Meeting Date Meeting Status CAT CUSIP9 149123101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHoldr Against For Against Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 8 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Celgene Corp. Ticker Security ID: Meeting Date Meeting Status CELG CUSIP9 151020104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CELLCOM ISRAEL LTD Ticker Security ID: Meeting Date Meeting Status CEL CUSIP9 M2196U109 04/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ami Erel Mgmt For Against Against 2 Elect Shay Livnat Mgmt For Against Against 3 Elect Ra'anan Cohen Mgmt For Against Against 4 Elect Avraham Bigger Mgmt For Against Against 5 Elect Rafi Bisker Mgmt For Against Against 6 Elect Shlomo Waxe Mgmt For Against Against 7 Elect Haim Gavrieli Mgmt For Against Against 8 Elect Ari Bronshtein Mgmt For Against Against 9 Elect Tal Raz Mgmt For Against Against 10 Elect Joseph Barnea Mgmt For For For 11 Elect Ronit Baytel Mgmt For For For 12 Appointment of Auditor Mgmt For For For
CELLCOM ISRAEL LTD Ticker Security ID: Meeting Date Meeting Status CEL CUSIP M2196U 09/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ami Erel Mgmt For Against Against 2 Elect Shay Livnat Mgmt For Against Against 3 Elect Raanan Cohen Mgmt For Against Against 4 Elect Avraham Bigger Mgmt For Against Against 5 Elect Rafi Bisker Mgmt For Against Against 6 Elect Shlomo Waxe Mgmt For For For 7 Elect Haim Gavrieli Mgmt For Against Against 8 Elect Ari Bronshtein Mgmt For Against Against 9 Elect Tal Raz Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For
Centamin Egypt Limited Ticker Security ID: Meeting Date Meeting Status CELTF CUSIP Q2159B 11/27/2009 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against 3 Re-elect Colin Cowden Mgmt For For For 4 Re-elect Thomas Elder Mgmt For For For 5 Re-elect H. Stuart Bottomley Mgmt For For For 6 Approve Equity Plan (EOP) Mgmt For Against Against 7 Increase Non-Executive Directors' Mgmt For For For Fee Cap 8 Ratify Placement of Securities Mgmt For For For 9 Ratify Placement of Securities Mgmt For For For 10 Ratify Placement of Securities Mgmt For For For 11 Ratify Placement of Securities Mgmt For For For 12 Ratify Placement of Securities Mgmt For For For 13 Ratify Placement of Securities Mgmt For For For 14 Ratify Placement of Securities Mgmt For For For 15 Approve Placement of Securities Mgmt For For For 16 Approve Placement of Securities Mgmt For For For 17 Amend Constitution Mgmt For For For 18 Authorise Issue of Shares Without Mgmt For For For Preemptive Rights
Central European Distribution Ticker Security ID: Meeting Date Meeting Status CEDC CUSIP9 153435102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Carey Mgmt For For For 1.2 Elect David Bailey Mgmt For For For 1.3 Elect N. Scott Fine Mgmt For For For 1.4 Elect Marek Forysiak Mgmt For For For 1.5 Elect Robert Koch Mgmt For For For 1.6 Elect William Shanahan Mgmt For For For 1.7 Elect Markus Sieger Mgmt For For For 1.8 Elect Sergey Kupriyanov Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For
Cephalon Inc Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP9 156708109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Baldino, Jr. Mgmt For For For 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For For For Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
CETIP SA BALCAO ORGANIZADO DE ATIVOS E DERIVATIVOS Ticker Security ID: Meeting Date Meeting Status CINS P23840104 04/30/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
CFAO Ticker Security ID: Meeting Date Meeting Status CINS F2015W102 05/17/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Alternate Auditor Mgmt For For For 10 Ratification of the Co-option of Mgmt For For For Cheick Modibo Diarra 11 Ratification of the Co-option of Mgmt For For For Pierre Guenant 12 Ratification of the Co-option of Mgmt For For For Alexandre Vilgrain 13 Elect Nathalie Delapalme Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares and Mgmt For For For Reduce Capital 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 20 Authority to Set Offering Price of Mgmt For For For Shares 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Share Issuance Mgmt For For For Limit 23 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 24 Authority to Grant Stock Options Mgmt For Against Against 25 Authority to Issue Restricted Shares Mgmt For Against Against 26 Authority to Issue Warrants to Mgmt For Against Against Employees and Executives 27 Authority to Carry Out Formalities Mgmt For For For 28 Non-Voting Meeting Note N/A N/A N/A N/A
Check Point Software Tech LT Ticker Security ID: Meeting Date Meeting Status CHKP CUSIP9 M22465104 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gil Shwed Mgmt For For For 1.2 Elect Marius Nacht Mgmt For For For 1.3 Elect Jerry Ungerman Mgmt For For For 1.4 Elect Dan Propper Mgmt For For For 1.5 Elect David Rubner Mgmt For For For 1.6 Elect Tal Shavit Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Approval of Compensation for the Mgmt For For For Company's Chairman and CEO, Gil Shwed 4 Declaration of Material Interest Mgmt N/A Against N/A
Chesapeake Energy Corp. Ticker Security ID: Meeting Date Meeting Status CHK CUSIP9 165167107 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Keating Mgmt For Withhold Against 1.2 Elect Merrill Miller, Jr. Mgmt For For For 1.3 Elect Frederick Whittemore Mgmt For Withhold Against 2 Amendment to the Long Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Responsible Use of Company Stock 6 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 9 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Chevron Corp. Ticker Security ID: Meeting Date Meeting Status CVX CUSIP9 166764100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee
CHINA DONGXIANG (GROUP) CO LTD Ticker Security ID: Meeting Date Meeting Status CINS G2112Y109 09/25/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Joint Venture Agreement Mgmt For For For 3 New Framework Agreement Mgmt For For For 4 Annual Caps Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
China Mengniu Dairy Company Limited Ticker Security ID: Meeting Date Meeting Status CINS G21096105 06/09/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect NIU Gensheng Mgmt For For For 4 Elect WU Jingshui Mgmt For For For 5 Elect DING Sheng Mgmt For For For 6 Elect JIAO Shuge (alias JIAO Zhen) Mgmt For For For 7 Elect Julian Wolhardt Mgmt For For For 8 Elect MA Wangjun Mgmt For For For 9 Elect ZHANG Julin Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A
China Mengniu Dairy Company Limited Ticker Security ID: Meeting Date Meeting Status CINS G21096105 08/27/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect NING Gaoning Mgmt For Against Against 4 Elect YU Xubo Mgmt For Against Against 5 Elect MA Jianping Mgmt For Against Against 6 Elect FANG Fenglei Mgmt For Against Against
China Resources Land Limited Ticker Security ID: Meeting Date Meeting Status CINS G2108Y105 08/28/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Acquisition Mgmt For For For
China Resources Power Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y1503A100 06/08/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect WANG Xiao Bin Mgmt For For For 4 Elect Anthony H. Adams Mgmt For For For 5 Elect CHEN Ji Min Mgmt For For For 6 Elect Andrew MA Chiu-Cheung Mgmt For For For 7 Elect SHI Shanbo Mgmt For For For 8 Elect Elsie LEUNG Oi-sie Mgmt For For For 9 Elect Raymond K.F. Ch'ien Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
China Resources Power Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y1503A100 06/08/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Master Coal Supply Agreement and Mgmt For For For Annual Caps
China Shanshui Cement Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G2116M101 05/19/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YU Yuchuan Mgmt For For For 6 Elect Homer SUN Mgmt For For For 7 Elect SUN Jianguo Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Amendments to the appointment of new Mgmt For For For Directors by special resolution 13 Amendments to the maximum and Mgmt For For For minimum number of Directors 14 Amendments to the establisment of Mgmt For For For Executive Committee and Nomination Committee 15 Amendments to the terms of the Mgmt For For For Chairman and Vice-Chairman 16 Amendments to the Notice of Board Mgmt For For For meeting
China Shanshui Cement Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G2116M101 09/02/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G21677136 06/09/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect KONG Qingping Mgmt For For For 6 Elect ZHOU Yong Mgmt For For For 7 Elect ZHANG Yifeng Mgmt For For For 8 Elect ZHOU Hancheng Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G21677136 06/21/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For
CHINA YURUN FOOD GROUP LTD Ticker Security ID: Meeting Date Meeting Status CINS G21159101 02/03/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect YU Zhangli Mgmt For Against Against 3 Elect WANG Kaitian Mgmt For Against Against 4 Elect LI Chenghua Mgmt For Against Against 5 Elect QIAO Jun Mgmt For For For 6 Elect CHEN Jianguo Mgmt For For For 7 Board Size Mgmt For For For 8 Amendments to Articles: Board Size Mgmt For For For
CHINA YURUN FOOD GROUP LTD Ticker Security ID: Meeting Date Meeting Status CINS G21159101 05/26/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect ZHU Yiliang Mgmt For For For 4 Elect GE Yuqi Mgmt For For For 5 Elect YU Zhangli Mgmt For For For 6 Elect JIAO Shuge (alias JIAO Zhen) Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
CIA SANEAMENTO MINAS GERAIS SA Ticker Security ID: Meeting Date Meeting Status CINS P28269101 02/23/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Alfredo Vicente Salgado Faria Mgmt For For For 4 Amendments to Articles (April 28, Mgmt For For For 2009 General Meeting) 5 Reconciliation of Share Capital Mgmt For For For (April 28, 2009 General Meeting) 6 Approval of Financing from BNDES Mgmt For For For
CIA SANEAMENTO MINAS GERAIS SA Ticker Security ID: Meeting Date Meeting Status CINS P28269101 09/25/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Directors Mgmt For For For 4 Authority to Initiate Bidding Process Mgmt For For For 5 Charitable Donations Mgmt For For For
Ciena Corp. Ticker Security ID: Meeting Date Meeting Status CIEN CUSIP9 171779309 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lawton Fitt Mgmt For For For 2 Elect Patrick Nettles Mgmt For For For 3 Elect Michael Rowny Mgmt For For For 4 Elect Patrick Gallagher Mgmt For For For 5 Amendment to the 2008 Omnibus Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation
Citizens & Northern Corp. Ticker Security ID: Meeting Date Meeting Status CZNC CUSIP9 172922106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Bruce Haner Mgmt For For For 1.2 Elect Susan Hartley Mgmt For For For 1.3 Elect Leo Lambert Mgmt For For For 1.4 Elect Edward Learn Mgmt For For For 1.5 Elect Leonard Simpson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Citizens Banking Corp. Ticker Security ID: Meeting Date Meeting Status CRBC CUSIP9 174420109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Butvilas Mgmt For For For 2 Elect Robert Cubbin Mgmt For For For 3 Elect Richard Dolinski Mgmt For For For 4 Elect Dennis Ibold Mgmt For For For 5 Elect Benjamin Laird Mgmt For For For 6 Elect Cathleen Nash Mgmt For For For 7 Elect Kendall Williams Mgmt For For For 8 Elect James Wolohan Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Amendment and Restatement of Stock Mgmt For For For Compensation Plan 11 Ratification of Auditor Mgmt For For For
Citizens Banking Corp. Ticker Security ID: Meeting Date Meeting Status CRBC CUSIP 174420 09/16/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Issuance of Common Stock Pursuant to Mgmt For For For Debt Exchange 3 Right to Adjourn Meeting Mgmt For For For
Citrix Systems Inc Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP9 177376100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Templeton Mgmt For For For 2 Elect Stephen Dow Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 AMENDMENT TO THE 2005 EQUITY Mgmt For For For INCENTIVE PLAN 5 Ratification of Auditor Mgmt For For For
Cliffs Natural Resources Inc Ticker Security ID: Meeting Date Meeting Status CLF CUSIP9 18683K101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect Janice Henry Mgmt For For For 1.7 Elect James Kirsch Mgmt For For For 1.8 Elect Francis McAllister Mgmt For For For 1.9 Elect Roger Phillips Mgmt For For For 1.10 Elect Richard Riederer Mgmt For For For 1.11 Elect Alan Schwartz Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Amendment to the 2007 Incentive Mgmt For For For Equity Plan 4 Ratification of Auditor Mgmt For For For
CMS Energy Corp. Ticker Security ID: Meeting Date Meeting Status CMS CUSIP9 125896100 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For For For 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 4 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Coal Combustion Waste
CNPC Hong Kong Limited Ticker Security ID: Meeting Date Meeting Status CINS G2237F126 01/28/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Share Acquisition Mgmt For For For 3 Disposal Mgmt For For For 4 Financial Services Agreement Mgmt For For For 5 Revised Annual Caps Mgmt For For For
CNPC Hong Kong Limited Ticker Security ID: Meeting Date Meeting Status CINS G2237F126 03/05/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Company's Name Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
CNPC Hong Kong Limited Ticker Security ID: Meeting Date Meeting Status CINS G2237F100 10/20/2009 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Acquisition Mgmt For For For
COBALT ENERGY LTD. Ticker Security ID: Meeting Date Meeting Status CIE CUSIP9 19075F106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bryant Mgmt For For For 1.2 Elect Gregory Beard Mgmt For For For 1.3 Elect Peter Coneway Mgmt For For For 1.4 Elect Henry Cornell Mgmt For For For 1.5 Elect Jack Golden Mgmt For For For 1.6 Elect Kenneth Moore Mgmt For For For 1.7 Elect J. Hardy Murchison Mgmt For For For 1.8 Elect Kenneth Pontarelli Mgmt For For For 1.9 Elect Myles Scoggins Mgmt For For For 1.10 Elect D. Jeff van Steenbergen Mgmt For For For 1.11 Elect Martin Young, Jr. Mgmt For For For 2 Non-Employee Directors Compensation Mgmt For For For Plan and Non-Employee Directors Deferral Plan 3 Ratification of Auditor Mgmt For For For
COCA COLA HELLENIC BOTTLING CO SA, ATHENS Ticker Security ID: Meeting Date Meeting Status CINS X1435J139 10/16/2009 Take No Action Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Increase in Authorized Capital Mgmt For TNA N/A 3 Authority to Reduce Share Capital Mgmt For TNA N/A 4 Amendments to Articles Mgmt For TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A
Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP9 20030N101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
COMPANHIA BRASILEIRA DE MEIOS DE PAGAMENTO, SAO PA Ticker Security ID: Meeting Date Meeting Status CINS P3063Y106 12/14/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Company Name Mgmt For For For 3 Election of Supervisory Council Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Conocophillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP9 20825C104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Consol Energy Inc Ticker Security ID: Meeting Date Meeting Status CNX CUSIP9 20854P109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Whitmire Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect James Altmeyer, Sr. Mgmt For For For 1.4 Elect Philip Baxter Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cooper Industries Limited Ticker Security ID: Meeting Date Meeting Status CBE CUSIP9 G24140108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Butler Mgmt For For For 2 Elect Dan Smith Mgmt For For For 3 Elect Gerald Smith Mgmt For For For 4 Elect Mark Thompson Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority of Subsidiaries to Mgmt For For For Repurchase Shares 8 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Corning Inc Ticker Security ID: Meeting Date Meeting Status GLW CUSIP9 219350105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Cummings, Jr. Mgmt For For For 2 Elect Carlos Gutierrez Mgmt For For For 3 Elect William Smithburg Mgmt For For For 4 Elect Hansel Tookes, II Mgmt For For For 5 Elect Wendell Weeks Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Variable Compensation Plan Mgmt For For For 8 2010 Equity Plan for Non-Employee Mgmt For For For Directors 9 Repeal of Classified Board Mgmt For For For 10 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Cott Corp. Ticker Security ID: Meeting Date Meeting Status COT CUSIP9 22163N106 05/04/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Benadiba Mgmt For For For 1.2 Elect George Burnett Mgmt For For For 1.3 Elect Jerry Fowden Mgmt For For For 1.4 Elect David Gibbons Mgmt For For For 1.5 Elect Stephen Halperin Mgmt For For For 1.6 Elect Betty Hess Mgmt For For For 1.7 Elect Gregory Monahan Mgmt For For For 1.8 Elect Mario Pilozzi Mgmt For For For 1.9 Elect Andrew Prozes Mgmt For For For 1.10 Elect Eric Rosenfeld Mgmt For For For 1.11 Elect Graham Savage Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Equity Incentive Plan Mgmt For For For
Covenant Transport Inc Ticker Security ID: Meeting Date Meeting Status CVTI CUSIP9 22284P105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Alt Mgmt For For For 1.2 Elect Robert Bosworth Mgmt For For For 1.3 Elect Bradley Moline Mgmt For For For 1.4 Elect Niel Nielson Mgmt For For For 1.5 Elect David Parker Mgmt For For For 2 Transaction of Other Business Mgmt For Against Against
Coventry Healthcare Inc Com Ticker Security ID: Meeting Date Meeting Status CVH CUSIP9 222862104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHoldr Against Against For Multiple Metrics For Executive Performance Measures
COVIDIEN Ticker Security ID: Meeting Date Meeting Status COV CUSIP9 G2554F105 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For For For
CRH PLC Ticker Security ID: Meeting Date Meeting Status CINS G25508105 05/05/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Utz-Hellmuth Felcht Mgmt For For For 5 Elect Daniel O'Connor Mgmt For For For 6 Elect Liam O'Mahony Mgmt For For For 7 Elect John Kennedy Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Reissue Treasury Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Share Option Scheme Mgmt For For For 14 Savings-related Share Option Schemes Mgmt For For For 15 Adoption of New Articles Mgmt For For For
Croda International PLC Ticker Security ID: Meeting Date Meeting Status CINS G25536106 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Nigel Turner Mgmt For For For 5 Elect Mike Humphrey Mgmt For For For 6 Elect Sean Christie Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Adoption of New Articles Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP9 228227104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Hutcheson, Jr. Mgmt For For For 1.2 Elect J. Landis Martin Mgmt For For For 1.3 Elect W. Benjamin Moreland Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CVS Corp. Ticker Security ID: Meeting Date Meeting Status CVS CUSIP9 126650100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For For For 8 Elect Terrence Murray Mgmt For For For 9 Elect C.A. Lance Piccolo Mgmt For For For 10 Elect Sheli Rosenberg Mgmt For For For 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles
Cytec Industries Ticker Security ID: Meeting Date Meeting Status CYT CUSIP9 232820100 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Chris Davis Mgmt For For For 2 Elect Shane Fleming Mgmt For For For 3 Elect William Powell Mgmt For For For 4 Elect Louis Hoynes, Jr. Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Dabur India Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1855D140 02/01/2010 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
Dabur India Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1855D140 07/15/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Vijay Natarajasarma Mgmt For For For Pattamadai 4 Re-elect Subbaraman Narayan Mgmt For For For 5 Re-elect Sunil Duggal Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect Albert Paterson Mgmt For For For 8 Elect Analjit Singh Mgmt For For For 9 Amendment to Compensation of Pradip Mgmt For For For Burman 10 Amendment to Compensation of Amit Mgmt For For For Burman 11 Amendment to Compensation of Chetan Mgmt For For For Burman 12 Appointment of Aditya Burman as a Mgmt For For For Wholetime Director of a Subsidiary; Approval of Compensation 13 Amendment to Compensation of Mohit Mgmt For For For Burman 14 Amendment to Compensation of Mgmt For For For Sidharth Burman 15 Amendment to Compensation of Gaurav Mgmt For For For Burman 16 Amendment to the Employee STock Mgmt For For For Option Scheme 17 Amendment to Corporate Purpose Mgmt For For For
Dah Sing Banking Group Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1923F101 05/28/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect David Hinde Mgmt For For For 5 Elect Robert SZE Tsai-To Mgmt For For For 6 Elect John CHIU Lung-Man Mgmt For For For 7 Elect Gary WANG Pak-Ling Mgmt For For For 8 Elect Kazutake Kobayashi Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Meeting Note N/A N/A N/A N/A
Dah Sing Banking Group Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1923F101 09/16/2009 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Shares Pursuant to Mgmt For For For Subscription Agreement
Daiichi Sankyo Company Ticker Security ID: Meeting Date Meeting Status CINS J11257102 06/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Hitoshi Matsuda Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Takashi Okimoto Mgmt For For For 8 Elect Johshi Nakayama Mgmt For For For 9 Elect Kazunori Hirokawa Mgmt For For For 10 Elect Hiroshi Hirabayashi Mgmt For For For 11 Elect Kunio Ishihara Mgmt For For For 12 Elect Yuhichiroh Anzai Mgmt For For For 13 Elect Akio Yamada Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor 16 Bonus Mgmt For For For
Daimlerchrysler AG Ticker Security ID: Meeting Date Meeting Status CINS D1668R123 04/14/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Compensation Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 10 Elect Paul Achleitner Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments 14 Non-Voting Meeting Note N/A N/A N/A N/A
Danaher Corp. Ticker Security ID: Meeting Date Meeting Status DHR CUSIP9 235851102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
DAPHNE INTL HLDGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G2830J103 12/07/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Share Option Scheme Mgmt For For For
DE SAMMENSLUTTEDE VOGNMAEND AF 13.7.1976 AS DSV Ticker Security ID: Meeting Date Meeting Status CINS K3013J154 03/26/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors and Mgmt For For For the Executive Board 4 Accounts and Reports; Directors' Fees Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Kurt Larsen Mgmt For For For 7 Elect Erik Pedersen Mgmt For For For 8 Elect Per Skov Mgmt For For For 9 Elect Kaj Christiansen Mgmt For For For 10 Elect Annette Sadolin Mgmt For For For 11 Elect Birgit Norgaard Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Convertible Debt Mgmt For For For Instruments and Warrants 15 Compensation Guidelines Mgmt For For For 16 Amendments to Articles Regarding Mgmt For For For Companies Act 17 Amendments to Articles Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
Dell Inc Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R 07/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Delta Electronic Industrial Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y20263102 06/15/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Amendments to Procedural Rules of Mgmt For For For Capital Loans 8 Amendments to Procedural Rules of Mgmt For For For Endorsements/Guarantees 9 Amendments to Articles Mgmt For For For 10 Non-Compete Restrictions for Mgmt For For For Directors 11 Extraordinary motions Mgmt For Against Against 12 Non-Voting Meeting Note N/A N/A N/A N/A
Delta Electronic Industrial Co Ltd Ticker Security ID: Meeting Date Meeting Status ISIN TW0002308004 12/18/2009 Voted Meeting Type Country of Trade Special Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Acquisition Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Delta Electronic Industrial Co Ltd Ticker Security ID: Meeting Date Meeting Status cins 247629306 12/18/2009 Voted Meeting Type Country of Trade Special Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Acquisition Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A
Deutsche Boerse AG Ticker Security ID: Meeting Date Meeting Status CINS D1882G119 05/27/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Increase in Authorized Capital II Mgmt For For For 9 Increase in Authorized Capital III Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Intra-company Contract Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Appointment of Auditor Mgmt For For For
Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status CINS D2035M136 11/19/2009 Voted Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Internal Spin-Off of T-Home Mgmt For For For
Devon Energy Corp. Ticker Security ID: Meeting Date Meeting Status DVN CUSIP9 25179M103 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Richels Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
DISCOVER FINANCIAL SERVICES Ticker Security ID: Meeting Date Meeting Status DFS CUSIP9 254709108 04/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For
discovery communications Ticker Security ID: Meeting Date Meeting Status DISCA CUSIP9 25470F104 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Gould Mgmt For For For 1.2 Elect John Hendricks Mgmt For For For 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DNB Nor ASA Ticker Security ID: Meeting Date Meeting Status CINS R1812S105 04/27/2010 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Meeting Notice and Agenda Mgmt For For For 5 Election of Individuals to Check Mgmt For For For Minutes 6 Fees for Governing Bodies Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 9 Election of Corporate Assembly Mgmt For For For 10 Election of Nominating Committee Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Compensation Guidelines Mgmt For For For 13 Shareholder Proposal Regarding Board ShrHoldr N/A Against N/A Issue 14 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Improving Independence of Governing Bodies 15 Shareholder Proposal Regarding ShrHoldr N/A Against N/A General Meeting 16 Shareholder Proposal Regarding Risk ShrHoldr N/A Against N/A Management 17 Non-Voting Meeting Note N/A N/A N/A N/A
DNB Nor ASA Ticker Security ID: Meeting Date Meeting Status CINS R1812S105 11/19/2009 Take No Action Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Opening of Meeting Mgmt For TNA N/A 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Election of an Individual to Check Mgmt For TNA N/A Minutes 6 Issuance of Shares w/ Preemptive Mgmt For TNA N/A Rights 7 Amend the Articles 3-4, 7-1, and 9-1 Mgmt For TNA N/A of the Company s Articles of Association with effect from the time the amendments are approved by the Financial Supervisory Authority of Norway [Kredittilsynet], as specified 8 Non-Voting Meeting Note N/A N/A TNA N/A
Dover Corp. Ticker Security ID: Meeting Date Meeting Status DOV CUSIP9 260003108 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Dow Chemicals Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP9 260543103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect John Hess Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect Paul Polman Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect James Ringler Mgmt For For For 11 Elect Ruth Shaw Mgmt For For For 12 Elect Paul Stern Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 15 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Remediation in the Midland Area 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
DR PEPPER SNAPPLE GROUP INC Ticker Security ID: Meeting Date Meeting Status DPS CUSIP9 26138E109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Adams Mgmt For For For 2 Elect Terence Martin Mgmt For For For 3 Elect Ronald Rogers Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Dreamworks Animation SKG Inco Ticker Security ID: Meeting Date Meeting Status DWA CUSIP9 26153C103 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Employee Stock Purchase Plan Mgmt For For For
Eads Ticker Security ID: Meeting Date Meeting Status CINS F17114103 06/01/2010 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Corporate Governance Report Mgmt Abstain TNA N/A 4 Reserves and Dividend Policy Mgmt Abstain TNA N/A 5 Report of the Board of Directors Mgmt Abstain TNA N/A 6 Discussion of Agenda Items Mgmt Abstain TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Approval of Compensation Policy; Mgmt For TNA N/A Directors' Fees 13 Authority to Repurchase Shares Mgmt For TNA N/A 14 Non-Voting Agenda Item N/A N/A TNA N/A 15 Non-Voting Meeting Note N/A N/A TNA N/A 16 Non-Voting Meeting Note N/A N/A TNA N/A
Ebay Inc Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP9 278642103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For
Eclipsys Corp. Ticker Security ID: Meeting Date Meeting Status ECLP CUSIP9 278856109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Crippen Mgmt For For For 1.2 Elect Edward Kangas Mgmt For For For 1.3 Elect Craig Macnab Mgmt For For For 2 Ratification of Auditor Mgmt For For For
EDF Ticker Security ID: Meeting Date Meeting Status CINS F2940H113 05/18/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports;Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Supplementary Directors' Fees Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For Against Against 11 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 14 Authority to Increase Share Issuance Mgmt For For For Limit 15 Authority to Increase Capital Mgmt For For For Through Capitalizations 16 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Carry Out Formalities Mgmt For For For
EDF Ticker Security ID: Meeting Date Meeting Status CINS F2940H113 11/05/2009 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Regarding Mgmt For For For Stock Dividend 4 Elect Bruno Lafont Mgmt For For For 5 Elect Henri Proglio Mgmt For Against Against 6 Elect Mirelle Faugere Mgmt For Against Against 7 Elect Philippe Crouzet Mgmt For For For 8 Elect Lord Michael Jay of Ewelme Mgmt For For For 9 Elect Pierre Mariani Mgmt For For For 10 Forms of Dividend Payment Mgmt For For For 11 Authority to Carry out Formalities Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
EISAI COMPANY LIMITED Ticker Security ID: Meeting Date Meeting Status CINS J12852117 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Hiroyuki Mitsui Mgmt For For For 4 Elect Akira Fujiyoshi Mgmt For For For 5 Elect Norio Kanoh Mgmt For For For 6 Elect Norihiko Tanikawa Mgmt For For For 7 Elect Satoru Anzaki Mgmt For For For 8 Elect Junji Miyahara Mgmt For For For 9 Elect Kimitoshi Yabuki Mgmt For For For 10 Elect Christina Ahmadjian Mgmt For For For 11 Elect Tokuji Izumi Mgmt For For For 12 Elect Kohichi Masuda Mgmt For For For 13 Stock Option Plan Mgmt For For For
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP9 284131208 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kieran McGowan Mgmt For Against Against 3 Elect Kyran McLaughlin Mgmt For Against Against 4 Elect Dennis Selkoe Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Increase Authorised Mgmt For For For Share Capital 8 Amendments to Articles Regarding Mgmt For For For Authorised Share Capital 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131 07/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Shane Cooke Mgmt For For For 3 Elect Lars Ekman Mgmt For For For 4 Elect Gary Kennedy Mgmt For For For 5 Elect Patrick Kennedy Mgmt For For For 6 Elect Kieran McGowan Mgmt For For For 7 Elect G. Kelly Martin Mgmt For For For 8 Elect Kyran McLaughlin Mgmt For For For 9 Elect Donal O'Connor Mgmt For For For 10 Elect Vaughn Bryson Mgmt For For For 11 Elect Richard Pilnik Mgmt For For For 12 Elect Jack Schuler Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Make Electronic Mgmt For For For Communications 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 19 Amendment to Articles Regarding Mgmt For For For Electronic Communication 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Electronic Arts Inc Ticker Security ID: Meeting Date Meeting Status ERTS CUSIP 285512 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For For For 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Employee Stock Option Exchange Mgmt For For For Program 12 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 13 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For
ELI Lilly & Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP9 532457108 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For For For 3 Elect R. David Hoover Mgmt For For For 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Encana Corp. Ticker Security ID: Meeting Date Meeting Status ECA CUSIP9 292505104 04/21/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Dea Mgmt For For For 1.2 Elect Randall Eresman Mgmt For For For 1.3 Elect Claire Farley Mgmt For For For 1.4 Elect Fred Fowler Mgmt For For For 1.5 Elect Barry Harrison Mgmt For For For 1.6 Elect Suzanne Nimocks Mgmt For For For 1.7 Elect David O'Brien Mgmt For For For 1.8 Elect Jane Peverett Mgmt For For For 1.9 Elect Allan Sawin Mgmt For For For 1.10 Elect Bruce Waterman Mgmt For For For 1.11 Elect Clayton Woitas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Shareholder Rights' Plan Mgmt For For For 4 Amendments to By-Laws Mgmt For For For
Encana Corp. Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505 11/25/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Spin-off Mgmt For For For 2 Employee Stock Option Plan (Cenovus Mgmt For For For Energy Inc.) 3 Shareholder Rights Plan (Cenovus Mgmt For For For Energy Inc.)
Enel Ticker Security ID: Meeting Date Meeting Status CINS T3679P115 04/29/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Election of Statutory Auditors Mgmt For TNA N/A 5 Statutory Auditors' Fees Mgmt For TNA N/A 6 Amendments to Meeting Regulations Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A
EOG Resources Inc Ticker Security ID: Meeting Date Meeting Status EOG CUSIP9 26875P101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Triggering Event
Equinix Inc Ticker Security ID: Meeting Date Meeting Status EQIX CUSIP9 29444U502 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Clontz Mgmt For For For 1.2 Elect Gary Hromadko Mgmt For For For 1.3 Elect Scott Kriens Mgmt For For For 1.4 Elect William Luby Mgmt For For For 1.5 Elect Irving F. Lyons III Mgmt For For For 1.6 Elect Christopher Paisley Mgmt For For For 1.7 Elect Stephen Smith Mgmt For For For 1.8 Elect Peter Van Camp Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Equitable Resources Inc Ticker Security ID: Meeting Date Meeting Status EQT CUSIP9 26884L109 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vicky Bailey Mgmt For For For 1.2 Elect Murry Gerber Mgmt For For For 1.3 Elect George Miles, Jr. Mgmt For For For 1.4 Elect James Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Esprit Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G3122U145 12/10/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Final Dividends Mgmt For For For 4 Allocation of Special Dividends Mgmt For For For 5 Elect Heinz Jurgen Krogner-Kornalik Mgmt For For For 6 Elect Jurgen Alfred Rudolf Friedrich Mgmt For For For 7 Elect Ronald van der Vis Mgmt For For For 8 Elect CHEW Fook Aun Mgmt For For For 9 Elect Francesco Trapani Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Adoption of New Share Option Scheme Mgmt For For For and Termination of 2001 Share Option Scheme
Evraz Group SA Ticker Security ID: Meeting Date Meeting Status CINS 30050A202 05/17/2010 Voted Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Losses Mgmt For For For 4 Presentation of Consolidated Mgmt For For For Accounts and Reports 5 Consolidated Accounts and Reports Mgmt For For For 6 Ratification of Board and Auditors Mgmt For For For Acts 7 Elect Alexander Abramov Mgmt For For For 8 Elect Otari Arshba Mgmt For For For 9 Elect Alexander Frolov Mgmt For For For 10 Elect James Karl Gruber Mgmt For For For 11 Elect Olga Pokrovskaya Mgmt For For For 12 Elect Terry Robinson Mgmt For For For 13 Elect Eugene Tenenbaum Mgmt For For For 14 Elect Eugene Tenenbaum Mgmt For For For 15 Elect Gordon Toll Mgmt For For For 16 Authority not to Reelect Gennady Mgmt For For For Bogolyubov, Philippe Delaunois and James Campbell; Resignation of Bruno Bolfo; Ratification of their Acts 17 Appointment of Statutory Auditor Mgmt For For For (Alexandra Trunova) 18 Appointment of External Auditor Mgmt For For For (Ernst and Young) 19 Directors' Fees Mgmt For For For 20 Compensation of CEO Mgmt For For For 21 Authority to Sign Management Service Mgmt For For For Agreements with Independent Directors
Exelon Corp. Ticker Security ID: Meeting Date Meeting Status EXC CUSIP9 30161N101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For For For 18 Ratification of Auditor Mgmt For For For
Expediators International Of Washington Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP9 302130109 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Exxon Mobil Corp. Ticker Security ID: Meeting Date Meeting Status XOM CUSIP9 30231G102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 8 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHoldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Future Energy Trends
Ezra Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Y2401G108 02/03/2010 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
Ezra Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Y2401G108 10/14/2009 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 3 Authority to Issue Shares at Discount Mgmt For For For
Ezra Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Y2401G108 12/22/2009 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Lionel LEE Chye Tek Mgmt For For For 4 Elect WONG Bheet Huan Mgmt For For For 5 Elect TAY Chin Kwang Mgmt For For For 6 Elect NGO Get Ping Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Authority to Grant Awards and Issue Mgmt For For For Shares under Ezra Employees' Share Option Scheme
Fedex Corp. Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X 09/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
FERREXPO PLC, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G3435Y107 05/27/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Christopher Mawe Mgmt For For For 8 Elect Ihor Mitiukov Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
First Quantum Minerals Limited Ticker Security ID: Meeting Date Meeting Status FQVLF CUSIP9 335934105 05/20/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Pascall Mgmt For For For 1.2 Elect G. Clive Newall Mgmt For For For 1.3 Elect Martin Rowley Mgmt For For For 1.4 Elect Rupert Pennant-Rea Mgmt For For For 1.5 Elect Andrew Adams Mgmt For For For 1.6 Elect Michael Martineau Mgmt For For For 1.7 Elect Peter St George Mgmt For For For 1.8 Elect Paul Brunner Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
FMC CORP COM Ticker Security ID: Meeting Date Meeting Status FMCPRC CUSIP9 302491303 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Foot Locker Inc Ticker Security ID: Meeting Date Meeting Status FL CUSIP9 344849104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ken Hicks Mgmt For For For 1.2 Elect James Preston Mgmt For For For 1.3 Elect Dona Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Foot Locker Mgmt For For For Stock Incentive Plan
Forest City Enterprises Inc Ticker Security ID: Meeting Date Meeting Status FCEA CUSIP9 345550107 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael P. Esposito, Jr. Mgmt For For For 1.2 Elect Joan K. Shafran Mgmt For For For 1.3 Elect Louis Stokes Mgmt For For For 1.4 Elect Stan Ross Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Increase of Preferred Stock Mgmt For For For 4 Amendment to the Code of Regulations Mgmt For For For to Allow the Board to Make Certain Amendments Without Shareholder Approval 5 Amendment to the 1994 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Forest Laboratories Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838 08/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee, III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Ratification of Auditor Mgmt For For For
FOROYA BANKI Ticker Security ID: Meeting Date Meeting Status CINS K4002E107 03/29/2010 Voted Meeting Type Country of Trade Annual Faroe Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Receive the Director s report on the Mgmt N/A For N/A Bank s activities in the past year 2 Approve the submission of audited Mgmt N/A For N/A annual accounts for adoption and annual report 3 Approve the distribution of profit Mgmt N/A For N/A in accordance with the adopted annual accounts; as announced the Bank participates in bank package I; this implies that the bank, according to Section 16 c, no.1 of the financial stability Act, is prohibited from paying out dividends in 2010; nevertheless, the Bank can pay out dividends from 2011, conditional on that the dividend is paid from the Bank s profit for that year 4 Amend the Article 1, Paragraph 1 of Mgmt N/A For N/A the Articles of Association as specified 5 Amend the Article 1, Paragraph 2 of Mgmt N/A For N/A the Articles of Association as specified 6 Amend the new Article 15, Paragraph Mgmt N/A For N/A 1 of the Articles of Association as specified 7 Approve the financing fund of 1992 Mgmt N/A For N/A in accordance with Article 9, paragraph 3 on waiving the special quorum requirement in Article 9, paragraph 2 that at least 2/3 of the share capital shall be represented at the general meeting when voting on the above mentioned proposals to amend Article 1, paragraph 1-2, and Article 15 and so that Article 9, paragraph 3 continues to remain in effect regardless whether this specific waiver is adopted or not 8 Authorize the Board of Directors to Mgmt N/A For N/A make possible modifications to the general meeting minutes and the Articles of Association, demanded by Skraseting Foroya (the Faroese Company Registration Authority) to register amendments to Articles of Association with reference to items a-c 9 Election of Members to the Board of Mgmt N/A For N/A Directors by the general meeting, expect those Members who are elected pursuant to the statutory provisions on employee representation on the Board of Directors; according to the Articles of Association, Article 10, paragraph 2, the general meeting elects 4 to 6 Board Members to hold office until the next AGM; the current 4 Board Members, previously elected by the general meeting, are up for election; the Board of Directors suggests re-election of the specified Board Members: Klaus Rasmussen, Jens Erik Christensen and Keld Sondergaard Holm and election of Nils Suni Sorensen 10 Election of Auditor/Auditors in Mgmt N/A For N/A accordance to Article 14, paragraph 1 in the Bank s Articles of Associations, the Bank s current auditors will retire and the general meeting shall elect one or various Auditors for 1 year; the Board of Directors of the Bank suggests election of the Auditors: NOTA, Loggilt grannskooanarfelag P/F, together with PricewaterhouseCoopers Denmark 11 Authorize the Board of Directors of Mgmt N/A For N/A the Bank to permit the Bank to permit the Bank to acquire own shares; until the next AGM to permit the Bank by way of ownership or pledge to acquire own shares up to a total nominal value corresponding to 10% of the Bank s share capital in accordance with Article 48 in the Companies Act, when the Bank acquires own shares by way of ownership, the share price shall not deviate from the market price by more than 10% 12 Non-Voting Agenda Item N/A N/A N/A N/A
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 04/09/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Amendment Regarding Change in Mgmt For TNA N/A Company Name 5 Amendment Regarding Issuance of Mgmt For TNA N/A Shares 6 Amend Article 10 Mgmt For TNA N/A 7 Amendment Regarding Disapplication Mgmt For TNA N/A of Preemptive Rights 8 Amendment Regarding Director Mgmt For TNA N/A Compensation 9 Authority to Amend Articles Mgmt For TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 04/12/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Authority to Repurchase Shares Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Amendment Regarding Change in Mgmt For TNA N/A Company Name 7 Amendment Regarding Registered Office Mgmt For TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Increase in Authorized Capital Mgmt For TNA N/A 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Amendment Regarding Authorized Mgmt For TNA N/A Capital 12 Amendment Regarding Director Mgmt For TNA N/A Compensation 13 Amendments Regarding the Form of Mgmt For TNA N/A Shares 14 Amendment Regarding Share Ownership Mgmt For TNA N/A Disclosure 15 Authority to Amend Articles Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Meeting Note N/A N/A TNA N/A
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 04/28/2010 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board Acts (Louis Mgmt For TNA N/A Cheung Chi Yan) 10 Ratification of Board Acts (Philippe Mgmt For TNA N/A Bodson) 11 Ratification of Board Acts (Richard Mgmt For TNA N/A Delbridge) 12 Ratification of Board Acts (Clara Mgmt For TNA N/A Furse) 13 Ratification of Board Acts (Reiner Mgmt For TNA N/A Hagemann) 14 Ratification of Board Acts (Jan Mgmt For TNA N/A Michiel Hessels) 15 Ratification of Board Acts (Jacques Mgmt For TNA N/A Manardo) 16 Ratification of Board Acts (Alois Mgmt For TNA N/A Michielsen) 17 Ratification of Board Acts (Ronald Mgmt For TNA N/A Sandler) 18 Ratification of Board Acts (Rana Mgmt For TNA N/A Talwar) 19 Ratification of Board Acts (Klaas Mgmt For TNA N/A Westdijk) 20 Ratification of Board Acts (Karel De Mgmt For TNA N/A Boeck) 21 Ratification of Board Acts (Georges Mgmt For TNA N/A Ugeux) 22 Ratification of Board Acts (Jozef De Mgmt For TNA N/A Mey) 23 Ratification of Board Acts (Jan Mgmt For TNA N/A Zegering Hadders) 24 Ratification of Board Acts (Frank Mgmt For TNA N/A Arts) 25 Ratification of Board Acts (Guy de Mgmt For TNA N/A Selliers de Moranville) 26 Ratification of Board Acts (Roel Mgmt For TNA N/A Nieuwdorp) 27 Ratification of Board Acts (Lionel Mgmt For TNA N/A Perl) 28 Ratification of Board Acts Mgmt For TNA N/A (Shaoliang Jin) 29 Ratification of Board Acts (Bart De Mgmt For TNA N/A Smet) 30 Ratification of Auditor's Acts Mgmt For TNA N/A 31 Non-Voting Agenda Item N/A N/A TNA N/A 32 Approve Compensation Policy Mgmt For TNA N/A 33 Non-Executive Directors' Fees Mgmt For TNA N/A 34 Elect Bart De Smet Mgmt For TNA N/A 35 Elect Bridget McIntyre Mgmt For TNA N/A 36 Elect Belen Romana Mgmt For TNA N/A 37 Authority to Repurchase Shares Mgmt For TNA N/A 38 Authority to Sell Shares Mgmt For TNA N/A 39 Amendment Regarding Change in Mgmt For TNA N/A Company Name 40 Amendment Regarding Registered Office Mgmt For TNA N/A 41 Non-Voting Agenda Item N/A N/A TNA N/A 42 Increase in Authorized Capital Mgmt For TNA N/A 43 Increase in Authorized Capital Mgmt For TNA N/A 44 Amendments Regarding Increases in Mgmt For TNA N/A Authorized Capital 45 Amendments Regarding the Form of Mgmt For TNA N/A Shares 46 Amendment Regarding Director Mgmt For TNA N/A Compensation 47 Amendment Regarding Share Ownership Mgmt For TNA N/A Disclosure 48 Authority to Amend Articles Mgmt For TNA N/A 49 Non-Voting Agenda Item N/A N/A TNA N/A
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 04/29/2010 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board Acts (Louis Mgmt For TNA N/A Cheung Chi Yan) 10 Ratification of Board Acts (Philippe Mgmt For TNA N/A Bodson) 11 Ratification of Board Acts (Richard Mgmt For TNA N/A Delbridge) 12 Ratification of Board Acts (Clara Mgmt For TNA N/A Furse) 13 Ratification of Board Acts (Reiner Mgmt For TNA N/A Hagemann) 14 Ratification of Board Acts (Jan Mgmt For TNA N/A Michiel Hessels) 15 Ratification of Board Acts (Jacques Mgmt For TNA N/A Manardo) 16 Ratification of Board Acts (Alois Mgmt For TNA N/A Michielsen) 17 Ratification of Board Acts (Ronald Mgmt For TNA N/A Sandler) 18 Ratification of Board Acts (Rana Mgmt For TNA N/A Talwar) 19 Ratification of Board Acts (Klaas Mgmt For TNA N/A Westdijk) 20 Ratification of Board Acts (Karel De Mgmt For TNA N/A Boeck) 21 Ratification of Board Acts (Georges Mgmt For TNA N/A Ugeux) 22 Ratification of Board Acts (Jozef De Mgmt For TNA N/A Mey) 23 Ratification of Board Acts (Jan Mgmt For TNA N/A Zegering Hadders) 24 Ratification of Board Acts (Frank Mgmt For TNA N/A Arts) 25 Ratification of Board Acts (Guy de Mgmt For TNA N/A Selliers de Moranville) 26 Ratification of Board Acts (Roel Mgmt For TNA N/A Nieuwdorp) 27 Ratification of Board Acts (Lionel Mgmt For TNA N/A Perl) 28 Ratification of Board Acts (Shaoling Mgmt For TNA N/A Jin) 29 Ratification of Board Acts (Bart De Mgmt For TNA N/A Smet) 30 Non-Voting Agenda Item N/A N/A TNA N/A 31 Approve Compensation Policy Mgmt For TNA N/A 32 Non-Executive Directors' Fees Mgmt For TNA N/A 33 Elect Bridget McIntyre Mgmt For TNA N/A 34 Elect Belen Romana Mgmt For TNA N/A 35 Authority to Trade in Company Stock Mgmt For TNA N/A 36 Amendment Regarding Change in Mgmt For TNA N/A Company Name 37 Amendment Regarding Share Issuance Mgmt For TNA N/A 38 Amendment Regarding Form of Shares Mgmt For TNA N/A 39 Amendment Regarding Disapplication Mgmt For TNA N/A of Preemptive Rights 40 Amendment Regarding Director Mgmt For TNA N/A Compensation 41 Authority to Amend Articles Mgmt For TNA N/A 42 Non-Voting Agenda Item N/A N/A TNA N/A
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 09/18/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Elect Bart De Smet Mgmt For TNA N/A 5 Authority to Repurchase Shares Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A
Fortune Brands Inc Ticker Security ID: Meeting Date Meeting Status FO CUSIP9 349631101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Anne Tatlock Mgmt For For For 2 Elect Norman Wesley Mgmt For For For 3 Elect Peter Wilson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 2010 Non-Employee Director Stock Plan Mgmt For For For 7 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
FPL Group Inc Ticker Security ID: Meeting Date Meeting Status FPL CUSIP9 302571104 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
France Telecom Ticker Security ID: Meeting Date Meeting Status CINS F4113C103 06/09/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Losses/Dividends Mgmt For For For 6 Agreement with the French State Mgmt For For For 7 Agreements with Directors Mgmt For For For 8 Agreement with Novalis Mgmt For For For 9 Authority to Repurchase Shares Mgmt For Against Against 10 Elect Stephane Richard Mgmt For For For 11 Elect Marc Maouche Mgmt N/A For N/A 12 Elect Jean-Pierre Borderieux Mgmt N/A Against N/A 13 Authority to Issue Shares to Holders Mgmt For For For of Orange SA Shares and Options 14 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Shares and Options 15 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
Franklin Resources Ticker Security ID: Meeting Date Meeting Status BEN CUSIP9 354613101 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Robert Joffe Mgmt For For For 5 Elect Charles Johnson Mgmt For Against Against 6 Elect Gregory Johnson Mgmt For Against Against 7 Elect Rupert Johnson, Jr. Mgmt For Against Against 8 Elect Thomas Kean Mgmt For For For 9 Elect Chutta Ratnathicam Mgmt For For For 10 Elect Peter Sacerdote Mgmt For Against Against 11 Elect Laura Stein Mgmt For For For 12 Elect Anne Tatlock Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Mgmt For For For Stock Incentive Plan
Freeport-McMoran Copper & Gold Ticker Security ID: Meeting Date Meeting Status FCXPRA CUSIP9 35671D857 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Gap Inc Ticker Security ID: Meeting Date Meeting Status GPS CUSIP9 364760108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan
Garanti Bankasi AS Ticker Security ID: Meeting Date Meeting Status CINS M4752S106 04/01/2010 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Board Mgmt For TNA N/A 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts; Allocation of Mgmt For TNA N/A Profits/Dividends 6 Amendments to Articles Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 9 Appointment of Auditor Mgmt For TNA N/A 10 Charitable Donations Mgmt For TNA N/A 11 Related Party Transactions Mgmt For TNA N/A
Gartner Inc Ticker Security ID: Meeting Date Meeting Status IT CUSIP9 366651107 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael J. Bingle Mgmt For For For 1.2 Elect Richard J. Bressler Mgmt For For For 1.3 Elect Karen E. Dykstra Mgmt For For For 1.4 Elect Russell P. Fradin Mgmt For For For 1.5 Elect Anne Sutherland Fuchs Mgmt For For For 1.6 Elect William O. Grabe Mgmt For For For 1.7 Elect Eugene A. Hall Mgmt For For For 1.8 Elect Stephen G. Pagliuca Mgmt For For For 1.9 Elect James C. Smith Mgmt For For For 1.10 Elect Jeffrey W. Ubben Mgmt For For For 2 Ratification of Auditor Mgmt For For For
GAZPROM OAO -ADR Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/25/2010 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Elect Andrey Akimov Mgmt For Abstain Against 36 Elect Alexander Ananenkov Mgmt For Abstain Against 37 Elect Burckhard Bergmann Mgmt For Abstain Against 38 Elect Farit Gazizullin Mgmt For Abstain Against 39 Elect Vladimir Gusakov Mgmt For Abstain Against 40 Elect Viktor Zubkov Mgmt For Abstain Against 41 Elect Elena Karpel Mgmt For Abstain Against 42 Elect Alexey Makarov Mgmt For Abstain Against 43 Elect Alexey Miller Mgmt For Abstain Against 44 Elect Valery Musin Mgmt For For For 45 Elect Elvira Nabiullina Mgmt For Abstain Against 46 Elect Viktor Nikolayev Mgmt For Abstain Against 47 Elect Vlada Rusakova Mgmt For Abstain Against 48 Elect Mikhail Sereda Mgmt For Abstain Against 49 Elect Vladimir Fortov Mgmt For Abstain Against 50 Elect Sergey Shmatko Mgmt For Abstain Against 51 Elect Igor Yusufov Mgmt For Abstain Against 52 Non-Voting Meeting Note N/A N/A N/A N/A 53 Elect Dmitry Arkhipov Mgmt For N/A N/A 54 Elect Andrey Belobrov Mgmt For N/A N/A 55 Elect Vadim Bikulov Mgmt For For For 56 Elect Andrei Kobzev Mgmt For For For 57 Elect Nina Lobanova Mgmt For For For 58 Elect Dmitry Logunov Mgmt For For For 59 Elect Yury Nosov Mgmt For For For 60 Elect Konstantin Pesotsky Mgmt For For For 61 Elect Marat Salekhov Mgmt For For For 62 Elect Maria Tikhonova Mgmt For For For 63 Elect Aleksandr Yugov Mgmt For For For 64 Non-Voting Meeting Note N/A N/A N/A N/A
GAZPROM OAO -ADR Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/25/2010 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Amendments to General Meeting Mgmt For For For Regulations 9 Directors' Fees Mgmt For For For 10 Audit Commission Members' Fees Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Related Party Transactions Mgmt For For For 80 Related Party Transactions Mgmt For For For 81 Non-Voting Meeting Note N/A N/A N/A N/A
GDF SUEZ, PARIS Ticker Security ID: Meeting Date Meeting Status CINS F42768105 05/03/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 13 Authority to Increase Share Issuance Mgmt For For For Limit 14 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 16 Authority to Increase Capital w/o Mgmt For For For Preemptive Rights Under International Employee Shareholding Plan 17 Global Ceiling on Increases in Mgmt For For For Capital 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Grant Stock Options Mgmt For For For 21 Authority to Issue Restricted Stock Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Shareholder Proposal Regarding ShrHoldr Against Against For Allocation of Profits/Dividends
General Dynamics Ticker Security ID: Meeting Date Meeting Status GD CUSIP9 369550108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nicholas Chabraja Mgmt For For For 2 Elect James Crown Mgmt For For For 3 Elect William Fricks Mgmt For For For 4 Elect Jay Johnson Mgmt For For For 5 Elect George Joulwan Mgmt For For For 6 Elect Paul Kaminski Mgmt For For For 7 Elect John Keane Mgmt For For For 8 Elect Lester Lyles Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Robert Walmsley Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Space ShrHoldr Against Against For Weapons
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP9 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Genesee & Wyoming Inc Ticker Security ID: Meeting Date Meeting Status GWR CUSIP9 371559105 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Ringo Mgmt For For For 1.2 Elect Mark Scudder Mgmt For For For 1.3 Elect Oivind Lorentzen III Mgmt For For For 1.4 Elect Michael Norkus Mgmt For For For 2 Ratification of Auditor Mgmt For For For
GENPACT LIMITED Ticker Security ID: Meeting Date Meeting Status G CUSIP9 G3922B107 04/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pramod Bhasin Mgmt For Withhold Against 1.2 Elect Rajat Kumar Gupta Mgmt For For For 1.3 Elect Charles Alexander Mgmt For For For 1.4 Elect John Barter Mgmt For For For 1.5 Elect Steven Denning Mgmt For Withhold Against 1.6 Elect Mark F. Dzialga Mgmt For Withhold Against 1.7 Elect Douglas Kaden Mgmt For Withhold Against 1.8 Elect Jagdish Khattar Mgmt For Withhold Against 1.9 Elect James Madden Mgmt For For For 1.10 Elect Denis Nayden Mgmt For Withhold Against 1.11 Elect Robert Scott Mgmt For For For 1.12 Elect A. Michael Spence Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Gilead Sciences Inc Ticker Security ID: Meeting Date Meeting Status GILD CUSIP9 375558103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Golden Eagle Retail Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G3958R109 07/10/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Lease Agreement (Hanzhong Plaza) Mgmt For For For 3 Annual Caps for Lease Agreement Mgmt For For For (Hanzhong Plaza) 4 Facilities Leasing Agreement Mgmt For For For 5 Annual Caps for Facilities Leasing Mgmt For For For Agreement 6 Lease Agreement (Additional Shanghai Mgmt For For For Premises) 7 Annual Caps for Lease Agreement Mgmt For For For (Additional Shanghai Premises)
Golden Eagle Retail Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G3958R109 12/18/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve the entering into of the Mgmt For For For Framework Agreement [as specified] and the transaction contemplated there under and authorize the Directors [or a duly authorized Committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary or appropriate in relation thereto, including but not limited to make any changes, modifications, amendments, waivers, variations or extensions of such terms and conditions of the Framework Agreement as they may think fit 3 Approve the entering into of the Mgmt For For For Lease Agreement [as specified] and the transaction contemplated there under and authorize the Directors [or a duly authorized Committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary or appropriate in relation thereto, including but not limited to make any changes, modifications, amendments, waivers, variations or extensions of such terms and conditions of the Lease Agreement as they may think fit 4 Proposed Annual Caps for Lease Mgmt For For For Agreement 5 Non-Voting Meeting Note N/A N/A N/A N/A
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP9 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP9 38259P508 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights in China
Groupe Danone Ticker Security ID: Meeting Date Meeting Status CINS F12033134 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Frank Riboud Mgmt For For For 8 Elect Emmanuel Faber Mgmt For For For 9 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 10 Replacement of Auditor (Ernst & Mgmt For For For Young et Autres) 11 Replacement of Alternate Auditor Mgmt For For For (Yves Nicolas) 12 Replacement of Alternate Auditor Mgmt For For For (Auditex) 13 Related Party Transactions Mgmt For For For 14 Severance Package and Retirement Mgmt For For For Benefits (Frank Riboud) 15 Severance Package and Retirement Mgmt For For For Benefits (Emmanuel Faber) 16 Severance Package and Retirement Mgmt For For For Benefits (Bernard Hours) 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For to Executives and Employees 19 Amendment to Articles Regarding Mgmt For For For Voting Rights 20 Authority to Carry Out Formalities Mgmt For For For
Guangdong Investment Limited Ticker Security ID: Meeting Date Meeting Status CINS Y2929L100 06/02/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect XU Wenfang Mgmt For Against Against 4 Elect LI Wai Keung Mgmt For For For 5 Elect John CHAN Cho Chak Mgmt For For For 6 Elect David Li Kwok Po Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
HANSEN TRANSMISSIONS INTERNATIONAL NV, EDEGEM Ticker Security ID: Meeting Date Meeting Status CINS B4812V109 06/24/2010 Voted Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Consolidated Mgmt For For For Accounts and Reports; Presentation of Board Report 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Ratification of Board and Auditor Mgmt For For For Acts 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Elect Alex De Ryck Mgmt For For For 12 Elect Winfried Walzer Mgmt For For For 13 Elect Torre Bjerre-Madsen Mgmt For For For 14 Remuneration Report Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Approve to renew the reduced Mgmt For For For authorized capital period referred to in Article 10.2 of the Articles of Association of the Company [which would otherwise expire on 25 SEP 2010 or, if earlier, the date of the annual shareholders meeting to be held in 2010] for the YE on 24 SEP 2011 or, if earlier, the date of the annual shareholders meeting to be held in 2011, to confirm the authorization of the Board of Directors of the Company, for that period, to issue new shares, warrants or convertible bonds of the Company, with restriction or disapplication of the preferential subscription rights including in favour of one or more specific persons other than employees of the Company or its subsidiaries, in a capital amount not exceeding EUR 898,340.72, (i.e. 5% of the share capital as at the start of the authorized capital period), subject to the terms of Article 10 of the Articles of Association and the Belgian Companies Code 17 Authority to Implement Warrants Plan Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
HANSEN TRANSMISSIONS INTERNATIONAL NV, EDEGEM Ticker Security ID: Meeting Date Meeting Status CINS B4812V109 06/24/2010 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Time of Annual General Mgmt For For For Meeting 4 Amendment Regarding Time of Annual Mgmt For For For General Meeting 5 Authority to Repurchase Shares Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendments Regarding Authority to Mgmt For For For Repurchase Shares 9 Non-Voting Meeting Note N/A N/A N/A N/A
HANSEN TRANSMISSIONS INTERNATIONAL NV, EDEGEM Ticker Security ID: Meeting Date Meeting Status CINS B4812V109 06/24/2010 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 PLEASE NOTE THAT THIS RESOLUTION IS Mgmt For For For A SHAREHOLDER PROPOSAL: Appointment Mr. Martin Negre as the Second [non-executive] Nominee Director of the Company for a period of 1 year effective as from today and ending immediately after this annual shareholders meeting to be held in 2011 4 PLEASE NOTE THAT THIS RESOLUTION IS Mgmt For Against Against A SHAREHOLDER PROPOSAL: Appointment Mr. Bernard Lambilliotte as the Second [non-executive] Nominee Director of the Company for a period of 1 year effective as from today and ending immediately after this annual shareholders meeting to be held in 2011 5 Directors' Fees Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A
Health Net Inc Ticker Security ID: Meeting Date Meeting Status HNT CUSIP9 42222G108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Thomas Farley Mgmt For For For 5 Elect Gale Fitzgerald Mgmt For For For 6 Elect Patrick Foley Mgmt For For For 7 Elect Jay Gellert Mgmt For For For 8 Elect Roger Greaves Mgmt For For For 9 Elect Bruce Willison Mgmt For For For 10 Elect Frederick Yeager Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Heidelbergcement AG Ticker Security ID: Meeting Date Meeting Status CINS D31709104 05/06/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratify Bernd Scheifele Mgmt For For For 6 Ratify Dominik von Achten Mgmt For For For 7 Ratify Daniel Gauthier Mgmt For For For 8 Ratify Andreas Kern Mgmt For For For 9 Ratify Lorenz Nager Mgmt For For For 10 Ratify Albert Scheuer Mgmt For For For 11 Ratify Fritz-Jurgen Heckmann Mgmt For For For 12 Ratify Heinz Schirmer Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Theo Beermann Mgmt For For For 15 Ratify Robert Feiger Mgmt For For For 16 Ratify Veronika Fuss Mgmt For For For 17 Ratify Josef Heumann Mgmt For For For 18 Ratify Gerhard Hirth Mgmt For For For 19 Ratify Max Dietrich Kley Mgmt For For For 20 Ratify Hans Georg Kraut Mgmt For For For 21 Ratify Adolf Merckle Mgmt For For For 22 Ratify Ludwig Merckle Mgmt For For For 23 Ratify Tobias Merckle Mgmt For For For 24 Ratify Eduard Schleicher Mgmt For For For 25 Ratify Werner Schraeder Mgmt For For For 26 Ratify Frank-Dirk Steiniger Mgmt For For For 27 Appointment of Auditor Mgmt For For For 28 Increase in Authorized Capital I Mgmt For For For 29 Increase in Authorized Capital II Mgmt For For For 30 Authority to Issue Convertible Debt Mgmt For For For Instruments 31 Authority to Increase Conditional Mgmt For For For Capital 32 Compensation Policy Mgmt For Against Against 33 Elect Alan Murray Mgmt For For For 34 Elect Herbert Lutkestratkotter Mgmt For For For 35 Amendment Regarding Nominating Mgmt For For For Committee 36 Supervisory Board Members' Fees Mgmt For For For 37 Amend Article 16(1) Mgmt For For For 38 Amend Article 16(3); 16(4) Mgmt For For For 39 Amend Article 18(3) Mgmt For For For 40 Amend Article 11(2) Mgmt For For For
Heineken NV Ticker Security ID: Meeting Date Meeting Status CINS N39427211 04/22/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Executive Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Acquisition Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Issue of Shares with regards to Mgmt For For For FEMSA Acquisition 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendment to Compensation Policy Mgmt For For For 15 Amendment to Long-Term Incentive Plan Mgmt For For For 16 Elect J.A. Fernandez Carbajal Mgmt For For For 17 Elect J.G. Astaburuaga Sanjines Mgmt For For For 18 Elect Cornelis van Lede Mgmt For For For 19 Elect Jan Maarten de Jong Mgmt For For For 20 Elect Annemiek Fentener van Mgmt For For For Vlissingen 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
Hengan International Group Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS G4402L151 05/24/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect SZE Man Bok Mgmt For For For 6 Elect HUNG Ching Shan Mgmt For For For 7 Elect Vincent LOO Hong Shing Mgmt For For For 8 Elect WANG Ming Fu Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
Herbalife Limited Ticker Security ID: Meeting Date Meeting Status HLF CUSIP9 G4412G101 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Richard Bermingham Mgmt For For For 1.3 Elect Jeffrey Dunn Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Hess Corp. Ticker Security ID: Meeting Date Meeting Status HES CUSIP9 42809H107 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP9 428236103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation
HI SUN TECHNOLOGY LTD Ticker Security ID: Meeting Date Meeting Status CINS G4512G126 01/25/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Convertible Preference Mgmt For For For Shares in a Subsidiary 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A
HI SUN TECHNOLOGY LTD Ticker Security ID: Meeting Date Meeting Status CINS G4512G126 04/28/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect XU Wensheng Mgmt For Against Against 4 Elect LI Wenjin Mgmt For Against Against 5 Elect Raymond YANG Lei Mgmt For Against Against 6 Elect Richard CHANG Kai-Tzung Mgmt For Against Against 7 Elect TAM Chun Fai Mgmt For For For 8 Elect Roger LEUNG Wai Man Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Repurchased Shares Mgmt For For For
Hochtief AG Ticker Security ID: Meeting Date Meeting Status CINS D33134103 05/11/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Convertible Mgmt For For For Bonds; Increase in Conditional Capital 11 Increase in Authorized Capital Mgmt For For For 12 Amendment to Intra-company Contract Mgmt For For For 13 Amendment to Intra-company Contract Mgmt For For For 14 Amendment to Intra-company Contract Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Elect Manfred Wennemer Mgmt For For For
Home Depot Inc Ticker Security ID: Meeting Date Meeting Status HD CUSIP9 437076102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Hon Hai Precision Industries Company Ticker Security ID: Meeting Date Meeting Status CINS Y36861105 06/08/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Amendments to Procedural Rules of Mgmt For For For Capital Loans 12 Amendments to Procedural Rules of Mgmt For For For Endorsements/Guarantees 13 Amendments to Articles Mgmt For For For 14 Election of Directors and Mgmt For For For Supervisors (Slate) 15 Non-Compete Restrictions for Mgmt For For For Directors 16 Extraordinary Motions Mgmt For Against Against 17 Non-Voting Meeting Note N/A N/A N/A N/A
Hospira Inc Ticker Security ID: Meeting Date Meeting Status HSP CUSIP9 441060100 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Connie Curran Mgmt For For For 2 Elect Heino von Prondzynski Mgmt For For For 3 Elect Mark Wheeler Mgmt For For For 4 Ratification of Auditor Mgmt For For For
HSBC Holdings PLC Ticker Security ID: Meeting Date Meeting Status CINS G4634U169 05/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Rona Fairhead Mgmt For For For 4 Elect Michael Geoghegan Mgmt For For For 5 Elect Stephen Green Mgmt For For For 6 Elect Gwyn Morgan Mgmt For For For 7 Elect Narayana Murthy Mgmt For For For 8 Elect Simon Robertson Mgmt For For For 9 Elect John Thornton Mgmt For For For 10 Elect Sir Brian Williamson Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Amendments to New Articles Mgmt For For For 15 UK Share Incentive Plan Extension Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G4639H106 08/07/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect MA Yun Yan Mgmt For For For 5 Elect WANG Guang Yu Mgmt For For For 6 Elect XIA Li Qun Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
Hunt JB Transportation Services Inc Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP9 445658107 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Duncan Mgmt For For For 2 Elect Sharilyn Gasaway Mgmt For For For 3 Elect Coleman Peterson Mgmt For For For 4 Elect James Robo Mgmt For For For 5 Elect Wayne Garrison Mgmt For For For 6 Elect Gary George Mgmt For For For 7 Elect Bryan Hunt Mgmt For For For 8 Ratification of Auditor Mgmt For For For
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status CINS P5230A101 03/11/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Increase in Authorized Capital Mgmt For For For 5 Consolidated Version of Articles of Mgmt For For For Association 6 Correction to Meeting Minutes Mgmt For For For 7 Ratification of EGM Resolutions Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status CINS P5230A101 03/26/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Election of Directors Mgmt For Against Against 6 Non-Voting Meeting Note N/A N/A N/A N/A
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status CINS P5230A101 12/30/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Acquisition of PomPom Produtos Mgmt For For For Higienicos and Industria Nacional de Artefatos de Latex 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Acquisition of Jontex Brand Mgmt For For For 8 Appoint Appraiser Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Approve Merger Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendments to Articles Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Election of Directors Mgmt For For For 17 Stock Split Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For
Idex Corp. Ticker Security ID: Meeting Date Meeting Status IEX CUSIP9 45167R104 04/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Springer Mgmt For For For 1.2 Elect Ruby Chandy Mgmt For For For 2 Amendment to the Incentive Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Illinois Tool Works Ticker Security ID: Meeting Date Meeting Status ITW CUSIP9 452308109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
IMPERIAL TOBACCO GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G4721W102 02/02/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Dominique Comolli Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Charles Knott Mgmt For For For 8 Elect Iain Napier Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 EU Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 16 Adoption of New Articles Mgmt For For For
ING GROEP N V PERP DEBT 6.2% Ticker Security ID: Meeting Date Meeting Status ING CUSIP9 456837103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Amendment to the Compensation Policy Mgmt For For For 3 Corporate Governance Report Mgmt For For For 4 Ratification of Executive Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Elect Piet Klaver Mgmt For For For 7 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For
ING Groep NV Ticker Security ID: Meeting Date Meeting Status CINS N4578E413 04/27/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendment to the Compensation Policy Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Corporate Governance Report Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Ratification of Executive Board Acts Mgmt For For For 16 Ratification of Supervisory Board Mgmt For For For Acts 17 Elect Piet Klaver Mgmt For For For 18 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
Ingersoll-Rand Company Limited Ticker Security ID: Meeting Date Meeting Status IR CUSIP9 G47791101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For
Intel Corp. Ticker Security ID: Meeting Date Meeting Status INTC CUSIP9 458140100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION
International Business Machine Corp. Ticker Security ID: Meeting Date Meeting Status IBM CUSIP9 459200101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
INTERNATIONAL POWER PLC Ticker Security ID: Meeting Date Meeting Status CINS G4890M109 05/18/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect David Weston Mgmt For For For 3 Elect Sir Neville Simms Mgmt For Against Against 4 Elect Tony Concannon Mgmt For Against Against 5 Elect Bruce Levy Mgmt For Against Against 6 Elect Anthony Isaac Mgmt For For For 7 Elect Struan Robertson Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Directors' Remuneration Report Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Set General Meeting Mgmt For For For Notice Period to 14 Days 20 Adoption of New Articles Mgmt For For For 21 UK and Global Sharesave Plans Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
INTIME DEPARTMENT STORE (GROUP) CO LTD Ticker Security ID: Meeting Date Meeting Status CINS G49204103 06/07/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect SHEN Guojun Mgmt For Against Against 5 Elect XIN Xiangdong Mgmt For For For 6 Elect CHOW Joseph Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
INTIME DEPARTMENT STORE (GROUP) CO LTD Ticker Security ID: Meeting Date Meeting Status CINS G49204103 12/18/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition Mgmt For For For
INVESCO LTD Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP9 G491BT108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Ipsen Ticker Security ID: Meeting Date Meeting Status CINS F5362H107 05/28/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 8 Appointment of Alternate Auditor Mgmt For For For (BEAS) 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Cancel of Shares and to Mgmt For For For Reduce Capital 11 Amendments to Article 11.3 Regarding Mgmt For For For Voting Rights 12 Amendments to Article 13 Regarding Mgmt For For For Board Share Ownership 13 Authority to Carry Out Formalities Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For For For 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For For For 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve a new investment advisory Mgmt For For For agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
ITAU UNIBANCO HLDG SA MEDIUM TERM NTS BOOK ENTRY R Ticker Security ID: Meeting Date Meeting Status CINS P5968U113 04/26/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Directors; Election of Mgmt For For For Supervisory Council 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
Ivanhoe Mines Limited Ticker Security ID: Meeting Date Meeting Status IVN CUSIP9 46579N103 05/07/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Friedland Mgmt For Withhold Against 1.2 Elect Peter Meredith Mgmt For For For 1.3 Elect John Macken Mgmt For For For 1.4 Elect David Huberman Mgmt For For For 1.5 Elect Howard Balloch Mgmt For For For 1.6 Elect Markus Faber Mgmt For For For 1.7 Elect R. Edward Flood Mgmt For For For 1.8 Elect Robert Hanson Mgmt For For For 1.9 Elect Andrew Harding Mgmt For For For 1.10 Elect David Korbin Mgmt For For For 1.11 Elect Livia Mahler Mgmt For For For 1.12 Elect Kjeld Thygesen Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Articles Regarding Mgmt For For For Board Size 4 Elect Tracy Stevenson Mgmt For For For 5 Board Size Mgmt For For For 6 Amendment to Equity Incentive Plan Mgmt For For For 7 Shareholder Rights Plan Mgmt For For For
J.FRONT RETAILING CO.,LTD. Ticker Security ID: Meeting Date Meeting Status CINS J28711109 05/27/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Bonus Mgmt For Against Against 3 Elect Tsutomu Okuda Mgmt For For For 4 Elect Shunichi Samura Mgmt For For For 5 Elect Ryohichi Yamamoto Mgmt For For For 6 Elect Hiroto Tsukada Mgmt For For For 7 Elect Toshiyasu Hayashi Mgmt For For For 8 Elect Tsuyoshi Takayama Mgmt For For For 9 Elect Isao Takeuchi Mgmt For For For
Japan Tobacco Inc Ticker Security ID: Meeting Date Meeting Status CINS J27869106 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yohji Wakui Mgmt For For For 4 Elect Hiroshi Kimura Mgmt For For For 5 Elect Munetaka Takeda Mgmt For For For 6 Elect Masaaki Sumikawa Mgmt For For For 7 Elect Mitsuomi Koizumi Mgmt For For For 8 Elect Masakazu Shimizu Mgmt For For For 9 Elect Noriaki Ohkubo Mgmt For For For 10 Elect Mutsuo Iwai Mgmt For For For 11 Elect Yasushi Shingai Mgmt For For For
Jiangsu Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y4443L103 05/19/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Budget Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Issuance of Short-term Commercial Mgmt For For For Papers 9 Salary Adjustment of FAN Cong Lai Mgmt For For For 10 Salary Adjustment of CHEN Dong Hua Mgmt For For For 11 Salary Adjustment of XU Chang Xin Mgmt For For For 12 Salary Adjustment of Gao Bo Mgmt For For For
Jiangsu Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y4443L103 10/20/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Elect GAO Bo Mgmt For For For 5 Elect XU Chang Xin Mgmt For For For 6 Elect Alice CHENG Chang Yung Tsung Mgmt For For For 7 Elect Kenneth FANG Hung Mgmt For For For 8 Elect SUN Hong Ning as Supervisor Mgmt For For For
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP9 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For For For 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Johnson Controls Inc Ticker Security ID: Meeting Date Meeting Status JCI CUSIP9 478366107 01/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Abney Mgmt For For For 1.2 Elect Robert Barnett Mgmt For For For 1.3 Elect Eugenio Clariond Reyes-Retana Mgmt For For For 1.4 Elect Jeffrey Joerres Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
JULIUS BAER GROUP LTD Ticker Security ID: Meeting Date Meeting Status CINS H4414N103 04/08/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Mgmt For TNA N/A Management Acts 6 Elect Rolf Jetzer Mgmt For TNA N/A 7 Elect Gareth Penny Mgmt For TNA N/A 8 Elect Daniel Sauter Mgmt For TNA N/A 9 Elect Claire Giraut Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Amendments to Articles Mgmt For TNA N/A
King Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status KG CUSIP9 495582108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Kohls Corp. Ticker Security ID: Meeting Date Meeting Status KSS CUSIP9 500255104 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Komatsu Limited Ticker Security ID: Meeting Date Meeting Status CINS J35759125 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiro Sakane Mgmt For For For 4 Elect Kunio Noji Mgmt For For For 5 Elect Yoshinori Komamura Mgmt For For For 6 Elect Yasuo Suzuki Mgmt For For For 7 Elect Kenji Kinoshita Mgmt For For For 8 Elect Masao Fuchigami Mgmt For For For 9 Elect Tetsuji Ohashi Mgmt For For For 10 Elect Kensuke Hotta Mgmt For For For 11 Elect Noriaki Kanoh Mgmt For For For 12 Elect Kohichi Ikeda Mgmt For For For 13 Elect Makoto Okitsu Mgmt For For For 14 Bonus Mgmt For Against Against 15 Directors' Stock Option Plan Mgmt For For For 16 Employees' Stock Option Plan Mgmt For For For
Kraft Foods Inc Ticker Security ID: Meeting Date Meeting Status KFT CUSIP9 50075N104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Kuehne & Nagel Ticker Security ID: Meeting Date Meeting Status CINS H4673L145 05/18/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Elect Jurgen Fitschen Mgmt For N/A N/A 7 Elect Karl Gernandt Mgmt For N/A N/A 8 Elect Hans-Jorg Hager Mgmt For N/A N/A 9 Elect Joachim Hausser Mgmt For N/A N/A 10 Elect Klaus-Michael Kuehne Mgmt For N/A N/A 11 Elect Hans Lerch Mgmt For N/A N/A 12 Elect Georg Obermeier Mgmt For N/A N/A 13 Elect Wolfgang Peiner Mgmt For N/A N/A 14 Elect Thomas Staehelin Mgmt For N/A N/A 15 Elect Bernd Wrede Mgmt For N/A N/A 16 Elect Joerg Wolle Mgmt For N/A N/A 17 Appointment of Auditor Mgmt For N/A N/A 18 Increase in Authorized Capital Mgmt For N/A N/A
LABORATORIOS ALMIRALL, SA, BARCELONA Ticker Security ID: Meeting Date Meeting Status CINS E7131W101 05/14/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Auditor (Consolidated) Mgmt For For For 7 Authority to Carry Out Formalities Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Lam Research Corp. Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Latecoere Ticker Security ID: Meeting Date Meeting Status CINS F51177107 06/25/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 6 Allocation of Losses/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Supervisory Board Members' Fees Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 11 Authority to Issue Notes Convertible Mgmt For For For into Shares w/o Preemptive Rights 12 Disapplication of Preemptive Rights Mgmt For For For Under the Issuance of Convertible Notes 13 Authority for LATelec to Issue Notes Mgmt For For For Convertible into Company Shares w/o Preemptive Rights 14 Authority to Issue Shares and/or Mgmt For For For Securities Under Employee Savings Plan 15 Authority to Carry Out Formalities Mgmt For For For
Leap Wireless International Inc Ticker Security ID: Meeting Date Meeting Status LWIN CUSIP9 521863308 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chapple Mgmt For For For 1.2 Elect John Harkey, Jr. Mgmt For For For 1.3 Elect S. Douglas Hutcheson Mgmt For For For 1.4 Elect Ronald Kramer Mgmt For For For 1.5 Elect Robert LaPenta Mgmt For For For 1.6 Elect Mark Rachesky Mgmt For For For 1.7 Elect William Roper, Jr. Mgmt For For For 1.8 Elect Michael Targoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Liberty Global Inc. Ticker Security ID: Meeting Date Meeting Status LBTYA CUSIP9 530555101 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Miranda Curtis Mgmt For For For 1.2 Elect John Dick Mgmt For For For 1.3 Elect J.C. Sparkman Mgmt For For For 1.4 Elect J. David Wargo Mgmt For For For 2 Amendment to the 2005 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Liberty International PLC Ticker Security ID: Meeting Date Meeting Status CINS G8995Y108 07/07/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Ian Durant Mgmt For Against Against 3 Elect David Fischel Mgmt For Against Against 4 Elect Graeme Gordon Mgmt For Against Against 5 Elect Michael Rapp Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Directors' Remuneration Report Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Amendment to Articles Regarding Mgmt For For For Reduction of General Meeting Notice Period 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Amendments to Articles Mgmt For For For
Loblaw Companies Limited Ticker Security ID: Meeting Date Meeting Status LBLCF CUSIP9 539481101 05/05/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bachand Mgmt For For For 1.2 Elect Paul Beeston Mgmt For For For 1.3 Elect Gordon Currie Mgmt For For For 1.4 Elect Anthony Fell Mgmt For For For 1.5 Elect Anthony Graham Mgmt For For For 1.6 Elect John Lacey Mgmt For For For 1.7 Elect Allan Leighton Mgmt For For For 1.8 Elect Nancy Lockhart Mgmt For For For 1.9 Elect Pierre Michaud Mgmt For For For 1.10 Elect Thomas O'Neill Mgmt For For For 1.11 Elect Karen Radford Mgmt For For For 1.12 Elect Galen Weston Mgmt For For For 1.13 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
LONG TOP FINANCIAL TECHNOLOGIES Ticker Security ID: Meeting Date Meeting Status LFT CUSIP9 54318P108 03/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Gurnee Mgmt For For For 1.2 Elect Zuyun Xue Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
LORILLARD INC Ticker Security ID: Meeting Date Meeting Status LO CUSIP9 544147101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Richard Roedel Mgmt For For For 1.3 Elect David Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Lotte Shopping Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y5346T119 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For Against Against 4 Election of Independent Directors Mgmt For For For (Slate) 5 Election of Executive Directors Mgmt For For For (Slate) 6 Election of Audit Committee Members Mgmt For For For (Slate) 7 Directors' Fees Mgmt For For For
Lotte Shopping Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y5346T119 11/20/2009 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Spin-off Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Lundbeck A/S Ticker Security ID: Meeting Date Meeting Status CINS K4406L129 04/20/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Board and Management Mgmt For For For Acts 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Per Wold-Olsen Mgmt For For For 8 Elect Thorleif Krarup Mgmt For For For 9 Elect Peter Kurstein Mgmt For For For 10 Elect Mats Petterson Mgmt For For For 11 Elect Jes ostergaard Mgmt For For For 12 Elect Egil Bodd Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendment Regarding Company Purpose Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendment Regarding Meeting Agenda Mgmt For For For 19 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Prohibiting Voting for Prosecuted Nominees 20 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Reversal of Voting Decisions 21 Authority to Repurchase shares Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
MACY S INC. Ticker Security ID: Meeting Date Meeting Status M CUSIP9 55616P104 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Magna International Inc Ticker Security ID: Meeting Date Meeting Status MGA CUSIP9 559222401 05/06/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Stronach Mgmt For For For 1.2 Elect J. Trevor Eyton Mgmt For For For 1.3 Elect Michael Harris Mgmt For For For 1.4 Elect Lady Judge Mgmt For For For 1.5 Elect Louis Lataif Mgmt For For For 1.6 Elect Donald Resnick Mgmt For For For 1.7 Elect Belinda Stronach Mgmt For For For 1.8 Elect Franz Vranitzky Mgmt For Withhold Against 1.9 Elect Donald Walker Mgmt For For For 1.10 Elect Siegfried Wolf Mgmt For For For 1.11 Elect Lawrence Worrall Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 2009 Stock Option Plan Mgmt For For For
Marathon Oil Corp. Ticker Security ID: Meeting Date Meeting Status MRO CUSIP9 565849106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Clarence Cazalot, Jr. Mgmt For For For 3 Elect David Daberko Mgmt For For For 4 Elect William Davis, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Michael Phelps Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Seth Schofield Mgmt For For For 11 Elect John Snow Mgmt For For For 12 Elect Thomas Usher Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Marico Limited Ticker Security ID: Meeting Date Meeting Status CINS Y5841R170 07/23/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Bipin Shah Mgmt For For For 4 Re-elect Atul Choksey Mgmt For For For 5 Re-elect Anand Kripalu Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees
MARINE HARVEST ASA Ticker Security ID: Meeting Date Meeting Status CINS R2326D105 05/27/2010 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Presiding Chairman and Mgmt For N/A N/A an Individual to Check Minutes 4 Meeting Notice and Agenda Mgmt For N/A N/A 5 CEO's Address Mgmt For N/A N/A 6 Accounts and Reports Mgmt For N/A N/A 7 Allocation of Profits/Dividends Mgmt For N/A N/A 8 Authority to Repurchase Shares Mgmt For N/A N/A 9 Authority to Issue Shares w/ or w/o Mgmt For N/A N/A Preemptive Rights 10 Directors and Auditors' Fees Mgmt For N/A N/A 11 Election of Directors Mgmt For N/A N/A 12 Nominating Committee Mgmt For N/A N/A 13 Compensation Guidelines Mgmt For N/A N/A 14 Transfer of Reserves Mgmt For N/A N/A 15 Shareholder Proposal Regarding ShrHoldr Against N/A N/A Closed Containment Salmon Farm 16 Non-Voting Meeting Note N/A N/A N/A N/A
MARINE HARVEST ASA Ticker Security ID: Meeting Date Meeting Status CINS R2326D105 11/06/2009 Take No Action Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Election of Presiding Chairman and Mgmt For TNA N/A of an Individual to Check Minutes 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments 6 Amendments to Articles Regarding Mgmt For TNA N/A Meeting Documents
Marks & Spencer Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G5824M107 07/08/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Stuart Rose Mgmt For For For 5 Elect Jan du Plessis Mgmt For For For 6 Elect Jeremy Darroch Mgmt For For For 7 Elect Sir David Michels Mgmt For For For 8 Elect Louise Patten Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Republic of Ireland Sharesave Plan Mgmt For For For 2009 16 Shareholder Proposal Regarding ShrHoldr Against Against For Separation of Roles of Chairman and Chief Executive 17 Non-Voting Meeting Note N/A N/A N/A N/A
Marsh & McLennan Companies Ticker Security ID: Meeting Date Meeting Status MMC CUSIP9 571748102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For For For 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Martin Marietta Materials Ticker Security ID: Meeting Date Meeting Status MLM CUSIP9 573284106 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Howard Nye Mgmt For For For 1.2 Elect Laree Perez Mgmt For For For 1.3 Elect Dennis Rediker Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Marvel Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status MVL CUSIP9 57383T103 12/31/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Marvell Technology Group Limited Ticker Security ID: Meeting Date Meeting Status MRVL CUSIP G5876H 07/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Massey Energy Company Ticker Security ID: Meeting Date Meeting Status MEE CUSIP9 576206106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For For For 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board
Maxim Integrated Products Inc Ticker Security ID: Meeting Date Meeting Status MXIM ISIN US57772K1016 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan 5 Executive Bonus Plan Mgmt For For For
McDonalds Corp. Ticker Security ID: Meeting Date Meeting Status MCD CUSIP9 580135101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHoldr Against Against For Cage-Free Eggs
McGraw-Hill Companies Inc Ticker Security ID: Meeting Date Meeting Status MHP CUSIP9 580645109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pedro Aspe Mgmt For For For 2 Elect Robert McGraw Mgmt For For For 3 Elect Hilda Ochoa-Brillembourg Mgmt For For For 4 Elect Edward Rust, Jr. Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement Related to Classified Board 7 Elimination of Supermajority Mgmt For For For Requirement Regarding Mergers or Consolidations 8 Elimination of Supermajority Mgmt For For For Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business 9 Elimination of Supermajority Mgmt For For For Requirement Regarding Plan for the Exchange of Shares 10 Elimination of Supermajority Mgmt For For For Requirement Regarding Authorization of Dissolution 11 Elimination of the "Fair Price" Mgmt For For For Provision 12 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Mediatek Incorporation Ticker Security ID: Meeting Date Meeting Status CINS Y5945U103 06/15/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Procedural Rules for Mgmt For For For Shareholder Meetings 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A
Medtronic Inc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For For For and Incentive Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP9 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 589331 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
Methanex Corp. Ticker Security ID: Meeting Date Meeting Status MEOH CUSIP9 59151K108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to the Stock Option Plan Mgmt For For For 4 SHP Advisory Vote on Compensation Mgmt Against Against For Report (Say on Pay)
Methanex Corp. Ticker Security ID: Meeting Date Meeting Status MEOH CUSIP9 59151K108 04/29/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to the Stock Option Plan Mgmt For For For 4 SHP Advisory Vote on Compensation Mgmt Against Against For Report (Say on Pay)
Metlife Inc Ticker Security ID: Meeting Date Meeting Status MET CUSIP9 59156R108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
METRO PACIFIC INVESTMENTS CORP Ticker Security ID: Meeting Date Meeting Status CINS Y60305102 06/09/2010 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 President's Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Ratification of Board and Management Mgmt For For For Acts 5 Elect Manuel Pangilinan Mgmt For For For 6 Elect Jose Lim Mgmt For For For 7 Elect Edward Go Mgmt For For For 8 Elect Augusto Palisoc, Jr. Mgmt For For For 9 Elect Antonio Picazo Mgmt For For For 10 Elect Amado Santiago, III Mgmt For For For 11 Elect Alfred Xerez-Burgos, Jr. Mgmt For For For 12 Elect Albert Del Rosario Mgmt For For For 13 Elect Artemio Panganiban Mgmt For For For 14 Elect Rogelio Singson Mgmt For For For 15 Elect Ramoncito Fernandez Mgmt For For For 16 Elect Lydia Balatbat-Echauz Mgmt For For For 17 Elect Edward Tortorici Mgmt For For For 18 Elect Ray Espinosa Mgmt For For For 19 Elect Robert Nicholson Mgmt For For For 20 Appointment of Auditor and Authority Mgmt For For For to Set Fees 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
METRO PACIFIC INVESTMENTS CORP Ticker Security ID: Meeting Date Meeting Status CINS Y60305102 11/12/2009 Voted Meeting Type Country of Trade Special Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Placement 2 Issuance of Shares to Fund Mgmt For For For Acquisition 3 Issuance of Shares to Fund Mgmt For For For Acquisition 4 Issuance of Shares Pursuant to Mgmt For For For Capitalization 5 Increase of Board Size and Mgmt For For For Amendments to Articles 6 Elect Edward Tortorici Mgmt For For For 7 Elect Ray Espinosa Mgmt For For For 8 Elect Robert Nicholson Mgmt For For For 9 Elect Lydia Balatbat-Echauz Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
METROPCS COMMUNICATIONS INC Ticker Security ID: Meeting Date Meeting Status PCS CUSIP9 591708102 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Kevin Landry Mgmt For For For 1.2 Elect Arthur Patterson Mgmt For For For 1.3 Elect James Perry, Jr. Mgmt For For For 2 2010 Equity Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Microsoft Corp. Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHoldr Against Against For Charitable Contributions
Mitsubishi UFJ Financial Group Ticker Security ID: Meeting Date Meeting Status CINS J44497105 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Munetaka Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Kyouta Ohmori Mgmt For For For 7 Elect Hiroshi Saitoh Mgmt For For For 8 Elect Nobushige Kamei Mgmt For For For 9 Elect Masao Hasegawa Mgmt For For For 10 Elect Fumiyuki Akikusa Mgmt For For For 11 Elect Kazuo Takeuchi Mgmt For For For 12 Elect Nobuyuki Hirano Mgmt For For For 13 Elect Shunsuke Teraoka Mgmt For For For 14 Elect Kaoru Wachi Mgmt For For For 15 Elect Takashi Oyamada Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For
Mitsui & Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J44690139 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shouei Utsuda Mgmt For For For 4 Elect Masami Iijima Mgmt For For For 5 Elect Ken Abe Mgmt For For For 6 Elect Junichi Matsumoto Mgmt For For For 7 Elect Seiichi Tanaka Mgmt For For For 8 Elect Norinao Iio Mgmt For For For 9 Elect Takao Ohmae Mgmt For For For 10 Elect Masayoshi Komai Mgmt For For For 11 Elect Daisuke Saiga Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshirho Mutoh Mgmt For For For 16 Elect Naoto Nakamura Mgmt For For For
Mitsui Osk Lines Limited Ticker Security ID: Meeting Date Meeting Status CINS J45013109 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akimitsu Ashida Mgmt For For For 4 Elect Masakazu Yakushiji Mgmt For For For 5 Elect Yohichi Aoki Mgmt For For For 6 Elect Masafumi Yasuoka Mgmt For For For 7 Elect Kohichi Mutoh Mgmt For For For 8 Elect Toshitaka Shishido Mgmt For For For 9 Elect Tsuneo Watanabe Mgmt For For For 10 Elect Kunio Kojima Mgmt For For For 11 Elect Takeshi Komura Mgmt For For For 12 Elect Sadayuki Sakakibara Mgmt For For For 13 Elect Kazumasa Mizoshita Mgmt For For For 14 Elect Sumio Iijima Mgmt For For For 15 Appointment of Alternative Statutory Mgmt For For For Auditor 16 Stock Option Plan Mgmt For For For
MOBILE TELESYSTEMS OJSC Ticker Security ID: Meeting Date Meeting Status CINS 607409109 06/24/2010 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Meeting Procedure Mgmt For For For 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Elect Anton Abugov Mgmt For For For 4 Elect Aleksey Buyanov Mgmt For For For 5 Elect William Dunstone Mgmt For For For 6 Elect Sergei Drozdov Mgmt For For For 7 Elect Yevtoushenkova Vladimirovna Mgmt For For For 8 Elect Ron Sommer Mgmt For For For 9 Elect Stanley Miller Mgmt For For For 10 Elect Paul Ostling Mgmt For For For 11 Elect Michail Shamolin Mgmt For For For 12 Elect Vassily Vassilievich Platoshin Mgmt For For For 13 Elect Artem Popov Mgmt For For For 14 Elect Dmitry Frolov Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Amendments to Charter Mgmt For For For 17 Amendments to General Meeting Mgmt For For For Regulations
MOBILE TELESYSTEMS OJSC Ticker Security ID: Meeting Date Meeting Status MBT CUSIP 607409 10/22/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Meeting Procedures Mgmt For For For 2 Related Party Transactions Mgmt For For For
Moog Inc Ticker Security ID: Meeting Date Meeting Status MOGA CUSIP9 615394202 01/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Banta Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A 10/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For Withhold Against 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Stock Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For
Motorola Inc Ticker Security ID: Meeting Date Meeting Status MOT CUSIP9 620076109 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
MRV ENGENHARIA PARTICIPACOES SA Ticker Security ID: Meeting Date Meeting Status CINS P6986W107 09/30/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Directors Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker Security ID: Meeting Date Meeting Status CINS P69913104 09/10/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Directors Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker Security ID: Meeting Date Meeting Status CINS P69913104 12/28/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement Mgmt For For For 4 Ratification of the Appointment of Mgmt For For For the Appraiser 5 Valuation Report Mgmt For For For 6 Merger by Absorption Mgmt For For For 7 Authority to Carry Out Formalities Mgmt For For For
Mylan Laboratories Inc Ticker Security ID: Meeting Date Meeting Status MYL CUSIP9 628530107 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For For For 1.5 Elect Douglas Leech Mgmt For For For 1.6 Elect Joseph Maroon Mgmt For For For 1.7 Elect Mark Parrish Mgmt For For For 1.8 Elect C. B. Todd Mgmt For For For 1.9 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Nasdaq Stock Market Inc Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP9 631103108 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Lon Gorman Mgmt For For For 5 Elect Robert Greifeld Mgmt For For For 6 Elect Glenn Hutchins Mgmt For For For 7 Elect Birgitta Kantola Mgmt For For For 8 Elect Essa Kazim Mgmt For For For 9 Elect John Markese Mgmt For For For 10 Elect Hans Nielsen Mgmt For For For 11 Elect Thomas O'Neill Mgmt For For For 12 Elect James Riepe Mgmt For For For 13 Elect Michael Splinter Mgmt For For For 14 Elect Lars Wedenborn Mgmt For For For 15 Elect Deborah Wince-Smith Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the Equity Incentive Mgmt For For For Plan 18 Amendment to the Equity Incentive Mgmt For For For Plan to Allow for a One-Time Stock Option Exchange Program 19 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 20 2010 Executive Corporate Incentive Mgmt For For For Plan 21 Conversion of Series A Preferred Mgmt For For For Stock into Common Stock
National Bank Of Canada Ticker Security ID: Meeting Date Meeting Status NTIOF CUSIP9 633067103 03/31/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Bloomberg Mgmt For For For 1.2 Elect Pierre Bourgie Mgmt For For For 1.3 Elect Andre Caille Mgmt For For For 1.4 Elect Gerard Coulombe Mgmt For For For 1.5 Elect Bernard Cyr Mgmt For For For 1.6 Elect Shirley Dawe Mgmt For For For 1.7 Elect Nicole Diamond-Gelinas Mgmt For For For 1.8 Elect Jean Douville Mgmt For For For 1.9 Elect Marcel Dutil Mgmt For For For 1.10 Elect Jean Gaulin Mgmt For For For 1.11 Elect Paul Gobeil Mgmt For For For 1.12 Elect Louise Laflamme Mgmt For For For 1.13 Elect Roseann Runte Mgmt For For For 1.14 Elect Marc Tellier Mgmt For For For 1.15 Elect Louis Vachon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Appointment of Auditor Mgmt For For For 4 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 5 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage
NATIONAL GRID PLC - ADR Ticker Security ID: Meeting Date Meeting Status CINS G6375K151 07/27/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir John Parker Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Kenneth Harvey Mgmt For For For 6 Elect Steve Lucas Mgmt For For For 7 Elect Stephen Pettit Mgmt For For For 8 Elect Nick Winser Mgmt For For For 9 Elect George Rose Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Directors' Remuneration Report Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Scrip Dividend Mgmt For For For 15 Capitalisation of Share Premium Mgmt For For For Account 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Amendments to Articles Regarding Mgmt For For For Borrowing Limits 20 Amendments to Articles Regarding Mgmt For For For Objects Clause and Authorised Capital 21 Non-Voting Meeting Note N/A N/A N/A N/A
NETAPP, INC Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
NEW WORLD DEPARTMENT STORE CHINA LTD Ticker Security ID: Meeting Date Meeting Status CINS G65007109 12/08/2009 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Philip CHEUNG Fai-Yet Mgmt For For For 5 Elect David LIN Tsai-Tan Mgmt For For For 6 Elect Kenneth WONG Kwok-Kan Mgmt For For For 7 Elect Ivan CHAN Yiu-Tong Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Newcrest Mining Limited Ticker Security ID: Meeting Date Meeting Status CINS Q6651B114 10/29/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect Vince Gauci Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A
NII Holdings Inc Ticker Security ID: Meeting Date Meeting Status NIHD CUSIP9 62913F201 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan
Nippon Steel Corp. Ticker Security ID: Meeting Date Meeting Status CINS J55999122 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akio Mimura Mgmt For For For 4 Elect Shohji Muneoka Mgmt For For For 5 Elect Kohzoh Uchida Mgmt For For For 6 Elect Shinichi Taniguchi Mgmt For For For 7 Elect Keisuke Kuroki Mgmt For For For 8 Elect Kohsei Shindoh Mgmt For For For 9 Elect Masakazu Iwaki Mgmt For For For 10 Elect Junji Uchida Mgmt For For For 11 Elect Shigeru Ohshita Mgmt For For For 12 Elect Toru Obata Mgmt For For For 13 Election of Shigeo Kifuji Mgmt For For For
Nippon Yusen KK Ticker Security ID: Meeting Date Meeting Status CINS J56515133 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Miyahara Mgmt For For For 4 Elect Yasushi Yamawaki Mgmt For For For 5 Elect Yasumi Kudoh Mgmt For For For 6 Elect Masahiro Katoh Mgmt For For For 7 Elect Hidenori Hohnoh Mgmt For For For 8 Elect Tadaaki Naitoh Mgmt For For For 9 Elect Masamichi Morooka Mgmt For For For 10 Elect Naoya Tazawa Mgmt For For For 11 Elect Hiroshi Hiramatsu Mgmt For For For 12 Elect Kenji Mizushima Mgmt For For For 13 Elect Yukio Okamoto Mgmt For For For 14 Elect Yuri Okina Mgmt For For For 15 Elect Toshinori Yamashita Mgmt For For For
Noble Energy Inc Ticker Security ID: Meeting Date Meeting Status NBL CUSIP9 655044105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For For For 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For
NOK Corp. Ticker Security ID: Meeting Date Meeting Status CINS J54967104 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masato Tsuru Mgmt For For For 3 Elect Hideo Hatsuzawa Mgmt For For For 4 Elect Shigekazu Kokai Mgmt For For For 5 Elect Takahito Yokouchi Mgmt For For For 6 Elect Kiyoshi Doi Mgmt For For For 7 Elect Tetsuji Tsuru Mgmt For For For 8 Elect Toshifumi Kobayashi Mgmt For For For 9 Elect Sohichiroh Uchida Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP9 664397106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Northrop Grumman Corp. Ticker Security ID: Meeting Date Meeting Status NOC CUSIP9 666807102 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Thomas Fargo Mgmt For For For 4 Elect Victor Fazio Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Stephen Frank Mgmt For For For 7 Elect Bruce Gordon Mgmt For For For 8 Elect Madeleine Kleiner Mgmt For For For 9 Elect Karl Krapek Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Aulana Peters Mgmt For For For 12 Elect Kevin Sharer Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate Regarding Mgmt For For For to the Right to Call a Special Meeting 15 Amendment Certificate of Northrop Mgmt For For For Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions 16 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
NV Energy Inc Ticker Security ID: Meeting Date Meeting Status NVE CUSIP9 67073Y106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Occidental Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status OXY CUSIP9 674599105 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHoldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control
OGE Energy Corp. Ticker Security ID: Meeting Date Meeting Status OGE CUSIP9 670837103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James H. Brandi Mgmt For For For 1.2 Elect Luke R. Corbett Mgmt For For For 1.3 Elect Peter B. Delaney Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shekhar Anantharaman Mgmt For For For 4 Elect Sridhar Krishnan Mgmt For For For 5 Elect Andy TSE Po Shing Mgmt For For For 6 Elect Mark Daniell Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Authority to Grant Awards and Issue Mgmt For For For Shares under Olam Employee Share Option Scheme
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Memorandum Mgmt For For For 2 Adoption of New Articles Mgmt For For For 3 Scrip Dividend Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For
Olam International Limited Ticker Security ID: Meeting Date Meeting Status CINS Y6421B106 10/29/2009 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Placement of Convertible Bonds Mgmt For For For
Omega Protein Corp. Ticker Security ID: Meeting Date Meeting Status OME CUSIP9 68210P107 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Kearns Mgmt For For For 1.2 Elect Joseph Von Rosenberg III Mgmt For For For 2 Ratification of Auditor Mgmt For For For
OMV AG Ticker Security ID: Meeting Date Meeting Status CINS A51460110 05/26/2010 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt Abstain For Against 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Amendments to Articles Mgmt For Against Against 9 2010 Long Term Incentive Plan Mgmt For For For
On Semiconductor Corp. Ticker Security ID: Meeting Date Meeting Status ONNN CUSIP9 682189105 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Oriental Bank Of Commerce Ticker Security ID: Meeting Date Meeting Status CINS Y6495G114 06/23/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For
Osaka Securities Exchange Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS J6254G104 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michio Yoneda Mgmt For For For 4 Elect Marumoto Fujikura Mgmt For For For 5 Elect Manabu Matsumoto Mgmt For For For 6 Elect Kohtaroh Yamazawa Mgmt For For For 7 Elect Yoshinori Karino Mgmt For For For 8 Elect Tsutomu Okuda Mgmt For For For 9 Elect Yuhsuke Kawamura Mgmt For For For 10 Elect Yuhko Kawamoto Mgmt For For For 11 Elect Taichi Sakaiya Mgmt For For For 12 Elect Shigeo Sasaki Mgmt For For For 13 Elect Shigeru Morimoto Mgmt For For For 14 Directors' Fees Mgmt For For For
Oversea-Chinese Banking Corporation Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y64248209 04/16/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect LEE Seng Wee Mgmt For For For 3 Elect Patrick YEOH Khwai Hoh Mgmt For For For 4 Elect David Conner Mgmt For For For 5 Elect NEO Boon Siong Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Grant Awards and Issue Mgmt For For For Shares under Employee Incentive Plans 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Shares under Mgmt For For For Scrip Dividend Plan 18 Authority to Issue Preferred Shares Mgmt For Against Against 19 Non-Voting Agenda Item N/A N/A N/A N/A
Oversea-Chinese Banking Corporation Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y64248209 04/16/2010 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
Overseas Shipholding Inc Ticker Security ID: Meeting Date Meeting Status OSG CUSIP9 690368105 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan
OWENS-ILLINOIS, INC. ) Ticker Security ID: Meeting Date Meeting Status OI CUSIP9 690768403 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
P.T. TELEKOMUNIKASI INDONESIA (PERSERO) Ticker Security ID: Meeting Date Meeting Status TLK CUSIP9 715684106 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Annual Report and Commissioners' Mgmt For For For Report 2 Accounts and Reports and Mgmt For For For Ratification of Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Directors' and Commissioners' Fees Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles Mgmt For Against Against 7 Untilization of Treasury Stock Mgmt For Against Against 8 Election of Directors and Mgmt For For For Commissioners (Slate)
Pacific Brands Limited Ticker Security ID: Meeting Date Meeting Status CINS Q7161J100 10/20/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect Nora Scheinkestel Mgmt For For For 3 Elect James King Mgmt For For For 4 Remuneration Report Mgmt For For For
Parexel International Corp. Ticker Security ID: Meeting Date Meeting Status PRXL ISIN US6994621075 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eduard Holdener Mgmt For For For 1.2 Elect Richard Love Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PARIS RE HOLDINGS LIMITED, ZUG Ticker Security ID: Meeting Date Meeting Status CINS H60973106 08/11/2009 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Elect Mr. Emmanuel Clarke as a Board Mgmt N/A TNA N/A of Director of the Company for a term of office until the OGM 2012; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 3 Elect Bruno Meyenhofer as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 4 Elect Albert Benchimol as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 5 Elect Costas Miranthis as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 6 Elect Thaddeus Walker as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 7 Elect Mr. William Babcock as a Board Mgmt N/A TNA N/A of Director of the Company for a term of office until the OGM 2010; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 8 Approve to reduce the minimum number Mgmt N/A TNA N/A of the Members of the Board of Directors of the Company from 10 to 6 and consequently to amend Article 19 of Articles of Incorporation as follows [change indicated]: Article 19-Number of Directors: The Board of Directors shall consist of no less than 6 and no more than 15 Members 9 Approve to entirely delete Article Mgmt N/A TNA N/A 34 of the Articles of Incorporation 10 Approve that subject to the Mgmt N/A TNA N/A conditions that i) the conditions precedent of the Securities Purchase Agreement [as it may be amended or modified] to the consummation of the transactions contemplated thereby are satisfied or waived and the conditions precedent of the Transaction Agreement, dated 04 JUL 2009, between the Company and Partner Re Ltd., Bermuda, [the Transaction Agreement] with respect to the capital reduction [as it may be amended or modified] are satisfied or waived and ii) PARIS RE Holdings France has repaid at least USD 171,163,082 of the Inter-Company Loan granted by the Company or the Company has otherwise financed for the same amount the contemplated share capital repayment, in each case, in accordance with the Transaction Agreement [as it may be amended or modified]: a) to reduce the Company s share capital by CHF 185,711,943.97 from CHF 385,972,749.91 to CHF 200,260,805.94, by a reduction of the nominal value of each of the bearer shares by CHF 2.17, from CHF 4.51 to CHF 2.34, and to repay to the shareholders CHF 2.17 per share; b) to reduce any and all share capital (if any) created until the consummation of the capital reduction under Article 4bis, 4ter and 4quater of the Articles of Incorporation by CHF 10 2.17 per such bearer share and to Mgmt N/A TNA N/A repay the shareholders CHF 2.17 per such share; c) to declare as a result of the audit report prepared in accordance with Article 732 Paragraph 2 of the Code of Obligations (CO) which will be available at the General Meeting that the claims of the creditors are fully covered notwithstanding the above reduction of the share capital; and d) to implement the capital reduction as follows: immediately after the General Meeting, the Board of Directors will publish the notice to creditors pursuant to Article 733 CO; if the capital reduction is not executed prior to 11 DEC 2009 or if the execution of the capital reduction is not possible by this date, the Board of Directors shall publish again the notice to creditors pur 11 Approve, subject to the conditions Mgmt N/A TNA N/A that i) the conditions precedent of the Securities Purchase Agreement (as it may be amended or modified) to the consummation of the transactions contemplated thereby are satisfied or waived and the conditions precedent of the Transaction Agreement with respect to the capital reduction (as it may be amended or modified) are satisfied or waived and ii) PARIS RE Holdings France has additionally repaid USD 158,325,850.85 of the Inter-Company Loan granted by the Company or the Company has otherwise financed for the same amount the contemplated share capital repayment, in each case, in accordance with the Transaction Agreement (as it may be amended or modified): a) to additionally reduce the Company s share capital by CHF 171,163,082 from CHF 200,260,805.94 to CHF 29,097,723.94, by a reduction of the nominal value of each of the bearer shares by CHF 2.00, from CHF 2.34 to CHF 0.34, and to repay to the shareholders CHF 2.00 per share; b) to reduce any and all share capital (if any) created until the consummation of the capital reduction under Article 4bis, 4ter and 4quater of the Articles of Incorporation by CHF 2.00 per such bearer share and to repay the shareholders 11 CHF 2.00 per such share; c) to Mgmt N/A TNA N/A declare as a result of the audit report prepared in accordance with Article 732 Paragraph 2 CO which will be available at the general meeting that the claims of the creditors are fully covered notwithstanding the above reduction of the share capital; and d) to implement the capital reduction as specified: immediately after the general meeting, the Board of Directors will publish the notice to creditors pursuant to Article 733 CO; if the capital reduction is not executed prior to 11 DEC 2009 or if the execution of the capital reduction is not possible by this date, the Board of Directors shall publish again the notice to creditors pursuant to Article 733 CO; following the expiration of the legal time limit, an updated audit report prepared in ac
Parker-Hannifin Corp. Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Muller Mgmt For For For 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Board Chairman
PARTNER COMMUNICATIONS CO LTD- ADR Ticker Security ID: Meeting Date Meeting Status PTNR CUSIP9 70211M109 04/28/2010 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2 Authority to Set Auditor's Fees Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Election of Directors (Slate); Fees Mgmt For For For 5 Indemnification of Directors/Officers Mgmt For For For 6 Declaration of Material Interest Mgmt N/A Against N/A 7 Related Party Transactions Mgmt For For For 8 Declaration of Material Interest Mgmt N/A Against N/A 9 Declaration of Material Interest Mgmt N/A For N/A
PARTNER COMMUNICATIONS CO LTD- ADR Ticker Security ID: Meeting Date Meeting Status PTNR CUSIP 70211M 10/22/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Mr. Ben-Zeev as an Mgmt For For For External Director 2 Controlling interest? Mgmt N/A Against N/A 3 Approval of an Run-Off Insurance Mgmt For For For Policy 4 Controlling interest? Mgmt N/A Against N/A 5 Approval of a Registration Rights Mgmt For For For Agreement 6 Controlling interest? Mgmt N/A Against N/A 7 Indemnification of Directors and Mgmt For For For Office Holders 8 Controlling interest? Mgmt N/A Against N/A 9 Approval of the Company's Director Mgmt For For For and Office Holder Insurance Policy 10 Bundled Amendments to Articles Mgmt For For For 11 Controlling interest? Mgmt N/A N/A N/A 12 Controlling interest? Mgmt N/A For N/A
PDG REALTY SA, SAO PAULO Ticker Security ID: Meeting Date Meeting Status CINS P7649U108 04/29/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For For For 8 Election of Supervisory Council Mgmt For For For
PDG REALTY SA, SAO PAULO Ticker Security ID: Meeting Date Meeting Status CINS P7649U108 04/29/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Authority to Issue Debentures Mgmt For For For 5 Authority to Carry Out Formalities Mgmt For For For (Board of Directors) 6 Authority to Carry Out Formalities Mgmt For For For (Management Board) 7 Ratification of Management Acts Mgmt For For For
PDG REALTY SA, SAO PAULO Ticker Security ID: Meeting Date Meeting Status CINS P7649U108 05/31/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Protocol and Justification of the Mgmt For For For Merger 4 Ratify Appraiser Pursuant to Merger Mgmt For For For 5 Approval of Valuation Report Mgmt For For For Pursuant to Merger 6 Approval of the Capital Increase and Mgmt For For For Merger 7 Amendment to Articles Pursuant to Mgmt For For For Merger 8 Ratification of Board Acts Mgmt For For For
PDG REALTY SA, SAO PAULO Ticker Security ID: Meeting Date Meeting Status CINS P7649U108 09/09/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split Mgmt For For For 4 Reconciliation of Share Capital Mgmt For For For
Peabody Energy Corp. Ticker Security ID: Meeting Date Meeting Status BTU CUSIP9 704549104 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Pearson PLC Ticker Security ID: Meeting Date Meeting Status CINS G69651100 04/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect David Arculus Mgmt For For For 4 Elect Patrick Cescau Mgmt For For For 5 Elect Will Ethridge Mgmt For For For 6 Elect Rona Fairhead Mgmt For For For 7 Elect Robin Freestone Mgmt For For For 8 Elect Susan Fuhrman Mgmt For For For 9 Elect Kenneth Hydon Mgmt For For For 10 Elect John Makinson Mgmt For For For 11 Elect Glen Moreno Mgmt For For For 12 Elect C.K. Prahalad Mgmt For For For 13 Elect Marjorie Scardino Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Adoption of New Articles Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Share Incentive Plan Renewal Mgmt For For For
Penn National Gaming Ticker Security ID: Meeting Date Meeting Status PENN CUSIP9 707569109 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wesley Edens Mgmt For For For 1.2 Elect Robert Levy Mgmt For For For 1.3 Elect Barbara Shattuck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Pentair Inc Ticker Security ID: Meeting Date Meeting Status PNR CUSIP9 709631105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect T. Michael Glenn Mgmt For For For 3 Elect David H. Y. Ho Mgmt For For For 4 Elect William T. Monahan Mgmt For For For 5 Amendment to the 2008 Omnibus Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP9 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
PERFECT WORLD CO., LIMITED. Ticker Security ID: Meeting Date Meeting Status PWRD CUSIP 71372U 11/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the Share Incentive Mgmt N/A Against N/A Plan (Increase Authorized Shares) 2 Amendment to the Share Incentive Mgmt N/A For N/A Plan (Transferability Provisions) 3 Elect Han Zhang Mgmt N/A For N/A 4 Elect Daniel Yang Mgmt N/A For N/A 5 Ratification of Auditor Mgmt N/A For N/A 6 Appointment of Auditor Mgmt N/A For N/A 7 Amendments to Articles Regarding the Mgmt N/A For N/A Designated Stock Exchange 8 Amendments to Articles Regarding Mgmt N/A For N/A Appointment of Auditors 9 Accounts and Reports Mgmt N/A For N/A 10 Ratification of Board Acts Mgmt N/A Against N/A
PETROCHINA COMPANY LIMITED-ADR Ticker Security ID: Meeting Date Meeting Status PTR CUSIP9 71646E100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Mgmt For For For Dividends 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Subscription Agreement Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
PETROLEO BRASILEIRO SA - PETROBRAS Ticker Security ID: Meeting Date Meeting Status PBRA CUSIP9 71654V408 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairperson of the Board Mgmt For For For of Directors 6 Election of Supervisory Council Mgmt For For For 7 Remuneration Policy Mgmt For For For 8 Capitalization of Reserves Mgmt For For For 9 Waiver of Preemptive Rights to Mgmt For For For Effect Merger between Braskem and Quattor
PETROLEO BRASILEIRO SA - PETROBRAS Ticker Security ID: Meeting Date Meeting Status PBRA CUSIP9 71654V408 06/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase in Authorized Preferred Mgmt For For For Shares
Peugeot SA Ticker Security ID: Meeting Date Meeting Status CINS F72313111 06/02/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Thierry Peugeot Mgmt For For For 9 Authority to Repurchase Shares Mgmt For Against Against 10 Authority to Grant Stock Options Mgmt For For For 11 Authority to Grant Restricted Shares Mgmt For For For 12 Authority to Cancel Shares and Mgmt For For For Reduce Capital 13 Authority to Use Capital Authorities Mgmt For Against Against as a Takeover Defense 14 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 15 Authority to Carry Out Formalities Mgmt For For For
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
PG & E Corp. Ticker Security ID: Meeting Date Meeting Status PCG CUSIP9 69331C108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Key ShrHoldr Against Against For Committee Membership 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Philip Morris International Inc Ticker Security ID: Meeting Date Meeting Status PM CUSIP9 718172109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
Ping An Insurance (Group) Company Ticker Security ID: Meeting Date Meeting Status CINS Y69790106 06/29/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Annual Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect David Fried Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Authority to Issue H Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Allocation of Profits/Dividends Mgmt For For For 15 Amendments to Articles Mgmt For For For
Pinnacle West Capital Corp. Ticker Security ID: Meeting Date Meeting Status PNW CUSIP9 723484101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For For For 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Humberto Lopez Mgmt For For For 1.9 Elect Kathryn Munro Mgmt For For For 1.10 Elect Bruce Nordstrom Mgmt For For For 1.11 Elect W. Douglas Parker Mgmt For For For 2 Restoration of Right to Call a Mgmt For For For Special Meeting 3 Ratification of Auditor Mgmt For For For
PNC Financial Services Group Inc Ticker Security ID: Meeting Date Meeting Status PNC CUSIP9 693475105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation
Polycom Inc Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP9 73172K104 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For For For 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
POSCO - ADR Ticker Security ID: Meeting Date Meeting Status PKX CUSIP9 693483109 02/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect PARK Han Yong Mgmt For For For 4 Elect OH Chang Kwan Mgmt For For For 5 Elect KIM Jin Il Mgmt For For For 6 Directors' Fees Mgmt For For For
Potash Sask Inc Ticker Security ID: Meeting Date Meeting Status POT CUSIP9 73755L107 05/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
PPR SA Ticker Security ID: Meeting Date Meeting Status CINS F7440G127 05/19/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Elect Laurence Boone Mgmt For For For 7 Elect Yseulys Costes Mgmt For For For 8 Elect Caroline Puel Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor (KPMG Audit) Mgmt For For For 11 Appointment of Alternate Auditor Mgmt For For For (KPMG Audit IS) 12 Authority to Repurchase Shares Mgmt For Against Against 13 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Set Offering Price of Mgmt For Against Against Shares 16 Authority to Increase Share Issuance Mgmt For Against Against Limit 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 19 Authority to Issue Restricted Shares Mgmt For For For to Employees and Executives 20 Authority to Issue Warrants to Mgmt For For For Employees and Executives 21 Amendment Regarding Form of Dividend Mgmt For For For Payment 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
Praxair Inc Ticker Security ID: Meeting Date Meeting Status PX CUSIP9 74005P104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Precision Industries Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189 08/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Principal Financial Group Inc Ticker Security ID: Meeting Date Meeting Status PFG CUSIP9 74251V102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Garrett Mgmt For For For 4 Elect Bridget Macaskill Mgmt For For For 5 Elect Clark Manning Mgmt For For For 6 Elect Barry Stowe Mgmt For For For 7 Elect Nic Nicandrou Mgmt For For For 8 Elect Rob Devey Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 14 Additional Authority to Issue Shares Mgmt For Against Against w/ Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For Against Against
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For Against Against 2 Approval of Matters Giving Effect to Mgmt For Against Against the Scheme of Arrangement 3 Authority to Allot Shares According Mgmt For Against Against to the Rights Issue 4 Approval of Executive Share Plans Mgmt For Against Against 5 Approval of Employee Share Plans Mgmt For Against Against
PUBLICIS GROUPE SA Ticker Security ID: Meeting Date Meeting Status CINS F7607Z165 06/01/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Investment Agreement with BNP Paribas Mgmt For For For 9 Investment Agreement with Societe Mgmt For For For Generale 10 Facilitation Agreement with BNP Mgmt For For For Paribas 11 Facilitation Agreement with Societe Mgmt For For For Generale 12 Credit Agreement with BNP Paribas Mgmt For For For 13 Credit Agreement with Societe Mgmt For For For Generale 14 Bond Placement Agreement with BNP Mgmt For For For Paribas 15 Elect Sophie Dulac Mgmt For For For 16 Elect Helene Ploix Mgmt For For For 17 Elect Michel Cicurel Mgmt For For For 18 Elect Amaury de Seze Mgmt For For For 19 Elect Gerard Worms Mgmt For For For 20 Elect Marie-Claude Mayer Mgmt For For For 21 Elect Marie-Josee Kravis Mgmt For For For 22 Elect Veronique Morali Mgmt For For For 23 Replacement of Alternate Auditor Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Authority to Grant Stock Options Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan for Overseas Employees 29 Authority to Use Capital Authorities Mgmt For Against Against as a Takeover Defense 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
Pulte Homes Inc Ticker Security ID: Meeting Date Meeting Status PHM CUSIP9 745867101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Schoewe Mgmt For For For 1.2 Elect Timothy Eller Mgmt For For For 1.3 Elect Clint Murchison III Mgmt For For For 1.4 Elect Richard Dugas, Jr. Mgmt For For For 1.5 Elect David McCammon Mgmt For For For 1.6 Elect James Postl Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Amendment to Shareholder Rights Mgmt For For For Agreement 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 8 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 10 Shareholder Proposal Reimbursement ShrHoldr Against Against For of Solicitation Expenses
PURECIRCLE LTD Ticker Security ID: Meeting Date Meeting Status CINS G7300G109 11/24/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Magomet Malsagov Mgmt For For For 4 Elect Peter Milsted Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For
Qiagen NV Ticker Security ID: Meeting Date Meeting Status CINS N72482107 06/30/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Detlev Riesner Mgmt For For For 10 Elect Dr. Werner Brandt Mgmt For For For 11 Elect Metin Colpan Mgmt For For For 12 Elect Erik Hornnaess Mgmt For For For 13 Elect Manfred Karobath Mgmt For For For 14 Elect Heino von Prondzynski Mgmt For For For 15 Elect Peer Schatz Mgmt For For For 16 Elect Roland Sackers Mgmt For For For 17 Elect Joachim Schorr Mgmt For For For 18 Elect Bernd Uder Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
Qualcomm Inc Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP9 747525103 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Questar Corp. Ticker Security ID: Meeting Date Meeting Status STR CUSIP9 748356102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Teresa Beck Mgmt For For For 1.2 Elect R. D. Cash Mgmt For For For 1.3 Elect James Harmon Mgmt For For For 1.4 Elect Robert McKee III Mgmt For For For 1.5 Elect Gary Michael Mgmt For For For 1.6 Elect Charles Stanley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Long-Term Stock Mgmt For For For Incentive Plan 5 Amendment to the Annual Management Mgmt For For For Incentive Plan II 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Qwest Communications International Ticker Security ID: Meeting Date Meeting Status Q CUSIP9 749121109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For For For 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
RANDGOLD RESOURCES LTD - ADR Ticker Security ID: Meeting Date Meeting Status RNGDY CUSIP9 752344309 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt N/A For N/A 2 Elect Kadri Dagdelen Mgmt N/A For N/A 3 Elect Philippe Lietard Mgmt N/A For N/A 4 Elect Robert Israel Mgmt N/A For N/A 5 Elect Norborne Cole Mgmt N/A For N/A 6 Elect Karl Voltaire Mgmt N/A For N/A 7 Directors' Remuneration Report Mgmt N/A For N/A 8 Directors' Fees Mgmt N/A For N/A 9 Appointment of Auditor Mgmt N/A For N/A 10 Increase in Authorised Capital Mgmt N/A For N/A 11 Amendments to Memorandum Regarding Mgmt N/A For N/A Authorised Capital 12 Amendments to Articles Regarding Mgmt N/A For N/A Authorised Capital
RANDGOLD RESOURCES LTD - ADR Ticker Security ID: Meeting Date Meeting Status RNGDY CUSIP9 752344309 12/16/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Purchase of Equity Interest Mgmt For For For
Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP9 755111507 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Red Electrica De Espana Ticker Security ID: Meeting Date Meeting Status CINS E42807102 05/20/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Elect Francisco Javier Salas Mgmt For For For Collantes 6 Elect Miguel Boyer Salvador Mgmt For For For 7 Elect Rui Manuel Janes Cartaxo Mgmt For For For 8 Amend Article 9 Mgmt For For For 9 Authority to Issue Shares w/ or Mgmt For For For w/out Preemptive Rights 10 Authority to Issue Convertible and Mgmt For For For Non-Convertible Securities w/ or w/out Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Share Purchase Plan Mgmt For For For 13 Revocation of Authority to Mgmt For For For Repurchase Shares 14 Remuneration Report Mgmt For For For 15 Ratification of Directors' Mgmt For For For Remuneration 16 Authority to Carry Out Formalities Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A
Red Hat Inc Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577 08/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Micheline Chau Mgmt For For For 1.2 Elect Marye Anne Fox Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Reed Elsevier NV Ticker Security ID: Meeting Date Meeting Status CINS N73430113 04/20/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Robert Polet Mgmt For For For 10 Elect Anthony Habgood Mgmt For For For 11 Elect Ben van der Veer Mgmt For For For 12 Elect Erik Engstrom Mgmt For For For 13 Elect Mark Armour Mgmt For For For 14 Amendment to the Compensation Policy Mgmt For For For 15 Reed Elsevier Growth Plan Mgmt For Against Against 16 Reed Elsevier Bonus Investment Plan Mgmt For For For 2010 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
Regeneron Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status REGN CUSIP9 75886F107 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Schleifer Mgmt For For For 1.2 Elect Eric Shooter Mgmt For For For 1.3 Elect George Yancopoulos Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Reliance Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS Y72596102 06/18/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Re-elect Hital Meswani Mgmt For For For 6 Re-elect Mahesh Modi Mgmt For For For 7 Re-elect Dharam Kapur Mgmt For For For 8 Re-elect Raghunath Mashelkar Mgmt For Against Against 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Appointment of S.P.K. Kapil as Mgmt For For For Executive Director; Approval of Compensation
Reliance Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS Y72596102 11/17/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Re-elect Hardev Kohli Mgmt For For For 4 Re-elect Yogendra Trivedi Mgmt For For For 5 Re-elect Dipak Jain Mgmt For For For 6 Re-elect Mansingh Bhakta Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Bonus Share Issuance Mgmt For For For 9 Re-appointment of H.R. Meswani as Mgmt For For For Executive Director; Approval of Compensation 10 Appointment of P.M.S. Prasad as Mgmt For For For Executive Director; Approval of Compensation 11 Appointment of R. Ravimohan as Mgmt For Against Against Executive Director; Approval of Compensation
Renault SA Ticker Security ID: Meeting Date Meeting Status CINS F77098105 04/30/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Presentation of Report on Redeemable Mgmt For For For Shares 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Cancel Shares and Mgmt For For For Reduce Capital 11 Amendments to Articles Mgmt For For For 12 Elect Carlos Ghosn Mgmt For For For 13 Retirement Benefits for Carlos Ghosn Mgmt For For For 14 Elect Marc Ladreit de Lacharriere Mgmt For For For 15 Elect Franck Riboud Mgmt For For For 16 Elect Hiroto Saikawa Mgmt For Against Against 17 Ratification for the Co-option of Mgmt For For For Alexis Kohler 18 Ratification of the Co-Option of Luc Mgmt For For For Rousseau 19 Elect Bernard Delpit Mgmt For For For 20 Elect Pascale Sourisse Mgmt For For For 21 Authority to Carry Out Formalities Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
Research In Motion Limited Ticker Security ID: Meeting Date Meeting Status RIMM CUSIP 760975 07/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Lazaridis Mgmt For For For 1.2 Elect James Estill Mgmt For For For 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For For For 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
REXAM PLC Ticker Security ID: Meeting Date Meeting Status CINS G1274K113 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Ellwood Mgmt For For For 5 Elect Graham Chipchase Mgmt For For For 6 Elect David Robbie Mgmt For For For 7 Elect Carl Symon Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Meusburger Mgmt For For For 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
RHODIA, BOULOGNE BILLANCOURT Ticker Security ID: Meeting Date Meeting Status CINS F7813K523 04/28/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Ratification of the Co-Option of Mgmt For For For Henri Poupart-Lafarge 10 Authority to Trade in Company Stock Mgmt For For For 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Authority to Reduce Capital and Par Mgmt For For For Value of Stock 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Increase Share Issuance Mgmt For For For Limit 16 Global Ceiling on Increases in Mgmt For For For Capital 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities for Overseas Employees 19 Authority to Issue Restricted Shares Mgmt For For For 20 Authority to Carry Out Formalities Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A
Richtek Technology Ticker Security ID: Meeting Date Meeting Status CINS Y7286Y108 06/15/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Procedural Rules of Mgmt For For For Capital Loans 9 Amendments to Procedural Rules of Mgmt For For For Endorsements/Guarantees 10 Authority to Increase Paid-in Capital Mgmt For For For 11 Extraordinary motions Mgmt For Against Against
Rigel Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status RIGL CUSIP9 766559603 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jean Deleage Mgmt For For For 1.2 Elect Peter Ringrose Mgmt For For For 1.3 Elect Bradford Goodwin Mgmt For For For 2 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 3 Amendment to the 2000 Non-Employee Mgmt For For For Director' Stock Option Plan 4 Ratification of Auditor Mgmt For For For
Ringkjobing Lndobk A/S Ticker Security ID: Meeting Date Meeting Status CINS K81980136 02/24/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Presiding Chairman Mgmt For For For 4 Report of the Board of Directors Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Gert Asmussen Mgmt For For For 8 Elect Viktor Degn Mgmt For For For 9 Elect Leif Haubjerg Mgmt For For For 10 Elect Keld Hansen Mgmt For For For 11 Elect Niels Ole Hansen Mgmt For For For 12 Elect Tonny Hansen Mgmt For For For 13 Elect Niels Esper Kamp Mgmt For For For 14 Elect Lars Moller Mgmt For For For 15 Elect Ole Chr. Pedersen Mgmt For For For 16 Elect Kristian Skannerup Mgmt For For For 17 Elect Martin Krogh Pedersen Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Amendments to Articles Mgmt For For For 21 Authority to Carry Out Formalities Mgmt For For For
Rio Tinto Ticker Security ID: Meeting Date Meeting Status CINS Q81437107 04/22/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Rio Tinto Mgmt For For For Limited Shares 11 Authority to Repurchase Shares held Mgmt For For For by Rio Tinto plc
Rio Tinto Ticker Security ID: Meeting Date Meeting Status CINS Q81437107 05/26/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Rio Tinto Mgmt For For For Limited Shares 11 Authority to Repurchase Shares held Mgmt For For For by Rio Tinto plc
Rio Tinto PLC Ticker Security ID: Meeting Date Meeting Status CINS G75754104 04/15/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Roche Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS H69293217 03/02/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
Rockwell Automation Inc Ticker Security ID: Meeting Date Meeting Status ROK CUSIP9 773903109 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Johnson Mgmt For For For 1.2 Elect William McCormick, Jr. Mgmt For For For 1.3 Elect Keith Nosbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentives Plan
Rockwood Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ROC CUSIP9 774415103 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Seifi Ghasemi Mgmt For For For 1.2 Elect Sheldon Erikson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ROLLS-ROYCE GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G7630U109 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Peter Byrom Mgmt For For For 4 Elect Peter Gregson Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect John McAdam Mgmt For For For 7 Elect Andrew Shilston Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Scrip Dividend Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Adoption of New Articles Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice at 14 Days 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For
Royal Dutch Shell Plc (Adr) Ticker Security ID: Meeting Date Meeting Status RDSB CUSIP9 780259206 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Charles Holliday, Jr. Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Lord Kerr of Kinlochard Mgmt For For For 8 Elect Wim Kok Mgmt For For For 9 Elect Nick Land Mgmt For For For 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Shareholder Proposal Regarding Mgmt Against Against For Report on Oil Sands Projects
RTI International Metals Commerce Ticker Security ID: Meeting Date Meeting Status RTI CUSIP9 74973W107 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Booker Mgmt For For For 1.2 Elect Donald Fusilli, Jr. Mgmt For For For 1.3 Elect Ronald Gallatin Mgmt For For For 1.4 Elect Charles Gedeon Mgmt For For For 1.5 Elect Robert Hernandez Mgmt For For For 1.6 Elect Dawne Hickton Mgmt For For For 1.7 Elect Edith Holiday Mgmt For For For 1.8 Elect Bryan Moss Mgmt For For For 1.9 Elect James Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ryohin Keikaku Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J6571N105 05/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masaaki Kanai Mgmt For For For 4 Elect Toshiyasu Suda Mgmt For For For 5 Elect Hidejiroh Fujiwara Mgmt For For For 6 Elect Yohko Ohara Mgmt For For For 7 Elect Hisashi Sakamaki Mgmt For For For 8 Elect Masaaki Kojima Mgmt For For For
Safran SA Ticker Security ID: Meeting Date Meeting Status CINS F4035A557 05/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Management and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor (Mazars) Mgmt For For For 8 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 9 Appointment of Alternate Auditor Mgmt For For For (Gilles Rainaut) 10 Appointment of Alternate Auditor Mgmt For For For (Auditex) 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
Saint Jude Medical Income Ticker Security ID: Meeting Date Meeting Status STJ CUSIP9 790849103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Samsung Electronics Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y74718100 07/24/2009 Unvoted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A
SANOFI-AVENTIS - ADR Ticker Security ID: Meeting Date Meeting Status SNY CUSIP9 80105N105 05/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Ratification of the Co-option of Mgmt For For For Serge Weinberg 6 Elect Catherine Brechignac Mgmt N/A Abstain N/A 7 Elect Robert Castaigne Mgmt For For For 8 Elect Lord Douro Mgmt For For For 9 Elect Christian Mulliez Mgmt For For For 10 Elect Christopher Viehbacher Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For
Sapient Corp. Ticker Security ID: Meeting Date Meeting Status SAPE CUSIP9 803062108 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Benson Mgmt For For For 1.2 Elect Hermann Buerger Mgmt For For For 1.3 Elect Darius Gaskins, Jr. Mgmt For For For 1.4 Elect Alan Herrick Mgmt For For For 1.5 Elect J. Stuart Moore Mgmt For For For 1.6 Elect Ashok Shah Mgmt For For For 1.7 Elect Vijay Singal Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SARAS Raffinerie Sarde SpA, Cagliari Ticker Security ID: Meeting Date Meeting Status CINS T83058106 04/27/2010 Take No Action Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Election of Directors Mgmt For TNA N/A 4 Stock Grant Plan Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Authority to Set Auditor's Fees Mgmt For TNA N/A
SBA Communications Corp. Ticker Security ID: Meeting Date Meeting Status SBAC CUSIP9 78388J106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Krouse, Jr. Mgmt For For For 1.2 Elect Kevin Beebe Mgmt For For For 1.3 Elect Jack Langer Mgmt For For For 1.4 Elect Jeffrey Stoops Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 2010 Performance and Equity Mgmt For For For Incentive Plan
SBM Offshore N.V. Ticker Security ID: Meeting Date Meeting Status CINS N7752F148 04/14/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Supervisory Board Committee Fees Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Ratification of Management Board Acts Mgmt For For For 17 Ratification of Supervisory Board Mgmt For For For Acts 18 Appointment of Auditor Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Elect F.J.G.M. Cremers Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Schlumberger Limited Ticker Security ID: Meeting Date Meeting Status SLB CUSIP9 806857108 04/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For
Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP9 G7945J104 04/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from the Cayman Mgmt For For For Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Authority to Reduce Share Capital Mgmt For For For 4 Creation of Distributable Reserves Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For
Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP G7945J 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Luczo Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect William Bradley Mgmt For For For 4 Elect David Marquardt Mgmt For For For 5 Elect Lydia Marshall Mgmt For For For 6 Elect Albert Pimentel Mgmt For For For 7 Elect C.S. Park Mgmt For For For 8 Elect Gregorio Reyes Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Elect Edward Zander Mgmt For For For 11 Amendment to the Employee Stock Mgmt For For For Purchase Plan 12 Employee Stock Option Exchange Mgmt For Against Against Program 13 Ratification of Auditor Mgmt For For For
Security Bank Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y7571C100 05/25/2010 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Call to Order Mgmt For For For 3 Approval of Meeting Notice and Quorum Mgmt For For For 4 Approve Minutes Mgmt For For For 5 Accounts and Reports and Mgmt For For For Ratification of Board Acts 6 Elect Frederick Dy Mgmt For For For 7 Elect Paul Ung Mgmt For For For 8 Elect Alberto Villarosa Mgmt For For For 9 Elect Philip Ang Mgmt For For For 10 Elect Anastasia Dy Mgmt For For For 11 Elect Jose Facundo Mgmt For For For 12 Elect James Hung Mgmt For For For 13 Elect Jose Perpetuo Lotilla Mgmt For For For 14 Elect Fe Palileo Mgmt For For For 15 Elect Eduardo Plana Mgmt For For For 16 Elect Rafael Simpao, Jr. Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Adjournment Mgmt For For For
SES Global SA Ticker Security ID: Meeting Date Meeting Status CINS L8300G135 04/01/2010 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Attendance List, Quorum and Mgmt For TNA N/A Agenda 2 Elect Meeting Secretary and Mgmt For TNA N/A Individuals to Check the Minutes 3 Report of the Chairman of the Board Mgmt For TNA N/A 4 Report of the CEO Mgmt For TNA N/A 5 Report of the CFO Mgmt For TNA N/A 6 Report of the Auditor Mgmt For TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Transfer of Reserves Mgmt For TNA N/A 10 Ratification of Board Acts Mgmt For TNA N/A 11 Ratification of Auditor's Acts Mgmt For TNA N/A 12 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 13 Elect Serge Allegrezza Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A 15 Directors' Fees Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Meeting Note N/A N/A TNA N/A
Severn Trent PLC Ticker Security ID: Meeting Date Meeting Status CINS G8056D159 07/21/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Tony Ballance Mgmt For For For 5 Elect Sir John Egan Mgmt For For For 6 Elect Gordon Fryett Mgmt For For For 7 Elect Tony Wray Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 EU Political Donations Mgmt For For For 10 Authority to Increase Authorized Mgmt For For For Capital 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Renewal of Sharesave Scheme Mgmt For For For 16 Share Matching Plan Mgmt For For For
SHANDA INTERACTIVE ENTERTAINMENT LTD Ticker Security ID: Meeting Date Meeting Status SNDA CUSIP 81941Q 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tianqiao Chen Mgmt For For For 2 Elect Danian Chen Mgmt For For For 3 Elect Qianqian Luo Mgmt For For For 4 Elect Jingsheng Huang Mgmt For For For 5 Elect Chengyu Xiong Mgmt For For For 6 Elect Kai Zhao Mgmt For For For 7 Elect Qunzhao Tan Mgmt For For For 8 Elect Grace Wu Mgmt For For For
Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP9 824348106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Shin-Etsu Chemical Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J72810120 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Chihiro Kanagawa Mgmt For For For 3 Elect Shunzoh Mori Mgmt For For For 4 Elect Fumio Akiya Mgmt For For For 5 Elect Kiichi Habata Mgmt For For For 6 Elect Masashi Kaneko Mgmt For For For 7 Elect Fumio Arai Mgmt For For For 8 Elect Masahiko Todoroki Mgmt For For For 9 Elect Toshiya Akimoto Mgmt For For For 10 Elect Hiroshi Komiyama Mgmt For For For 11 Elect Yoshihito Kosaka Mgmt For For For 12 Stock Option Plan Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
Shionogi Limited Ticker Security ID: Meeting Date Meeting Status CINS J74229105 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Isao Teshirogi Mgmt For For For 6 Elect Yasuhiro Mino Mgmt For For For 7 Elect Akio Nomura Mgmt For For For 8 Elect Teppei Mogi Mgmt For For For 9 Election of An Alternate Statutory Mgmt For For For Auditor 10 Bonus Mgmt For For For
Showa Denko KK Ticker Security ID: Meeting Date Meeting Status CINS J75046136 03/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Reserve Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Kyohei Takahashi Mgmt For For For 5 Elect Norikuni Imoto Mgmt For For For 6 Elect Ichiroh Nomura Mgmt For For For 7 Elect Shinji Sakai Mgmt For For For 8 Elect Toshio Ohi Mgmt For For For 9 Elect Kenji Tsukamoto Mgmt For For For 10 Elect Hideo Ichikawa Mgmt For For For 11 Elect Tomofumi Akiyama Mgmt For For For 12 Elect Yukio Obara Mgmt For For For
Siemens AG Ticker Security ID: Meeting Date Meeting Status CINS D69671218 01/26/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Peter Loscher Mgmt For For For 7 Ratify Wolfgang Dehen Mgmt For For For 8 Ratify Heinrich Hiesinger Mgmt For For For 9 Ratify Joe Kaeser Mgmt For For For 10 Ratify Barbara Kux Mgmt For For For 11 Ratify Jim Reid-Anderson Mgmt For For For 12 Ratify Hermann Requardt Mgmt For For For 13 Ratify Siegfried Russwurm Mgmt For For For 14 Ratify Peter Solmssen Mgmt For For For 15 Ratify Gerhard Cromme Mgmt For For For 16 Ratify Berthold Huber Mgmt For For For 17 Ratify Ralf Heckmann Mgmt For For For 18 Ratify Josef Ackermann Mgmt For For For 19 Ratify Lothar Adler Mgmt For For For 20 Ratify Jean-Louis Beffa Mgmt For For For 21 Ratify Gerd von Brandenstein Mgmt For For For 22 Ratify Michael Diekmann Mgmt For For For 23 Ratify Hans Michael Gaul Mgmt For For For 24 Ratify Peter Gruss Mgmt For For For 25 Ratify Bettina Haller Mgmt For For For 26 Ratify Hans-Jurgen Hartung Mgmt For For For 27 Ratify Heinz Hawreliuk Mgmt For For For 28 Ratify Harald Kern Mgmt For For For 29 Ratify Nicola Leibinger-Kammuller Mgmt For For For 30 Ratify Werner Monius Mgmt For For For 31 Ratify Hakan Samuelsson Mgmt For For For 32 Ratify Dieter Scheitor Mgmt For For For 33 Ratify Rainer Sieg Mgmt For For For 34 Ratify Birgit Steinborn Mgmt For For For 35 Ratify Iain Vallance of Tummel Mgmt For For For 36 Ratify Sibylle Wankel Mgmt For For For 37 Approval of Compensation Policy Mgmt For For For 38 Appointment of Auditor Mgmt For For For 39 Authority to Repurchase Shares Mgmt For For For 40 Authority to Repurchase Shares using Mgmt For For For Equity Derivatives 41 Authority to Issue Convertible Bonds Mgmt For For For 42 Amendments to Articles Mgmt For For For 43 Agreement with Karl-Hermann Baumann Mgmt For For For 44 Agreement with Johannes Feldmayer Mgmt For For For 45 Agreement with Klaus Kleinfeld Mgmt For For For 46 Agreement with Edward Krubasik Mgmt For For For 47 Agreement with Rudi Lamprecht Mgmt For For For 48 Agreement with Heinrich von Pierer Mgmt For For For 49 Agreement with Jurgen Radomski Mgmt For For For 50 Agreement with Uriel Sharef Mgmt For For For 51 Agreement with Klaus Wucherer Mgmt For For For 52 Approval of D&O Insurance Settlement Mgmt For For For Agreement 53 Shareholder Proposal Regarding ShrHoldr Against Against For Supervisory Board Compensation 54 Shareholder Proposal Regarding ShrHoldr Against Against For Amending the Corporate Purpose
Sino Forest Corp. Ticker Security ID: Meeting Date Meeting Status SNOFF CUSIP9 82934H101 05/31/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Skyworks Solutions Inc Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP9 83088M102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Beebe Mgmt For For For 1.2 Elect Timothy Furey Mgmt For For For 1.3 Elect David McLachlan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SMC Corporation Ticker Security ID: Meeting Date Meeting Status CINS J75734103 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiyuki Takada Mgmt For For For 4 Elect Katsunori Maruyama Mgmt For For For 5 Elect Fumitaka Itoh Mgmt For For For 6 Elect Ikuji Usui Mgmt For For For 7 Elect Yoshihiro Fukano Mgmt For For For 8 Elect Yoshiki Takada Mgmt For For For 9 Elect Katsunori Tomita Mgmt For For For 10 Elect Seiji Kosugi Mgmt For For For 11 Elect Bunji Ohshida Mgmt For For For 12 Elect Tamon Kitabatake Mgmt For For For 13 Elect Iwao Mogi Mgmt For For For 14 Elect Eiji Ohashi Mgmt For For For 15 Elect Masahiko Satake Mgmt For For For 16 Elect Kohichi Shikakura Mgmt For For For 17 Elect Osamu Kuwahara Mgmt For For For 18 Elect Peter Driver Mgmt For For For 19 Elect Herman Berakoetxea Mgmt For For For 20 Elect Daniel Langmeier Mgmt For For For 21 Elect Kohji Ogura Mgmt For For For 22 Elect Motoichi Kawada Mgmt For For For 23 Elect Rihyan Chan Mgmt For For For 24 Retirement Allowances for Director Mgmt For For For
Snam Rete Gas Ticker Security ID: Meeting Date Meeting Status CINS T8578L107 04/27/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 5 Board Size Mgmt For TNA N/A 6 Board Term Mgmt For TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 List 1 Mgmt For TNA N/A 9 List 2 Mgmt For TNA N/A 10 Election of Chairman of the Board of Mgmt For TNA N/A Directors 11 Directors' Fees Mgmt For TNA N/A 12 Election of Statutory Auditors Mgmt For TNA N/A 13 Election of Chairman of the Board of Mgmt For TNA N/A the Statutory Auditors 14 Statutory Auditors' Fees Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Amendments to Articles Mgmt For TNA N/A
Societe Generale Ticker Security ID: Meeting Date Meeting Status CINS F43638141 05/25/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Supplementary Retirement Benefits Mgmt For For For (Daniel Bouton, Philippe Citerne, Didier Alix and Severin Cabannes) 10 Supplementary Retirement Benefits Mgmt For For For (Jean-Francois Sammarcelli) 11 Supplementary Retirement Benefits Mgmt For For For (Bernardo Sanchez Incera) 12 Non-Compete Clause (Philippe Citerne) Mgmt For For For 13 Severance Package (Frederic Oudea) Mgmt For For For 14 Non-Compete Clause (Frederic Oudea) Mgmt For For For 15 Elect Robert Castaigne Mgmt For For For 16 Elect Gianemilio Osculati Mgmt For For For 17 Item Removed From Agenda Mgmt Abstain Abstain For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Increase Shares Mgmt For For For Issuance Limit 22 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 25 Authority to Restricted Stock to Mgmt For For For Employees and Executives 26 Authority to Cancel Shares and Mgmt For For For Reduce Capital 27 Amendments to Articles Regarding Mgmt For For For Repurchase and Cancellation of Preferred Shares 28 Authority to Carry Out Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A
Societe Generale Ticker Security ID: Meeting Date Meeting Status CINS F43638141 07/06/2009 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of the Co-option of Mgmt For For For Frederic Oudea 4 Directors' Fees Mgmt For For For 5 Amendment to Rate of Mgmt For For For Super-Subordinated Notes 6 Authority to Carry Out Formalities Mgmt For For For
Solutia Inc Ticker Security ID: Meeting Date Meeting Status SOLUQ CUSIP9 834376501 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Heffernan Mgmt For For For 1.2 Elect W. Thomas Jagodinski Mgmt For For For 1.3 Elect William Rusnack Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Management Mgmt For For For Long-Term Incentive Plan 4 Annual Incentive Plan Mgmt For For For 5 Adoption of Section 382 Shareholder Mgmt For For For Rights Plan
SOUTHGOBI ENERGY RESOURCES Ticker Security ID: Meeting Date Meeting Status CINS 844375105 05/11/2010 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Elect Peter Meredith Mgmt For For For 6 Elect Alexander Molyneux Mgmt For For For 7 Elect Pierre Lebel Mgmt For For For 8 Elect John Macken Mgmt For For For 9 Elect Andre Deepwell Mgmt For For For 10 Elect R. Edward Flood Mgmt For For For 11 Elect Robert Hanson Mgmt For For For 12 Elect R. Stuart Angus Mgmt For For For 13 Elect W. Gordon Lancaster Mgmt For For For 14 Board Size Mgmt For For For 15 Change of Company Name Mgmt For For For 16 Equity Compensation Plan Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
Sparebanken Midt-Norge ASA Ticker Security ID: Meeting Date Meeting Status CINS R82401101 02/11/2010 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Election of Corporate Assembly Mgmt For TNA N/A 4 Election of Nominating Committee Mgmt For TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A
Sparebanken Midt-Norge ASA Ticker Security ID: Meeting Date Meeting Status CINS R82401101 03/03/2010 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A
Spdr Series Trust Ticker Security ID: Meeting Date Meeting Status MTK CUSIP9 78464A714 03/19/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Nesvet Mgmt For For For 1.2 Elect David Kelly Mgmt For For For 1.3 Elect Bonny Eugenia Mgmt For For For 1.4 Elect Dwight Churchill Mgmt For For For 1.5 Elect Carl Verboncoeur Mgmt For For For 1.6 Elect James Ross Mgmt For For For 2 Approval of a Manager of Managers Mgmt For For For Structure 3 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding: Real Estate 4 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding: Senior Securities and Borrowing 5 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding Loans 6 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding Commodities 7 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding Industry Concentration 8 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding Underwriting of Securities 9 Elimination of Outdated Fundamental Mgmt For For For Investment Policies
SSL International PLC Ticker Security ID: Meeting Date Meeting Status CINS G8401X108 07/23/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ian Adamson Mgmt For For For 5 Elect Mark Moran Mgmt For For For 6 Elect Gerald Corbett Mgmt For For For 7 Elect Peter Johnson Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Sharesave Plan 2009 Mgmt For For For 11 Authority to Increase Authorized Mgmt For For For Capital 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Standard Chartered PLC Ticker Security ID: Meeting Date Meeting Status CINS G84228157 05/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Jamie Dundas Mgmt For For For 5 Elect Valerie Gooding Mgmt For For For 6 Elect Rudy Markham Mgmt For For For 7 Elect John Peace Mgmt For For For 8 Elect Peter Sands Mgmt For For For 9 Elect Paul Skinner Mgmt For For For 10 Elect Oliver Stocken Mgmt For For For 11 Elect Jaspal Bindra Mgmt For For For 12 Elect Richard Delbridge Mgmt For For For 13 Elect HAN Seung-Soo Mgmt For For For 14 Elect Simon Lowth Mgmt For For For 15 Elect Michael Rees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights Pursuant to Indian Listing 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Pursuant to Indian Listing 24 Authority to Repurchase Ordinary Mgmt For For For Shares 25 Authority to Repurchase Preference Mgmt For For For Shares 26 Adoption of New Articles Mgmt For For For 27 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 28 Amendments to Restricted Share Scheme Mgmt For For For 29 Waiver From Strict Compliance With Mgmt For For For Reporting and Annual Review Requirements 30 Waiver From Compliance with Written Mgmt For For For Agreement Requirements 31 Waiver From Strict Compliance with Mgmt For For For Ongoing Banking Transactions Requirements
Stanley Black & Decker Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For For For 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Staples Inc Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP9 855030102 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
State Bank Of India Limited Ticker Security ID: Meeting Date Meeting Status CINS Y8161Z129 06/16/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For
Sterling Bancorp Ticker Security ID: Meeting Date Meeting Status STL CUSIP9 859158107 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Abrams Mgmt For For For 1.2 Elect Joseph Adamko Mgmt For For For 1.3 Elect Louis Cappelli Mgmt For For For 1.4 Elect Fernando Ferrer Mgmt For For For 1.5 Elect Allan Hershfield Mgmt For For For 1.6 Elect Henry Humphreys Mgmt For For For 1.7 Elect Robert Lazar Mgmt For For For 1.8 Elect Carolyn Joy Lee Mgmt For For For 1.9 Elect John Millman Mgmt For For For 1.10 Elect Eugene Rossides Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation
Strayer Education Inc Ticker Security ID: Meeting Date Meeting Status STRA CUSIP9 863236105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Silberman Mgmt For For For 2 Elect Charlotte Beason Mgmt For For For 3 Elect William Brock Mgmt For For For 4 Elect David Coulter Mgmt For For For 5 Elect Robert Grusky Mgmt For For For 6 Elect Robert Johnson Mgmt For For For 7 Elect Todd Milano Mgmt For For For 8 Elect G. Thomas Waite, III Mgmt For For For 9 Elect J. David Wargo Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Sumitomo Metal Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS J77669133 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Shimozuma Mgmt For For For 3 Elect Hiroshi Tomono Mgmt For For For 4 Elect Fumio Honbe Mgmt For For For 5 Elect Yasuyuki Tozaki Mgmt For For For 6 Elect Yasuo Imai Mgmt For For For 7 Elect Shuichiroh Kozuka Mgmt For For For 8 Elect Mitsunori Okada Mgmt For For For 9 Elect Michiharu Takii Mgmt For For For 10 Elect Shinichi Miki Mgmt For For For 11 Elect Yoshitaka Hotta Mgmt For For For 12 Elect Hirohiko Minato Mgmt For For For 13 Elect Keiichi Murakami Mgmt For For For 14 Elect Hirotake Abe Mgmt For For For
Suncor Energy Ticker Security ID: Meeting Date Meeting Status SU CUSIP9 867224107 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Benson Mgmt For For For 1.2 Elect Brian Canfield Mgmt For For For 1.3 Elect Dominic D'Alessandro Mgmt For For For 1.4 Elect John Ferguson Mgmt For For For 1.5 Elect W. Douglas Ford Mgmt For For For 1.6 Elect Richard George Mgmt For For For 1.7 Elect Paul Haseldonckx Mgmt For For For 1.8 Elect John Huff Mgmt For For For 1.9 Elect Jacques Lamarre Mgmt For For For 1.10 Elect Brian MacNeill Mgmt For For For 1.11 Elect Maureen McCaw Mgmt For For For 1.12 Elect Michael O'Brien Mgmt For For For 1.13 Elect James Simpson Mgmt For For For 1.14 Elect Eira Thomas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Swedish Match AB Ticker Security ID: Meeting Date Meeting Status CINS W92277115 04/27/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Cancellation of Shares Mgmt For For For 14 Bonus Issue Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Compensation Guidelines Mgmt For For For 17 Stock Option Grant Mgmt For For For 18 Board Size Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Nominating Committee Mgmt For For For 22 Instructions to Nominating Committee Mgmt For For For
Synnex Technology International Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y8344J109 06/17/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Increase Paid-In Capital Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules for Mgmt For For For Capital Loans and Endorsements/Guarantees 10 Extraordinary Motions Mgmt For Against Against
Synthes Inc Ticker Security ID: Meeting Date Meeting Status CINS 87162M409 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Charles Hedgepeth Mgmt For For For 6 Elect Amin Khoury Mgmt For For For 7 Elect Jobst Wagner Mgmt For For For 8 Elect Daniel Eicher Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
Taiwan Semiconductor Mfg. Co. Ltd. (ADR) Ticker Security ID: Meeting Date Meeting Status CINS Y84629107 06/15/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives 7 Extraordinary Motions Mgmt For Against Against 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
Target Corp. Ticker Security ID: Meeting Date Meeting Status TGT CUSIP9 87612E106 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Teck Cominco Limited Ticker Security ID: Meeting Date Meeting Status TCK CUSIP9 878742204 04/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mayank Ashar Mgmt For For For 1.2 Elect J. Brian Aune Mgmt For For For 1.3 Elect Jalynn Bennett Mgmt For For For 1.4 Elect Hugh Bolton Mgmt For For For 1.5 Elect Felix Chee Mgmt For For For 1.6 Elect Jack Cockwell Mgmt For For For 1.7 Elect Norman Keevil Mgmt For For For 1.8 Elect Norman Keevil III Mgmt For For For 1.9 Elect Takashi Kuriyama Mgmt For For For 1.10 Elect Donald Lindsay Mgmt For For For 1.11 Elect Takuro Mochihara Mgmt For For For 1.12 Elect Janice Rennie Mgmt For For For 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 2010 Stock Option Plan Mgmt For For For
TEEKAY TANKERS LTD Ticker Security ID: Meeting Date Meeting Status TNK CUSIP Y8565N 09/09/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Bronks Mgmt For For For 1.2 Elect C. Sean Day Mgmt For Withhold Against 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect Peter Evensen Mgmt For Withhold Against 1.5 Elect William Lawes Mgmt For For For 1.6 Elect Bjorn Moller Mgmt For Withhold Against
Telecom Italia Ticker Security ID: Meeting Date Meeting Status CINS T92778124 05/26/2010 Unvoted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of Common Representative Mgmt For N/A N/A 3 Election of Common Representative Mgmt For N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
Teledyne Technologies Inc Ticker Security ID: Meeting Date Meeting Status TDY CUSIP9 879360105 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Telefonica SA Ticker Security ID: Meeting Date Meeting Status TEFOF CUSIP9 879382208 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Authority to Repurchase Shares Mgmt For For For 4 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments w/ or w/o Preemptive Rights 5 Appointment of Auditor Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For
Telefonica SA Ticker Security ID: Meeting Date Meeting Status cins 879382109 06/02/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Authority to Repurchase Shares Mgmt For For For 4 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments w/ or w/o Preemptive Rights 5 Appointment of Auditor Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
Telemar Norte Leste SA Ticker Security ID: Meeting Date Meeting Status CINS P9037H103 04/16/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Supervisory Council Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A
Telenor ASA Ticker Security ID: Meeting Date Meeting Status CINS R21882106 05/19/2010 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Meeting Notice and Agenda Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Authority to Repurchase Shares For Mgmt For For For Cancellation or Acquisitions 10 Authority to Repurchase Shares Mgmt For For For Pursuant to Share Plans 11 Fees to Members of the Corporate Mgmt For Abstain Against Assembly and Nomination Committee
Telenor ASA Ticker Security ID: Meeting Date Meeting Status CINS R21882106 11/30/2009 Take No Action Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Meeting Notice and Agenda Mgmt For TNA N/A 4 Election of an Individual to Check Mgmt For TNA N/A Minutes 5 Amendments to Articles Regarding Mgmt For TNA N/A General Meetings
Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G87572148 05/12/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect ZHANG Zhidong Mgmt For For For 5 Elect Charles St Leger Searle Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
Texas Instruments Inc Ticker Security ID: Meeting Date Meeting Status TXN CUSIP9 882508104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
THE BANK OF GREENLAND A/S, NUUK Ticker Security ID: Meeting Date Meeting Status CINS K4033J117 03/24/2010 Voted Meeting Type Country of Trade Annual Greenland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Presentation of Accounts and Reports Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Election of Directors Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A
The Directv Group Inc Ticker Security ID: Meeting Date Meeting Status DTV CUSIP9 25490A101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Austrian Mgmt For For For 1.2 Elect Ralph Boyd, Jr. Mgmt For For For 1.3 Elect Paul Gould Mgmt For For For 1.4 Elect Charles Lee Mgmt For For For 1.5 Elect Peter Lund Mgmt For For For 1.6 Elect Gregory Maffei Mgmt For For For 1.7 Elect John Malone Mgmt For For For 1.8 Elect Nancy Newcomb Mgmt For For For 1.9 Elect Haim Saban Mgmt For For For 1.10 Elect Michael White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Plan Mgmt For For For 4 Executive Officer Cash Bonus Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
The Directv Group Inc Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25459L 11/19/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Agreement and Plan of Merger Mgmt For For For 2 Voting and Right of First Refusal Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
The Link Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status CINS Y5281M111 07/29/2009 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect George HONGCHOY Kwok Lung as Mgmt For For For Director of the Link Management Limited, as Manager of the Company 5 Elect Michael Ian Arnold Mgmt For For For 6 Elect Anthony CHOW Wing Kin Mgmt For For For 7 Elect Allan Zeman Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For
The Medicines Company Ticker Security ID: Meeting Date Meeting Status MDCO CUSIP9 584688105 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Crouse Mgmt For For For 1.2 Elect Hiroaki Shigeta Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
Thermo Electron Corp. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP9 883556102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For
THOMAS COOK GROUP PLC, PETERBOROUGH Ticker Security ID: Meeting Date Meeting Status CINS G88471100 03/25/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Amendment to Long-Term Incentive Mgmt For For For Plans 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Roger Burnell Mgmt For For For 6 Elect Manny Fontenla-Novoa Mgmt For For For 7 Elect Sam Weihagen Mgmt For For For 8 Elect Peter Middleton Mgmt For For For 9 Elect Paul Hollingworth Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Thomson Corp. Ticker Security ID: Meeting Date Meeting Status TRI CUSIP9 884903105 05/14/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Thomson Mgmt For For For 1.2 Elect W. Geoffrey Beattie Mgmt For For For 1.3 Elect Niall FitzGerald Mgmt For For For 1.4 Elect Thomas Glocer Mgmt For For For 1.5 Elect Manvinder Banga Mgmt For For For 1.6 Elect Mary Cirillo Mgmt For For For 1.7 Elect Steven Denning Mgmt For For For 1.8 Elect Lawton Wehle Fitt Mgmt For For For 1.9 Elect Roger Martin Mgmt For For For 1.10 Elect Sir Deryck Maughan Mgmt For For For 1.11 Elect Kenneth Olisa Mgmt For For For 1.12 Elect Vance Opperman Mgmt For For For 1.13 Elect John Thompson Mgmt For For For 1.14 Elect Peter Thomson Mgmt For For For 1.15 Elect John Tory Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Time Warner Cable Inc Ticker Security ID: Meeting Date Meeting Status TWC CUSIP9 88732J207 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Time Warner Inc Ticker Security ID: Meeting Date Meeting Status TWX CUSIP9 887317303 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Tingyi Cayman Islands Holdings Ticker Security ID: Meeting Date Meeting Status CINS G8878S103 06/09/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Takeshi IDA Mgmt For For For 6 Elect WEI Ying-Chiao Mgmt For For For 7 Elect LEE Tiong Hock Mgmt For For For 8 Elect Michihiko OTA Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
TIVIT TERCEIRIZACAO DE PROCESSOS SERVICOS E TECHNO Ticker Security ID: Meeting Date Meeting Status CINS P9191U106 04/08/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
TIVIT TERCEIRIZACAO DE PROCESSOS SERVICOS E TECHNO Ticker Security ID: Meeting Date Meeting Status CINS P9191U106 06/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Directors Mgmt For For For
Tivo Inc Ticker Security ID: Meeting Date Meeting Status TIVO CUSIP 888706 09/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randy Komisar Mgmt For For For 1.2 Elect Thomas Wolzien Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan
TNT NV Ticker Security ID: Meeting Date Meeting Status CINS N86672107 04/08/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Allocation of Profits/Dividend Mgmt For For For 10 Ratification of Management Board Acts Mgmt For For For 11 Ratification of Supervisory Board Mgmt For For For Acts 12 Amendment to the Compensation Policy Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Roger King Mgmt For For For 17 Elect J Wallage Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Structure Regime Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Mgmt For For For Reduce Authorized Capital 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
Tokyo Electric Power Company Inc Ticker Security ID: Meeting Date Meeting Status CINS J86914108 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Zengo Aizawa Mgmt For For For 4 Elect Yasushi Aoyama Mgmt For For For 5 Elect Takao Arai Mgmt For For For 6 Elect Tsunehisa Katsumata Mgmt For For For 7 Elect Shigeru Kimura Mgmt For For For 8 Elect Akio Komori Mgmt For For For 9 Elect Masataka Shimizu Mgmt For For For 10 Elect Hiroaki Takatsu Mgmt For For For 11 Elect Masaru Takei Mgmt For For For 12 Elect Norio Tsuzumi Mgmt For For For 13 Elect Yoshihiro Naitoh Mgmt For For For 14 Elect Toshio Nishizawa Mgmt For For For 15 Elect Naomi Hirose Mgmt For For For 16 Elect Takashi Fujimoto Mgmt For For For 17 Elect Makio Fujiwara Mgmt For For For 18 Elect Fumiaki Miyamoto Mgmt For For For 19 Elect Sakae Mutoh Mgmt For For For 20 Elect Tomijiroh Morita Mgmt For For For 21 Elect Hiroshi Yamaguchi Mgmt For For For 22 Elect Masao Yamazaki Mgmt For For For 23 Elect Kazuko Ohya Mgmt For For For 24 Elect Takashi Karasaki Mgmt For For For 25 Shareholder Proposal Regarding ShrHoldr Against Against For Increase in Dividend/Redistribution of Profits 26 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Nuclear Waste Disposal Examination Committee 27 Shareholder Proposal Regarding ShrHoldr Against Against For Disengaging from Fast Breeder Reactor 28 Shareholder Proposal Regarding ShrHoldr Against Against For Introducing Smart Grid 29 Shareholder Proposal Regarding ShrHoldr Against For Against Disclosure of Directors' Fees and Bonuses
Tokyo Gas Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J87000105 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsunori Torihara Mgmt For For For 4 Elect Tadaaki Maeda Mgmt For For For 5 Elect Tsuyoshi Okamoto Mgmt For For For 6 Elect Shigeru Muraki Mgmt For For For 7 Elect Toshiyuki Kanisawa Mgmt For For For 8 Elect Tsutomuu Ohya Mgmt For For For 9 Elect Michiaki Hirose Mgmt For For For 10 Elect Mikio Itazawa Mgmt For For For 11 Elect Katsuhiko Honda Mgmt For For For 12 Elect Sanae Inada Mgmt For For For 13 Elect Yukio Satoh Mgmt For For For 14 Elect Shohji Mori Mgmt For For For
Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Q9104H100 10/29/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Harry Boon Mgmt For For For 5 Renew Proportional Takeover Approval Mgmt For For For Provisions 6 Approve Issue of Securities under Mgmt For For For the Company's LTIP 7 Equity Grant (MD Paul Little) Mgmt For For For
Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP9 891160509 03/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bennett Mgmt For For For 1.2 Elect Hugh Bolton Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect W. Edmund Clark Mgmt For For For 1.5 Elect Wendy Dobson Mgmt For For For 1.6 Elect Henry Ketcham Mgmt For For For 1.7 Elect Pierre Lessard Mgmt For For For 1.8 Elect Brian Levitt Mgmt For For For 1.9 Elect Harold MacKay Mgmt For For For 1.10 Elect Irene Miller Mgmt For For For 1.11 Elect Nadir Mohamed Mgmt For For For 1.12 Elect Wilbur Prezzano Mgmt For For For 1.13 Elect Helen Sinclair Mgmt For For For 1.14 Elect Carole Taylor Mgmt For For For 1.15 Elect John Thompson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding a Mgmt Against Against For Greater Number of Nominees than Open Board Seats 5 Shareholder Proposal Regarding Mgmt Against Against For Comparing Executive Pay to Average Employee Wage
TOTAL SA Ticker Security ID: Meeting Date Meeting Status TOT CUSIP9 89151E109 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Retirement Indemnity, Supplementary Mgmt For For For Pension Plan and Severance Package for Christophe de Margerie 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Thierry Desmarest Mgmt For For For 8 Elect Thierry de Rudder Mgmt For Against Against 9 Elect Gunnar Brock Mgmt For For For 10 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 11 Appointment of Auditor (KPMG Audit) Mgmt For For For 12 Replacement of Alternate Auditor Mgmt For For For 13 Replacement of Alternate Auditor Mgmt For For For 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Issue Shares Mgmt For For For and/Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For For For 19 Shareholder Proposal Regarding Mgmt Against Against For Collective Investment Funds 20 Elect Claude Clement Mgmt N/A For N/A
Tractebel Energia SA Ticker Security ID: Meeting Date Meeting Status CINS P9208W103 04/23/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Budget Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Profit Sharing Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Election of Supervisory Council Mgmt For For For 10 Resignation of Substitute Board Mgmt For For For Member 11 Election of Directors Mgmt For For For 12 Publication of Company Notices Mgmt For For For
Tractebel Energia SA Ticker Security ID: Meeting Date Meeting Status CINS P9208W103 04/23/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Related Party Transactions Mgmt For For For
Transatlanitc Holdings Inc Ticker Security ID: Meeting Date Meeting Status TRH CUSIP9 893521104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Bradley Mgmt For For For 2 Elect Ian Chippendale Mgmt For For For 3 Elect John Foos Mgmt For For For 4 Elect Reuben Jeffery III Mgmt For For For 5 Elect John McCarthy Mgmt For For For 6 Elect Robert Orlich Mgmt For For For 7 Elect Richard Press Mgmt For For For 8 Elect Thomas Tizzio Mgmt For For For 9 2010 U.K. Sharesave Plan Mgmt For For For 10 Amendment to the 2007 Executive Mgmt For For For Bonus Plan 11 Ratification of Auditor Mgmt For For For
TRANSOCEAN, LTD. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP9 H8817H100 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Articles to Change Mgmt For For For Place of Incorportation 5 Renewal of Share Capital Mgmt For For For 6 Amendment to Par Value Mgmt For For For 7 Amendments to Articles to Comply Mgmt For For For with The Swiss Federal Act on Intermediated Securities ("FISA") 8 Elect Steven Newman Mgmt For For For 9 Elect Thomas Cason Mgmt For For For 10 Elect Robert Sprague Mgmt For For For 11 Elect J. Michael Talbert Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Appointment of Auditor Mgmt For For For
TRANSOCEAN, LTD. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP9 H8817H100 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Articles to Change Mgmt For For For Place of Incorportation 5 Renewal of Share Capital Mgmt For For For 6 Amendment to Par Value Mgmt For For For 7 Amendments to Articles to Comply Mgmt For For For with The Swiss Federal Act on Intermediated Securities ("FISA") 8 Elect Steven Newman Mgmt For For For 9 Elect Thomas Cason Mgmt For For For 10 Elect Robert Sprague Mgmt For For For 11 Elect J. Michael Talbert Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Appointment of Auditor Mgmt For For For
Triquint Semiconductor Inc Ticker Security ID: Meeting Date Meeting Status TQNT CUSIP9 89674K103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Gary Mgmt For For For 2 Elect C. Scott Gibson Mgmt For For For 3 Elect David Ho Mgmt For For For 4 Elect Nicolas Kauser Mgmt For For For 5 Elect Ralph Quinsey Mgmt For For For 6 Elect Walden Rhines Mgmt For For For 7 Elect Steven Sharp Mgmt For For For 8 Elect Willis Young Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Triumph Group Inc Ticker Security ID: Meeting Date Meeting Status TGI CUSIP9 896818101 05/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
TRYGVESTA A/S Ticker Security ID: Meeting Date Meeting Status CINS K9640A102 04/15/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts 8 Directors' Fees Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares to Mgmt For For For Employees 13 Amendments Regarding Company's Name Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendment Regarding Meeting Notice Mgmt For For For 16 Amendment Regarding Share Registrar Mgmt For For For Name 17 Amendment Regarding Share Registrar Mgmt For For For 18 Elect Bodil Andersen Mgmt For For For 19 Elect Paul Bergquist Mgmt For For For 20 Elect Christian Brinch Mgmt For For For 21 Elect Lene Skole Mgmt For For For 22 Elect Mikael Olufsen Mgmt For For For 23 Elect Jorn Andersen Mgmt For For For 24 Elect John Frederiksen Mgmt For For For 25 Elect Jesper Hjulmand Mgmt For For For 26 Appointment of Auditor Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A
TW TELECOM INC Ticker Security ID: Meeting Date Meeting Status TWTC CUSIP9 87311L104 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Attori Mgmt For For For 1.2 Elect Spencer Hays Mgmt For For For 1.3 Elect Larissa Herda Mgmt For For For 1.4 Elect Kevin Mooney Mgmt For For For 1.5 Elect Kirby Pickle Mgmt For For For 1.6 Elect Roscoe Young II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Ual Corp Ticker Security ID: Meeting Date Meeting Status UAL CUSIP9 902549807 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Mary Bush Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect Jane Garvey Mgmt For For For 1.5 Elect Walter Isaacson Mgmt For For For 1.6 Elect Robert Krebs Mgmt For For For 1.7 Elect Robert Miller Mgmt For For For 1.8 Elect James O'Connor Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect David Vitale Mgmt For For For 1.11 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Extend the 5% Ownership Mgmt For For For Limit
UBS AG Ticker Security ID: Meeting Date Meeting Status CINS H89231338 04/14/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts (2009) 8 Ratification of Board and Management Mgmt For TNA N/A Acts (2008) 9 Ratification of Board and Management Mgmt For TNA N/A Acts (2007) 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Kaspar Villiger Mgmt For TNA N/A 12 Elect Sally Bott Mgmt For TNA N/A 13 Elect Michel Demare Mgmt For TNA N/A 14 Elect Rainer-Marc Frey Mgmt For TNA N/A 15 Elect Bruno Gehrig Mgmt For TNA N/A 16 Elect Ann Godbehere Mgmt For TNA N/A 17 Elect Axel Lehmann Mgmt For TNA N/A 18 Elect Helmut Panke Mgmt For TNA N/A 19 Elect William Parrett Mgmt For TNA N/A 20 Elect David Sidwell Mgmt For TNA N/A 21 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Increase in Conditional Capital Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 04/29/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt Abstain TNA N/A 4 Presentation of Auditor Report Mgmt Abstain TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor Acts Mgmt For TNA N/A 8 Elect Roch Doliveux Mgmt For TNA N/A 9 Elect Peter Fellner Mgmt For TNA N/A 10 Ratification of the Independence of Mgmt For TNA N/A Peter Fellner 11 Elect Albrecht de Graeve Mgmt For TNA N/A 12 Ratification of the Independence and Mgmt For TNA N/A Accounting Expertise of Albrecht De Graeve 13 Elect Alexandre Van Damme Mgmt For TNA N/A 14 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 15 Change in Control Provision for 2009 Mgmt For TNA N/A Bonds 16 Non-Voting Agenda Item N/A N/A TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 11/06/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Convertibility of Bonds Mgmt For TNA N/A 7 Authority to Increase Authorized Mgmt For TNA N/A Share Capital 8 Authority to Issue Shares Mgmt For TNA N/A 9 Approval of Change in Control Clause Mgmt For TNA N/A 10 Approval of Change in Control Clause Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Cancel Shares Mgmt For TNA N/A 13 Elect Tom McKillop Mgmt For TNA N/A 14 Ratify the Independence of Sir Tom Mgmt For TNA N/A McKillop 15 Authority to Carry Out Formalities Mgmt For TNA N/A 16 Authority to Carry Out Formalities Mgmt For TNA N/A 17 Company Registrar Mgmt For TNA N/A
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP9 903914109 06/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
Unibail Holding SA Ticker Security ID: Meeting Date Meeting Status CINS F95094110 04/28/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Distribution of Special Dividend Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Elect Frans Jozef Cremers Mgmt For For For 10 Elect Francois Jaclot Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Cancel Shares and Mgmt For For For Reduce Capital 13 Authority to Carry Out Formalities Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Unilever NV Ticker Security ID: Meeting Date Meeting Status CINS N8981F271 05/11/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Executive Directors' Mgmt For For For Acts 4 Ratification of Non-Executive Mgmt For For For Directors' Acts 5 Elect Paul Polman Mgmt For For For 6 Elect Jean-Marc Huet Mgmt For For For 7 Elect Louise Fresco Mgmt For For For 8 Elect Ann Fudge Mgmt For For For 9 Elect Charles Golden Mgmt For For For 10 Elect Byron Grote Mgmt For For For 11 Elect Hixonia Nyasulu Mgmt For For For 12 Elect Kees Storm Mgmt For For For 13 Elect Michael Treschow Mgmt For For For 14 Elect Jeroen van der Veer Mgmt For For For 15 Elect Paul Walsh Mgmt For For For 16 Elect Sir Malcolm Rifkind Mgmt For For For 17 Management Co-Investment Plan Mgmt For For For 18 Amendment to the Compensation Policy Mgmt For For For Regarding the Annual Bonus 19 Amendment to the Compensation Policy Mgmt For For For Regarding the Long-Term Incentive Arrangements 20 Authority to Cancel Shares; Mgmt For For For Amendment to Articles 21 Authority to Repurchase Cumulative Mgmt For For For Preference Shares 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Cancel Shares Mgmt For For For 24 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 25 Appointment of Auditor Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
Unilever NV Ticker Security ID: Meeting Date Meeting Status CINS N8981F271 10/08/2009 Unvoted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
Unisource Energy Corp. Commerce Ticker Security ID: Meeting Date Meeting Status UNS CUSIP9 909205106 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Bonavia Mgmt For For For 2 Elect Lawrence Aldrich Mgmt For For For 3 Elect Barbara Baumann Mgmt For For For 4 Elect Larry Bickle Mgmt For For For 5 Elect Harold Burlingame Mgmt For For For 6 Elect Robert Elliott Mgmt For For For 7 Elect Daniel Fessler Mgmt For For For 8 Elect Louise Francesconi Mgmt For For For 9 Elect Warren Jobe Mgmt For For For 10 Elect Ramiro Peru Mgmt For For For 11 Elect Gregory Pivirotto Mgmt For For For 12 Elect Joaquin Ruiz Mgmt For For For 13 Ratification of Auditor Mgmt For For For
United Parcel Service Inc Ticker Security ID: Meeting Date Meeting Status UPS CUSIP9 911312106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
United Technologies Corp. Ticker Security ID: Meeting Date Meeting Status UTX CUSIP9 913017109 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP9 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Unumprovident Corp. Ticker Security ID: Meeting Date Meeting Status UNM CUSIP9 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Uranium Participation Corporation Ticker Security ID: Meeting Date Meeting Status URPTF CUSIP9 917017105 03/16/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition
Uranium Participation Corporation Ticker Security ID: Meeting Date Meeting Status URPTF CUSIP9 917017105 06/22/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Bennett Mgmt For For For 1.2 Elect Jeff Kennedy Mgmt For For For 1.3 Elect Richard McCoy Mgmt For For For 1.4 Elect Garth MacRae Mgmt For For For 1.5 Elect Kelvin Williams Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
US Airways Group Inc Ticker Security ID: Meeting Date Meeting Status LCC CUSIP9 90341W108 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Denise O'Leary Mgmt For For For 1.2 Elect George Philip Mgmt For For For 1.3 Elect J. Steven Whisler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
VALE Ticker Security ID: Meeting Date Meeting Status VALE CUSIP9 91912E105 01/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Co-Option of Mgmt For For For Alternate Board Member 2 Merger Agreement Mgmt For For For 3 Ratification of Appointment of Mgmt For For For Appraiser 4 Valuation Report Mgmt For For For 5 Merger by Absorption Mgmt For For For
VALE Ticker Security ID: Meeting Date Meeting Status VALE CUSIP9 91912E105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Supervisory Council Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Capitalization of Reserves Mgmt For For For 6 Election of Director Mgmt For Against Against
VALE Ticker Security ID: Meeting Date Meeting Status VALE CUSIP9 91912E105 06/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Mauro Mettrau Carneiro da Mgmt For For For Cunha
Valero Energy Corp. Ticker Security ID: Meeting Date Meeting Status VLO CUSIP9 91913Y100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status CINS G9328D100 07/27/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mahendra Mehta Mgmt For For For 5 Elect Anil Agarwal Mgmt For For For 6 Elect Naresh Chandra Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Settle Convertible Mgmt For For For Bonds with Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Vertex Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP9 92532F100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For For For Option Plan 3 Ratification of Auditor Mgmt For For For
VESTJYSK BANK A/S Ticker Security ID: Meeting Date Meeting Status CINS K98127119 03/17/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Carry Out Formalities Mgmt For For For
VIMPEL-COMMUNICAT IONS (OJS) Ticker Security ID: Meeting Date Meeting Status CUSIP9 68370R109 06/30/2010 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Audit Commission Mgmt For For For
VIMPEL-COMMUNICAT IONS (OJS) Ticker Security ID: Meeting Date Meeting Status CUSIP9 68370R109 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mikhail Fridman Mgmt For For For 2 Elect Kjell Johnsen Mgmt For For For 3 Elect Hans Peter Kohlhammer Mgmt For For For 4 Elect Jo Lunder Mgmt For For For 5 Elect Oleg Malis Mgmt For For For 6 Elect Leonid Novoselsky Mgmt For For For 7 Elect Alexey Reznikovich Mgmt For For For 8 Elect Ole Bjorn Sjulstad Mgmt For For For 9 Elect Jan Thygesen Mgmt For For For
VIMPEL-COMMUNICAT IONS (OJS) Ticker Security ID: Meeting Date Meeting Status VIP ISIN US68370R1095 12/17/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Interim Dividend Mgmt For For For
Vinci Ticker Security ID: Meeting Date Meeting Status CINS F5879X108 05/06/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Elect Dominique Ferrero Mgmt For For For 9 Elect Xavier Huillard Mgmt For For For 10 Elect Henri Saint Olive Mgmt For For For 11 Elect Yves-Thibault de Silguy Mgmt For For For 12 Elect Qatari Diar Real Estate Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Related Party Transaction Regarding Mgmt For For For Aegean Motorway SA 16 Related Party Transaction Regarding Mgmt For For For Olympia Odos and Olympia Operation 17 Related Party Transaction Regarding Mgmt For For For Arcour 18 Related Party Transaction Regarding Mgmt For For For A-Modell A5 19 Related Party Transaction ASF Mgmt For For For Holdings 20 Related Party Transaction Regarding Mgmt For For For Supplementary Retirement Benefits for Xavier Huillard 21 Related Party Transaction Regarding Mgmt For For For Severance Benefits for Xavier Huillard 22 Related Party Transaction Regarding Mgmt For For For YTSeuropaconsultants 23 Authority to Cancel Shares and Mgmt For For For Reduce Capital 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital Under Mgmt For For For Overseas Employee Savings Plan 27 Amendments to Articles Mgmt For For For 28 Authority to Carry Out Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A
VISA INC. Ticker Security ID: Meeting Date Meeting Status V CUSIP9 92826C839 01/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
VIVENDI, PARIS Ticker Security ID: Meeting Date Meeting Status CINS F97982106 04/29/2010 Voted Meeting Type Country of Trade Annual France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Dominique Heriard Dubreuil Mgmt For For For 9 Elect Aliza Jabes Mgmt For For For 10 Elect Jacqueline Tammenoms Bakker Mgmt For For For 11 Elect Daniel Camus Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For
Walgreen Company Ticker Security ID: Meeting Date Meeting Status WAG ISIN US9314221097 01/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending
Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP9 254687106 03/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For For For 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Ex-Gay Non-Discrimination Policy
WANT WANT CHINA HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G9431R103 04/28/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect TSAI Shao Chung Mgmt For For For 5 Elect David TOH Ka Hock Mgmt For For For 6 Elect LIN Feng I Mgmt For For For 7 Elect CHIEN Wen Guey Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Repurchased Shares Mgmt For For For
Warner Chilcott Limited Company Ticker Security ID: Meeting Date Meeting Status WCRX CUSIP9 G94368100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Connaughton Mgmt For For For 2 Elect Stephen Murray Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Watson Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status WPI CUSIP9 942683103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Bisaro Mgmt For For For 2 Elect Christopher Bodine Mgmt For For For 3 Elect Michel Feldman Mgmt For For For 4 Elect Fred Weiss Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Wellpoint Inc Ticker Security ID: Meeting Date Meeting Status WLP CUSIP9 94973V107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sheila Burke Mgmt For For For 2 Elect George Schaefer, Jr. Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Conversion to Nonprofit Status 6 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP9 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP9 959802109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Westfield Group Ticker Security ID: Meeting Date Meeting Status CINS Q97062105 05/27/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Frederick Hilmer Mgmt For For For 4 Re-elect John McFarlane Mgmt For For For 5 Re-elect Judith Sloan Mgmt For For For 6 Elect Mark Johnson Mgmt For For For 7 Re-elect Frank Lowy Mgmt For For For
Williams Companies Inc Ticker Security ID: Meeting Date Meeting Status WMB CUSIP9 969457100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathleen Cooper Mgmt For For For 2 Elect William Granberry Mgmt For For For 3 Elect William Lowrie Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2007 Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 8 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Wolters Kluwer NV Ticker Security ID: Meeting Date Meeting Status CINS ADPV09931 04/21/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Executive Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Elect Adri Baan Mgmt For For For 11 Elect Stuart James Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
Woolworths Limited Ticker Security ID: Meeting Date Meeting Status CINS Q98418108 11/26/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect John Astbury Mgmt For For For 4 Re-elect Thomas Pockett Mgmt For For For 5 Re-elect James Strong Mgmt For For For 6 Approve Proportional Takeover Mgmt For For For Provisions
WPP PLC Ticker Security ID: Meeting Date Meeting Status CINS G9787K108 06/29/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Advisory Vote on Corporate Mgmt For For For Responsibility Report 4 Elect Paul Richardson Mgmt For For For 5 Elect Philip Lader Mgmt For For For 6 Elect Esther Dyson Mgmt For For For 7 Elect John Quelch Mgmt For For For 8 Elect Stanley Morten Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Xcel Energy Inc Ticker Security ID: Meeting Date Meeting Status XEL CUSIP9 98389B100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Xinao Gas Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G9826J104 06/30/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect CHEUNG Yip Sang Mgmt For For For 5 Elect ZHAO Baoju Mgmt For Against Against 6 Elect JIN Yongsheng Mgmt For For For 7 Elect WANG Guangtian Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repuchased Shares Mgmt For For For 13 Change of Company Name Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Xstrata PLC Ticker Security ID: Meeting Date Meeting Status CINS G9826T102 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Mick Davis Mgmt For For For 5 Elect David Rough Mgmt For For For 6 Elect Sir Steve Robson Mgmt For For For 7 Elect Willy Strothotte Mgmt For For For 8 Elect Con Fauconnier Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days 13 Adoption of New Articles Mgmt For For For
Xtep International Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G98277109 05/05/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect DING Mei Qing Mgmt For Against Against 5 Elect XU Peng Xiang Mgmt For For For 6 Elect GAO Xian Feng Mgmt For For For 7 Elect Eleutherius HO Yui Pok Mgmt For Against Against 8 Elect TAN Wee Seng Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Repurchased Shares Mgmt For For For
XTO Energy Inc Ticker Security ID: Meeting Date Meeting Status XTO CUSIP9 98385X106 06/25/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Yahoo Inc Ticker Security ID: Meeting Date Meeting Status YHOO CUSIP9 984332106 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect Roy Bostock Mgmt For For For 3 Elect Patti Hart Mgmt For For For 4 Elect Eric Hippeau Mgmt For For For 5 Elect Susan James Mgmt For For For 6 Elect Vyomesh Joshi Mgmt For For For 7 Elect Arthur Kern Mgmt For Against Against 8 Elect Brad Smith Mgmt For For For 9 Elect Gary Wilson Mgmt For For For 10 Elect Jerry Yang Mgmt For For For 11 Amendment to the 1996 Directors' Mgmt For For For Stock Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Yamada Denki Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J95534103 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Noboru Yamada Mgmt For For For 5 Elect Tadao Ichimiya Mgmt For For For 6 Elect Hiroyasu Iizuka Mgmt For For For 7 Elect Takao Katoh Mgmt For For For 8 Elect Mamoru Moteki Mgmt For For For 9 Elect Ginji Karasawa Mgmt For For For 10 Elect Makoto Igarashi Mgmt For For For 11 Elect Masaaki Kurihara Mgmt For For For 12 Elect Jun Okamoto Mgmt For For For 13 Elect Haruhiko Itakura Mgmt For For For 14 Elect Mitsumasa Kuwano Mgmt For For For 15 Elect Kazumasa Watanabe Mgmt For For For 16 Elect Haruhiko Higuchi Mgmt For For For 17 Elect Kazuaki Nitoh Mgmt For For For 18 Elect Tatsuo Kobayashi Mgmt For For For 19 Elect Shinichi Samata Mgmt For For For 20 Elect Akira Fukui Mgmt For For For 21 Retirement Allowances for Directors Mgmt For For For
Yusen Air & Sea Service Ticker Security ID: Meeting Date Meeting Status CINS J98504103 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Shunichi Yano Mgmt For For For 4 Elect Hiromitsu Kuramoto Mgmt For For For 5 Elect Masahiro Ohmori Mgmt For For For 6 Elect Hiroyuki Yasukawa Mgmt For For For 7 Elect Masahiko Fukatsu Mgmt For For For 8 Elect Motonobu Kobayashi Mgmt For For For 9 Elect Tsuguo Yamada Mgmt For For For 10 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditors
ZHONGPIN INC. Ticker Security ID: Meeting Date Meeting Status HOGS CUSIP9 98952K107 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Xianfu Zhu Mgmt For For For 1.2 Elect Baoke Ben Mgmt For For For 1.3 Elect Min Chen Mgmt For For For 1.4 Elect Raymond Leal Mgmt For For For 1.5 Elect Yaoguo Pan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Zhongsheng Group Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status CINS G9894K108 06/21/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect HUANG Yi Mgmt For For For 5 Elect LI Guoqiang Mgmt For Against Against 6 Elect DU Qingshan Mgmt For For For 7 Elect YU Guangming Mgmt For For For 8 Elect LENG Xuesong Mgmt For For For 9 Elect SHIGENO Tomihei Mgmt For For For 10 Elect NG Yuk Keung Mgmt For For For 11 Elect SHEN Jinjun Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For
Zurich Financial Services Ticker Security ID: Meeting Date Meeting Status CINS H9870Y105 03/30/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Policy Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Authority to Reduce Share Capital Mgmt For TNA N/A 8 Increase in Authorized Capital Mgmt For TNA N/A 9 Authority to Increase Capital for Mgmt For TNA N/A Equity Incentive Plans 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Josef Ackermann Mgmt For TNA N/A 12 Elect Susan Bies Mgmt For TNA N/A 13 Elect Victor Chu Mgmt For TNA N/A 14 Elect Armin Meyer Mgmt For TNA N/A 15 Elect Rolf Watter Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Transaction of Other Business Mgmt For TNA N/A 18 Non-Voting Meeting Note N/A N/A TNA N/A
The Hartford Global Financial Services Fund (Merged into The Hartford Global Research Fund on August 28, 2009) Investment Company Report 07/01/09 - 06/30/10 Citizens Banking Corp. Ticker Security ID: Meeting Date Meeting Status CRBC CUSIP 174420 09/16/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Issuance of Common Stock Pursuant to Mgmt For For For Debt Exchange 3 Right to Adjourn Meeting Mgmt For For For
PARIS RE HOLDINGS LIMITED, ZUG Ticker Security ID: Meeting Date Meeting Status CINS H60973106 08/11/2009 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Elect Mr. Emmanuel Clarke as a Board Mgmt N/A TNA N/A of Director of the Company for a term of office until the OGM 2012; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 3 Elect Bruno Meyenhofer as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 4 Elect Albert Benchimol as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 5 Elect Costas Miranthis as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 6 Elect Thaddeus Walker as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 7 Elect Mr. William Babcock as a Board Mgmt N/A TNA N/A of Director of the Company for a term of office until the OGM 2010; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 8 Approve to reduce the minimum number Mgmt N/A TNA N/A of the Members of the Board of Directors of the Company from 10 to 6 and consequently to amend Article 19 of Articles of Incorporation as follows [change indicated]: Article 19-Number of Directors: The Board of Directors shall consist of no less than 6 and no more than 15 Members 9 Approve to entirely delete Article Mgmt N/A TNA N/A 34 of the Articles of Incorporation 10 Approve that subject to the Mgmt N/A TNA N/A conditions that i) the conditions precedent of the Securities Purchase Agreement [as it may be amended or modified] to the consummation of the transactions contemplated thereby are satisfied or waived and the conditions precedent of the Transaction Agreement, dated 04 JUL 2009, between the Company and Partner Re Ltd., Bermuda, [the Transaction Agreement] with respect to the capital reduction [as it may be amended or modified] are satisfied or waived and ii) PARIS RE Holdings France has repaid at least USD 171,163,082 of the Inter-Company Loan granted by the Company or the Company has otherwise financed for the same amount the contemplated share capital repayment, in each case, in accordance with the Transaction Agreement [as it may be amended or modified]: a) to reduce the Company s share capital by CHF 185,711,943.97 from CHF 385,972,749.91 to CHF 200,260,805.94, by a reduction of the nominal value of each of the bearer shares by CHF 2.17, from CHF 4.51 to CHF 2.34, and to repay to the shareholders CHF 2.17 per share; b) to reduce any and all share capital (if any) created until the consummation of the capital reduction under Article 4bis, 4ter and 4quater of the Articles of Incorporation by CHF 2.17 per such bearer share and to repay the shareholders CHF 2.17 per such share; c) to declare as a result of the audit report prepared in accordance with Article 732 Paragraph 2 of the Code of Obligations (CO) which will be available at the General Meeting that the claims 10 of the creditors are fully covered Mgmt N/A TNA N/A notwithstanding the above reduction of the share capital; and d) to implement the capital reduction as follows: immediately after the General Meeting, the Board of Directors will publish the notice to creditors pursuant to Article 733 CO; if the capital reduction is not executed prior to 11 DEC 2009 or if the execution of the capital reduction is not possible by this date, the Board of Directors shall publish again the notice to creditors pur 11 Approve, subject to the conditions Mgmt N/A TNA N/A that i) the conditions precedent of the Securities Purchase Agreement (as it may be amended or modified) to the consummation of the transactions contemplated thereby are satisfied or waived and the conditions precedent of the Transaction Agreement with respect to the capital reduction (as it may be amended or modified) are satisfied or waived and ii) PARIS RE Holdings France has additionally repaid USD 158,325,850.85 of the Inter-Company Loan granted by the Company or the Company has otherwise financed for the same amount the contemplated share capital repayment, in each case, in accordance with the Transaction Agreement (as it may be amended or modified): a) to additionally reduce the Company s share capital by CHF 171,163,082 from CHF 200,260,805.94 to CHF 29,097,723.94, by a reduction of the nominal value of each of the bearer shares by CHF 2.00, from CHF 2.34 to CHF 0.34, and to repay to the shareholders CHF 2.00 per share; b) to reduce any and all share capital (if any) created until the consummation of the capital reduction under Article 4bis, 4ter and 4quater of the Articles of Incorporation by CHF 2.00 per such bearer share and to repay the shareholders CHF 2.00 per such share; c) to declare as a result of the audit report prepared in accordance with Article 732 Paragraph 2 CO which will be available at the general meeting that the claims of the creditors are fully covered notwithstanding the above reduction of the share capital; 11 and d) to implement the capital Mgmt N/A TNA N/A reduction as specified: immediately after the general meeting, the Board of Directors will publish the notice to creditors pursuant to Article 733 CO; if the capital reduction is not executed prior to 11 DEC 2009 or if the execution of the capital reduction is not possible by this date, the Board of Directors shall publish again the notice to creditors pursuant to Article 733 CO; following the expiration of the legal time limit, an updated audit report prepared in ac
Societe Generale Ticker Security ID: Meeting Date Meeting Status CINS F43638141 07/06/2009 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of the Co-option of Mgmt For For For Frederic Oudea 4 Directors' Fees Mgmt For For For 5 Amendment to Rate of Mgmt For For For Super-Subordinated Notes 6 Authority to Carry Out Formalities Mgmt For For For
The Hartford Global Growth Fund Investment Company Report 07/01/09 - 06/30/10 ACCENTURE PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP9 G1151C101 02/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Kimsey Mgmt For For For 2 Elect Robert Lipp Mgmt For For For 3 Elect Wulf von Schimmelmann Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 2010 Share Incentive Plan Mgmt For For For 6 2010 Employee Share Purchase Plan Mgmt For For For 7 Authorization to Hold the 2011 Mgmt For For For Annual Meeting Outside of Ireland 8 Authority to Repurchase Shares Mgmt For For For 9 Issuance of Treasury Shares Mgmt For For For
Adidas Salomon Agency Ticker Security ID: Meeting Date Meeting Status CINS D0066B102 05/06/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Cancellation of Contingent Capital Mgmt For For For 1991/I 11 Cancellation of Contingent Capital Mgmt For For For 2003/II 12 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 15 Dematerialization of Bearer Shares Mgmt For For For 16 Appointment of Auditor Mgmt For For For
Adobe Systems Inc Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP9 00724F101 04/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Barnholt Mgmt For For For 2 Elect Michael Cannon Mgmt For For For 3 Elect James Daley Mgmt For For For 4 Elect Charles Geschke Mgmt For For For 5 Elect Shantanu Narayen Mgmt For For For 6 Amendment of the 2003 Equity Mgmt For For For Incentive Plan 7 Ratification of Auditor Mgmt For For For
Aetna Inc Ticker Security ID: Meeting Date Meeting Status AET CUSIP9 00817Y108 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Clark, Jr. Mgmt For For For 2 Elect Betsy Cohen Mgmt For For For 3 Elect Molly Coye Mgmt For For For 4 Elect Roger Farah Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jeffrey Garten Mgmt For For For 7 Elect Earl Graves Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Elect Ronald Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2010 Stock Incentive Plan Mgmt For For For 16 2010 Non-Employee Director Mgmt For For For Compensation Plan 17 2001 Annual Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Amazon.com Inc Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP9 023135106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
American Tower Corp. Ticker Security ID: Meeting Date Meeting Status AMT CUSIP9 029912201 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Amgen Inc Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP9 031162100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Anglo American PLC Ticker Security ID: Meeting Date Meeting Status CINS G03764134 04/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Sir Philip Hampton Mgmt For For For 3 Elect Ray O'Rourke Mgmt For For For 4 Elect Sir John Parker Mgmt For For For 5 Elect Jack Thompson Mgmt For For For 6 Elect Cynthia Carroll Mgmt For For For 7 Elect Nicky Oppenheimer Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Directors' Remuneration Report Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Apple Computers Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP9 037833100 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee
Banco Santander Central Hispano SA Ticker Security ID: Meeting Date Meeting Status CINS E19790109 06/11/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Ratification Mgmt For For For of Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Angel Jado Becerro de Bengoa Mgmt For For For 5 Elect Francisco Javier Botin-Sanz de Mgmt For For For Sautuola y O'Shea 6 Elect Isabel Tocino Biscarolasaga Mgmt For For For 7 Elect Fernando de Asua Alvarez Mgmt For For For 8 Elect Alfredo Saenz Abad Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Script Dividend Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Script Dividend Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments 17 Long-Term Incentive Plan Mgmt For For For 18 UK Employee Stock Purchase Plan Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Remuneration Report Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 02/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Barclays PLC Ticker Security ID: Meeting Date Meeting Status CINS G08036124 04/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Reuben Jeffrey III Mgmt For For For 4 Elect Marcus Agius Mgmt For For For 5 Elect David Booth Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Sir Andrew Likierman Mgmt For For For 9 Elect Christopher Lucas Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For 18 Approval of SAYE Sharesave Plan Mgmt For For For
Barrick Gold Corp. Ticker Security ID: Meeting Date Meeting Status ABX CUSIP9 067901108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Marshall Cohen Mgmt For For For 1.6 Elect Peter Crossgrove Mgmt For For For 1.7 Elect Robert Franklin Mgmt For For For 1.8 Elect J. Brett Harvey Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
BG Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G1245Z108 05/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mark Seligman Mgmt For For For 5 Elect Peter Backhouse Mgmt For For For 6 Elect Lord Colin Sharman of Redlynch Mgmt For For For 7 Elect Philippe Varin Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
BHP Billiton PLC Ticker Security ID: Meeting Date Meeting Status CINS G10877101 10/29/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Elect Carlos Cordeiro (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 3 Elect David Crawford (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 4 Elect Gail de Planque (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 5 Elect Marius Kloppers (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 6 Elect Don Argus (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 7 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 12 Reduction of Issued Share Capital Mgmt For For For (April 30, 2010) 13 Reduction of Issued Share Capital Mgmt For For For (June 17, 2010) 14 Reduction of Issued Share Capital Mgmt For For For (September 15, 2010) 15 Reduction of Issued Share Capital Mgmt For For For (November 11, 2010) 16 Directors' Remuneration Report Mgmt For For For 17 Equity Grant - Marius Kloppers Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
BOC Hong Kong (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status CINS Y0920U103 05/20/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI Lihui Mgmt For For For 6 Elect ZHANG Yanling Mgmt For For For 7 Elect GAO Yingxin Mgmt For For For 8 Elect TUNG Chee Chen Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
British American Tobacco PLC Ticker Security ID: Meeting Date Meeting Status CINS G1510J102 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Ana Maria Llopis Mgmt For For For 8 Elect Christine Morin-Postel Mgmt For For For 9 Elect Anthony Ruys Mgmt For For For 10 Elect Richard Burrows Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period to 14 Days 19 Adoption of New Articles Mgmt For For For 20 Scrip Dividend Mgmt For For For
Celgene Corp. Ticker Security ID: Meeting Date Meeting Status CELG CUSIP9 151020104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation
Coach Inc Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For For For 1.6 Elect Michael Murphy Mgmt For For For 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Award Plan 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cessation of Fur Use in Products
Daimlerchrysler AG Ticker Security ID: Meeting Date Meeting Status CINS D1668R123 04/14/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Compensation Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 10 Elect Paul Achleitner Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments 14 Non-Voting Meeting Note N/A N/A N/A N/A
Delta Air Lines Inc Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP9 247361702 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
EMC Corp. Ticker Security ID: Meeting Date Meeting Status EMC CUSIP9 268648102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
EOG Resources Inc Ticker Security ID: Meeting Date Meeting Status EOG CUSIP9 26875P101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Triggering Event
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP9 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Gome Electrical Appliances Holdings Ltd Ticker Security ID: Meeting Date Meeting Status CINS G3978C124 05/11/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect NG Kin Wah Mgmt For For For 5 Elect ZHU Jia Mgmt For For For 6 Elect Ian Reynolds Mgmt For For For 7 Elect WANG Li Hong Mgmt For For For 8 Elect Michael SZE Tsai Ping Mgmt For For For 9 Elect CHAN Yuk Sang Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP9 38259P508 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights in China
Hang Lung Properties Limited Ticker Security ID: Meeting Date Meeting Status CINS Y30166105 10/20/2009 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ronald J. Arculli Mgmt For For For 5 Elect Laura CHEN Lok Yee Mgmt For For For 6 Elect LIU Pak Wai Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
Heineken NV Ticker Security ID: Meeting Date Meeting Status CINS N39427211 04/22/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Executive Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Acquisition Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Issue of Shares with regards to Mgmt For For For FEMSA Acquisition 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendment to Compensation Policy Mgmt For For For 15 Amendment to Long-Term Incentive Plan Mgmt For For For 16 Elect J.A. Fernandez Carbajal Mgmt For For For 17 Elect J.G. Astaburuaga Sanjines Mgmt For For For 18 Elect Cornelis van Lede Mgmt For For For 19 Elect Jan Maarten de Jong Mgmt For For For 20 Elect Annemiek Fentener van Mgmt For For For Vlissingen 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
Hess Corp. Ticker Security ID: Meeting Date Meeting Status HES CUSIP9 42809H107 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP9 428236103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation
Hon Hai Precision Industries Company Ticker Security ID: Meeting Date Meeting Status CINS Y36861105 06/08/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Amendments to Procedural Rules of Mgmt For For For Capital Loans 12 Amendments to Procedural Rules of Mgmt For For For Endorsements/Guarantees 13 Amendments to Articles Mgmt For For For 14 Election of Directors and Mgmt For For For Supervisors (Slate) 15 Non-Compete Restrictions for Mgmt For For For Directors 16 Extraordinary Motions Mgmt For Against Against 17 Non-Voting Meeting Note N/A N/A N/A N/A
Illinois Tool Works Ticker Security ID: Meeting Date Meeting Status ITW CUSIP9 452308109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Inditex SA Ticker Security ID: Meeting Date Meeting Status CINS E6282J109 07/15/2009 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Ratification Mgmt For For For of Board Acts 2 Consolidated Accounts and Reports; Mgmt For For For Ratification of Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Carlos Espinosa de los Mgmt For For For Monteros Bernaldo de Quiros 5 Elect Francisco Luzon Lopez Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For
Ingersoll-Rand Company Limited Ticker Security ID: Meeting Date Meeting Status IR CUSIP9 G47791101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For
JFE Holdings Ticker Security ID: Meeting Date Meeting Status CINS J2817M100 06/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hajime Bada Mgmt For For For 4 Elect Eiji Hayashida Mgmt For For For 5 Elect Yoshio Ishikawa Mgmt For For For 6 Elect Kouhei Wakabayashi Mgmt For For For 7 Elect Sumiyuki Kishimoto Mgmt For For For 8 Elect Shigeo Asai Mgmt For For For 9 Elect Akimitsu Ashida Mgmt For For For 10 Election of Hiroyuki Itami Mgmt For For For 11 Election of Alternate Statutory Mgmt For For For Auditors
JP Morgan Chase & Company Ticker Security ID: Meeting Date Meeting Status JPM CUSIP9 46625H100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Kingfisher PLC Ticker Security ID: Meeting Date Meeting Status CINS G5256E441 06/17/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Anders Dahlvig Mgmt For For For 5 Elect Andrew Bonfield Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Janis Kong Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authorisation of Political Donations Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For 16 Share Incentive Plan Mgmt For For For
Kohls Corp. Ticker Security ID: Meeting Date Meeting Status KSS CUSIP9 500255104 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Li & Fung Limited Ticker Security ID: Meeting Date Meeting Status CINS G5485F144 05/18/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Victor FUNG Kwok King Mgmt For For For 5 Elect Bruce Rockowitz Mgmt For For For 6 Elect Paul Selway-Swift Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Increase in Authorized Capital Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Refreshment of Share Option Scheme Mgmt For Against Against
Lowe's Companies Inc Ticker Security ID: Meeting Date Meeting Status LOW CUSIP9 548661107 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Metro AG Ticker Security ID: Meeting Date Meeting Status CINS D53968125 05/05/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Presentation of Accounts and Mgmt For For For Reports; Allocation of Profits/Dividends 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Remuneration Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Jurgen Kluge Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Convertible Mgmt For For For Bonds; Increase in Conditional Capital 11 Amendment Regarding Committee Fees Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
MGM Mirage Inc Ticker Security ID: Meeting Date Meeting Status MGM CUSIP9 552953101 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Baldwin Mgmt For For For 1.2 Elect William Bible Mgmt For For For 1.3 Elect Burton Cohen Mgmt For For For 1.4 Elect Willie Davis Mgmt For For For 1.5 Elect Kenny Guinn Mgmt For For For 1.6 Elect Alexis Herman Mgmt For For For 1.7 Elect Roland Hernandez Mgmt For For For 1.8 Elect Kirk Kerkorian Mgmt For For For 1.9 Elect Anthony Mandekic Mgmt For For For 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For For For 1.12 Elect Daniel Taylor Mgmt For For For 1.13 Elect Melvin Wolzinger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For 4 Shareholder Report Regarding ShrHoldr Against Against For Sustainability Report 5 Transaction of Other Business Mgmt For Against Against
MGM Mirage Inc Ticker Security ID: Meeting Date Meeting Status MGM CUSIP 552953 08/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Baldwin Mgmt For For For 1.2 Elect Willie Davis Mgmt For Withhold Against 1.3 Elect Kenny Guinn Mgmt For Withhold Against 1.4 Elect Alexander Haig, Jr. Mgmt For For For 1.5 Elect Alexis Herman Mgmt For For For 1.6 Elect Roland Hernandez Mgmt For For For 1.7 Elect Gary Jacobs Mgmt For For For 1.8 Elect Kirk Kerkorian Mgmt For For For 1.9 Elect Anthony Mandekic Mgmt For Withhold Against 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For For For 1.12 Elect Daniel Taylor Mgmt For Withhold Against 1.13 Elect Melvin Wolzinger Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain Against Against Sustainability Report 4 Transaction of Other Business Mgmt For Against Against
Mitsubishi UFJ Financial Group Ticker Security ID: Meeting Date Meeting Status CINS J44497105 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Munetaka Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Kyouta Ohmori Mgmt For For For 7 Elect Hiroshi Saitoh Mgmt For For For 8 Elect Nobushige Kamei Mgmt For For For 9 Elect Masao Hasegawa Mgmt For For For 10 Elect Fumiyuki Akikusa Mgmt For For For 11 Elect Kazuo Takeuchi Mgmt For For For 12 Elect Nobuyuki Hirano Mgmt For For For 13 Elect Shunsuke Teraoka Mgmt For For For 14 Elect Kaoru Wachi Mgmt For For For 15 Elect Takashi Oyamada Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For
Mitsui Osk Lines Limited Ticker Security ID: Meeting Date Meeting Status CINS J45013109 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akimitsu Ashida Mgmt For For For 4 Elect Masakazu Yakushiji Mgmt For For For 5 Elect Yohichi Aoki Mgmt For For For 6 Elect Masafumi Yasuoka Mgmt For For For 7 Elect Kohichi Mutoh Mgmt For For For 8 Elect Toshitaka Shishido Mgmt For For For 9 Elect Tsuneo Watanabe Mgmt For For For 10 Elect Kunio Kojima Mgmt For For For 11 Elect Takeshi Komura Mgmt For For For 12 Elect Sadayuki Sakakibara Mgmt For For For 13 Elect Kazumasa Mizoshita Mgmt For For For 14 Elect Sumio Iijima Mgmt For For For 15 Appointment of Alternative Statutory Mgmt For For For Auditor 16 Stock Option Plan Mgmt For For For
National Oilwell Varco Inc Ticker Security ID: Meeting Date Meeting Status NOV CUSIP9 637071101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
NESTLE S A Ticker Security ID: Meeting Date Meeting Status CINS H57312649 04/15/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 8 Elect Steven Hoch Mgmt For TNA N/A 9 Elect Andre Kudelski Mgmt For TNA N/A 10 Elect Jean-Rene Fourtou Mgmt For TNA N/A 11 Elect Titia de Lange Mgmt For TNA N/A 12 Elect Jean-Pierre Roth Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Reduction in Share Capital Mgmt For TNA N/A 15 Amendments to Article 4 Mgmt For TNA N/A
NETAPP, INC Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Nissan Motor Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J57160129 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Toshiyuki Nakamura Mgmt For For For 3 Elect Mikio Nakura Mgmt For Against Against 4 Employees' Stock Option Plan Mgmt For For For 5 Directors' Stock Option Plan Mgmt For For For
Nvidia Corp. Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP9 67066G104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Gaither Mgmt For For For 2 Elect Jen-Hsun Huang Mgmt For For For 3 Elect A. Brooke Seawell Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Parker-Hannifin Corp. Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Muller Mgmt For For For 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Board Chairman
PETROLEO BRASILEIRO SA - PETROBRAS Ticker Security ID: Meeting Date Meeting Status PBRA CUSIP9 71654V408 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairperson of the Board Mgmt For For For of Directors 6 Election of Supervisory Council Mgmt For For For 7 Remuneration Policy Mgmt For For For 8 Capitalization of Reserves Mgmt For For For 9 Waiver of Preemptive Rights to Mgmt For For For Effect Merger between Braskem and Quattor
Ping An Insurance (Group) Company Ticker Security ID: Meeting Date Meeting Status CINS Y69790106 06/29/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Annual Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect David Fried Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Authority to Issue H Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Allocation of Profits/Dividends Mgmt For For For 15 Amendments to Articles Mgmt For For For
Ping An Insurance (Group) Company Ticker Security ID: Meeting Date Meeting Status CINS Y69790106 08/07/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Share Purchase Agreement Mgmt For For For
Ping An Insurance (Group) Company Ticker Security ID: Meeting Date Meeting Status CINS Y69790106 08/07/2009 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Share Purchase Agreement Mgmt For For For
Ping An Insurance (Group) Company Ticker Security ID: Meeting Date Meeting Status ISIN CNE1000003X6 12/18/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve the Bank deposits Mgmt For For For arrangements between the Company and its subsidiaries and The Hongkong and Shanghai Banking Corporation Limited as referred to in the announcement [the Announcement ] of the Company published on 27 OCT 2009 on the website of The Stock Exchange of Hong Kong Limited [http://www.hkexnews.hk] and the Company s website [http://www.pingan.com] and dispatched to the Shareholders of the Company together with this notice and the proposed annual cap for the said Bank deposits arrangements in the amount of USD 1,500 million on any given day for each of the 3 years ending 31 DEC 2012; and authorize the Board of Directors of the Company to do all such acts and things and execute such documents and take all steps which in its opinion may be necessary, desirable or expedient in relation to the said bank deposits arrangements 2 Approve the Bank deposits Mgmt For For For arrangements between the Company and its subsidiaries and Industrial and Commercial Bank of China Limited and Industrial and Commercial Bank of China [Asia] Limited as referred to in the Announcement and the proposed annual cap for the said bank deposits arrangements in the amount of RMB 43,200 million on any given day for each of the 3 years ending 31 DEC 2012; and authorize the Board of Directors of the Company to do all such acts and things and execute such documents and take all steps which in its opinion may be necessary, desirable or expedient in relation to the said bank deposits arrangements 3 Approve the Bank deposits Mgmt For For For arrangements between the Company and its subsidiaries and Bank of Communications Co., Ltd. as referred to in the announcement published on 27 OCT 2009 on the website of the Shanghai Stock Exchange [http://www.sse.cm.cn] and the Company s website [http://www.pingan.com] and the proposed annual cap for the said bank deposits arrangements in the amount of RMB 39,000 million on any given day for each of the 2 years ending 31 DEC 2012; and authorize the Board of Directors of the Company to do all such acts and things and execute such documents and take all steps which in its opinion may be necessary, desirable or expedient in relation to the said bank deposits arrangements 4 Approve the Company s policy on the Mgmt For For For appointment of Auditors as referred to in the announcement published on 27 OCT 2009 on the website of the Shanghai Stock Exchange [http://www.sse.com.cn] and the Company s website [http://www.pingan.com] 5 Elect GUO Limin Mgmt For For For
PPR SA Ticker Security ID: Meeting Date Meeting Status CINS F7440G127 05/19/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Elect Laurence Boone Mgmt For For For 7 Elect Yseulys Costes Mgmt For For For 8 Elect Caroline Puel Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor (KPMG Audit) Mgmt For For For 11 Appointment of Alternate Auditor Mgmt For For For (KPMG Audit IS) 12 Authority to Repurchase Shares Mgmt For Against Against 13 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Set Offering Price of Mgmt For Against Against Shares 16 Authority to Increase Share Issuance Mgmt For Against Against Limit 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 19 Authority to Issue Restricted Shares Mgmt For For For to Employees and Executives 20 Authority to Issue Warrants to Mgmt For For For Employees and Executives 21 Amendment Regarding Form of Dividend Mgmt For For For Payment 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
Praxair Inc Ticker Security ID: Meeting Date Meeting Status PX CUSIP9 74005P104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Prudential Financial Inc Ticker Security ID: Meeting Date Meeting Status PRU CUSIP9 744320102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation
Qualcomm Inc Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP9 747525103 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
RECKITT BENCKISER GROUP PLC, SLOUGH Ticker Security ID: Meeting Date Meeting Status CINS G74079107 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Adrian Bellamy Mgmt For Against Against 5 Elect Peter Harf Mgmt For For For 6 Elect Colin Day Mgmt For For For 7 Elect Kenneth Hydon Mgmt For For For 8 Elect Judith Sprieser Mgmt For For For 9 Elect Richard Cousins Mgmt For For For 10 Elect Warren Tucker Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
Research In Motion Limited Ticker Security ID: Meeting Date Meeting Status RIMM CUSIP 760975 07/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Lazaridis Mgmt For For For 1.2 Elect James Estill Mgmt For For For 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For For For 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Roche Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS H69293217 03/02/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
Sands China Ltd. Ticker Security ID: Meeting Date Meeting Status CINS G7800X107 06/19/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Sheldon Adelson Mgmt For For For 5 Elect Steven Jacobs Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Repurchase Shares Mgmt For For For 9 Issuance of Shares w/o Preemptive Mgmt For For For Rights 10 Authority to Issue Repurchased Shares Mgmt For For For
Schlumberger Limited Ticker Security ID: Meeting Date Meeting Status SLB CUSIP9 806857108 04/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For
Sharp Corp. Ticker Security ID: Meeting Date Meeting Status CINS J71434112 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For Against Against 4 Elect Katsuhiko Machida Mgmt For For For 5 Elect Mikio Katayama Mgmt For For For 6 Elect Masafumi Matsumoto Mgmt For For For 7 Elect Toshio Adachi Mgmt For For For 8 Elect Toshishige Hamano Mgmt For For For 9 Elect Yoshiaki Ibuchi Mgmt For For For 10 Elect Kenji Ohta Mgmt For For For 11 Elect Nobuyuki Taniguchi Mgmt For For For 12 Elect Kunio Itoh Mgmt For For For 13 Elect Katsuaki Nomura Mgmt For For For 14 Renewal of Takeover Defense Plan Mgmt For Against Against
Shin-Etsu Chemical Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J72810120 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Chihiro Kanagawa Mgmt For For For 3 Elect Shunzoh Mori Mgmt For For For 4 Elect Fumio Akiya Mgmt For For For 5 Elect Kiichi Habata Mgmt For For For 6 Elect Masashi Kaneko Mgmt For For For 7 Elect Fumio Arai Mgmt For For For 8 Elect Masahiko Todoroki Mgmt For For For 9 Elect Toshiya Akimoto Mgmt For For For 10 Elect Hiroshi Komiyama Mgmt For For For 11 Elect Yoshihito Kosaka Mgmt For For For 12 Stock Option Plan Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
Siemens AG Ticker Security ID: Meeting Date Meeting Status CINS D69671218 01/26/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Peter Loscher Mgmt For For For 7 Ratify Wolfgang Dehen Mgmt For For For 8 Ratify Heinrich Hiesinger Mgmt For For For 9 Ratify Joe Kaeser Mgmt For For For 10 Ratify Barbara Kux Mgmt For For For 11 Ratify Jim Reid-Anderson Mgmt For For For 12 Ratify Hermann Requardt Mgmt For For For 13 Ratify Siegfried Russwurm Mgmt For For For 14 Ratify Peter Solmssen Mgmt For For For 15 Ratify Gerhard Cromme Mgmt For For For 16 Ratify Berthold Huber Mgmt For For For 17 Ratify Ralf Heckmann Mgmt For For For 18 Ratify Josef Ackermann Mgmt For For For 19 Ratify Lothar Adler Mgmt For For For 20 Ratify Jean-Louis Beffa Mgmt For For For 21 Ratify Gerd von Brandenstein Mgmt For For For 22 Ratify Michael Diekmann Mgmt For For For 23 Ratify Hans Michael Gaul Mgmt For For For 24 Ratify Peter Gruss Mgmt For For For 25 Ratify Bettina Haller Mgmt For For For 26 Ratify Hans-Jurgen Hartung Mgmt For For For 27 Ratify Heinz Hawreliuk Mgmt For For For 28 Ratify Harald Kern Mgmt For For For 29 Ratify Nicola Leibinger-Kammuller Mgmt For For For 30 Ratify Werner Monius Mgmt For For For 31 Ratify Hakan Samuelsson Mgmt For For For 32 Ratify Dieter Scheitor Mgmt For For For 33 Ratify Rainer Sieg Mgmt For For For 34 Ratify Birgit Steinborn Mgmt For For For 35 Ratify Iain Vallance of Tummel Mgmt For For For 36 Ratify Sibylle Wankel Mgmt For For For 37 Approval of Compensation Policy Mgmt For For For 38 Appointment of Auditor Mgmt For For For 39 Authority to Repurchase Shares Mgmt For For For 40 Authority to Repurchase Shares using Mgmt For For For Equity Derivatives 41 Authority to Issue Convertible Bonds Mgmt For For For 42 Amendments to Articles Mgmt For For For 43 Agreement with Karl-Hermann Baumann Mgmt For For For 44 Agreement with Johannes Feldmayer Mgmt For For For 45 Agreement with Klaus Kleinfeld Mgmt For For For 46 Agreement with Edward Krubasik Mgmt For For For 47 Agreement with Rudi Lamprecht Mgmt For For For 48 Agreement with Heinrich von Pierer Mgmt For For For 49 Agreement with Jurgen Radomski Mgmt For For For 50 Agreement with Uriel Sharef Mgmt For For For 51 Agreement with Klaus Wucherer Mgmt For For For 52 Approval of D&O Insurance Settlement Mgmt For For For Agreement 53 Shareholder Proposal Regarding ShrHoldr Against Against For Supervisory Board Compensation 54 Shareholder Proposal Regarding ShrHoldr Against Against For Amending the Corporate Purpose
SMC Corporation Ticker Security ID: Meeting Date Meeting Status CINS J75734103 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiyuki Takada Mgmt For For For 4 Elect Katsunori Maruyama Mgmt For For For 5 Elect Fumitaka Itoh Mgmt For For For 6 Elect Ikuji Usui Mgmt For For For 7 Elect Yoshihiro Fukano Mgmt For For For 8 Elect Yoshiki Takada Mgmt For For For 9 Elect Katsunori Tomita Mgmt For For For 10 Elect Seiji Kosugi Mgmt For For For 11 Elect Bunji Ohshida Mgmt For For For 12 Elect Tamon Kitabatake Mgmt For For For 13 Elect Iwao Mogi Mgmt For For For 14 Elect Eiji Ohashi Mgmt For For For 15 Elect Masahiko Satake Mgmt For For For 16 Elect Kohichi Shikakura Mgmt For For For 17 Elect Osamu Kuwahara Mgmt For For For 18 Elect Peter Driver Mgmt For For For 19 Elect Herman Berakoetxea Mgmt For For For 20 Elect Daniel Langmeier Mgmt For For For 21 Elect Kohji Ogura Mgmt For For For 22 Elect Motoichi Kawada Mgmt For For For 23 Elect Rihyan Chan Mgmt For For For 24 Retirement Allowances for Director Mgmt For For For
Softbank Corporation Ticker Security ID: Meeting Date Meeting Status CINS J75963108 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
Standard Chartered PLC Ticker Security ID: Meeting Date Meeting Status CINS G84228157 05/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Jamie Dundas Mgmt For For For 5 Elect Valerie Gooding Mgmt For For For 6 Elect Rudy Markham Mgmt For For For 7 Elect John Peace Mgmt For For For 8 Elect Peter Sands Mgmt For For For 9 Elect Paul Skinner Mgmt For For For 10 Elect Oliver Stocken Mgmt For For For 11 Elect Jaspal Bindra Mgmt For For For 12 Elect Richard Delbridge Mgmt For For For 13 Elect HAN Seung-Soo Mgmt For For For 14 Elect Simon Lowth Mgmt For For For 15 Elect Michael Rees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights Pursuant to Indian Listing 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Pursuant to Indian Listing 24 Authority to Repurchase Ordinary Mgmt For For For Shares 25 Authority to Repurchase Preference Mgmt For For For Shares 26 Adoption of New Articles Mgmt For For For 27 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 28 Amendments to Restricted Share Scheme Mgmt For For For 29 Waiver From Strict Compliance With Mgmt For For For Reporting and Annual Review Requirements 30 Waiver From Compliance with Written Mgmt For For For Agreement Requirements 31 Waiver From Strict Compliance with Mgmt For For For Ongoing Banking Transactions Requirements
SunPower Corporation Ticker Security ID: Meeting Date Meeting Status SPWRA CUSIP9 867652109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Steve Albrecht Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Taiwan Semiconductor Mfg. Co. Ltd. (ADR) Ticker Security ID: Meeting Date Meeting Status TSM CUSIP9 874039100 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
UBS AG Ticker Security ID: Meeting Date Meeting Status CINS H89231338 04/14/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts (2009) 8 Ratification of Board and Management Mgmt For TNA N/A Acts (2008) 9 Ratification of Board and Management Mgmt For TNA N/A Acts (2007) 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Kaspar Villiger Mgmt For TNA N/A 12 Elect Sally Bott Mgmt For TNA N/A 13 Elect Michel Demare Mgmt For TNA N/A 14 Elect Rainer-Marc Frey Mgmt For TNA N/A 15 Elect Bruno Gehrig Mgmt For TNA N/A 16 Elect Ann Godbehere Mgmt For TNA N/A 17 Elect Axel Lehmann Mgmt For TNA N/A 18 Elect Helmut Panke Mgmt For TNA N/A 19 Elect William Parrett Mgmt For TNA N/A 20 Elect David Sidwell Mgmt For TNA N/A 21 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Increase in Conditional Capital Mgmt For TNA N/A
Urban Outfitters Inc Ticker Security ID: Meeting Date Meeting Status URBN CUSIP9 917047102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Belair Mgmt For For For 1.2 Elect Robert Strouse Mgmt For For For 2 Executive Incentive Plan Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Workplace Human Rights Report
Vestas Windsystems A/S Ticker Security ID: Meeting Date Meeting Status CINS K9773J128 01/14/2010 Take No Action Meeting Type Country of Trade Special Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Regarding Mgmt For TNA N/A Shareholder Proposals 3 Authority to Carry Out Formalities Mgmt For TNA N/A
Vestas Windsystems A/S Ticker Security ID: Meeting Date Meeting Status CINS K9773J128 03/17/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors Mgmt Abstain For Against 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendment to Articles Mgmt For For For 10 Amendments Regarding Company Names Mgmt For For For 11 Amendment Regarding Company's Address Mgmt For For For 12 Amendment Regarding Register Mgmt For For For 13 Amendment Regarding Cancellation Mgmt For For For 14 Authority to Issue Shares w/ or Mgmt For For For w/out Preemptive Rights 15 Authority to Issue Shares to Mgmt For For For Employees 16 Authority to Issue Warrants Mgmt For For For 17 Authority to Issue Convertible Bonds Mgmt For For For 18 Amendment Regarding General Meetings Mgmt For For For 19 Amendment Regarding General Meetings Mgmt For For For 20 Amendments Regarding General Meetings Mgmt For For For 21 Amendments Regarding Official Mgmt For For For Language 22 Authority to Repurchase Shares Mgmt For For For 23 Incentive Compensation Guidelines Mgmt For For For 24 Authority to Carry out Formalities Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A
VISA INC. Ticker Security ID: Meeting Date Meeting Status V CUSIP9 92826C839 01/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
WPP PLC Ticker Security ID: Meeting Date Meeting Status CINS G9787K108 06/29/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Advisory Vote on Corporate Mgmt For For For Responsibility Report 4 Elect Paul Richardson Mgmt For For For 5 Elect Philip Lader Mgmt For For For 6 Elect Esther Dyson Mgmt For For For 7 Elect John Quelch Mgmt For For For 8 Elect Stanley Morten Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Xstrata PLC Ticker Security ID: Meeting Date Meeting Status CINS G9826T102 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Mick Davis Mgmt For For For 5 Elect David Rough Mgmt For For For 6 Elect Sir Steve Robson Mgmt For For For 7 Elect Willy Strothotte Mgmt For For For 8 Elect Con Fauconnier Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days 13 Adoption of New Articles Mgmt For For For
The Hartford Global Health Fund Investment Company Report 07/01/09 - 06/30/10 3S BIO INC Ticker Security ID: Meeting Date Meeting Status SSRX CUSIP 88575Y 10/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jing LOU Mgmt For For For 2 Elect Moujia QI Mgmt For For For 3 Appointment of Auditor Mgmt For For For
Aetna Inc Ticker Security ID: Meeting Date Meeting Status AET CUSIP9 00817Y108 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Clark, Jr. Mgmt For For For 2 Elect Betsy Cohen Mgmt For For For 3 Elect Molly Coye Mgmt For For For 4 Elect Roger Farah Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jeffrey Garten Mgmt For For For 7 Elect Earl Graves Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Elect Ronald Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2010 Stock Incentive Plan Mgmt For For For 16 2010 Non-Employee Director Mgmt For For For Compensation Plan 17 2001 Annual Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
AFFYMAX, INC Ticker Security ID: Meeting Date Meeting Status AFFY CUSIP9 00826A109 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kathleen LaPorte Mgmt For For For 1.2 Elect Keith Leonard Mgmt For For For 1.3 Elect Christi van Heek Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ALK-Abello A/S Ticker Security ID: Meeting Date Meeting Status CINS K03294111 03/26/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Amendments to Articles Mgmt For Abstain Against 9 Amendment to Articles Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Amendment Regarding Companies Act Mgmt For For For 12 Amendment Regarding Extraordinary Mgmt For For For Meetings 13 Amendment Regarding Notice Period Mgmt For For For 14 Amendment Regarding Electronic Mgmt For For For Communication 15 Amendment Regarding Notice of Meeting Mgmt For For For 16 Amendment to Articles Mgmt For For For 17 Amendment to Articles Mgmt For For For 18 Amendment to Articles Mgmt For For For 19 Amendment Regarding Record Date Mgmt For For For 20 Amendment to Articles Mgmt For For For 21 Amendment Regarding Electronic Mgmt For For For Communication 22 Amendment Regarding Electronic Mgmt For For For Communication 23 Amendment Regarding Share Register Mgmt For For For 24 Amendment Regarding Unclaimed Mgmt For For For Dividends 25 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 26 Election of Chairman to Preside Over Mgmt For For For Meeting 27 Elect Jorgen Worning Mgmt For For For 28 Elect Thorleif Krarup Mgmt For For For 29 Elect Nils Axelsen Mgmt For For For 30 Elect Anders Gersel Pedersen Mgmt For For For 31 Elect Brian Petersen Mgmt For For For 32 Elect Lars Holmkvist Mgmt For For For 33 Appointment of Auditor Mgmt For For For
AMAG PHARMACEUTICALS, INC Ticker Security ID: Meeting Date Meeting Status AMAG CUSIP9 00163U106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bonventre Mgmt For For For 1.2 Elect Michael Narachi Mgmt For For For 1.3 Elect Brian Pereira Mgmt For For For 1.4 Elect Robert Perez Mgmt For For For 1.5 Elect Lesley Russell Mgmt For For For 1.6 Elect Davey Scoon Mgmt For For For 1.7 Elect Ron Zwanziger Mgmt For For For 2 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Amerisourcebergen Corp. Ticker Security ID: Meeting Date Meeting Status ABC CUSIP9 03073E105 03/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Gochnauer Mgmt For For For 2 Elect Edward Hagenlocker Mgmt For For For 3 Elect Henry McGee Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Ratification of Auditor Mgmt For For For
Amgen Inc Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP9 031162100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Amylin Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status AMLN CUSIP9 032346108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Adams Mgmt For For For 1.2 Elect Teresa Beck Mgmt For For For 1.3 Elect M. Kathleen Behrens Mgmt For For For 1.4 Elect Daniel Bradbury Mgmt For For For 1.5 Elect Paul Clark Mgmt For For For 1.6 Elect Paulo Costa Mgmt For For For 1.7 Elect Alexander Denner Mgmt For For For 1.8 Elect Karin Eastham Mgmt For For For 1.9 Elect James Gavin III Mgmt For For For 1.10 Elect Jay Skyler Mgmt For For For 1.11 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ARDEA BIOSCIENCES, INC. Ticker Security ID: Meeting Date Meeting Status RDEA CUSIP9 03969P107 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Fuchs Mgmt For For For 1.2 Elect Craig Johnson Mgmt For For For 1.3 Elect John Poyhonen Mgmt For For For 1.4 Elect Barry Quart Mgmt For For For 1.5 Elect Jack Remington Mgmt For For For 1.6 Elect Kevin Tang Mgmt For For For 1.7 Elect Felix Baker Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ASTRAZENECA PLC- ADR Ticker Security ID: Meeting Date Meeting Status AZN CUSIP9 046353108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For
Baxter International Inc Ticker Security ID: Meeting Date Meeting Status BAX CUSIP9 071813109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Beckman Coulter Inc Com Ticker Security ID: Meeting Date Meeting Status BEC CUSIP9 075811109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cardinal Health Inc Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Bruce Downey Mgmt For For For 6 Elect John Finn Mgmt For For For 7 Elect Gregory Kenny Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect David Raisbeck Mgmt For For For 10 Elect Jean Spaulding Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Management Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Celera Corp. Ticker Security ID: Meeting Date Meeting Status CRA CUSIP9 15100E106 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Ayers Mgmt For For For 2 Elect Wayne Roe Mgmt For For For 3 Elect Bennett Shapiro Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Celgene Corp. Ticker Security ID: Meeting Date Meeting Status CELG CUSIP9 151020104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cephalon Inc Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP9 156708109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Baldino, Jr. Mgmt For For For 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For For For Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
CHINA MEDICAL TECHNOLOGIES, INC. Ticker Security ID: Meeting Date Meeting Status CMED CUSIP 169483 11/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 2009 Equity Incentive Plan Mgmt For For For
Coventry Healthcare Inc Com Ticker Security ID: Meeting Date Meeting Status CVH CUSIP9 222862104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHoldr Against Against For Multiple Metrics For Executive Performance Measures
COVIDIEN Ticker Security ID: Meeting Date Meeting Status COV CUSIP9 G2554F105 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For For For
CVS Corp. Ticker Security ID: Meeting Date Meeting Status CVS CUSIP9 126650100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For For For 8 Elect Terrence Murray Mgmt For For For 9 Elect C.A. Lance Piccolo Mgmt For For For 10 Elect Sheli Rosenberg Mgmt For For For 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles
Cytokinetics Inc Ticker Security ID: Meeting Date Meeting Status CYTK CUSIP9 23282W100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Dow Mgmt For For For 1.2 Elect John Henderson Mgmt For For For 1.3 Elect Michael Schmertzler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Equity Mgmt For For For Incentive Plan
Daiichi Sankyo Company Ticker Security ID: Meeting Date Meeting Status CINS J11257102 06/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Hitoshi Matsuda Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Takashi Okimoto Mgmt For For For 8 Elect Johshi Nakayama Mgmt For For For 9 Elect Kazunori Hirokawa Mgmt For For For 10 Elect Hiroshi Hirabayashi Mgmt For For For 11 Elect Kunio Ishihara Mgmt For For For 12 Elect Yuhichiroh Anzai Mgmt For For For 13 Elect Akio Yamada Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor 16 Bonus Mgmt For For For
DIASORIN S.P.A., VICENZA Ticker Security ID: Meeting Date Meeting Status CINS T3475Y104 04/27/2010 Take No Action Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividend 3 Election of Directors Mgmt For TNA N/A 4 Election of Statutory Auditors Mgmt For TNA N/A 5 Stock Option Plan Mgmt For TNA N/A 6 Authority to Trade in Company Stock Mgmt For TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A 8 Non-Voting Meeting Note N/A N/A TNA N/A
Eclipsys Corp. Ticker Security ID: Meeting Date Meeting Status ECLP CUSIP9 278856109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Crippen Mgmt For For For 1.2 Elect Edward Kangas Mgmt For For For 1.3 Elect Craig Macnab Mgmt For For For 2 Ratification of Auditor Mgmt For For For
EISAI COMPANY LIMITED Ticker Security ID: Meeting Date Meeting Status CINS J12852117 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Hiroyuki Mitsui Mgmt For For For 4 Elect Akira Fujiyoshi Mgmt For For For 5 Elect Norio Kanoh Mgmt For For For 6 Elect Norihiko Tanikawa Mgmt For For For 7 Elect Satoru Anzaki Mgmt For For For 8 Elect Junji Miyahara Mgmt For For For 9 Elect Kimitoshi Yabuki Mgmt For For For 10 Elect Christina Ahmadjian Mgmt For For For 11 Elect Tokuji Izumi Mgmt For For For 12 Elect Kohichi Masuda Mgmt For For For 13 Stock Option Plan Mgmt For For For
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP9 284131208 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kieran McGowan Mgmt For Against Against 3 Elect Kyran McLaughlin Mgmt For Against Against 4 Elect Dennis Selkoe Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Increase Authorised Mgmt For For For Share Capital 8 Amendments to Articles Regarding Mgmt For For For Authorised Share Capital 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131 07/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Shane Cooke Mgmt For For For 3 Elect Lars Ekman Mgmt For For For 4 Elect Gary Kennedy Mgmt For For For 5 Elect Patrick Kennedy Mgmt For For For 6 Elect Kieran McGowan Mgmt For For For 7 Elect G. Kelly Martin Mgmt For For For 8 Elect Kyran McLaughlin Mgmt For For For 9 Elect Donal O'Connor Mgmt For For For 10 Elect Vaughn Bryson Mgmt For For For 11 Elect Richard Pilnik Mgmt For For For 12 Elect Jack Schuler Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Make Electronic Mgmt For For For Communications 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 19 Amendment to Articles Regarding Mgmt For For For Electronic Communication 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
ELI Lilly & Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP9 532457108 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For For For 3 Elect R. David Hoover Mgmt For For For 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Forest Laboratories Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838 08/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee, III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Ratification of Auditor Mgmt For For For
Fresenius Medical Care AG (ADR) Ticker Security ID: Meeting Date Meeting Status FMS CUSIP9 358029106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of General Partner Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Remuneration Policy Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Increase in Authorized Capital Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Transaction of Other Business Mgmt Against Against For
Gilead Sciences Inc Ticker Security ID: Meeting Date Meeting Status GILD CUSIP9 375558103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Health Net Inc Ticker Security ID: Meeting Date Meeting Status HNT CUSIP9 42222G108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Thomas Farley Mgmt For For For 5 Elect Gale Fitzgerald Mgmt For For For 6 Elect Patrick Foley Mgmt For For For 7 Elect Jay Gellert Mgmt For For For 8 Elect Roger Greaves Mgmt For For For 9 Elect Bruce Willison Mgmt For For For 10 Elect Frederick Yeager Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Hospira Inc Ticker Security ID: Meeting Date Meeting Status HSP CUSIP9 441060100 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Connie Curran Mgmt For For For 2 Elect Heino von Prondzynski Mgmt For For For 3 Elect Mark Wheeler Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Incyte Corp. Ticker Security ID: Meeting Date Meeting Status INCY CUSIP9 45337C102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard De Schutter Mgmt For For For 1.2 Elect Barry Ariko Mgmt For For For 1.3 Elect Julian Baker Mgmt For For For 1.4 Elect Paul Brooke Mgmt For For For 1.5 Elect Paul Friedman Mgmt For For For 1.6 Elect John Niblack Mgmt For Withhold Against 1.7 Elect Roy Whitfield Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Amendment to the 1997 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Incyte Corp. Ticker Security ID: Meeting Date Meeting Status INCY CUSIP 45337C 11/24/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Ipsen Ticker Security ID: Meeting Date Meeting Status CINS F5362H107 05/28/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 8 Appointment of Alternate Auditor Mgmt For For For (BEAS) 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Cancel of Shares and to Mgmt For For For Reduce Capital 11 Amendments to Article 11.3 Regarding Mgmt For For For Voting Rights 12 Amendments to Article 13 Regarding Mgmt For For For Board Share Ownership 13 Authority to Carry Out Formalities Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A
King Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status KG CUSIP9 495582108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Ligand Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status LGND CUSIP9 53220K207 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jason Aryeh Mgmt For For For 1.2 Elect Todd Davis Mgmt For For For 1.3 Elect John Higgins Mgmt For For For 1.4 Elect David Knott Mgmt For For For 1.5 Elect John Kozarich Mgmt For For For 1.6 Elect Stephen Sabba Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MASIMO CORPORATION Ticker Security ID: Meeting Date Meeting Status MASI CUSIP9 574795100 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joe Kiani Mgmt For For For 1.2 Elect Jack Lasersohn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Medtronic Inc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For For For and Incentive Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP9 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 589331 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
Parexel International Corp. Ticker Security ID: Meeting Date Meeting Status PRXL ISIN US6994621075 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eduard Holdener Mgmt For For For 1.2 Elect Richard Love Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
Psychiatric Solutions Inc Ticker Security ID: Meeting Date Meeting Status PSYS CUSIP9 74439H108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Clein Mgmt For For For 1.2 Elect Richard Gore Mgmt For For For 2 Amendment to the Equity Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Regeneron Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status REGN CUSIP9 75886F107 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Schleifer Mgmt For For For 1.2 Elect Eric Shooter Mgmt For For For 1.3 Elect George Yancopoulos Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Rigel Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status RIGL CUSIP9 766559603 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jean Deleage Mgmt For For For 1.2 Elect Peter Ringrose Mgmt For For For 1.3 Elect Bradford Goodwin Mgmt For For For 2 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 3 Amendment to the 2000 Non-Employee Mgmt For For For Director' Stock Option Plan 4 Ratification of Auditor Mgmt For For For
Roche Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS H69293217 03/02/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
Saint Jude Medical Income Ticker Security ID: Meeting Date Meeting Status STJ CUSIP9 790849103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Seattle Genetics Inc Ticker Security ID: Meeting Date Meeting Status SGEN CUSIP9 812578102 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marc Lippman Mgmt For For For 1.2 Elect Franklin Berger Mgmt For For For 1.3 Elect Daniel Welch Mgmt For For For 2 Amendment to 2007 Equity Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Shionogi Limited Ticker Security ID: Meeting Date Meeting Status CINS J74229105 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Isao Teshirogi Mgmt For For For 6 Elect Yasuhiro Mino Mgmt For For For 7 Elect Akio Nomura Mgmt For For For 8 Elect Teppei Mogi Mgmt For For For 9 Election of An Alternate Statutory Mgmt For For For Auditor 10 Bonus Mgmt For For For
Siga Technologies Inc Ticker Security ID: Meeting Date Meeting Status SIGA CUSIP9 826917106 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Rose Mgmt For For For 1.2 Elect James Antal Mgmt For For For 1.3 Elect Michael Bayer Mgmt For Withhold Against 1.4 Elect Thomas Constance Mgmt For For For 1.5 Elect Steven Fasman Mgmt For For For 1.6 Elect Scott Hammer Mgmt For For For 1.7 Elect Joseph Marshall, III Mgmt For For For 1.8 Elect Paul Savas Mgmt For For For 1.9 Elect Bruce Slovin Mgmt For For For 1.10 Elect Michael Weiner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
The Medicines Company Ticker Security ID: Meeting Date Meeting Status MDCO CUSIP9 584688105 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Crouse Mgmt For For For 1.2 Elect Hiroaki Shigeta Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
Thermo Electron Corp. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP9 883556102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 04/29/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt Abstain TNA N/A 4 Presentation of Auditor Report Mgmt Abstain TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor Acts Mgmt For TNA N/A 8 Elect Roch Doliveux Mgmt For TNA N/A 9 Elect Peter Fellner Mgmt For TNA N/A 10 Ratification of the Independence of Mgmt For TNA N/A Peter Fellner 11 Elect Albrecht de Graeve Mgmt For TNA N/A 12 Ratification of the Independence and Mgmt For TNA N/A Accounting Expertise of Albrecht De Graeve 13 Elect Alexandre Van Damme Mgmt For TNA N/A 14 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 15 Change in Control Provision for 2009 Mgmt For TNA N/A Bonds 16 Non-Voting Agenda Item N/A N/A TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 11/06/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Convertibility of Bonds Mgmt For TNA N/A 7 Authority to Increase Authorized Mgmt For TNA N/A Share Capital 8 Authority to Issue Shares Mgmt For TNA N/A 9 Approval of Change in Control Clause Mgmt For TNA N/A 10 Approval of Change in Control Clause Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Cancel Shares Mgmt For TNA N/A 13 Elect Tom McKillop Mgmt For TNA N/A 14 Ratify the Independence of Sir Tom Mgmt For TNA N/A McKillop 15 Authority to Carry Out Formalities Mgmt For TNA N/A 16 Authority to Carry Out Formalities Mgmt For TNA N/A 17 Company Registrar Mgmt For TNA N/A
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP9 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Vertex Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP9 92532F100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For For For Option Plan 3 Ratification of Auditor Mgmt For For For
Volcano Corp. Ticker Security ID: Meeting Date Meeting Status VOLC CUSIP 928645 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Scott Huennekens Mgmt For For For 1.2 Elect Lesley Howe Mgmt For For For 1.3 Elect Ronald Matricaria Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Compensation Plan
Walgreen Company Ticker Security ID: Meeting Date Meeting Status WAG ISIN US9314221097 01/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending
Warner Chilcott Limited Company Ticker Security ID: Meeting Date Meeting Status WCRX CUSIP9 G94368100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Connaughton Mgmt For For For 2 Elect Stephen Murray Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Watson Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status WPI CUSIP9 942683103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Bisaro Mgmt For For For 2 Elect Christopher Bodine Mgmt For For For 3 Elect Michel Feldman Mgmt For For For 4 Elect Fred Weiss Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Wellpoint Inc Ticker Security ID: Meeting Date Meeting Status WLP CUSIP9 94973V107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sheila Burke Mgmt For For For 2 Elect George Schaefer, Jr. Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Conversion to Nonprofit Status 6 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Wright Medical Group Inc Ticker Security ID: Meeting Date Meeting Status WMGI CUSIP9 98235T107 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Blackford Mgmt For For For 1.2 Elect Carmen Diersen Mgmt For For For 1.3 Elect Martin Emerson Mgmt For For For 1.4 Elect Lawrence Hamilton Mgmt For For For 1.5 Elect Gary Henley Mgmt For For For 1.6 Elect John Miclot Mgmt For For For 1.7 Elect Amy Paul Mgmt For For For 1.8 Elect Robert Quillinan Mgmt For For For 1.9 Elect David Stevens Mgmt For For For 2 Amendment to the 2009 Equity Mgmt For For For Incentive Plan 3 2010 Executive Performance Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
XENOPORT, INC. Ticker Security ID: Meeting Date Meeting Status XNPT CUSIP9 98411C100 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Berns Mgmt For For For 1.2 Elect John Freund Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The Hartford Global Real Asset Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Global Technology Fund (Merged into The Hartford Global Research Fund on August 28, 2009) Investment Company Report 07/01/09 - 06/30/10 ACCENTURE LIMITED Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1150G 08/05/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
BMC Software Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For For For 1.5 Elect Meldon Gafner Mgmt For For For 1.6 Elect P. Thomas Jenkins Mgmt For For For 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For
Dell Inc Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R 07/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Electronic Arts Inc Ticker Security ID: Meeting Date Meeting Status ERTS CUSIP 285512 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For For For 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Employee Stock Option Exchange Mgmt For For For Program 12 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 13 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For
Marvell Technology Group Limited Ticker Security ID: Meeting Date Meeting Status MRVL CUSIP G5876H 07/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For
NETAPP, INC Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Red Hat Inc Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577 08/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Micheline Chau Mgmt For For For 1.2 Elect Marye Anne Fox Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Research In Motion Limited Ticker Security ID: Meeting Date Meeting Status RIMM CUSIP 760975 07/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Lazaridis Mgmt For For For 1.2 Elect James Estill Mgmt For For For 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For For For 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Samsung Electronics Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y74718100 07/24/2009 Unvoted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A
Tivo Inc Ticker Security ID: Meeting Date Meeting Status TIVO CUSIP 888706 09/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randy Komisar Mgmt For For For 1.2 Elect Thomas Wolzien Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan
The Hartford Growth Allocation Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford High Yield Fund Investment Company Report 07/01/09 - 06/30/10 Lear Corporation Ticker Security ID: Meeting Date Meeting Status LEA CUSIP 521865204 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Auditor Mgmt For Against Against
The Hartford High Yield Municipal Bond Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Income Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Income Allocation Fund (Merged into The Hartford Total Return Bond Fund on October 2, 2009) Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Inflation Plus Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford International Growth Fund Investment Company Report 07/01/09 - 06/30/10 Aac Acoustic Technology Holdings Inc Ticker Security ID: Meeting Date Meeting Status CINS G2953L109 05/22/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Benjamin PAN Zhengmin Mgmt For For For 7 Elect Joseph POON Chung Yin Mgmt For For For 8 Elect Dato' Tan BIAN Ee Mgmt For For For 9 Elect Carmen CHANG I-Hua Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Adidas Salomon Agency Ticker Security ID: Meeting Date Meeting Status CINS D0066B102 05/06/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Cancellation of Contingent Capital Mgmt For For For 1991/I 11 Cancellation of Contingent Capital Mgmt For For For 2003/II 12 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 15 Dematerialization of Bearer Shares Mgmt For For For 16 Appointment of Auditor Mgmt For For For
Admiral Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G0110T106 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Alastair Lyons Mgmt For For For 4 Elect Martin Jackson Mgmt For For For 5 Elect Keith James Mgmt For For For 6 Elect Margaret Johnson Mgmt For For For 7 Elect Lucy Kellaway Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Amendment to Senior Executive Mgmt For For For Restricted Share Plan 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Non-Voting Meeting Note N/A N/A N/A N/A
Akbank AS Ticker Security ID: Meeting Date Meeting Status CINS M0300L106 03/26/2010 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Election of Presiding Chairman; Mgmt For TNA N/A Minutes 3 Reports Mgmt For TNA N/A 4 Financial Statements; Ratification Mgmt For TNA N/A of Board and Statutory Auditor Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of the Co-Option of Mgmt For TNA N/A Board Members 7 Election of Directors; Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A 9 Authority to Issue Bonds Mgmt For TNA N/A 10 Charitable Donations Mgmt For TNA N/A 11 Related Party Transactions Mgmt For TNA N/A
ALCATEL Ticker Security ID: Meeting Date Meeting Status CINS F0191J101 06/01/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Philippe Camus Mgmt For For For 8 Elect Ben Verwaayen Mgmt For For For 9 Elect Daniel Bernard Mgmt For For For 10 Elect Frank Blount Mgmt For For For 11 Elect Stuart E. Eizenstat Mgmt For For For 12 Elect Louis R. Hughes Mgmt For For For 13 Elect Jean C. Monty Mgmt For For For 14 Elect Olivier Piou Mgmt For For For 15 Elect Carla Cico Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Elect Jean-Pierre Desbois as Censor Mgmt For For For 18 Elect Bertrand Lapraye as Censor Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Performance Shares (Philippe Camus ) Mgmt For For For 21 Performance Shares and Supplementary Mgmt For For For Retirement Benefits (Ben Verwaayen) 22 Relocation of Corporate Headquarters Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 26 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 28 Authority to Increase Share Issuance Mgmt For For For Limit 29 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 30 Global Ceiling on Increases in Mgmt For For For Capital and Issuances of Debt 31 Authority to Increase Capital Mgmt For For For Through Capitalizations 32 Authority to Issue Restricted Shares Mgmt For Against Against to Employees and Executives 33 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 34 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 35 Amendments to Article Regarding Mgmt For For For Director and Censor Term Lengths 36 Authority to Carry Out Formalities Mgmt For For For 37 Non-Voting Meeting Note N/A N/A N/A N/A
AMERICA MOVIL SA Ticker Security ID: Meeting Date Meeting Status AMX CUSIP9 02364W105 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Tender Offers to Acquire Carso Mgmt N/A For N/A Global Telecom and Telmex International 2 Election of Meeting Delegates Mgmt N/A For N/A
AMERICA MOVIL SA Ticker Security ID: Meeting Date Meeting Status AMX CUSIP9 02364W105 04/07/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Series L) Mgmt N/A For N/A 2 Election of Meeting Delegates Mgmt N/A For N/A
Andritz AG Ticker Security ID: Meeting Date Meeting Status CINS A11123105 03/26/2010 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Presentation of Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Supervisory Board Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Election of Supervisory Board Members Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Stock Option Plan Mgmt For For For
Antofagasta PLC Ticker Security ID: Meeting Date Meeting Status CINS G0398N128 06/09/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Charles Bailey Mgmt For For For 5 Elect William Hayes Mgmt For For For 6 Elect Gonzalo Menendez Mgmt For For For 7 Elect Daniel Yarur Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Adoption of New Articles Mgmt For For For
Arm Holdings PLC Ticker Security ID: Meeting Date Meeting Status CINS G0483X122 05/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Kathleen O'Donovan Mgmt For For For 5 Elect Young Sohn Mgmt For For For 6 Elect Warren East Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Adoption of New Articles Mgmt For For For
Astrazeneca PLC Ticker Security ID: Meeting Date Meeting Status CINS G0593M107 04/29/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
Autonomy Corp. PLC Ticker Security ID: Meeting Date Meeting Status CINS G0669T101 03/24/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Webb Mgmt For For For 4 Elect Sushovan Hussain Mgmt For For For 5 Elect Michael Lynch Mgmt For For For 6 Elect John McMonigall Mgmt For For For 7 Elect Richard Perle Mgmt For For For 8 Elect Barry Ariko Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
Babcock International Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G0689Q152 06/09/2010 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A
Babcock International Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G0689Q152 07/09/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir Nigel Essenhigh Mgmt For For For 4 Elect Justin Crookenden Mgmt For For For 5 Elect Lord Alexander Hesketh Mgmt For For For 6 Elect David Omand Mgmt For For For 7 Directors' Remuneration Report Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Performance Share Plan 2009 Mgmt For For For 11 Company Share Option Plan 2009 Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
BAE Systems PLC Ticker Security ID: Meeting Date Meeting Status CINS G06940103 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael Hartnall Mgmt For For For 5 Elect Peter Mason Mgmt For For For 6 Elect Richard Olver Mgmt For For For 7 Elect Paul Anderson Mgmt For For For 8 Elect Linda Hudson Mgmt For For For 9 Elect Nicholas Rose Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Bank Of Ayudhya PLC Ticker Security ID: Meeting Date Meeting Status CINS Y0644Q115 04/08/2010 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Approve Annual Report Mgmt For For For 4 Acknowledge Interim Dividend Mgmt For For For 5 Acknowledge Property Sale and Mgmt For For For Purchase 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Virojn Srethapramotaya Mgmt For For For 9 Elect Pongpinit Tejagupta Mgmt For For For 10 Elect Des O'shea Mgmt For For For 11 Elect Potjanee Thanavaranit Mgmt For For For 12 Change in Board Size and Election of Mgmt For For For Additional Director 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Amendments to Articles Mgmt For For For 16 Other Business Mgmt For Against Against 17 Non-Voting Meeting Note N/A N/A N/A N/A
BANK SARASIN & CIE AG, BASEL Ticker Security ID: Meeting Date Meeting Status CINS H3822H286 04/27/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Elect Christoph Ammann Mgmt For TNA N/A 7 Elect Hubertus Heemskerk Mgmt For TNA N/A 8 Elect Sipko Schat Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A
Barclays PLC Ticker Security ID: Meeting Date Meeting Status CINS G08036124 04/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Reuben Jeffrey III Mgmt For For For 4 Elect Marcus Agius Mgmt For For For 5 Elect David Booth Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Sir Andrew Likierman Mgmt For For For 9 Elect Christopher Lucas Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For 18 Approval of SAYE Sharesave Plan Mgmt For For For
Barrick Gold Corp. Ticker Security ID: Meeting Date Meeting Status ABX CUSIP9 067901108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Marshall Cohen Mgmt For For For 1.6 Elect Peter Crossgrove Mgmt For For For 1.7 Elect Robert Franklin Mgmt For For For 1.8 Elect J. Brett Harvey Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
BASF AG Ticker Security ID: Meeting Date Meeting Status CINS D06216101 04/29/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Ratification of Management Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Dematerialization of Bearer Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Approval of Remuneration Policy Mgmt For For For 11 Amend Article 17(2) Mgmt For For For 12 Amend Article 17(3) Mgmt For For For 13 Amend Article 18(2) Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Beiersdorf AG Ticker Security ID: Meeting Date Meeting Status CINS D08792109 04/29/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Increase in Authorized Capital I Mgmt For For For 10 Increase in Authorized Capital II Mgmt For For For 11 Increase in Authorized Capital III Mgmt For For For 12 Authority to Issue Convertible Mgmt For For For Bonds; Increase in Contingent Capital 13 Amendments to Articles Mgmt For For For 14 Compensation Policy Mgmt For For For
BG Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G1245Z108 05/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mark Seligman Mgmt For For For 5 Elect Peter Backhouse Mgmt For For For 6 Elect Lord Colin Sharman of Redlynch Mgmt For For For 7 Elect Philippe Varin Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
BHP Billiton Limited Ticker Security ID: Meeting Date Meeting Status CINS Q1498M100 11/26/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 3 Re-elect Carlos Cordeiro (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 4 Re-elect David Crawford (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 5 Re-elect Gail de Planque (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 6 Re-elect Marius Kloppers (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 7 Re-elect Don Argus (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 8 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 12 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 13 Reduction of Issued Share Capital Mgmt For For For (April 30, 2010) 14 Reduction of Issued Share Capital Mgmt For For For (June 17, 2010) 15 Reduction of Issued Share Capital Mgmt For For For (September 15, 2010) 16 Reduction of Issued Share Capital Mgmt For For For (November 11, 2010) 17 Remuneration Report Mgmt For For For 18 Equity Grant (CEO Marius Kloppers) Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
Bim Birlesik Magazalar As Ticker Security ID: Meeting Date Meeting Status CINS M2014F102 04/22/2010 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman; Minutes 3 Reports Mgmt For TNA N/A 4 Accounts Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Election of Directors; Fees Mgmt For TNA N/A 9 Election of Statutory Auditors; Fees Mgmt For TNA N/A 10 Related Party Transactions Mgmt For TNA N/A 11 Charitable Donations Mgmt For TNA N/A 12 Report on Guarantees Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Wishes Mgmt For TNA N/A
Bim Birlesik Magazalar As Ticker Security ID: Meeting Date Meeting Status CINS M2014F102 11/10/2009 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Interim Dividend Mgmt For TNA N/A 4 wishes Mgmt For TNA N/A
British American Tobacco PLC Ticker Security ID: Meeting Date Meeting Status CINS G1510J102 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Ana Maria Llopis Mgmt For For For 8 Elect Christine Morin-Postel Mgmt For For For 9 Elect Anthony Ruys Mgmt For For For 10 Elect Richard Burrows Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period to 14 Days 19 Adoption of New Articles Mgmt For For For 20 Scrip Dividend Mgmt For For For
Burberry Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G1699R107 07/16/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Angela Ahrendts Mgmt For For For 5 Elect Stephanie George Mgmt For For For 6 Elect David Tyler Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 EU Political Donations Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Carrefour Ticker Security ID: Meeting Date Meeting Status CINS F13923119 05/04/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts 5 Consolidated Accounts and Reports Mgmt For For For 6 Severance Package (Lars Olofsson) Mgmt For Against Against 7 Retirement Benefits (Lars Olofsson) Mgmt For Against Against 8 Allocation of Profits/Dividends Mgmt For For For 9 Elect Anne-Claire Taittinger Mgmt For For For 10 Elect Sebastien Bazin Mgmt For For For 11 Elect Thierry Breton Mgmt For For For 12 Elect Charles Edelstenne Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 16 Authority to Issue Restricted Stock Mgmt For For For to Employees and Executives
Central European Distribution Ticker Security ID: Meeting Date Meeting Status CEDC CUSIP9 153435102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Carey Mgmt For For For 1.2 Elect David Bailey Mgmt For For For 1.3 Elect N. Scott Fine Mgmt For For For 1.4 Elect Marek Forysiak Mgmt For For For 1.5 Elect Robert Koch Mgmt For For For 1.6 Elect William Shanahan Mgmt For For For 1.7 Elect Markus Sieger Mgmt For For For 1.8 Elect Sergey Kupriyanov Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For
CGI Group Inc Ticker Security ID: Meeting Date Meeting Status GIB CUSIP9 39945C109 01/27/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Claude Boivin Mgmt For For For 1.2 Elect Bernard Bourigeaud Mgmt For For For 1.3 Elect Jean Brassard Mgmt For For For 1.4 Elect Robert Chevrier Mgmt For For For 1.5 Elect Dominic D'Alessandro Mgmt For For For 1.6 Elect Thomas d'Aquino Mgmt For For For 1.7 Elect Paule Dore Mgmt For For For 1.8 Elect Richard Evans Mgmt For For For 1.9 Elect Serge Godin Mgmt For For For 1.10 Elect Andre Imbeau Mgmt For For For 1.11 Elect David Johnston Mgmt For For For 1.12 Elect Gilles Labbe Mgmt For For For 1.13 Elect Eileen Mercier Mgmt For For For 1.14 Elect Michael Roach Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to the Stock Option Plan Mgmt For For For
Check Point Software Tech LT Ticker Security ID: Meeting Date Meeting Status CHKP CUSIP9 M22465104 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gil Shwed Mgmt For For For 1.2 Elect Marius Nacht Mgmt For For For 1.3 Elect Jerry Ungerman Mgmt For For For 1.4 Elect Dan Propper Mgmt For For For 1.5 Elect David Rubner Mgmt For For For 1.6 Elect Tal Shavit Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Approval of Compensation for the Mgmt For For For Company's Chairman and CEO, Gil Shwed 4 Declaration of Material Interest Mgmt N/A Against N/A
CHINA DONGXIANG (GROUP) CO LTD Ticker Security ID: Meeting Date Meeting Status CINS G2112Y109 09/25/2009 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Joint Venture Agreement Mgmt For For For 3 New Framework Agreement Mgmt For For For 4 Annual Caps Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
Club Mediterranee SA Ticker Security ID: Meeting Date Meeting Status CINS F18690101 02/25/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Receive the reports of the Board of Mgmt For For For Directors, Chairman and of the Auditors, approves the Company s financial statements for the YE on 31 Oct 2009 as presented, showing a net debit income of EUR 30,109,125.00 accordingly, the shareholders meeting gives permanent discharge to the Directors for the performance of their duties during the said FY 5 Approve the reports of the Board of Mgmt For For For Directors, of the Board of Directors chairman and of the auditors, approves the consolidated financial statements for the said financial year in the form presented to the meeting, showing a net debit income of EUR 53,000,000.00 and an attributable part to the shareholders of the company corresponding to a loss of EUR 58,000,000.00 6 Approve to record the loss for the Mgmt For For For year of EUR 30,109,125.00 as a deficit in retained earnings. following this appropriation, the retained earnings account will show a new balance of EUR 327,585,406.00.as required by law, it is reminded that, for the last three financial years, the dividends paid, were as follows nil for FY 2008-2007,nil for FY 2007-2006, nil for FY 2006-2005 7 Approve the special report of the Mgmt For For For Auditors on agreements governed by Articles L.225-38 et seq. and Articles L.225-86 et seq. of the French Commercial Code, approves the transactions and agreements concluded or executed during the FYE on 31 OCT 2009 8 Approve to award total annual fees Mgmt For For For of EUR 305,000.00 for the FY starting from 01 NOV 2009 to 31 OCT 2010 9 Authorize the Board of Directors to Mgmt For Against Against trade in the Company s shares on the stock market, subject to the conditions described below maximum purchase price EUR 50.00 maximum number of shares to be acquired 10% of the share capital, maximum funds invested in the share buybacks EUR 141,407,040.00, i.e. basing on a number of 28,281,408 shares held on 31 OCT 2009 this authorization is given for an 18-month period the number of shares acquired by the Company with a view to their retention or their subsequent delivery in payment or exchange as part of a merger, divestment or capital contribution cannot exceed 5% of its capital the shareholders meeting delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities. this authorization supersedes the fraction unused of the authorization granted by the shareholders meeting of 02 Feb 2009 in its Resolution 15 10 Ratify the appointment of Mr. Anass Mgmt For For For Houiralami as a Director, to replace Mr. Mustapha Bakkoury, for the remainder of Mr. Mustapha Bakkoury s term of office, i.e. until the shareholders meeting called to approve the financial statements for the FYE on 31 OCT 2010 11 Ratify the appointment of Mr. Mgmt For For For Jacques lenormand as a Director, to replace Mr. Aimery langlois meurinne, for theremainder of Mr. Aimery langlois meurinne s term of office, i.e. untilthe shareholders meeting called to approve the financial statementsfor the fiscal year ended on october 31, 2010 12 Approve the nomination of Fipar Mgmt For For For International as a Director for a 3 year period 13 Approve the nomination of Credit Mgmt For For For Agricole Capital Investment & Finance as a Director for a 3-year period 14 Approve the nomination of Mr. Alain Mgmt For For For Dinin as a Director for a 3-year period 15 Authorize the Board of Directors to Mgmt For Against Against increase the capital, on one or more occasions, in France, abroad or on the international market, by the issuance, with preferred subscription rights maintained, of - ordinary shares of the company or any securities giving access to the share capital, - or the issue of securities giving right loan allocation of debt securities; it would be advisable to specify that the issues of preference shares of any capital securities giving access to preference shares are excluded. the maximum nominal amount of the capital increases which may be carried out by virtue of the present delegation is set at EUR 75,000,000.00, it being provided that the global maximum nominal amount of the capital increases which may be carried out by virtue of the present delegation and the ones granted by 16 Authorize the Board of Directors the Mgmt For Against Against necessary powers to increase the capital, on one or more occasions, in France, abroad and, or on the international market, by the issuance, through a public offering, with cancellation of the subscription rights, of ordinary shares or securities giving access to the share capital (new or existing shares of the company), or the issue of securities giving right to an allocation of debt securities, it would be advisable to specify that the issues of preference shares of any capital securities giving access to preference shares are excluded, the maximum nominal amount of the capital increases which may be carried out by VI originator of message BNP Paribas Securities Services of the present delegation is set at EUR 40,000,000.00, it being provided that this amount shall count against the overall ceiling set forth in paragraph 2 of resolution 12 of the present meeting. the maximum nominal amount of debt securities which may be issued shall not exceed EUR 300,000,000.00, it being provided that this amount shall count against the ceiling set forth in paragraph 2 of resolution 12 above and concerning the debt securities, and that this amount is independent and distinct from the amount of the debt securities whose issue may be decided or authorized by the Board of Directors in accordance with Article l.228-40 of the French Commercial Code, this authorization is granted for a 26-month period, the shareholders meeting delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities, this delegation of powers supersedes the fraction unused of any and all earlier delegations to the same effect 17 Authorize the Board of Directors the Mgmt For Against Against necessary powers to increase the capital, on one or more occasions, in France, abroad or on the international market, up to 20% per year , by issuance, with cancellation of the subscription rights, and in the frame of an offer governed by Article l.411-2, ii of the financial and monetary code, of ordinary shares or securities giving access to the share capital [new or existing shares of the Company], or the issue of securities giving right to an allocation of debt securities, the amount of the capital increases carried out by virtue of the present resolution shall count against the overall ceiling set forth in paragraph 2 of resolution 12 of the present meeting and against the amount of the ceiling set forth in paragraph 2 of resolution 13. the maximum nominal amount of debt securities which may be issued shall not exceed EUR 300,000,000.00, it being provided that this amount shall count against the ceiling set forth in paragraph2 of resolution 12 and against the ceiling set forth in paragraph 2 of resolution 13 concerning the debt securities, and that this amount is independent and distinct from the amount of the debt securities whose issue may be decided or authorized by the Board of Directors in accordance with Article l.228- 40 of the French Commercial Code, this authorization is granted for a 26-month period, the shareholders meeting delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities 18 Authorize the Board of Directors to Mgmt For Against Against increase the number of securities to be issued in the event of a capital increase with or without preferential subscription right of shareholders, at the same price as the initial issue, within 30 days of the closing of the subscription period and up to a maximum of 15% of the initial issue, this delegation is granted for a 26-month period, the general meeting decides that the nominal amount of the capital increases decided by virtue of the present resolution shall count against the ceiling of the present resolution and against the global ceiling set forth in paragraph 2 of the above resolution 12, this delegation of powers supersedes the fraction unused of any and all earlier delegations to the same effect 19 Authorize the Board of Directors to Mgmt For Against Against proceed, up to 10% of the share capital, with cancellation of the preferential subscription rights, with the issue of shares or any securities giving access to the capital, in consideration for the contributions in kind granted to the Company and comprised of capital securities or securities giving access to the share capital. the general meeting decides that the nominal amount o f the capital increase resulting from the issue of securities mentioned in the above paragraph shall count against the overall ceiling set forth in paragraph 2 of t he above resolution 12, this authorization is granted for a 26 month period, the shareholders meeting delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities, this delegation of powers supersedes the fraction unused of any and all earlier delegations to the same effect 20 Authorize the Board of Directors to Mgmt For Against Against issue, at its sole discretion, in France or abroad, with cancellation of the preferential subscription rights, Company s equity securities or securities giving access to the Company s share capital or giving right to allocation of debt securities, in consideration for securities tendered in a public exchange offer initiated by the Company concerning the shares of another Company, the maximum nominal amount of the capital increases which may be carried out by virtue of the present delegation shall not exceed EUR 40,000,000.00 and shall count against the amount of the overall ceiling mentioned in paragraph 2 of resolution 12 and against the ceiling set forth in paragraph 2 of resolution 13 of the present meeting, the maximum nominal amount of debt securities giving access to the share capital shall not exceed the ceiling of EUR 300,000,000.00, it being provided that this amount shall count against the ceiling mentioned in paragraph 2 of resolution 12 and against the ceiling set forth in paragraph 2 of the above resolution 13 concerning the debt securities, this authorization is granted for a 26-mo nth period, this delegation of powers supersedes the fraction unused of any and all earlier delegations to the same effect 21 Authorize the Board of Directors, in Mgmt For For For one or more transactions, to the Company s employees, or some of them, to any subsidiaries or economy interest groupings r elated to it, options giving the right either to subscribe for new shares in the company to be issued through a share capital increase, and, or to purchase existing shares purchased by the company, it being provided that the options shall not give rights to a total number of shares , which shall exceed 2% of the share capital, the amount of the capital increase resulting from t he issue of shares is independent and distinct, and shall not count against any other ceiling, the present authorization is granted for a 26-month period, the shareholders meeting delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities, this delegation of powers supersedes the fraction unused of any and all earlier delegations to the same effect 22 Authorize the Board of Directors to Mgmt For For For grant, for free, on one or more occasions and at its sole discretion, existing or future shares, in favour of beneficiaries chosen among the company s employees, or some categories of them, and/or Companies and groups related to it, they may not represent more than 1% of the share capital, the amount of the capital increase resulting from the issue of shares is independent and distinct, and shall not count against any other ceiling, the present delegation is given for a 26-month period, originator of message BNP Paribas Securities Services the shareholders meeting delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities, this delegation of powers supersedes the fraction unused of any and all earlier delegations to the same effect 23 Authorize the Board of Directors to Mgmt For For For proceed, on one or more occasions, with cancellation of the preferential subscription rights, with the issue of new shares or any capital securities and, or any securities in favour of the employees, former employees and corporate officers of the Company and, or companies related to it, who are Members of a Company or group savings plan, and, or of a voluntary partnership employee savings scheme for which the employees could directly subscribe through any corporate mutual funds, the allocation, for free, of shares or any securities giving access to the share capital in favour of said employees and corporate officers and with in the provisions governed by Artic le l.3332-21 of the labour code, this delegation is given for a 26-mont h period and for a nominal amount that shall not exceed EUR 5,000,000.00 the nominal amount of the capital increase carried out by virtue of the present delegation shall count against the amount of the over all ceiling set forth in paragraph 2 of resolution 12 of the present general meeting, the shareholders meeting delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities, this delegation of powers supersedes the fraction unused of any and all earlier delegations to the same effect 24 Authorize the Board of Directors to Mgmt For For For reduce the share capital, on one or more occasions, by cancelling all or part of the shares held by the Company in connection with a Stock Repurchase Plan, up to a maximum of 10% of the share capital over a 24-month period, this authorization is given for an 18-month period, the shareholders meeting delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities, this delegation of powers supersedes the fraction unused of any and all earlier delegations to the same effect 25 Approve that, having reviewed the Mgmt For For For merger agreement of the Company Centro Vacanze Ka Marina Sole e Sabbia Di Sicilia S.P.A. into the Company Club Meditte Ranee agreed upon pursuant to a merger agreement signed on 01 NOV 2009, providing for the contributions by the Company pursuant to a merger of all of its assets, with the corresponding taking over of all its liabilities, the shareholders meeting approves all the provisions of this merger agreement. subject to the completion of the conditions precedent governed by the merger agreement, the shareholders meeting approves the transfer of the universal assets of the Company Centro Vacanze Kamarina Sole e Sabbia Di Sicilia S.P.A. and the valuation for it, amounting to EUR 14,923,753.26, and the merger surplus of EUR 2,179,357.40 resulting from it, the shareholders meeting resolves to fix the unconditional completion date of the merger on 01 NOV 2009, the shareholders meeting delegates all powers to the chief executive officer to take all necessary measures and accomplish all necessary formalities 26 Amend Article 7 of the Bylaws Mgmt For For For concerning the holding of shares and the declarations of the exceeding of the threshold of the Bylaws 27 Approve to cancel the paragraph 4 of Mgmt For For For Article 14 of the bylaws concerning the compulsory holding of 50 shares of the Company by the Directors 28 Grant full powers to the bearer of Mgmt For For For an original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law, originator of message BNP Paribas Securities Services 29 Non-Voting Meeting Note N/A N/A N/A N/A
COMPAGNIE GENERALE DE GEOPHYSIQUE - ADR Ticker Security ID: Meeting Date Meeting Status CINS F2349S108 05/05/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Elect Remi Dorval Mgmt For For For 9 Elect Denis Ranque Mgmt For For For 10 Elect Kathleen Sendall Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities through Private Placement; Authority to Issue Debt Instruments 17 Authority to Set Offering Price of Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Increase Share Issuance Mgmt For For For Limit 19 Authority to Increase Capital Mgmt For For For through Capitalizations 20 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 22 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 23 Authority to Issue Restricted Shares Mgmt For Against Against to Employees and Executives Based on Performance Criteria 24 Authority to Issue Restricted Shares Mgmt For Against Against to Employees 25 Authority to Cancel Shares and Mgmt For Against Against Reduce Capital 26 Authority to Issue Debt Instruments Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For 28 Work Council Proposal Regarding Mgmt Against Against For Executive and Employee Equity
Compania Energetica De Minas Gerais SA Ticker Security ID: Meeting Date Meeting Status CINS P2577R110 04/29/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Supervisory Council; Fees Mgmt For For For
Compania Energetica De Minas Gerais SA Ticker Security ID: Meeting Date Meeting Status CINS P2577R110 12/10/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Approval of Changes to the Mgmt For Against Against Composition of the Board 5 Non-Voting Agenda Item N/A N/A N/A N/A
Compass Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G23296182 02/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Don Robert Mgmt For For For 5 Elect Gary Green Mgmt For For For 6 Elect Sir Ian Robinson Mgmt For For For 7 Elect Steve Lucas Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Long Term Incentive Plan 2010 Mgmt For For For 14 Share Option Plan 2010 Mgmt For For For 15 EU Political Donations Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Daiichi Sankyo Company Ticker Security ID: Meeting Date Meeting Status CINS J11257102 06/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Hitoshi Matsuda Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Takashi Okimoto Mgmt For For For 8 Elect Johshi Nakayama Mgmt For For For 9 Elect Kazunori Hirokawa Mgmt For For For 10 Elect Hiroshi Hirabayashi Mgmt For For For 11 Elect Kunio Ishihara Mgmt For For For 12 Elect Yuhichiroh Anzai Mgmt For For For 13 Elect Akio Yamada Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor 16 Bonus Mgmt For For For
Daimlerchrysler AG Ticker Security ID: Meeting Date Meeting Status CINS D1668R123 04/14/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Compensation Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 10 Elect Paul Achleitner Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments 14 Non-Voting Meeting Note N/A N/A N/A N/A
De La Rue PLC Ticker Security ID: Meeting Date Meeting Status CINS G2702K139 07/23/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect James Hussey Mgmt For For For 5 Elect Simon Webb Mgmt For For For 6 Elect Gill Rider Mgmt For For For 7 Elect Warren East Mgmt For For For 8 Elect Nicholas Brookes Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 EU Political Donations Mgmt For For For
DE SAMMENSLUTTEDE VOGNMAEND AF 13.7.1976 AS DSV Ticker Security ID: Meeting Date Meeting Status CINS K3013J154 03/26/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors and Mgmt For For For the Executive Board 4 Accounts and Reports; Directors' Fees Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Kurt Larsen Mgmt For For For 7 Elect Erik Pedersen Mgmt For For For 8 Elect Per Skov Mgmt For For For 9 Elect Kaj Christiansen Mgmt For For For 10 Elect Annette Sadolin Mgmt For For For 11 Elect Birgit Norgaard Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Convertible Debt Mgmt For For For Instruments and Warrants 15 Compensation Guidelines Mgmt For For For 16 Amendments to Articles Regarding Mgmt For For For Companies Act 17 Amendments to Articles Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
Delta Electronic Industrial Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y20263102 06/15/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Amendments to Procedural Rules of Mgmt For For For Capital Loans 8 Amendments to Procedural Rules of Mgmt For For For Endorsements/Guarantees 9 Amendments to Articles Mgmt For For For 10 Non-Compete Restrictions for Mgmt For For For Directors 11 Extraordinary motions Mgmt For Against Against 12 Non-Voting Meeting Note N/A N/A N/A N/A
Delta Electronic Industrial Co Ltd Ticker Security ID: Meeting Date Meeting Status ISIN TW0002308004 12/18/2009 Voted Meeting Type Country of Trade Special Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Acquisition Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
EISAI COMPANY LIMITED Ticker Security ID: Meeting Date Meeting Status CINS J12852117 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Hiroyuki Mitsui Mgmt For For For 4 Elect Akira Fujiyoshi Mgmt For For For 5 Elect Norio Kanoh Mgmt For For For 6 Elect Norihiko Tanikawa Mgmt For For For 7 Elect Satoru Anzaki Mgmt For For For 8 Elect Junji Miyahara Mgmt For For For 9 Elect Kimitoshi Yabuki Mgmt For For For 10 Elect Christina Ahmadjian Mgmt For For For 11 Elect Tokuji Izumi Mgmt For For For 12 Elect Kohichi Masuda Mgmt For For For 13 Stock Option Plan Mgmt For For For
Essilor International Ticker Security ID: Meeting Date Meeting Status CINS F31668100 05/11/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts 5 Consolidated Accounts and Reports; Mgmt For For For Ratification of Board Acts 6 Allocation of Profits/Dividends Mgmt For For For 7 Severance Package (Hubert Sagnieres) Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Ratification of the Co-option of Yi Mgmt For For For He 10 Elect Xavier Fontanet Mgmt For For For 11 Elect Yves Chevillotte Mgmt For For For 12 Elect Yves Gillet Mgmt For For For 13 Elect Mireille Faugere Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For For For (Employees and Officers) 19 Authority to Grant Restricted Shares Mgmt For For For (Employees and Officers) 20 Global Ceiling on Equity Grants Mgmt For For For 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 22 Authority to Increase Share Issuance Mgmt For For For Limit (Pursuant to Item 18) 23 Authority to Issue Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 24 Authority to Increase Share Issuance Mgmt For For For Limit (Pursuant to Item 20) 25 Authority to Increase Capital Mgmt For For For Through Capitalizations 26 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 27 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 28 Amendments to Articles Regarding Mgmt For For For Board Size 29 Amendments to Articles Mgmt For For For 30 Amendments Regarding Electronic Mgmt For For For Voting 31 Authority to Carry Out Formalities Mgmt For For For
Experian Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G32655105 07/15/2009 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Chris Callero Mgmt For For For 4 Elect John Peace Mgmt For For For 5 Elect Laurence Danon Mgmt For For For 6 Elect Alan Rudge Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Faiveley SA Ticker Security ID: Meeting Date Meeting Status CINS F3438R118 09/22/2009 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Consolidated Accounts and Reports Mgmt For For For 4 Accounts and Reports; Ratification Mgmt For For For of Management Acts 5 Allocation of Profits/Dividends Mgmt For For For 6 Supervisory Board Members' Fees Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Ratification of the Co-Option of Mgmt For For For Maurice Marchand-Tonel 9 Ratification of the Co-Option of Mgmt For For For Christopher Spencer 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Grant Stock Options Mgmt For For For 12 Authority to Issue Shares and Mgmt For For For Convertible Securities w/o Preemptive Rights 13 Change in Company Name Mgmt For For For 14 Amendment Regarding Management Board Mgmt For For For Size 15 Amendment Regarding Employee Mgmt For For For Representation 16 Authority to Carry Out Formalities Mgmt For For For
Groupe Danone Ticker Security ID: Meeting Date Meeting Status CINS F12033134 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Frank Riboud Mgmt For For For 8 Elect Emmanuel Faber Mgmt For For For 9 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 10 Replacement of Auditor (Ernst & Mgmt For For For Young et Autres) 11 Replacement of Alternate Auditor Mgmt For For For (Yves Nicolas) 12 Replacement of Alternate Auditor Mgmt For For For (Auditex) 13 Related Party Transactions Mgmt For For For 14 Severance Package and Retirement Mgmt For For For Benefits (Frank Riboud) 15 Severance Package and Retirement Mgmt For For For Benefits (Emmanuel Faber) 16 Severance Package and Retirement Mgmt For For For Benefits (Bernard Hours) 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For to Executives and Employees 19 Amendment to Articles Regarding Mgmt For For For Voting Rights 20 Authority to Carry Out Formalities Mgmt For For For
Hino Motors Limited Ticker Security ID: Meeting Date Meeting Status CINS 433406105 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shohji Kondoh Mgmt For For For 3 Elect Yoshio Shirai Mgmt For For For 4 Elect Masakazu Ichikawa Mgmt For For For 5 Elect Toshiki Inoue Mgmt For For For 6 Elect Tsunehiko Fujii Mgmt For For For 7 Elect Seiei Okazaki Mgmt For For For 8 Elect Kenji Wagu Mgmt For For For 9 Elect Akimasa Yamamoto Mgmt For For For 10 Elect Yasuo Tanigawa Mgmt For For For 11 Elect Kohichi Ojima Mgmt For For For 12 Elect Hideki Ueda Mgmt For For For 13 Elect Yoshihide Meda Mgmt For For For 14 Stock Option Plan Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For
Honda Motor Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J22302111 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takanobu Itoh Mgmt For For For 4 Elect Koichi Kondoh Mgmt For For For 5 Elect Shigeru Takagi Mgmt For For For 6 Elect Akio Hamada Mgmt For For For 7 Elect Tetsuo Iwamura Mgmt For For For 8 Elect Tatsuhiro Ohyama Mgmt For For For 9 Elect Fumihiko Ike Mgmt For For For 10 Elect Masaya Yamashita Mgmt For For For 11 Elect Kensaku Hohgen Mgmt For For For 12 Elect Nobuo Kuroyanagi Mgmt For For For 13 Elect Takeo Fukui Mgmt For For For 14 Elect Hiroshi Kobayashi Mgmt For For For 15 Elect Shoh Minekawa Mgmt For For For 16 Elect Takuji Yamada Mgmt For For For 17 Elect Yoichi Hohjoh Mgmt For For For 18 Elect Tsuneo Tanai Mgmt For For For 19 Elect Hiroyuki Yamada Mgmt For For For 20 Elect Tomohiko Kawanabe Mgmt For For For 21 Elect Masahiro Yoshida Mgmt For For For 22 Elect Seiji Kuraishi Mgmt For For For 23 Bonus Mgmt For Against Against
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G4639H106 08/07/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect MA Yun Yan Mgmt For For For 5 Elect WANG Guang Yu Mgmt For For For 6 Elect XIA Li Qun Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
IMPERIAL TOBACCO GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G4721W102 02/02/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Dominique Comolli Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Charles Knott Mgmt For For For 8 Elect Iain Napier Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 EU Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 16 Adoption of New Articles Mgmt For For For
Indofood Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status CINS Y3974E108 04/29/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect GOH Kian Chee Mgmt For For For 4 Elect Hendra Susanto Mgmt For For For 5 Elect Axton Salim Mgmt For For For 6 Elect Suaimi Suriady Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares at Discout Mgmt For For For 14 Renewal of Related Party Transactions Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A
ING Groep NV Ticker Security ID: Meeting Date Meeting Status CINS N4578E413 04/27/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendment to the Compensation Policy Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Corporate Governance Report Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Ratification of Executive Board Acts Mgmt For For For 16 Ratification of Supervisory Board Mgmt For For For Acts 17 Elect Piet Klaver Mgmt For For For 18 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
ITAU UNIBANCO HLDG SA MEDIUM TERM NTS BOOK ENTRY R Ticker Security ID: Meeting Date Meeting Status CINS P5968U113 04/26/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Directors; Election of Mgmt For For For Supervisory Council 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
Jiangsu Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y4443L103 10/20/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Elect GAO Bo Mgmt For For For 5 Elect XU Chang Xin Mgmt For For For 6 Elect Alice CHENG Chang Yung Tsung Mgmt For For For 7 Elect Kenneth FANG Hung Mgmt For For For 8 Elect SUN Hong Ning as Supervisor Mgmt For For For
Kuehne & Nagel Ticker Security ID: Meeting Date Meeting Status CINS H4673L145 05/18/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Elect Jurgen Fitschen Mgmt For N/A N/A 7 Elect Karl Gernandt Mgmt For N/A N/A 8 Elect Hans-Jorg Hager Mgmt For N/A N/A 9 Elect Joachim Hausser Mgmt For N/A N/A 10 Elect Klaus-Michael Kuehne Mgmt For N/A N/A 11 Elect Hans Lerch Mgmt For N/A N/A 12 Elect Georg Obermeier Mgmt For N/A N/A 13 Elect Wolfgang Peiner Mgmt For N/A N/A 14 Elect Thomas Staehelin Mgmt For N/A N/A 15 Elect Bernd Wrede Mgmt For N/A N/A 16 Elect Joerg Wolle Mgmt For N/A N/A 17 Appointment of Auditor Mgmt For N/A N/A 18 Increase in Authorized Capital Mgmt For N/A N/A
LABORATORIOS ALMIRALL, SA, BARCELONA Ticker Security ID: Meeting Date Meeting Status CINS E7131W101 05/14/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Auditor (Consolidated) Mgmt For For For 7 Authority to Carry Out Formalities Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Lancashire Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G5361W104 05/04/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect John Bishop Mgmt For For For 6 Elect Jens Juul Mgmt For For For 7 Elect Martin Thomas Mgmt For For For 8 Elect Neil McConachie Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Board Size Mgmt For For For 18 Elect Simon Burton Mgmt For For For 19 Elect Jens Juul Mgmt For For For 20 Elect Colin Alexander Mgmt For For For 21 Elect Elaine Whelan Mgmt For For For 22 Elect Charles Mathias Mgmt For For For 23 Elect Sylvain Perrier Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Accounts and Reports Mgmt For For For 26 Appointment of Auditor Mgmt For For For 27 Authority to Set Auditor's Fees Mgmt For For For 28 Retire John Melcon Mgmt For For For 29 Retire Paul Gregory Mgmt For For For 30 Elect John Melcon Mgmt For For For 31 Elect Paul Gregory Mgmt For For For
Lancashire Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G5361W104 12/16/2009 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For
Logicacmg PLC Ticker Security ID: Meeting Date Meeting Status CINS G55552106 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Elect Jan Babiak Mgmt For For For 6 Elect David Tyler Mgmt For For For 7 Elect Andy Green Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Adoption of New Articles Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
LONG TOP FINANCIAL TECHNOLOGIES Ticker Security ID: Meeting Date Meeting Status LFT CUSIP9 54318P108 03/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Gurnee Mgmt For For For 1.2 Elect Zuyun Xue Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Makita Corp. Ticker Security ID: Meeting Date Meeting Status CINS J39584107 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For
Mediatek Incorporation Ticker Security ID: Meeting Date Meeting Status CINS Y5945U103 06/15/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Procedural Rules for Mgmt For For For Shareholder Meetings 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A
Methanex Corp. Ticker Security ID: Meeting Date Meeting Status MEOH CUSIP9 59151K108 04/29/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to the Stock Option Plan Mgmt For For For 4 SHP Advisory Vote on Compensation Mgmt Against Against For Report (Say on Pay)
Mitsubishi Corp. Ticker Security ID: Meeting Date Meeting Status CINS J43830116 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yorihiko Kojima Mgmt For For For 4 Elect Ken Kobayashi Mgmt For For For 5 Elect Ryohichi Ueda Mgmt For For For 6 Elect Masahide Yano Mgmt For For For 7 Elect Hideyuki Nabeshima Mgmt For For For 8 Elect Hideto Nakahara Mgmt For For For 9 Elect Tsuneo Iyobe Mgmt For For For 10 Elect Kiyoshi Fujimura Mgmt For For For 11 Elect Yasuo Nagai Mgmt For For For 12 Elect Mikio Sasaki Mgmt For For For 13 Elect Tamotsu Nomakuchi Mgmt For For For 14 Elect Kunio Itoh Mgmt For For For 15 Elect Kazuo Tsukuda Mgmt For For For 16 Elect Ryohzoh Katoh Mgmt For For For 17 Elect Hidehiro Konno Mgmt For For For 18 Elect Yukio Ueno Mgmt For For For 19 Bonus Mgmt For For For 20 Accumulative Pension Plan Mgmt For For For 21 Amendments to Directors' Mgmt For Against Against Compensation Plan
Mitsui & Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J44690139 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shouei Utsuda Mgmt For For For 4 Elect Masami Iijima Mgmt For For For 5 Elect Ken Abe Mgmt For For For 6 Elect Junichi Matsumoto Mgmt For For For 7 Elect Seiichi Tanaka Mgmt For For For 8 Elect Norinao Iio Mgmt For For For 9 Elect Takao Ohmae Mgmt For For For 10 Elect Masayoshi Komai Mgmt For For For 11 Elect Daisuke Saiga Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshirho Mutoh Mgmt For For For 16 Elect Naoto Nakamura Mgmt For For For
NASPERS LIMITED - ADR Ticker Security ID: Meeting Date Meeting Status CINS S53435103 08/28/2009 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Elect Lambert Retief Mgmt For For For 6 Elect Steve Pacak Mgmt For For For 7 Elect Francine-Ann du Plessis Mgmt For For For 8 Elect Rachel Jafta Mgmt For For For 9 Elect Fred Phaswana Mgmt For For For 10 General Authority to Issue Shares Mgmt For Against Against 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase "N" Shares Mgmt For For For 13 Authority to Repurchase "A" Shares Mgmt For Against Against 14 Authorisation of Legal Formalities Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
Natura Cosmeticos SA Ticker Security ID: Meeting Date Meeting Status CINS P7088C106 04/06/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Report Mgmt For For For
Natura Cosmeticos SA Ticker Security ID: Meeting Date Meeting Status CINS P7088C106 04/06/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Reconciliation of Share Capital Mgmt For For For 5 Amend Article 15 Mgmt For For For 6 Amend Article 20 Mgmt For For For
Natura Cosmeticos SA Ticker Security ID: Meeting Date Meeting Status CINS P7088C106 08/05/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 27 Mgmt For For For 6 Amend Article 33 Mgmt For For For 7 Consolidated Articles of Association Mgmt For For For
NAVITAS LTD Ticker Security ID: Meeting Date Meeting Status CINS Q6630H109 11/20/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Harvey Collins Mgmt For For For 4 Re-elect Ted Evans Mgmt For For For
NETEASE.COM, INC. - ADR Ticker Security ID: Meeting Date Meeting Status NTES CUSIP 64110W 09/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ding Mgmt For For For 2 Elect Alice Cheng Mgmt For For For 3 Elect Denny Lee Mgmt For For For 4 Elect Joseph Tong Mgmt For For For 5 Elect Lun Feng Mgmt For For For 6 Elect Michael Leung Mgmt For For For 7 Elect Michael Tong Mgmt For For For 8 Appointment of Auditor Mgmt For For For
Novartis AG Ticker Security ID: Meeting Date Meeting Status CINS H5820Q150 02/26/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Amendment Regarding Advisory Vote on Mgmt For TNA N/A Compensation Policy 8 Elect Marjorie Yang Mgmt For TNA N/A 9 Elect Daniel Vasella Mgmt For TNA N/A 10 Elect Hans-Jorg Rudloff Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Transaction of Other Business Mgmt For TNA N/A
Open Text Corp. Ticker Security ID: Meeting Date Meeting Status OTEX ISIN CA6837151068 12/03/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect P. Thomas Jenkins Mgmt For For For 1.2 Elect John Shackleton Mgmt For For For 1.3 Elect Randy Fowlie Mgmt For For For 1.4 Elect Gail Hamilton Mgmt For For For 1.5 Elect Brian Jackman Mgmt For For For 1.6 Elect Stephen Sadler Mgmt For For For 1.7 Elect Michael Slaunwhite Mgmt For For For 1.8 Elect Katharine Stevenson Mgmt For For For 1.9 Elect Deborah Weinstein Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Oriflame Cosmetics SA Ticker Security ID: Meeting Date Meeting Status CINS L7272A100 05/19/2010 Take No Action Meeting Type Country of Trade Mix Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Election of Presiding Chairman Mgmt For TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Consolidated Accounts and Reports Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Dividend Mgmt For TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Ratification of Board Acts Mgmt For TNA N/A 10 Ratification of the Auditor's Act Mgmt For TNA N/A 11 Elect Magnus Brannstrom Mgmt For TNA N/A 12 Elect Anders Dahlvig Mgmt For TNA N/A 13 Elect Marie Ehrling Mgmt For TNA N/A 14 Elect Lillian Fossum Mgmt For TNA N/A 15 Elect Alexander af Jochnick Mgmt For TNA N/A 16 Elect Jonas af Jochnick Mgmt For TNA N/A 17 Elect Robert af Jochnick Mgmt For TNA N/A 18 Elect Helle Kruse Nielsen Mgmt For TNA N/A 19 Elect Christian Salamon Mgmt For TNA N/A 20 Election of Chairman Mgmt For TNA N/A 21 Appointment of Auditor Mgmt For TNA N/A 22 Nomination Committee Mgmt For TNA N/A 23 Directors' Fees Mgmt For TNA N/A 24 Compensation Guidelines Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Amendment Regarding 2008 Long Term Mgmt For TNA N/A Incentive Plan 27 Amendment Regarding Records Dates Mgmt For TNA N/A 28 Amendments Regarding Delegation Mgmt For TNA N/A Powers 29 Amendments Regarding Delegation Mgmt For TNA N/A Powers 30 Amendment Regarding Meeting Minutes Mgmt For TNA N/A 31 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant to Share Incentive Plans 2005 and 2008 32 Conclusion of Meeting Mgmt For TNA N/A 33 Non-Voting Meeting Note N/A N/A TNA N/A 34 Non-Voting Meeting Note N/A N/A TNA N/A 35 Non-Voting Meeting Note N/A N/A TNA N/A 36 Non-Voting Meeting Note N/A N/A TNA N/A
Oversea-Chinese Banking Corporation Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y64248209 04/16/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect LEE Seng Wee Mgmt For For For 3 Elect Patrick YEOH Khwai Hoh Mgmt For For For 4 Elect David Conner Mgmt For For For 5 Elect NEO Boon Siong Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Grant Awards and Issue Mgmt For For For Shares under Employee Incentive Plans 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Shares under Mgmt For For For Scrip Dividend Plan 18 Authority to Issue Preferred Shares Mgmt For Against Against 19 Non-Voting Agenda Item N/A N/A N/A N/A
Oversea-Chinese Banking Corporation Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y64248209 04/16/2010 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
Petrobank Energy & Resources Limited Ticker Security ID: Meeting Date Meeting Status PBEGF CUSIP9 71645P106 05/26/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Chris Bloomer Mgmt For For For 1.2 Elect Ian Brown Mgmt For For For 1.3 Elect Louis Frank Mgmt For For For 1.4 Elect M. Neil McCrank Mgmt For For For 1.5 Elect Kenneth McKinnon Mgmt For For For 1.6 Elect Jerald Oaks Mgmt For For For 1.7 Elect Harrie Vredenburg Mgmt For For For 1.8 Elect John Wright Mgmt For For For 1.9 Elect Corey Ruttan Mgmt For For For 1.10 Elect R. Gregg Smith Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Incentive Share Compensation Plan Mgmt For For For 4 Amendment to Stock Option Plan Mgmt For For For 5 Stock Option Plan Renewal Mgmt For For For 6 Stock Option Grant Mgmt For For For 7 Amendment to Deferred Common Share Mgmt For For For Compensation Plan 8 Non-Employee Directors Deferred Mgmt For For For Common Share Compensation Plan
PETROFAC LTD, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G7052T101 03/29/2010 Voted Meeting Type Country of Trade Special Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Demerger Mgmt For For For
Petroleo Brasileiro SA Ticker Security ID: Meeting Date Meeting Status CINS P78331132 04/22/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Budget Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Election of Directors Mgmt For For For 8 Election of Chairperson of the Board Mgmt For For For of Directors 9 Election of Supervisory Council Mgmt For For For 10 Remuneration Policy Mgmt For For For
Petroleo Brasileiro SA Ticker Security ID: Meeting Date Meeting Status CINS P78331132 04/22/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Capitalization of Reserves Mgmt For For For 3 Waiver of Preemptive Rights to Mgmt For For For Effect Merger between Braskem and Quattor
Pohang Iron & Steel Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y70750115 02/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Directors' Fees Mgmt For For For
Point Income Ticker Security ID: Meeting Date Meeting Status CINS J63944102 05/27/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michio Fukuda Mgmt For For For 3 Elect Yohichi Endoh Mgmt For For For 4 Elect Kenichi Sakurai Mgmt For For For 5 Elect Katsuji Tokimatsu Mgmt For For For 6 Elect Tsuyoshi Matsuda Mgmt For For For 7 Elect Akira Katoh Mgmt For For For 8 Elect Toshihiro Igarashi Mgmt For For For 9 Elect Taise Kuboki Mgmt For For For
Potash Sask Inc Ticker Security ID: Meeting Date Meeting Status POT CUSIP9 73755L107 05/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
PPR SA Ticker Security ID: Meeting Date Meeting Status CINS F7440G127 05/19/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Elect Laurence Boone Mgmt For For For 7 Elect Yseulys Costes Mgmt For For For 8 Elect Caroline Puel Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor (KPMG Audit) Mgmt For For For 11 Appointment of Alternate Auditor Mgmt For For For (KPMG Audit IS) 12 Authority to Repurchase Shares Mgmt For Against Against 13 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Set Offering Price of Mgmt For Against Against Shares 16 Authority to Increase Share Issuance Mgmt For Against Against Limit 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 19 Authority to Issue Restricted Shares Mgmt For For For to Employees and Executives 20 Authority to Issue Warrants to Mgmt For For For Employees and Executives 21 Amendment Regarding Form of Dividend Mgmt For For For Payment 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
PT BANK CENTRAL ASIA TBK Ticker Security ID: Meeting Date Meeting Status CINS Y7123P138 05/05/2010 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports and Mgmt For For For Ratification of Board Acts 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' and Commissioners' Fees Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Allocation of Interim Dividends Mgmt For For For
PUBLICIS GROUPE SA Ticker Security ID: Meeting Date Meeting Status CINS F7607Z165 06/01/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Investment Agreement with BNP Paribas Mgmt For For For 9 Investment Agreement with Societe Mgmt For For For Generale 10 Facilitation Agreement with BNP Mgmt For For For Paribas 11 Facilitation Agreement with Societe Mgmt For For For Generale 12 Credit Agreement with BNP Paribas Mgmt For For For 13 Credit Agreement with Societe Mgmt For For For Generale 14 Bond Placement Agreement with BNP Mgmt For For For Paribas 15 Elect Sophie Dulac Mgmt For For For 16 Elect Helene Ploix Mgmt For For For 17 Elect Michel Cicurel Mgmt For For For 18 Elect Amaury de Seze Mgmt For For For 19 Elect Gerard Worms Mgmt For For For 20 Elect Marie-Claude Mayer Mgmt For For For 21 Elect Marie-Josee Kravis Mgmt For For For 22 Elect Veronique Morali Mgmt For For For 23 Replacement of Alternate Auditor Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Authority to Grant Stock Options Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan for Overseas Employees 29 Authority to Use Capital Authorities Mgmt For Against Against as a Takeover Defense 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
Qiagen NV Ticker Security ID: Meeting Date Meeting Status CINS N72482107 06/30/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Detlev Riesner Mgmt For For For 10 Elect Dr. Werner Brandt Mgmt For For For 11 Elect Metin Colpan Mgmt For For For 12 Elect Erik Hornnaess Mgmt For For For 13 Elect Manfred Karobath Mgmt For For For 14 Elect Heino von Prondzynski Mgmt For For For 15 Elect Peer Schatz Mgmt For For For 16 Elect Roland Sackers Mgmt For For For 17 Elect Joachim Schorr Mgmt For For For 18 Elect Bernd Uder Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
RECKITT BENCKISER GROUP PLC, SLOUGH Ticker Security ID: Meeting Date Meeting Status CINS G74079107 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Adrian Bellamy Mgmt For Against Against 5 Elect Peter Harf Mgmt For For For 6 Elect Colin Day Mgmt For For For 7 Elect Kenneth Hydon Mgmt For For For 8 Elect Judith Sprieser Mgmt For For For 9 Elect Richard Cousins Mgmt For For For 10 Elect Warren Tucker Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
Research In Motion Limited Ticker Security ID: Meeting Date Meeting Status RIMM CUSIP 760975 07/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Lazaridis Mgmt For For For 1.2 Elect James Estill Mgmt For For For 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For For For 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Rio Tinto PLC Ticker Security ID: Meeting Date Meeting Status CINS G75754104 04/15/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Roche Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS H69293217 03/02/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
ROLLS-ROYCE GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G7630U109 04/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Peter Byrom Mgmt For For For 4 Elect Peter Gregson Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect John McAdam Mgmt For For For 7 Elect Andrew Shilston Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Scrip Dividend Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Adoption of New Articles Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice at 14 Days 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For
Ryohin Keikaku Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J6571N105 05/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masaaki Kanai Mgmt For For For 4 Elect Toshiyasu Suda Mgmt For For For 5 Elect Hidejiroh Fujiwara Mgmt For For For 6 Elect Yohko Ohara Mgmt For For For 7 Elect Hisashi Sakamaki Mgmt For For For 8 Elect Masaaki Kojima Mgmt For For For
Safran SA Ticker Security ID: Meeting Date Meeting Status CINS F4035A557 05/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Management and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor (Mazars) Mgmt For For For 8 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 9 Appointment of Alternate Auditor Mgmt For For For (Gilles Rainaut) 10 Appointment of Alternate Auditor Mgmt For For For (Auditex) 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
Schneider Electric SA,Rueil Malmaison Ticker Security ID: Meeting Date Meeting Status CINS F86921107 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 6 Related Party Transactions Mgmt For For For 7 Retirement Benefits (Emmanuel Babeau) Mgmt For For For 8 Elect Henri Lachmann Mgmt For For For 9 Elect Serge Weinberg Mgmt For For For 10 Elect Gerard La Martiniere Mgmt For For For 11 Elect Noel Forgeard Mgmt For For For 12 Elect Catherine Kopp Mgmt For For For 13 Elect James Ross Mgmt For For For 14 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 15 Appointment of Alternate Auditor Mgmt For For For (Auditex) 16 Appointment of Auditor (Mazars) Mgmt For For For 17 Appointment of Alternate Auditor Mgmt For For For (Thierry Blanchetier) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Private Placement 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Foreign Employee Savings Plan 22 Authority to Carry Out formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
SES Global SA Ticker Security ID: Meeting Date Meeting Status CINS L8300G135 04/01/2010 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Attendance List, Quorum and Mgmt For TNA N/A Agenda 2 Elect Meeting Secretary and Mgmt For TNA N/A Individuals to Check the Minutes 3 Report of the Chairman of the Board Mgmt For TNA N/A 4 Report of the CEO Mgmt For TNA N/A 5 Report of the CFO Mgmt For TNA N/A 6 Report of the Auditor Mgmt For TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Transfer of Reserves Mgmt For TNA N/A 10 Ratification of Board Acts Mgmt For TNA N/A 11 Ratification of Auditor's Acts Mgmt For TNA N/A 12 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 13 Elect Serge Allegrezza Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A 15 Directors' Fees Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Meeting Note N/A N/A TNA N/A
Shandong Weigao Group Medical Ticker Security ID: Meeting Date Meeting Status CINS Y76810103 05/10/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Financial Statements Mgmt For For For 3 Directors' Report Mgmt For For For 4 Supervisory Committee's Report Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect CHEN Xue Li Mgmt For For For 8 Elect ZHOU Shu Hua Mgmt For For For 9 Elect ZHANG Hua Wei Mgmt For For For 10 Elect WANG Yi Mgmt For For For 11 Elect MIAO Yan Guo Mgmt For For For 12 Elect WANG Zhi Fan Mgmt For For For 13 Elect WU Chuan Ming Mgmt For For For 14 Elect SHI Huan Mgmt For Against Against 15 Elect LUAN Jian Ping Mgmt For For For 16 Elect LI Jia Miao Mgmt For For For 17 Elect BI Dong Mei Mgmt For For For 18 Elect MIAO Hai Sheng Mgmt For For For 19 Fees of Directors and Supervisors Mgmt For For For 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A
SNC-Lavalin Group Inc Ticker Security ID: Meeting Date Meeting Status SNCAF CUSIP9 78460T105 05/06/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Bourne Mgmt For For For 1.2 Elect Pierre Duhaime Mgmt For For For 1.3 Elect David Goldman Mgmt For For For 1.4 Elect Patricia Hammick Mgmt For For For 1.5 Elect Pierre Lessard Mgmt For For For 1.6 Elect Edythe Marcoux Mgmt For For For 1.7 Elect Lorna Marsden Mgmt For For For 1.8 Elect Claude Mongeau Mgmt For For For 1.9 Elect Gwyn Morgan Mgmt For For For 1.10 Elect Hugh Segal Mgmt For For For 1.11 Elect Lawrence Stevenson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation
Softbank Corporation Ticker Security ID: Meeting Date Meeting Status CINS J75963108 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
Standard Chartered PLC Ticker Security ID: Meeting Date Meeting Status CINS G84228157 05/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Jamie Dundas Mgmt For For For 5 Elect Valerie Gooding Mgmt For For For 6 Elect Rudy Markham Mgmt For For For 7 Elect John Peace Mgmt For For For 8 Elect Peter Sands Mgmt For For For 9 Elect Paul Skinner Mgmt For For For 10 Elect Oliver Stocken Mgmt For For For 11 Elect Jaspal Bindra Mgmt For For For 12 Elect Richard Delbridge Mgmt For For For 13 Elect HAN Seung-Soo Mgmt For For For 14 Elect Simon Lowth Mgmt For For For 15 Elect Michael Rees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights Pursuant to Indian Listing 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Pursuant to Indian Listing 24 Authority to Repurchase Ordinary Mgmt For For For Shares 25 Authority to Repurchase Preference Mgmt For For For Shares 26 Adoption of New Articles Mgmt For For For 27 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 28 Amendments to Restricted Share Scheme Mgmt For For For 29 Waiver From Strict Compliance With Mgmt For For For Reporting and Annual Review Requirements 30 Waiver From Compliance with Written Mgmt For For For Agreement Requirements 31 Waiver From Strict Compliance with Mgmt For For For Ongoing Banking Transactions Requirements
Stmicroelectronic s Ticker Security ID: Meeting Date Meeting Status CINS N83574108 05/25/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Managing Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Election of Supervisory Board Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Stock Grants to CEO Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A
Sun Hung Kai Properties Limited Ticker Security ID: Meeting Date Meeting Status ISIN HK0016000132 12/03/2009 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Patrick CHAN Kwok Wai Mgmt For For For 5 Elect Dicky Peter YIP Mgmt For Against Against 6 Elect Richard WONG Yue Chim Mgmt For Against Against 7 Elect Marvin CHEUNG Kin Tung Mgmt For For For 8 Elect Eric LI Ka Cheung Mgmt For For For 9 Elect WOO Po Shing Mgmt For For For 10 Elect William KWAN Cheuk Yin Mgmt For Against Against 11 Elect Clement LO Chiu Chun Mgmt For Against Against 12 Elect Thomas KWOK Ping Kwong Mgmt For For For 13 Approve to fix the Directors fees Mgmt For For For [the proposed fees to be paid to each Director, each Vice Chairman and the Chairman for the FY ending 30 JUN 2010 are HKD 100,000, HKD 110,000 and HKD 120,000 respectively] 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authorize the Directors of the Mgmt For For For Company [the Directors] during the relevant period to repurchase shares of the Company and the aggregate nominal amount of the shares which may be repurchased on The Stock Exchange of Hong Kong Limited or any other stock exchange recognized for this purpose by the Securities and Futures Commission of Hong Kong and The Stock Exchange of Hong Kong Limited under the Hong Kong Code on Share Repurchases pursuant to the approval in this resolution shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by its Articles of Association or by the laws of Hong Kong to be held] 16 Authorize the Directors, subject to Mgmt For For For this resolution, to allot, issue and deal with additional shares in the capital of the Company and to make or grant offers, agreements, options and warrants which might require during and after the end of the relevant period and the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted [whether pursuant to an option or otherwise] by the Directors pursuant to the approval in this resolution, otherwise than pursuant to, i) a rights issue, ii) any option scheme or similar arrangement for the time being adopted for the grant or issue to Officers and/or Employees of the Company and/or any of its subsidiaries of shares or rights to acquire shares of the Company, iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Articles of Association of the Company, shall not exceed the aggregate of: 10% ten per cent of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution plus; [if the Directors are so authorized by a separate ordinary resolution of the shareholders of the Company] the nominal amount of share capital of the Company repurchased by the Company subsequent to the passing of this resolution [up to a maximum equivalent to 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution], and the said approval shall be limited accordingly; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by its Articles of Association or by the laws of Hong Kong to be held] 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Suntech Power Holdings Ticker Security ID: Meeting Date Meeting Status STP CUSIP 86800C 08/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the Equity Incentive Mgmt For For For Plan (Increase in Shares) 2 Amendment to the Equity Incentive Mgmt For For For Plan (Extend Term)
Tecnicas Reunidas SA Ticker Security ID: Meeting Date Meeting Status CINS E9055J108 06/23/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Report on Amendments to Board of Mgmt Abstain Abstain For Directors' Regulations 8 Board Size Mgmt For For For 9 Ratification of the Co-option of Mgmt For For For Diego del Alcazar y Silvela 10 Authority to Repurchase Shares Mgmt For For For 11 Charitable Donations Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A
Temenos Group Ticker Security ID: Meeting Date Meeting Status CINS H8547Q107 06/04/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Increase in Authorized Capital Mgmt For N/A N/A 7 Amendment to Existing Conditional Mgmt For N/A N/A Capital 8 Elect Andreas Andreades Mgmt For N/A N/A 9 Appointment of Auditor Mgmt For N/A N/A
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
TNT NV Ticker Security ID: Meeting Date Meeting Status CINS N86672107 04/08/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Allocation of Profits/Dividend Mgmt For For For 10 Ratification of Management Board Acts Mgmt For For For 11 Ratification of Supervisory Board Mgmt For For For Acts 12 Amendment to the Compensation Policy Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Roger King Mgmt For For For 17 Elect J Wallage Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Structure Regime Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Mgmt For For For Reduce Authorized Capital 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Q9104H100 10/29/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Harry Boon Mgmt For For For 5 Renew Proportional Takeover Approval Mgmt For For For Provisions 6 Approve Issue of Securities under Mgmt For For For the Company's LTIP 7 Equity Grant (MD Paul Little) Mgmt For For For
Turkcell AS Ticker Security ID: Meeting Date Meeting Status CINS M8903B102 10/02/2009 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Opening Mgmt For TNA N/A 4 Minutes Mgmt For TNA N/A 5 Amendments to Articles Mgmt For TNA N/A 6 Directors' Fees Mgmt For TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A
Ubisoft Entertainment SA Ticker Security ID: Meeting Date Meeting Status CINS F9396N106 07/10/2009 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For 9 Authority to Cancel Shares and Mgmt For For For Reduce Capital 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 13 Authority to Grant Stock Options Mgmt For Against Against 14 Authority to Grant Restricted Shares Mgmt For For For 15 Global Ceiling on Increases in Mgmt For For For Capital 16 Amendment Regarding Director Term Mgmt For For For Length 17 Authority to Carry Out Formalities Mgmt For For For
Unilever PLC Ticker Security ID: Meeting Date Meeting Status CINS G92087165 05/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Louise Fresco Mgmt For For For 6 Elect Ann Fudge Mgmt For For For 7 Elect Charles Golden Mgmt For For For 8 Elect Byron Grote Mgmt For For For 9 Elect Hixonia Nyasulu Mgmt For For For 10 Elect K.J. Storm Mgmt For For For 11 Elect Michael Treschow Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Paul Walsh Mgmt For For For 14 Elect Sir Malcolm Rifkind Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Management Co-investment Plan Mgmt For For For 23 Adoption of New Articles Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A
Vallourec Ticker Security ID: Meeting Date Meeting Status CINS F95922104 05/31/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Elect Michel de Fabiani Mgmt For For For 9 Elect Thierry Marraud Mgmt For For For 10 Elect Jean-Claude Verdiere Mgmt For For For 11 Elect Vivienne Cox Mgmt For For For 12 Elect Alexandra Schaapveld Mgmt For For For 13 Supervisory Board Members' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Stock Split Mgmt For For For 16 Amendments Regarding Electronic Mgmt For For For Voting 17 Authority to Issue Warrants as a Mgmt For Against Against Takeover Device
Vodafone Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G93882135 07/28/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect John R.H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Re-elect Mr. Vittorio Colao as a Mgmt For For For Director 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For For For 10 Elect Anne Lauvergeon Mgmt For For For 11 Elect Simon Murray Mgmt For For For 12 Elect Steve Pusey Mgmt For For For 13 Elect Luc Vandevelde Mgmt For For For 14 Elect Anthony Watson Mgmt For For For 15 Elect Philip Yea Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authorize the Company s purchase of Mgmt For For For its own shares [Section 166, Companies Act 1985] 23 Amendment to Articles Regarding Mgmt For For For Dividend Payments 24 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 25 Non-Voting Meeting Note N/A N/A N/A N/A
Weir Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G95248137 05/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Jon Stanton Mgmt For For For 5 Elect Keith Cochrane Mgmt For For For 6 Elect Alan Mitchelson Mgmt For For For 7 Elect Lord Robert Smith of Kelvin Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Adoption of New Articles Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Amendment to Group Long Term Mgmt For For For Incentive Plan
Wincor Nixdorf AG Ticker Security ID: Meeting Date Meeting Status CINS D9695J105 01/25/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Stock Option Plan Mgmt For For For 10 Advisory Vote on Compensation Policy Mgmt For For For 11 Amend Article 14 Mgmt For For For 12 Amend Article 15 Mgmt For For For 13 Amend Article 16 Mgmt For For For
Xstrata PLC Ticker Security ID: Meeting Date Meeting Status CINS G9826T102 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Mick Davis Mgmt For For For 5 Elect David Rough Mgmt For For For 6 Elect Sir Steve Robson Mgmt For For For 7 Elect Willy Strothotte Mgmt For For For 8 Elect Con Fauconnier Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days 13 Adoption of New Articles Mgmt For For For
Xtep International Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G98277109 05/05/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect DING Mei Qing Mgmt For Against Against 5 Elect XU Peng Xiang Mgmt For For For 6 Elect GAO Xian Feng Mgmt For For For 7 Elect Eleutherius HO Yui Pok Mgmt For Against Against 8 Elect TAN Wee Seng Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Repurchased Shares Mgmt For For For
YINGLI GREEN ENERGY HOLD. CO. LTD. Ticker Security ID: Meeting Date Meeting Status YGE CUSIP 98584B 08/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Financial Statements Mgmt For For For 2 Elect Zongwei Li Mgmt For For For 3 Elect Xiangdong Wang Mgmt For For For 4 Amendment No. 2 to the 2006 Stock Mgmt For For For Incentive Plan 5 Amendment No. 3 to the 2006 Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Yusen Air & Sea Service Ticker Security ID: Meeting Date Meeting Status CINS J98504103 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Shunichi Yano Mgmt For For For 4 Elect Hiromitsu Kuramoto Mgmt For For For 5 Elect Masahiro Ohmori Mgmt For For For 6 Elect Hiroyuki Yasukawa Mgmt For For For 7 Elect Masahiko Fukatsu Mgmt For For For 8 Elect Motonobu Kobayashi Mgmt For For For 9 Elect Tsuguo Yamada Mgmt For For For 10 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditors
Zhejiang Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y9891F102 09/29/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Interim Dividends Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
Zurich Financial Services Ticker Security ID: Meeting Date Meeting Status CINS H9870Y105 03/30/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Policy Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Authority to Reduce Share Capital Mgmt For TNA N/A 8 Increase in Authorized Capital Mgmt For TNA N/A 9 Authority to Increase Capital for Mgmt For TNA N/A Equity Incentive Plans 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Josef Ackermann Mgmt For TNA N/A 12 Elect Susan Bies Mgmt For TNA N/A 13 Elect Victor Chu Mgmt For TNA N/A 14 Elect Armin Meyer Mgmt For TNA N/A 15 Elect Rolf Watter Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Transaction of Other Business Mgmt For TNA N/A 18 Non-Voting Meeting Note N/A N/A TNA N/A
The Hartford International Opportunities Fund Investment Company Report 07/01/09 - 06/30/10 Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 06/24/2010 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect Conor McCarthy Mgmt For For For 4 Elect FAM Lee Ee Mgmt For For For 5 Elect Mohamed Khadar bin Merican Mgmt For For For 6 Elect LEONG Sonny @ Leong Khee Seong Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 09/10/2009 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Private Placement Mgmt For For For 3 Amendments to Articles Regarding Mgmt For For For Change in Company Purpose
ALCATEL Ticker Security ID: Meeting Date Meeting Status CINS F0191J101 06/01/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Philippe Camus Mgmt For For For 8 Elect Ben Verwaayen Mgmt For For For 9 Elect Daniel Bernard Mgmt For For For 10 Elect Frank Blount Mgmt For For For 11 Elect Stuart E. Eizenstat Mgmt For For For 12 Elect Louis R. Hughes Mgmt For For For 13 Elect Jean C. Monty Mgmt For For For 14 Elect Olivier Piou Mgmt For For For 15 Elect Carla Cico Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Elect Jean-Pierre Desbois as Censor Mgmt For For For 18 Elect Bertrand Lapraye as Censor Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Performance Shares (Philippe Camus ) Mgmt For For For 21 Performance Shares and Supplementary Mgmt For For For Retirement Benefits (Ben Verwaayen) 22 Relocation of Corporate Headquarters Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 26 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 28 Authority to Increase Share Issuance Mgmt For For For Limit 29 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 30 Global Ceiling on Increases in Mgmt For For For Capital and Issuances of Debt 31 Authority to Increase Capital Mgmt For For For Through Capitalizations 32 Authority to Issue Restricted Shares Mgmt For Against Against to Employees and Executives 33 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 34 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 35 Amendments to Article Regarding Mgmt For For For Director and Censor Term Lengths 36 Authority to Carry Out Formalities Mgmt For For For 37 Non-Voting Meeting Note N/A N/A N/A N/A
AMERICA MOVIL SA Ticker Security ID: Meeting Date Meeting Status AMX CUSIP9 02364W105 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Tender Offers to Acquire Carso Mgmt N/A For N/A Global Telecom and Telmex International 2 Election of Meeting Delegates Mgmt N/A For N/A
AMERICA MOVIL SA Ticker Security ID: Meeting Date Meeting Status AMX CUSIP9 02364W105 04/07/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Series L) Mgmt N/A For N/A 2 Election of Meeting Delegates Mgmt N/A For N/A
Astrazeneca PLC Ticker Security ID: Meeting Date Meeting Status CINS G0593M107 04/29/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For 22 AstraZeneca Investment Plan Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
Atlas Copco AB Ticker Security ID: Meeting Date Meeting Status CINS W10020118 04/28/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of the Meeting; Election of Mgmt For For For Presiding Chairman 5 Voting List Mgmt For For For 6 Agenda Mgmt For For For 7 Election of Individuals to Check Mgmt For For For Minutes 8 Compliance with Rules of Convocation Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 President's Address Mgmt For For For 11 Report of the Board of Directors Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Dividend Record Date Mgmt For For For 16 Board Size Mgmt For For For 17 Election of Directors Mgmt For For For 18 Directors' Fees; Authority to Mgmt For For For Repurchase Shares 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Appointment of Auditor Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 2010 Performance Option Plan Mgmt For For For 23 Authority to Repurchase and Transfer Mgmt For For For Treasury Shares Pursuant to 2010 Long Term Incentive Plan 24 Authority to Issue Treasury Shares Mgmt For For For Pursuant to Stock Options Plans 2006, 2007 and 2008. 25 Directors' Fees; Authority to Mgmt For For For Repurchase Shares 26 Nomination Committee Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A
Barclays PLC Ticker Security ID: Meeting Date Meeting Status CINS G08036124 04/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Reuben Jeffrey III Mgmt For For For 4 Elect Marcus Agius Mgmt For For For 5 Elect David Booth Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Sir Andrew Likierman Mgmt For For For 9 Elect Christopher Lucas Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For 18 Approval of SAYE Sharesave Plan Mgmt For For For
Barclays PLC Ticker Security ID: Meeting Date Meeting Status CINS G08036124 08/06/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Disposal Mgmt For For For
BG Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G1245Z108 05/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mark Seligman Mgmt For For For 5 Elect Peter Backhouse Mgmt For For For 6 Elect Lord Colin Sharman of Redlynch Mgmt For For For 7 Elect Philippe Varin Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
BNP Paribas Ticker Security ID: Meeting Date Meeting Status CINS F1058Q238 05/12/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Louis Schweitzer Mgmt For For For 10 Elect Michel Tilmant Mgmt For For For 11 Elect Emiel Van Broekhoven Mgmt For For For 12 Elect Meglena Kuneva Mgmt For For For 13 Elect Jean-Laurent Bonnafe Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 19 Global Dilution Ceiling on Increases Mgmt For For For in Capital w/o Preemptive Rights 20 Authority to Increase Capital Mgmt For For For Through Capitalizations 21 Global Dilution Ceiling on Increases Mgmt For For For in Capital w/ or w/out Preemptive Rights 22 Authority to Issue Shares Under Mgmt For For For Employee Savings Plan 23 Authority to Cancel Shares and Mgmt For For For Reduce Capital 24 Merger by Absorption of Fortis Mgmt For For For Banque France 25 Amendments to Articles Related to Mgmt For For For the Repurchase of Preferred Shares 26 Authority to Carry Out Formalities Mgmt For For For
BP PLC Ticker Security ID: Meeting Date Meeting Status CINS G12793108 04/15/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For For For Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Sunrise SAGD Project 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A 29 Non-Voting Meeting Note N/A N/A N/A N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A 31 Non-Voting Meeting Note N/A N/A N/A N/A 32 Non-Voting Meeting Note N/A N/A N/A N/A
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status CINS Y11757104 04/28/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Joint Venture Agreement Mgmt For For For
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status CINS Y11757104 05/12/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Robert Woods Mgmt For For For 4 Elect ZHANG Lan Mgmt For Against Against 5 Elect CAI Jianjiang Mgmt For For For 6 Elect FAN Cheng Mgmt For For For 7 Elect Peter Kilgour Mgmt For For For 8 Elect Irene LEE Yun Lien Mgmt For For For 9 Elect Peter WONG Tung Shun Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status CINS Y11757104 10/16/2009 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Proposed Share Sale Mgmt For For For
China Life Insurance Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y1477R204 06/04/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect Anthony Neoh Mgmt For For For 8 Renewal of Liability Insurance Mgmt For For For 9 Amendments to Articles Mgmt For For For
CHINA MERCHANTS BANK CO LTD Ticker Security ID: Meeting Date Meeting Status CINS Y14896115 06/23/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Approve the annual report for the Mgmt For For For year 2009 [including the audited financial report] 5 Final Accounts and Reports Mgmt For For For 6 Approve the proposed profit Mgmt For For For appropriations plan [including the distribution of final dividends] for the year 2009 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect QIN Xiao Mgmt For For For 9 Elect WEI Jiafu Mgmt For For For 10 Elect FU Yuning Mgmt For For For 11 Elect LI Yinquan Mgmt For For For 12 Elect FU Gangfeng Mgmt For For For 13 Elect HONG Xiaoyuan Mgmt For For For 14 Elect SUN Yueying Mgmt For For For 15 Elect WANG Daxiong Mgmt For For For 16 Elect FU Junyuan Mgmt For For For 17 Elect MA Weihua Mgmt For For For 18 Elect ZHANG Guanghua Mgmt For For For 19 Elect LI Hao Mgmt For For For 20 Elect WU Jiesi Mgmt For For For 21 Elect Yi Xiqun Mgmt For For For 22 Elect YAN Lan Mgmt For For For 23 Elect Edward CHOW Kwong Fai Mgmt For For For 24 Elect LIU Yongzhang Mgmt For For For 25 Elect LIU Hongxia Mgmt For For For 26 Elect ZHU Genlin Mgmt For For For 27 Elect HU Xupeng Mgmt For For For 28 Elect WEN Jianguo Mgmt For For For 29 Elect LI Jiangning Mgmt For For For 30 Elect SHI Jiliang Mgmt Abstain For Against 31 Elect SHAO Ruiqing Mgmt For For For 32 Medium-term Capital Management Plan Mgmt For For For 33 Report on Performance of Directors Mgmt For For For 34 Report on Performance of Supervisors Mgmt For For For 35 Report on Performance of Independent Mgmt For For For Directors 36 Report on Performance of External Mgmt For For For Supervisors 37 Report on Related Party Transactions Mgmt For For For 38 Elect HAN Mingzhi as Supervisor Mgmt For For For
Compagnie Financiere Richemont SA Ticker Security ID: Meeting Date Meeting Status CINS H25662158 09/09/2009 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board Acts Mgmt For TNA N/A 5 Elect Johann Rupert Mgmt For TNA N/A 6 Elect Jean-Paul Aeschimann Mgmt For TNA N/A 7 Elect Dr. Franco Cologni Mgmt For TNA N/A 8 Elect Lord Douro Mgmt For TNA N/A 9 Elect Yves-Andre Istel Mgmt For TNA N/A 10 Elect Richard Lepeu Mgmt For TNA N/A 11 Elect Ruggero Magnoni Mgmt For TNA N/A 12 Elect Simon Murray Mgmt For TNA N/A 13 Elect Alain Dominique Perrin Mgmt For TNA N/A 14 Elect Norbert Platt Mgmt For TNA N/A 15 Elect Alan Quasha Mgmt For TNA N/A 16 Elect Lord Renwick of Clifton Mgmt For TNA N/A 17 Elect Jan Rupert Mgmt For TNA N/A 18 Elect Jurgen Schrempp Mgmt For TNA N/A 19 Elect Martha Wikstrom Mgmt For TNA N/A 20 Appointment of Auditor Mgmt For TNA N/A
CONTINENTAL AG Ticker Security ID: Meeting Date Meeting Status CINS D16212140 04/28/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Remuneration Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Election of Supervisory Board Members Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Election of Mr. Koerfer
CRH PLC Ticker Security ID: Meeting Date Meeting Status CINS G25508105 05/05/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Utz-Hellmuth Felcht Mgmt For For For 5 Elect Daniel O'Connor Mgmt For For For 6 Elect Liam O'Mahony Mgmt For For For 7 Elect John Kennedy Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Reissue Treasury Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Share Option Scheme Mgmt For For For 14 Savings-related Share Option Schemes Mgmt For For For 15 Adoption of New Articles Mgmt For For For
Daimlerchrysler AG Ticker Security ID: Meeting Date Meeting Status CINS D1668R123 04/14/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Compensation Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 10 Elect Paul Achleitner Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments 14 Non-Voting Meeting Note N/A N/A N/A N/A
Daito Trust Construction Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS J11151107 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shuichi Nakata Mgmt For For For 4 Elect Hiroshi Kawaguchi Mgmt For For For
DE SAMMENSLUTTEDE VOGNMAEND AF 13.7.1976 AS DSV Ticker Security ID: Meeting Date Meeting Status CINS K3013J154 03/26/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors and Mgmt For For For the Executive Board 4 Accounts and Reports; Directors' Fees Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Kurt Larsen Mgmt For For For 7 Elect Erik Pedersen Mgmt For For For 8 Elect Per Skov Mgmt For For For 9 Elect Kaj Christiansen Mgmt For For For 10 Elect Annette Sadolin Mgmt For For For 11 Elect Birgit Norgaard Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Convertible Debt Mgmt For For For Instruments and Warrants 15 Compensation Guidelines Mgmt For For For 16 Amendments to Articles Regarding Mgmt For For For Companies Act 17 Amendments to Articles Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
DONGFENG MOTOR GROUP COMPANY LTD Ticker Security ID: Meeting Date Meeting Status CINS Y21042109 06/18/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Distribute Interim Mgmt For For For Dividend 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' and Supervisors' Fees Mgmt For For For 10 Authority to Issue Domestic and H Mgmt For For For Shares w/o Preemptive Rights
EISAI COMPANY LIMITED Ticker Security ID: Meeting Date Meeting Status CINS J12852117 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Hiroyuki Mitsui Mgmt For For For 4 Elect Akira Fujiyoshi Mgmt For For For 5 Elect Norio Kanoh Mgmt For For For 6 Elect Norihiko Tanikawa Mgmt For For For 7 Elect Satoru Anzaki Mgmt For For For 8 Elect Junji Miyahara Mgmt For For For 9 Elect Kimitoshi Yabuki Mgmt For For For 10 Elect Christina Ahmadjian Mgmt For For For 11 Elect Tokuji Izumi Mgmt For For For 12 Elect Kohichi Masuda Mgmt For For For 13 Stock Option Plan Mgmt For For For
Esprit Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G3122U145 12/10/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Final Dividends Mgmt For For For 4 Allocation of Special Dividends Mgmt For For For 5 Elect Heinz Jurgen Krogner-Kornalik Mgmt For For For 6 Elect Jurgen Alfred Rudolf Friedrich Mgmt For For For 7 Elect Ronald van der Vis Mgmt For For For 8 Elect CHEW Fook Aun Mgmt For For For 9 Elect Francesco Trapani Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Adoption of New Share Option Scheme Mgmt For For For and Termination of 2001 Share Option Scheme
Fortis NV Ticker Security ID: Meeting Date Meeting Status CINS B4399L102 09/18/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Elect Bart De Smet Mgmt For TNA N/A 5 Authority to Repurchase Shares Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A
FRONTLINE LTD- ADR Ticker Security ID: Meeting Date Meeting Status FRO CUSIP G3682E 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For For For 3 Elect Frixos Savvides Mgmt For For For 4 Elect Kathrine Fredriksen Mgmt For For For 5 Board Size Mgmt For For For 6 Board Vacancies Mgmt For For For 7 Stock Option Plan Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' Fees Mgmt For For For
Garanti Bankasi AS Ticker Security ID: Meeting Date Meeting Status CINS M4752S106 04/01/2010 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Board Mgmt For TNA N/A 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts; Allocation of Mgmt For TNA N/A Profits/Dividends 6 Amendments to Articles Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 9 Appointment of Auditor Mgmt For TNA N/A 10 Charitable Donations Mgmt For TNA N/A 11 Related Party Transactions Mgmt For TNA N/A
Geely Automobile Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G3777B103 05/25/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Elect YANG Jian Mgmt For Against Against 6 Elect Richard YIN Da Qing Mgmt For Against Against 7 Elect LIU Jin Liang Mgmt For Against Against 8 Elect ZHAO Fuquan Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Refreshment of Share Option Scheme Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For
GKN PLC Ticker Security ID: Meeting Date Meeting Status CINS G39004232 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Roy Brown Mgmt For For For 3 Elect Sir Kevin Smith Mgmt For For For 4 Elect Marcus Bryson Mgmt For For For 5 Elect Andrew Reynolds Smith Mgmt For For For 6 Elect William Seeger, Jr. Mgmt For For For 7 Elect Nigel Stein Mgmt For For For 8 Elect Helmut Mamsch Mgmt For For For 9 Elect Richard Parry-Jones Mgmt For For For 10 Elect John Sheldrick Mgmt For For For 11 Elect Michael Turner Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Directors' Remuneration Report Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Repurchase Shares Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 26 Authority to Repurchase Deferred Mgmt For For For Shares 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Adoption of New Articles Mgmt For For For
Groupe Danone Ticker Security ID: Meeting Date Meeting Status CINS F12033134 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Frank Riboud Mgmt For For For 8 Elect Emmanuel Faber Mgmt For For For 9 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 10 Replacement of Auditor (Ernst & Mgmt For For For Young et Autres) 11 Replacement of Alternate Auditor Mgmt For For For (Yves Nicolas) 12 Replacement of Alternate Auditor Mgmt For For For (Auditex) 13 Related Party Transactions Mgmt For For For 14 Severance Package and Retirement Mgmt For For For Benefits (Frank Riboud) 15 Severance Package and Retirement Mgmt For For For Benefits (Emmanuel Faber) 16 Severance Package and Retirement Mgmt For For For Benefits (Bernard Hours) 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For to Executives and Employees 19 Amendment to Articles Regarding Mgmt For For For Voting Rights 20 Authority to Carry Out Formalities Mgmt For For For
Heidelbergcement AG Ticker Security ID: Meeting Date Meeting Status CINS D31709104 05/06/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratify Bernd Scheifele Mgmt For For For 6 Ratify Dominik von Achten Mgmt For For For 7 Ratify Daniel Gauthier Mgmt For For For 8 Ratify Andreas Kern Mgmt For For For 9 Ratify Lorenz Nager Mgmt For For For 10 Ratify Albert Scheuer Mgmt For For For 11 Ratify Fritz-Jurgen Heckmann Mgmt For For For 12 Ratify Heinz Schirmer Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Theo Beermann Mgmt For For For 15 Ratify Robert Feiger Mgmt For For For 16 Ratify Veronika Fuss Mgmt For For For 17 Ratify Josef Heumann Mgmt For For For 18 Ratify Gerhard Hirth Mgmt For For For 19 Ratify Max Dietrich Kley Mgmt For For For 20 Ratify Hans Georg Kraut Mgmt For For For 21 Ratify Adolf Merckle Mgmt For For For 22 Ratify Ludwig Merckle Mgmt For For For 23 Ratify Tobias Merckle Mgmt For For For 24 Ratify Eduard Schleicher Mgmt For For For 25 Ratify Werner Schraeder Mgmt For For For 26 Ratify Frank-Dirk Steiniger Mgmt For For For 27 Appointment of Auditor Mgmt For For For 28 Increase in Authorized Capital I Mgmt For For For 29 Increase in Authorized Capital II Mgmt For For For 30 Authority to Issue Convertible Debt Mgmt For For For Instruments 31 Authority to Increase Conditional Mgmt For For For Capital 32 Compensation Policy Mgmt For Against Against 33 Elect Alan Murray Mgmt For For For 34 Elect Herbert Lutkestratkotter Mgmt For For For 35 Amendment Regarding Nominating Mgmt For For For Committee 36 Supervisory Board Members' Fees Mgmt For For For 37 Amend Article 16(1) Mgmt For For For 38 Amend Article 16(3); 16(4) Mgmt For For For 39 Amend Article 18(3) Mgmt For For For 40 Amend Article 11(2) Mgmt For For For
Hino Motors Limited Ticker Security ID: Meeting Date Meeting Status CINS 433406105 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shohji Kondoh Mgmt For For For 3 Elect Yoshio Shirai Mgmt For For For 4 Elect Masakazu Ichikawa Mgmt For For For 5 Elect Toshiki Inoue Mgmt For For For 6 Elect Tsunehiko Fujii Mgmt For For For 7 Elect Seiei Okazaki Mgmt For For For 8 Elect Kenji Wagu Mgmt For For For 9 Elect Akimasa Yamamoto Mgmt For For For 10 Elect Yasuo Tanigawa Mgmt For For For 11 Elect Kohichi Ojima Mgmt For For For 12 Elect Hideki Ueda Mgmt For For For 13 Elect Yoshihide Meda Mgmt For For For 14 Stock Option Plan Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For
Hon Hai Precision Industries Company Ticker Security ID: Meeting Date Meeting Status CINS Y36861105 06/08/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Amendments to Procedural Rules of Mgmt For For For Capital Loans 12 Amendments to Procedural Rules of Mgmt For For For Endorsements/Guarantees 13 Amendments to Articles Mgmt For For For 14 Election of Directors and Mgmt For For For Supervisors (Slate) 15 Non-Compete Restrictions for Mgmt For For For Directors 16 Extraordinary Motions Mgmt For Against Against 17 Non-Voting Meeting Note N/A N/A N/A N/A
HSBC Holdings PLC Ticker Security ID: Meeting Date Meeting Status CINS G4634U169 05/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Rona Fairhead Mgmt For For For 4 Elect Michael Geoghegan Mgmt For For For 5 Elect Stephen Green Mgmt For For For 6 Elect Gwyn Morgan Mgmt For For For 7 Elect Narayana Murthy Mgmt For For For 8 Elect Simon Robertson Mgmt For For For 9 Elect John Thornton Mgmt For For For 10 Elect Sir Brian Williamson Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Amendments to New Articles Mgmt For For For 15 UK Share Incentive Plan Extension Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS S37840113 10/22/2009 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dawn Earp Mgmt For For For 3 Elect Khotso Mokhele Mgmt For For For 4 Elect Thandi Orleyn Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Increase Non-Executive Directors' Mgmt For For For Fees 7 Amendments to Morokotso Trust Deed Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For
IMPERIAL TOBACCO GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G4721W102 02/02/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Dominique Comolli Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Charles Knott Mgmt For For For 8 Elect Iain Napier Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 EU Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 16 Adoption of New Articles Mgmt For For For
Inditex SA Ticker Security ID: Meeting Date Meeting Status CINS E6282J109 07/15/2009 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Ratification Mgmt For For For of Board Acts 2 Consolidated Accounts and Reports; Mgmt For For For Ratification of Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Carlos Espinosa de los Mgmt For For For Monteros Bernaldo de Quiros 5 Elect Francisco Luzon Lopez Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker Security ID: Meeting Date Meeting Status CINS ADPV10686 04/08/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect WANG Lili Mgmt For For For 2 Fixed Assets Investment Budget Mgmt For For For
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker Security ID: Meeting Date Meeting Status CINS ADPV10686 05/18/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Capital Management Plan Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Type of Securities Mgmt For For For 11 Issue Size Mgmt For For For 12 Nominal Value and Issue Price Mgmt For For For 13 Term Mgmt For For For 14 Interest Rate Mgmt For For For 15 Timing and Method of Interest Payment Mgmt For For For 16 Conversion Period Mgmt For For For 17 Method for Determining Number of Mgmt For For For Shares for Conversion 18 Determination and Adjustment of CB Mgmt For For For Conversion Price 19 Downward Adjustment to CB Conversion Mgmt For For For Price 20 Terms of Redemption Mgmt For For For 21 Terms of Sale Back Mgmt For For For 22 Dividend Rights of Year of Conversion Mgmt For For For 23 Method of Issuance and Target Mgmt For For For Investors 24 Subscription Arrangement for Mgmt For For For Existing Holders of A Shares 25 CB Holders and CB Holders' Meetings Mgmt For For For 26 Use of Proceeds Mgmt For For For 27 Supplementary Capital Mgmt For For For 28 Security Mgmt For For For 29 Validity Period Mgmt For For For 30 Authorization Mgmt For For For 31 Feasibility Analysis Report on Use Mgmt For For For of Proceeds 32 Utilization Report on Use of Proceeds Mgmt For For For 33 Revised Plan on Authorization of the Mgmt For Against Against Shareholders' General Meeting to the Board of Directors
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker Security ID: Meeting Date Meeting Status CINS ADPV10686 09/02/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Capital Injection Mgmt For For For
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker Security ID: Meeting Date Meeting Status CINS ADPV10686 11/27/2009 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Elect Malcolm McCarthy Mgmt For For For 3 Elect Kenneth CHUNG Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A
ING Groep NV Ticker Security ID: Meeting Date Meeting Status CINS N4578E413 11/25/2009 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Strategy Plan Mgmt For For For 5 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For For For 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve a new investment advisory Mgmt For For For agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve a new investment advisory Mgmt For For For agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser] 2 TO APPROVE A CHANGE IN THE Mgmt For For For CLASSIFICATION OF THE FUND S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON-FUNDAMENTAL INVESTMENT POLICY.
Japan Tobacco Inc Ticker Security ID: Meeting Date Meeting Status CINS J27869106 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yohji Wakui Mgmt For For For 4 Elect Hiroshi Kimura Mgmt For For For 5 Elect Munetaka Takeda Mgmt For For For 6 Elect Masaaki Sumikawa Mgmt For For For 7 Elect Mitsuomi Koizumi Mgmt For For For 8 Elect Masakazu Shimizu Mgmt For For For 9 Elect Noriaki Ohkubo Mgmt For For For 10 Elect Mutsuo Iwai Mgmt For For For 11 Elect Yasushi Shingai Mgmt For For For
JULIO SIMOES LOGISTICA SA Ticker Security ID: Meeting Date Meeting Status CINS P6065E101 06/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Debentures Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
JULIUS BAER GROUP LTD Ticker Security ID: Meeting Date Meeting Status CINS H4414N103 04/08/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Mgmt For TNA N/A Management Acts 6 Elect Rolf Jetzer Mgmt For TNA N/A 7 Elect Gareth Penny Mgmt For TNA N/A 8 Elect Daniel Sauter Mgmt For TNA N/A 9 Elect Claire Giraut Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Amendments to Articles Mgmt For TNA N/A
Kddi Corp. Ticker Security ID: Meeting Date Meeting Status CINS J31843105 06/17/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tadashi Onodera Mgmt For For For 5 Elect Kanichiroh Aritomi Mgmt For For For 6 Elect Hirofumi Morozumi Mgmt For For For 7 Elect Takashi Tanaka Mgmt For For For 8 Elect Makoto Takahashi Mgmt For For For 9 Elect Yoshiharu Shimatani Mgmt For For For 10 Elect Masahiro Inoue Mgmt For For For 11 Elect Yuzoh Ishikawa Mgmt For For For 12 Elect Hideo Yuasa Mgmt For For For 13 Elect Hiromu Naratani Mgmt For For For 14 Elect Makoto Kawamura Mgmt For For For 15 Elect Shinichi Sasaki Mgmt For For For 16 Elect Tsunehisa Katsumata Mgmt For For For 17 Elect Masataka Iki Mgmt For For For 18 Elect Yoshinari Sanpei Mgmt For For For 19 Bonus Mgmt For Against Against
Konica Minolta Holdings Inc Ticker Security ID: Meeting Date Meeting Status CINS J36060119 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshukatsu Ohta Mgmt For For For 3 Elect Masatoshi Matsuzaki Mgmt For For For 4 Elect Tadao Namiki Mgmt For For For 5 Elect Tohru Tsuji Mgmt For For For 6 Elect Yohzoh Izuhara Mgmt For For For 7 Elect Nobuhiko Itoh Mgmt For For For 8 Elect Yoshifumi Johno Mgmt For For For 9 Elect Yasuo Matsumoto Mgmt For For For 10 Elect Shohei Yamana Mgmt For For For 11 Elect Akio Kitani Mgmt For For For 12 Elect Yoshiaki Andoh Mgmt For For For
Koninklijke KPN NV Ticker Security ID: Meeting Date Meeting Status CINS N4297B146 04/13/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Appointment of Auditor Mgmt For For For 10 Amendment to Compensation Policy Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
Koninklijke KPN NV Ticker Security ID: Meeting Date Meeting Status CINS N4297B146 11/03/2009 Unvoted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
Kuehne & Nagel Ticker Security ID: Meeting Date Meeting Status CINS H4673L145 05/18/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Elect Jurgen Fitschen Mgmt For N/A N/A 7 Elect Karl Gernandt Mgmt For N/A N/A 8 Elect Hans-Jorg Hager Mgmt For N/A N/A 9 Elect Joachim Hausser Mgmt For N/A N/A 10 Elect Klaus-Michael Kuehne Mgmt For N/A N/A 11 Elect Hans Lerch Mgmt For N/A N/A 12 Elect Georg Obermeier Mgmt For N/A N/A 13 Elect Wolfgang Peiner Mgmt For N/A N/A 14 Elect Thomas Staehelin Mgmt For N/A N/A 15 Elect Bernd Wrede Mgmt For N/A N/A 16 Elect Joerg Wolle Mgmt For N/A N/A 17 Appointment of Auditor Mgmt For N/A N/A 18 Increase in Authorized Capital Mgmt For N/A N/A
Lenovo Group Limited Ticker Security ID: Meeting Date Meeting Status CINS Y5257Y107 01/22/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Acquisition Mgmt For For For
LLOYDS TSB GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G5542W106 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Sir Winfried Bischoff Mgmt For Against Against 4 Elect Glen Moreno Mgmt For For For 5 Elect David Roberts Mgmt For For For 6 Elect Wolfgang Berndt Mgmt For For For 7 Elect J. Eric Daniels Mgmt For For For 8 Elect Helen Weir Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Ordinary Mgmt For For For Shares 14 Authority to Repurchase Preference Mgmt For For For Shares 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Mitsubishi UFJ Financial Group Ticker Security ID: Meeting Date Meeting Status CINS J44497105 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Munetaka Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Kyouta Ohmori Mgmt For For For 7 Elect Hiroshi Saitoh Mgmt For For For 8 Elect Nobushige Kamei Mgmt For For For 9 Elect Masao Hasegawa Mgmt For For For 10 Elect Fumiyuki Akikusa Mgmt For For For 11 Elect Kazuo Takeuchi Mgmt For For For 12 Elect Nobuyuki Hirano Mgmt For For For 13 Elect Shunsuke Teraoka Mgmt For For For 14 Elect Kaoru Wachi Mgmt For For For 15 Elect Takashi Oyamada Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For
Mitsui Osk Lines Limited Ticker Security ID: Meeting Date Meeting Status CINS J45013109 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akimitsu Ashida Mgmt For For For 4 Elect Masakazu Yakushiji Mgmt For For For 5 Elect Yohichi Aoki Mgmt For For For 6 Elect Masafumi Yasuoka Mgmt For For For 7 Elect Kohichi Mutoh Mgmt For For For 8 Elect Toshitaka Shishido Mgmt For For For 9 Elect Tsuneo Watanabe Mgmt For For For 10 Elect Kunio Kojima Mgmt For For For 11 Elect Takeshi Komura Mgmt For For For 12 Elect Sadayuki Sakakibara Mgmt For For For 13 Elect Kazumasa Mizoshita Mgmt For For For 14 Elect Sumio Iijima Mgmt For For For 15 Appointment of Alternative Statutory Mgmt For For For Auditor 16 Stock Option Plan Mgmt For For For
MOBILE TELESYSTEMS OJSC Ticker Security ID: Meeting Date Meeting Status MBT CUSIP 607409 10/22/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Meeting Procedures Mgmt For For For 2 Related Party Transactions Mgmt For For For
National Bank Of Greece SA Ticker Security ID: Meeting Date Meeting Status CINS X56533114 01/14/2010 Take No Action Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Spin-off Mgmt For TNA N/A 2 Report on the Spin-off Mgmt For TNA N/A 3 Authorization of Legal Formalities Mgmt For TNA N/A 4 Ratification of Co-option of New Mgmt For TNA N/A Board Members 5 Election of Directors Mgmt For TNA N/A 6 Election of Audit Committee Mgmt For TNA N/A 7 Board Transactions Mgmt For TNA N/A 8 Amendments to Articles Mgmt For TNA N/A 9 Authority to Issue Convertible Bonds Mgmt For TNA N/A 10 Announcements Mgmt Abstain TNA N/A
National Bank Of Greece SA Ticker Security ID: Meeting Date Meeting Status CINS X56533114 02/01/2010 Take No Action Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments
National Bank Of Greece SA Ticker Security ID: Meeting Date Meeting Status CINS X56533114 02/18/2010 Take No Action Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments
NATIONAL GRID PLC - ADR Ticker Security ID: Meeting Date Meeting Status CINS G6375K151 07/27/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir John Parker Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Kenneth Harvey Mgmt For For For 6 Elect Steve Lucas Mgmt For For For 7 Elect Stephen Pettit Mgmt For For For 8 Elect Nick Winser Mgmt For For For 9 Elect George Rose Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Directors' Remuneration Report Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Scrip Dividend Mgmt For For For 15 Capitalisation of Share Premium Mgmt For For For Account 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Amendments to Articles Regarding Mgmt For For For Borrowing Limits 20 Amendments to Articles Regarding Mgmt For For For Objects Clause and Authorised Capital 21 Non-Voting Meeting Note N/A N/A N/A N/A
NESTLE S A Ticker Security ID: Meeting Date Meeting Status CINS H57312649 04/15/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 8 Elect Steven Hoch Mgmt For TNA N/A 9 Elect Andre Kudelski Mgmt For TNA N/A 10 Elect Jean-Rene Fourtou Mgmt For TNA N/A 11 Elect Titia de Lange Mgmt For TNA N/A 12 Elect Jean-Pierre Roth Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Reduction in Share Capital Mgmt For TNA N/A 15 Amendments to Article 4 Mgmt For TNA N/A
NETEASE.COM, INC. - ADR Ticker Security ID: Meeting Date Meeting Status NTES CUSIP 64110W 09/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ding Mgmt For For For 2 Elect Alice Cheng Mgmt For For For 3 Elect Denny Lee Mgmt For For For 4 Elect Joseph Tong Mgmt For For For 5 Elect Lun Feng Mgmt For For For 6 Elect Michael Leung Mgmt For For For 7 Elect Michael Tong Mgmt For For For 8 Appointment of Auditor Mgmt For For For
Nikon Corporation Ticker Security ID: Meeting Date Meeting Status CINS 654111103 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michio Kariya Mgmt For For For 4 Elect Makoto Kimura Mgmt For For For 5 Elect Ichiro Teratoh Mgmt For For For 6 Elect Kyoichi Suwa Mgmt For For For 7 Elect Kazuo Ushida Mgmt For For For 8 Elect Yoshimichi Kawai Mgmt For For For 9 Elect Masami Kumazawa Mgmt For For For 10 Elect Toshiyuki Masai Mgmt For For For 11 Elect Yasuyuki Okamoto Mgmt For For For 12 Elect Norio Hashizume Mgmt For For For 13 Elect Kenji Matsuo Mgmt For For For 14 Elect Kohkei Higuchi Mgmt For For For 15 Retirement Allowances for Directors Mgmt For Against Against 16 Stock Option Plan Mgmt For For For
OIL COMPANY LUKOIL (JSC)- ADR Ticker Security ID: Meeting Date Meeting Status CINS 677862104 06/24/2010 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Vagit Alekperov Mgmt For For For 4 Elect Igor Belikov Mgmt For For For 5 Elect Victor Blazheev Mgmt For For For 6 Elect Donald Wallette, Jr. Mgmt For For For 7 Elect Valery Grayfer Mgmt For For For 8 Elect Herman Gref Mgmt For For For 9 Elect Tatiana Esaulkova Mgmt For Abstain Against 10 Elect Igor Ivanov Mgmt For For For 11 Elect Ravil Maganov Mgmt For For For 12 Elect Sergei Mikhailov Mgmt For For For 13 Elect Mark Mobius Mgmt For For For 14 Elect Aleksander Shokhin Mgmt For For For 15 Elect Lyubov Ivanova Mgmt For For For 16 Elect Pavel Kondratiev Mgmt For For For 17 Elect Vladimir Nikitenko Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Audit Commission Members' Fees Mgmt For For For 21 Audit Commission Members' Fees Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Amendments to Regulations Regarding Mgmt For For For the General Meeting of Shareholders 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For
Pearson PLC Ticker Security ID: Meeting Date Meeting Status CINS G69651100 04/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect David Arculus Mgmt For For For 4 Elect Patrick Cescau Mgmt For For For 5 Elect Will Ethridge Mgmt For For For 6 Elect Rona Fairhead Mgmt For For For 7 Elect Robin Freestone Mgmt For For For 8 Elect Susan Fuhrman Mgmt For For For 9 Elect Kenneth Hydon Mgmt For For For 10 Elect John Makinson Mgmt For For For 11 Elect Glen Moreno Mgmt For For For 12 Elect C.K. Prahalad Mgmt For For For 13 Elect Marjorie Scardino Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Adoption of New Articles Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Share Incentive Plan Renewal Mgmt For For For
PERFECT WORLD CO., LIMITED. Ticker Security ID: Meeting Date Meeting Status PWRD CUSIP 71372U 11/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the Share Incentive Mgmt N/A Against N/A Plan (Increase Authorized Shares) 2 Amendment to the Share Incentive Mgmt N/A For N/A Plan (Transferability Provisions) 3 Elect Han Zhang Mgmt N/A For N/A 4 Elect Daniel Yang Mgmt N/A For N/A 5 Ratification of Auditor Mgmt N/A For N/A 6 Appointment of Auditor Mgmt N/A For N/A 7 Amendments to Articles Regarding the Mgmt N/A For N/A Designated Stock Exchange 8 Amendments to Articles Regarding Mgmt N/A For N/A Appointment of Auditors 9 Accounts and Reports Mgmt N/A For N/A 10 Ratification of Board Acts Mgmt N/A Against N/A
Persimmon PLC Ticker Security ID: Meeting Date Meeting Status CINS G70202109 04/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Jeff Fairburn Mgmt For For For 4 Elect Jonathan Davie Mgmt For For For 5 Elect Mike Farley Mgmt For For For 6 Elect Neil Davidson Mgmt For For For 7 Elect David Thompson Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Adoption of New Articles Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
PETROCHINA COMPANY LIMITED-ADR Ticker Security ID: Meeting Date Meeting Status PTR CUSIP9 71646E100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Mgmt For For For Dividends 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Subscription Agreement Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Ping An Insurance (Group) Company Ticker Security ID: Meeting Date Meeting Status CINS Y69790106 06/29/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Annual Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect David Fried Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Authority to Issue H Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Allocation of Profits/Dividends Mgmt For For For 15 Amendments to Articles Mgmt For For For
Potash Sask Inc Ticker Security ID: Meeting Date Meeting Status POT CUSIP9 73755L107 05/06/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Garrett Mgmt For For For 4 Elect Bridget Macaskill Mgmt For For For 5 Elect Clark Manning Mgmt For For For 6 Elect Barry Stowe Mgmt For For For 7 Elect Nic Nicandrou Mgmt For For For 8 Elect Rob Devey Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 14 Additional Authority to Issue Shares Mgmt For Against Against w/ Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For Against Against
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For Against Against 2 Approval of Matters Giving Effect to Mgmt For Against Against the Scheme of Arrangement 3 Authority to Allot Shares According Mgmt For Against Against to the Rights Issue 4 Approval of Executive Share Plans Mgmt For Against Against 5 Approval of Employee Share Plans Mgmt For Against Against
Red Electrica De Espana Ticker Security ID: Meeting Date Meeting Status CINS E42807102 05/20/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Elect Francisco Javier Salas Mgmt For For For Collantes 6 Elect Miguel Boyer Salvador Mgmt For For For 7 Elect Rui Manuel Janes Cartaxo Mgmt For For For 8 Amend Article 9 Mgmt For For For 9 Authority to Issue Shares w/ or Mgmt For For For w/out Preemptive Rights 10 Authority to Issue Convertible and Mgmt For For For Non-Convertible Securities w/ or w/out Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Share Purchase Plan Mgmt For For For 13 Revocation of Authority to Mgmt For For For Repurchase Shares 14 Remuneration Report Mgmt For For For 15 Ratification of Directors' Mgmt For For For Remuneration 16 Authority to Carry Out Formalities Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A
Reed Elsevier PLC Ticker Security ID: Meeting Date Meeting Status CINS G74570121 04/21/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Anthony Habgood Mgmt For For For 7 Elect Ben van der Veer Mgmt For For For 8 Elect Erik Engstrom Mgmt For For For 9 Elect Mark Armour Mgmt For For For 10 Elect Robert Polet Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For 16 Reed Elsevier Growth Plan Mgmt For Against Against 17 Reed Elsevier Bonus Investment Plan Mgmt For For For 2010
Reliance Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS Y72596102 06/18/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Re-elect Hital Meswani Mgmt For For For 6 Re-elect Mahesh Modi Mgmt For For For 7 Re-elect Dharam Kapur Mgmt For For For 8 Re-elect Raghunath Mashelkar Mgmt For Against Against 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Appointment of S.P.K. Kapil as Mgmt For For For Executive Director; Approval of Compensation
Reliance Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS Y72596102 11/17/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Re-elect Hardev Kohli Mgmt For For For 4 Re-elect Yogendra Trivedi Mgmt For For For 5 Re-elect Dipak Jain Mgmt For For For 6 Re-elect Mansingh Bhakta Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Bonus Share Issuance Mgmt For For For 9 Re-appointment of H.R. Meswani as Mgmt For For For Executive Director; Approval of Compensation 10 Appointment of P.M.S. Prasad as Mgmt For For For Executive Director; Approval of Compensation 11 Appointment of R. Ravimohan as Mgmt For Against Against Executive Director; Approval of Compensation
REXAM PLC Ticker Security ID: Meeting Date Meeting Status CINS G1274K113 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Ellwood Mgmt For For For 5 Elect Graham Chipchase Mgmt For For For 6 Elect David Robbie Mgmt For For For 7 Elect Carl Symon Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Meusburger Mgmt For For For 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
Rio Tinto PLC Ticker Security ID: Meeting Date Meeting Status CINS G75754104 04/15/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Roche Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS H69293217 03/02/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
RYANAIR HOLDINGS PLC- ADR Ticker Security ID: Meeting Date Meeting Status CINS G7727C145 09/24/2009 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Michael Horgan Mgmt For For For 3 Elect Kyran McLaughlin Mgmt For For For 4 Elect Paolo Pietrogrande Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A
SABMILLER PLC Ticker Security ID: Meeting Date Meeting Status CINS G77395104 07/31/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Dambisa F. Moyo Mgmt For For For 4 Elect Meyer Kahn Mgmt For For For 5 Elect Lord Robert Fellowes Mgmt For For For 6 Elect Geoffrey Bible Mgmt For For For 7 Elect Elizabeth Doherty Mgmt For For For 8 Elect Miles Morland Mgmt For For For 9 Elect Carlos Perez Davila Mgmt For For For 10 Elect Cyril Ramaphosa Mgmt For For For 11 Elect Alejandro Santo Domingo Davila Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Adoption of New Articles Mgmt For For For
Safran SA Ticker Security ID: Meeting Date Meeting Status CINS F4035A557 05/27/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Management and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor (Mazars) Mgmt For For For 8 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 9 Appointment of Alternate Auditor Mgmt For For For (Gilles Rainaut) 10 Appointment of Alternate Auditor Mgmt For For For (Auditex) 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
Samsung Electronics Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Y74718100 07/24/2009 Unvoted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A
Schneider Electric SA,Rueil Malmaison Ticker Security ID: Meeting Date Meeting Status CINS F86921107 04/22/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 6 Related Party Transactions Mgmt For For For 7 Retirement Benefits (Emmanuel Babeau) Mgmt For For For 8 Elect Henri Lachmann Mgmt For For For 9 Elect Serge Weinberg Mgmt For For For 10 Elect Gerard La Martiniere Mgmt For For For 11 Elect Noel Forgeard Mgmt For For For 12 Elect Catherine Kopp Mgmt For For For 13 Elect James Ross Mgmt For For For 14 Appointment of Auditor (Ernst & Mgmt For For For Young et Autres) 15 Appointment of Alternate Auditor Mgmt For For For (Auditex) 16 Appointment of Auditor (Mazars) Mgmt For For For 17 Appointment of Alternate Auditor Mgmt For For For (Thierry Blanchetier) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Private Placement 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Foreign Employee Savings Plan 22 Authority to Carry Out formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
Sekisui House Limited Ticker Security ID: Meeting Date Meeting Status CINS J70746136 04/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Reserve Mgmt For For For 3 Elect Isami Wada Mgmt For For For 4 Elect Toshinori Abe Mgmt For For For 5 Elect Katsuhiko Machida Mgmt For For For 6 Elect Sumio Wada Mgmt For For For 7 Elect Shiroh Inagaki Mgmt For For For 8 Elect Fumiaki Hirabayashi Mgmt For For For 9 Elect Takashi Uchida Mgmt For For For 10 Elect Junichi Terada Mgmt For For For 11 Elect Tetsuo Iku Mgmt For For For 12 Elect Daiji Kuroki Mgmt For For For 13 Elect Kengo Yoshida Mgmt For For For 14 Elect Yoshiroh Kubota Mgmt For For For
SGS Surveillance Ticker Security ID: Meeting Date Meeting Status CINS H7484G106 03/22/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect Sergio Marchionne Mgmt For TNA N/A 8 Elect Tiberto Brandolini d'Adda Mgmt For TNA N/A 9 Elect August von Finck Mgmt For TNA N/A 10 Elect August Francois von Finck Mgmt For TNA N/A 11 Elect Peter Kalantzis Mgmt For TNA N/A 12 Elect Thomas Limberger Mgmt For TNA N/A 13 Elect Shelby du Pasquier Mgmt For TNA N/A 14 Elect Carlo Sant'albano Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Transaction of Other Business Mgmt For TNA N/A
Shangri-La Asia Limited Ticker Security ID: Meeting Date Meeting Status CINS G8063F106 05/26/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Routine Meeting Item Mgmt Abstain Abstain For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect KUOK Khoon Ean Mgmt For Against Against 6 Elect Roberto V. Ongpin Mgmt For For For 7 Elect Timothy D. Dattels Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
Siemens AG Ticker Security ID: Meeting Date Meeting Status CINS D69671218 01/26/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Peter Loscher Mgmt For For For 7 Ratify Wolfgang Dehen Mgmt For For For 8 Ratify Heinrich Hiesinger Mgmt For For For 9 Ratify Joe Kaeser Mgmt For For For 10 Ratify Barbara Kux Mgmt For For For 11 Ratify Jim Reid-Anderson Mgmt For For For 12 Ratify Hermann Requardt Mgmt For For For 13 Ratify Siegfried Russwurm Mgmt For For For 14 Ratify Peter Solmssen Mgmt For For For 15 Ratify Gerhard Cromme Mgmt For For For 16 Ratify Berthold Huber Mgmt For For For 17 Ratify Ralf Heckmann Mgmt For For For 18 Ratify Josef Ackermann Mgmt For For For 19 Ratify Lothar Adler Mgmt For For For 20 Ratify Jean-Louis Beffa Mgmt For For For 21 Ratify Gerd von Brandenstein Mgmt For For For 22 Ratify Michael Diekmann Mgmt For For For 23 Ratify Hans Michael Gaul Mgmt For For For 24 Ratify Peter Gruss Mgmt For For For 25 Ratify Bettina Haller Mgmt For For For 26 Ratify Hans-Jurgen Hartung Mgmt For For For 27 Ratify Heinz Hawreliuk Mgmt For For For 28 Ratify Harald Kern Mgmt For For For 29 Ratify Nicola Leibinger-Kammuller Mgmt For For For 30 Ratify Werner Monius Mgmt For For For 31 Ratify Hakan Samuelsson Mgmt For For For 32 Ratify Dieter Scheitor Mgmt For For For 33 Ratify Rainer Sieg Mgmt For For For 34 Ratify Birgit Steinborn Mgmt For For For 35 Ratify Iain Vallance of Tummel Mgmt For For For 36 Ratify Sibylle Wankel Mgmt For For For 37 Approval of Compensation Policy Mgmt For For For 38 Appointment of Auditor Mgmt For For For 39 Authority to Repurchase Shares Mgmt For For For 40 Authority to Repurchase Shares using Mgmt For For For Equity Derivatives 41 Authority to Issue Convertible Bonds Mgmt For For For 42 Amendments to Articles Mgmt For For For 43 Agreement with Karl-Hermann Baumann Mgmt For For For 44 Agreement with Johannes Feldmayer Mgmt For For For 45 Agreement with Klaus Kleinfeld Mgmt For For For 46 Agreement with Edward Krubasik Mgmt For For For 47 Agreement with Rudi Lamprecht Mgmt For For For 48 Agreement with Heinrich von Pierer Mgmt For For For 49 Agreement with Jurgen Radomski Mgmt For For For 50 Agreement with Uriel Sharef Mgmt For For For 51 Agreement with Klaus Wucherer Mgmt For For For 52 Approval of D&O Insurance Settlement Mgmt For For For Agreement 53 Shareholder Proposal Regarding ShrHoldr Against Against For Supervisory Board Compensation 54 Shareholder Proposal Regarding ShrHoldr Against Against For Amending the Corporate Purpose
Snam Rete Gas Ticker Security ID: Meeting Date Meeting Status CINS T8578L107 04/27/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 5 Board Size Mgmt For TNA N/A 6 Board Term Mgmt For TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 List 1 Mgmt For TNA N/A 9 List 2 Mgmt For TNA N/A 10 Election of Chairman of the Board of Mgmt For TNA N/A Directors 11 Directors' Fees Mgmt For TNA N/A 12 Election of Statutory Auditors Mgmt For TNA N/A 13 Election of Chairman of the Board of Mgmt For TNA N/A the Statutory Auditors 14 Statutory Auditors' Fees Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Amendments to Articles Mgmt For TNA N/A
Softbank Corporation Ticker Security ID: Meeting Date Meeting Status CINS J75963108 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
Standard Chartered PLC Ticker Security ID: Meeting Date Meeting Status CINS G84228157 05/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Jamie Dundas Mgmt For For For 5 Elect Valerie Gooding Mgmt For For For 6 Elect Rudy Markham Mgmt For For For 7 Elect John Peace Mgmt For For For 8 Elect Peter Sands Mgmt For For For 9 Elect Paul Skinner Mgmt For For For 10 Elect Oliver Stocken Mgmt For For For 11 Elect Jaspal Bindra Mgmt For For For 12 Elect Richard Delbridge Mgmt For For For 13 Elect HAN Seung-Soo Mgmt For For For 14 Elect Simon Lowth Mgmt For For For 15 Elect Michael Rees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights Pursuant to Indian Listing 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Pursuant to Indian Listing 24 Authority to Repurchase Ordinary Mgmt For For For Shares 25 Authority to Repurchase Preference Mgmt For For For Shares 26 Adoption of New Articles Mgmt For For For 27 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 28 Amendments to Restricted Share Scheme Mgmt For For For 29 Waiver From Strict Compliance With Mgmt For For For Reporting and Annual Review Requirements 30 Waiver From Compliance with Written Mgmt For For For Agreement Requirements 31 Waiver From Strict Compliance with Mgmt For For For Ongoing Banking Transactions Requirements
Sumitomo Metal Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS J77669133 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Shimozuma Mgmt For For For 3 Elect Hiroshi Tomono Mgmt For For For 4 Elect Fumio Honbe Mgmt For For For 5 Elect Yasuyuki Tozaki Mgmt For For For 6 Elect Yasuo Imai Mgmt For For For 7 Elect Shuichiroh Kozuka Mgmt For For For 8 Elect Mitsunori Okada Mgmt For For For 9 Elect Michiharu Takii Mgmt For For For 10 Elect Shinichi Miki Mgmt For For For 11 Elect Yoshitaka Hotta Mgmt For For For 12 Elect Hirohiko Minato Mgmt For For For 13 Elect Keiichi Murakami Mgmt For For For 14 Elect Hirotake Abe Mgmt For For For
Sumitomo Mitsui Financial Group Ticker Security ID: Meeting Date Meeting Status CINS J7771X109 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Teisuke Kitayama Mgmt For For For 5 Elect Wataru Ohara Mgmt For For For 6 Elect Hideo Shimada Mgmt For For For 7 Elect Junsuke Fujii Mgmt For For For 8 Elect Kohichi Miyata Mgmt For For For 9 Elect Yoshinori Yokoyama Mgmt For For For 10 Retirement Allowances for Directors Mgmt For For For 11 Compensation Policy Mgmt For For For
Sumitomo Titanium Ticker Security ID: Meeting Date Meeting Status CINS J7794L108 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shohzoh Nishizawa Mgmt For For For 2 Elect Shinichi Ogawa Mgmt For For For 3 Elect Tsuyoji Hyohdoh Mgmt For For For 4 Elect Kohji Ieda Mgmt For For For 5 Elect Yoshiki Morishita Mgmt For For For 6 Elect Atsushi Itoh Mgmt For For For 7 Elect Yohichi Aminaga Mgmt For For For 8 Elect Masuo Miyai Mgmt For For For 9 Elect Masato Ichise Mgmt For For For 10 Elect Masaru Itajiki Mgmt For For For 11 Election of Shigeru Yoshida Mgmt For For For 12 Election of Akihiko Imai Mgmt For For For
Sun Hung Kai Properties Limited Ticker Security ID: Meeting Date Meeting Status ISIN HK0016000132 12/03/2009 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Patrick CHAN Kwok Wai Mgmt For For For 5 Elect Dicky Peter YIP Mgmt For Against Against 6 Elect Richard WONG Yue Chim Mgmt For Against Against 7 Elect Marvin CHEUNG Kin Tung Mgmt For For For 8 Elect Eric LI Ka Cheung Mgmt For For For 9 Elect WOO Po Shing Mgmt For For For 10 Elect William KWAN Cheuk Yin Mgmt For Against Against 11 Elect Clement LO Chiu Chun Mgmt For Against Against 12 Elect Thomas KWOK Ping Kwong Mgmt For For For 13 Approve to fix the Directors fees Mgmt For For For [the proposed fees to be paid to each Director, each Vice Chairman and the Chairman for the FY ending 30 JUN 2010 are HKD 100,000, HKD 110,000 and HKD 120,000 respectively] 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authorize the Directors of the Mgmt For For For Company [the Directors] during the relevant period to repurchase shares of the Company and the aggregate nominal amount of the shares which may be repurchased on The Stock Exchange of Hong Kong Limited or any other stock exchange recognized for this purpose by the Securities and Futures Commission of Hong Kong and The Stock Exchange of Hong Kong Limited under the Hong Kong Code on Share Repurchases pursuant to the approval in this resolution shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by its Articles of Association or by the laws of Hong Kong to be held] 16 Authorize the Directors, subject to Mgmt For For For this resolution, to allot, issue and deal with additional shares in the capital of the Company and to make or grant offers, agreements, options and warrants which might require during and after the end of the relevant period and the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted [whether pursuant to an option or otherwise] by the Directors pursuant to the approval in this resolution, otherwise than pursuant to, i) a rights issue, ii) any option scheme or similar arrangement for the time being adopted for the grant or issue to Officers and/or Employees of the Company and/or any of its subsidiaries of shares or rights to acquire shares of the Company, iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Articles of Association of the Company, shall not exceed the aggregate of: 10% ten per cent of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution plus; [if the Directors are so authorized by a separate ordinary resolution of the shareholders of the Company] the nominal amount of share capital of the Company repurchased by the Company subsequent to the passing of this resolution [up to a maximum equivalent to 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution], and the said approval shall be limited accordingly; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by its Articles of Association or by the laws of Hong Kong to be held] 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Synnex Technology International Corp. Ticker Security ID: Meeting Date Meeting Status CINS Y8344J109 06/17/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Increase Paid-In Capital Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules for Mgmt For For For Capital Loans and Endorsements/Guarantees 10 Extraordinary Motions Mgmt For Against Against
Synthes Inc Ticker Security ID: Meeting Date Meeting Status CINS 87162M409 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Charles Hedgepeth Mgmt For For For 6 Elect Amin Khoury Mgmt For For For 7 Elect Jobst Wagner Mgmt For For For 8 Elect Daniel Eicher Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
T & D Holdings Inc Ticker Security ID: Meeting Date Meeting Status CINS J86796109 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tamiji Matsumoto Mgmt For For For 4 Elect Sohnosuke Usui Mgmt For For For 5 Elect Tsugujiroh Nakatsukasa Mgmt For For For 6 Elect Masaaki Uno Mgmt For For For 7 Election of Alternate Statutory Mgmt For For For Auditor 8 Retirement Allowances for Directors Mgmt For For For and Statutory Auditor
TESCO PLC Ticker Security ID: Meeting Date Meeting Status CINS G87621101 07/03/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Richard Brasher Mgmt For For For 6 Elect Philip Clarke Mgmt For For For 7 Elect Andrew Higginson Mgmt For For For 8 Elect Charles Allen Mgmt For For For 9 Elect Harald Einsmann Mgmt For For For 10 Elect Jacqueline Tammenoms Bakker Mgmt For For For 11 Elect Patrick Cescau Mgmt For For For 12 Elect Ken Hanna Mgmt For For For 13 Elect Laurie McIlwee Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Increase in Authorised Capital Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Group Bonus Plan 2009 Mgmt For For For 22 Amendment to Discretionary Share Mgmt For For For Option Plan 23 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 24 Shareholder Proposal Regarding ShrHoldr Against Against For Labour Relations
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
The Capita Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G1846J115 05/11/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Paul Pindar Mgmt For Against Against 5 Elect Simon Pilling Mgmt For Against Against 6 Elect Bill Grimsey Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 SAYE Plan Renewal Mgmt For For For 15 Deferred Annual Bonus Plan Renewal Mgmt For For For
THOMAS COOK GROUP PLC, PETERBOROUGH Ticker Security ID: Meeting Date Meeting Status CINS G88471100 03/25/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Amendment to Long-Term Incentive Mgmt For For For Plans 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Roger Burnell Mgmt For For For 6 Elect Manny Fontenla-Novoa Mgmt For For For 7 Elect Sam Weihagen Mgmt For For For 8 Elect Peter Middleton Mgmt For For For 9 Elect Paul Hollingworth Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Toho Titanium Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J85366102 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Takeshi Kurushima Mgmt For For For 2 Elect Kenji Toyoshima Mgmt For For For 3 Elect Shinichi Watanabe Mgmt For For For 4 Elect Yukihiro Kako Mgmt For For For 5 Elect Masaji Funazu Mgmt For For For 6 Elect Ryohich Kanai Mgmt For For For 7 Elect HIroaki Satoh Mgmt For For For 8 Elect Kiyonobu Sugiuchi Mgmt For For For 9 Elect Yoshihisa Murasawa Mgmt For For For 10 Elect Yukio Yamagata Mgmt For For For 11 Elect Tomoyuki Urabe Mgmt For For For
UBS AG Ticker Security ID: Meeting Date Meeting Status CINS H89231338 04/14/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts (2009) 8 Ratification of Board and Management Mgmt For TNA N/A Acts (2008) 9 Ratification of Board and Management Mgmt For TNA N/A Acts (2007) 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Kaspar Villiger Mgmt For TNA N/A 12 Elect Sally Bott Mgmt For TNA N/A 13 Elect Michel Demare Mgmt For TNA N/A 14 Elect Rainer-Marc Frey Mgmt For TNA N/A 15 Elect Bruno Gehrig Mgmt For TNA N/A 16 Elect Ann Godbehere Mgmt For TNA N/A 17 Elect Axel Lehmann Mgmt For TNA N/A 18 Elect Helmut Panke Mgmt For TNA N/A 19 Elect William Parrett Mgmt For TNA N/A 20 Elect David Sidwell Mgmt For TNA N/A 21 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Increase in Conditional Capital Mgmt For TNA N/A
Vodafone Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G93882135 07/28/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect John R.H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Re-elect Mr. Vittorio Colao as a Mgmt For For For Director 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For For For 10 Elect Anne Lauvergeon Mgmt For For For 11 Elect Simon Murray Mgmt For For For 12 Elect Steve Pusey Mgmt For For For 13 Elect Luc Vandevelde Mgmt For For For 14 Elect Anthony Watson Mgmt For For For 15 Elect Philip Yea Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authorize the Company s purchase of Mgmt For For For its own shares [Section 166, Companies Act 1985] 23 Amendment to Articles Regarding Mgmt For For For Dividend Payments 24 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 25 Non-Voting Meeting Note N/A N/A N/A N/A
Volvo AB Ticker Security ID: Meeting Date Meeting Status CINS 928856301 04/14/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Mgmt For For For Minutes 9 Compliance with Rules of Convocation Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For
WOLSELEY PLC Ticker Security ID: Meeting Date Meeting Status CINS G97278116 11/18/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect John Whybrow Mgmt For For For 4 Elect Gareth Davis Mgmt For For For 5 Elect Frank Roach Mgmt For For For 6 Elect Nigel Stein Mgmt For For For 7 Elect Ian Meakins Mgmt For For For 8 Elect Alain Le Goff Mgmt For For For 9 Elect Michael Wareing Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
WPG HOLDING CO LTD Ticker Security ID: Meeting Date Meeting Status CINS Y9698R101 06/21/2010 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Increase Paid-in Capital Mgmt For For For 7 Approval of the Merger Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules for Mgmt For For For Capital Loans 10 Amendments to Procedural Rules for Mgmt For For For Endorsements/Guarantees 11 Extraordinary Motions Mgmt For Against Against 12 Non-Voting Meeting Note N/A N/A N/A N/A
WPP PLC Ticker Security ID: Meeting Date Meeting Status CINS G9787K108 06/29/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Advisory Vote on Corporate Mgmt For For For Responsibility Report 4 Elect Paul Richardson Mgmt For For For 5 Elect Philip Lader Mgmt For For For 6 Elect Esther Dyson Mgmt For For For 7 Elect John Quelch Mgmt For For For 8 Elect Stanley Morten Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Xstrata PLC Ticker Security ID: Meeting Date Meeting Status CINS G9826T102 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Mick Davis Mgmt For For For 5 Elect David Rough Mgmt For For For 6 Elect Sir Steve Robson Mgmt For For For 7 Elect Willy Strothotte Mgmt For For For 8 Elect Con Fauconnier Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days 13 Adoption of New Articles Mgmt For For For
The Hartford International Small Company Fund Investment Company Report 07/01/09 - 06/30/10 AJ Lucas Group Ticker Security ID: Meeting Date Meeting Status CINS Q01708108 11/27/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Andrew Lukas Mgmt For Against Against 3 Remuneration Report Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For
Amec PLC Ticker Security ID: Meeting Date Meeting Status CINS G02604117 05/13/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Approval of Remuneration Policy Mgmt For For For 5 Elect Jock Green-Armytage Mgmt For For For 6 Elect Samir Brikho Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Adoption of New Articles Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Aquarius Platinum Limited Ticker Security ID: Meeting Date Meeting Status CINS G0440M128 08/21/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Securities Mgmt For For For (Placement) 3 Ratify Placement of Securities Mgmt For For For (Convertible Bond Issue) 4 Approve Issue of Securities Mgmt For For For (FirstPlats Placement)
Aquarius Platinum Limited Ticker Security ID: Meeting Date Meeting Status CINS G0440M128 11/27/2009 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Re-elect Timothy Freshwater Mgmt For For For 6 Re-elect G. Edward Haslam Mgmt For For For 7 Elect Zwelakhe Mankazana Mgmt For For For 8 Ratify/Approve Issue of Securities Mgmt For For For (Ridge Options) 9 Ratify Issue of Securities (Imbani Mgmt For For For Option and Zijin Warrants) 10 Appoint Auditor and Authorise Mgmt For For For Directors to Set Fees
Arm Holdings PLC Ticker Security ID: Meeting Date Meeting Status CINS G0483X122 05/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Kathleen O'Donovan Mgmt For For For 5 Elect Young Sohn Mgmt For For For 6 Elect Warren East Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Adoption of New Articles Mgmt For For For
Asics Corp. Ticker Security ID: Meeting Date Meeting Status CINS J03234150 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kiyomi Wada Mgmt For For For 3 Elect Motoi Oyama Mgmt For For For 4 Elect Yuhichiroh Shimizu Mgmt For For For 5 Elect Toshiroh Ikezaki Mgmt For For For 6 Elect Nobuo Oda Mgmt For For For 7 Elect Yoshio Chihara Mgmt For For For 8 Elect Kazuto Matsuo Mgmt For For For 9 Elect Toshiyuki Sano Mgmt For For For
ASM Pacific Technology Limited Ticker Security ID: Meeting Date Meeting Status CINS G0535Q133 04/23/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter LO Tsan Yin Mgmt For For For 5 Elect Robert Ruijter Mgmt For For For 6 Elect Orasa Livasiri Mgmt For For For 7 Elect Robert LEE Shiu Hung Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
Asos PLC Ticker Security ID: Meeting Date Meeting Status CINS G0536Q108 09/30/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Lord Waheed Alli Mgmt For For For 3 Elect Nick Robertson Mgmt For For For 4 Elect Nick Beighton Mgmt For For For 5 Elect Mary Turner Mgmt For For For 6 Elect Karen Jones Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Adoption of New Articles Mgmt For For For
AUSENCO LTD Ticker Security ID: Meeting Date Meeting Status CINS Q0704C104 05/11/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Wayne Goss Mgmt For For For 4 Re-elect Bob Thorpe Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (CEO Zimi Meka) Mgmt For For For 7 Increase Non-Executive Directors' Mgmt For For For Fee Cap 8 Renew Proportional Takeover Mgmt For For For Provisions
AUSENCO LTD Ticker Security ID: Meeting Date Meeting Status CINS Q0704C104 07/22/2009 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Securities Mgmt For For For (Placement) 3 Approve Issue of Securities Mgmt For For For (Pipeline Systems Incorporated Vendors) 4 Approve Issue of Securities (MD/CEO Mgmt For For For Zimi Meka)
Autogrill Spa Ticker Security ID: Meeting Date Meeting Status CINS T8347V105 04/20/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports/Allocation of Mgmt For TNA N/A Profits 3 Authority to Trade in Company Stock Mgmt For TNA N/A 4 Stock Option Plan Mgmt For TNA N/A 5 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights
Autonomy Corp. PLC Ticker Security ID: Meeting Date Meeting Status CINS G0669T101 03/24/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Webb Mgmt For For For 4 Elect Sushovan Hussain Mgmt For For For 5 Elect Michael Lynch Mgmt For For For 6 Elect John McMonigall Mgmt For For For 7 Elect Richard Perle Mgmt For For For 8 Elect Barry Ariko Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
Babcock International Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G0689Q152 06/09/2010 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A
Babcock International Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G0689Q152 07/09/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir Nigel Essenhigh Mgmt For For For 4 Elect Justin Crookenden Mgmt For For For 5 Elect Lord Alexander Hesketh Mgmt For For For 6 Elect David Omand Mgmt For For For 7 Directors' Remuneration Report Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Performance Share Plan 2009 Mgmt For For For 11 Company Share Option Plan 2009 Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Bank Hapoalim Ticker Security ID: Meeting Date Meeting Status CINS M1586M115 01/06/2010 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Approval of an Employment Agreement Mgmt For For For with Yajr Seroussi, the Company's Chairman 5 Approval of an Employment Agreement Mgmt For For For with Irit Izakson, Chairman of Certain Affiliated Entities
Bendigo Bank Limited Ticker Security ID: Meeting Date Meeting Status CINS Q1456C110 10/26/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Jennifer Dawson Mgmt For For For 4 Re-elect Deborah Radford Mgmt For For For 5 Re-elect A. (Tony) Robinson Mgmt For For For 6 Ratify Placement of Securities Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Equity Grant (Managing Director Mike Mgmt For For For Hirst) 9 Equity Grant (Executive Director Mgmt For For For Jamie McPhee)
Benesse Corporation Ticker Security ID: Meeting Date Meeting Status CINS J0429N102 06/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Sohichiroh Fukutake Mgmt For For For 3 Elect Tamotsu Fukushima Mgmt For For For 4 Elect Kenichi Fukuhara Mgmt For For For 5 Elect Yukako Uchinaga Mgmt For For For 6 Elect Teruyasu Murakami Mgmt For For For 7 Elect Tamotsu Adachi Mgmt For For For 8 Elect Hiroyuki Mitani Mgmt For For For 9 Retirement Allowances for Director Mgmt For Against Against
Bollore Investissement SA Ticker Security ID: Meeting Date Meeting Status CINS F10659112 06/10/2010 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elimination of Double Voting Rights Mgmt For For For 5 Authority to Carry Out Formalities Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
Bollore Investissement SA Ticker Security ID: Meeting Date Meeting Status CINS F10659112 06/10/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts; Approval of Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Sebastien Bollore Mgmt For For For 9 Elect Claude Juimo Siewe Monthe Mgmt For For For 10 Elect Olivier Roussel Mgmt For For For 11 Elect Gilles Alix Mgmt For For For 12 Authority to Carry Out Formalities Mgmt For For For 13 Elimination of Double Voting Rights Mgmt For For For 14 Amendments to Articles Regarding Mgmt For For For Double Voting Rights 15 Authority to Issue Restricted Shares Mgmt For Against Against to Employees and Executives 16 Authority to Carry Out Formalities Mgmt For For For
Boral Limited Ticker Security ID: Meeting Date Meeting Status CINS Q16969109 10/28/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Ken Moss Mgmt For For For 5 Renew Proportional Takeover Mgmt For For For Provisions 6 Equity Grant (CEO Designate Mr Mark Mgmt For For For Selway)
BRAMBLES LTD, SYDNEY NSW Ticker Security ID: Meeting Date Meeting Status CINS Q6634U106 11/19/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect John Mullen Mgmt For For For 4 Elect Brian Schwartz Mgmt For For For 5 Re-elect Graham Kraehe Mgmt For For For 6 Re-elect Stephen Johns Mgmt For For For 7 Re-elect S. Carolyn Kay Mgmt For For For 8 Amend Constitution Mgmt For For For
Bulgari Ticker Security ID: Meeting Date Meeting Status CINS T23079113 04/22/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports/Allocation of Mgmt For TNA N/A Profits 3 Election of Directors Mgmt For TNA N/A 4 Authority to Trade in Company Stock Mgmt For TNA N/A 5 Amendments to Articles Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A
Bulgari Ticker Security ID: Meeting Date Meeting Status CINS T23079113 07/21/2009 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Authority to Issue Shares w/out Mgmt For TNA N/A Preemptive Rights 3 Authority to Issue Shares w/out Mgmt For TNA N/A Preemptive Rights; Stock Option Plan for Managing Director 4 Authority to Issue Shares w/out Mgmt For TNA N/A Preemptive Rights; Stock Option Plan for Employees 5 Amendments to Articles Mgmt For TNA N/A 6 Amendments to Meeting Resolution Mgmt For TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFIC Ticker Security ID: Meeting Date Meeting Status CINS F96888114 06/01/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Approval of Non-Tax Deductible Mgmt For For For Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 9 Appointment of Auditor (Bellot Mgmt For For For Mullenbach & Associes) 10 Appointment of Alternate Auditor Mgmt For For For (Yves Nicolas) 11 Replacement of Alternate Auditor Mgmt For For For (Jean-Louis Brun d'Arre) 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Campbell Brothers Limited Ticker Security ID: Meeting Date Meeting Status CINS Q20240109 07/28/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Bruce Brown Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Remuneration Report Mgmt For For For 6 Equity Grant - MD Greg Kilmister Mgmt For For For 7 Accounts and Reports Mgmt Abstain For Against 8 Non-Voting Agenda Item N/A N/A N/A N/A
Capitacommercial Trust Ticker Security ID: Meeting Date Meeting Status CINS Y1091F107 04/28/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Authority to Issue Shares at Discount Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A
CapitaMalls Asia Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y1122V105 04/12/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect LIEW Mun Leong Mgmt For For For 5 Elect Jennie CHUA Kheng Yeng Mgmt For For For 6 Elect Sunil Tissa Amarasuriya Mgmt For For For 7 Elect FU Yuning Mgmt For For For 8 Elect LOO Choon Yong Mgmt For For For 9 Elect Arfat Pannir Selvam Mgmt For For For 10 Elect TAN Kong Yam Mgmt For For For 11 Elect Hiroshi Toda Mgmt For For For 12 Elect YAP Chee Keong Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 16 Authority to Grant Awards and Issue Mgmt For For For Shares under Employee Incentive Plans
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status CINS Y11757104 04/28/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Joint Venture Agreement Mgmt For For For
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status CINS Y11757104 05/12/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Robert Woods Mgmt For For For 4 Elect ZHANG Lan Mgmt For Against Against 5 Elect CAI Jianjiang Mgmt For For For 6 Elect FAN Cheng Mgmt For For For 7 Elect Peter Kilgour Mgmt For For For 8 Elect Irene LEE Yun Lien Mgmt For For For 9 Elect Peter WONG Tung Shun Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status CINS Y11757104 10/16/2009 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Proposed Share Sale Mgmt For For For
Centennial Coal Company Limited Ticker Security ID: Meeting Date Meeting Status CINS Q2173Y104 11/27/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Ken Moss Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Robert Cameron) Mgmt For For For
CFAO Ticker Security ID: Meeting Date Meeting Status CINS F2015W102 05/17/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Alternate Auditor Mgmt For For For 10 Ratification of the Co-option of Mgmt For For For Cheick Modibo Diarra 11 Ratification of the Co-option of Mgmt For For For Pierre Guenant 12 Ratification of the Co-option of Mgmt For For For Alexandre Vilgrain 13 Elect Nathalie Delapalme Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares and Mgmt For For For Reduce Capital 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 20 Authority to Set Offering Price of Mgmt For For For Shares 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Share Issuance Mgmt For For For Limit 23 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 24 Authority to Grant Stock Options Mgmt For Against Against 25 Authority to Issue Restricted Shares Mgmt For Against Against 26 Authority to Issue Warrants to Mgmt For Against Against Employees and Executives 27 Authority to Carry Out Formalities Mgmt For For For 28 Non-Voting Meeting Note N/A N/A N/A N/A
Chemring Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G20860105 03/17/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Lord Roger Freeman Mgmt For For For 5 Elect Kenneth Scobie Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Amendment to Performance Share Plan Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Adoption of New Articles Mgmt For For For 12 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
China Automation Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G2112N111 05/18/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect XUAN Rui Guo Mgmt For For For 4 Elect WANG Tai Wen Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Issue Repurchased Shares Mgmt For For For 10 Refreshment of Share Option Scheme Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G21677136 06/09/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect KONG Qingping Mgmt For For For 6 Elect ZHOU Yong Mgmt For For For 7 Elect ZHANG Yifeng Mgmt For For For 8 Elect ZHOU Hancheng Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LTD Ticker Security ID: Meeting Date Meeting Status CINS G21677136 06/21/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For
CJ CHEILJEDANG CORP Ticker Security ID: Meeting Date Meeting Status CINS Y1661W134 03/26/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles [Bundled] Mgmt For For For 4 Share Options Previously Granted by Mgmt For For For Board Resolution 5 Election of Directors (Slate) Mgmt For For For 6 Election of Audit Committee Members Mgmt For For For (Slate) 7 Directors' Fees Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Clapham House Group (The) PLC Ticker Security ID: Meeting Date Meeting Status CINS G21779106 09/29/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Campbell Mgmt For For For 4 Elect Nicholas Wong Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Adoption of New Articles Mgmt For For For
Close Brothers Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G22120102 11/18/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ray Greenshields Mgmt For For For 5 Elect Preben Prebensen Mgmt For Against Against 6 Elect Stephen Hodges Mgmt For Against Against 7 Elect Strone Macpherson Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Omnibus Share Incentive Plan Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Adoption of New Articles Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For
COMPAGNIE DENTREPRISES CFE SA, BRUXELLES Ticker Security ID: Meeting Date Meeting Status CINS B27818135 04/01/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase in Authorized Capital Mgmt For TNA N/A
COMPAGNIE DENTREPRISES CFE SA, BRUXELLES Ticker Security ID: Meeting Date Meeting Status CINS B27818135 05/06/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Increase in Authorized Capital Mgmt For TNA N/A
COMPAGNIE DENTREPRISES CFE SA, BRUXELLES Ticker Security ID: Meeting Date Meeting Status CINS B27818135 05/06/2010 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Consolidated Accounts and Reports Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Ratification of Auditor's Acts Mgmt For TNA N/A 10 Elect Bernard Huvelin Mgmt For TNA N/A 11 Elect Philippe Delaunois Mgmt For TNA N/A 12 Elect Jean Rossi Mgmt For TNA N/A 13 Elect Alfred Bouckaert Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 Directors' Fees Mgmt For TNA N/A
Connaught PLC Ticker Security ID: Meeting Date Meeting Status CINS G2353T116 12/15/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mark Tincknell Mgmt For For For 4 Elect Caroline Price Mgmt For For For 5 Elect Tim Ross Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Directors' Remuneration Report Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Adoption of New Articles Mgmt For For For 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Cyberagent Inc Ticker Security ID: Meeting Date Meeting Status ISIN JP3311400000 12/18/2009 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Stock Option Plan Mgmt For For For
D'ieteren Ticker Security ID: Meeting Date Meeting Status CINS B49343138 05/27/2010 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Board Acts Mgmt For TNA N/A 6 Ratification of Auditor's Acts Mgmt For TNA N/A 7 Amendment Regarding the Size of the Mgmt For TNA N/A Board 8 Elect Axel Miller Mgmt For TNA N/A 9 Ratification of the Independence of Mgmt For TNA N/A Gilbert Van Marcke de Lummen 10 Elect Roland D'Ieteren Mgmt For TNA N/A 11 Elect Michel Alle Mgmt For TNA N/A 12 Elect Etienne Heilporn Mgmt For TNA N/A 13 Elect Pascal Minne Mgmt For TNA N/A 14 Elect Christian Varin Mgmt For TNA N/A 15 Change of Control Clause (Bonds) Mgmt For TNA N/A 16 Change of Control Clause (Credit Mgmt For TNA N/A Agreements) 17 Non-Voting Agenda Item N/A N/A TNA N/A 18 Approval of the Merger by Absorption Mgmt For TNA N/A of SA Immonin Proposal 19 Absorption of SA Immonin by SA Mgmt For TNA N/A D'Ieteren NV 20 Authority to Carry Out Formalities Mgmt For TNA N/A
DE SAMMENSLUTTEDE VOGNMAEND AF 13.7.1976 AS DSV Ticker Security ID: Meeting Date Meeting Status CINS K3013J154 03/26/2010 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors and Mgmt For For For the Executive Board 4 Accounts and Reports; Directors' Fees Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Kurt Larsen Mgmt For For For 7 Elect Erik Pedersen Mgmt For For For 8 Elect Per Skov Mgmt For For For 9 Elect Kaj Christiansen Mgmt For For For 10 Elect Annette Sadolin Mgmt For For For 11 Elect Birgit Norgaard Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Convertible Debt Mgmt For For For Instruments and Warrants 15 Compensation Guidelines Mgmt For For For 16 Amendments to Articles Regarding Mgmt For For For Companies Act 17 Amendments to Articles Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
DIASORIN S.P.A., VICENZA Ticker Security ID: Meeting Date Meeting Status CINS T3475Y104 04/27/2010 Take No Action Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividend 3 Election of Directors Mgmt For TNA N/A 4 Election of Statutory Auditors Mgmt For TNA N/A 5 Stock Option Plan Mgmt For TNA N/A 6 Authority to Trade in Company Stock Mgmt For TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A 8 Non-Voting Meeting Note N/A N/A TNA N/A
Domino's Pizza UK & IR PLC Ticker Security ID: Meeting Date Meeting Status CINS G2811T120 03/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Stephen Hemsley Mgmt For For For 6 Elect Colin Halpern Mgmt For For For 7 Elect Nigel Wray Mgmt For For For 8 Elect John Hodson Mgmt For For For 9 Directors' Remuneration Report Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Approve that a general meeting shall Mgmt For For For be called by notice of at least 14 clear days in accordance with the provisions of the Articles of Association of the Company provided that the authority of this resolution shall expire on the conclusion of the AGM of the Company to be held in 2011 17 Adoption of New Articles Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
DUFRY AG, BASEL Ticker Security ID: Meeting Date Meeting Status CINS H2082J107 03/22/2010 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Merger/Acquisition Mgmt For TNA N/A 4 Increase in Authorized Capital Mgmt For TNA N/A 5 Amendments to Articles Mgmt For TNA N/A
DUFRY AG, BASEL Ticker Security ID: Meeting Date Meeting Status CINS H2082J107 05/11/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Amendment Regarding Board Size Mgmt For N/A N/A 7 Elect Mario Fontana Mgmt For N/A N/A 8 Elect Luis Andres Holzer Neumann Mgmt For N/A N/A 9 Elect Joaquin Moya-Angeler Cabrera Mgmt For N/A N/A 10 Elect Jorge Born, Jr. Mgmt For N/A N/A 11 Elect Maurizio Mauro Mgmt For N/A N/A 12 Elect Jose Lucas Ferreira de Melo Mgmt For N/A N/A 13 Elect Steve Tadler Mgmt For N/A N/A 14 Appointment of Auditor Mgmt For N/A N/A
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y22514106 09/26/2009 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Sankalp Srivastava Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Reappointment of Shantanu Prakash as Mgmt For Against Against Chairman and Managing Director; Approval of Compensation 6 Elect Chayama Chona Mgmt For For For 7 Elect Rajiv Luthra Mgmt For For For 8 Stock Split Mgmt For For For 9 Directors' Commission Mgmt For For For
Educomp Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status ISIN INE216H01027 12/19/2009 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Borrowing Powers Mgmt For For For 3 Authority to Mortgage Assets Mgmt For For For 4 Authority to Outsource/Transfer Mgmt For For For Smart Class Contracts 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Elringklinger AG Ticker Security ID: Meeting Date Meeting Status CINS D2462K108 05/21/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Elect Rainer Hahn Mgmt For For For 10 Elect Karl-Uwe van Husen Mgmt For For For 11 Elect Thomas Klingler-Lohr Mgmt For For For 12 Elect Walter Lechler Mgmt For For For 13 Elect Helmut Lerchner Mgmt For For For 14 Elect Manfred Strauss Mgmt For For For 15 Amendment Regarding Supervisory Mgmt For For For Board Size 16 Authority to Repurchase Shares Mgmt For For For 17 Increase in Authorized Capital Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendment Regarding Location of the Mgmt For For For Annual General Meeting
EPS Company Limited Ticker Security ID: Meeting Date Meeting Status ISIN JP3130770005 12/18/2009 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Yan Hao Mgmt For For For 4 Elect Kohichi Jingu Mgmt For For For 5 Elect Tatsuhiko Ichiki Mgmt For For For 6 Elect Yasuharu Tamai Mgmt For For For 7 Elect Hiroaki Abe Mgmt For For For 8 Elect Hidetaka Andoh Mgmt For For For 9 Election of Alternate Statutory Mgmt For For For Auditor 10 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditors
Eurofins Scientific AG Ticker Security ID: Meeting Date Meeting Status CINS F3322K104 05/14/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 New Related Party Transactions Mgmt For For For 7 Previously Approved Related Party Mgmt For For For Transactions 8 Authority to Hold Second Call Meeting Mgmt For For For 9 Elect Stuart Anderson Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Carry Out Formalities Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights Through Private Placement; Authority to Issue Debt Instruments 17 Global Ceiling on Increases in Mgmt For For For Capital 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 21 Authority to Increase Share Capital Mgmt For For For for the Benefit of Ingo Tornier 22 Disapplication of Preemptive Rights Mgmt For For For for the Benefit of Ingo Tornier 23 Authority to Carry Out Formalities Mgmt For For For Under Proposals 19 and 20 24 Authority to Issue Shares for the Mgmt For For For Benefit of Pierre Muller 25 Disapplication of Preemptive Rights Mgmt For For For for the Benefit of Pierre Muller 26 Authority to Carry Out Formalities Mgmt For For For Under Proposals 22 and 23 27 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 28 Authority to Grant Restricted Shares Mgmt For Against Against Employees and Executives 29 Authority to Carry Out Formalities Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A
Fisher (James) & Sons PLC Ticker Security ID: Meeting Date Meeting Status CINS G35056103 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael Shields Mgmt For For For 5 Elect Anthony Cooke Mgmt For For For 6 Elect F. Michael Everard Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Fuji Heavy Industries Limited Ticker Security ID: Meeting Date Meeting Status CINS J14406136 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ikuo Mori Mgmt For For For 3 Elect Kazushige Okuhara Mgmt For For For 4 Elect Masatsugu Nagato Mgmt For For For 5 Elect Jun Kondoh Mgmt For For For 6 Elect Yasuyuki Yoshinaga Mgmt For For For 7 Elect Akira Mabuchi Mgmt For For For 8 Elect Hiroyuki Oikawa Mgmt For For For 9 Election of Alternate Statutory Mgmt For For For Auditor
Gruppo Coin Ticker Security ID: Meeting Date Meeting Status CINS T30120108 01/25/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Issuance of Shares w/o Preemptive Mgmt For TNA N/A Rights 3 Issuance of Shares w/o Preemptive Mgmt For TNA N/A Rights 4 Authority to Carry out Legal Mgmt For TNA N/A Formalities 5 Amendment to Authority to Repurchase Mgmt For TNA N/A Shares 6 Election of Directors Mgmt For TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A
Gruppo Coin Ticker Security ID: Meeting Date Meeting Status CINS T30120108 05/27/2010 Unvoted Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For N/A N/A Profits/Dividends 3 Directors' Fees Mgmt For N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
GS Engineering & Construction Corp. Ticker Security ID: Meeting Date Meeting Status cins Y2901E108 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Election of Audit Committee Members Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A
HAL Trust NV Ticker Security ID: Meeting Date Meeting Status CINS G45584102 05/19/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Report of the Executive Board Mgmt Abstain For Against 3 Report of the Supervisory Board Mgmt Abstain For Against 4 Consolidated Accounts and Reports Mgmt For For For 5 Reserves and Dividends Policy Mgmt For For For 6 Elect T. Hagen Mgmt For For For 7 Ratification of Executive Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Report of the Trust Committee Mgmt Abstain For Against 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A
Hampson Industries PLC Ticker Security ID: Meeting Date Meeting Status CINS G42784143 02/18/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Capital Raising Mgmt For For For 2 Issuance of Shares w/o Preemptive Mgmt For For For Rights Pursuant to Caiptal Raising 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Approval of Capital Raising Terms Mgmt For For For 5 Approval of Placing Price Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A
Hampson Industries PLC Ticker Security ID: Meeting Date Meeting Status CINS G42784143 09/08/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Chris Geoghegan Mgmt For For For 4 Elect Kim Ward Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Directors' Remuneration Report Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Amendments to Articles Regarding Mgmt For For For Memorandum of Association 12 Scrip Dividend Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
HANSTEEN HOLDINGS PLC, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G4383U105 04/01/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Property Acquisition Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
HANSTEEN HOLDINGS PLC, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G4383U105 06/10/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Morgan Jones Mgmt For For For 4 Elect Stephen Gee Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 9 Directors' Remuneration Report Mgmt For For For
HANSTEEN HOLDINGS PLC, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G4383U105 07/09/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve to increase the authorized Mgmt N/A For N/A share capital of the Company from GBP 25,000,000 to GBP 60,000,000 by the creation of 350,000,000 new ordinary shares of 10 pence each ranking pari passu for all purposes with the existing ordinary shares of 10 pence each in the capital of the Company 2 Authorize the Directors of the Mgmt N/A For N/A Company, subject to the passing of Resolution 1, in substitution for all existing authorities in such regard, to allot relevant securities [Companies Act 1985] up to an aggregate nominal amount of GBP 26,776,845.10 [equivalent to 267,768,451 ordinary shares of 10 pence each in the capital of the Company] in connection with the placing and open offer [as defined in the prospectus to shareholders of the Company dated 23 JUN 2009]; and up to an aggregate nominal amount of GBP 14,873,452.30 [equivalent to 148,734,523 ordinary shares of 10 pence each in the capital of the Company]; [Authority expires at the conclusion of the next AGM of the Company after passing of this resolution]; the Company may before such expiry make an offer or agreement which would or might require relevant securities to be allotted after such expiry and the Board may allot relevant securities in pursuance of such an offer or agreement as if the authority conferred hereby had not expired 3 Authorize the Directors of the Mgmt N/A For N/A Company, subject to passing of Resolution 2, pursuant to Section 95 of the Companies Act 1985 to allot equity securities [as defined in Section 94 of the Act] for cash pursuant to authority conferred by resolution 2 as above sub Section [1] of Section 89 of the Act dis applying to any such allotment provided that this power to be limited to the allotment of equity securities: up to an aggregate nominal value of GBP 26,776,845.10 for the purpose of giving effect to the placing and open offer [as specified]; in connection with a rights issue, open offer or any other pre-emptive offer in favour of ordinary shareholders [excluding any person holding ordinary shares as treasury shares] where the equity securities respectively attributable to the interests of all ordinary shareholders are proportionate [as nearly as may be] to the respective numbers of ordinary shares held by them provided that the Directors may make such arrangements in respect of overseas holders of shares and in respect of fractional entitlements as they consider necessary or convenient; and otherwise than in connection with the placing and otherwise than in connection with the placing and open offer or (b) above, up to an aggregate nominal amount of GBP 2,231,017.90 [equivalent to 22,310,179 ordinary shares of 10 pence each in the capital of the Company]; [Authority expires at the conclusion of the next AGM of the Company after passing of this resolution]; the Company may before such expiry make an offer or agreement which would or might require equity securities to be allotted after such expiry and the Board may allot equity securities in pursuance of such an offer or agreement as if the authority conferred hereby had not expired 4 Amend the Articles of Association of Mgmt N/A For N/A the Company as specified
HANSTEEN HOLDINGS PLC, LONDON Ticker Security ID: Meeting Date Meeting Status CINS G4383U105 09/25/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Adoption of New Articles Pursuant to Mgmt For For For Conversion to UK REIT 2 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Hino Motors Limited Ticker Security ID: Meeting Date Meeting Status CINS 433406105 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shohji Kondoh Mgmt For For For 3 Elect Yoshio Shirai Mgmt For For For 4 Elect Masakazu Ichikawa Mgmt For For For 5 Elect Toshiki Inoue Mgmt For For For 6 Elect Tsunehiko Fujii Mgmt For For For 7 Elect Seiei Okazaki Mgmt For For For 8 Elect Kenji Wagu Mgmt For For For 9 Elect Akimasa Yamamoto Mgmt For For For 10 Elect Yasuo Tanigawa Mgmt For For For 11 Elect Kohichi Ojima Mgmt For For For 12 Elect Hideki Ueda Mgmt For For For 13 Elect Yoshihide Meda Mgmt For For For 14 Stock Option Plan Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For
Hitachi Metals Limited Ticker Security ID: Meeting Date Meeting Status CINS J20538112 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nobuo Mochida Mgmt For For For 2 Elect Hiroyuki Fujii Mgmt For For For 3 Elect Junzoh Kawakami Mgmt For For For 4 Elect Yasutoshi Noguchi Mgmt For For For 5 Elect Toyoaki Nakamura Mgmt For For For 6 Elect Hiromi Yoshioka Mgmt For For For 7 Elect Kimio Hanamura Mgmt For For For
Hochtief AG Ticker Security ID: Meeting Date Meeting Status CINS D33134103 05/11/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Convertible Mgmt For For For Bonds; Increase in Conditional Capital 11 Increase in Authorized Capital Mgmt For For For 12 Amendment to Intra-company Contract Mgmt For For For 13 Amendment to Intra-company Contract Mgmt For For For 14 Amendment to Intra-company Contract Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Elect Manfred Wennemer Mgmt For For For
Hunting PLC Ticker Security ID: Meeting Date Meeting Status CINS G46648104 04/21/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect John Hofmeister Mgmt For For For 4 Elect John Nicholas Mgmt For For For 5 Elect Richard Hunting Mgmt For Against Against 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Adoption of New Articles Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Hyflux Limited Ticker Security ID: Meeting Date Meeting Status CINS Y3817K105 04/30/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect LEE Joo Hai Mgmt For For For 4 Elect GAY Chee Cheong Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 8 Authority to Grant Awards and Issue Mgmt For For For Shares under the Hyflux Employees' Share Option Scheme 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status CINS P5230A101 12/30/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Acquisition of PomPom Produtos Mgmt For For For Higienicos and Industria Nacional de Artefatos de Latex 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Acquisition of Jontex Brand Mgmt For For For 8 Appoint Appraiser Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Approve Merger Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendments to Articles Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Election of Directors Mgmt For For For 17 Stock Split Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For
Icap PLC Ticker Security ID: Meeting Date Meeting Status CINS G46981117 07/15/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Spencer Mgmt For Against Against 4 Elect Mark Yallop Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Directors' Remuneration Report Mgmt For For For 8 Authority to Increase Authorised Mgmt For For For Capital 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Scrip Dividend Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
IG Group Holdings PLC Ticker Security ID: Meeting Date Meeting Status CINS G4753Q106 10/06/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Sir Alan Budd Mgmt For For For 3 Elect Martin Jackson Mgmt For For For 4 Elect Roger Yates Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Directors' Remuneration Report Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 U.S. Employee Stock Purchase Plan Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Adoption of New Articles Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Imerys Ticker Security ID: Meeting Date Meeting Status CINS F49644101 04/29/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Retirement Benefits (Gerard Buffiere) Mgmt For For For 8 Retirement Benefits (Jerome Pecresse) Mgmt For For For 9 Elect Jean Monville Mgmt For For For 10 Elect Robert Peugeot Mgmt For For For 11 Elect Amaury de Seze Mgmt For For For 12 Elect Olivier Pirotte Mgmt For For For 13 Elect Ian Gallienne Mgmt For For For 14 Elect Fatine Layt Mgmt For For For 15 Elect Pierre-Jean Sivignon Mgmt For For For 16 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 17 Appointment of Alternate Auditor Mgmt For For For (BEAS) 18 Replacement of Auditor (Ernst & Mgmt For For For Young) 19 Replacement of Alternate Auditor Mgmt For For For (Societe Auditex) 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Issue Warrants w/o Mgmt For For For Preemptive Rights 22 Authority to Carry Out Formalities Mgmt For For For
Immobiliare Grande Ticker Security ID: Meeting Date Meeting Status CINS T5331M109 04/22/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Authority to Set Auditor's Fees Mgmt For TNA N/A 4 Elect Corrado Pirazzini Mgmt For TNA N/A 5 Amendment to Terms of Debt Mgmt For TNA N/A Instruments 6 Amendments to Articles Mgmt For TNA N/A
Indofood Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status CINS Y3974E108 04/29/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect GOH Kian Chee Mgmt For For For 4 Elect Hendra Susanto Mgmt For For For 5 Elect Axton Salim Mgmt For For For 6 Elect Suaimi Suriady Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares at Discout Mgmt For For For 14 Renewal of Related Party Transactions Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A
Integrated Distribution Services Group Ltd Ticker Security ID: Meeting Date Meeting Status CINS G4841P102 05/13/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect William FUNG Kwok Lun Mgmt For For For 5 Elect Joseph Chua Phi Mgmt For For For 6 Elect Jeremy Hobbins Mgmt For For For 7 Elect FU Yu Ning Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Repurchased Shares Mgmt For For For
Integrated Distribution Services Group Ltd Ticker Security ID: Meeting Date Meeting Status CINS G4841P102 05/13/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Logistics Agreement and Annual Caps Mgmt For For For
Jafco Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J25832106 06/17/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Toshiaki Itoh Mgmt For For For 3 Elect Shinichi Fuuki Mgmt For For For 4 Elect Hiroshi Yamada Mgmt For For For 5 Elect Yusuke Yamada Mgmt For For For 6 Elect Yoshimitsu Ohura Mgmt For For For 7 Elect Yoshiyuki Shibusawa Mgmt For For For 8 Elect Tomio Kezuka Mgmt For For For 9 Elect Sadahiko Yoshimura Mgmt For For For
Johnson Matthey PLC Ticker Security ID: Meeting Date Meeting Status CINS G51604109 07/21/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Thomas Harris Mgmt For For For 5 Elect Robert MacLeod Mgmt For For For 6 Elect Sir John Banham Mgmt For For For 7 Elect Neil Carson Mgmt For For For 8 Elect Lawrence Pentz Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 EU Political Donations Mgmt For For For 12 Authority to Increase Authorized Mgmt For For For Capital 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Kakaku.com Inc Ticker Security ID: Meeting Date Meeting Status CINS J29258100 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kaoru Hayashi Mgmt For For For 5 Elect Minoru Tanaka Mgmt For For For 6 Elect Shohnosuke Hata Mgmt For For For 7 Elect Yohsuke Uchida Mgmt For For For 8 Elect Taizoh Ieuji Mgmt For For For 9 Elect Kenji Fujiwara Mgmt For For For 10 Elect Hajime Uemura Mgmt For For For 11 Elect Shingo Yuki Mgmt For For For 12 Elect Ohki Matsumoto Mgmt For For For 13 Elect Muneaki Masuda Mgmt For For For 14 Elect Toshio Takano Mgmt For For For
Karoon Gas Australia Ticker Security ID: Meeting Date Meeting Status CINS Q5210P101 11/12/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Stephen Power Mgmt For For For 5 Ratify Placement of Securities Mgmt For For For 6 Execute Deed of Access, Insurance & Mgmt For For For Indemnity 7 Amend Employee Share Option Plan Mgmt For For For 8 Equity Grant (NED Geoff Atkins) Mgmt For For For 9 Equity Grant (NED Stephen Power) Mgmt For For For 10 Equity Grant (Executive Scott Mgmt For For For Hosking) 11 Equity Grant (Executive Timothy Mgmt For For For Hosking) 12 Non-Voting Agenda Item N/A N/A N/A N/A
Kier Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G52549105 11/07/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Nick Winser Mgmt For For For 5 Elect Deena Mattar Mgmt For Against Against 6 Elect Paul Sheffield Mgmt For Against Against 7 Elect Phil White Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Adoption of New Articles Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Kongsberg Gruppen ASA Ticker Security ID: Meeting Date Meeting Status CINS R60837102 05/11/2010 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Notice and Agenda Mgmt For For For 4 Election of Individuals to Check Mgmt For For For Minutes 5 CEO's Address Mgmt Abstain For Against 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Nominating Committee's Fees Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Compensation Policy Mgmt For For For 12 Nominating Committee Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendment Regarding Meeting Notice Mgmt For For For and Documents 15 Non-Voting Meeting Note N/A N/A N/A N/A
Localiza Rent A Car Sa Com Npv Ticker Security ID: Meeting Date Meeting Status cins P6330Z111 12/28/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger by Absorption Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Ratification of the Appointment of Mgmt For For For Appraiser 6 Valuation Report Mgmt For For For
Logicacmg PLC Ticker Security ID: Meeting Date Meeting Status CINS G55552106 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Elect Jan Babiak Mgmt For For For 6 Elect David Tyler Mgmt For For For 7 Elect Andy Green Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Adoption of New Articles Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Logitech International SA, Apples Ticker Security ID: Meeting Date Meeting Status CINS H50430232 09/01/2009 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Amendment to 2006 Stock Incentive Mgmt For TNA N/A Plan 7 Ratification of Board and Management Mgmt For TNA N/A Acts 8 Elect Erh-Hsun Chang Mgmt For TNA N/A 9 Elect Kee-Lock Chua Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
LONDON & STAMFORD PROPERTY LTD, ST PETER PORT Ticker Security ID: Meeting Date Meeting Status CINS G5689V101 07/22/2009 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Re-appoint Mr. Raymond Mould as a Mgmt For For For Director of the Company in accordance with Article 77[2] 5 Re-appoint Mr. Richard Crowder as a Mgmt For For For Director of the Company in accordance with Article 77[2] 6 Elect Martin McGann Mgmt For For For 7 Approval of Investment Strategy Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Memorandum Regarding Mgmt For For For Share Capital 10 Approve that the Article 3[1] of the Mgmt For For For Company s Articles is deleted in its entirety and replaced with: the share capital of the Company comprises an unlimited number of ordinary shares of GBP 0.10 each 11 Non-Voting Meeting Note N/A N/A N/A N/A
Makita Corp. Ticker Security ID: Meeting Date Meeting Status CINS J39584107 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For
Mears Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G5946P103 06/09/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Andrew Smith Mgmt For For For 6 Elect Michael Rogers Mgmt For For For 7 Elect Alan Long Mgmt For For For 8 Elect Michael Macario Mgmt For Against Against 9 Elect Davida Marston Mgmt For For For 10 Elect Rory Macnamara Mgmt For For For 11 Amendments to Articles Regarding Mgmt For For For Board Size 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Mears Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G5946P103 07/03/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to the 2007 Special Mgmt For Against Against Incentive Plan
Meetic Ticker Security ID: Meeting Date Meeting Status CINS F8224F111 06/03/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Board and Auditors' Mgmt For For For Reports; Ratification of Board Acts 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends; Mgmt For For For Distribution from Issuance Premium Account 8 Related Party Transactions Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For Against Against 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Set Offering Price of Mgmt For Against Against Shares 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 16 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 17 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Increase the Share Mgmt For Against Against Issuance Limit 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 21 Authority to Issue Restricted Stock Mgmt For Against Against to Employees and Executives 22 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 23 Authority to Use Capital Authorities Mgmt For Against Against as a Takeover Defense 24 Authority to Carry Out Formalities Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A
MEGASTUDY CO LTD Ticker Security ID: Meeting Date Meeting Status CINS Y59327109 03/19/2010 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect HONG Suk Bum Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Corporate Auditor's Fees Mgmt For For For
Micro Focus International PLC Ticker Security ID: Meeting Date Meeting Status CINS G6117L103 09/24/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Kevin Loosemore Mgmt For For For 5 Elect Stephen Kelly Mgmt For For For 6 Elect Nicholas Bray Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Amendment to Long Term Incentive Plan Mgmt For For For
MIRAEASSET SECURITIES CO LTD Ticker Security ID: Meeting Date Meeting Status CINS Y6074E100 09/08/2009 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect KIM Sung Jin as Director Mgmt For For For 3 Elect KIM Sung Jin as Audit Mgmt For For For Committee Member
Modec Incorporation Ticker Security ID: Meeting Date Meeting Status CINS J4636K109 03/30/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Norio Nagata Mgmt For For For 3 Elect Kiyoshi Nakamura Mgmt For For For 4 Elect Akira Nishihata Mgmt For For For 5 Bonus Mgmt For For For
Mori Seiki Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J46496121 06/18/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Reduce Capital and Mgmt For For For Earned Reserve 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Masahiko Mori Mgmt For For For 5 Elect Hiroshi Mizuguchi Mgmt For For For 6 Elect Takeshi Saitoh Mgmt For For For 7 Elect Kazuyuki Hiramoto Mgmt For For For 8 Elect Tatsuo Kondoh Mgmt For For For 9 Elect Hiroaki Tamai Mgmt For For For 10 Elect Naoshi Takayama Mgmt For For For 11 Elect Yoshihito Katoh Mgmt For For For 12 Stock Option Plan Mgmt For For For
MTU Aero Engines Holding AG Ticker Security ID: Meeting Date Meeting Status CINS D5565H104 04/22/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Increase in Authorized Capital I Mgmt For For For 11 Increase in Authorized Capital II Mgmt For Against Against 12 Reduction of Conditional Capital Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments 14 Compensation Policy Mgmt For For For
N.BROWN GROUP PLC Ticker Security ID: Meeting Date Meeting Status CINS G64036125 07/07/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Alan White Mgmt For For For 5 Elect Lord Alliance Mgmt For For For 6 Elect Nigel Alliance Mgmt For For For 7 Elect Ivan Fallon Mgmt For For For 8 Elect Anna Ford Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Adoption of New Articles Mgmt For For For
Natura Cosmeticos SA Ticker Security ID: Meeting Date Meeting Status CINS P7088C106 08/05/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 27 Mgmt For For For 6 Amend Article 33 Mgmt For For For 7 Consolidated Articles of Association Mgmt For For For
Nippon Carbon Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J52215100 03/26/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shigeo Tajima Mgmt For For For 3 Elect Yoshitake Yamaguchi Mgmt For For For 4 Elect Ikuo Itoh Mgmt For For For 5 Elect Fumiyoshi Sakurai Mgmt For For For 6 Elect Takeshi Ohta Mgmt For For For 7 Elect Tadao Masuda Mgmt For For For 8 Elect Yoshitoki Honbashi Mgmt For For For 9 Elect Keiichi Miura Mgmt For For For 10 Elect Kazuyuki Tachi Mgmt For For For 11 Elect Masanori Nakanishi Mgmt For For For 12 Election of Alternate Statutory Mgmt For For For Auditor 13 Renewal of Takeover Defense Plan Mgmt For Against Against
Nippon Denko Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J52946126 03/30/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yohichiroh Mitsui Mgmt For For For 3 Elect Haruyuki Shiota Mgmt For For For 4 Elect Yasushi Takagi Mgmt For For For 5 Elect Terumi Haneda Mgmt For For For 6 Elect Shunichi Sugai Mgmt For For For 7 Elect Masaharu Ohashi Mgmt For For For 8 Election of Alternate Statutory Mgmt For For For Auditor
Nippon Electric Glass Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J53247110 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yuzoh Izutsu Mgmt For For For 5 Elect Masayuki Arioka Mgmt For For For 6 Elect Katsumi Inada Mgmt For For For 7 Elect Masami Atsuji Mgmt For For For 8 Elect Shuji Itoh Mgmt For For For 9 Elect Shiegru Yamamoto Mgmt For For For 10 Elect Kohichi Inamasu Mgmt For For For 11 Elect Masanori Yokota Mgmt For For For 12 Elect Itoh Kazuhiro Mgmt For For For 13 Election of Alternate Statutory Mgmt For For For Auditor 14 Bonus Mgmt For For For 15 Statutory Auditors' Fees Mgmt For For For
Nippon Yusen KK Ticker Security ID: Meeting Date Meeting Status CINS J56515133 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Miyahara Mgmt For For For 4 Elect Yasushi Yamawaki Mgmt For For For 5 Elect Yasumi Kudoh Mgmt For For For 6 Elect Masahiro Katoh Mgmt For For For 7 Elect Hidenori Hohnoh Mgmt For For For 8 Elect Tadaaki Naitoh Mgmt For For For 9 Elect Masamichi Morooka Mgmt For For For 10 Elect Naoya Tazawa Mgmt For For For 11 Elect Hiroshi Hiramatsu Mgmt For For For 12 Elect Kenji Mizushima Mgmt For For For 13 Elect Yukio Okamoto Mgmt For For For 14 Elect Yuri Okina Mgmt For For For 15 Elect Toshinori Yamashita Mgmt For For For
Noble Group Limited Ticker Security ID: Meeting Date Meeting Status CINS G6542T119 10/12/2009 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allotment of Shares to Ricardo Leiman Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
Nufarm Ticker Security ID: Meeting Date Meeting Status CINS Q7007B105 03/02/2010 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For
Orpea Ticker Security ID: Meeting Date Meeting Status CINS F69036105 06/25/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Board Acts Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 11 Appointment of Alternate Auditor Mgmt For For For (BEAS) 12 Authority to Repurchase Shares Mgmt For Against Against 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Carry Out Formalities Mgmt For For For
Osaka Securities Exchange Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS J6254G104 06/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michio Yoneda Mgmt For For For 4 Elect Marumoto Fujikura Mgmt For For For 5 Elect Manabu Matsumoto Mgmt For For For 6 Elect Kohtaroh Yamazawa Mgmt For For For 7 Elect Yoshinori Karino Mgmt For For For 8 Elect Tsutomu Okuda Mgmt For For For 9 Elect Yuhsuke Kawamura Mgmt For For For 10 Elect Yuhko Kawamoto Mgmt For For For 11 Elect Taichi Sakaiya Mgmt For For For 12 Elect Shigeo Sasaki Mgmt For For For 13 Elect Shigeru Morimoto Mgmt For For For 14 Directors' Fees Mgmt For For For
Outotec Ticker Security ID: Meeting Date Meeting Status CINS X6026E100 03/18/2010 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts of Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 18 Amendments to Articles Mgmt For For For 19 Approval of Charitable Donation Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A
PARIS RE HOLDINGS LIMITED, ZUG Ticker Security ID: Meeting Date Meeting Status CINS H60973106 08/11/2009 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Elect Mr. Emmanuel Clarke as a Board Mgmt N/A TNA N/A of Director of the Company for a term of office until the OGM 2012; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 3 Elect Bruno Meyenhofer as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 4 Elect Albert Benchimol as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 5 Elect Costas Miranthis as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 6 Elect Thaddeus Walker as a Board of Mgmt N/A TNA N/A Director of the Company for a term of office until the OGM 2011; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 7 Elect Mr. William Babcock as a Board Mgmt N/A TNA N/A of Director of the Company for a term of office until the OGM 2010; and will be subject to the condition precedent of the closing of the Securities Purchase Agreement and are effective upon the closing 8 Approve to reduce the minimum number Mgmt N/A TNA N/A of the Members of the Board of Directors of the Company from 10 to 6 and consequently to amend Article 19 of Articles of Incorporation as follows [change indicated]: Article 19-Number of Directors: The Board of Directors shall consist of no less than 6 and no more than 15 Members 9 Approve to entirely delete Article Mgmt N/A TNA N/A 34 of the Articles of Incorporation 10 Approve that subject to the Mgmt N/A TNA N/A conditions that i) the conditions precedent of the Securities Purchase Agreement [as it may be amended or modified] to the consummation of the transactions contemplated thereby are satisfied or waived and the conditions precedent of the Transaction Agreement, dated 04 JUL 2009, between the Company and Partner Re Ltd., Bermuda, [the Transaction Agreement] with respect to the capital reduction [as it may be amended or modified] are satisfied or waived and ii) PARIS RE Holdings France has repaid at least USD 171,163,082 of the Inter-Company Loan granted by the Company or the Company has otherwise financed for the same amount the contemplated share capital repayment, in each case, in accordance with the Transaction Agreement [as it may be amended or modified]: a) to reduce the Company s share capital by CHF 185,711,943.97 from CHF 385,972,749.91 to CHF 200,260,805.94, by a reduction of the nominal value of each of the bearer shares by CHF 2.17, from CHF 4.51 to CHF 2.34, and to repay to the shareholders CHF 2.17 per share; b) to reduce any and all share capital (if any) created until the consummation of the capital reduction under Article 4bis, 4ter and 4quater of the Articles of Incorporation by CHF 10 2.17 per such bearer share and to Mgmt N/A TNA N/A repay the shareholders CHF 2.17 per such share; c) to declare as a result of the audit report prepared in accordance with Article 732 Paragraph 2 of the Code of Obligations (CO) which will be available at the General Meeting that the claims of the creditors are fully covered notwithstanding the above reduction of the share capital; and d) to implement the capital reduction as follows: immediately after the General Meeting, the Board of Directors will publish the notice to creditors pursuant to Article 733 CO; if the capital reduction is not executed prior to 11 DEC 2009 or if the execution of the capital reduction is not possible by this date, the Board of Directors shall publish again the notice to creditors pur 11 Approve, subject to the conditions Mgmt N/A TNA N/A that i) the conditions precedent of the Securities Purchase Agreement (as it may be amended or modified) to the consummation of the transactions contemplated thereby are satisfied or waived and the conditions precedent of the Transaction Agreement with respect to the capital reduction (as it may be amended or modified) are satisfied or waived and ii) PARIS RE Holdings France has additionally repaid USD 158,325,850.85 of the Inter-Company Loan granted by the Company or the Company has otherwise financed for the same amount the contemplated share capital repayment, in each case, in accordance with the Transaction Agreement (as it may be amended or modified): a) to additionally reduce the Company s share capital by CHF 171,163,082 from CHF 200,260,805.94 to CHF 29,097,723.94, by a reduction of the nominal value of each of the bearer shares by CHF 2.00, from CHF 2.34 to CHF 0.34, and to repay to the shareholders CHF 2.00 per share; b) to reduce any and all share capital (if any) created until the consummation of the capital reduction under Article 4bis, 4ter and 4quater of the Articles of Incorporation by CHF 2.00 per such bearer share and to repay the shareholders 11 CHF 2.00 per such share; c) to Mgmt N/A TNA N/A declare as a result of the audit report prepared in accordance with Article 732 Paragraph 2 CO which will be available at the general meeting that the claims of the creditors are fully covered notwithstanding the above reduction of the share capital; and d) to implement the capital reduction as specified: immediately after the general meeting, the Board of Directors will publish the notice to creditors pursuant to Article 733 CO; if the capital reduction is not executed prior to 11 DEC 2009 or if the execution of the capital reduction is not possible by this date, the Board of Directors shall publish again the notice to creditors pursuant to Article 733 CO; following the expiration of the legal time limit, an updated audit report prepared in ac
Persimmon PLC Ticker Security ID: Meeting Date Meeting Status CINS G70202109 04/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Jeff Fairburn Mgmt For For For 4 Elect Jonathan Davie Mgmt For For For 5 Elect Mike Farley Mgmt For For For 6 Elect Neil Davidson Mgmt For For For 7 Elect David Thompson Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Adoption of New Articles Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Qiagen NV Ticker Security ID: Meeting Date Meeting Status CINS N72482107 06/30/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Detlev Riesner Mgmt For For For 10 Elect Dr. Werner Brandt Mgmt For For For 11 Elect Metin Colpan Mgmt For For For 12 Elect Erik Hornnaess Mgmt For For For 13 Elect Manfred Karobath Mgmt For For For 14 Elect Heino von Prondzynski Mgmt For For For 15 Elect Peer Schatz Mgmt For For For 16 Elect Roland Sackers Mgmt For For For 17 Elect Joachim Schorr Mgmt For For For 18 Elect Bernd Uder Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
Randgold Resources Limited Ticker Security ID: Meeting Date Meeting Status CINS G73740113 12/16/2009 Voted Meeting Type Country of Trade Special Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Purchase of Equity Interest Mgmt For For For
Reinet Investments SCA Ticker Security ID: Meeting Date Meeting Status CINS L7925N152 09/15/2009 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 General Partner's, Board's and Mgmt For TNA N/A Statutory Auditor's Report 2 Accounts and Reports Mgmt For TNA N/A 3 Consolidated Accounts and Reports Mgmt For TNA N/A 4 Transfer of Reserves Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of General Partner's Mgmt For TNA N/A and Board of Overseers' Acts 7 Election of Directors Mgmt For TNA N/A 8 Directors' Fees Mgmt For TNA N/A
REXAM PLC Ticker Security ID: Meeting Date Meeting Status CINS G1274K113 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Ellwood Mgmt For For For 5 Elect Graham Chipchase Mgmt For For For 6 Elect David Robbie Mgmt For For For 7 Elect Carl Symon Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Meusburger Mgmt For For For 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
Rheinmetall AG Ticker Security ID: Meeting Date Meeting Status CINS D65111102 05/11/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Authority to Issue Convertible Debt Mgmt For For For Instuments 11 Amendments to Articles Mgmt For For For
Rhoen-Klinikum AG Ticker Security ID: Meeting Date Meeting Status CINS D6530N119 06/09/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Rudiger Merz Mgmt For For For 11 Elect Gerhard Ehninger Mgmt For For For 12 Elect Caspar von Hauenschild Mgmt For For For 13 Elect Detlef Klimpe Mgmt For For For 14 Elect Karl Lauterbach Mgmt For For For 15 Elect Michael Wendl Mgmt For For For 16 Elect Brigitte Mohn Mgmt For For For 17 Elect Wolfgang Mundel Mgmt For For For 18 Elect Jens-Peter Neumann Mgmt For For For 19 Elect Rudiger Merz Mgmt For For For 20 Amendments to Articles Mgmt For For For
Rightmove PLC Ticker Security ID: Meeting Date Meeting Status CINS G75657109 05/05/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Ashley Martin Mgmt For For For 7 Elect Ed Williams Mgmt For Against Against 8 Elect Nick McKittrick Mgmt For Against Against 9 Elect Stephen Shipperley Mgmt For Against Against 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authorisation of Political Donations Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 days 15 Adoption of New Articles Mgmt For For For
Rotork PLC Ticker Security ID: Meeting Date Meeting Status CINS G76717126 04/23/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ian King Mgmt For For For 4 Elect Peter France Mgmt For Against Against 5 Elect Jonathan Davis Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Directors' Remuneration Report Mgmt For For For 9 Adoption of New Articles Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Preference Mgmt For For For Shares 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Mgmt For For For Notice Period to 14 Days 19 Long-Term Share Incentive Plan 2010 Mgmt For For For
Sasa International Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G7814S102 08/27/2009 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Christina LEE LOOK Ngan Kwan Mgmt For For For 5 Elect Maria TAM Wai Chu Mgmt For For For 6 Elect Leonie KI Man Fung Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Adoption of Amended and Restated Mgmt For For For Memorandum and Articles
SBM Offshore N.V. Ticker Security ID: Meeting Date Meeting Status CINS N7752F148 04/14/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Supervisory Board Committee Fees Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Ratification of Management Board Acts Mgmt For For For 17 Ratification of Supervisory Board Mgmt For For For Acts 18 Appointment of Auditor Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Elect F.J.G.M. Cremers Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
Seche Environnement Ticker Security ID: Meeting Date Meeting Status CINS F8211M103 05/06/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts; Approval of Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Jean Bensaid 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 15 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 17 Global Ceiling on Increases in Mgmt For For For Capital 18 Authority to Carry Out Formalities Mgmt For For For
Sechilienne Ticker Security ID: Meeting Date Meeting Status CINS F82125109 05/18/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Approval of Non-tax Deductible Mgmt For For For Expenses 8 Related Party Transactions Mgmt For For For 9 Appointment of Statutory Auditor Mgmt For For For (PricewaterhouseCoopers) 10 Appointment of Alternate Auditor Mgmt For For For (Yves Nicolas for PricewaterhouseCoopers) 11 Appointment of Statutory Auditor Mgmt For For For (Mazars) 12 Appointment of Alternate Auditor Mgmt For For For (Daniel Escudeiro for Mazars) 13 Elect Michel Bleitrach Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For Against Against 16 Authority to Carry Out Formalities Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Private Placement; Authority to Issue Debt Instruments 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Set Offering Price of Mgmt For For For Shares 22 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 23 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 25 Authority to Increase Capital Mgmt For For For Through Capitalizations 26 Authority to Grant Stock Options Mgmt For For For 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Amendments Regarding Director Share Mgmt For For For Ownership Requirement 29 Authority to Carry Out Formalities Mgmt For For For
SELOGER.COM, PARIS Ticker Security ID: Meeting Date Meeting Status CINS F8300W111 05/27/2010 Voted Meeting Type Country of Trade Annual France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Supervisory and Management Boards' Acts; Ratification of Statutory Auditors' Acts 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against 9 Authority to Carry Out Formalities Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Shinko Plantech Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J73456105 06/29/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Seiki Fujii Mgmt For For For 3 Elect Yoshiharu Yoshikawa Mgmt For For For 4 Elect Kunio Shimizu Mgmt For For For 5 Elect Masato Nakata Mgmt For For For 6 Elect Haruo Soda Mgmt For For For 7 Elect Ryoh Komiya Mgmt For For For 8 Elect Yoshihiro Terada Mgmt For For For 9 Elect Yoshiji Ohtomo Mgmt For For For 10 Elect Nobuo Narutaki Mgmt For For For 11 Elect Kazuhiko Asakura Mgmt For For For 12 Retirement Allowances for Director Mgmt For For For
Shionogi Limited Ticker Security ID: Meeting Date Meeting Status CINS J74229105 06/24/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Isao Teshirogi Mgmt For For For 6 Elect Yasuhiro Mino Mgmt For For For 7 Elect Akio Nomura Mgmt For For For 8 Elect Teppei Mogi Mgmt For For For 9 Election of An Alternate Statutory Mgmt For For For Auditor 10 Bonus Mgmt For For For
Square Enix Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J7659R109 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yohichi Wada Mgmt For For For 4 Elect Keiji Honda Mgmt For For For 5 Elect Yohsuke Matsuda Mgmt For For For 6 Elect Yukinobu Chida Mgmt For For For 7 Elect Makoto Naruke Mgmt For For For
SSL International PLC Ticker Security ID: Meeting Date Meeting Status CINS G8401X108 07/23/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ian Adamson Mgmt For For For 5 Elect Mark Moran Mgmt For For For 6 Elect Gerald Corbett Mgmt For For For 7 Elect Peter Johnson Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Sharesave Plan 2009 Mgmt For For For 11 Authority to Increase Authorized Mgmt For For For Capital 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Stratec Biomedical Systems Ticker Security ID: Meeting Date Meeting Status CINS D8171G106 05/21/2010 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For
Swedish Match AB Ticker Security ID: Meeting Date Meeting Status CINS W92277115 04/27/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Cancellation of Shares Mgmt For For For 14 Bonus Issue Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Compensation Guidelines Mgmt For For For 17 Stock Option Grant Mgmt For For For 18 Board Size Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Nominating Committee Mgmt For For For 22 Instructions to Nominating Committee Mgmt For For For
T & D Holdings Inc Ticker Security ID: Meeting Date Meeting Status CINS J86796109 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tamiji Matsumoto Mgmt For For For 4 Elect Sohnosuke Usui Mgmt For For For 5 Elect Tsugujiroh Nakatsukasa Mgmt For For For 6 Elect Masaaki Uno Mgmt For For For 7 Election of Alternate Statutory Mgmt For For For Auditor 8 Retirement Allowances for Directors Mgmt For For For and Statutory Auditor
Teijin Limited Ticker Security ID: Meeting Date Meeting Status CINS J82270117 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tohru Nagashima Mgmt For For For 3 Elect Shigeo Ohyagi Mgmt For For For 4 Elect Takayuki Katayama Mgmt For For For 5 Elect Junji Morita Mgmt For For For 6 Elect Norio Kamei Mgmt For For For 7 Elect Toshiaki Yatabe Mgmt For For For 8 Elect Yoshio Fukuda Mgmt For For For 9 Elect Katsunari Suzuki Mgmt For For For 10 Elect Kunio Suzuki Mgmt For For For 11 Elect Hajime Sawabe Mgmt For For For 12 Retirement Allowances for Directors Mgmt For For For
Temenos Group Ticker Security ID: Meeting Date Meeting Status CINS H8547Q107 06/04/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Increase in Authorized Capital Mgmt For N/A N/A 7 Amendment to Existing Conditional Mgmt For N/A N/A Capital 8 Elect Andreas Andreades Mgmt For N/A N/A 9 Appointment of Auditor Mgmt For N/A N/A
Tietoenator OYJ Ticker Security ID: Meeting Date Meeting Status CINS X90409115 03/25/2010 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Nomination Committee Mgmt For For For 19 Approval of Charitable Donation Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
Tokyo Ohka Kogyo Company Limited Ticker Security ID: Meeting Date Meeting Status CINS J87430104 06/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yohichi Nakamura Mgmt For For For 4 Elect Kohichi Kaihatsu Mgmt For For For 5 Elect Kohbun Iwasaki Mgmt For For For 6 Elect Hidekatsu Kohara Mgmt For For For 7 Elect Jiroh Makino Mgmt For For For 8 Elect Hiroshi Asaba Mgmt For For For 9 Elect Ikuo Akutsu Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditors
Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS Q9104H100 10/29/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Harry Boon Mgmt For For For 5 Renew Proportional Takeover Approval Mgmt For For For Provisions 6 Approve Issue of Securities under Mgmt For For For the Company's LTIP 7 Equity Grant (MD Paul Little) Mgmt For For For
Toyo Engineering Corp. Ticker Security ID: Meeting Date Meeting Status CINS J91343103 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yushi Nagata Mgmt For For For 3 Elect Yutaka Yamada Mgmt For For For 4 Elect Takuma Hatano Mgmt For For For 5 Elect Kenji Soejima Mgmt For For For 6 Elect Kazuomi Nishihara Mgmt For For For 7 Elect Makoto Fusayama Mgmt For For For 8 Elect Keiichi Matsumoto Mgmt For For For 9 Elect Satoshi Kuwahara Mgmt For For For 10 Elect Hideki Shiinoki Mgmt For For For 11 Elect Mitsutoshi Hamamura Mgmt For For For 12 Elect Masayuki Uchida Mgmt For For For 13 Elect Hideaki Kinoshita Mgmt For For For
Toyota Boshoku Corp. Ticker Security ID: Meeting Date Meeting Status CINS J91214106 06/23/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Teruyuki Minoura Mgmt For For For 3 Elect Shuhei Toyoda Mgmt For For For 4 Elect Mitsuyuki Noguchi Mgmt For For For 5 Elect Ritsuo Torii Mgmt For For For 6 Elect Hideo Kawakubo Mgmt For For For 7 Elect Yasushi Nakagawa Mgmt For For For 8 Elect Akira Furusawa Mgmt For For For 9 Elect Kohichi Terasaka Mgmt For For For 10 Elect Kohji Iida Mgmt For For For 11 Elect Toshimitsu Watanabe Mgmt For For For 12 Elect Yasunobu Hara Mgmt For For For 13 Elect Fumitaka Itoh Mgmt For For For 14 Elect Masaki Katsuragi Mgmt For For For 15 Elect Hiroshi Ueda Mgmt For For For 16 Elect Kazuo Okamoto Mgmt For For For 17 Elect Hiromi Tokuda Mgmt For For For 18 Bonus Mgmt For Against Against 19 Stock Option Plan Mgmt For For For 20 Retirement Allowances for Directors Mgmt For For For
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 04/29/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt Abstain TNA N/A 4 Presentation of Auditor Report Mgmt Abstain TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor Acts Mgmt For TNA N/A 8 Elect Roch Doliveux Mgmt For TNA N/A 9 Elect Peter Fellner Mgmt For TNA N/A 10 Ratification of the Independence of Mgmt For TNA N/A Peter Fellner 11 Elect Albrecht de Graeve Mgmt For TNA N/A 12 Ratification of the Independence and Mgmt For TNA N/A Accounting Expertise of Albrecht De Graeve 13 Elect Alexandre Van Damme Mgmt For TNA N/A 14 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 15 Change in Control Provision for 2009 Mgmt For TNA N/A Bonds 16 Non-Voting Agenda Item N/A N/A TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status CINS B93562120 11/06/2009 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Convertibility of Bonds Mgmt For TNA N/A 7 Authority to Increase Authorized Mgmt For TNA N/A Share Capital 8 Authority to Issue Shares Mgmt For TNA N/A 9 Approval of Change in Control Clause Mgmt For TNA N/A 10 Approval of Change in Control Clause Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Cancel Shares Mgmt For TNA N/A 13 Elect Tom McKillop Mgmt For TNA N/A 14 Ratify the Independence of Sir Tom Mgmt For TNA N/A McKillop 15 Authority to Carry Out Formalities Mgmt For TNA N/A 16 Authority to Carry Out Formalities Mgmt For TNA N/A 17 Company Registrar Mgmt For TNA N/A
Ultra Electronic Holdings PLC Ticker Security ID: Meeting Date Meeting Status CINS G9187G103 04/23/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Rakesh Sharma Mgmt For For For 5 Elect Ian Griffiths Mgmt For For For 6 Elect Julian Blogh Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Adoption of New Articles Mgmt For For For
Valiant Ticker Security ID: Meeting Date Meeting Status CINS H90203128 10/26/2009 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Approve the merger, the audited Mgmt N/A TNA N/A balance sheet of the Valiant Holding AG [interim results as at 30 JUN 2009] and the Merger Agreement dated 24 AUG 2009 with the Caisse depargne de Siviriez, Siviriez 5 Approve the merger, the audited Mgmt N/A TNA N/A balance sheet of the Valiant Holding AG [interim results as at 30 JUN 2009] and the Merger Agreement dated 24 AUG 2009 with the SPAR + Leihkasse STEFFISBURG AG, Steffisburg 6 Approve to increase the share Mgmt N/A TNA N/A capital in connection with the mergers with the Caisse depargne de Siviriez and SPAR + Leihkasse STEFFISBURG by: the share capital of CHF 8,207,036.50 to CHF 173,821.50 to CHF 8,380,858.00 through output of 347,643 new registered shares at CHF 50 nominal to increase; the total amount of expenditure for the exchange of shares of the Caisse depargne de Siviriez 50,000 new shares shall be issued according to their Aktivenuberschuss merger balance sheet as per CHF 7,032,266.28; the total amount of expenditure for the exchange of the shares of Spar + Leihkasse STEFFISBURG AG to be issued 297,643 new shares is in accordance with their activ - venuberschuss according merger balance CHF 63,059,749.51; the new shares are entitled to dividends paid after the issue resolved - gen dividend; the amount of increase is too full of Liberia; the deposits are the acquisition of all assets and liabilities pursuant to merger balances at 30 JUN 2009 provided by the Valiant Holding AG by Universalsukzes - Commission will: from the Caisse depargne de Siviriez assets of CHF 108,591,586.98 and liabilities [Liabilities] of CHF 101,559,320.70, thus a Aktivenuberschuss of CHF 7,032,266.28 [equity]; from the Spar + Leihkasse STEFFISBURG AG assets of CHF 543,760,287.91 and liabilities [Liabilities] of CHF 480,700,538.40, thus a Aktivenuberschuss of CHF 63,059,749.51 [equity]; the transferability of the new shares is restricted in accordance with the statutes; the capital increase is to compensate the shareholders of the Caisse depargne de Siviriez and the SPAR + Leihkasse STEFFISBURG AG; the subscription rights of existing shareholders will be des - half lifted completely 7 Approve the modification of By-Laws Mgmt N/A TNA N/A as specified 8 Non-Voting Agenda Item N/A N/A TNA N/A
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status CINS G9328D100 07/27/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mahendra Mehta Mgmt For For For 5 Elect Anil Agarwal Mgmt For For For 6 Elect Naresh Chandra Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Settle Convertible Mgmt For For For Bonds with Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Vilmorin Clause & CIE Ticker Security ID: Meeting Date Meeting Status CINS F9768K102 12/08/2009 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Related Party Transactions Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports; Mgmt For For For Ratification of Board Acts 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Debt Instruments Mgmt For For For 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares as a Mgmt For Against Against Takeover Defense 13 Global Ceiling on Increases in Mgmt For For For Capital 14 Authority for Controlling Mgmt For For For Shareholder to Issue Securities Granting Access to Its Shares 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities under Employee Savings Plan 16 Authority to Carry Out Formalities Mgmt For For For
VT Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G9401M100 07/30/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Paul Lester Mgmt For For For 5 Elect David Barclay Mgmt For For For 6 Elect Andrew Given Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Adoption of New Articles Mgmt For For For 12 Deletion of Memorandum Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
VT Group PLC Ticker Security ID: Meeting Date Meeting Status CINS G9401M100 10/19/2009 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Joint Venture Mgmt For For For
Wendel Investissement Inc Ticker Security ID: Meeting Date Meeting Status CINS F98370103 06/04/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Losses/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Severance Package (Frederic Lemoine) Mgmt For For For 8 Severance Package (Bernard Gautier) Mgmt For For For 9 Elect Nicolas Celier Mgmt For For For 10 Elect Dominique Heriard Dubreuil Mgmt For For For 11 Elect Guylaine Saucier Mgmt For For For 12 Supervisory Board Members' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 15 Authority to Grant Stock Options to Mgmt For For For Employees and Executives 16 Authority to Issue Restricted Shares Mgmt For For For to Employees and Executives 17 Amendments Regarding Electronic Mgmt For For For Voting 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
WHITEHAVEN COAL LTD, BRISBANE Ticker Security ID: Meeting Date Meeting Status CINS Q97664108 11/17/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Hans-Juergen Mende Mgmt For For For 5 Re-elect John Conde Mgmt For For For 6 Elect Allan Davies Mgmt For Against Against 7 Equity Grant (Related Party of Allan Mgmt For For For Davies) 8 Equity Grant (Related Party of Allan Mgmt For For For Davies) 9 Ratify Placement of Securities Mgmt For For For 10 Amend Equity Grant (Former MD Rob Mgmt For Against Against Stewart) 11 Equity Plan Mgmt For For For 12 Adopt Proportional Takeover Rules Mgmt For For For
William Hill PLC Ticker Security ID: Meeting Date Meeting Status CINS G9645P117 05/11/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Allvey Mgmt For For For 4 Elect Ralph Topping Mgmt For For For 5 Elect Neil Cooper Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Performance Share Plan Mgmt For For For 9 Share Incentive Plan Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For
WORLDWIDE BRAND MANAGEMENT AB Ticker Security ID: Meeting Date Meeting Status CINS W989A9108 04/15/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Chairman to Preside over Mgmt For For For Meeting 6 Voting List Mgmt For For For 7 Elections of Individuals to Check Mgmt For For For Minutes 8 Compliance with Rules of Convocation Mgmt For For For 9 Agenda Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 CEO's Address Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Report of the Nomination Committee Mgmt For For For 16 Board Size Mgmt For For For 17 Director and Auditor's Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Authority to Issue Convertible Debt Mgmt For For For Instruments 20 Authority to Repurchase and Issue Mgmt For For For Shares 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Compensation Policy Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Nomination Committee Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Agenda Item N/A N/A N/A N/A
Worleyparsons Limited Ticker Security ID: Meeting Date Meeting Status CINS Q9857K102 10/27/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Erich Fraunschiel Mgmt For For For 4 Re-elect William Hall Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (Executive Directors) Mgmt For For For
Yingde Gases Group Company Limited Ticker Security ID: Meeting Date Meeting Status CINS G98430104 05/19/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect SUN Zhongguo Mgmt For For For 3 Elect ZHAO Xiangti Mgmt For For For 4 Elect CHEN Yan Mgmt For For For 5 Elect CHEN Dar Cin Mgmt For For For 6 Elect XU Zhao Mgmt For For For 7 Elect ZHENG Fuya Mgmt For For For 8 Elect WANG Ching Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Revised Annual Caps of Mgmt For For For Supply-related Transactions 15 Non-Voting Meeting Note N/A N/A N/A N/A
The Hartford International Value Fund Investment Company Report 07/01/09 - 06/30/10 PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Garrett Mgmt For For For 4 Elect Bridget Macaskill Mgmt For For For 5 Elect Clark Manning Mgmt For For For 6 Elect Barry Stowe Mgmt For For For 7 Elect Nic Nicandrou Mgmt For For For 8 Elect Rob Devey Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 14 Additional Authority to Issue Shares Mgmt For Against Against w/ Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For Against Against
PRUDENTIAL PLC Ticker Security ID: Meeting Date Meeting Status CINS G72899100 06/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For Against Against 2 Approval of Matters Giving Effect to Mgmt For Against Against the Scheme of Arrangement 3 Authority to Allot Shares According Mgmt For Against Against to the Rights Issue 4 Approval of Executive Share Plans Mgmt For Against Against 5 Approval of Employee Share Plans Mgmt For Against Against
The Hartford MidCap Fund Investment Company Report 07/01/09 - 06/30/10 Advance Auto Parts Inc Ticker Security ID: Meeting Date Meeting Status AAP CUSIP9 00751Y106 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For For For 1.4 Elect Frances Frei Mgmt For For For 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For For For 1.9 Elect Carlos Saladrigas Mgmt For For For 1.10 Elect Francesca Spinelli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Alexandria Real Estate Equity Inc Ticker Security ID: Meeting Date Meeting Status ARE CUSIP9 015271109 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins, III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Amendment to the 1997 Stock Award Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For
Altera Corp. Ticker Security ID: Meeting Date Meeting Status ALTR CUSIP9 021441100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 10 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
American Tower Corp. Ticker Security ID: Meeting Date Meeting Status AMT CUSIP9 029912201 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Ametek Inc Ticker Security ID: Meeting Date Meeting Status AME CUSIP9 031100100 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles D. Klein Mgmt For For For 1.2 Elect Steven W. Kohlhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Amylin Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status AMLN CUSIP9 032346108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Adams Mgmt For For For 1.2 Elect Teresa Beck Mgmt For For For 1.3 Elect M. Kathleen Behrens Mgmt For For For 1.4 Elect Daniel Bradbury Mgmt For For For 1.5 Elect Paul Clark Mgmt For For For 1.6 Elect Paulo Costa Mgmt For For For 1.7 Elect Alexander Denner Mgmt For For For 1.8 Elect Karin Eastham Mgmt For For For 1.9 Elect James Gavin III Mgmt For For For 1.10 Elect Jay Skyler Mgmt For For For 1.11 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Analog Devices Inc Ticker Security ID: Meeting Date Meeting Status ADI CUSIP9 032654105 03/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Aqua America Inc Ticker Security ID: Meeting Date Meeting Status WTR CUSIP9 03836W103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Smoot Mgmt For For For 1.2 Elect William Hankowsky Mgmt For For For 1.3 Elect Andrew Sordoni, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Autozone Inc Ticker Security ID: Meeting Date Meeting Status AZO ISIN US0533321024 12/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Crowley Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect Robert Grusky Mgmt For For For 1.5 Elect J.R. Hyde, III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic, Jr. Mgmt For For For 1.8 Elect Luis Nieto Mgmt For For For 1.9 Elect William Rhodes, III Mgmt For For For 1.10 Elect Theodore Ullyot Mgmt For For For 2 2010 Executive Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Beckman Coulter Inc Com Ticker Security ID: Meeting Date Meeting Status BEC CUSIP9 075811109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Berkley WR Corp. Ticker Security ID: Meeting Date Meeting Status WRB CUSIP9 084423102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BMC Software Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For Withhold Against 1.5 Elect Meldon Gafner Mgmt For Withhold Against 1.6 Elect P. Thomas Jenkins Mgmt For Withhold Against 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For
Carlisle Companies Inc Ticker Security ID: Meeting Date Meeting Status CSL CUSIP9 142339100 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robin Adams Mgmt For For For 2 Elect Robin Callahan Mgmt For For For 3 Elect David Roberts Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Carmax Inc Ticker Security ID: Meeting Date Meeting Status KMX CUSIP9 143130102 06/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Blaylock Mgmt For For For 1.2 Elect Keith Browning Mgmt For For For 1.3 Elect Thomas Stemberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cerner Corp. Ticker Security ID: Meeting Date Meeting Status CERN CUSIP9 156782104 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gerald Bisbee, Jr. Mgmt For For For 1.2 Elect Linda Dillman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Performance-Based Mgmt For For For Compensation Plan
Check Point Software Tech LT Ticker Security ID: Meeting Date Meeting Status CHKP CUSIP9 M22465104 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gil Shwed Mgmt For For For 1.2 Elect Marius Nacht Mgmt For For For 1.3 Elect Jerry Ungerman Mgmt For For For 1.4 Elect Dan Propper Mgmt For For For 1.5 Elect David Rubner Mgmt For For For 1.6 Elect Tal Shavit Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Approval of Compensation for the Mgmt For For For Company's Chairman and CEO, Gil Shwed 4 Declaration of Material Interest Mgmt N/A Against N/A
Cheesecake Factory Inc Ticker Security ID: Meeting Date Meeting Status CAKE CUSIP9 163072101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Allen J. Bernstein Mgmt For For For 2 Elect Thomas Gregory Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the 2010 Annual Mgmt For For For Performance Incentive Plan 5 Ratification of Auditor Mgmt For For For
Citrix Systems Inc Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP9 177376100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Templeton Mgmt For For For 2 Elect Stephen Dow Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 AMENDMENT TO THE 2005 EQUITY Mgmt For For For INCENTIVE PLAN 5 Ratification of Auditor Mgmt For For For
Cliffs Natural Resources Inc Ticker Security ID: Meeting Date Meeting Status CLF CUSIP9 18683K101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect Janice Henry Mgmt For For For 1.7 Elect James Kirsch Mgmt For For For 1.8 Elect Francis McAllister Mgmt For For For 1.9 Elect Roger Phillips Mgmt For For For 1.10 Elect Richard Riederer Mgmt For For For 1.11 Elect Alan Schwartz Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Amendment to the 2007 Incentive Mgmt For For For Equity Plan 4 Ratification of Auditor Mgmt For For For
Clorox Company Ticker Security ID: Meeting Date Meeting Status CLX CUSIP 189054 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Gary Michael Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
CON-Way Inc Ticker Security ID: Meeting Date Meeting Status CNW CUSIP9 205944101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Anton Mgmt For For For 1.2 Elect William Corbin Mgmt For For For 1.3 Elect Robert Jaunich II Mgmt For For For 1.4 Elect W. Keith Kennedy, Jr. Mgmt For For For 1.5 Elect John Pope Mgmt For For For 1.6 Elect Douglas Stotlar Mgmt For For For 1.7 Elect Peter Stott Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Corinthian Colleges Inc Ticker Security ID: Meeting Date Meeting Status COCO CUSIP 218868 11/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul St. Pierre Mgmt For For For 1.2 Elect Linda Skladany Mgmt For For For 1.3 Elect Robert Lee Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Coventry Healthcare Inc Com Ticker Security ID: Meeting Date Meeting Status CVH CUSIP9 222862104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHoldr Against Against For Multiple Metrics For Executive Performance Measures
Denbury Resources Inc Ticker Security ID: Meeting Date Meeting Status DNR CUSIP9 247916208 03/09/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Denbury Resources Inc Ticker Security ID: Meeting Date Meeting Status DNR CUSIP9 247916208 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gareth Roberts Mgmt For For For 1.2 Elect Wieland Wettstein Mgmt For For For 1.3 Elect Michael Beatty Mgmt For For For 1.4 Elect Michael Decker Mgmt For For For 1.5 Elect Ronald Greene Mgmt For For For 1.6 Elect David Heather Mgmt For For For 1.7 Elect Gregory McMichael Mgmt For For For 1.8 Elect Randy Stein Mgmt For For For 2 Increase in Shares Available Under Mgmt For For For the 2004 Omnibus Stock and Incentive Plan 3 Reapproval of Performance Measures Mgmt For For For Under the 2004 Omnibus Stock and Incentive Plan 4 Increase to Section 162(m) Based Cap Mgmt For For For on Performance Awards Under the 2004 Omnibus Stock and Incentive Plan 5 Ratification of Auditor Mgmt For For For
Devry Inc Ticker Security ID: Meeting Date Meeting Status DV CUSIP 251893 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Darren Huston Mgmt For For For 1.2 Elect William Keevan Mgmt For For For 1.3 Elect Lyle Logan Mgmt For For For 1.4 Elect Julie McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
discovery communications Ticker Security ID: Meeting Date Meeting Status DISCA CUSIP9 25470F104 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Gould Mgmt For For For 1.2 Elect John Hendricks Mgmt For For For 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Dreamworks Animation SKG Inco Ticker Security ID: Meeting Date Meeting Status DWA CUSIP9 26153C103 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Employee Stock Purchase Plan Mgmt For For For
Edwards Lifesciences Corp. Ticker Security ID: Meeting Date Meeting Status EW CUSIP9 28176E108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Ingram Mgmt For For For 2 Elect William Link Mgmt For For For 3 Elect Wesley von Schack Mgmt For For For 4 Amendment to the Long-Term Stock Mgmt For For For Incentive Compensation Program 5 Amendment to the Nonemployee Mgmt For For For Directors Stock Incentive Program 6 2010 Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Equinix Inc Ticker Security ID: Meeting Date Meeting Status EQIX CUSIP9 29444U502 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Clontz Mgmt For For For 1.2 Elect Gary Hromadko Mgmt For For For 1.3 Elect Scott Kriens Mgmt For For For 1.4 Elect William Luby Mgmt For For For 1.5 Elect Irving F. Lyons III Mgmt For For For 1.6 Elect Christopher Paisley Mgmt For For For 1.7 Elect Stephen Smith Mgmt For For For 1.8 Elect Peter Van Camp Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Estee Lauder Companies Inc Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439 11/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rose Marie Bravo Mgmt For For For 1.2 Elect Paul Fribourg Mgmt For For For 1.3 Elect Mellody Hobson Mgmt For For For 1.4 Elect Irvine Hockaday, Jr. Mgmt For For For 1.5 Elect Barry Sternlicht Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Expediators International Of Washington Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP9 302130109 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Factset Research Systems Ticker Security ID: Meeting Date Meeting Status FDS ISIN US3030751057 12/15/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Billeadeau Mgmt For For For 1.2 Elect Philip Hadley Mgmt For For For 1.3 Elect Joseph Zimmel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Flowers Foods Inc Ticker Security ID: Meeting Date Meeting Status FLO CUSIP9 343498101 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
FMC CORP COM Ticker Security ID: Meeting Date Meeting Status FMCPRC CUSIP9 302491303 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Forest Oil Corp. Ticker Security ID: Meeting Date Meeting Status FOILB CUSIP9 346091705 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Frontier Oil Corp. Commerce Ticker Security ID: Meeting Date Meeting Status FTO CUSIP9 35914P105 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Bech Mgmt For For For 1.2 Elect Michael Jennings Mgmt For For For 1.3 Elect James Lee Mgmt For For For 1.4 Elect Paul Loyd, Jr. Mgmt For For For 1.5 Elect Franklin Myers Mgmt For For For 1.6 Elect Michael Rose Mgmt For For For 2 Amendment to the Omnibus Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Gartner Inc Ticker Security ID: Meeting Date Meeting Status IT CUSIP9 366651107 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael J. Bingle Mgmt For For For 1.2 Elect Richard J. Bressler Mgmt For For For 1.3 Elect Karen E. Dykstra Mgmt For For For 1.4 Elect Russell P. Fradin Mgmt For For For 1.5 Elect Anne Sutherland Fuchs Mgmt For For For 1.6 Elect William O. Grabe Mgmt For For For 1.7 Elect Eugene A. Hall Mgmt For For For 1.8 Elect Stephen G. Pagliuca Mgmt For For For 1.9 Elect James C. Smith Mgmt For For For 1.10 Elect Jeffrey W. Ubben Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Genworth Financial Inc Ticker Security ID: Meeting Date Meeting Status GNW CUSIP9 37247D106 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For For For 2 Elect Michael Fraizer Mgmt For For For 3 Elect Nancy Karch Mgmt For For For 4 Elect J. Robert Kerrey Mgmt For For For 5 Elect Risa Lavizzo-Mourey Mgmt For For For 6 Elect Christine Mead Mgmt For For For 7 Elect Thomas Moloney Mgmt For For For 8 Elect James Parke Mgmt For For For 9 Elect James Riepe Mgmt For For For 10 Re-approval of the 2004 Omnibus Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For
Global Payments Inc Ticker Security ID: Meeting Date Meeting Status GPN CUSIP 37940X 09/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alex Hart Mgmt For For For 1.2 Elect William Jacobs Mgmt For For For 1.3 Elect Alan Silberstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Performance Criteria Mgmt For For For Under the 2005 Incentive Plan
Harley-Davidson Inc Ticker Security ID: Meeting Date Meeting Status HOG CUSIP9 412822108 04/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Richard Beattie Mgmt For For For 1.3 Elect Judson Green Mgmt For For For 1.4 Elect N. Thomas Linebarger Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Employee Incentive Plan Mgmt For For For 4 Amendment to the Director Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Hasbro Inc Ticker Security ID: Meeting Date Meeting Status HAS CUSIP9 418056107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Brian Goldner Mgmt For For For 1.8 Elect Jack Greenberg Mgmt For For For 1.9 Elect Alan Hassenfeld Mgmt For For For 1.10 Elect Tracy Leinbach Mgmt For For For 1.11 Elect Edward Philip Mgmt For For For 1.12 Elect Alfred Verrecchia Mgmt For For For 2 Amendment to the Restated 2003 Stock Mgmt For Against Against Incentive Performance Plan 3 Ratification of Auditor Mgmt For For For
HNI Corp. Ticker Security ID: Meeting Date Meeting Status HNI CUSIP9 404251100 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Bell Mgmt For For For 2 Elect James Jenkins Mgmt For For For 3 Elect Dennis Martin Mgmt For For For 4 Elect Abbie Smith Mgmt For For For 5 Amendment to the 2007 Stock-Based Mgmt For For For Compensation Plan 6 Amendment and Restatement of the Mgmt For For For Annual Incentive Plan 7 Amendment and Restatement of the Mgmt For For For Long-Term Performance Plan 8 Ratification of Auditor Mgmt For For For
HOLLY CORP COM PAR $1. Ticker Security ID: Meeting Date Meeting Status HOC CUSIP9 435758305 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Buford Berry Mgmt For For For 1.2 Elect Matthew Clifton Mgmt For For For 1.3 Elect Leldon Echols Mgmt For For For 1.4 Elect Robert McKenzie Mgmt For For For 1.5 Elect Jack Reid Mgmt For For For 1.6 Elect Paul Stoffel Mgmt For For For 1.7 Elect Tommy Valenta Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Host Marriott Corp. Ticker Security ID: Meeting Date Meeting Status HST CUSIP9 44107P104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For For For 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Humana Inc Ticker Security ID: Meeting Date Meeting Status HUM CUSIP9 444859102 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Jones Jr. Mgmt For For For 2 Elect Frank D'Amelio Mgmt For For For 3 Elect W. Roy Dunbar Mgmt For For For 4 Elect Kurt Hilzinger Mgmt For For For 5 Elect Michael McCallister Mgmt For For For 6 Elect William McDonald Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect David Nash Mgmt For For For 9 Elect James O'Brien Mgmt For For For 10 Elect Marissa Peterson Mgmt For For For 11 Elect W. Ann Reynolds Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Hunt JB Transportation Services Inc Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP9 445658107 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Duncan Mgmt For For For 2 Elect Sharilyn Gasaway Mgmt For For For 3 Elect Coleman Peterson Mgmt For For For 4 Elect James Robo Mgmt For For For 5 Elect Wayne Garrison Mgmt For For For 6 Elect Gary George Mgmt For For For 7 Elect Bryan Hunt Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Huntington Bancshares Inc Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP9 446150104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Lauer Mgmt For For For 1.2 Elect Gerard Mastroianni Mgmt For For For 1.3 Elect Richard Neu Mgmt For For For 1.4 Elect Kathleen Ransier Mgmt For For For 1.5 Elect William Robertson Mgmt For For For 2 Amendment to the 2007 Stock and Mgmt For For For Long-Term Incentive Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Idex Corp. Ticker Security ID: Meeting Date Meeting Status IEX CUSIP9 45167R104 04/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Springer Mgmt For For For 1.2 Elect Ruby Chandy Mgmt For For For 2 Amendment to the Incentive Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Ingersoll-Rand Company Limited Ticker Security ID: Meeting Date Meeting Status IR CUSIP9 G47791101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For
InterContinental Exchange Inc Ticker Security ID: Meeting Date Meeting Status ICE CUSIP9 45865V100 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For
International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP9 459902102 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For
International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902 09/30/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock Option Exchange Program for Mgmt For For For Eligible Employees
ITT Educational Services Ticker Security ID: Meeting Date Meeting Status ESI CUSIP9 45068B109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cozzi Mgmt For For For 2 Elect Kevin Modany Mgmt For For For 3 Elect Lloyd Waterhouse Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Kansas City Southern Ticker Security ID: Meeting Date Meeting Status KSU CUSIP9 485170302 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lu Cordova Mgmt For For For 1.2 Elect Terrence Dunn Mgmt For For For 1.3 Elect Antonio Garza, Jr. Mgmt For For For 1.4 Elect David Starling Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Kennametal Inc Ticker Security ID: Meeting Date Meeting Status KMT CUSIP 489170 10/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald DeFeo Mgmt For For For 1.2 Elect William Newlin Mgmt For For For 1.3 Elect Lawrence Stranghoener Mgmt For For For 2 Ratification of Auditor Mgmt For For For
King Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status KG CUSIP9 495582108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Lam Research Corp. Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Lennox International Inc Ticker Security ID: Meeting Date Meeting Status LII CUSIP9 526107107 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Todd Bluedorn Mgmt For For For 1.2 Elect Janet Cooper Mgmt For For For 1.3 Elect Charles Henry Mgmt For For For 1.4 Elect Terry Stinson Mgmt For For For 1.5 Elect Richard Thompson Mgmt For For For 2 Amended and Restated 2010 Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Lincare Holdings Inc Ticker Security ID: Meeting Date Meeting Status LNCR CUSIP9 532791100 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For For For 1.4 Elect Frank Byrne Mgmt For For For 1.5 Elect William Miller III Mgmt For For For 2 Ratification of Auditor Mgmt For For For
M & T Bank Corp. Ticker Security ID: Meeting Date Meeting Status MTB CUSIP9 55261F104 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For For For 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Colm Doherty Mgmt For For For 1.9 Elect Gary Geisel Mgmt For For For 1.10 Elect Patrick Hodgson Mgmt For For For 1.11 Elect Richard King Mgmt For For For 1.12 Elect Jorge Pereira Mgmt For For For 1.13 Elect Michael Pinto Mgmt For For For 1.14 Elect Melinda Rich Mgmt For For For 1.15 Elect Robert Sadler, Jr. Mgmt For For For 1.16 Elect Herbert Washington Mgmt For For For 1.17 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For
Martin Marietta Materials Ticker Security ID: Meeting Date Meeting Status MLM CUSIP9 573284106 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Howard Nye Mgmt For For For 1.2 Elect Laree Perez Mgmt For For For 1.3 Elect Dennis Rediker Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Masco Corp. Ticker Security ID: Meeting Date Meeting Status MAS CUSIP9 574599106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Archer Mgmt For For For 2 Elect Anthony Earley, Jr. Mgmt For For For 3 Elect Lisa Payne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Long-Term Mgmt For For For Stock Incentive Plan
Massey Energy Company Ticker Security ID: Meeting Date Meeting Status MEE CUSIP9 576206106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For For For 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board
Mattel Inc Ticker Security ID: Meeting Date Meeting Status MAT CUSIP9 577081102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For
Maxim Integrated Products Inc Ticker Security ID: Meeting Date Meeting Status MXIM ISIN US57772K1016 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan 5 Executive Bonus Plan Mgmt For For For
Micros Systems Inc Ticker Security ID: Meeting Date Meeting Status MCRS CUSIP 594901 11/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Louis Brown, Jr. Mgmt For For For 1.2 Elect B. Gary Dando Mgmt For For For 1.3 Elect A.L. Giannopoulos Mgmt For For For 1.4 Elect F.Suzanne Jenniches Mgmt For For For 1.5 Elect John Puente Mgmt For For For 1.6 Elect Dwight Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1991 Stock Option Mgmt For For For Plan 4 Amendment to the 1991 Stock Option Mgmt For For For Plan
Miller (Herman) Inc Ticker Security ID: Meeting Date Meeting Status MLHR CUSIP 600544 10/15/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Volkema Mgmt For For For 1.2 Elect Paget Alves Mgmt For For For 1.3 Elect Douglas French Mgmt For For For 1.4 Elect John Hoke III Mgmt For For For 1.5 Elect James Kackley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Mylan Laboratories Inc Ticker Security ID: Meeting Date Meeting Status MYL CUSIP9 628530107 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For For For 1.5 Elect Douglas Leech Mgmt For For For 1.6 Elect Joseph Maroon Mgmt For For For 1.7 Elect Mark Parrish Mgmt For For For 1.8 Elect C. B. Todd Mgmt For For For 1.9 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Nabors Industries Limited Ticker Security ID: Meeting Date Meeting Status NBR CUSIP9 G6359F103 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Lombardi Mgmt For Withhold Against 1.2 Elect James Payne Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Pay ShrHoldr Against Against For for Superior Performance 4 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
National Instruments Corp. Ticker Security ID: Meeting Date Meeting Status NATI CUSIP9 636518102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Truchard Mgmt For For For 1.2 Elect John Berra Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
NETAPP, INC Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Noble Energy Inc Ticker Security ID: Meeting Date Meeting Status NBL CUSIP9 655044105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For For For 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP9 664397106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NVR Inc Ticker Security ID: Meeting Date Meeting Status NVR CUSIP9 62944T105 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Manuel Johnson Mgmt For For For 2 Elect David Preiser Mgmt For For For 3 Elect John Toups Mgmt For For For 4 Elect Paul Whetsell Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Declassify the board Mgmt For For For 7 2010 Equity Incentive Plan Mgmt For For For
O'Reilly Automotive Inc Ticker Security ID: Meeting Date Meeting Status ORLY CUSIP9 686091109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lawrence O'Reilly Mgmt For For For 2 Elect Rosalie O'Reilly-Wooten Mgmt For For For 3 Elect Thomas Hendrickson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
Office Depot Inc Ticker Security ID: Meeting Date Meeting Status ODP CUSIP9 676220106 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lee Ault, III Mgmt For For For 2 Elect Neil Austrian Mgmt For For For 3 Elect Justin Bateman Mgmt For For For 4 Elect David Bernauer Mgmt For For For 5 Elect Thomas Colligan Mgmt For For For 6 Elect Marsha Evans Mgmt For For For 7 Elect David Fuente Mgmt For For For 8 Elect Brenda Gaines Mgmt For For For 9 Elect Myra Hart Mgmt For For For 10 Elect W. Scott Hedrick Mgmt For For For 11 Elect Kathleen Mason Mgmt For For For 12 Elect Steve Odland Mgmt For For For 13 Elect James Rubin Mgmt For For For 14 Elect Raymond Svider Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the Long-Term Incentive Mgmt For For For Plan to Permit a Stock Option Exchange
Office Depot Inc Ticker Security ID: Meeting Date Meeting Status ODP CUSIP 676220 10/14/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Common Stock Upon Mgmt For For For Conversion of Series A Preferred Stock 2 Issuance of Common Stock Upon Mgmt For For For Conversion of Series B Preferred Stock 3 Right to Adjourn Meeting Mgmt For For For
Omnicare Inc Ticker Security ID: Meeting Date Meeting Status OCR CUSIP9 681904108 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Crotty Mgmt For Against Against 2 Elect Joel Gemunder Mgmt For For For 3 Elect Steven Heyer Mgmt For Against Against 4 Elect Andrea Lindell Mgmt For Against Against 5 Elect James Shelton Mgmt For For For 6 Elect John Timoney Mgmt For For For 7 Elect Amy Wallman Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Overseas Shipholding Inc Ticker Security ID: Meeting Date Meeting Status OSG CUSIP9 690368105 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan
Paccar Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP9 693718108 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alison Carnwath Mgmt For For For 1.2 Elect Robert Parry Mgmt For For For 1.3 Elect John Pigott Mgmt For For For 1.4 Elect Gregory Spierkel Mgmt For For For 2 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee
Palm, Inc. Ticker Security ID: Meeting Date Meeting Status PALM cusip 696643 09/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Jonathan Rubinstein Mgmt For For For 1.3 Elect Paul Mountford Mgmt For For For 2 2009 Stock Plan Mgmt For Against Against 3 2009 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Parker-Hannifin Corp. Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Muller Mgmt For For For 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Board Chairman
Patterson Companies Inc Ticker Security ID: Meeting Date Meeting Status PDCO CUSIP 703395 09/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ellen Rudnick Mgmt For For For 1.2 Elect Harold Slavkin Mgmt For For For 1.3 Elect James Wiltz Mgmt For For For 1.4 Elect Les Vinney Mgmt For For For 2 Amendment to the Equity Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Peabody Energy Corp. Ticker Security ID: Meeting Date Meeting Status BTU CUSIP9 704549104 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PENSKE AUTOMOTIVE GROUP, INC. Ticker Security ID: Meeting Date Meeting Status PAG CUSIP9 70959W103 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Barr Mgmt For For For 1.2 Elect Michael Eisenson Mgmt For For For 1.3 Elect Hiroshi Ishikawa Mgmt For For For 1.4 Elect Robert H. Kurnick, Jr. Mgmt For For For 1.5 Elect William Lovejoy Mgmt For For For 1.6 Elect Kimberly McWaters Mgmt For For For 1.7 Elect Lucio A. Noto Mgmt For For For 1.8 Elect Roger Penske Mgmt For For For 1.9 Elect Richard Peters Mgmt For For For 1.10 Elect Ronald Steinhart Mgmt For For For 1.11 Elect H. Brian Thompson Mgmt For For For 2 Approval of the Management Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
PNC Financial Services Group Inc Ticker Security ID: Meeting Date Meeting Status PNC CUSIP9 693475105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation
Polycom Inc Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP9 73172K104 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For For For 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Precision Industries Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189 08/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Public Storage Inc Ticker Security ID: Meeting Date Meeting Status PSA CUSIP9 74460D109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Pulte Homes Inc Ticker Security ID: Meeting Date Meeting Status PHM CUSIP9 745867101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Schoewe Mgmt For For For 1.2 Elect Timothy Eller Mgmt For For For 1.3 Elect Clint Murchison III Mgmt For For For 1.4 Elect Richard Dugas, Jr. Mgmt For For For 1.5 Elect David McCammon Mgmt For For For 1.6 Elect James Postl Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Amendment to Shareholder Rights Mgmt For For For Agreement 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 8 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 10 Shareholder Proposal Reimbursement ShrHoldr Against Against For of Solicitation Expenses
Qiagen NV Ticker Security ID: Meeting Date Meeting Status QGEN CUSIP9 N72482107 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Elect Detlev Riesner Mgmt For For For 5 Elect Dr. Werner Brandt Mgmt For For For 6 Elect Metin Colpan Mgmt For For For 7 Elect Erik Hornnaess Mgmt For For For 8 Elect Manfred Karobath Mgmt For For For 9 Elect Heino von Prondzynski Mgmt For For For 10 Elect Peer Schatz Mgmt For For For 11 Elect Roland Sackers Mgmt For For For 12 Elect Joachim Schorr Mgmt For For For 13 Elect Bernd Uder Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For
Red Hat Inc Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577 08/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Micheline Chau Mgmt For For For 1.2 Elect Marye Anne Fox Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Republic Services Inc Ticker Security ID: Meeting Date Meeting Status RSG CUSIP9 760759100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James O'Connor Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect James Crownover Mgmt For For For 4 Elect William Flynn Mgmt For For For 5 Elect David Foley Mgmt For For For 6 Elect Michael Larson Mgmt For For For 7 Elect Nolan Lehmann Mgmt For For For 8 Elect W. Lee Nutter Mgmt For For For 9 Elect Ramon Rodriguez Mgmt For For For 10 Elect Allan Sorensen Mgmt For For For 11 Elect John Trani Mgmt For For For 12 Elect Michael Wickham Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditure Report
Ritchie Brothers Auctioneers Ticker Security ID: Meeting Date Meeting Status RBA CUSIP9 767744105 04/29/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Murdoch Mgmt For For For 1.2 Elect Peter Blake Mgmt For For For 1.3 Elect Eric Patel Mgmt For For For 1.4 Elect Beverley Briscoe Mgmt For For For 1.5 Elect Edward Pitoniak Mgmt For For For 1.6 Elect Christopher Zimmerman Mgmt For For For 1.7 Elect James Micali Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Shareholder Rights Plan Mgmt For For For
Rockwell Collins Inc Ticker Security ID: Meeting Date Meeting Status COL CUSIP9 774341101 02/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Beall Mgmt For For For 1.2 Elect Mark Donegan Mgmt For For For 1.3 Elect Andrew Policano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentives Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Saint Jude Medical Income Ticker Security ID: Meeting Date Meeting Status STJ CUSIP9 790849103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Saint Mary Land & Exploration Company Ticker Security ID: Meeting Date Meeting Status SM CUSIP9 792228108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Barbara Baumann Mgmt For For For 2 Elect Anthony Best Mgmt For For For 3 Elect Larry Bickle Mgmt For For For 4 Elect William Gardiner Mgmt For For For 5 Elect Julio Quintana Mgmt For For For 6 Elect John Seidl Mgmt For For For 7 Elect William Sullivan Mgmt For For For 8 Amendment to the Equity Incentive Mgmt For For For Compensation Plan 9 Company Name Change Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Salesforce.com Inc Ticker Security ID: Meeting Date Meeting Status CRM CUSIP9 79466L302 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stratton Sclavos Mgmt For For For 1.2 Elect Lawrence Tomlinson Mgmt For For For 1.3 Elect Shirley Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sandisk Corp. Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP9 80004C101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eli Harari Mgmt For For For 1.2 Elect Kevin DeNuccio Mgmt For For For 1.3 Elect Irwin Federman Mgmt For For For 1.4 Elect Steve Gomo Mgmt For For For 1.5 Elect Eddy Hartenstein Mgmt For For For 1.6 Elect Chenming Hu Mgmt For For For 1.7 Elect Catherine Lego Mgmt For For For 1.8 Elect Michael Marks Mgmt For For For 1.9 Elect James Meindl Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Scotts Miracle-Gro Company Ticker Security ID: Meeting Date Meeting Status SMG CUSIP9 810186106 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Baker Mgmt For For For 1.2 Elect Joseph Flannery Mgmt For For For 1.3 Elect Katherine Littlefield Mgmt For For For 1.4 Elect Adam Hanft Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SCRIPPS NETWORKS INTERACTIVE INC Ticker Security ID: Meeting Date Meeting Status SNI CUSIP9 811065101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Galloway Mgmt For For For 1.2 Elect Dale Pond Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For For For
SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP9 784117103 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred West, Jr. Mgmt For For For 1.2 Elect William Doran Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP9 824348106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Smucker JM Company Ticker Security ID: Meeting Date Meeting Status SJMA CUSIP 832696 08/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Dolan Mgmt For For For 2 Elect Nancy Lopez Knight Mgmt For For For 3 Elect Gary Oatey Mgmt For For For 4 Elect Alex Shumate Mgmt For For For 5 Elect Timothy Smucker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Elimination of Cumulative Voting Mgmt For For For 8 Adoption of Majority Vote for Mgmt For For For Election of Directors 9 Amendment to Allow the Board to Mgmt For For For Amend the Regulations
Southwest Airlines Company Ticker Security ID: Meeting Date Meeting Status LUV CUSIP9 844741108 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Biegler Mgmt For For For 2 Elect Douglas Brooks Mgmt For For For 3 Elect William Cunningham Mgmt For For For 4 Elect John Denison Mgmt For For For 5 Elect Travis Johnson Mgmt For For For 6 Elect Gary Kelly Mgmt For For For 7 Elect Nancy Loeffler Mgmt For For For 8 Elect John Montford Mgmt For For For 9 Elect Daniel Villanueva Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Stanley Works Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854616109 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Staples Inc Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP9 855030102 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Steel Dynamics Inc Ticker Security ID: Meeting Date Meeting Status STLD CUSIP9 858119100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Stifel Financial Corp. Ticker Security ID: Meeting Date Meeting Status SF CUSIP9 860630102 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dubinsky Mgmt For For For 1.2 Elect Robert Lefton Mgmt For For For 1.3 Elect Scott McCuaig Mgmt For Withhold Against 1.4 Elect James Oates Mgmt For For For 1.5 Elect Ben Plotkin Mgmt For Withhold Against 2 2010 Executive Incentive Performance Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Strayer Education Inc Ticker Security ID: Meeting Date Meeting Status STRA CUSIP9 863236105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Silberman Mgmt For For For 2 Elect Charlotte Beason Mgmt For For For 3 Elect William Brock Mgmt For For For 4 Elect David Coulter Mgmt For For For 5 Elect Robert Grusky Mgmt For For For 6 Elect Robert Johnson Mgmt For For For 7 Elect Todd Milano Mgmt For For For 8 Elect G. Thomas Waite, III Mgmt For For For 9 Elect J. David Wargo Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Suntrust Banks Inc Ticker Security ID: Meeting Date Meeting Status STI CUSIP9 867914103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beall, II Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Jeffrey Crowe Mgmt For For For 4 Elect Patricia Frist Mgmt For For For 5 Elect Blake Garrett Mgmt For For For 6 Elect David Hughes Mgmt For For For 7 Elect M. Douglas Ivester Mgmt For For For 8 Elect J. Hicks Lanier Mgmt For For For 9 Elect William Linnenbringer Mgmt For For For 10 Elect G. Gilmer Minor, III Mgmt For For For 11 Elect Larry Prince Mgmt For For For 12 Elect Frank Royal Mgmt For For For 13 Elect Thomas Watjen Mgmt For For For 14 Elect James Wells III Mgmt For For For 15 Elect Karen Williams Mgmt For For For 16 Elect Phail Wynn, Jr. Mgmt For For For 17 Amendment to the Management Mgmt For For For Incentive Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
TCF Financial Corp. Ticker Security ID: Meeting Date Meeting Status TCB CUSIP9 872275102 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Bell Mgmt For For For 1.2 Elect William Bieber Mgmt For For For 1.3 Elect Theodore Bigos Mgmt For For For 1.4 Elect William Cooper Mgmt For For For 1.5 Elect Thomas Cusick Mgmt For For For 1.6 Elect Luella Goldberg Mgmt For For For 1.7 Elect George Johnson Mgmt For For For 1.8 Elect Vance Opperman Mgmt For For For 1.9 Elect Gregory Pulles Mgmt For For For 1.10 Elect Gerald Schwalbach Mgmt For For For 1.11 Elect Douglas Scovanner Mgmt For For For 1.12 Elect Ralph Strangis Mgmt For For For 1.13 Elect Barry Winslow Mgmt For For For 2 Shareholder Proposal Regarding ShrHoldr Against For Against Eliminating Supermajority Provisions 3 Ratification of Auditor Mgmt For For For
TERADATA CORPORATION Ticker Security ID: Meeting Date Meeting Status TDC CUSIP9 88076W103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Boykin Mgmt For For For 2 Elect Cary Fu Mgmt For For For 3 Elect Victor Lund Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Ual Corp Ticker Security ID: Meeting Date Meeting Status UAL CUSIP9 902549807 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Mary Bush Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect Jane Garvey Mgmt For For For 1.5 Elect Walter Isaacson Mgmt For For For 1.6 Elect Robert Krebs Mgmt For For For 1.7 Elect Robert Miller Mgmt For For For 1.8 Elect James O'Connor Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect David Vitale Mgmt For For For 1.11 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Extend the 5% Ownership Mgmt For For For Limit
UGI Corp. Ticker Security ID: Meeting Date Meeting Status UGI CUSIP9 902681105 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP9 903914109 06/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
Universal Health Services Inc Ticker Security ID: Meeting Date Meeting Status UHS CUSIP9 913903100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hotz Mgmt For For For 2 2010 Employees' Restricted Stock Mgmt For For For Purchase Plan 3 2010 Executive Incentive Plan Mgmt For For For
Unumprovident Corp. Ticker Security ID: Meeting Date Meeting Status UNM CUSIP9 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Valero Energy Corp. Ticker Security ID: Meeting Date Meeting Status VLO CUSIP9 91913Y100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Verisign Inc Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP9 92343E102 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. James Bidzos Mgmt For For For 1.2 Elect William Chenevich Mgmt For For For 1.3 Elect Kathleen Cote Mgmt For For For 1.4 Elect Mark McLaughlin Mgmt For For For 1.5 Elect Roger Moore Mgmt For For For 1.6 Elect John Roach Mgmt For For For 1.7 Elect Louis Simpson Mgmt For For For 1.8 Elect Timothy Tomlinson Mgmt For For For 2 Annual Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Vertex Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP9 92532F100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For For For Option Plan 3 Ratification of Auditor Mgmt For For For
Waddell & Reed Financial Ticker Security ID: Meeting Date Meeting Status WDR CUSIP9 930059100 04/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Herrmann Mgmt For For For 1.2 Elect James Raines Mgmt For For For 1.3 Elect William Rogers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Watson Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status WPI CUSIP9 942683103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Bisaro Mgmt For For For 2 Elect Christopher Bodine Mgmt For For For 3 Elect Michel Feldman Mgmt For For For 4 Elect Fred Weiss Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP9 959802109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Wisconsin Energy Corp. Ticker Security ID: Meeting Date Meeting Status WEC CUSIP9 976657106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Frederick Stratton, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Zimmer Holdings Inc Ticker Security ID: Meeting Date Meeting Status ZMH CUSIP9 98956P102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Ratification of Auditor Mgmt For For For
The Hartford MidCap Value Fund Investment Company Report 07/01/09 - 06/30/10 Affiliated Managers Group Inc Ticker Security ID: Meeting Date Meeting Status AMG CUSIP9 008252108 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Agco Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP9 001084102 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Francsico Roberto Andre Gros Mgmt For Withhold Against 1.2 Elect Gerald Johanneson Mgmt For For For 1.3 Elect George Minnich Mgmt For For For 1.4 Elect Curtis Moll Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Agrium Inc Ticker Security ID: Meeting Date Meeting Status AGU CUSIP9 008916108 05/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Germaine Gibara Mgmt For For For 1.3 Elect Russel Girling Mgmt For For For 1.4 Elect Susan Henry Mgmt For For For 1.5 Elect Russell Horner Mgmt For For For 1.6 Elect A. Anne McLellan Mgmt For For For 1.7 Elect David Lesar Mgmt For For For 1.8 Elect John Lowe Mgmt For For For 1.9 Elect Derek Pannell Mgmt For For For 1.10 Elect Frank Proto Mgmt For For For 1.11 Elect Michael Wilson Mgmt For For For 1.12 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Shareholder Rights Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Allegheny Energy Inc Ticker Security ID: Meeting Date Meeting Status AYE CUSIP9 017361106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Furlong Baldwin Mgmt For For For 2 Elect Eleanor Baum Mgmt For For For 3 Elect Paul Evanson Mgmt For For For 4 Elect Cyrus Freidheim, Jr. Mgmt For For For 5 Elect Julia Johnson Mgmt For For For 6 Elect Ted Kleisner Mgmt For For For 7 Elect Christopher Pappas Mgmt For For For 8 Elect Steven Rice Mgmt For For For 9 Elect Gunnar Sarsten Mgmt For For For 10 Elect Michael Sutton Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Alliant Tech System Inco Ticker Security ID: Meeting Date Meeting Status ATK CUSIP 018804 08/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frances Cook Mgmt For For For 1.2 Elect Martin Faga Mgmt For For For 1.3 Elect Ronald Fogleman Mgmt For For For 1.4 Elect Douglas Maine Mgmt For For For 1.5 Elect Roman Martinez IV Mgmt For For For 1.6 Elect Daniel Murphy Mgmt For For For 1.7 Elect Mark Ronald Mgmt For For For 1.8 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For For For Incentive Plan
Amedisys Inc Ticker Security ID: Meeting Date Meeting Status AMED CUSIP9 023436108 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Borne Mgmt For For For 1.2 Elect Ronald LaBorde Mgmt For For For 1.3 Elect Jake Netterville Mgmt For For For 1.4 Elect David Pitts Mgmt For For For 1.5 Elect Peter Ricchiuti Mgmt For For For 1.6 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
American Eagle Outfitters Ticker Security ID: Meeting Date Meeting Status AEO CUSIP9 02553E106 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Kane Mgmt For Against Against 2 Elect Cary McMillan Mgmt For Against Against 3 Elect James O'Donnell Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Ameriprise Financial Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP9 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Amerisourcebergen Corp. Ticker Security ID: Meeting Date Meeting Status ABC CUSIP9 03073E105 03/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Gochnauer Mgmt For For For 2 Elect Edward Hagenlocker Mgmt For For For 3 Elect Henry McGee Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Ratification of Auditor Mgmt For For For
Ametek Inc Ticker Security ID: Meeting Date Meeting Status AME CUSIP9 031100100 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles D. Klein Mgmt For For For 1.2 Elect Steven W. Kohlhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ann Taylor Stores Corp. Ticker Security ID: Meeting Date Meeting Status ANN CUSIP9 036115103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michelle Gass Mgmt For For For 2 Elect Michael Trapp Mgmt For For For 3 Elect Daniel Yih Mgmt For For For 4 Amendment to the 2003 Equity Mgmt For Against Against Incentive Plan 5 Amendment to the Associate Discount Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For
Arrow Electronics Inc Ticker Security ID: Meeting Date Meeting Status ARW CUSIP9 042735100 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Duval Mgmt For For For 1.2 Elect Gail Hamilton Mgmt For For For 1.3 Elect John Hanson Mgmt For For For 1.4 Elect Richard Hill Mgmt For For For 1.5 Elect M.F. (Fran) Keeth Mgmt For For For 1.6 Elect Roger King Mgmt For For For 1.7 Elect Michael Long Mgmt For For For 1.8 Elect Stephen Patrick Mgmt For For For 1.9 Elect Barry Perry Mgmt For For For 1.10 Elect John Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Omnibus Mgmt For For For Incentive Plan
Associated Bancorp Ticker Security ID: Meeting Date Meeting Status ASBC CUSIP9 045487105 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Karen Beckwith Mgmt For For For 1.2 Elect Ruth Crowley Mgmt For For For 1.3 Elect Philip Flynn Mgmt For For For 1.4 Elect Ronald Harder Mgmt For For For 1.5 Elect William Hutchinson Mgmt For For For 1.6 Elect Eileen Kamerick Mgmt For For For 1.7 Elect Richard Lommen Mgmt For For For 1.8 Elect John Meng Mgmt For For For 1.9 Elect J. Douglas Quick Mgmt For For For 1.10 Elect John Seramur Mgmt For For For 2 2010 Incentive Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For
Barnes Group Inc Ticker Security ID: Meeting Date Meeting Status B CUSIP9 067806109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John W. Alden Mgmt For For For 1.2 Elect George T. Carpenter Mgmt For For For 1.3 Elect William J. Morgan Mgmt For For For 1.4 Elect Hassell H McClellan Mgmt For For For 2 Amendment to the Stock and Incentive Mgmt For For For Award Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
BENEFICIAL MUTUAL BANCORP, INC. Ticker Security ID: Meeting Date Meeting Status BNCL CUSIP9 08173R104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Boehne Mgmt For For For 1.2 Elect Karen Buchholz Mgmt For For For 1.3 Elect Donald Gayhardt, Jr. Mgmt For For For 1.4 Elect Michael Morris Mgmt For For For 1.5 Elect Roy Yates Mgmt For For For 1.6 Elect Charles Kahn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BR MALLS PARTICIPACOES SA Ticker Security ID: Meeting Date Meeting Status CINS P1908S102 04/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For
BR MALLS PARTICIPACOES SA Ticker Security ID: Meeting Date Meeting Status CINS P1908S102 04/30/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For
BR PROPERTIES SA Ticker Security ID: Meeting Date Meeting Status CINS P59656101 04/23/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Publication of Company Notices Mgmt For For For
BR PROPERTIES SA Ticker Security ID: Meeting Date Meeting Status CINS P59656101 04/23/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For
BR PROPERTIES SA Ticker Security ID: Meeting Date Meeting Status CINS P59656101 06/28/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Relocation of Company's Registered Mgmt For For For Office 5 Relocation of Company's Registered Mgmt For For For Office 6 Reconciliation of Share Capital Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A
BRF -BRASIL FOODS S.A. Ticker Security ID: Meeting Date Meeting Status CINS P1905C100 03/31/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Option Plan Mgmt For Against Against 4 Stock Option Plan for Subsidiary Mgmt For Against Against 5 Stock Split Mgmt For For For 6 Appointment of Appraiser Mgmt For For For 7 Valuation Report; Merger Agreement Mgmt For For For 8 Merger by Absorption Mgmt For For For 9 Publication of Company Notices Mgmt For For For
BRF -BRASIL FOODS S.A. Ticker Security ID: Meeting Date Meeting Status CINS P1905C100 03/31/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Allocation of Mgmt For For For Profits 5 Interest on Capital Mgmt For For For 6 Ratification of Co-option of Board Mgmt For For For Member 7 Election of Supervisory Council Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Issuance of Shares Pursuant to Mgmt For For For Over-Allotment Option (Greenshoe)
Bunge Limited Ticker Security ID: Meeting Date Meeting Status BG CUSIP9 G16962105 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Bernard de La Tour d'Auvergne Mgmt For For For Lauraguais 3 Elect William Engels Mgmt For For For 4 Elect L. Patrick Lupo Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Annual Incentive Plan Mgmt For For For
CACI INC COM PAIRED CACI Ticker Security ID: Meeting Date Meeting Status CACI CUSIP 127190 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Bannister Mgmt For For For 1.2 Elect Paul Cofoni Mgmt For For For 1.3 Elect Gordon England Mgmt For For For 1.4 Elect James Gilmore III Mgmt For For For 1.5 Elect Gregory Johnson Mgmt For For For 1.6 Elect Richard Leatherwood Mgmt For For For 1.7 Elect J.P. London Mgmt For For For 1.8 Elect James Pavitt Mgmt For For For 1.9 Elect Warren Phillips Mgmt For For For 1.10 Elect Charles Revoile Mgmt For For For 1.11 Elect William Wallace Mgmt For For For 2 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Check Point Software Tech LT Ticker Security ID: Meeting Date Meeting Status CHKP CUSIP9 M22465104 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gil Shwed Mgmt For For For 1.2 Elect Marius Nacht Mgmt For For For 1.3 Elect Jerry Ungerman Mgmt For For For 1.4 Elect Dan Propper Mgmt For For For 1.5 Elect David Rubner Mgmt For For For 1.6 Elect Tal Shavit Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Approval of Compensation for the Mgmt For For For Company's Chairman and CEO, Gil Shwed 4 Declaration of Material Interest Mgmt N/A Against N/A
CHIMERA INVESTMENT CORPORATION Ticker Security ID: Meeting Date Meeting Status CIM CUSIP9 16934Q109 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeremy Diamond Mgmt For For For 1.2 Elect John Reilly Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cigna Corp. Ticker Security ID: Meeting Date Meeting Status CI CUSIP9 125509109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane Henney Mgmt For For For 4 Elect Donna Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Long-Term Incentive Mgmt For For For Plan 7 Directors Equity Plan Mgmt For For For
COBALT ENERGY LTD. Ticker Security ID: Meeting Date Meeting Status CIE CUSIP9 19075F106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bryant Mgmt For For For 1.2 Elect Gregory Beard Mgmt For For For 1.3 Elect Peter Coneway Mgmt For For For 1.4 Elect Henry Cornell Mgmt For For For 1.5 Elect Jack Golden Mgmt For For For 1.6 Elect Kenneth Moore Mgmt For For For 1.7 Elect J. Hardy Murchison Mgmt For For For 1.8 Elect Kenneth Pontarelli Mgmt For For For 1.9 Elect Myles Scoggins Mgmt For For For 1.10 Elect D. Jeff van Steenbergen Mgmt For For For 1.11 Elect Martin Young, Jr. Mgmt For For For 2 Non-Employee Directors Compensation Mgmt For For For Plan and Non-Employee Directors Deferral Plan 3 Ratification of Auditor Mgmt For For For
Comerica Inc Ticker Security ID: Meeting Date Meeting Status CMA CUSIP9 200340107 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 9 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHoldr Against Against For for Superior Performance
COMPAGNIE GENERALE DE GEOPHYSIQUE - ADR Ticker Security ID: Meeting Date Meeting Status CGV CUSIP9 204386106 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Elect Remi Dorval Mgmt For For For 5 Elect Denis Ranque Mgmt For For For 6 Elect Kathleen Sendall Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities through Private Placement; Authority to Issue Debt Instruments 13 Authority to Set Offering Price of Mgmt For For For Shares w/o Preemptive Rights 14 Authority to Increase Share Issuance Mgmt For For For Limit 15 Authority to Increase Capital Mgmt For For For through Capitalizations 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options to Mgmt For Against Against Employees and Executives 19 Authority to Issue Restricted Shares Mgmt For Against Against to Employees and Executives Based on Performance Criteria 20 Authority to Issue Restricted Shares Mgmt For Against Against to Employees 21 Authority to Cancel Shares and Mgmt For For For Reduce Capital 22 Authority to Issue Debt Instruments Mgmt For For For 23 Authority to Carry Out Formalities Mgmt For For For
Consol Energy Inc Ticker Security ID: Meeting Date Meeting Status CNX CUSIP9 20854P109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Whitmire Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect James Altmeyer, Sr. Mgmt For For For 1.4 Elect Philip Baxter Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cytec Industries Ticker Security ID: Meeting Date Meeting Status CYT CUSIP9 232820100 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Chris Davis Mgmt For For For 2 Elect Shane Fleming Mgmt For For For 3 Elect William Powell Mgmt For For For 4 Elect Louis Hoynes, Jr. Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Dean Foods Corp. New Ticker Security ID: Meeting Date Meeting Status DF CUSIP9 242370104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tom Davis Mgmt For For For 2 Elect Gregg Engles Mgmt For For For 3 Elect Jim Turner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Tax Gross-up Payments
Delta Air Lines Inc Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP9 247361702 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Dover Corp. Ticker Security ID: Meeting Date Meeting Status DOV CUSIP9 260003108 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Endo Pharmaceuticals Holdings Inc Ticker Security ID: Meeting Date Meeting Status ENDP CUSIP9 29264F205 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Delucca Mgmt For For For 1.2 Elect David Holveck Mgmt For For For 1.3 Elect Nancy Hutson Mgmt For For For 1.4 Elect Michael Hyatt Mgmt For For For 1.5 Elect Roger Kimmel Mgmt For For For 1.6 Elect William P. Montague Mgmt For For For 1.7 Elect Joseph Scodari Mgmt For For For 1.8 Elect William Spengler Mgmt For Withhold Against 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
ENSCO PLC Ticker Security ID: Meeting Date Meeting Status ESV CUSIP9 29358Q109 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Kelly II Mgmt For For For 2 Elect Rita Rodriguez Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Appointment of Statutory Auditor Mgmt For For For 5 Amendment to the 2005 Cash Incentive Mgmt For For For Plan
Everest RE Group Limited Ticker Security ID: Meeting Date Meeting Status RE CUSIP9 G3223R108 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Duffy Mgmt For For For 1.2 Elect Joseph Taranto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
Fidelity National Title Group Ticker Security ID: Meeting Date Meeting Status FNF CUSIP9 31620R105 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Lane Mgmt For For For 1.2 Elect William Lyon Mgmt For For For 1.3 Elect Richard Massey Mgmt For For For 1.4 Elect Cary Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
First American Corp. Ticker Security ID: Meeting Date Meeting Status FAF CUSIP9 318522307 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George L. Argyros Mgmt For Withhold Against 1.2 Elect Bruce S. Bennett Mgmt For For For 1.3 Elect Matthew B. Botein Mgmt For For For 1.4 Elect J. David Chatham Mgmt For For For 1.5 Elect Glenn C. Christenson Mgmt For For For 1.6 Elect William G. Davis Mgmt For For For 1.7 Elect James L. Doti Mgmt For For For 1.8 Elect Lewis W. Douglas, Jr. Mgmt For For For 1.9 Elect Christopher V. Greetham Mgmt For For For 1.10 Elect Parker S. Kennedy Mgmt For For For 1.11 Elect Thomas C. O'Brien Mgmt For For For 1.12 Elect Frank E. O'Bryan Mgmt For For For 1.13 Elect John W. Peace Mgmt For Withhold Against 1.14 Elect D. Van Skilling Mgmt For For For 1.15 Elect Herbert B. Tasker Mgmt For For For 1.16 Elect Virginia M. Ueberroth Mgmt For For For 1.17 Elect Mary Lee Widener Mgmt For For For 2 Reincorporation Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Company Name Change Mgmt For For For 5 Ratification of Auditor Mgmt For For For
First American Corp. Ticker Security ID: Meeting Date Meeting Status FAF ISIN US3185223076 12/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Argyros Mgmt For For For 1.2 Elect Bruce Bennett Mgmt For For For 1.3 Elect Matthew Botein Mgmt For For For 1.4 Elect J. David Chatham Mgmt For For For 1.5 Elect Glenn Christenson Mgmt For For For 1.6 Elect William Davis Mgmt For For For 1.7 Elect James Doti Mgmt For Withhold Against 1.8 Elect Lewis Douglas, Jr. Mgmt For For For 1.9 Elect Christopher Greetham Mgmt For For For 1.10 Elect Parker Kennedy Mgmt For For For 1.11 Elect Thomas O'Brien Mgmt For For For 1.12 Elect Frank O'Bryan Mgmt For For For 1.13 Elect Roslyn Payne Mgmt For For For 1.14 Elect John Peace Mgmt For For For 1.15 Elect D. Van Skilling Mgmt For For For 1.16 Elect Herbert Tasker Mgmt For For For 1.17 Elect Virginia Ueberroth Mgmt For For For 1.18 Elect Mary Widener Mgmt For For For 2 Reincorporation from California to Mgmt For For For Delaware 3 Ratification of Auditor Mgmt For For For
Flextronics International Limited Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F 07/13/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 One-Time Option Exchange Mgmt For For For
Flextronics International Limited Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F 09/22/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Davidson Mgmt For For For 2 Elect Lip-Bu Tan Mgmt For For For 3 Elect Robert Edwards Mgmt For For For 4 Elect Daniel Schulman Mgmt For For For 5 Elect William Watkins Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Renew Share Purchase Mandate Mgmt For For For 8 Renew Share Purchase Mandate Mgmt For For For 9 Director Compensation Mgmt For For For
FMC CORP COM Ticker Security ID: Meeting Date Meeting Status FMCPRC CUSIP9 302491303 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Hunt JB Transportation Services Inc Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP9 445658107 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Duncan Mgmt For For For 2 Elect Sharilyn Gasaway Mgmt For For For 3 Elect Coleman Peterson Mgmt For For For 4 Elect James Robo Mgmt For For For 5 Elect Wayne Garrison Mgmt For For For 6 Elect Gary George Mgmt For For For 7 Elect Bryan Hunt Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Huntington Bancshares Inc Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP9 446150104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Lauer Mgmt For For For 1.2 Elect Gerard Mastroianni Mgmt For For For 1.3 Elect Richard Neu Mgmt For For For 1.4 Elect Kathleen Ransier Mgmt For For For 1.5 Elect William Robertson Mgmt For For For 2 Amendment to the 2007 Stock and Mgmt For For For Long-Term Incentive Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Iguatemi Empresas de Shopping Centers SA Ticker Security ID: Meeting Date Meeting Status CINS P5352J104 01/29/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Ratification of Appointment of Mgmt For For For Appraiser 5 Valuation Report Mgmt For For For 6 Merger Agreement Mgmt For For For 7 Merger by Absorption Mgmt For For For 8 Amendments to Corporate Purpose Mgmt For For For 9 Amend Article 5 Mgmt For For For
Iguatemi Empresas de Shopping Centers SA Ticker Security ID: Meeting Date Meeting Status CINS P5352J104 04/28/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Supervisory Council Mgmt For For For 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For Against Against
Impax Laboratories Inc Ticker Security ID: Meeting Date Meeting Status IPXL CUSIP9 45256B101 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leslie Benet Mgmt For For For 1.2 Elect Robert Burr Mgmt For For For 1.3 Elect Allen Chao Mgmt For For For 1.4 Elect Nigel Fleming Mgmt For For For 1.5 Elect Larry Hsu Mgmt For For For 1.6 Elect Michael Markbreiter Mgmt For For For 1.7 Elect Peter Terreri Mgmt For For For 2 Amendment to the 2002 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
INVESCO LTD Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP9 G491BT108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For
JDS Uniphase Corp. Ticker Security ID: Meeting Date Meeting Status JDSU CUSIP 46612J 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect Harold Covert Mgmt For For For 1.3 Elect Penelope Herscher Mgmt For For For 1.4 Elect Masood Jabbar Mgmt For For For 2 One-time Stock Option Exchange Mgmt For For For Program 3 Amendment to the 1998 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Kennametal Inc Ticker Security ID: Meeting Date Meeting Status KMT CUSIP 489170 10/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald DeFeo Mgmt For For For 1.2 Elect William Newlin Mgmt For For For 1.3 Elect Lawrence Stranghoener Mgmt For For For 2 Ratification of Auditor Mgmt For For For
King Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status KG CUSIP9 495582108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Kingboard Laminates Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G5257K107 04/26/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect CHEUNG Kwok Keung Mgmt For For For 5 Elect CHEUNG Kwok Ping Mgmt For For For 6 Elect CHEUNG Ka Ho Mgmt For For For 7 Elect ZHOU Pei Feng Mgmt For For For 8 Elect Peter MOK Yiu Keung Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Repurchased Shares Mgmt For For For
Kingboard Laminates Holdings Limited Ticker Security ID: Meeting Date Meeting Status CINS G5257K107 06/21/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Drill Bits Agreement Mgmt For For For
Linear Technology Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Swanson, Jr. Mgmt For For For 1.2 Elect David Lee Mgmt For For For 1.3 Elect Lothar Maier Mgmt For For For 1.4 Elect Richard Moley Mgmt For For For 1.5 Elect Thomas Volpe Mgmt For For For 2 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 3 2009 Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
MARFRIG FRIGORIFICOS E COMERCIO DE ALIMENTOS SA Ticker Security ID: Meeting Date Meeting Status CINS P6459Z108 10/08/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital Mgmt For For For 4 Increase in Authorized Capital Mgmt For For For 5 Ratification of Authority to Carry Mgmt For For For Out Initial Public Offering 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
MARFRIG FRIGORIFICOS E COMERCIO DE ALIMENTOS SA Ticker Security ID: Meeting Date Meeting Status CINS P6459Z108 11/09/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Director Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
MARINE HARVEST ASA Ticker Security ID: Meeting Date Meeting Status CINS R2326D105 11/06/2009 Take No Action Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Election of Presiding Chairman and Mgmt For TNA N/A of an Individual to Check Minutes 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments 6 Amendments to Articles Regarding Mgmt For TNA N/A Meeting Documents
Mattel Inc Ticker Security ID: Meeting Date Meeting Status MAT CUSIP9 577081102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For
McAfee Inc Ticker Security ID: Meeting Date Meeting Status MFE CUSIP9 579064106 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For
MDC Holdings Inc Ticker Security ID: Meeting Date Meeting Status MDC CUSIP9 552676108 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Berman Mgmt For For For 1.2 Elect Herbert Buchwald Mgmt For For For 1.3 Elect Larry Mizel Mgmt For For For 2 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 3 Ratification of Auditor Mgmt For For For
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker Security ID: Meeting Date Meeting Status CINS P69913104 04/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For Against Against 4 Reconciliation of Share Capital Mgmt For For For
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker Security ID: Meeting Date Meeting Status CINS P69913104 04/30/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For For For
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker Security ID: Meeting Date Meeting Status CINS P69913104 12/28/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement Mgmt For For For 4 Ratification of the Appointment of Mgmt For For For the Appraiser 5 Valuation Report Mgmt For For For 6 Merger by Absorption Mgmt For For For 7 Authority to Carry Out Formalities Mgmt For For For
Nalco Holding Company Ticker Security ID: Meeting Date Meeting Status NLC CUSIP9 62985Q101 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carl Casale Mgmt For For For 1.2 Elect Rodney Chase Mgmt For For For 1.3 Elect Mary VanDeWeghe Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NETAPP, INC Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Newfield Exploration Company Ticker Security ID: Meeting Date Meeting Status NFX CUSIP9 651290108 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lee Boothby Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Pamela Gardner Mgmt For For For 4 Elect John Kemp III Mgmt For For For 5 Elect J. Michael Lacey Mgmt For For For 6 Elect Joseph Netherland Mgmt For For For 7 Elect Howard Newman Mgmt For For For 8 Elect Thomas Ricks Mgmt For For For 9 Elect Juanita Romans Mgmt For For For 10 Elect Charles Shultz Mgmt For For For 11 Elect J. Terry Strange Mgmt For For For 12 2010 Employee Stock Purchase Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Noble Energy Inc Ticker Security ID: Meeting Date Meeting Status NBL CUSIP9 655044105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For For For 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP9 664397106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NV Energy Inc Ticker Security ID: Meeting Date Meeting Status NVE CUSIP9 67073Y106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
OWENS-ILLINOIS, INC. ) Ticker Security ID: Meeting Date Meeting Status OI CUSIP9 690768403 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Partnerre Limited Ticker Security ID: Meeting Date Meeting Status PRE CUSIP9 G6852T105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Rollwagen Mgmt For For For 1.2 Elect Vito Baumgartner Mgmt For For For 1.3 Elect Jean-Paul Montupet Mgmt For For For 1.4 Elect Lucio Stanca Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Partnerre Limited Ticker Security ID: Meeting Date Meeting Status PRE CUSIP G6852T 09/24/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Acquisition Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Amendment to the 2005 Employee Mgmt For For For Equity Plan
Pentair Inc Ticker Security ID: Meeting Date Meeting Status PNR CUSIP9 709631105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect T. Michael Glenn Mgmt For For For 3 Elect David H. Y. Ho Mgmt For For For 4 Elect William T. Monahan Mgmt For For For 5 Amendment to the 2008 Omnibus Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Perdigao SA Ticker Security ID: Meeting Date Meeting Status cins P7704H109 07/08/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Change of Company Name Mgmt For For For 5 Relocation of Company Headquarters Mgmt For For For 6 Board Size Mgmt For For For 7 Amend Article 51 Mgmt For For For 8 Election of Directors Mgmt For Against Against 9 Increase in Authorized Capital Mgmt For For For 10 Amend Article 18 Mgmt For For For 11 Approval of the Protocol and Mgmt For For For Justification of the Merger 12 Appointment of Appraisers Pursuant Mgmt For For For to Merger 13 Approval of the Appraisal Reports Mgmt For For For Pursuant to Merger 14 Approval of the Merger Mgmt For For For
Perdigao SA Ticker Security ID: Meeting Date Meeting Status cins P7704H109 08/18/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For 3 Ratify Appointment of Financial Mgmt For For For Adivsor 4 Approve Financial Report Mgmt For For For 5 Approve Capital Increase Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
Phh Corporation Ticker Security ID: Meeting Date Meeting Status PHH CUSIP9 693320202 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Deborah M. Reif Mgmt For For For 1.2 Elect Carroll R. Wetzel, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Platinum Underwriters Holdings Ticker Security ID: Meeting Date Meeting Status PTP CUSIP9 G7127P100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Furlong Baldwin Mgmt For For For 1.2 Elect Dan Carmichael Mgmt For For For 1.3 Elect A. John Hass Mgmt For For For 1.4 Elect Antony Lancaster Mgmt For For For 1.5 Elect Edmund Megna Mgmt For For For 1.6 Elect Michael Price Mgmt For For For 1.7 Elect Peter Pruitt Mgmt For For For 1.8 Elect James Slattery Mgmt For For For 1.9 Elect Christopher Steffen Mgmt For For For 2 Enhanced Restrictions to Mitigate Mgmt For For For the Risk of Attribution of Income to U.S. Shareholders Under the Internal Revenue Code 3 Director and Officer Liability Mgmt For For For 4 Jurisdictional Limits on Corporate Mgmt For For For Action 5 Director Actions Mgmt For For For 6 Casting of Votes Mgmt For For For 7 Transfer of Shares Mgmt For For For 8 Number of Directors Mgmt For For For 9 Other Changes to the Bylaws Mgmt For For For 10 2010 Share Incentive Plan Mgmt For For For 11 Re-approval of the Material Terms of Mgmt For For For the Performance Goals Under the Performance Incentive Plan 12 Ratification of Auditor Mgmt For For For
Principal Financial Group Inc Ticker Security ID: Meeting Date Meeting Status PFG CUSIP9 74251V102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Reinsurance Group Of America Inc Ticker Security ID: Meeting Date Meeting Status RGA CUSIP9 759351604 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William J. Bartlett Mgmt For For For 1.2 Elect Alan C. Henderson Mgmt For For For 1.3 Elect J. Rachel Lomax Mgmt For For For 1.4 Elect Fred J. Sievert Mgmt For For For 2 Ratification of Auditor Mgmt For For For
REXAM PLC Ticker Security ID: Meeting Date Meeting Status CINS G1274K113 05/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Ellwood Mgmt For For For 5 Elect Graham Chipchase Mgmt For For For 6 Elect David Robbie Mgmt For For For 7 Elect Carl Symon Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Meusburger Mgmt For For For 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
Ross Stores Inc Ticker Security ID: Meeting Date Meeting Status ROST CUSIP9 778296103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Bush Mgmt For For For 1.2 Elect Norman Ferber Mgmt For For For 1.3 Elect Gregory Quesnel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SBM Offshore N.V. Ticker Security ID: Meeting Date Meeting Status CINS N7752F148 04/14/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Supervisory Board Committee Fees Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Ratification of Management Board Acts Mgmt For For For 17 Ratification of Supervisory Board Mgmt For For For Acts 18 Appointment of Auditor Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Elect F.J.G.M. Cremers Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
Sino Forest Corp. Ticker Security ID: Meeting Date Meeting Status SNOFF CUSIP9 82934H101 05/31/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
TD Ameritrade Holding Corp. Ticker Security ID: Meeting Date Meeting Status AMTD CUSIP9 87236Y108 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For For For 1.3 Elect J. Peter Ricketts Mgmt For For For 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan
Team Health Holdings Inc. Ticker Security ID: Meeting Date Meeting Status TMH CUSIP9 87817A107 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Lynn Massingale Mgmt For For For 1.2 Elect Neil Simpkins Mgmt For For For 1.3 Elect Earl Holland Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 2010 Nonqualified Stock Purchase Plan Mgmt For For For
Teledyne Technologies Inc Ticker Security ID: Meeting Date Meeting Status TDY CUSIP9 879360105 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Teradyne Inc Ticker Security ID: Meeting Date Meeting Status TER CUSIP9 880770102 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Terex Corp. Ticker Security ID: Meeting Date Meeting Status TEX CUSIP9 880779103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald DeFeo Mgmt For For For 1.2 Elect G. Chris Andersen Mgmt For For For 1.3 Elect Paula Cholmondeley Mgmt For For For 1.4 Elect Don DeFosset Mgmt For For For 1.5 Elect William Fike Mgmt For For For 1.6 Elect Thomas Hansen Mgmt For For For 1.7 Elect David Sachs Mgmt For For For 1.8 Elect Oren Shaffer Mgmt For For For 1.9 Elect David Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Textron Inc Ticker Security ID: Meeting Date Meeting Status TXT CUSIP9 883203101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Mgmt For For For Program 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Theravance Inc Ticker Security ID: Meeting Date Meeting Status THRX CUSIP9 88338T104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rick Winningham Mgmt For For For 1.2 Elect Jeffrey Drazan Mgmt For Withhold Against 1.3 Elect Robert Gunderson, Jr. Mgmt For For For 1.4 Elect Arnold Levine Mgmt For Withhold Against 1.5 Elect Burton Malkiel Mgmt For For For 1.6 Elect Peter Ringrose Mgmt For For For 1.7 Elect William Waltrip Mgmt For For For 1.8 Elect George Whitesides Mgmt For For For 1.9 Elect William Young Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Thomas & Betts Corp. Ticker Security ID: Meeting Date Meeting Status TNB CUSIP9 884315102 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeananne Hauswald Mgmt For For For 1.2 Elect Dean Jernigan Mgmt For For For 1.3 Elect Ronald Kalich, Sr. Mgmt For For For 1.4 Elect Kenneth Masterson Mgmt For For For 1.5 Elect Dominic Pileggi Mgmt For For For 1.6 Elect Jean-Paul Richard Mgmt For For For 1.7 Elect Rufus Rivers Mgmt For For For 1.8 Elect Kevin Roberg Mgmt For For For 1.9 Elect David Stevens Mgmt For For For 1.10 Elect William Waltrip Mgmt For For For 2 Ratification of Auditor Mgmt For For For
THOMAS COOK GROUP PLC, PETERBOROUGH Ticker Security ID: Meeting Date Meeting Status CINS G88471100 03/25/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Amendment to Long-Term Incentive Mgmt For For For Plans 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Roger Burnell Mgmt For For For 6 Elect Manny Fontenla-Novoa Mgmt For For For 7 Elect Sam Weihagen Mgmt For For For 8 Elect Peter Middleton Mgmt For For For 9 Elect Paul Hollingworth Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Toll Brothers Inc Ticker Security ID: Meeting Date Meeting Status TOL CUSIP9 889478103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For For For Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For For For Plan 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions
UGI Corp. Ticker Security ID: Meeting Date Meeting Status UGI CUSIP9 902681105 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Umpqua Holdings Corp. Ticker Security ID: Meeting Date Meeting Status UMPQ CUSIP9 904214103 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Davis Mgmt For For For 2 Elect David Frohnmayer Mgmt For For For 3 Elect William Lansing Mgmt For For For 4 Elect Hilliard Terry III Mgmt For For For 5 Elect Peggy Fowler Mgmt For For For 6 Elect Stephen Gambee Mgmt For For For 7 Elect Luis Machuca Mgmt For For For 8 Elect Bryan Timm Mgmt For For For 9 Elect Allyn Ford Mgmt For For For 10 Elect Jose Hermocillo Mgmt For For For 11 Elect Diane Miller Mgmt For For For 12 Elect Frank Whittaker Mgmt For For For 13 Increase in Authorized Shares of Mgmt For For For Common and Preferred Stock 14 Amendment to the 2003 Equity Mgmt For For For Compensation Plan 15 Extension of 2005 Performance Based Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For
Umpqua Holdings Corp. Ticker Security ID: Meeting Date Meeting Status UMPQ CUSIP9 904214202 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Davis Mgmt For For For 2 Elect David Frohnmayer Mgmt For For For 3 Elect William Lansing Mgmt For For For 4 Elect Hilliard Terry III Mgmt For For For 5 Elect Peggy Fowler Mgmt For For For 6 Elect Stephen Gambee Mgmt For For For 7 Elect Luis Machuca Mgmt For For For 8 Elect Bryan Timm Mgmt For For For 9 Elect Allyn Ford Mgmt For For For 10 Elect Jose Hermocillo Mgmt For For For 11 Elect Diane Miller Mgmt For For For 12 Elect Frank Whittaker Mgmt For For For 13 Amendment to the 2003 Equity Mgmt For For For Compensation Plan 14 Extension of 2005 Performance Based Mgmt For For For Incentive Plan 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For
Unumprovident Corp. Ticker Security ID: Meeting Date Meeting Status UNM CUSIP9 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
URS Corp. Ticker Security ID: Meeting Date Meeting Status URS CUSIP9 903236107 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Armen Der Marderosian Mgmt For For For 2 Elect Mickey Foret Mgmt For For For 3 Elect William Frist Mgmt For For For 4 Elect Lydia Kennard Mgmt For For For 5 Elect Martin Koffel Mgmt For For For 6 Elect Joseph Ralston Mgmt For For For 7 Elect John Roach Mgmt For For For 8 Elect Douglas Stotlar Mgmt For For For 9 Elect William Sullivan Mgmt For For For 10 Elect William Walsh Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Varian Semiconductor Equiptment Ticker Security ID: Meeting Date Meeting Status VSEA CUSIP9 922207105 02/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Xun (Eric) Chen Mgmt For For For 1.2 Elect Dennis Schmal Mgmt For For For 2 Ratification of Auditor Mgmt For For For
VF Corp. Ticker Security ID: Meeting Date Meeting Status VFC CUSIP9 918204108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Virgin Media Inc Ticker Security ID: Meeting Date Meeting Status VMED CUSIP9 92769L101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Allen Mgmt For For For 1.2 Elect Andrew Cole Mgmt For For For 1.3 Elect Gordon McCallum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
Westar Energy Inc Ticker Security ID: Meeting Date Meeting Status WR CUSIP9 95709T100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect B. Anthony Isaac Mgmt For For For 1.2 Elect Michael Morrissey Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Wisconsin Energy Corp. Ticker Security ID: Meeting Date Meeting Status WEC CUSIP9 976657106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Frederick Stratton, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The Hartford Money Market Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Select MidCap Value Fund (Merged into The Hartford Small/Mid Cap Equity Fund on February 19, 2010) Investment Company Report 07/01/09 - 06/30/10 Albemarle Corporation Ticker Security ID: Meeting Date Meeting Status ALB CUSIP 012653101 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For
Amdocs Limited Ticker Security ID: Meeting Date Meeting Status DOX CUSIP G02602103 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Adrian Gardner Mgmt For For For 1.3 Elect Charles Foster Mgmt For For For 1.4 Elect James Kahan Mgmt For For For 1.5 Elect Zohar Zisapel Mgmt For For For 1.6 Elect Dov Baharav Mgmt For For For 1.7 Elect Julian Brodsky Mgmt For For For 1.8 Elect Eli Gelman Mgmt For For For 1.9 Elect Nehemia Lemelbaum Mgmt For For For 1.10 Elect John McLennan Mgmt For For For 1.11 Elect Robert Minicucci Mgmt For For For 1.12 Elect Simon Olswang Mgmt For For For 1.13 Elect Giora Yaron Mgmt For For For 2 Approve Consolidated Financial Mgmt For For For Statements 3 Appointment of Auditor Mgmt For For For
Atwood Oceanics, Inc. Ticker Security ID: Meeting Date Meeting Status ATW CUSIP 050095108 02/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect Robert Burgess Mgmt For For For 1.3 Elect George Dotson Mgmt For For For 1.4 Elect Jack Golden Mgmt For For For 1.5 Elect Hans Helmerich Mgmt For For For 1.6 Elect James Montague Mgmt For For For 1.7 Elect Robert Saltiel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
BROADRIDGE FINANCIAL SOLUTIONS, INC. Ticker Security ID: Meeting Date Meeting Status BR CUSIP 11133T103 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Richard Daly Mgmt For For For 3 Elect Robert Duelks Mgmt For For For 4 Elect Richard Haviland Mgmt For For For 5 Elect Alexandra Lebenthal Mgmt For For For 6 Elect Stuart Levine Mgmt For For For 7 Elect Thomas Perna Mgmt For For For 8 Elect Alan Weber Mgmt For For For 9 Elect Arthur Weinbach Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2007 Omnibus Award Mgmt For For For Plan
CA, Inc. Ticker Security ID: Meeting Date Meeting Status CA CUSIP 12673P105 09/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Bromark Mgmt For Against Against 2 Elect Gary Fernandes Mgmt For For For 3 Elect Kay Koplovitz Mgmt For For For 4 Elect Christopher Lofgren Mgmt For For For 5 Elect William McCracken Mgmt For For For 6 Elect John Swainson Mgmt For For For 7 Elect Laura Unger Mgmt For For For 8 Elect Arthur Weinbach Mgmt For Against Against 9 Elect Ron Zambonini Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation
Cabot Corporation Ticker Security ID: Meeting Date Meeting Status CBT CUSIP 127055101 03/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Clarkeson Mgmt For For For 2 Elect Roderick MacLeod Mgmt For For For 3 Elect Ronaldo Schmitz Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For Withhold Against 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect William Perez Mgmt For For For 1.11 Elect Charles Perrin Mgmt For For For 1.12 Elect A. Barry Rand Mgmt For For For 1.13 Elect Nick Shreiber Mgmt For For For 1.14 Elect Archbold van Beuren Mgmt For For For 1.15 Elect Les Vinney Mgmt For For For 1.16 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Annual Incentive Mgmt For For For Plan
Ciena Corporation Ticker Security ID: Meeting Date Meeting Status CIEN CUSIP 171779309 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lawton Fitt Mgmt For For For 2 Elect Patrick Nettles Mgmt For For For 3 Elect Michael Rowny Mgmt For For For 4 Elect Patrick Gallagher Mgmt For For For 5 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan 6 Ratification of Auditor Mgmt For For For
Constellation Brands, Inc. Ticker Security ID: Meeting Date Meeting Status STZ CUSIP 21036P108 07/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Fromberg Mgmt For Withhold Against 1.2 Elect Jeananne Hauswald Mgmt For For For 1.3 Elect James Locke III Mgmt For Withhold Against 1.4 Elect Peter Perez Mgmt For For For 1.5 Elect Richard Sands Mgmt For For For 1.6 Elect Robert Sands Mgmt For For For 1.7 Elect Paul Smith Mgmt For Withhold Against 1.8 Elect Peter Soderberg Mgmt For For For 1.9 Elect Mark Zupan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Amendment to the Long-Term Stock Mgmt For Against Against Incentive Plan
Cooper Industries, Ltd. Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24182100 08/31/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Creation of Distributable Reserves Mgmt For For For
Del Monte Foods Company Ticker Security ID: Meeting Date Meeting Status DLM CUSIP 24522P103 09/24/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For Against Against 2 Elect Terence Martin Mgmt For For For 3 Elect Richard Wolford Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 6 Amendment to the Annual Incentive Mgmt For Against Against Plan 7 Ratification of Auditor Mgmt For For For
DISCOVER FINANCIAL SERVICES Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 04/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For
Duke Realty Corporation Ticker Security ID: Meeting Date Meeting Status DRE CUSIP 264411505 07/22/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Increase of Authorized Preferred Mgmt For Against Against Stock
ENSCO International Incorporated Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 26874Q100 12/22/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reorganization from Delaware to the Mgmt For For For United Kingdom 2 Right to Adjourn Meeting Mgmt For For For
Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838106 08/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee, III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For Against Against 8 Elect Lester Salans Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Ratification of Auditor Mgmt For For For
Frontline Ltd. Ticker Security ID: Meeting Date Meeting Status FRO CUSIP G3682E127 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Frixos Savvides Mgmt For For For 4 Elect Kathrine Fredriksen Mgmt For For For 5 Board Size Mgmt For For For 6 Board Vacancies Mgmt For Against Against 7 Stock Option Plan Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' Fees Mgmt For Against Against
H. J. Heinz Company Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For Against Against 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting
Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
HILL-ROM HOLDINGS, INC. Ticker Security ID: Meeting Date Meeting Status HRC CUSIP 431475102 03/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Giertz Mgmt For For For 1.2 Elect Katherine Napier Mgmt For For For 1.3 Elect Ronald Malone Mgmt For For For 1.4 Elect Eduardo Menasce Mgmt For For For 1.5 Elect John Greisch Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For
Hologic, Inc. Ticker Security ID: Meeting Date Meeting Status HOLX CUSIP 436440101 03/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For Withhold Against 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For Withhold Against 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Hormel Foods Corporation Ticker Security ID: Meeting Date Meeting Status HRL CUSIP 440452100 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Terrell Crews Mgmt For For For 1.2 Elect Jeffrey Ettinger Mgmt For For For 1.3 Elect Jody Feragen Mgmt For Withhold Against 1.4 Elect Susan Marvin Mgmt For For For 1.5 Elect John Morrison Mgmt For For For 1.6 Elect Elsa Murano Mgmt For For For 1.7 Elect Robert Nakasone Mgmt For For For 1.8 Elect Susan Nestegard Mgmt For For For 1.9 Elect Ronald Pearson Mgmt For For For 1.10 Elect Dakota Pippins Mgmt For For For 1.11 Elect Hugh Smith Mgmt For For For 1.12 Elect John Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare
Hospitality Properties Trust Ticker Security ID: Meeting Date Meeting Status HPT CUSIP 44106M102 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
Huntsman Corporation Ticker Security ID: Meeting Date Meeting Status HUN CUSIP 447011107 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Huntsman Mgmt For For For 1.2 Elect Wayne Reaud Mgmt For For For 1.3 Elect Alvin Shoemaker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Incentive Plan Mgmt For For For
IMS Health Incorporated Ticker Security ID: Meeting Date Meeting Status RX CUSIP 449934108 02/08/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Integrated Device Technology, Inc. Ticker Security ID: Meeting Date Meeting Status IDTI CUSIP 458118106 09/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Schofield Mgmt For For For 1.2 Elect Lewis Eggebrecht Mgmt For For For 1.3 Elect Umesh Padval Mgmt For For For 1.4 Elect Gordon Parnell Mgmt For For For 1.5 Elect Donald Schrock Mgmt For For For 1.6 Elect Ron Smith Mgmt For For For 1.7 Elect Theodore Tewksbury Mgmt For For For 2 2009 Employee Stock Purchase Plan Mgmt For For For 3 One-time Option Exchange Program Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For
International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902102 09/30/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock Option Exchange Program for Mgmt For For For Eligible Employees
Intersil Corporation Ticker Security ID: Meeting Date Meeting Status ISIL CUSIP 46069S109 10/06/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 2 Employee Stock Option Exchange Mgmt For For For Program
JDS Uniphase Corporation Ticker Security ID: Meeting Date Meeting Status JDSU CUSIP 46612J507 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Belluzzo Mgmt For Withhold Against 1.2 Elect Harold Covert Mgmt For For For 1.3 Elect Penelope Herscher Mgmt For Withhold Against 1.4 Elect Masood Jabbar Mgmt For Withhold Against 2 One-time Stock Option Exchange Mgmt For Against Against Program 3 Amendment to the 1998 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
KLA-Tencor Corporation Ticker Security ID: Meeting Date Meeting Status KLAC CUSIP 482480100 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Akins Mgmt For For For 1.2 Elect Robert Bond Mgmt For For For 1.3 Elect Kiran Patel Mgmt For For For 1.4 Elect David Wang Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the Performance Bonus Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
Manpower Inc. Ticker Security ID: Meeting Date Meeting Status MAN CUSIP 56418H100 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gina Boswell Mgmt For Withhold Against 1.2 Elect Jack Greenberg Mgmt For For For 1.3 Elect Terry Hueneke Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Articles to Provide For Mgmt For For For Majority Vote For Election of Directors 4 Amendment to Bylaws to Provide For Mgmt For For For Majority Vote For Election of Directors
Meredith Corporation Ticker Security ID: Meeting Date Meeting Status MDP CUSIP 589433101 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Craigie Mgmt For For For 1.2 Elect William Kerr Mgmt For For For 1.3 Elect Frederick Henry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reaffirm Material Terms of 2004 Mgmt For For For Stock Incentive Plan 4 Amendment to the 2004 Stock Mgmt For For For Incentive Plan
Micron Technology, Inc. Ticker Security ID: Meeting Date Meeting Status MU CUSIP 595112103 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Appleton Mgmt For For For 2 Elect Teruaki Aoki Mgmt For Against Against 3 Elect James Bagley Mgmt For Against Against 4 Elect Robert Bailey Mgmt For For For 5 Elect Mercedes Johnson Mgmt For Against Against 6 Elect Lawrence Mondry Mgmt For Against Against 7 Elect Robert Switz Mgmt For For For 8 Executive Officer Performance Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For
National Fuel Gas Company Ticker Security ID: Meeting Date Meeting Status NFG CUSIP 636180101 03/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Ackerman Mgmt For For For 1.2 Elect Craig Matthews Mgmt For For For 1.3 Elect Richard Reiten Mgmt For For For 1.4 Elect David Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Compensation Plan Mgmt For For For
Novell, Inc. Ticker Security ID: Meeting Date Meeting Status NOVL CUSIP 670006105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Albert Aiello Mgmt For For For 2 Elect Fred Corrado Mgmt For For For 3 Elect Richard Crandall Mgmt For For For 4 Elect Gary Greenfield Mgmt For For For 5 Elect Judith Hamilton Mgmt For For For 6 Elect Ronald Hovsepian Mgmt For For For 7 Elect Patrick Jones Mgmt For For For 8 Elect Richard Nolan Mgmt For For For 9 Elect John Poduska, Sr. Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For
Nuance Communications, Inc. Ticker Security ID: Meeting Date Meeting Status NUAN CUSIP 67020Y100 01/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Ricci Mgmt For For For 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For For For 6 Elect William Janeway Mgmt For For For 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For
Office Depot, Inc. Ticker Security ID: Meeting Date Meeting Status ODP CUSIP 676220106 10/14/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Common Stock Upon Mgmt For For For Conversion of Series A Preferred Stock 2 Issuance of Common Stock Upon Mgmt For For For Conversion of Series B Preferred Stock 3 Right to Adjourn Meeting Mgmt For For For
Oshkosh Corporation Ticker Security ID: Meeting Date Meeting Status OSK CUSIP 688239201 02/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter M?ller Mgmt For For For 1.5 Elect Joseph Scaminace Mgmt For Withhold Against 1.6 Elect Wolfgang Schmitt Mgmt For Withhold Against 1.7 Elect Markos Tambakeras Mgmt For Withhold Against 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHldr Against For Against Independent Board Chairman
PartnerRe Ltd. Ticker Security ID: Meeting Date Meeting Status PRE CUSIP G6852T105 09/24/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Acquisition Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Amendment to the 2005 Employee Mgmt For Against Against Equity Plan
PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report
QLogic Corporation Ticker Security ID: Meeting Date Meeting Status QLGC CUSIP 747277101 08/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H.K. Desai Mgmt For For For 2 Elect Joel Birnbaum Mgmt For For For 3 Elect James Fiebiger Mgmt For For For 4 Elect Balakrishnan Iyer Mgmt For Against Against 5 Elect Kathryn Lewis Mgmt For Against Against 6 Elect George Wells Mgmt For Against Against 7 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan 8 Ratification of Auditor Mgmt For Against Against
Rockwell Automation, Inc. Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903109 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Johnson Mgmt For For For 1.2 Elect William McCormick, Jr. Mgmt For Withhold Against 1.3 Elect Keith Nosbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentives Plan
Sara Lee Corporation Ticker Security ID: Meeting Date Meeting Status SLE CUSIP 803111103 10/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Brenda Barnes Mgmt For For For 2 Elect Christopher Begley Mgmt For For For 3 Elect Crandall Bowles Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect James Crown Mgmt For For For 6 Elect Laurette Koellner Mgmt For For For 7 Elect Cornelis van Lede Mgmt For For For 8 Elect John McAdam Mgmt For For For 9 Elect Sir Ian Prosser Mgmt For For For 10 Elect Norman Sorensen Mgmt For For For 11 Elect Jeffrey Ubben Mgmt For For For 12 Elect Jonathan Ward Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For
Sonoco Products Company Ticker Security ID: Meeting Date Meeting Status SON CUSIP 835495102 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Caleb Fort Mgmt For For For 1.2 Elect John Mullin, III Mgmt For For For 1.3 Elect Philippe Rollier Mgmt For For For 1.4 Elect Thomas Whiddon Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sun Microsystems, Inc. Ticker Security ID: Meeting Date Meeting Status JAVA CUSIP 866810203 07/16/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Sun Microsystems, Inc. Ticker Security ID: Meeting Date Meeting Status JAVA CUSIP 866810203 12/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Scott McNealy Mgmt For For For 2 Elect James Barksdale Mgmt For For For 3 Elect Stephen Bennett Mgmt For Against Against 4 Elect Peter Currie Mgmt For Against Against 5 Elect Robert Finocchio, Jr. Mgmt For Against Against 6 Elect James Greene, Jr. Mgmt For For For 7 Elect Michael Marks Mgmt For Against Against 8 Elect Rahul Merchant Mgmt For For For 9 Elect Patricia Mitchell Mgmt For For For 10 Elect M. Kenneth Oshman Mgmt For Against Against 11 Elect P. Anthony Ridder Mgmt For Against Against 12 Elect Jonathan Schwartz Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against
SunTrust Banks, Inc. Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beall, II Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Jeffrey Crowe Mgmt For For For 4 Elect Patricia Frist Mgmt For For For 5 Elect Blake Garrett Mgmt For For For 6 Elect David Hughes Mgmt For For For 7 Elect M. Douglas Ivester Mgmt For For For 8 Elect J. Hicks Lanier Mgmt For For For 9 Elect William Linnenbringer Mgmt For For For 10 Elect G. Gilmer Minor, III Mgmt For For For 11 Elect Larry Prince Mgmt For For For 12 Elect Frank Royal Mgmt For For For 13 Elect Thomas Watjen Mgmt For For For 14 Elect James Wells III Mgmt For For For 15 Elect Karen Williams Mgmt For Against Against 16 Elect Phail Wynn, Jr. Mgmt For For For 17 Amendment to the Management Mgmt For For For Incentive Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
Synopsys, Inc. Ticker Security ID: Meeting Date Meeting Status SNPS CUSIP 871607107 03/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Alfred Castino Mgmt For For For 1.3 Elect Chi-Foon Chan Mgmt For For For 1.4 Elect Bruce Chizen Mgmt For For For 1.5 Elect Deborah Coleman Mgmt For For For 1.6 Elect John Schwarz Mgmt For For For 1.7 Elect Roy Vallee Mgmt For For For 1.8 Elect Steven Walske Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2005 Non-Employee Mgmt For For For Directors Equity Plan 4 Ratification of Auditor Mgmt For For For
The Black & Decker Corporation Ticker Security ID: Meeting Date Meeting Status BDK CUSIP 091797100 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
The Valspar Corporation Ticker Security ID: Meeting Date Meeting Status VAL CUSIP 920355104 02/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Gaillard Mgmt For For For 1.2 Elect Gary Hendrickson Mgmt For For For 1.3 Elect Mae Jemison Mgmt For For For 1.4 Elect Gregory Palen Mgmt For Withhold Against 2 Amendment to the 2009 Omnibus Equity Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Chrisman Mgmt For For For 1.2 Elect Alan Siegel Mgmt For For For 1.3 Elect Geoffrey Thompson Mgmt For For For
Tidewater Inc. Ticker Security ID: Meeting Date Meeting Status TDW CUSIP 886423102 07/09/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect J. Wayne Leonard Mgmt For For For 1.5 Elect Jon Madonna Mgmt For For For 1.6 Elect Joseph Netherland Mgmt For For For 1.7 Elect Richard Pattarozzi Mgmt For For For 1.8 Elect Nicholas Sutton Mgmt For For For 1.9 Elect Cindy Taylor Mgmt For For For 1.10 Elect Dean Taylor Mgmt For For For 1.11 Elect Jack Thompson Mgmt For For For 2 2009 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Xerox Corporation Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121103 02/05/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
THE HARTFORD SELECT SMALLCAP VALUE FUND (This portion sub-advised by Kayne, Anderson, Rudnick Investment Management, LLC) Investment Company Report 07/01/09 To 06/30/10 WD-40 COMPANY SECURITY 929236107 MEETING TYPE Annual TICKER SYMBOL WDFC MEETING DATE 08-Dec-2009 ISIN US9292361071 AGENDA 933158506 - Management CITY HOLDING RECON DATE 15-Oct-2009 COUNTRY United States VOTE DEADLINE DATE 07-Dec-2009 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 1 DIRECTOR Management 1 J.C. ADAMS JR. For For 2 G.H.BATEMAN For For 3 P.D.BEWLEY For For 4 R.A.COLLATO For For 5 M.L.CRIVELLO For For 6 L.A.LANG For For 7 G.O.RIDGE For For 8 N.E.SCHMALE For For 2 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2010.
FINANCIAL FEDERAL CORPORATION SECURITY 317492106 MEETING TYPE Annual TICKER SYMBOL FIF MEETING DATE 08-Dec-2009 ISIN US3174921060 AGENDA 933162682 - Management CITY HOLDING RECON DATE 15-Oct-2009 COUNTRY United States VOTE DEADLINE DATE 07-Dec-2009 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 LAWRENCE B. FISHER For For 2 MICHAEL C. PALITZ For For 3 PAUL R. SINSHEIMER For For 4 LEOPOLD SWERGOLD For For 5 H.E. TIMANUS, JR. For For 6 MICHAEL J. ZIMMERMAN For For 02 RATIFYING THE APPOINTMENT OF KPMG LLP AS THE Management For For CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2010.
LANDAUER, INC. SECURITY 51476K103 MEETING TYPE Annual TICKER SYMBOL LDR MEETING DATE 11-Feb-2010 ISIN US51476K1034 AGENDA 933176732 - Management CITY HOLDING RECON DATE 11-Dec-2009 COUNTRY United States VOTE DEADLINE DATE 10-Feb-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 MICHAEL T. LEATHERMAN For For 2 DAVID E. MEADOR For For 02 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
FINANCIAL FEDERAL CORPORATION SECURITY 317492106 MEETING TYPE Special TICKER SYMBOL FIF MEETING DATE 16-Feb-2010 ISIN US3174921060 AGENDA 933183256 - Management CITY HOLDING RECON DATE 11-Jan-2010 COUNTRY United States VOTE DEADLINE DATE 12-Feb-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF NOVEMBER 22, 2009, BY AND BETWEEN PEOPLE'S UNITED FINANCIAL, INC. AND FINANCIAL FEDERAL CORPORATION. 02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR Management For For DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING, OR AT ANY ADJOURNMENT OF THAT MEETING, TO APPROVE THE MERGER AGREEMENT.
MATTHEWS INTERNATIONAL CORPORATION SECURITY 577128101 MEETING TYPE Annual TICKER SYMBOL MATW MEETING DATE 18-Feb-2010 ISIN US5771281012 AGENDA 933183307 - Management CITY HOLDING RECON DATE 31-Dec-2009 COUNTRY United States VOTE DEADLINE DATE 17-Feb-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 ALVARO GARCIA-TUNON For For 2 JOHN P. O'LEARY, JR. For For 02 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
ABM INDUSTRIES INCORPORATED SECURITY 000957100 MEETING TYPE Annual TICKER SYMBOL ABM MEETING DATE 02-Mar-2010 ISIN US0009571003 AGENDA 933186276 - Management CITY HOLDING RECON DATE 13-Jan-2010 COUNTRY United States VOTE DEADLINE DATE 01-Mar-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 LUKE S. HELMS For For 2 HENRY L. KOTKINS, JR. For For 3 WILLIAM W. STEELE Withheld Against
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For ABM INDUSTRIES INCORPORATED'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. 03 PROPOSAL TO APPROVE THE AMENDMENT OF THE 2004 Management For For EMPLOYEE STOCK PURCHASE PLAN.
CLARCOR INC. SECURITY 179895107 MEETING TYPE Annual TICKER SYMBOL CLC MEETING DATE 23-Mar-2010 ISIN US1798951075 AGENDA 933190871 - Management CITY HOLDING RECON DATE 05-Feb-2010 COUNTRY United States VOTE DEADLINE DATE 22-Mar-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 ROBERT BURGSTAHLER Withheld Against 2 PAUL DONOVAN Withheld Against 3 NORMAN JOHNSON For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2010.
ARES CAPITAL CORPORATION SECURITY 04010L103 MEETING TYPE Special TICKER SYMBOL ARCC MEETING DATE 26-Mar-2010 ISIN US04010L1035 AGENDA 933192116 - Management CITY HOLDING RECON DATE 02-Feb-2010 COUNTRY United States VOTE DEADLINE DATE 25-Mar-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 TO APPROVE THE ISSUANCE OF THE SHARES OF ARES Management For For CAPITAL COMMON STOCK TO BE ISSUED PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, DATED AS OF OCTOBER 26, 2009, AMONG ARES CAPITAL, ALLIED CAPITAL CORPORATION AND ARCC ODYSSEY CORP., A WHOLLY OWNED SUBSIDIARY OF ARES CAPITAL. 02 TO APPROVE THE ADJOURNMENT OF THE ARES CAPITAL Management For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ARES CAPITAL SPECIAL MEETING TO APPROVE PROPOSAL 1.
SUFFOLK BANCORP SECURITY 864739107 MEETING TYPE Annual TICKER SYMBOL SUBK MEETING DATE 13-Apr-2010 ISIN US8647391072 AGENDA 933202462 - Management CITY HOLDING RECON DATE 05-Mar-2010 COUNTRY United States VOTE DEADLINE DATE 12-Apr-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 EDGAR F. GOODALE For For 2 DAVID A. KANDELL For For 3 SUSAN V.B. O'SHEA For For 02 THE APPROVAL OF THE BOARD OF DIRECTORS' Management For For SELECTION OF GRANT THORNTON, L.L.P. AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
CASS INFORMATION SYSTEMS, INC. SECURITY 14808P109 MEETING TYPE Annual TICKER SYMBOL CASS MEETING DATE 19-Apr-2010 ISIN US14808P1093 AGENDA 933209315 - Management CITY HOLDING RECON DATE 05-Mar-2010 COUNTRY United States VOTE DEADLINE DATE 16-Apr-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 LAWRENCE A. COLLETT For For 2 WAYNE J. GRACE For For 3 JAMES J. LINDEMANN For For 4 ANDREW J. SIGNORELLI For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
GRACO INC. SECURITY 384109104 MEETING TYPE Annual TICKER SYMBOL GGG MEETING DATE 23-Apr-2010 ISIN US3841091040 AGENDA 933197205 - Management CITY HOLDING RECON DATE 22-Feb-2010 COUNTRY United States VOTE DEADLINE DATE 22-Apr-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 J. KEVIN GILLIGAN Withheld Against 2 WILLIAM G. VAN DYKE Withheld Against 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF THE GRACO INC. 2010 STOCK INCENTIVE Management For For PLAN. 04 SHAREHOLDER PROPOSAL TO ADOPT MAJORITY VOTING Shareholder For Against FOR THE ELECTION OF DIRECTORS.
LANDSTAR SYSTEM, INC. SECURITY 515098101 MEETING TYPE Annual TICKER SYMBOL LSTR MEETING DATE 29-Apr-2010 ISIN US5150981018 AGENDA 933209187 - Management CITY HOLDING RECON DATE 09-Mar-2010 COUNTRY United States VOTE DEADLINE DATE 28-Apr-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 WILLIAM S. ELSTON For For 2 DIANA M. MURPHY For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
LINCOLN ELECTRIC HOLDINGS, INC. SECURITY 533900106 MEETING TYPE Annual TICKER SYMBOL LECO MEETING DATE 29-Apr-2010 ISIN US5339001068 AGENDA 933213857 - Management CITY HOLDING RECON DATE 03-Mar-2010 COUNTRY United States VOTE DEADLINE DATE 28-Apr-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 STEPHEN G. HANKS For For 2 KATHRYN JO LINCOLN For For 3 W.E. MACDONALD, III For For 4 GEORGE H. WALLS, JR. For For 02 RATIFICATION OF INDEPENDENT AUDITORS. Management For For
OWENS & MINOR, INC. SECURITY 690732102 MEETING TYPE Annual TICKER SYMBOL OMI MEETING DATE 30-Apr-2010 ISIN US6907321029 AGENDA 933203818 - Management CITY HOLDING RECON DATE 09-Mar-2010 COUNTRY United States VOTE DEADLINE DATE 29-Apr-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 1 DIRECTOR Management 1 A. MARSHALL ACUFF, JR. For For 2 J. ALFRED BROADDUS, JR. For For 3 JOHN T. CROTTY For For 4 RICHARD E. FOGG For For 5 G. GILMER MINOR, III For For 6 EDDIE N. MOORE, JR. For For 7 PETER S. REDDING For For 8 JAMES E. ROGERS For For 9 ROBERT C. SLEDD For For 10 CRAIG R. SMITH For For 11 JAMES E. UKROP For For 12 ANNE MARIE WHITTEMORE For For 2 VOTE TO RE-APPROVE PERFORMANCE GOALS IN THE Management For For OWENS & MINOR, INC. 2005 STOCK INCENTIVE PLAN 3 VOTE TO APPROVE AN AMENDMENT TO INCREASE THE Management For For INDIVIDUAL INCENTIVE AWARD LIMIT IN THE OWENS & MINOR, INC. 2005 STOCK INCENTIVE PLAN 4 VOTE TO RATIFY KPMG LLP AS OUR INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010
TEMPUR-PEDIC INTERNATIONAL, INC. SECURITY 88023U101 MEETING TYPE Annual TICKER SYMBOL TPX MEETING DATE 04-May-2010 ISIN US88023U1016 AGENDA 933208678 - Management CITY HOLDING RECON DATE 05-Mar-2010 COUNTRY United States VOTE DEADLINE DATE 03-May-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 1A ELECTION OF DIRECTOR: MARK SARVARY Management For For 1B ELECTION OF DIRECTOR: EVELYN DILSAVER Management For For 1C ELECTION OF DIRECTOR: FRANCIS A. DOYLE Management For For 1D ELECTION OF DIRECTOR: JOHN HEIL Management For For 1E ELECTION OF DIRECTOR: PETER K. HOFFMAN Management For For 1F ELECTION OF DIRECTOR: SIR PAUL JUDGE Management For For 1G ELECTION OF DIRECTOR: NANCY F. KOEHN Management For For 1H ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO Management For For 1I ELECTION OF DIRECTOR: P. ANDREWS MCLANE Management For For 1J ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. Management Against Against 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For AUDITORS 03 PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND Management For For RESTATED ANNUAL INCENTIVE BONUS PLAN FOR SENIOR EXECUTIVES
YOUNG INNOVATIONS, INC. SECURITY 987520103 MEETING TYPE Annual TICKER SYMBOL YDNT MEETING DATE 04-May-2010 ISIN US9875201033 AGENDA 933236184 - Management CITY HOLDING RECON DATE 19-Mar-2010 COUNTRY United States VOTE DEADLINE DATE 03-May-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 GEORGE E. RICHMOND For For 2 ALFRED E. BRENNAN For For 3 BRIAN F. BREMER Withheld Against 4 P.J. FERRILLO, JR. Withheld Against 5 RICHARD J. BLISS Withheld Against 02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Management For For AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
RLI CORP. SECURITY 749607107 MEETING TYPE Annual TICKER SYMBOL RLI MEETING DATE 06-May-2010 ISIN US7496071074 AGENDA 933210065 - Management CITY HOLDING RECON DATE 08-Mar-2010 COUNTRY United States VOTE DEADLINE DATE 05-May-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 KAJ AHLMANN For For 2 BARBARA R. ALLEN For For 3 CHARLES M. LINKE For For 4 F. LYNN MCPHEETERS For For 5 JONATHAN E. MICHAEL For For 6 ROBERT O. VIETS For For 02 APPROVE THE COMPANY'S LONG-TERM INCENTIVE PLAN. Management For For 03 APPROVE THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ENTERTAINMENT PROPERTIES TRUST SECURITY 29380T105 MEETING TYPE Annual TICKER SYMBOL EPR MEETING DATE 12-May-2010 ISIN US29380T1051 AGENDA 933239457 - Management CITY HOLDING RECON DATE 16-Feb-2010 COUNTRY United States VOTE DEADLINE DATE 11-May-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 BARRETT BRADY For For 2 PETER BROWN For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
CARBO CERAMICS INC. SECURITY 140781105 MEETING TYPE Annual TICKER SYMBOL CRR MEETING DATE 18-May-2010 ISIN US1407811058 AGENDA 933235245 - Management CITY HOLDING RECON DATE 22-Mar-2010 COUNTRY United States VOTE DEADLINE DATE 17-May-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 SIGMUND L. CORNELIUS For For 2 JAMES B. JENNINGS For For 3 GARY A. KOLSTAD For For 4 H.E. LENTZ, JR. For For 5 RANDY L. LIMBACHER For For 6 WILLIAM C. MORRIS For For 7 ROBERT S. RUBIN For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
WORLD FUEL SERVICES CORPORATION SECURITY 981475106 MEETING TYPE Annual TICKER SYMBOL INT MEETING DATE 25-May-2010 ISIN US9814751064 AGENDA 933248545 - Management CITY HOLDING RECON DATE 01-Apr-2010 COUNTRY United States VOTE DEADLINE DATE 24-May-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 PAUL H. STEBBINS For For 2 MICHAEL J. KASBAR For For 3 KEN BAKSHI For For 4 JOACHIM HEEL For For 5 RICHARD A. KASSAR For For 6 MYLES KLEIN For For 7 J. THOMAS PRESBY For For 8 STEPHEN K. RODDENBERRY For For 02 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
ROPER INDUSTRIES, INC. SECURITY 776696106 MEETING TYPE Annual TICKER SYMBOL ROP MEETING DATE 02-Jun-2010 ISIN US7766961061 AGENDA 933267103 - Management CITY HOLDING RECON DATE 09-Apr-2010 COUNTRY United States VOTE DEADLINE DATE 01-Jun-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 DAVID W. DEVONSHIRE For For 2 JOHN F. FORT, III For For 3 BRIAN D. JELLISON For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY.
SYNTEL, INC. SECURITY 87162H103 MEETING TYPE Annual TICKER SYMBOL SYNT MEETING DATE 03-Jun-2010 ISIN US87162H1032 AGENDA 933272255 - Management CITY HOLDING RECON DATE 08-Apr-2010 COUNTRY United States VOTE DEADLINE DATE 02-Jun-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 PARITOSH K. CHOKSI For For 2 BHARAT DESAI For For 3 THOMAS DOKE For For 4 GEORGE R. MRKONIC, JR. For For 5 RAJ MASHRUWALA For For 6 PRASHANT RANADE For For 7 NEERJA SETHI For For 02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Management For For AS THE INDEPENDENT AND REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
ARES CAPITAL CORPORATION SECURITY 04010L103 MEETING TYPE Annual TICKER SYMBOL ARCC MEETING DATE 07-Jun-2010 ISIN US04010L1035 AGENDA 933275275 - Management CITY HOLDING RECON DATE 05-May-2010 COUNTRY United States VOTE DEADLINE DATE 04-Jun-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 FRANK E. O'BRYAN For For 2 ANTONY P. RESSLER For For 3 ERIC B. SIEGEL For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. 03 TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF Management For For ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE 2010 ANNUAL MEETING OF STOCKHOLDERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
MCGRATH RENTCORP SECURITY 580589109 MEETING TYPE Annual TICKER SYMBOL MGRC MEETING DATE 08-Jun-2010 ISIN US5805891091 AGENDA 933261062 - Management CITY HOLDING RECON DATE 09-Apr-2010 COUNTRY United States VOTE DEADLINE DATE 07-Jun-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 WILLIAM J. DAWSON For For 2 ROBERT C. HOOD For For 3 DENNIS C. KAKURES For For 4 ROBERT P. MCGRATH For For 5 DENNIS P. STRADFORD For For 6 RONALD H. ZECH For For 02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010.
BALCHEM CORPORATION SECURITY 057665200 MEETING TYPE Annual TICKER SYMBOL BCPC MEETING DATE 17-Jun-2010 ISIN US0576652004 AGENDA 933266846 - Management CITY HOLDING RECON DATE 21-Apr-2010 COUNTRY United States VOTE DEADLINE DATE 16-Jun-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 1 DIRECTOR Management 1 DINO A. ROSSI For For 2 DR. ELAINE R. WEDRAL For For 2 RATIFICATION AND APPROVAL OF THE APPOINTMENT OF Management For For MCGLADREY AND PULLEN, LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010.
COMPUTER SERVICES, INC. SECURITY 20539A105 MEETING TYPE Annual TICKER SYMBOL CSVI MEETING DATE 24-Jun-2010 ISIN US20539A1051 AGENDA 933281723 - Management CITY HOLDING RECON DATE 05-May-2010 COUNTRY United States VOTE DEADLINE DATE 23-Jun-2010 SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION - ---- ------------------------------------------------------- ---------- -------- ----------- ------------------ 01 DIRECTOR Management 1 STEVEN A. POWLESS Withheld Against 2 DR. LINDA J. VITALE Withheld Against 3 ROBERT L. WALKER For For
THE HARTFORD SELECT SMALLCAP VALUE FUND (This portion sub-advised by Metropolitan West Capital Management, LLC) Investment Company Report 07/01/2009 to 06/30/2010
HOLDINGS MEETING MEETING RECORD PROPOSAL MANAGEMENT VOTE COMPANY NAME LOCATION DATE TYPE DATE TICKER CUSIP NUMBER PROPOSAL TEXT PROPOSER RECOMMENDATION CAST - --------------- -------- -------- --------- -------- ------- --------- --------- ------------- ---------- --------------- ------- Amedisys, Inc. US 20100610 Annual 20100415 AMED 023436108 1.1 Elect Management For For Director William F. Borne Amedisys, Inc. US 20100610 Annual 20100415 AMED 023436108 1.2 Elect Management For For Director Ronald A. LaBorde Amedisys, Inc. US 20100610 Annual 20100415 AMED 023436108 1.3 Elect Management For For Director Jake L. Netterville Amedisys, Inc. US 20100610 Annual 20100415 AMED 023436108 1.4 Elect Management For For Director David R. Pitts Amedisys, Inc. US 20100610 Annual 20100415 AMED 023436108 1.5 Elect Management For For Director Peter F. Ricchiuti Amedisys, Inc. US 20100610 Annual 20100415 AMED 023436108 1.6 Elect Management For For Director Donald A. Washburn Amedisys, Inc. US 20100610 Annual 20100415 AMED 023436108 2 Ratify Management For For Auditors AMETEK, Inc. US 20100428 Annual 20100312 AME 031100100 1.1 Elect Management For For Director Charles D. Klein AMETEK, Inc. US 20100428 Annual 20100312 AME 031100100 1.2 Elect Management For For Director Steven W. Kohlhagen AMETEK, Inc. US 20100428 Annual 20100312 AME 031100100 2 Ratify Management For For Auditors AMN Healthcare US 20100414 Annual 20100224 AHS 001744101 1 Elect Management For For Services, Inc. Director R. Jeffrey Harris AMN Healthcare US 20100414 Annual 20100224 AHS 001744101 2 Elect Management For For Services, Inc. Director Michael M.E. Johns AMN Healthcare US 20100414 Annual 20100224 AHS 001744101 3 Elect Management For For Services, Inc. Director Hala G. Moddelmog AMN Healthcare US 20100414 Annual 20100224 AHS 001744101 4 Elect Management For For Services, Inc. Director Susan R. Nowakowski AMN Healthcare US 20100414 Annual 20100224 AHS 001744101 5 Elect Management For For Services, Inc. Director Andrew M. Stern AMN Healthcare US 20100414 Annual 20100224 AHS 001744101 6 Elect Management For For Services, Inc. Director Paul E. Weaver AMN Healthcare US 20100414 Annual 20100224 AHS 001744101 7 Elect Management For For Services, Inc. Director Douglas D. Wheat AMN Healthcare US 20100414 Annual 20100224 AHS 001744101 8 Ratify Management For For Services, Inc. Auditors Associated US 20100428 Annual 20100304 ASBC 045487105 1.1 Elect Management For For Banc Corp Director Karen T. Beckwith Associated US 20100428 Annual 20100304 ASBC 045487105 1.2 Elect Management For For Banc Corp Director Ruth M. Crowley Associated US 20100428 Annual 20100304 ASBC 045487105 1.3 Elect Management For For Banc Corp Director Phillip B. Flynn Associated US 20100428 Annual 20100304 ASBC 045487105 1.4 Elect Management For For Banc Corp Director Ronald R. Harder Associated US 20100428 Annual 20100304 ASBC 045487105 1.5 Elect Management For For Banc Corp Director William R. Hutchinson Associated US 20100428 Annual 20100304 ASBC 045487105 1.6 Elect Management For For Banc Corp Director Eileen A. Kamerick Associated US 20100428 Annual 20100304 ASBC 045487105 1.7 Elect Management For For Banc Corp Director Richard T. Lommen Associated US 20100428 Annual 20100304 ASBC 045487105 1.8 Elect Management For For Banc Corp Director John C. Meng Associated US 20100428 Annual 20100304 ASBC 045487105 1.9 Elect Management For For Banc Corp Director J. Douglas Quick Associated US 20100428 Annual 20100304 ASBC 045487105 1.10 Elect Management For For Banc Corp Director John C. Seramur Associated US 20100428 Annual 20100304 ASBC 045487105 2 Approve Management For For Banc Corp Omnibus Stock Plan Associated US 20100428 Annual 20100304 ASBC 045487105 3 Advisory Management For For Banc Corp Vote to Ratify Named Executive Officers' Compensation Associated US 20100428 Annual 20100304 ASBC 045487105 4 Ratify Management For For Banc Corp Auditors ATC Technology US 20100610 Annual 20100412 ATAC 00211W104 1.1 Elect Management For For Corporation Director Robert L. Evans ATC Technology US 20100610 Annual 20100412 ATAC 00211W104 1.2 Elect Management For For Corporation Director Curtland E. Fields ATC Technology US 20100610 Annual 20100412 ATAC 00211W104 1.3 Elect Management For For Corporation Director Michael J. Hartnett ATC Technology US 20100610 Annual 20100412 ATAC 00211W104 1.4 Elect Management For For Corporation Director Michael D. Jordan ATC Technology US 20100610 Annual 20100412 ATAC 00211W104 1.5 Elect Management For For Corporation Director Todd R. Peters ATC Technology US 20100610 Annual 20100412 ATAC 00211W104 1.6 Elect Management For For Corporation Director S. Lawrence Prendergast ATC Technology US 20100610 Annual 20100412 ATAC 00211W104 1.7 Elect Management For For Corporation Director Edward Stewart ATC Technology US 20100610 Annual 20100412 ATAC 00211W104 2 Ratify Management For For Corporation Auditors ATMI, Inc. US 20100526 Annual 20100330 ATMI 00207R101 1.1 Elect Management For For Director Robert S. Hillas ATMI, Inc. US 20100526 Annual 20100330 ATMI 00207R101 1.2 Elect Management For For Director Cheryl L. Shavers ATMI, Inc. US 20100526 Annual 20100330 ATMI 00207R101 2 Approve Management For For Omnibus Stock Plan ATMI, Inc. US 20100526 Annual 20100330 ATMI 00207R101 3 Ratify Management For For Auditors Avid US 20100504 Annual 20100310 AVID 05367P100 1 Elect Management For For Technology, Director Inc. Robert M. Bakish Avid US 20100504 Annual 20100310 AVID 05367P100 2 Elect Management For For Technology, Director Inc. Gary G. Greenfield Avid US 20100504 Annual 20100310 AVID 05367P100 3 Elect Management For For Technology, Director Inc. Louis Hernandez, Jr. Avid US 20100504 Annual 20100310 AVID 05367P100 4 Ratify Management For For Technology, Auditors Inc. Bio Rad US 20100427 Annual 20100301 BIO 090572207 1.1 Elect Management For For Laboratories, Director Inc. Louis Drapeau Bio Rad US 20100427 Annual 20100301 BIO 090572207 2 Ratify Management For For Laboratories, Auditors Inc. Borders Group, US 20100520 Annual 20100323 BGP 090572207 1.1 Elect Management For For Inc. Director Michael G. Archbold Borders Group, US 20100520 Annual 20100323 BGP 090572207 1.2 Elect Management For For Inc. Director Paul J. Brown Borders Group, US 20100520 Annual 20100323 BGP 090572207 1.3 Elect Management For For Inc. Director Ronald J. Floto Borders Group, US 20100520 Annual 20100323 BGP 090572207 1.4 Elect Management For For Inc. Director Michael Grossman Borders Group, US 20100520 Annual 20100323 BGP 090572207 1.5 Elect Management For For Inc. Director David Shelton Borders Group, US 20100520 Annual 20100323 BGP 090572207 1.6 Elect Management For For Inc. Director Dan Rose Borders Group, US 20100520 Annual 20100323 BGP 090572207 1.7 Elect Management For For Inc. Director Richard 'Mick' McGuire Borders Group, US 20100520 Annual 20100323 BGP 090572207 1.8 Elect Management For For Inc. Director Timothy V. Wolf Borders Group, US 20100520 Annual 20100323 BGP 090572207 2 Approve Management For For Inc. Executive Incentive Bonus Plan Borders Group, US 20100520 Annual 20100323 BGP 090572207 3 Ratify Management For For Inc. Auditors Cathay General US 20100517 Annual 20100401 CATY 149150104 1.1 Elect Management For For Bancorp Director Kelly L. Chan Cathay General US 20100517 Annual 20100401 CATY 149150104 1.2 Elect Management For For Bancorp Director Dunson K. Cheng Cathay General US 20100517 Annual 20100401 CATY 149150104 1.3 Elect Management For For Bancorp Director Thomas C.T. Chiu Cathay General US 20100517 Annual 20100401 CATY 149150104 1.4 Elect Management For For Bancorp Director Joseph C.H. Poon Cathay General US 20100517 Annual 20100401 CATY 149150104 2 Ratify Management For For Bancorp Auditors Cathay General US 20100517 Annual 20100401 CATY 149150104 3 Advisory Management For For Bancorp Vote to Ratify Named Executive Officers' Compensation Charles River US 20100506 Annual 20100318 CRL 159864107 1.1 Elect Management For For Laboratories Director International, James C. Inc. Foster Charles River US 20100506 Annual 20100318 CRL 159864107 1.2 Elect Management For For Laboratories Director International, Nancy T. Inc. Chang Charles River US 20100506 Annual 20100318 CRL 159864107 1.3 Elect Management For For Laboratories Director International, Stephen D. Inc. Chubb Charles River US 20100506 Annual 20100318 CRL 159864107 1.4 Elect Management For For Laboratories Director International, Deborah T. Inc. Kochevar Charles River US 20100506 Annual 20100318 CRL 159864107 1.5 Elect Management For For Laboratories Director International, George E. Inc. Massaro Charles River US 20100506 Annual 20100318 CRL 159864107 1.6 Elect Management For For Laboratories Director International, George M. Inc. Milne, Jr. Charles River US 20100506 Annual 20100318 CRL 159864107 1.7 Elect Management For For Laboratories Director C. International, Richard Reese Inc. Charles River US 20100506 Annual 20100318 CRL 159864107 1.8 Elect Management For For Laboratories Director International, Douglas E. Inc. Rogers Charles River US 20100506 Annual 20100318 CRL 159864107 1.9 Elect Management For For Laboratories Director International, Samuel O. Inc. Thier Charles River US 20100506 Annual 20100318 CRL 159864107 1.10 Elect Management For For Laboratories Director International, William H. Inc. Waltrip Charles River US 20100506 Annual 20100318 CRL 159864107 2 Ratify Management For For Laboratories Auditors International, Inc. Chemed US 20100517 Annual 20100331 CHE 16359R103 1.1 Elect Management For For Corporation Director Kevin J. McNamara Chemed US 20100517 Annual 20100331 CHE 16359R103 1.2 Elect Management For For Corporation Director Joel F. Gemunder Chemed US 20100517 Annual 20100331 CHE 16359R103 1.3 Elect Management For For Corporation Director Patrick P. Grace Chemed US 20100517 Annual 20100331 CHE 16359R103 1.4 Elect Management For For Corporation Director Thomas C. Hutton Chemed US 20100517 Annual 20100331 CHE 16359R103 1.5 Elect Management For For Corporation Director Walter L. Krebs Chemed US 20100517 Annual 20100331 CHE 16359R103 1.6 Elect Management For For Corporation Director Andrea R. Lindell Chemed US 20100517 Annual 20100331 CHE 16359R103 1.7 Elect Management For For Corporation Director Thomas P. Rice Chemed US 20100517 Annual 20100331 CHE 16359R103 1.8 Elect Management For For Corporation Director Donald E. Saunders Chemed US 20100517 Annual 20100331 CHE 16359R103 1.9 Elect Management For For Corporation Director George J. Walsh, III Chemed US 20100517 Annual 20100331 CHE 16359R103 1.10 Elect Management For For Corporation Director Frank E. Wood Chemed US 20100517 Annual 20100331 CHE 16359R103 2 Approve Management For For Corporation Omnibus Stock Plan Chemed US 20100517 Annual 20100331 CHE 16359R103 3 Ratify Management For For Corporation Auditors Coherent, Inc. US 20100401 Annual 20100217 COHR 192479103 1.1 Elect Management For For Director John R. Ambroseo Coherent, Inc. US 20100401 Annual 20100217 COHR 192479103 1.2 Elect Management For For Director Susan James Coherent, Inc. US 20100401 Annual 20100217 COHR 192479103 1.3 Elect Management For For Director L. William Krause Coherent, Inc. US 20100401 Annual 20100217 COHR 192479103 1.4 Elect Management For For Director Garry Rogerson Coherent, Inc. US 20100401 Annual 20100217 COHR 192479103 1.5 Elect Management For For Director Lawrence Tomlinson Coherent, Inc. US 20100401 Annual 20100217 COHR 192479103 1.6 Elect Management For For Director Sandeep Vij Coherent, Inc. US 20100401 Annual 20100217 COHR 192479103 2 Ratify Management For For Auditors Covance Inc. US 20100506 Annual 20100310 CVD 222816100 1.1 Elect Management For For Director Joseph L. Herring Covance Inc. US 20100506 Annual 20100310 CVD 222816100 1.2 Elect Management For For Director John McCartney Covance Inc. US 20100506 Annual 20100310 CVD 222816100 1.3 Elect Management For For Director Bradley T. Sheares , Ph.D Covance Inc. US 20100506 Annual 20100310 CVD 222816100 2 Approve Management For For Omnibus Stock Plan Covance Inc. US 20100506 Annual 20100310 CVD 222816100 3 Ratify Management For For Auditors CVB Financial US 20100518 Annual 20100326 CVBF 126600105 1.1 Elect Management For For Corp. Director George A. Borba CVB Financial US 20100518 Annual 20100326 CVBF 126600105 1.2 Elect Management For For Corp. Director John A. Borba CVB Financial US 20100518 Annual 20100326 CVBF 126600105 1.3 Elect Management For For Corp. Director Robert M. Jacoby CVB Financial US 20100518 Annual 20100326 CVBF 126600105 1.4 Elect Management For For Corp. Director Ronald O. Kruse CVB Financial US 20100518 Annual 20100326 CVBF 126600105 1.5 Elect Management For For Corp. Director Christopher D. Myers CVB Financial US 20100518 Annual 20100326 CVBF 126600105 1.6 Elect Management For For Corp. Director James C. Seley CVB Financial US 20100518 Annual 20100326 CVBF 126600105 1.7 Elect Management For For Corp. Director San E. Vaccaro CVB Financial US 20100518 Annual 20100326 CVBF 126600105 1.8 Elect Management For For Corp. Director D. Linn Wiley CVB Financial US 20100518 Annual 20100326 CVBF 126600105 2 Increase Management For For Corp. Authorized Common Stock CVB Financial US 20100518 Annual 20100326 CVBF 126600105 3 Approve Management For For Corp. Executive Incentive Bonus Plan CVB Financial US 20100518 Annual 20100326 CVBF 126600105 4 Ratify Management For For Corp. Auditors Dealertrack US 20100524 Annual 20100330 TRAK 242309102 1.1 Elect Management For For Holdings, Inc. Director Ann B. Lane Dealertrack US 20100524 Annual 20100330 TRAK 242309102 1.2 Elect Management For For Holdings, Inc. Director John J. McDonnell, Jr. Dealertrack US 20100524 Annual 20100330 TRAK 242309102 1.3 Elect Management For For Holdings, Inc. Director Barry Zwarenstein Dealertrack US 20100524 Annual 20100330 TRAK 242309102 2 Ratify Management For For Holdings, Inc. Auditors El Paso US 20100526 Annual 20100329 EE 283677854 1.1 Elect Management For For Electric Co. Director John Robert Brown El Paso US 20100526 Annual 20100329 EE 283677854 1.2 Elect Management For For Electric Co. Director James W. Cicconi El Paso US 20100526 Annual 20100329 EE 283677854 1.3 Elect Management For For Electric Co. Director P.z. Holland Branch El Paso US 20100526 Annual 20100329 EE 283677854 1.4 Elect Management For For Electric Co. Director Thomas K. Shockley El Paso US 20100526 Annual 20100329 EE 283677854 2 Ratify Management For For Electric Co. Auditors Electronics US 20100527 Annual 20100416 EFII 286082102 1.1 Elect Management For For For Imaging, Director Inc. Gill Cogan Electronics US 20100527 Annual 20100416 EFII 286082102 1.2 Elect Management For For For Imaging, Director Guy Inc. Gecht Electronics US 20100527 Annual 20100416 EFII 286082102 1.3 Elect Management For For For Imaging, Director Inc. Thomas Georgens Electronics US 20100527 Annual 20100416 EFII 286082102 1.4 Elect Management For For For Imaging, Director Inc. Richard A. Kashnow Electronics US 20100527 Annual 20100416 EFII 286082102 1.5 Elect Management For For For Imaging, Director Dan Inc. Maydan Electronics US 20100527 Annual 20100416 EFII 286082102 1.6 Elect Management For For For Imaging, Director Inc. Fred Rosenzweig Electronics US 20100527 Annual 20100416 EFII 286082102 2 Ratify Management For For For Imaging, Auditors Inc. Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 1.1 Elect Management For For Director Gideon Argov Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 1.2 Elect Management For For Director Michael A. Bradley Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 1.3 Elect Management For For Director Marvin D. Burkett Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 1.4 Elect Management For For Director Michael P.C. Carns Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 1.5 Elect Management For For Director Daniel W. Christman Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 1.6 Elect Management For For Director Gary F. Klingl Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 1.7 Elect Management For For Director Roger D. McDaniel Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 1.8 Elect Management For For Director Paul L.H. Olson Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 1.9 Elect Management For For Director Brian F. Sullivan Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 2 Ratify Management For For Auditors Entegris, Inc. US 20100505 Annual 20100312 ENTG 29362U104 3 Approve Management For For Omnibus Stock Plan Flowers Foods, US 20100604 Annual 20100401 FLO 343498101 1.1 Elect Management For For Inc. Director David V. Singer Flowers Foods, US 20100604 Annual 20100401 FLO 343498101 1.2 Elect Management For For Inc. Director Franklin L. Burke Flowers Foods, US 20100604 Annual 20100401 FLO 343498101 1.3 Elect Management For For Inc. Director George E. Deese
Flowers Foods, US 20100604 Annual 20100401 FLO 343498101 1.4 Elect Management For For Inc. Director Manuel A. Fernandez Flowers Foods, US 20100604 Annual 20100401 FLO 343498101 1.5 Elect Management For For Inc. Director Melvin T. Stith Flowers Foods, US 20100604 Annual 20100401 FLO 343498101 2 Ratify Management For For Inc. Auditors Forward Air US 20100511 Annual 20100315 FWRD 349853101 1.1 Elect Management For For Corporation Director Bruce A. Campbell Forward Air US 20100511 Annual 20100315 FWRD 349853101 1.2 Elect Management For For Corporation Director C. Robert Campbell Forward Air US 20100511 Annual 20100315 FWRD 349853101 1.3 Elect Management For For Corporation Director Richard W. Hanselman Forward Air US 20100511 Annual 20100315 FWRD 349853101 1.4 Elect Management For For Corporation Director C. John Langley, Jr. Forward Air US 20100511 Annual 20100315 FWRD 349853101 1.5 Elect Management For For Corporation Director Tracy A. Leinbach Forward Air US 20100511 Annual 20100315 FWRD 349853101 1.6 Elect Management For For Corporation Director G. Michael Lynch Forward Air US 20100511 Annual 20100315 FWRD 349853101 1.7 Elect Management For For Corporation Director Ray A. Mundy Forward Air US 20100511 Annual 20100315 FWRD 349853101 1.8 Elect Management For For Corporation Director Gary L. Paxton Forward Air US 20100511 Annual 20100315 FWRD 349853101 2 Ratify Management For For Corporation Auditors Forward Air US 20100511 Annual 20100315 FWRD 349853101 3 Other Management For For Corporation Business FTI US 20100602 Annual 20100401 FCN 302941109 1.1 Elect Management For For Consulting, Director Inc. Brenda J. Bacon FTI US 20100602 Annual 20100401 FCN 302941109 1.2 Elect Management For For Consulting, Director Inc. James W. Crownover FTI US 20100602 Annual 20100401 FCN 302941109 1.3 Elect Management For For Consulting, Director Inc. Dennis J. Shaughnessy FTI US 20100602 Annual 20100401 FCN 302941109 1.4 Elect Management For For Consulting, Director Inc. George P. Stamas FTI US 20100602 Annual 20100401 FCN 302941109 2 Amend Management For For Consulting, Omnibus Inc. Stock Plan FTI US 20100602 Annual 20100401 FCN 302941109 3 Ratify Management For For Consulting, Auditors Inc. General US 20100628 Annual 20100503 GNCMA 369385109 1.1 Elect Management For For Communication, Director Inc. Scott M. Fisher General US 20100628 Annual 20100503 GNCMA 369385109 1.2 Elect Management For For Communication, Director Inc. William P. Glasgow General US 20100628 Annual 20100503 GNCMA 369385109 1.3 Elect Management For For Communication, Director Inc. James M. Schneider General US 20100628 Annual 20100503 GNCMA 369385109 2 Ratify Management For For Communication, Auditors Inc. Group 1 US 20100518 Annual 20100322 GPI 398905109 1.1 Elect Management For For Automotive, Director Inc. John L. Adams Group 1 US 20100518 Annual 20100322 GPI 398905109 1.2 Elect Management For For Automotive, Director J. Inc. Terry Strange Group 1 US 20100518 Annual 20100322 GPI 398905109 1.3 Elect Management For For Automotive, Director Max Inc. P. Watson, Jr. Group 1 US 20100518 Annual 20100322 GPI 398905109 2 Amend Management For For Automotive, Omnibus Inc. Stock Plan Group 1 US 20100518 Annual 20100322 GPI 398905109 3 Ratify Management For For Automotive, Auditors Inc. Heidrick & US 20100527 Annual 20100416 HSII 422819102 1 Elect Management For For Struggles Director International, Richard I. Inc. Beattie Heidrick & US 20100527 Annual 20100416 HSII 422819102 2 Elect Management For For Struggles Director International, Antonio Inc. Borges Heidrick & US 20100527 Annual 20100416 HSII 422819102 3 Elect Management For For Struggles Director International, John A. Fazio Inc. Heidrick & US 20100527 Annual 20100416 HSII 422819102 4 Ratify Management For For Struggles Auditors International, Inc. Hexcel US 20100506 Annual 20100315 HXL 428291108 1.1 Elect Management For For Corporation Director Joel S. Beckman Hexcel US 20100506 Annual 20100315 HXL 428291108 1.2 Elect Management For For Corporation Director David E. Berges Hexcel US 20100506 Annual 20100315 HXL 428291108 1.3 Elect Management For For Corporation Director Lynn Brubaker Hexcel US 20100506 Annual 20100315 HXL 428291108 1.4 Elect Management For For Corporation Director Jeffrey C. Campbell Hexcel US 20100506 Annual 20100315 HXL 428291108 1.5 Elect Management For For Corporation Director Sandra L. Derickson Hexcel US 20100506 Annual 20100315 HXL 428291108 1.6 Elect Management For For Corporation Director W. Kim Foster Hexcel US 20100506 Annual 20100315 HXL 428291108 1.7 Elect Management For For Corporation Director Jeffrey A. Graves Hexcel US 20100506 Annual 20100315 HXL 428291108 1.8 Elect Management For For Corporation Director David C. Hill Hexcel US 20100506 Annual 20100315 HXL 428291108 1.9 Elect Management For For Corporation Director David C. Hurley Hexcel US 20100506 Annual 20100315 HXL 428291108 1.10 Elect Management For For Corporation Director David L. Pugh Hexcel US 20100506 Annual 20100315 HXL 428291108 2 Ratify Management For For Corporation Auditors Horace Mann US 20100527 Annual 20100329 HMN 440327104 1 Elect Management For For Educators Director Corporation Mary H. Futrell Horace Mann US 20100527 Annual 20100329 HMN 440327104 2 Elect Management For For Educators Director Corporation Stephen J. Hasenmiller Horace Mann US 20100527 Annual 20100329 HMN 440327104 3 Elect Management For For Educators Director Corporation Ronald J. Helow Horace Mann US 20100527 Annual 20100329 HMN 440327104 4 Elect Management For For Educators Director Corporation Louis G. Lower, II Horace Mann US 20100527 Annual 20100329 HMN 440327104 5 Elect Management For For Educators Director Corporation Gabriel L. Shaheen Horace Mann US 20100527 Annual 20100329 HMN 440327104 6 Elect Management For For Educators Director Corporation Roger J. Steinbecker Horace Mann US 20100527 Annual 20100329 HMN 440327104 7 Elect Management For For Educators Director Corporation Robert Stricker Horace Mann US 20100527 Annual 20100329 HMN 440327104 8 Elect Management For For Educators Director Corporation Charles R. Wright Horace Mann US 20100527 Annual 20100329 HMN 440327104 9 Approve Management For For Educators Omnibus Corporation Stock Plan Horace Mann US 20100527 Annual 20100329 HMN 440327104 10 Ratify Management For For Educators Auditors Corporation Huttig US 20100419 Annual 20100219 HBPI 448451104 1.1 Elect Management For For Building Director E. Products, Inc. Thayer Bigelow Huttig US 20100419 Annual 20100219 HBPI 448451104 1.1 Elect Management For For Building Director Products, Inc. Richard S. Forte Huttig US 20100419 Annual 20100219 HBPI 448451104 1.3 Elect Management For For Building Director Jon Products, Inc. P. Vrabely ICU Medical, US 20100514 Annual 20100322 ICUI 44930G107 1.1 Elect Management For For Inc. Director George A. Lopez ICU Medical, US 20100514 Annual 20100322 ICUI 44930G107 1.2 Elect Management For For Inc. Director Robert S. Swinney ICU Medical, US 20100514 Annual 20100322 ICUI 44930G107 2 Ratify Management For For Inc. Auditors ICU Medical, US 20100514 Annual 20100322 ICUI 44930G107 3 Amend Management For For Inc. Omnibus Stock Plan International US 20100517 Annual 20100401 IBOC 459044103 1.1 Elect Management For For Bancshares Director Corporation Irving Greenblum International US 20100517 Annual 20100401 IBOC 459044103 1.2 Elect Management For For Bancshares Director R. Corporation David Guerra International US 20100517 Annual 20100401 IBOC 459044103 1.3 Elect Management For For Bancshares Director Corporation Daniel B. Hastings Jr. International US 20100517 Annual 20100401 IBOC 459044103 1.4 Elect Management For For Bancshares Director Corporation Imelda Navarro International US 20100517 Annual 20100401 IBOC 459044103 1.5 Elect Management For For Bancshares Director Corporation Sioma Neiman International US 20100517 Annual 20100401 IBOC 459044103 1.6 Elect Management For For Bancshares Director Corporation Peggy J. Newman International US 20100517 Annual 20100401 IBOC 459044103 1.7 Elect Management For For Bancshares Director Corporation Dennis E. Nixon International US 20100517 Annual 20100401 IBOC 459044103 1.8 Elect Management For For Bancshares Director Corporation Leonardo Salinas International US 20100517 Annual 20100401 IBOC 459044103 1.9 Elect Management For For Bancshares Director Corporation Antonio R. Sanchez, Jr. International US 20100517 Annual 20100401 IBOC 459044103 1.10 Elect Management For For Bancshares Director Corporation Guillermo F. Trevino International US 20100517 Annual 20100401 IBOC 459044103 2 Ratify Management For For Bancshares Auditors Corporation International US 20100517 Annual 20100401 IBOC 459044103 3 Advisory Management For For Bancshares Vote to Corporation Ratify Named Executive Officers' Compensation J & J Snack US 20100208 Annual 20091211 JJSF 466032109 1.1 Elect Management For For Foods Corp. Director Gerald B. Shreiber Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 1.1 Elect Management For For Inc. Director Mel S. Lavitt Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 1.2 Elect Management For For Inc. Director Timothy L. Main Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 1.3 Elect Management For For Inc. Director William D. Morean Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 1.4 Elect Management For For Inc. Director Lawrence J. Murphy Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 1.5 Elect Management For For Inc. Director Frank A. Newman Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 1.6 Elect Management For For Inc. Director Steven A. Raymund Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 1.7 Elect Management For For Inc. Director Thomas A. Sansone Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 1.8 Elect Management For For Inc. Director David M. Stout Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 1.9 Elect Management For For Inc. Director Kathleen A. Walters Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 2 Amend Management For For Inc. Omnibus Stock Plan Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 3 Ratify Management For For Inc. Auditors Jabil Circuit, US 20100121 Annual 20091124 JBL 466313103 4 Other Management For For Inc. Business Landstar US 20100429 Annual 20100309 LSTR 515098101 1.1 Elect Management For For System, Inc. Director William S. Elston Landstar US 20100429 Annual 20100309 LSTR 515098101 1.2 Elect Management For For System, Inc. Director Diana M. Murphy Landstar US 20100429 Annual 20100309 LSTR 515098101 2 Ratify Management For For System, Inc. Auditors Neenah Paper, US 20100519 Annual 20100331 NP 640079109 1.1 Elect Management For For Inc. Director Sean T. Erwin Neenah Paper, US 20100519 Annual 20100331 NP 640079109 1.2 Elect Management For For Inc. Director Edward Grzedzinski Neenah Paper, US 20100519 Annual 20100331 NP 640079109 1.3 Elect Management For For Inc. Director John F. McGovern Neenah Paper, US 20100519 Annual 20100331 NP 640079109 2 Ratify Management For For Inc. Auditors Oceaneering US 20100507 Annual 20100319 OII 675232102 1.1 Elect Management For For International, Director Inc. David S. Hooker Oceaneering US 20100507 Annual 20100319 OII 675232102 1.2 Elect Management For For International, Director Inc. Harris J. Pappas Oceaneering US 20100507 Annual 20100319 OII 675232102 2 Approve Management For For International, Omnibus Inc. Stock Plan Oceaneering US 20100507 Annual 20100319 OII 675232102 3 Ratify Management For For International, Auditors Inc. OfficeMax US 20100414 Annual 20100222 OMX 67622P101 1 Elect Management For For Incorporated Director Dorrit J. Bern OfficeMax US 20100414 Annual 20100222 OMX 67622P101 2 Elect Management For For Incorporated Director Warren F. Bryant OfficeMax US 20100414 Annual 20100222 OMX 67622P101 3 Elect Management For For Incorporated Director Joseph M. DePinto OfficeMax US 20100414 Annual 20100222 OMX 67622P101 4 Elect Management For For Incorporated Director Sam K. Duncan OfficeMax US 20100414 Annual 20100222 OMX 67622P101 5 Elect Management For For Incorporated Director Rakesh Gangwal OfficeMax US 20100414 Annual 20100222 OMX 67622P101 6 Elect Management For For Incorporated Director Francesca Ruiz de Luzuriaga OfficeMax US 20100414 Annual 20100222 OMX 67622P101 7 Elect Management For For Incorporated Director William J. Montgoris OfficeMax US 20100414 Annual 20100222 OMX 67622P101 8 Elect Management For For Incorporated Director David M. Szymanski OfficeMax US 20100414 Annual 20100222 OMX 67622P101 9 Ratify Management For For Incorporated Auditors OfficeMax US 20100414 Annual 20100222 OMX 67622P101 10 Amend Management For For Incorporated Omnibus Stock Plan P. H. US 20100505 Annual 20100311 GLT 377316104 1.1 Elect Management For For Glatfelter Director Company Kathleen A. Dahlberg P. H. US 20100505 Annual 20100311 GLT 377316104 1.2 Elect Management For For Glatfelter Director Company George H. Glatfelter II P. H. US 20100505 Annual 20100311 GLT 377316104 1.3 Elect Management For For Glatfelter Director Company Richard C. III P. H. US 20100505 Annual 20100311 GLT 377316104 1.4 Elect Management For For Glatfelter Director Company Ronald J. Naples P. H. US 20100505 Annual 20100311 GLT 377316104 1.5 Elect Management For For Glatfelter Director Company Richard L. Smoot P. H. US 20100505 Annual 20100311 GLT 377316104 1.6 Elect Management For For Glatfelter Director Lee Company C. Stewart P. H. US 20100505 Annual 20100311 GLT 377316104 2 Amend Management For For Glatfelter Executive Company Incentive Bonus Plan P. H. US 20100505 Annual 20100311 GLT 377316104 3 Ratify Management For For Glatfelter Auditors Company Papa John's US 20100428 Annual 20100302 PZZA 698813102 1.1 Elect Management For For International, Director Inc. Norborne P. Cole, Jr. Papa John's US 20100428 Annual 20100302 PZZA 698813102 1.2 Elect Management For For International, Director Inc. William M. Street Papa John's US 20100428 Annual 20100302 PZZA 698813102 2 Ratify Management For For International, Auditors Inc. Plexus Corp. US 20100210 Annual 20091204 PLXS 729132100 1.1 Elect Management For For Director Ralf R. Boer Plexus Corp. US 20100210 Annual 20091204 PLXS 729132100 1.2 Elect Management For For Director Stephen P. Cortinovis Plexus Corp. US 20100210 Annual 20091204 PLXS 729132100 1.3 Elect Management For For Director David J. Drury Plexus Corp. US 20100210 Annual 20091204 PLXS 729132100 1.4 Elect Management For For Director Dean A. Foate Plexus Corp. US 20100210 Annual 20091204 PLXS 729132100 1.5 Elect Management For For Director Peter Kelly Plexus Corp. US 20100210 Annual 20091204 PLXS 729132100 1.6 Elect Management For For Director John L. Nussbaum Plexus Corp. US 20100210 Annual 20091204 PLXS 729132100 1.7 Elect Management For For Director Michael V. Schrock Plexus Corp. US 20100210 Annual 20091204 PLXS 729132100 1.8 Elect Management For For Director Charles M. Strother Plexus Corp. US 20100210 Annual 20091204 PLXS 729132100 1.9 Elect Management For For Director Mary A. Winston Plexus Corp. US 20100210 Annual 20091204 PLXS 729132100 2 Ratify Management For For Auditors Ralcorp US 20100126 Annual 20091120 RAH 751000000 1.1 Elect Management For For Holdings, Inc. Director Bill G. Armstrong Ralcorp US 20100126 Annual 20091120 RAH 751000000 1.2 Elect Management For For Holdings, Inc. Director J. Patrick Mulcahy Ralcorp US 20100126 Annual 20091120 RAH 751000000 1.3 Elect Management For For Holdings, Inc. Director William P. Stiritz Ralcorp US 20100126 Annual 20091120 RAH 751000000 2 Ratify Management For For Holdings, Inc. Auditors Raymond James US 20100218 Annual 20091211 RJF 754730109 1.1 Elect Management For For Financial, Inc. Director Shelley G. Broader Raymond James US 20100218 Annual 20091211 RJF 754730109 1.2 Elect Management For For Financial, Inc. Director Francis S. Godbold Raymond James US 20100218 Annual 20091211 RJF 754730109 1.3 Elect Management For For Financial, Inc. Director H.W. Habermeyer, Jr. Raymond James US 20100218 Annual 20091211 RJF 754730109 1.4 Elect Management For For Financial, Inc. Director Chet Helck Raymond James US 20100218 Annual 20091211 RJF 754730109 1.5 Elect Management For For Financial, Inc. Director Thomas A. James Raymond James US 20100218 Annual 20091211 RJF 754730109 1.6 Elect Management For For Financial, Inc. Director Paul C. Reilly Raymond James US 20100218 Annual 20091211 RJF 754730109 1.7 Elect Management For For Financial, Inc. Director Robert P. Saltzman Raymond James US 20100218 Annual 20091211 RJF 754730109 1.8 Elect Management For For Financial, Inc. Director Kenneth A. Shields Raymond James US 20100218 Annual 20091211 RJF 754730109 1.9 Elect Management For For Financial, Inc. Director Hardwick Simmons Raymond James US 20100218 Annual 20091211 RJF 754730109 1.10 Elect Management For For Financial, Inc. Director Susan N. Story Raymond James US 20100218 Annual 20091211 RJF 755000000 2 Ratify Management For For Financial, Inc. Auditors Raymond James US 20100218 Annual 20091211 RJF 755000000 3 Amend Management For For Financial, Inc. Executive Incentive Bonus Plan RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 1.1 Elect Management For For Director Robert E. Dods RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 1.2 Elect Management For For Director Curtis W. Stoelting RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 1.3 Elect Management For For Director John S. Bakalar RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 1.4 Elect Management For For Director John J. Vosicky RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 1.5 Elect Management For For Director Paul E. Purcell RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 1.6 Elect Management For For Director Thomas M. Collinger
RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 1.7 Elect Management For For Director Michael J. Merriman, Jr. RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 1.8 Elect Management For For Director Linda A. Huett RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 1.9 Elect Management For For Director Peter J. Henseler RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 1.10 Elect Management For For Director Joan K. Chow RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 2 Amend Management For For Omnibus Stock Plan RC2 Corporation US 20100506 Annual 20100311 RCRC 749388104 3 Ratify Management For For Auditors Schawk, Inc. US 20100519 Annual 20100331 SGK 806373106 1.1 Elect Management For For Director Clarence W. Schawk Schawk, Inc. US 20100519 Annual 20100331 SGK 806373106 1.2 Elect Management For For Director David A. Schawk Schawk, Inc. US 20100519 Annual 20100331 SGK 806373106 1.3 Elect Management For For Director A. Alex Sarkisian Schawk, Inc. US 20100519 Annual 20100331 SGK 806373106 1.4 Elect Management For For Director Leonard S. Caronia Schawk, Inc. US 20100519 Annual 20100331 SGK 806373106 1.5 Elect Management For For Director Judith W. McCue Schawk, Inc. US 20100519 Annual 20100331 SGK 806373106 1.6 Elect Management For For Director Hollis W. Rademacher Schawk, Inc. US 20100519 Annual 20100331 SGK 806373106 1.7 Elect Management For For Director John T. McEnroe Schawk, Inc. US 20100519 Annual 20100331 SGK 806373106 1.8 Elect Management For For Director Michael G. O'Rourke Schawk, Inc. US 20100519 Annual 20100331 SGK 806373106 1.9 Elect Management For For Director Stanley N. Logan Schawk, Inc. US 20100519 Annual 20100331 SGK 806373106 2 Amend Non Management For For Employee Director Stock Option Plan Selective US 20100428 Annual 20100305 SIGI 816300107 1 Declassify Management For For Insurance the Board of Group, Inc. Directors Selective US 20100428 Annual 20100305 SIGI 816300107 2.1 Elect Management For For Insurance Director W. Group, Inc. Marston Becker Selective US 20100428 Annual 20100305 SIGI 816300107 2.2 Elect Management For For Insurance Director Group, Inc. Gregory E. Murphy Selective US 20100428 Annual 20100305 SIGI 816300107 2.3 Elect Management For For Insurance Director Group, Inc. Cynthia S. Nicholson Selective US 20100428 Annual 20100305 SIGI 816300107 2.4 Elect Management For For Insurance Director Group, Inc. William M. Rue Selective US 20100428 Annual 20100305 SIGI 816300107 3 Amend Management For For Insurance Omnibus Group, Inc. Stock Plan Selective US 20100428 Annual 20100305 SIGI 816300107 4 Amend Management For For Insurance Executive Group, Inc. Incentive Bonus Plan Selective US 20100428 Annual 20100305 SIGI 816300107 5 Ratify Management For For Insurance Auditors Group, Inc. TETRA US 20100505 Annual 20100308 TTI 88162F105 1.1 Elect Management For For Technologies, Director Inc. Stuart M. Brightman TETRA US 20100505 Annual 20100308 TTI 88162F105 1.2 Elect Management For For Technologies, Director Inc. Paul D. Coombs TETRA US 20100505 Annual 20100308 TTI 88162F105 1.3 Elect Management For For Technologies, Director Inc. Ralph S. Cunningham TETRA US 20100505 Annual 20100308 TTI 88162F105 1.4 Elect Management For For Technologies, Director Tom Inc. H. Delimitros TETRA US 20100505 Annual 20100308 TTI 88162F105 1.5 Elect Management For For Technologies, Director Inc. Geoffrey M. Hertel TETRA US 20100505 Annual 20100308 TTI 88162F105 1.6 Elect Management For For Technologies, Director Inc. Allen T. McInnes TETRA US 20100505 Annual 20100308 TTI 88162F105 1.7 Elect Management For For Technologies, Director Inc. Kenneth P. Mitchell TETRA US 20100505 Annual 20100308 TTI 88162F105 1.8 Elect Management For For Technologies, Director Inc. William D. Sullivan TETRA US 20100505 Annual 20100308 TTI 88162F105 1.9 Elect Management For For Technologies, Director Inc. Kenneth E. White, Jr. TETRA US 20100505 Annual 20100308 TTI 88162F105 2 Ratify Management For For Technologies, Auditors Inc. TETRA US 20100505 Annual 20100308 TTI 88162F105 3 Amend Management Against For Technologies, Omnibus Inc. Stock Plan The Cooper US 20100317 Annual 20100129 COO 216648402 1.1 Elect Management For For Companies, Inc. Director A. Thomas Bender The Cooper US 20100317 Annual 20100129 COO 216648402 1.2 Elect Management For For Companies, Inc. Director Michael H. Kalkstein The Cooper US 20100317 Annual 20100129 COO 216648402 1.3 Elect Management For For Companies, Inc. Director Jody S. Lindell The Cooper US 20100317 Annual 20100129 COO 216648402 1.4 Elect Management For For Companies, Inc. Director Donald Press The Cooper US 20100317 Annual 20100129 COO 216648402 1.5 Elect Management For For Companies, Inc. Director Steven Rosenberg The Cooper US 20100317 Annual 20100129 COO 216648402 1.6 Elect Management For For Companies, Inc. Director Allan E. Rubenstein, M.D. The Cooper US 20100317 Annual 20100129 COO 216648402 1.7 Elect Management For For Companies, Inc. Director Robert S. Weiss The Cooper US 20100317 Annual 20100129 COO 216648402 1.8 Elect Management For For Companies, Inc. Director Stanley Zinberg, M.D. The Cooper US 20100317 Annual 20100129 COO 216648402 2 Ratify Management For For Companies, Inc. Auditors The Cooper US 20100317 Annual 20100129 COO 216648402 3 Require a ShareholderFor Against Companies, Inc. Majority Vote for the Election of Directors The Gymboree US 20100608 Annual 20100413 GYMB 403777105 1.1 Elect Management For For Corporation Director Blair W. Lambert The Gymboree US 20100608 Annual 20100413 GYMB 403777105 1.2 Elect Management For For Corporation Director Daniel R. Lyle The Gymboree US 20100608 Annual 20100413 GYMB 403777105 1.3 Elect Management For For Corporation Director Scott A. Ryles The Gymboree US 20100608 Annual 20100413 GYMB 403777105 2 Amend Management For For Corporation Omnibus Stock Plan The Gymboree US 20100608 Annual 20100413 GYMB 403777105 3 Ratify Management For For Corporation Auditors Unisys US 20100429 Annual 20100301 UIS 909214306 1 Declassify Management For For Corporation the Board of Directors Unisys US 20100429 Annual 20100301 UIS 909214306 2 Alter Management For For Corporation Mandatory Retirement Policy for Directors Unisys US 20100429 Annual 20100301 UIS 909214306 3 Approve Management For For Corporation Decrease in Size of Board Unisys US 20100429 Annual 20100301 UIS 909214306 4 Elect Management For For Corporation Director Henry C. Duques Unisys US 20100429 Annual 20100301 UIS 909214306 5 Elect Management For For Corporation Director Theodore E. Martin Unisys US 20100429 Annual 20100301 UIS 909214306 6 Elect Management For For Corporation Director Charles B. McQuade Unisys US 20100429 Annual 20100301 UIS 909214306 7 Ratify Management For For Corporation Auditors Unisys US 20100429 Annual 20100301 UIS 909214306 8 Approve Management For For Corporation Omnibus Stock Plan United US 20100526 Annual 20100329 USTR 913004107 1.1 Elect Management For For Stationers Inc. Director Roy W. Haley United US 20100526 Annual 20100329 USTR 913004107 1.2 Elect Management For For Stationers Inc. Director Benson P. Shapiro United US 20100526 Annual 20100329 USTR 913004107 1.3 Elect Management For For Stationers Inc. Director Alex D. Zoghlin United US 20100526 Annual 20100329 USTR 913004107 1.4 Elect Management For For Stationers Inc. Director Noah T. Maffitt United US 20100526 Annual 20100329 USTR 913004107 2 Ratify Management For For Stationers Inc. Auditors Varian US 20100208 Annual 20091210 VSEA 922207105 1.1 Elect Management For For Semiconductor Director Xun Equipment (Eric) Chen Associates, Inc. Varian US 20100208 Annual 20091210 VSEA 922207105 1.2 Elect Management For For Semiconductor Director Equipment Dennis G. Associates, Schmal Inc. Varian US 20100208 Annual 20091210 VSEA 922207105 2 Ratify Management For For Semiconductor Auditors Equipment Associates, Inc. VeriFone US 20100630 Annual 20100507 PAY 92342Y109 1.1 Elect Management For For Systems, Inc. Director Robert W. Alspaugh VeriFone US 20100630 Annual 20100507 PAY 92342Y109 1.2 Elect Management For For Systems, Inc. Director Douglas G. Bergeron VeriFone US 20100630 Annual 20100507 PAY 92342Y109 1.3 Elect Management For For Systems, Inc. Director Leslie G. Denend VeriFone US 20100630 Annual 20100507 PAY 92342Y109 1.4 Elect Management For For Systems, Inc. Director Alex W. Hart VeriFone US 20100630 Annual 20100507 PAY 92342Y109 1.5 Elect Management For For Systems, Inc. Director Robert B. Henske VeriFone US 20100630 Annual 20100507 PAY 92342Y109 1.6 Elect Management For For Systems, Inc. Director Richard A. McGinn VeriFone US 20100630 Annual 20100507 PAY 92342Y109 1.7 Elect Management For For Systems, Inc. Director Eitan Raff VeriFone US 20100630 Annual 20100507 PAY 92342Y109 1.8 Elect Management For For Systems, Inc. Director Charles R. Rinehart VeriFone US 20100630 Annual 20100507 PAY 92342Y109 1.9 Elect Management For For Systems, Inc. Director Jeffrey E. Stiefler VeriFone US 20100630 Annual 20100507 PAY 92342Y109 2 Ratify Management For For Systems, Inc. Auditors Volcom, Inc. US 20100504 Annual 20100308 VLCM 92864N101 1.1 Elect Management For For Director Rene R. Woolcott Volcom, Inc. US 20100504 Annual 20100308 VLCM 92864N101 1.2 Elect Management For For Director Richard R. Woolcott Volcom, Inc. US 20100504 Annual 20100308 VLCM 92864N101 1.3 Elect Management For For Director Douglas S. Ingram Volcom, Inc. US 20100504 Annual 20100308 VLCM 92864N101 1.4 Elect Management For For Director Anthony M. Palma Volcom, Inc. US 20100504 Annual 20100308 VLCM 92864N101 1.5 Elect Management For For Director Joseph B. Tyson Volcom, Inc. US 20100504 Annual 20100308 VLCM 92864N101 1.6 Elect Management For For Director Carl W. Womack Volcom, Inc. US 20100504 Annual 20100308 VLCM 92864N101 1.7 Elect Management For For Director Kevin G. Wulff Volcom, Inc. US 20100504 Annual 20100308 VLCM 92864N101 2 Ratify Management For For Auditors Westar Energy, US 20100520 Annual 20100322 WR 95709T100 1.1 Elect Management For For Inc. Director B. Anthony Isaac Westar Energy, US 20100520 Annual 20100322 WR 95709T100 1.2 Elect Management For For Inc. Director Michael F. Morrissey Westar Energy, US 20100520 Annual 20100322 WR 95709T100 2 Ratify Management For For Inc. Auditors Westinghouse US 20100512 Annual 20100317 WAB 929740108 1.1 Elect Management For For Air Brake Director Technologies Robert J. Corporation Brooks Westinghouse US 20100512 Annual 20100317 WAB 929740108 1.2 Elect Management For For Air Brake Director Technologies William E. Corporation Kassling Westinghouse US 20100512 Annual 20100317 WAB 929740108 1.3 Elect Management For For Air Brake Director Technologies Albert J. Corporation Neupaver Westinghouse US 20100512 Annual 20100317 WAB 929740108 2 Ratify Management For For Air Brake Auditors Technologies Corporation Zions US 20100528 Annual 20100324 ZION 989701107 1 Elect Management For For Bancorporation Director Roger B. Porter Zions US 20100528 Annual 20100324 ZION 989701107 2 Elect Management For For Bancorporation Director L.E. Simmons Zions US 20100528 Annual 20100324 ZION 989701107 3 Elect Management For For Bancorporation Director Steven C. Wheelwright Zions US 20100528 Annual 20100324 ZION 989701107 4 Increase Management For For Bancorporation Authorized Preferred Stock Zions US 20100528 Annual 20100324 ZION 989701107 5 Ratify Management For For Bancorporation Auditors Zions US 20100528 Annual 20100324 ZION 989701107 6 Advisory Management For For Bancorporation Vote to Ratify Named Executive Officers' Compensation Zions US 20100528 Annual 20100324 ZION 989701107 7 Amend EEO ShareholderAgainst Against Bancorporation Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity Zions US 20100528 Annual 20100324 ZION 989701107 8 Require ShareholderAgainst Against Bancorporation Independent Board Chairman Zions US 20100528 Annual 20100324 ZION 989701107 9 Advisory ShareholderAgainst Against Bancorporation Vote to Ratify Named Executive Officers' Compensation Schawk, Inc. US 20090714 Annual 20090520 SGK 806373106 1 CLARENCE W. Management For For SCHAWK Schawk, Inc. US 20090714 Annual 20090520 SGK 806373106 2 DAVID A. Management For For SCHAWK Schawk, Inc. US 20090714 Annual 20090520 SGK 806373106 3 A. ALEX Management For For SARKISIAN, ESQ. Schawk, Inc. US 20090714 Annual 20090520 SGK 806373106 4 LEONARD S. Management For For CARONIA Schawk, Inc. US 20090714 Annual 20090520 SGK 806373106 5 JUDITH W. Management For For MCCUE, ESQ. Schawk, Inc. US 20090714 Annual 20090520 SGK 806373106 6 HOLLIS W. Management For For RADEMACHER Schawk, Inc. US 20090714 Annual 20090520 SGK 806373106 7 JOHN T. Management For For MCENROE, ESQ. Schawk, Inc. US 20090714 Annual 20090520 SGK 806373106 8 MICHAEL G. Management For For O'ROURKE Schawk, Inc. US 20090714 Annual 20090520 SGK 806373106 9 STANLEY N. Management For For LOGAN School US 20090818 Annual 20090706 SCHS 807863105 1.1 DAVID J. Management For For Specialty, Inc VANDER ZANDEN School US 20090818 Annual 20090706 SCHS 807863105 1.2 JACQUELINE Management For For Specialty, Inc F. WOODS School US 20090818 Annual 20090706 SCHS 807863105 2 Amend Management For For Specialty, Inc Articles-Board Related School US 20090818 Annual 20090706 SCHS 807863105 3 Ratify Management For For Specialty, Inc Appointment of Independent Auditors Resources US 20091022 Annual 20090828 RECN 76122Q105 1.1 DONALD B. Management For For Connection, MURRAY Inc. Resources US 20091022 Annual 20090828 RECN 76122Q105 1.2 A. ROBERT Management For For Connection, PISANO Inc. Resources US 20091022 Annual 20090828 RECN 76122Q105 1.3 SUSAN J. Management For For Connection, CRAWFORD Inc. Resources US 20091022 Annual 20090828 RECN 76122Q105 1.4 MICHAEL H. Management For For Connection, WARGOTZ Inc. Resources US 20091022 Annual 20090828 RECN 76122Q105 2 Ratify Management For For Connection, Appointment Inc. of Independent Auditors Solera holdings US 20091111 Annual 20091001 SLH 83421A104 1.1 TONY AQUILA Management For For Solera holdings US 20091111 Annual 20091001 SLH 83421A104 1.2 ARTHUR F. Management For For KINGSBURY Solera holdings US 20091111 Annual 20091001 SLH 83421A104 1.3 JERRELL W. Management For For SHELTON Solera holdings US 20091111 Annual 20091001 SLH 83421A104 1.4 KENNETH A. Management For For VIELLIEU Solera holdings US 20091111 Annual 20091001 SLH 83421A104 1.5 STUART J. Management For For YARBROUGH Solera holdings US 20091111 Annual 20091001 SLH 83421A104 2 Ratify Management For For Appointment of Independent Auditors Burger King US 20091119 Annual 20100922 BKC 121208201 1.1 JOHN W. Management For For Holdings, Inc. CHIDSEY Burger King US 20091119 Annual 20100922 BKC 121208201 1.2 RICHARD W. Management For For Holdings, Inc. BOYCE Burger King US 20091119 Annual 20100922 BKC 121208201 1.3 DAVID A. Management For For Holdings, Inc. BRANDON Burger King US 20091119 Annual 20100922 BKC 121208201 1.4 RONALD M. Management For For Holdings, Inc. DYKES Burger King US 20091119 Annual 20100922 BKC 121208201 1.5 PETER R. Management For For Holdings, Inc. FORMANEK Burger King US 20091119 Annual 20100922 BKC 121208201 1.6 MANUEL A. Management For For Holdings, Inc. GARCIA Burger King US 20091119 Annual 20100922 BKC 121208201 1.7 SANJEEV K. Management For For Holdings, Inc. MEHRA Burger King US 20091119 Annual 20100922 BKC 121208201 1.8 BRIAN T. Management For For Holdings, Inc. SWETTE Burger King US 20091119 Annual 20100922 BKC 121208201 1.9 KNEELAND C. Management For For Holdings, Inc. YOUNGBLOOD Burger King US 20091119 Annual 20100922 BKC 121208201 2 Ratify Management For For Holdings, Inc. Appointment of Independent Auditors Pike Electric US 20091202 Annual 20091006 PIKE 721283109 1.1 J. ERIC PIKE Management For For Corporation Pike Electric US 20091202 Annual 20091006 PIKE 721283109 1.2 CHARLES E. Management For For Corporation BAYLESS Pike Electric US 20091202 Annual 20091006 PIKE 721283109 1.3 ADAM P. Management For For Corporation GODFREY Pike Electric US 20091202 Annual 20091006 PIKE 721283109 1.4 JAMES R. Management For For Corporation HELVEY III Pike Electric US 20091202 Annual 20091006 PIKE 721283109 1.5 ROBERT D. Management For For Corporation LINDSAY Pike Electric US 20091202 Annual 20091006 PIKE 721283109 1.6 DANIEL J. Management For For Corporation SULLIVAN Pike Electric US 20091202 Annual 20091006 PIKE 721283109 1.7 LOUIS F. Management For For Corporation TERHAR Pike Electric US 20091202 Annual 20091006 PIKE 721283109 2 Ratify Management For For Corporation Appointment of Independent Auditors Copart, Inc. US 20091203 Annual 20091005 CPRT 217204106 1.1 WILLIS J. Management For For JOHNSON Copart, Inc. US 20091203 Annual 20091005 CPRT 217204106 1.2 A. JAYSON Management For For ADAIR Copart, Inc. US 20091203 Annual 20091005 CPRT 217204106 1.3 JAMES E. Management For For MEEKS Copart, Inc. US 20091203 Annual 20091005 CPRT 217204106 1.4 STEVEN D. Management For For COHAN Copart, Inc. US 20091203 Annual 20091005 CPRT 217204106 1.5 DANIEL J. Management For For ENGLANDER Copart, Inc. US 20091203 Annual 20091005 CPRT 217204106 1.6 MATT BLUNT Management For For Copart, Inc. US 20091203 Annual 20091005 CPRT 217204106 1.7 THOMAS W. Management For For SMITH
Copart, Inc. US 20091203 Annual 20091005 CPRT 217204106 2 Ratify Management For For Appointment of Independent Auditors Thor US 20091208 Annual 20091016 THO 885160101 1 NEIL D. Management For For Industries, CHRISMAN Inc. Thor US 20091208 Annual 20091016 THO 885160101 2 ALAN SIEGEL Management For For Industries, Inc. Thor US 20091208 Annual 20091016 THO 885160101 3 GEOFFREY A. Management For For Industries, THOMPSON Inc. AMN Healthcare US 20091209 Special 20091023 AHS 001744101 1 Miscellaneous Management For For Services, Inc. Corporate Actions
THE HARTFORD SELECT SMALLCAP VALUE FUND (THIS PORTION MANAGED BY SSGA FUNDS MANAGEMENT INC.) INVESTMENT COMPANY REPORT 07/01/2009 TO 06/30/2010 - -------------------------------------------------------------------------------- STANDARD MICROSYSTEMS CORP. Ticker Symbol: SMSC CUSIP/Security ID: 853626109 Meeting Date: 7/8/2009 Ballot Shares: 800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Andrew M. Caggia Management For For 1.2 Elect Director James A. Donahue Management For Withhold 1.3 Elect Director Kenneth Kin Management For Withhold 1.4 Elect Director Christine King Management For For 2 Approve Omnibus Stock Plan Management For Against 3 Approve Executive Incentive Bonus Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- RETAIL VENTURES, INC. Ticker Symbol: RVI CUSIP/Security ID: 76128Y102 Meeting Date: 7/9/2009 Ballot Shares: 9200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Henry L. Aaron Management For For 1.2 Elect Director Ari Deshe Management For For 1.3 Elect Director Jon P. Diamond Management For For 1.4 Elect Director Elizabeth M. Eveillard Management For For 1.5 Elect Director Lawrence J. Ring Management For For 1.6 Elect Director Jay L. Schottenstein Management For For 1.7 Elect Director Harvey L. Sonnenberg Management For For 1.8 Elect Director James L. Weisman Management For For
- -------------------------------------------------------------------------------- EMULEX CORPORATION Ticker Symbol: ELX CUSIP/Security ID: 292475209 Meeting Date: 7/10/2009 Ballot Shares: 800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ Management Proxy (White Card) Management None None Management Proxy (White Card) Management None None 1 Revoke Consent to Amend Bylaws to Allow Management None Do Not Vote Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings 1 Revoke Consent to Amend Bylaws to Allow Management None Do Not Vote Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings 2 Revoke Consent to Appoint Eric Brandt and Management None Do Not Vote Arthur Chong as Stockholders' Agents 2 Revoke Consent to Appoint Eric Brandt and Management None Do Not Vote Arthur Chong as Stockholders' Agents 3 Revoke Consent to Require Advance Notice Management None Do Not Vote for Shareholder Nominations 3 Revoke Consent to Require Advance Notice Management None Do Not Vote for Shareholder Nominations 4 Revoke Consent to Amend Bylaws to Require Management None Do Not Vote Board to Fix Record Date for Special Meetings 4 Revoke Consent to Amend Bylaws to Require Management None Do Not Vote Board to Fix Record Date for Special Meetings 5 Revoke Consent to Repeal Any Amendments to Management None Do Not Vote Bylaws Adopted on or After January 15, 2009 5 Revoke Consent to Repeal Any Amendments to Management None Do Not Vote Bylaws Adopted on or After January 15, 2009 Dissident Proxy (Gold Card) Management None None Dissident Proxy (Gold Card) Management None None 1 Consent to Amend Bylaws to Allow Holders of Management None Do Not Vote 10% of the Company's Common Stock to Call Special Shareholder Meetings 1 Consent to Amend Bylaws to Allow Holders of Management None Do Not Vote 10% of the Company's Common Stock to Call Special Shareholder Meetings 2 Consent to Appoint Eric Brandt and Arthur Management None Do Not Vote Chong as Stockholders' Agents 2 Consent to Appoint Eric Brandt and Arthur Management None Do Not Vote Chong as Stockholders' Agents 3 Consent to Require Advance Notice for Management None Do Not Vote Shareholder Nominations 3 Consent to Require Advance Notice for Management None Do Not Vote Shareholder Nominations 4 Consent to Amend Bylaws to Require Board to Management None Do Not Vote Fix Record Date for Special Meetings 4 Consent to Amend Bylaws to Require Board to Management None Do Not Vote Fix Record Date for Special Meetings 5 Consent to Repeal Any Amendments to Bylaws Management None Do Not Vote Adopted on or After January 15, 2009 5 Consent to Repeal Any Amendments to Bylaws Management None Do Not Vote Adopted on or After January 15, 2009
- -------------------------------------------------------------------------------- DYNCORP INTERNATIONAL INC Ticker Symbol: DCP CUSIP/Security ID: 26817C101 Meeting Date: 7/14/2009 Ballot Shares: 3400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ramzi M. Musallam Management For Withhold 1.2 Elect Director Mark H. Ronald Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SUN BANCORP, INC. (NJ) Ticker Symbol: SNBC CUSIP/Security ID: 86663B102 Meeting Date: 7/16/2009 Ballot Shares: 1176
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Bernard A. Brown Management For For 1.2 Elect Director Ike Brown Management For For 1.3 Elect Director Jeffrey S. Brown Management For For 1.4 Elect Director Sidney R. Brown Management For For 1.5 Elect Director John A. Fallone Management For For 1.6 Elect Director Peter Galetto, Jr Management For For 1.7 Elect Director Thomas X. Geisel Management For For 1.8 Elect Director Douglas J. Heun Management For For 1.9 Elect Director Anne E. Koons Management For For 1.10 Elect Director Eli Kramer Management For For 1.11 Elect Director Alfonse M. Mattia Management For For 1.12 Elect Director George A. Pruitt Management For For 1.13 Elect Director Anthony Russo, III Management For For 1.14 Elect Director Edward H. Salmon Management For For 2 Amend Omnibus Stock Plan Management For For 3 Amend Director Stock Purchase Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CAPITAL SOUTHWEST CORP. Ticker Symbol: CSWC CUSIP/Security ID: 140501107 Meeting Date: 7/20/2009 Ballot Shares: 200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Donald W. Burton Management For For 1.2 Elect Director Graeme W. Henderson Management For For 1.3 Elect Director Samuel B. Ligon Management For For 1.4 Elect Director Gary L. Martin Management For For 1.5 Elect Director John H. Wilson Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- IPC HOLDINGS LTD Ticker Symbol: IPCR CUSIP/Security ID: G4933P101 Meeting Date: 7/20/2009 Ballot Shares: 4096
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 To Call A Special General Meeting Of Ipc Share Holder None For Holdings, Ltd. 1 To Call A Special General Meeting Of Ipc Share Holder None For Holdings, Ltd.
- -------------------------------------------------------------------------------- PALM HARBOR HOMES, INC. Ticker Symbol: PHHM CUSIP/Security ID: 696639103 Meeting Date: 7/22/2009 Ballot Shares: 3100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Larry H. Keener Management For For 1.2 Elect Director William M. Ashbaugh Management For For 1.3 Elect Director Frederick R. Meyer Management For For 1.4 Elect Director A. Gary Shilling Management For For 1.5 Elect Director Tim Smith Management For For 1.6 Elect Director W. Christopher Wellborn Management For For 1.7 Elect Director John H. Wilson Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ENERSYS Ticker Symbol: ENS CUSIP/Security ID: 29275Y102 Meeting Date: 7/23/2009 Ballot Shares: 1000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Hwan-yoon F. Chung Management For For 1.2 Elect Director Arthur T. Katsaros Management For For 1.3 Elect Director Gen. Robert Magnus Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MAGUIRE PROPERTIES, INC. Ticker Symbol: MPG CUSIP/Security ID: 559775101 Meeting Date: 7/23/2009 Ballot Shares: 1100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Christine N. Garvey Management For For 1.2 Elect Director Michael J. Gillfillan Management For For 1.3 Elect Director Nelson C. Rising Management For For 1.4 Elect Director Joseph P. Sullivan Management For For 1.5 Elect Director George A. Vandeman Management For For 1.6 Elect Director Paul M. Watson Management For For 1.7 Elect Director David L. Weinstein Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MODINE MANUFACTURING CO. Ticker Symbol: MOD CUSIP/Security ID: 607828100 Meeting Date: 7/23/2009 Ballot Shares: 2700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Frank W. Jones Management For For 1.2 Elect Director Dennis J. Kuester Management For For 1.3 Elect Director Michael T. Yonker Management For For 2 Adopt Majority Voting for Uncontested Management For Against Election of Directors 3 Adopt Majority Voting for Uncontested Management For Against Election of Directors 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TRIUMPH GROUP, INC. Ticker Symbol: TGI CUSIP/Security ID: 896818101 Meeting Date: 7/23/2009 Ballot Shares: 100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Paul Bourgon Management For For 1.2 Elect Director Richard C. Gozon Management For For 1.3 Elect Director Richard C. Ill Management For For 1.4 Elect Director Claude F. Kronk Management For For 1.5 Elect Director Joseph M. Silvestri Management For For 1.6 Elect Director George Simpson Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CIRRUS LOGIC, INC. Ticker Symbol: CRUS CUSIP/Security ID: 172755100 Meeting Date: 7/24/2009 Ballot Shares: 2300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael L. Hackworth Management For For 1.2 Elect Director John C. Carter Management For For 1.3 Elect Director Timothy R. Dehne Management For For 1.4 Elect Director D. James Guzy Management For For 1.5 Elect Director Jason P. Rhode Management For For 1.6 Elect Director William D. Sherman Management For For 1.7 Elect Director Robert H. Smith Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- INTER PARFUMS, INC. Ticker Symbol: IPAR CUSIP/Security ID: 458334109 Meeting Date: 7/24/2009 Ballot Shares: 1400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jean Madar Management For For 1.2 Elect Director Philippe Benacin Management For For 1.3 Elect Director Russell Greenberg Management For For 1.4 Elect Director Philippe Santi Management For For 1.5 Elect Director Francois Heilbronn Management For For 1.6 Elect Director Jean Levy Management For For 1.7 Elect Director Robert Bensoussan-Torres Management For For 1.8 Elect Director Serge Rosinoer Management For For 1.9 Elect Director Patrick Choel Management For For
- -------------------------------------------------------------------------------- COLUMBUS MCKINNON CORP. Ticker Symbol: CMCO CUSIP/Security ID: 199333105 Meeting Date: 7/27/2009 Ballot Shares: 900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Timothy T. Tevens Management For For 1.2 Elect Director Richard H. Fleming Management For For 1.3 Elect Director Ernest R. Verebelyi Management For For 1.4 Elect Director Wallace W. Creek Management For For 1.5 Elect Director Stephen Rabinowitz Management For For 1.6 Elect Director Linda A. Goodspeed Management For For 1.7 Elect Director Nicholas T. Pinchuk Management For For 1.8 Elect Director Liam G. Mccarthy Management For For 1.9 Elect Director Christian B. Ragot Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CSS INDUSTRIES, INC. Ticker Symbol: CSS CUSIP/Security ID: 125906107 Meeting Date: 7/28/2009 Ballot Shares: 100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Scott A. Beaumont Management For For 1.2 Elect Director James H. Bromley Management For For 1.3 Elect Director Jack Farber Management For For 1.4 Elect Director John J. Gavin Management For For 1.5 Elect Director Leonard E. Grossman Management For For 1.6 Elect Director James E. Ksansnak Management For For 1.7 Elect Director Rebecca C. Matthias Management For For 1.8 Elect Director Christopher J. Munyan Management For For
- -------------------------------------------------------------------------------- COGENT INC Ticker Symbol: COGT CUSIP/Security ID: 19239Y108 Meeting Date: 7/29/2009 Ballot Shares: 1000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ming Hsieh Management For For 1.2 Elect Director John C. Bolger Management For For 1.3 Elect Director John P. Stenbit Management For For 1.4 Elect Director Kenneth R. Thornton Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- RF MICRO DEVICES, INC. Ticker Symbol: RFMD CUSIP/Security ID: 749941100 Meeting Date: 7/29/2009 Ballot Shares: 3900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Walter H. Wilkinson,jr. Management For For 1.2 Elect Director Robert A. Bruggeworth Management For For 1.3 Elect Director Daniel A. Dileo Management For For 1.4 Elect Director Jeffery R. Gardner Management For For 1.5 Elect Director John R. Harding Management For For 1.6 Elect Director Masood A. Jabbar Management For For 1.7 Elect Director Casimir S. Skrzypczak Management For For 1.8 Elect Director Erik H. Van Der Kaay Management For For 2 Approve Stock Option Exchange Program Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker Symbol: SUI CUSIP/Security ID: 866674104 Meeting Date: 7/29/2009 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ted J. Simon Management For For 1.2 Elect Director Paul D. Lapides Management For For 1.3 Elect Director Robert H. Naftaly Management For For 2 Approve Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- CROWN MEDIA HOLDINGS Ticker Symbol: CRWN CUSIP/Security ID: 228411104 Meeting Date: 7/30/2009 Ballot Shares: 3000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William J. Abbott Management For For 1.2 Elect Director Dwight C. Arn Management For For 1.3 Elect Director Robert C. Bloss Management For Withhold 1.4 Elect Director William Cella Management For For 1.5 Elect Director Glenn Curtis Management For For 1.6 Elect Director Steve Doyal Management For For 1.7 Elect Director Brian E. Gardner Management For Withhold 1.8 Elect Director Herbert A. Granath Management For For 1.9 Elect Director Donald J. Hall, Jr Management For For 1.10 Elect Director Irvine O. Hockaday, Jr. Management For For 1.11 Elect Director A. Drue Jennings Management For For 1.12 Elect Director Peter A. Lund Management For For 1.13 Elect Director Brad R. Moore Management For For 1.14 Elect Director Deanne R. Stedem Management For Withhold
- -------------------------------------------------------------------------------- SIGMA DESIGNS, INC. Ticker Symbol: SIGM CUSIP/Security ID: 826565103 Meeting Date: 7/30/2009 Ballot Shares: 1200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Thinh Q. Tran Management For For 1.2 Elect Director William J. Almon Management For For 1.3 Elect Director Julien Nguyen Management For For 1.4 Elect Director Lung C. Tsai Management For For 2 Approve Omnibus Stock Plan Management For Against 3 Approve Stock Option Exchange Program Management For Against 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CHILDREN'S PLACE RETAIL STORES, INC. (THE) Ticker Symbol: PLCE CUSIP/Security ID: 168905107 Meeting Date: 7/31/2009 Ballot Shares: 200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ Management Proxy (White Card) Management None None 1.1 Elect Director Malcolm Elvey Management For For 1.2 Elect Director Sally Frame Kasaks Management For For 1.3 Elect Director Norman Matthews Management For For 2 Ratify Auditors Management For For 3 Repeal All Board Approved Bylaw Amendments Share Holder Against Against Adopted After March 5, 2009 Dissident Proxy (Gold Card) Management None None 1.1 Elect Director Raphael Benaroya Share Holder For Do Not Vote 1.2 Elect Director Jeremy J. Fingerman Share Holder For Do Not Vote 1.3 Elect Director Ross B. Glickman Share Holder For Do Not Vote 2 Ratify Auditors Management None Do Not Vote 3 Repeal All Board Approved Bylaw Amendments Share Holder For Do Not Vote Adopted After March 5, 2009
- -------------------------------------------------------------------------------- PRESTIGE BRANDS HOLDINGS INC Ticker Symbol: PBH CUSIP/Security ID: 74112D101 Meeting Date: 8/4/2009 Ballot Shares: 10053
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Mark Pettie Management For For 1.2 Elect Director L. Dick Buell Management For For 1.3 Elect Director John E. Byom Management For For 1.4 Elect Director Gary E. Costley Management For For 1.5 Elect Director Vincent J. Hemmer Management For For 1.6 Elect Director Patrick Lonergan Management For For 1.7 Elect Director Peter C. Mann Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- UNIVERSAL CORP. Ticker Symbol: UVV CUSIP/Security ID: 913456109 Meeting Date: 8/4/2009 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John B. Adams, Jr Management For For 1.2 Elect Director Robert C. Sledd Management For For 1.3 Elect Director Eugene P. Trani Management For For 2 Amend Executive Incentive Bonus Plan Management For For
- -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker Symbol: AINV CUSIP/Security ID: 03761U106 Meeting Date: 8/5/2009 Ballot Shares: 9800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ashok Bakhru Management For For 1.2 Elect Director John J. Hannan Management For For 1.3 Elect Director James C. Zelter Management For For 2 Ratify Auditors Management For For 3 Approve Sale of Common Shares Below Net Management For For Asset Value 4 Approve Issuance of Warrants/Convertible Management For For Debentures
- -------------------------------------------------------------------------------- BRISTOW GROUP INC Ticker Symbol: BRS CUSIP/Security ID: 110394103 Meeting Date: 8/5/2009 Ballot Shares: 1000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Thomas N. Amonett Management For For 1.2 Elect Director Charles F. Bolden, Jr Management For For 1.3 Elect Director Stephen J. Cannon Management For For 1.4 Elect Director Jonathan H. Cartwright Management For For 1.5 Elect Director William E. Chiles Management For For 1.6 Elect Director Michael A. Flick Management For For 1.7 Elect Director Thomas C. Knudson Management For For 1.8 Elect Director Ken C. Tamblyn Management For For 1.9 Elect Director William P. Wyatt Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HAWKINS , INC. Ticker Symbol: HWKN CUSIP/Security ID: 420261109 Meeting Date: 8/5/2009 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John S. McKeon Management For For 1.2 Elect Director John R. Hawkins Management For For 1.3 Elect Director James A. Faulconbridge Management For For 1.4 Elect Director Duane M. Jergenson Management For For 1.5 Elect Director Daryl I. Skaar Management For For 1.6 Elect Director James T. Thompson Management For For 1.7 Elect Director Jeffrey L. Wright Management For For
- -------------------------------------------------------------------------------- CONSOLIDATED GRAPHICS, INC. Ticker Symbol: CGX CUSIP/Security ID: 209341106 Meeting Date: 8/6/2009 Ballot Shares: 800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Larry J. Alexander Management For For 1.2 Elect Director Brady F. Carruth Management For For 2 Amend Omnibus Stock Plan Management For Against
- -------------------------------------------------------------------------------- SENECA FOODS CORP. Ticker Symbol: SENEA CUSIP/Security ID: 817070501 Meeting Date: 8/6/2009 Ballot Shares: 0
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Arthur H. Baer Management For For 1.2 Elect Director Kraig H. Kayser Management For For 1.3 Elect Director Thomas Paulson Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GT SOLAR INTERNATIONAL, INC. Ticker Symbol: SOLR CUSIP/Security ID: 3623E0209 Meeting Date: 8/7/2009 Ballot Shares: 3500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director J. Bradford Forth Management For Withhold 1.2 Elect Director Fusen E. Chen Management For For 1.3 Elect Director J. Michal Conaway Management For For 1.4 Elect Director Ernest L. Godshalk Management For For 1.5 Elect Director Richard K. Landers Management For For 1.6 Elect Director Matthew E. Massengill Management For For 1.7 Elect Director Noel G. Watson Management For For 1.8 Elect Director Thomas M. Zarrella Management For For 2 Approve Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BLACK BOX CORP. Ticker Symbol: BBOX CUSIP/Security ID: 091826107 Meeting Date: 8/11/2009 Ballot Shares: 2037
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William F. Andrews Management For For 1.2 Elect Director R. Terry Blakemore Management For For 1.3 Elect Director Richard L. Crouch Management For For 1.4 Elect Director Thomas W. Golonski Management For For 1.5 Elect Director Thomas G. Greig Management For For 1.6 Elect Director Edward A. Nicholson Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MONRO MUFFLER BRAKE, INC. Ticker Symbol: MNRO CUSIP/Security ID: 610236101 Meeting Date: 8/11/2009 Ballot Shares: 500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Frederick M. Danziger Management For For 1.2 Elect Director Robert G. Gross Management For For 1.3 Elect Director Peter J. Solomon Management For For 1.4 Elect Director Francis R. Strawbridge Management For For 2 Ratify Auditors Management For For 3 Amend Executive Incentive Bonus Plan Management For For
- -------------------------------------------------------------------------------- POWERWAVE TECHNOLOGIES, INC. Ticker Symbol: PWAV CUSIP/Security ID: 739363109 Meeting Date: 8/12/2009 Ballot Shares: 1500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Moiz M. Beguwala Management For For 1.2 Elect Director Ken J. Bradley Management For For 1.3 Elect Director Ronald J. Buschur Management For For 1.4 Elect Director John L. Clendenin Management For For 1.5 Elect Director David L. George Management For For 1.6 Elect Director Eugene L. Goda Management For For 1.7 Elect Director Carl W. Neun Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SPARTAN STORES, INC Ticker Symbol: SPTN CUSIP/Security ID: 846822104 Meeting Date: 8/12/2009 Ballot Shares: 800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director M. Shan Atkins Management For For 1.2 Elect Director Dr. Frank M. Gambino Management For For 1.3 Elect Director Timothy J. O'Donovan Management For For 2 Amend Omnibus Stock Plan Management For For 3 Approve Qualified Employee Stock Purchase Management For For Plan 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CLIFTON SAVINGS BANCORP INC Ticker Symbol: CSBK CUSIP/Security ID: 18712Q103 Meeting Date: 8/13/2009 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John H. Peto Management For For 1.2 Elect Director Joseph C. Smith Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GLADSTONE INVESTMENT CORP Ticker Symbol: GAIN CUSIP/Security ID: 376546107 Meeting Date: 8/13/2009 Ballot Shares: 2300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Maurice W. Coulon Management For For 1.2 Elect Director Terry Lee Brubaker Management For For 1.3 Elect Director David A.r. Dullum Management For For 2 Approve Sale of Common Shares Below Net Management For For Asset Value 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MF GLOBAL HOLDINGS LTD Ticker Symbol: MF CUSIP/Security ID: G60642108 Meeting Date: 8/13/2009 Ballot Shares: 4000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Alison J. Carnwath as Director Management For For 1.2 Elect Bernard W. Dan as Director Management For For 1.3 Elect Eileen S. Fusco as Director Management For For 1.4 Elect Martin J. Glynn as Director Management For Against 1.5 Elect Edward L. Goldberg as Director Management For For 1.6 Elect David I. Schamis as Director Management For For 1.7 Elect Lawrence M. Schloss as Director Management For Against 1.8 Elect Robert S. Sloan as Director Management For Against 2 Approve Share Option Exchange Program Management For Against 3 Approve PricewaterhouseCoopers LLP as Management For For Auditors and Authorize Board to Fix Their Remuneration
- -------------------------------------------------------------------------------- ACXIOM CORPORATION Ticker Symbol: ACXM CUSIP/Security ID: 005125109 Meeting Date: 8/19/2009 Ballot Shares: 6296
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Michael J. Durham Management For For 2 Elect Director Ann Die Hasselmo Management For For 3 Elect Director William J. Henderson Management For For 4 Elect Director John A. Meyer Management For For 5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- QUANTUM CORP. Ticker Symbol: QTM CUSIP/Security ID: 747906204 Meeting Date: 8/19/2009 Ballot Shares: 5549
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Paul R. Auvil, III Management For For 1.2 Elect Director Richard E. Belluzzo Management For For 1.3 Elect Director Michael A. Brown Management For Withhold 1.4 Elect Director Thomas S. Buchsbaum Management For For 1.5 Elect Director Edward M. Esber, Jr Management For For 1.6 Elect Director Elizabeth A. Fetter Management For For 1.7 Elect Director Joseph A. Marengi Management For For 1.8 Elect Director Bruce A. Pasternack Management For For 1.9 Elect Director Dennis P. Wolf Management For For 2 Ratify Auditors Management For For 3 Approve Reverse Stock Split Management For For
- -------------------------------------------------------------------------------- SONIC AUTOMOTIVE, INC. Ticker Symbol: SAH CUSIP/Security ID: 83545G102 Meeting Date: 8/19/2009 Ballot Shares: 2000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Conversion of Securities Management For For
- -------------------------------------------------------------------------------- PC MALL INC Ticker Symbol: MALL CUSIP/Security ID: 69323K100 Meeting Date: 8/21/2009 Ballot Shares: 600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Frank F. Khulusi Management For For 1.2 Elect Director Thomas A. Maloof Management For For 1.3 Elect Director Ronald B. Reck Management For For 1.4 Elect Director Paul C. Heeschen Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- IBERIABANK CORP. Ticker Symbol: IBKC CUSIP/Security ID: 450828108 Meeting Date: 8/24/2009 Ballot Shares: 100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Increase Authorized Common Stock Management For For
- -------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORP. Ticker Symbol: PNNT CUSIP/Security ID: 708062104 Meeting Date: 8/25/2009 Ballot Shares: 3088
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Sale of Common Shares Below Net Management For For Asset Value 2 Approve Issuance of Warrants/Convertible Management For For Debentures 3 Other Business Management For Against
- -------------------------------------------------------------------------------- AMERCO Ticker Symbol: UHAL CUSIP/Security ID: 023586100 Meeting Date: 8/27/2009 Ballot Shares: 100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John M. Dodds Management For For 1.2 Elect Director James P. Shoen Management For For 2 Ratify Auditors Management For For 3 Approve Decision and Actions Taken by the Share Holder For Against Board 4 Allow Shareholder Proposals Requesting Share Holder For Against Ratification of Decisions and Actions Taken by the Board
- -------------------------------------------------------------------------------- AMERICAN WOODMARK CORP. Ticker Symbol: AMWD CUSIP/Security ID: 030506109 Meeting Date: 8/27/2009 Ballot Shares: 500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director William F. Brandt, Jr. Management For For 2 Elect Director Andrew B. Cogan Management For For 3 Elect Director Martha M. Dally Management For For 4 Elect Director James G. Davis, Jr. Management For For 5 Elect Director Kent B. Guichard Management For For 6 Elect Director Daniel T. Hendrix Management For For 7 Elect Director Kent J. Hussey Management For For 8 Elect Director Carol B. Moerdyk Management For For 9 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- IPC HOLDINGS LTD Ticker Symbol: IPCR CUSIP/Security ID: G4933P101 Meeting Date: 9/4/2009 Ballot Shares: 4396
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Elimination of Supermajority Vote Management For For Requirement for Amalgamations 2 Approve Merger Agreement Management For For 3 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- CALLAWAY GOLF CO. Ticker Symbol: ELY CUSIP/Security ID: 131193104 Meeting Date: 9/10/2009 Ballot Shares: 3200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Conversion of Securities Management For For
- -------------------------------------------------------------------------------- FLOW INTERNATIONAL CORP. Ticker Symbol: FLOW CUSIP/Security ID: 343468104 Meeting Date: 9/10/2009 Ballot Shares: 1900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Richard P. Fox Management For For 2 Elect Director Lorenzo C. Lamadrid Management For For 3 Elect Director Arlen I. Prentice Management For Against 4 Increase Authorized Common Stock Management For For 5 Amend Omnibus Stock Plan Management For For 6 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- IXYS CORP Ticker Symbol: IXYS CUSIP/Security ID: 46600W106 Meeting Date: 9/10/2009 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Donald L. Feucht Management For For 1.2 Elect Director Samuel Kory Management For For 1.3 Elect Director S. Joon Lee Management For For 1.4 Elect Director Timothy A. Richardson Management For For 1.5 Elect Director James M. Thorburn Management For For 1.6 Elect Director Nathan Zommer Management For For 2 Approve Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- KORN/FERRY INTERNATIONAL Ticker Symbol: KFY CUSIP/Security ID: 500643200 Meeting Date: 9/10/2009 Ballot Shares: 1400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Kenneth Whipple Management For For 1.2 Elect Director Baroness Denise Kingsmill Management For For 1.3 Elect Director George Shaheen Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BOB EVANS FARMS, INC. Ticker Symbol: BOBE CUSIP/Security ID: 096761101 Meeting Date: 9/14/2009 Ballot Shares: 3172
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Larry C. Corbin Management For For 1.2 Elect Director Steven A. Davis Management For For 1.3 Elect Director Paul S. Williams Management For For 2 Declassify the Board of Directors Management For For 3 Reduce Supermajority Vote Requirement Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- EXAR CORPORATION Ticker Symbol: EXAR CUSIP/Security ID: 300645108 Meeting Date: 9/16/2009 Ballot Shares: 2100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Izak Bencuya Management For For 1.2 Elect Director Pierre Guilbault Management For For 1.3 Elect Director Brian Hilton Management For For 1.4 Elect Director Richard L. Leza Management For For 1.5 Elect Director Gary Meyers Management For For 1.6 Elect Director Juan (Oscar) Rodriguez Management For For 1.7 Elect Director Pedro P. Rodriquez Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MAXYGEN, INC. Ticker Symbol: MAXY CUSIP/Security ID: 577776107 Meeting Date: 9/17/2009 Ballot Shares: 4000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Joint Venture Agreement Management For For 2.1 Elect Director Russell J. Howard Management For For 2.2 Elect Director Louis G. Lange Management For For 2.3 Elect Director Kenneth B. Lee, Jr Management For For 2.4 Elect Director Ernest Mario Management For For 2.5 Elect Director Gordon Ringold Management For For 2.6 Elect Director Isaac Stein Management For For 2.7 Elect Director James R. Sulat Management For For 3 Ratify Auditors Management For For 4 Adjourn Meeting Management For Against 5 Other Business Management For Against
- -------------------------------------------------------------------------------- METHODE ELECTRONICS, INC. Ticker Symbol: MEI CUSIP/Security ID: 591520200 Meeting Date: 9/17/2009 Ballot Shares: 6498
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Walter J. Aspatore Management For Withhold 1.2 Elect Director Warren L. Batts Management For For 1.3 Elect Director J. Edward Colgate Management For For 1.4 Elect Director Darren M. Dawson Management For For 1.5 Elect Director Donald W. Duda Management For For 1.6 Elect Director Isabelle C. Goossen Management For For 1.7 Elect Director Christopher J. Hornung Management For For 1.8 Elect Director Paul G. Shelton Management For For 1.9 Elect Director Lawrence B. Skatoff Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CASEY'S GENERAL STORES, INC. Ticker Symbol: CASY CUSIP/Security ID: 147528103 Meeting Date: 9/18/2009 Ballot Shares: 3374
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ronald M. Lamb Management For For 1.2 Elect Director Robert J. Myers Management For For 1.3 Elect Director Diane C. Bridgewater Management For For 1.4 Elect Director Johnny Danos Management For For 1.5 Elect Director H. Lynn Horak Management For For 1.6 Elect Director Kenneth H. Haynie Management For Withhold 1.7 Elect Director William C. Kimball Management For For 1.8 Elect Director Jeffrey M. Lamberti Management For For 1.9 Elect Director Richard A. Wilkey Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- 3COM CORP. Ticker Symbol: COMS CUSIP/Security ID: 885535104 Meeting Date: 9/23/2009 Ballot Shares: 29513
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Kathleen A. Cote Management For For 1.2 Elect Director David H.Y. Ho Management For For 1.3 Elect Director Robert Y.L. Mao Management For For 1.4 Elect Director J. Donald Sherman Management For Withhold 1.5 Elect Director Dominique Trempont Management For For 2 Declassify the Board of Directors Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- D&E COMMUNICATIONS, INC. Ticker Symbol: DECC CUSIP/Security ID: 232860106 Meeting Date: 9/24/2009 Ballot Shares: 1900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- PACIFIC CAPITAL BANCORP Ticker Symbol: PCBC CUSIP/Security ID: 69404P101 Meeting Date: 9/29/2009 Ballot Shares: 15225
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Increase Authorized Common Stock Management For For 2 Approve Reverse Stock Split Management For For 3 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- WORTHINGTON INDUSTRIES INC. Ticker Symbol: WOR CUSIP/Security ID: 981811102 Meeting Date: 9/30/2009 Ballot Shares: 7006
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John B. Blystone Management For For 1.2 Elect Director John R. Kasich Management For For 1.3 Elect Director Sidney A. Ribeau Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- OCEANFIRST FINANCIAL CORP. Ticker Symbol: OCFC CUSIP/Security ID: 675234108 Meeting Date: 10/1/2009 Ballot Shares: 3500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- FRISCH'S RESTAURANTS, INC. Ticker Symbol: FRS CUSIP/Security ID: 358748101 Meeting Date: 10/6/2009 Ballot Shares: 100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Dale P. Brown Management For For 1.2 Elect Director Daniel W. Geeding Management For For 1.3 Elect Director Blanche F. Maier Management For For 1.4 Elect Director Craig F. Maier Management For For 1.5 Elect Director Jerome P. Montopoli Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. Ticker Symbol: CBL CUSIP/Security ID: 124830100 Meeting Date: 10/7/2009 Ballot Shares: 8700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Increase Authorized Common Stock Management For For
- -------------------------------------------------------------------------------- AAR CORP. Ticker Symbol: AIR CUSIP/Security ID: 000361105 Meeting Date: 10/14/2009 Ballot Shares: 200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael R. Boyce Management For For 1.2 Elect Director James G. Brocksmith, Jr Management For For 1.3 Elect Director David P. Storch Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- THE MARCUS CORP. Ticker Symbol: MCS CUSIP/Security ID: 566330106 Meeting Date: 10/14/2009 Ballot Shares: 3000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Stephen H. Marcus Management For For 1.2 Elect Director Diane Marcus Gershowitz Management For For 1.3 Elect Director Daniel F. McKeithan, Jr. Management For For 1.4 Elect Director Allan H. Selig Management For Withhold 1.5 Elect Director Timothy E. Hoeksema Management For For 1.6 Elect Director Bruce J. Olson Management For For 1.7 Elect Director Philip L. Milstein Management For For 1.8 Elect Director Bronson J. Haase Management For For 1.9 Elect Director James D. Ericson Management For For 1.10 Elect Director Gregory S. Marcus Management For For
- -------------------------------------------------------------------------------- LAWSON SOFTWARE, INC. Ticker Symbol: LWSN CUSIP/Security ID: 52078P102 Meeting Date: 10/15/2009 Ballot Shares: 9600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Steven C. Chang Management For For 1.2 Elect Director Harry Debes Management For For 1.3 Elect Director Peter Gyenes Management For For 1.4 Elect Director David R. Hubers Management For For 1.5 Elect Director H. Richard Lawson Management For Withhold 1.6 Elect Director Michael A. Rocca Management For For 1.7 Elect Director Robert A. Schriesheim Management For For 1.8 Elect Director Romesh Wadhwani Management For Withhold 1.9 Elect Director Paul Wahl Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TWIN DISC, INCORPORATED Ticker Symbol: TWIN CUSIP/Security ID: 901476101 Meeting Date: 10/16/2009 Ballot Shares: 1500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Malcolm F. Moore Management For For 1.2 Elect Director David B. Rayburn Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. Ticker Symbol: AIT CUSIP/Security ID: 03820C105 Meeting Date: 10/20/2009 Ballot Shares: 700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Thomas A. Commes Management For For 1.2 Elect Director Peter A. Dorsman Management For For 1.3 Elect Director J. Michael Moore Management For For 1.4 Elect Director Jerry Sue Thornton Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ULTRAPETROL BAHAMAS LTD Ticker Symbol: ULTR CUSIP/Security ID: P94398107 Meeting Date: 10/21/2009 Ballot Shares: 3200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Accept Financial Statements and Statutory Management For For Reports (Voting) 2 Reelect Felipe Menendez Ross as a Director Management For Against 3 Reelect Ricardo Menendez Ross as a Director Management For Against 4 Reelect James F. Martin as a Director Management For Against 5 Reelect Teseo Bergoglio as a Director Management For Against 6 Reelect Leonard J. Hoskinson as a Director Management For Against 7 Reelect Michael C. Hagan as a Director Management For For 8 Reelect George Wood as a Director Management For For 9 Ratify Acts, Transactions, and Proceedings Management For For of Directors, Officers, and Employees of the Company and Indemnification of Directors, Officers, and Employees of the Company
- -------------------------------------------------------------------------------- CHESAPEAKE UTILITIES CORP. Ticker Symbol: CPK CUSIP/Security ID: 165303108 Meeting Date: 10/22/2009 Ballot Shares: 840
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Issue Shares in Connection with Acquisition Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- KEARNY FINANCIAL CORP. Ticker Symbol: KRNY CUSIP/Security ID: 487169104 Meeting Date: 10/22/2009 Ballot Shares: 4371
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Leopold W. Montanaro Management For For 1.2 Elect Director Henry S. Parow Management For For 1.3 Elect Director John N. Hopkins Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker Symbol: ISBC CUSIP/Security ID: 46146P102 Meeting Date: 10/27/2009 Ballot Shares: 3600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Patrick J. Grant Management For For 1.2 Elect Director Kevin Cummings Management For For 1.3 Elect Director Joseph H. Shepard III Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- STANDEX INTERNATIONAL CORP. Ticker Symbol: SXI CUSIP/Security ID: 854231107 Meeting Date: 10/28/2009 Ballot Shares: 1700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Charles H. Cannon, Jr Management For For 1.2 Elect Director Gerald H. Fickenscher Management For For 1.3 Elect Director Edward J. Trainor Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- REGIS CORP. Ticker Symbol: RGS CUSIP/Security ID: 758932107 Meeting Date: 10/29/2009 Ballot Shares: 5578
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Rolf F. Bjelland Management For For 1.2 Elect Director Paul D. Finkelstein Management For For 1.3 Elect Director Thomas L. Gregory Management For For 1.4 Elect Director Van Zandt Hawn Management For For 1.5 Elect Director Susan S. Hoyt Management For For 1.6 Elect Director David B. Kunin Management For For 1.7 Elect Director Stephen Watson Management For For 2 Ratify Auditors Management For For 3 Approve Executive Incentive Bonus Plan Management For For 4 Amend Nonqualified Employee Stock Purchase Management For For Plan
- -------------------------------------------------------------------------------- MAX CAPITAL GROUP LTD Ticker Symbol: MXGL CUSIP/Security ID: G6052F103 Meeting Date: 11/2/2009 Ballot Shares: 4581
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1a Reelect William Kronenberg III as Director Management For For 1b Reelect James L. Zech as Director Management For For 2 Elect Angelo Guagliano as Subsidiary Management For For Director of Max Bermuda Ltd. 3 Ratify KPMG, Hamilton, Bermuda as Auditors Management For For of Max Capital Group Ltd. 4 Ratify KPMG, Hamilton, Bermuda as Auditors Management For For of Max Bermuda Ltd.
- -------------------------------------------------------------------------------- NEWPARK RESOURCES, INC. Ticker Symbol: NR CUSIP/Security ID: 651718504 Meeting Date: 11/3/2009 Ballot Shares: 3553
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Increase Authorized Common Stock Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- WINN-DIXIE STORES, INC. Ticker Symbol: WINN CUSIP/Security ID: 974280307 Meeting Date: 11/4/2009 Ballot Shares: 2000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Evelyn V. Follit Management For For 1.2 Elect Director Charles P. Garcia Management For For 1.3 Elect Director Jeffrey C. Girard Management For For 1.4 Elect Director Yvonne R. Jackson Management For For 1.5 Elect Director Gregory P. Josefowicz Management For For 1.6 Elect Director Peter L. Lynch Management For For 1.7 Elect Director James P. Olson Management For For 1.8 Elect Director Terry Peets Management For For 1.9 Elect Director Richard E. Rivera Management For For 2 Approve Omnibus Stock Plan Management For Against 3 Approve Stock Option Exchange Program Management For Against 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BUCKEYE TECHNOLOGIES INC. Ticker Symbol: BKI CUSIP/Security ID: 118255108 Meeting Date: 11/5/2009 Ballot Shares: 5286
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Red Cavaney Management For For 1.2 Elect Director John B. Crowe Management For For 1.3 Elect Director David B. Ferraro Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SYMMETRICOM, INC. Ticker Symbol: SYMM CUSIP/Security ID: 871543104 Meeting Date: 11/6/2009 Ballot Shares: 4600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert T. Clarkson Management For For 1.2 Elect Director David G. Cote Management For For 1.3 Elect Director Alfred Boschulte Management For For 1.4 Elect Director James A. Chiddix Management For For 1.5 Elect Director Elizabeth A. Fetter Management For For 1.6 Elect Director Robert J. Stanzione Management For For 1.7 Elect Director R.M. Neumeister, Jr Management For For 1.8 Elect Director Dr. Richard W. Oliver Management For For 1.9 Elect Director Richard N. Snyder Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMPAL-AMERICAN ISRAEL CORP. Ticker Symbol: AMPL CUSIP/Security ID: 032015109 Meeting Date: 11/9/2009 Ballot Shares: 800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Yosef A. Maiman Management For For 1.2 Elect Director Leo Malamud Management For For 1.3 Elect Director Joseph Yerushalmi Management For For 1.4 Elect Director Nimrod Novik Management For For 1.5 Elect Director Yehuda Karni Management For For 1.6 Elect Director Menahem Morag Management For For 1.7 Elect Director Daniel Vaknin Management For For 1.8 Elect Director Joseph Geva Management For For 1.9 Elect Director Erez I. Meltzer Management For For 1.10 Elect Director Gideon Weinstein Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SCHIFF NUTRITION INTERNATIONAL INC. Ticker Symbol: WNI CUSIP/Security ID: 806693107 Meeting Date: 11/9/2009 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Eric Weider Management For For 1.2 Elect Director George F. Lengvari Management For For 1.3 Elect Director Bruce J. Wood Management For For 1.4 Elect Director Ronald L. Corey Management For For 1.5 Elect Director Michael Hyatt Management For For 1.6 Elect Director Eugene B. Jones Management For For 1.7 Elect Director Roger H. Kimmel Management For For 1.8 Elect Director Brian P. McDermott Management For For
- -------------------------------------------------------------------------------- PERVASIVE SOFTWARE INC. Ticker Symbol: PVSW CUSIP/Security ID: 715710109 Meeting Date: 11/10/2009 Ballot Shares: 1000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David A. Boucher Management For For 1.2 Elect Director Jeffrey S. Hawn Management For For 1.3 Elect Director Michael E. Hoskins Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FARMERS CAPITAL BANK CORP. Ticker Symbol: FFKT CUSIP/Security ID: 309562106 Meeting Date: 11/12/2009 Ballot Shares: 1900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Increase Authorized Common Stock Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- G&K SERVICES, INC. Ticker Symbol: GKSR CUSIP/Security ID: 361268105 Meeting Date: 11/12/2009 Ballot Shares: 2006
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Paul Baszucki Management For For 1.2 Elect Director Douglas A. Milroy Management For For 1.3 Elect Director Alice M. Richter Management For For 1.4 Elect Director Jeffrey L. Wright Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GP STRATEGIES CORPORATION Ticker Symbol: GPX CUSIP/Security ID: 36225V104 Meeting Date: 11/12/2009 Ballot Shares: 1760
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Harvey P. Eisen Management For For 1.2 Elect Director Marshall S. Geller Management For For 1.3 Elect Director Scott N. Greenberg Management For For 1.4 Elect Director Sue W. Kelly Management For For 1.5 Elect Director Richard C. Pfenniger Management For For 1.6 Elect Director A. Marvin Strait Management For For 1.7 Elect Director Gene A. Washington Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CELADON GROUP, INC. Ticker Symbol: CGI CUSIP/Security ID: 150838100 Meeting Date: 11/13/2009 Ballot Shares: 3990
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Stephen Russell Management For For 1.2 Elect Director Anthony Heyworth Management For For 1.3 Elect Director Catherine Langham Management For For 1.4 Elect Director Michael Miller Management For For 1.5 Elect Director Paul Will Management For For 2 Other Business Management For Against
- -------------------------------------------------------------------------------- CONTANGO OIL & GAS COMPANY Ticker Symbol: MCF CUSIP/Security ID: 21075N204 Meeting Date: 11/19/2009 Ballot Shares: 500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Kenneth R. Peak Management For For 2 Elect Director B.A. Berilgen Management For For 3 Elect Director Jay D. Brehmer Management For For 4 Elect Director Charles M. Reimer Management For For 5 Elect Director Steven L. Schoonover Management For For 6 Ratify Auditors Management For For 7 Approve Executive Incentive Bonus Plan Management For For 8 Approve Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- HARRIS STRATEX NETWORKS, INC. Ticker Symbol: HSTX CUSIP/Security ID: 41457P106 Meeting Date: 11/19/2009 Ballot Shares: 12784
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Charles D. Kissner Management For For 1.2 Elect Director Harald J. Braun Management For For 1.3 Elect Director Eric C. Evans Management For For 1.4 Elect Director William A. Hasler Management For For 1.5 Elect Director Clifford H. Higgerson Management For For 1.6 Elect Director Dr. Mohsen Sohi Management For For 1.7 Elect Director Dr. James C. Stoffel Management For For 1.8 Elect Director Edward F. Thompson Management For For 2 Ratify Auditors Management For For 3 Approve Qualified Employee Stock Purchase Management For For Plan 4 Amend Omnibus Stock Plan Management For For 5 Eliminate Class of Common Stock Management For For
- -------------------------------------------------------------------------------- DYCOM INDUSTRIES, INC. Ticker Symbol: DY CUSIP/Security ID: 267475101 Meeting Date: 11/24/2009 Ballot Shares: 4107
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Stephen C. Coley Management For For 1.2 Elect Director Patricia L. Higgins Management For For 1.3 Elect Director Steven E. Nielsen Management For For 2 Ratify Auditors Management For For 3 Other Business Management For Against
- -------------------------------------------------------------------------------- TWEEN BRANDS INC Ticker Symbol: TWB CUSIP/Security ID: 901166108 Meeting Date: 11/25/2009 Ballot Shares: 3402
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- STATE BANCORP, INC. Ticker Symbol: STBC CUSIP/Security ID: 855716106 Meeting Date: 12/1/2009 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Increase Authorized Common Stock Management For Against 2 Declassify the Board of Directors Management For For 3 Reduce Supermajority Vote Requirement Management For For Relating to Business Combinations
- -------------------------------------------------------------------------------- PIKE ELECTRIC CORPORATION Ticker Symbol: PIKE CUSIP/Security ID: 721283109 Meeting Date: 12/2/2009 Ballot Shares: 1700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director J. Eric Pike Management For For 1.2 Elect Director Charles E. Bayless Management For For 1.3 Elect Director Adam P. Godfrey Management For For 1.4 Elect Director James R. Helvey III Management For For 1.5 Elect Director Robert D. Lindsay Management For For 1.6 Elect Director Daniel J. Sullivan Management For For 1.7 Elect Director Louis F. Terhar Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SCANSOURCE, INC. Ticker Symbol: SCSC CUSIP/Security ID: 806037107 Meeting Date: 12/3/2009 Ballot Shares: 1400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael L. Baur Management For For 1.2 Elect Director Steven R. Fischer Management For For 1.3 Elect Director James G. Foody Management For For 1.4 Elect Director Michael J. Grainger Management For For 1.5 Elect Director John P. Reilly Management For For 1.6 Elect Director Charles R. Whitchurch Management For Withhold 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- VAIL RESORTS, INC. Ticker Symbol: MTN CUSIP/Security ID: 91879Q109 Meeting Date: 12/4/2009 Ballot Shares: 1100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Roland A. Hernandez Management For For 1.2 Elect Director Thomas D. Hyde Management For For 1.3 Elect Director Jeffrey W. Jones Management For For 1.4 Elect Director Robert A. Katz Management For For 1.5 Elect Director Richard D. Kincaid Management For For 1.6 Elect Director John T. Redmond Management For For 1.7 Elect Director John F. Sorte Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Other Business Management For Against
- -------------------------------------------------------------------------------- THE DRESS BARN, INC. Ticker Symbol: DBRN CUSIP/Security ID: 261570105 Meeting Date: 12/9/2009 Ballot Shares: 1688
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John Usdan Management For For 1.2 Elect Director Randy L. Pearce Management For For 2 Amend Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- A. SCHULMAN, INC. Ticker Symbol: SHLM CUSIP/Security ID: 808194104 Meeting Date: 12/10/2009 Ballot Shares: 7205
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David G. Birney Management For For 1.2 Elect Director Howard R. Curd Management For For 1.3 Elect Director Michael A. McManus Management For For 1.4 Elect Director Ernest J. Novak Management For For 1.5 Elect Director Irvin D. Reid Management For For 1.6 Elect Director John B. Yasinsky Management For For 2 Ratify Auditors Management For For 3 Approve Qualified Employee Stock Purchase Management For For Plan
- -------------------------------------------------------------------------------- PERICOM SEMICONDUCTOR CORPORATION Ticker Symbol: PSEM CUSIP/Security ID: 713831105 Meeting Date: 12/11/2009 Ballot Shares: 2610
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Alex Chiming Hui Management For For 1.2 Elect Director Chi-Hung (John) Hui Management For For 1.3 Elect Director Hau L. Lee Management For For 1.4 Elect Director Dennis McKenna Management For For 1.5 Elect Director Michael J. Sophie Management For For 1.6 Elect Director Siu-Weng Simon Wong Management For For 1.7 Elect Director Edward Yang Management For For 2 Approve Qualified Employee Stock Purchase Management For For Plan 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PROSPECT CAPITAL CORP. Ticker Symbol: PSEC CUSIP/Security ID: 74348T102 Meeting Date: 12/11/2009 Ballot Shares: 2700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Andrew C. Cooper Management For For 1.2 Elect Director M. Grier Eliasek Management For For 2 Approve Sale of Common Shares Below Net Management For For Asset Value
- -------------------------------------------------------------------------------- GREAT ATLANTIC & PACIFIC TEA CO., INC. (THE) Ticker Symbol: GAP CUSIP/Security ID: 390064103 Meeting Date: 12/15/2009 Ballot Shares: 4825
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Conversion of Securities Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- CANTEL MEDICAL CORP Ticker Symbol: CMN CUSIP/Security ID: 138098108 Meeting Date: 12/17/2009 Ballot Shares: 1900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert L. Barbanell Management For For 1.2 Elect Director Alan R. Batkin Management For For 1.3 Elect Director Joseph M. Cohen Management For For 1.4 Elect Director Charles M. Diker Management For For 1.5 Elect Director Mark N. Diker Management For For 1.6 Elect Director George L. Fotiades Management For For 1.7 Elect Director Alan J. Hirschfield Management For For 1.8 Elect Director Andrew A. Krakauer Management For For 1.9 Elect Director Bruce Slovin Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- U.S. GEOTHERMAL INC. Ticker Symbol: HTM CUSIP/Security ID: 90338S102 Meeting Date: 12/17/2009 Ballot Shares: 4341
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Douglas J. Glaspey Management For For 1.2 Elect Director Daniel J. Kunz Management For For 1.3 Elect Director Paul A. Larkin Management For Withhold 1.4 Elect Director Leland L. Mink Management For For 1.5 Elect Director John H. Walker Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For Against
- -------------------------------------------------------------------------------- WATSON WYATT WORLDWIDE INC Ticker Symbol: WW CUSIP/Security ID: 942712100 Meeting Date: 12/18/2009 Ballot Shares: 1868
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Merger Agreement Management For For 2 Approve Omnibus Stock Plan Management For For 3 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- ROBBINS & MYERS, INC. Ticker Symbol: RBN CUSIP/Security ID: 770196103 Meeting Date: 1/6/2010 Ballot Shares: 5258
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Richard J. Giromini Management For For 1.2 Elect Director Stephen F. Kirk Management For For 1.3 Elect Director Peter C. Wallace Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- THE GREENBRIER COMPANIES, INC. Ticker Symbol: GBX CUSIP/Security ID: 393657101 Meeting Date: 1/8/2010 Ballot Shares: 3500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Duane C. McDougall Management For For 1.2 Elect Director A. Daniel O'Neal, Jr. Management For For 1.3 Elect Director Donald A. Washburn Management For For 1.4 Elect Director Wilbur L. Ross, Jr. Management For For 1.5 Elect Director Victoria McManus Management For For 1.6 Elect Director Wendy L. Teramoto Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ACTUANT CORPORATION Ticker Symbol: ATU CUSIP/Security ID: 00508X203 Meeting Date: 1/12/2010 Ballot Shares: 1100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert C. Arzbaecher Management For For 1.2 Elect Director Gurminder S. Bedi Management For For 1.3 Elect Director Gustav H.P. Boel Management For For 1.4 Elect Director Thomas J. Fischer Management For For 1.5 Elect Director William K. Hall Management For For 1.6 Elect Director R. Alan Hunter Management For For 1.7 Elect Director Robert A. Peterson Management For For 1.8 Elect Director Holly A. Van Deursen Management For For 1.9 Elect Director Dennis K. Williams Management For For 2 Amend Omnibus Stock Plan Management For For 3 Approve Qualified Employee Stock Purchase Management For For Plan 4 Increase Authorized Common Stock Management For For
- -------------------------------------------------------------------------------- COURIER CORPORATION Ticker Symbol: CRRC CUSIP/Security ID: 222660102 Meeting Date: 1/20/2010 Ballot Shares: 1388
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Paul Braverman Management For For 1.2 Elect Director Peter K. Markell Management For For 1.3 Elect Director Ronald L. Skates Management For For 2 Amend Qualified Employee Stock Purchase Plan Management For For 3 Approve Non-Employee Director Omnibus Stock Management For For Plan 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DIGI INTERNATIONAL INC. Ticker Symbol: DGII CUSIP/Security ID: 253798102 Meeting Date: 1/25/2010 Ballot Shares: 1293
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Guy C. Jackson Management For For 1.2 Elect Director Ahmed Nawaz Management For Withhold 2 Amend Omnibus Stock Plan Management For Against 3 Amend Qualified Employee Stock Purchase Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ORBITZ WORLDWIDE, INC. Ticker Symbol: OWW CUSIP/Security ID: 68557K109 Meeting Date: 1/25/2010 Ballot Shares: 3519
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Issuance of Shares for a Private Management For For Placement
- -------------------------------------------------------------------------------- 3COM CORP. Ticker Symbol: COMS CUSIP/Security ID: 885535104 Meeting Date: 1/26/2010 Ballot Shares: 20931
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- NASB FINANCIAL INC Ticker Symbol: NASB CUSIP/Security ID: 628968109 Meeting Date: 1/26/2010 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David H. Hancock Management For For 1.2 Elect Director Linda S. Hancock Management For For 1.3 Elect Director Paul L. Thomas Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SMART MODULAR TECHNOLOGIES (WWH) INC. Ticker Symbol: SMOD CUSIP/Security ID: G82245104 Meeting Date: 1/26/2010 Ballot Shares: 5800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Iain MacKenzie as Director Management For For 1.2 Elect Ajay Shah as Director Management For For 1.3 Elect Harry W. (Webb) McKinney as Director Management For For 1.4 Elect Kimberly E. Alexy as Director Management For For 1.5 Elect Dennis McKenna as Director Management For For 1.6 Elect C.S. Park as Director Management For For 1.7 Elect Mukesh Patel as Director Management For For 1.8 Elect Clifton Thomas Weatherford as Director Management For For 2 Ratify KPMG LLP as Auditors Management For For
- -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORP. Ticker Symbol: NJR CUSIP/Security ID: 646025106 Meeting Date: 1/27/2010 Ballot Shares: 5229
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Lawrence R. Codey Management For For 1.2 Elect Director Laurence M. Downes Management For For 1.3 Elect Director Robert B. Evans Management For For 1.4 Elect Director Alfred C. Koeppe Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SALLY BEAUTY HOLDINGS, INC. Ticker Symbol: SBH CUSIP/Security ID: 79546E104 Meeting Date: 1/27/2010 Ballot Shares: 1400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director James G. Berges Management For For 1.2 Elect Director Marshall E. Eisenberg Management For For 1.3 Elect Director John A. Miller Management For For 1.4 Elect Director Richard J. Schnall Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- FIRST FINANCIAL HOLDINGS, INC. Ticker Symbol: FFCH CUSIP/Security ID: 320239106 Meeting Date: 1/28/2010 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Paula Harper Bethea Management For For 1.2 Elect Director Paul G. Campbell, Jr Management For For 1.3 Elect Director Ronnie M. Givens Management For For 1.4 Elect Director Hugh L. Willcox, Jr Management For For 2 Advisory Vote to Ratify Named Executive Management For Against Officers' Compensation 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MUELLER WATER PRODUCTS, INC., Ticker Symbol: MWA CUSIP/Security ID: 624758108 Meeting Date: 1/28/2010 Ballot Shares: 15094
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Donald N. Boyce Management For For 1.2 Elect Director Howard L. Clark, Jr. Management For For 1.3 Elect Director Gregory E. Hyland Management For For 1.4 Elect Director Jerry W. Kolb Management For For 1.5 Elect Director Joseph B. Leonard Management For For 1.6 Elect Director Mark J. O'Brien Management For For 1.7 Elect Director Bernard G. Rethore Management For For 1.8 Elect Director Neil A. Springer Management For For 1.9 Elect Director Lydia W. Thomas Management For For 1.10 Elect Director Michael T. Tokarz Management For For 2 Approve Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ANALOGIC CORP. Ticker Symbol: ALOG CUSIP/Security ID: 032657207 Meeting Date: 1/29/2010 Ballot Shares: 147
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Burton P. Drayer Management For For 1.2 Elect Director James W. Green Management For For 1.3 Elect Director James J. Judge Management For For 1.4 Elect Director Kevin C. Melia Management For For 1.5 Elect Director Fred B. Parks Management For For 1.6 Elect Director Sophie V. Vandebroek Management For For 1.7 Elect Director Gerald L. Wilson Management For For 2 Approve Increase in Size of Board Management For For 3 Approve Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For 5 Other Business Management For Against
- -------------------------------------------------------------------------------- IBERIABANK CORPORATION Ticker Symbol: IBKC CUSIP/Security ID: 450828108 Meeting Date: 1/29/2010 Ballot Shares: 200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- FAIR ISAAC CORP. Ticker Symbol: FICO CUSIP/Security ID: 303250104 Meeting Date: 2/2/2010 Ballot Shares: 4674
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director A. George Battle Management For For 1.2 Elect Director Nicholas F. Graziano Management For For 1.3 Elect Director Mark N. Greene Management For For 1.4 Elect Director Alex W. Hart Management For For 1.5 Elect Director James D. Kirsner Management For For 1.6 Elect Director William J. Lansing Management For For 1.7 Elect Director Rahul N. Merchant Management For For 1.8 Elect Director Margaret L. Taylor Management For For 1.9 Elect Director Duane E. White Management For For 2 Eliminate Cumulative Voting Management For For 3 Adopt Majority Voting for Uncontested Management For Against Election of Directors 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORP. Ticker Symbol: PNNT CUSIP/Security ID: 708062104 Meeting Date: 2/2/2010 Ballot Shares: 4057
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Arthur H. Penn Management For For 2 Ratify Auditors Management For For 3 Approve Sale of Common Stock Below Net Management For For Asset Value
- -------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. Ticker Symbol: BECN CUSIP/Security ID: 073685109 Meeting Date: 2/5/2010 Ballot Shares: 4487
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert R. Buck Management For For 1.2 Elect Director H. Arthur Bellows, Jr. Management For For 1.3 Elect Director James J. Gaffney Management For For 1.4 Elect Director Peter M. Gotsch Management For For 1.5 Elect Director Andrew R. Logie Management For For 1.6 Elect Director Stuart A. Randle Management For For 1.7 Elect Director Wilson B. Sexton Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BLACKROCK KELSO CAPITAL CORPORATION Ticker Symbol: BKCC CUSIP/Security ID: 092533108 Meeting Date: 2/8/2010 Ballot Shares: 1819
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Sale of Common Shares Below Net Management For For Asset Value
- -------------------------------------------------------------------------------- ADC TELECOMMUNICATIONS, INC. Ticker Symbol: ADCT CUSIP/Security ID: 000886309 Meeting Date: 2/9/2010 Ballot Shares: 10781
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Fix Number of Directors at Ten Management For For 2.1 Elect Director John J. Boyle III Management For Withhold 2.2 Elect Director William R. Spivey Management For For 2.3 Elect Director Robert E. Switz Management For For 2.4 Elect Director Larry W. Wangberg Management For For 3 Approve Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- RUTHS HOSPITALITY GROUP, INC. Ticker Symbol: RUTH CUSIP/Security ID: 783332109 Meeting Date: 2/9/2010 Ballot Shares: 5044
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve a Change of Control Management For For 2 Approve to Issue Preferred Stock Management For For Convertible into More than 20 Percent of Outstanding Common Stock at a Price that May Be Less than Book or Market Value 3 Amend Certificate of Incorporation Management For For 4 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- PLEXUS CORP. Ticker Symbol: PLXS CUSIP/Security ID: 729132100 Meeting Date: 2/10/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ralf R. Boer Management For Withhold 1.2 Elect Director Stephen P. Cortinovis Management For For 1.3 Elect Director David J. Drury Management For For 1.4 Elect Director Dean A. Foate Management For For 1.5 Elect Director Peter Kelly Management For For 1.6 Elect Director John L. Nussbaum Management For For 1.7 Elect Director Michael V. Schrock Management For Withhold 1.8 Elect Director Charles M. Strother Management For For 1.9 Elect Director Mary A. Winston Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BROOKLYN FEDERAL BANCORP, INC. Ticker Symbol: BFSB CUSIP/Security ID: 114039100 Meeting Date: 2/16/2010 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John A. Loconsolo Management For For 1.2 Elect Director Robert J. A. Zito Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- NORDSON CORP. Ticker Symbol: NDSN CUSIP/Security ID: 655663102 Meeting Date: 2/16/2010 Ballot Shares: 800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Lee C. Banks Management For For 1.2 Elect Director Randolph W. Carson Management For For 1.3 Elect Director Michael F. Hilton Management For For 1.4 Elect Director Victor L. Richey, Jr Management For For 1.5 Elect Director Benedict P. Rosen Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GLADSTONE CAPITAL CORP. Ticker Symbol: GLAD CUSIP/Security ID: 376535100 Meeting Date: 2/18/2010 Ballot Shares: 600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Paul Adelgren Management For For 2 Elect Director John H. Outland Management For For 3 Elect Director David Gladstone Management For For 4 Approve Sale of Common Shares Below Net Management For For Asset Value 5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- RUDDICK CORPORATION Ticker Symbol: RDK CUSIP/Security ID: 781258108 Meeting Date: 2/18/2010 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John R. Belk Management For For 1.2 Elect Director John P. Derham Cato Management For For 1.3 Elect Director Thomas W. Dickson Management For For 1.4 Elect Director James E.S. Hynes Management For For 1.5 Elect Director Anna Spangler Nelson Management For For 1.6 Elect Director Bailey W. Patrick Management For For 1.7 Elect Director Robert H. Spilman, Jr. Management For Withhold 1.8 Elect Director Harold C. Stowe Management For For 1.9 Elect Director Isaiah Tidwell Management For For 1.10 Elect Director William C. Warden, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BWAY HOLDING COMPANY Ticker Symbol: BWY CUSIP/Security ID: 12429T104 Meeting Date: 2/22/2010 Ballot Shares: 2833
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jean-Pierre M. Ergas Management For For 1.2 Elect Director Warren J. Hayford Management For For 1.3 Elect Director Earl L. Mason Management For For 1.4 Elect Director Lawrence A. McVicker Management For Withhold 1.5 Elect Director David M. Roderick Management For For 1.6 Elect Director Kenneth M. Roessler Management For For 1.7 Elect Director Wellford L. Sanders, Jr. Management For For 1.8 Elect Director David I. Wahrhaftig Management For For 1.9 Elect Director Thomas R. Wall, IV Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BENIHANA, INC. Ticker Symbol: BNHNA CUSIP/Security ID: 082047200 Meeting Date: 2/22/2010 Ballot Shares: 857
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Increase Authorized Common Stock Management For For
- -------------------------------------------------------------------------------- ARGON ST INC Ticker Symbol: STST CUSIP/Security ID: 040149106 Meeting Date: 2/23/2010 Ballot Shares: 1100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Terry L. Collins Management For For 1.2 Elect Director S. Kent Rockwell Management For For 1.3 Elect Director John Irvin Management For For 1.4 Elect Director Victor F. Sellier Management For For 1.5 Elect Director Thomas E. Murdock Management For For 1.6 Elect Director Lloyd A. Semple Management For For 1.7 Elect Director Peter A. Marino Management For For 1.8 Elect Director David C. Karlgaard Management For For 1.9 Elect Director Robert McCashin Management For For 1.10 Elect Director Maureen Baginski Management For For 1.11 Elect Director Delores M. Etter Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMERICAN ITALIAN PASTA CO. Ticker Symbol: AIPC CUSIP/Security ID: 027070101 Meeting Date: 2/25/2010 Ballot Shares: 600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David W. Allen Management For For 1.2 Elect Director Cathleen S. Curless Management For For 1.3 Elect Director Tim M. Pollak Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HEADWATERS INCORPORATED Ticker Symbol: HW CUSIP/Security ID: 42210P102 Meeting Date: 2/25/2010 Ballot Shares: 9300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director R Sam Christensen Management For For 1.2 Elect Director William S. Dickinson Management For For 1.3 Elect Director Malyn K. Malquist Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For 4 Amend Qualified Employee Stock Purchase Plan Management For For
- -------------------------------------------------------------------------------- PIEDMONT NATURAL GAS CO., INC. Ticker Symbol: PNY CUSIP/Security ID: 720186105 Meeting Date: 2/26/2010 Ballot Shares: 1500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jerry W. Amos Management For For 1.2 Elect Director Frankie T. Jones, Sr Management For For 1.3 Elect Director Vicki McElreath Management For For 1.4 Elect Director Thomas E. Skains Management For For 2 Ratify Auditors Management For For 3 Amend Qualified Employee Stock Purchase Plan Management For For
- -------------------------------------------------------------------------------- WGL HOLDINGS, INC. Ticker Symbol: WGL CUSIP/Security ID: 92924F106 Meeting Date: 3/4/2010 Ballot Shares: 1134
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael D. Barnes Management For For 1.2 Elect Director George P. Clancy, Jr Management For For 1.3 Elect Director James W. Dyke, Jr Management For For 1.4 Elect Director Melvyn J. Estrin Management For For 1.5 Elect Director James F. Lafond Management For For 1.6 Elect Director Debra L. Lee Management For For 1.7 Elect Director Terry D. McCallister Management For For 1.8 Elect Director Karen Hastie Williams Management For For 2 Ratify Auditors Management For For 3 Amend Non-Employee Director Stock Option Management For For Plan 4 Provide for Cumulative Voting Share Holder Against Against
- -------------------------------------------------------------------------------- OSI SYSTEMS, INC. Ticker Symbol: OSIS CUSIP/Security ID: 671044105 Meeting Date: 3/5/2010 Ballot Shares: 2800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Deepak Chopra Management For For 1.2 Elect Director Ajay Mehra Management For For 1.3 Elect Director Steven C. Good Management For For 1.4 Elect Director Meyer Luskin Management For For 1.5 Elect Director Leslie E. Bider Management For For 1.6 Elect Director David T. Feinberg Management For For 2 Ratify Auditors Management For For 3 Change State of Incorporation [from Management For For California to Delaware]
- -------------------------------------------------------------------------------- SPARTECH CORP. Ticker Symbol: SEH CUSIP/Security ID: 847220209 Meeting Date: 3/11/2010 Ballot Shares: 8597
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Edward J. Dineen Management For Against 1.2 Elect Director Victoria M. Holt Management For Against 1.3 Elect Director Walter J. Klein Management For For 1.4 Elect Director Pamela F. Lenehan Management For For 1.5 Elect Director Myles S. Odaniell Management For For 1.6 Elect Director Craig A. Wolfanger Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TTM TECHNOLOGIES, INC. Ticker Symbol: TTMI CUSIP/Security ID: 87305R109 Meeting Date: 3/12/2010 Ballot Shares: 8898
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Issue Shares in Connection with Acquisition Management For For
- -------------------------------------------------------------------------------- THE PANTRY, INC. Ticker Symbol: PTRY CUSIP/Security ID: 698657103 Meeting Date: 3/16/2010 Ballot Shares: 2600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Terrance M. Marks Management For For 1.2 Elect Director Robert F. Bernstock Management For For 1.3 Elect Director Paul L. Brunswick Management For For 1.4 Elect Director Wilfred A. Finnegan Management For For 1.5 Elect Director Edwin J. Holman Management For For 1.6 Elect Director Terry L. McElroy Management For For 1.7 Elect Director Mark D. Miles Management For For 1.8 Elect Director Bryan E. Monkhouse Management For For 1.9 Elect Director Thomas M. Murnane Management For For 1.10 Elect Director Maria C. Richter Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HANCOCK HOLDING COMPANY Ticker Symbol: HBHC CUSIP/Security ID: 410120109 Meeting Date: 3/18/2010 Ballot Shares: 1194
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Don P. Descant Management For For 1.2 Elect Director James B. Estabrook, Jr. Management For For 1.3 Elect Director Randall W. Hanna Management For For 1.4 Elect Director Robert W. Roseberry Management For For 1.5 Elect Director Anthony J. Topazi Management For Withhold 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker Symbol: SNX CUSIP/Security ID: 87162W100 Meeting Date: 3/22/2010 Ballot Shares: 4287
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert Huang Management For For 1.2 Elect Director Kevin Murai Management For For 1.3 Elect Director Matthew Miau Management For For 1.4 Elect Director Fred Breidenbach Management For For 1.5 Elect Director Gregory Quesnel Management For For 1.6 Elect Director Dwight Steffensen Management For For 1.7 Elect Director James Van Horne Management For For 1.8 Elect Director Duane Zitzner Management For For 2 Amend Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MULTIMEDIA GAMES, INC. Ticker Symbol: MGAM CUSIP/Security ID: 625453105 Meeting Date: 3/23/2010 Ballot Shares: 2600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael J. Maples, Sr. Management For For 1.2 Elect Director Stephen J. Greathouse Management For For 1.3 Elect Director Neil E. Jenkins Management For For 1.4 Elect Director Justin A. Orlando Management For For 1.5 Elect Director Robert D. Repass Management For For 1.6 Elect Director Anthony M. Sanfilippo Management For For 1.7 Elect Director Timothy S. Stanley Management For For 2 Approve Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker Symbol: EWBC CUSIP/Security ID: 27579R104 Meeting Date: 3/25/2010 Ballot Shares: 2300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Conversion of Securities Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- ALLIED CAPITAL CORPORATION Ticker Symbol: ALD CUSIP/Security ID: 01903Q108 Meeting Date: 3/26/2010 Ballot Shares: 24603
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Acquisition Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- ARES CAPITAL CORP Ticker Symbol: ARCC CUSIP/Security ID: 04010L103 Meeting Date: 3/26/2010 Ballot Shares: 11013
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Issue Shares in Connection with Acquisition Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- QUIKSILVER, INC. Ticker Symbol: ZQK CUSIP/Security ID: 74838C106 Meeting Date: 3/26/2010 Ballot Shares: 14700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Douglas K. Ammerman Management For For 1.2 Elect Director William M. Barnum, Jr. Management For For 1.3 Elect Director Charles E. Crowe Management For For 1.4 Elect Director James G. Ellis Management For For 1.5 Elect Director Charles S. Exon Management For For 1.6 Elect Director M. Steven Langman Management For For 1.7 Elect Director Robert B. McKnight, Jr. Management For For 1.8 Elect Director Paul C. Speaker Management For For 1.9 Elect Director Andrew W. Sweet Management For For 2 Increase Authorized Common Stock Management For For 3 Approve Stock Grants to Kelly Slater Management For For 4 Approve Stock Option Exchange Program Management For Against 5 Amend Omnibus Stock Plan Management For For 6 Amend Omnibus Stock Plan Management For For 7 Require a Majority Vote for the Election of Share Holder Against Against Directors
- -------------------------------------------------------------------------------- AMERON INTERNATIONAL CORP. Ticker Symbol: AMN CUSIP/Security ID: 030710107 Meeting Date: 3/31/2010 Ballot Shares: 147
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director J. Michael Hagan Management For For 1.2 Elect Director Barry L. Williams Management For For 2 Ratify Auditors Management For For 3 Require Independent Board Chairman Share Holder Against Against
- -------------------------------------------------------------------------------- PHOTRONICS, INC. Ticker Symbol: PLAB CUSIP/Security ID: 719405102 Meeting Date: 4/8/2010 Ballot Shares: 33567
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Walter M. Fiederowicz Management For For 1.2 Elect Director Joseph A. Fiorita, Jr. Management For For 1.3 Elect Director Constantine S. Macricostas Management For For 1.4 Elect Director George Macricostas Management For For 1.5 Elect Director Willem D. Maris Management For For 1.6 Elect Director Mitchell G. Tyson Management For For 2 Ratify Auditors Management For For 3 Amend Qualified Employee Stock Purchase Plan Management For For 4 Amend Omnibus Stock Plan Management For For 5 Other Business Management For Against
- -------------------------------------------------------------------------------- STEWART ENTERPRISES, INC. Ticker Symbol: STEI CUSIP/Security ID: 860370105 Meeting Date: 4/8/2010 Ballot Shares: 4869
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Thomas J. Crawford Management For For 1.2 Elect Director Thomas M. Kitchen Management For For 1.3 Elect Director Alden J. McDonald, Jr. Management For For 1.4 Elect Director James W. McFarland Management For For 1.5 Elect Director Ronald H. Patron Management For Withhold 1.6 Elect Director Michael O. Read Management For For 1.7 Elect Director Ashton J. Ryan, Jr. Management For For 1.8 Elect Director Frank B. Stewart, Jr. Management For Withhold 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- A. O. SMITH CORPORATION Ticker Symbol: AOS CUSIP/Security ID: 831865209 Meeting Date: 4/12/2010 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ronald D. Brown Management For For 1.2 Elect Director William P. Greubel Management For For 1.3 Elect Director Rober J. O'Toole Management For For 1.4 Elect Director Idelle K. Wolf Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BEAZER HOMES USA, INC. Ticker Symbol: BZH CUSIP/Security ID: 07556Q105 Meeting Date: 4/13/2010 Ballot Shares: 745
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Laurent Alpert Management For For 1.2 Elect Director Brian C. Beazer Management For For 1.3 Elect Director Peter G. Leemputte Management For For 1.4 Elect Director Ian J. McCarthy Management For For 1.5 Elect Director Norma A. Provencio Management For For 1.6 Elect Director Larry T. Solari Management For Against 1.7 Elect Director Stephen P. Zelnak, Jr. Management For For 2 Ratify Auditors Management For For 3 Increase Authorized Common Stock Management For Against 4 Approve Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- LAKELAND FINANCIAL CORPORATION Ticker Symbol: LKFN CUSIP/Security ID: 511656100 Meeting Date: 4/13/2010 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director L. Craig Fulmer Management For For 1.2 Elect Director Charles E. Niemier Management For For 1.3 Elect Director Terry L. Tucker Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- NATIONAL BANKSHARES, INC. Ticker Symbol: NKSH CUSIP/Security ID: 634865109 Meeting Date: 4/13/2010 Ballot Shares: 1028
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jack W. Bowling Management For For 1.2 Elect Director Jack M. Lewis Management For For 1.3 Elect Director James G. Rakes Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SUFFOLK BANCORP Ticker Symbol: SUBK CUSIP/Security ID: 864739107 Meeting Date: 4/13/2010 Ballot Shares: 1450
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Edgar F. Goodale Management For For 1.2 Elect Director David A. Kandell Management For For 1.3 Elect Director Susan V.B. O'Shea Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BANCO LATINOAMERICANO DE COMERCIO EXTERIOR SA Ticker Symbol: BLX CUSIP/Security ID: P16994132 Meeting Date: 4/14/2010 Ballot Shares: 4809
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Accept Financial Statements and Statutory Management For For Reports (Voting) 2 Ratify Deloitte as Auditors Management For For 3.1 Elect Director to Represent Holders of Management For For Class A Shares 3.2 Elect Herminio Blanco to Represent Holders Management For For of Class E Shares 3.3 Elect William Dick Hayes to Represent Management For For Holders of Class E Shares 3.4 Elect Maria da Graca Franca to Represent Management For For Holders of Class E Shares 4 Transact Other Business (Non-Voting) Management
- -------------------------------------------------------------------------------- OFFICEMAX INCORPORATED Ticker Symbol: OMX CUSIP/Security ID: 67622P101 Meeting Date: 4/14/2010 Ballot Shares: 7393
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Dorrit J. Bern Management For For 2 Elect Director Warren F. Bryant Management For For 3 Elect Director Joseph M. DePinto Management For For 4 Elect Director Sam K. Duncan Management For For 5 Elect Director Rakesh Gangwal Management For For 6 Elect Director Francesca Ruiz de Luzuriaga Management For For 7 Elect Director William J. Montgoris Management For For 8 Elect Director David M. Szymanski Management For For 9 Ratify Auditors Management For For 10 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- H.B. FULLER COMPANY Ticker Symbol: FUL CUSIP/Security ID: 359694106 Meeting Date: 4/15/2010 Ballot Shares: 1800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Director John C. Van Roden, Jr. Management For For 1.2 Director Michele Volpi Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SOUTHSIDE BANCSHARES, INC. Ticker Symbol: SBSI CUSIP/Security ID: 84470P109 Meeting Date: 4/15/2010 Ballot Shares: 3148
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Alton Cade Management For For 1.2 Elect Director B. G. Hartley Management For For 1.3 Elect Director Paul W. Powell Management For For 1.4 Elect Director Preston L. Smith Management For For 1.5 Elect Director Don W. Thedford Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- UNITED FINANCIAL BANCORP, INC. Ticker Symbol: UBNK CUSIP/Security ID: 91030T109 Meeting Date: 4/15/2010 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael F. Crowley Management For For 1.2 Elect Director Carol Moore Cutting Management For Withhold 1.3 Elect Director Carol A. Leary Management For Withhold 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CHEMICAL FINANCIAL CORP. Ticker Symbol: CHFC CUSIP/Security ID: 163731102 Meeting Date: 4/19/2010 Ballot Shares: 2200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Gary E. Anderson Management For For 1.2 Elect Director J. Daniel Bernson Management For For 1.3 Elect Director Nancy Bowman Management For For 1.4 Elect Director James A. Currie Management For For 1.5 Elect Director Thomas T. Huff Management For For 1.6 Elect Director Michael T. Laethem Management For For 1.7 Elect Director Geoffery E. Merszei Management For For 1.8 Elect Director Terence F. Moore Management For For 1.9 Elect Director Aloysius J. Oliver Management For Withhold 1.10 Elect Director David B. Ramaker Management For For 1.11 Elect Director Larry D. Stauffer Management For For 1.12 Elect Director William S. Stavropoulos Management For For 1.13 Elect Director Franklin C. Wheatlake Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PARK NATIONAL CORPORATION Ticker Symbol: PRK CUSIP/Security ID: 700658107 Meeting Date: 4/19/2010 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Maureen Buchwald Management For For 1.2 Elect Director Timothy S. McLain Management For For 1.3 Elect Director Rick R. Taylor Management For For 1.4 Elect Director Sarah Reese Wallace Management For For 1.5 Elect Director Leon Zazworsky Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- S&T BANCORP, INC. Ticker Symbol: STBA CUSIP/Security ID: 783859101 Meeting Date: 4/19/2010 Ballot Shares: 2680
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John N. Brenzia Management For For 1.2 Elect Director Thomas A. Brice Management For For 1.3 Elect Director John J. Delaney Management For For 1.4 Elect Director Michael J. Donnelly Management For For 1.5 Elect Director Jeffrey D. Grube Management For For 1.6 Elect Director Frank W. Jones Management For For 1.7 Elect Director Joseph A. Kirk Management For For 1.8 Elect Director David L. Krieger Management For For 1.9 Elect Director James C. Miller Management For For 1.10 Elect Director Alan Papernick Management For Withhold 1.11 Elect Director Robert Rebich, Jr Management For For 1.12 Elect Director Christine J. Toretti Management For For 1.13 Elect Director Charles G. Urtin Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- BANK OF THE OZARKS, INC. Ticker Symbol: OZRK CUSIP/Security ID: 063904106 Meeting Date: 4/20/2010 Ballot Shares: 2800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director George Gleason Management For For 1.2 Elect Director Mark Ross Management For For 1.3 Elect Director Jean Arehart Management For For 1.4 Elect Director Steven Arnold Management For For 1.5 Elect Director Richard Cisne Management For For 1.6 Elect Director Robert East Management For For 1.7 Elect Director Linda Gleason Management For For 1.8 Elect Director Henry Mariani Management For For 1.9 Elect Director James Matthews Management For For 1.10 Elect Director R.L. Qualls Management For For 1.11 Elect Director Kennith Smith Management For For 2 Ratify Auditors Management For For 3 Other Business Management For Against
- -------------------------------------------------------------------------------- CNB FINANCIAL CORPORATION Ticker Symbol: CCNE CUSIP/Security ID: 126128107 Meeting Date: 4/20/2010 Ballot Shares: 1500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Dennis L. Merrey Management For For 1.2 Elect Director William C. Polacek Management For For 1.3 Elect Director Deborah Dick Pontzer Management For For 1.4 Elect Director Charles H. Reams Management For For 1.5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CITIZENS & NORTHERN CORPORATION Ticker Symbol: CZNC CUSIP/Security ID: 172922106 Meeting Date: 4/20/2010 Ballot Shares: 1457
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director R. Bruce Haner Management For For 1.2 Elect Director Susan E. Hartley Management For For 1.3 Elect Director Leo F. Lambert Management For For 1.4 Elect Director Edward L. Learn Management For For 1.5 Elect Director Leonard Simpson Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Ratify Auditors Management For For 4 Declassify the Board of Directors Share Holder Against Against
- -------------------------------------------------------------------------------- FIFTH STREET FINANCE CORP. Ticker Symbol: FSC CUSIP/Security ID: 31678A103 Meeting Date: 4/20/2010 Ballot Shares: 4283
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Richard P. Dutkiewicz Management For For 2 Elect Director Frank C. Meyer Management For For 3 Elect Director Douglas F. Ray Management For For 4 Ratify Auditors Management For For 5 Increase Authorized Common Stock Management For Against 6 Removal of Authority to Issue Shares of Management For For Series A Preferred Stock
- -------------------------------------------------------------------------------- FIRST DEFIANCE FINANCIAL CORP. Ticker Symbol: FDEF CUSIP/Security ID: 32006W106 Meeting Date: 4/20/2010 Ballot Shares: 600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John L. Bookmyer Management For For 1.2 Elect Director Stephen L. Boomer Management For For 1.3 Elect Director Peter A. Diehl Management For For 1.4 Elect Director William J. Small Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Approve Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- HOME BANCSHARES, INC. Ticker Symbol: HOMB CUSIP/Security ID: 436893200 Meeting Date: 4/20/2010 Ballot Shares: 3600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John W. Allison Management For For 1.2 Elect Director C. Randall Sims Management For For 1.3 Elect Director Randy E. Mayor Management For For 1.4 Elect Director Robert H. Adcock, Jr Management For Withhold 1.5 Elect Director Richard H. Ashley Management For For 1.6 Elect Director Dale A. Bruns Management For For 1.7 Elect Director Richard A. Buckheim Management For For 1.8 Elect Director Jack E. Engelkes Management For For 1.9 Elect Director James G. Hinkle Management For For 1.10 Elect Director Alex R. Lieblong Management For For 1.11 Elect Director William G. Thompson Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- NEWALLIANCE BANCSHARES, INC. Ticker Symbol: NAL CUSIP/Security ID: 650203102 Meeting Date: 4/20/2010 Ballot Shares: 1786
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Carlton L. Highsmith Management For For 1.2 Elect Director Joseph H. Rossi Management For Withhold 1.3 Elect Director Nathaniel D. Woodson Management For For 1.4 Elect Director Joseph A. Zaccagnino Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. Ticker Symbol: PRSP CUSIP/Security ID: 743606105 Meeting Date: 4/20/2010 Ballot Shares: 4543
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Leah Henderson Management For For 1.2 Elect Director Ned S. Holmes Management For Withhold 1.3 Elect Director David Zalman Management For For 1.4 Elect Director Ervan E. Zouzalik Management For For 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- RENASANT CORPORATION Ticker Symbol: RNST CUSIP/Security ID: 75970E107 Meeting Date: 4/20/2010 Ballot Shares: 3500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John M. Creekmore Management For Withhold 1.2 Elect Director Neal A. Holland, Jr Management For For 1.3 Elect Director E. Robinson McGraw Management For For 1.4 Elect Director Theodore S. Moll Management For For 1.5 Elect Director J. Larry Young Management For For 1.6 Elect Director Jill Deer Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SPEEDWAY MOTORSPORTS, INC. Ticker Symbol: TRK CUSIP/Security ID: 847788106 Meeting Date: 4/20/2010 Ballot Shares: 1600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director O. Bruton Smith Management For For 1.2 Elect Director Robert L. Rewey Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- THE FIRST OF LONG ISLAND CORPORATION Ticker Symbol: FLIC CUSIP/Security ID: 320734106 Meeting Date: 4/20/2010 Ballot Shares: 857
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Allen E. Busching Management For For 1.2 Elect Director Paul T. Canarick Management For For 1.3 Elect Director Alexander L. Cover Management For For 1.4 Elect Director J. Douglas Maxwell Jr Management For For 1.5 Elect Director Stephen V. Murphy Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker Symbol: UMPQ CUSIP/Security ID: 904214103 Meeting Date: 4/20/2010 Ballot Shares: 900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Raymond P. Davis Management For For 1.2 Elect Director David B. Frohnmayer Management For For 1.3 Elect Director William A. Lansing Management For For 1.4 Elect Director Hilliard C. Terry, III Management For For 1.5 Elect Director Peggy Y. Fowler Management For For 1.6 Elect Director Stephen M. Gambee Management For For 1.7 Elect Director Luis F. Machuca Management For For 1.8 Elect Director Bryan L. Timm Management For For 1.9 Elect Director Allyn C. Ford Management For For 1.10 Elect Director Jose R. Hermocillo Management For For 1.11 Elect Director Diane D. Miller Management For For 1.12 Elect Director Frank R.J. Whittaker Management For For 2 Increase Authorized Preferred and Common Management For For Stock 3 Amend Omnibus Stock Plan Management For For 4 Amend Executive Incentive Bonus Plan Management For For 5 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 6 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ESB FINANCIAL CORPORATION Ticker Symbol: ESBF CUSIP/Security ID: 26884F102 Meeting Date: 4/21/2010 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Lloyd L. Kildoo Management For For 1.2 Elect Director Mario J Manna Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FIRSTMERIT CORPORATION Ticker Symbol: FMER CUSIP/Security ID: 337915102 Meeting Date: 4/21/2010 Ballot Shares: 7563
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Steven H. Baer Management For For 1.2 Elect Director Karen S. Belden Management For For 1.3 Elect Director R. Cary Blair Management For For 1.4 Elect Director John C. Blickle Management For For 1.5 Elect Director Robert W. Briggs Management For For 1.6 Elect Director Richard Colella Management For For 1.7 Elect Director Gina D. France Management For For 1.8 Elect Director Paul G. Greig Management For For 1.9 Elect Director Terry L. Haines Management For For 1.10 Elect Director J. Michael Hochschwender Management For For 1.11 Elect Director Clifford J. Isroff Management For For 1.12 Elect Director Philip A. Lloyd II Management For For 2 Ratify Auditors Management For For 3 Amend Articles of Incorporation Concerning Management For For Preferred Stock 4 Establish Range For Board Size Management For For 5 Reduce Supermajority Vote Requirement Management For For Relating to Business Combinations 6 Reduce Supermajority Vote Requirement Management For For Relating to Amendments 7 Eliminate Provision Stating Directors May Management For For Only Be Removed for Cause
- -------------------------------------------------------------------------------- S.Y. BANCORP, INC. Ticker Symbol: SYBT CUSIP/Security ID: 785060104 Meeting Date: 4/21/2010 Ballot Shares: 100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Fix Number of Directors Management For For 2.1 Elect Director David H. Brooks Management For For 2.2 Elect Director James E. Carrico Management For For 2.3 Elect Director Charles R. Edinger, III Management For For 2.4 Elect Director David P. Heintzman Management For For 2.5 Elect Director Carl G. Herde Management For For 2.6 Elect Director James A. Hillebrand Management For For 2.7 Elect Director Richard A. Lechleiter Management For For 2.8 Elect Director Bruce P. Madison Management For For 2.9 Elect Director Nicholas X. Simon Management For For 2.10 Elect Director Norman Tasman Management For For 2.11 Elect Director Kathy C. Thompson Management For For 3 Ratify Auditors Management For For 4 Amend Omnibus Stock Plan Management For For 5 Other Business Management For Against
- -------------------------------------------------------------------------------- SOLUTIA INC. Ticker Symbol: SOA CUSIP/Security ID: 834376501 Meeting Date: 4/21/2010 Ballot Shares: 5400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director James P. Heffernan Management For For 1.2 Elect Director W. Thomas Jagodinski Management For For 1.3 Elect Director William C. Rusnack Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For 4 Approve Executive Incentive Bonus Plan Management For For 5 Adopt, Renew or Amend NOL Rights Plan (NOL Management For Against Pill)
- -------------------------------------------------------------------------------- SONIC AUTOMOTIVE, INC. Ticker Symbol: SAH CUSIP/Security ID: 83545G102 Meeting Date: 4/21/2010 Ballot Shares: 2000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director O. Bruton Smith Management For For 1.2 Elect Director B. Scott Smith Management For For 1.3 Elect Director David B. Smith Management For For 1.4 Elect Director William I. Belk Management For For 1.5 Elect Director William R. Brooks Management For For 1.6 Elect Director Victor H. Doolan Management For For 1.7 Elect Director Robert Heller Management For For 1.8 Elect Director Robert L. Rewey Management For Withhold 1.9 Elect Director David C. Vorhoff Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES Ticker Symbol: LHO CUSIP/Security ID: 517942108 Meeting Date: 4/22/2010 Ballot Shares: 1221
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Director Donald S. Perkins Management For For 1.2 Director Stuart L. Scott Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- LIFE TIME FITNESS, INC. Ticker Symbol: LTM CUSIP/Security ID: 53217R207 Meeting Date: 4/22/2010 Ballot Shares: 2085
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Bahram Akradi Management For For 1.2 Elect Director Giles H. Bateman Management For For 1.3 Elect Director Jack W. Eugster Management For For 1.4 Elect Director Guy C. Jackson Management For For 1.5 Elect Director John K. Lloyd Management For For 1.6 Elect Director Martha A. Morfitt Management For For 1.7 Elect Director John B. Richards Management For For 1.8 Elect Director Joseph S. Vassalluzzo Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- NICOR INC. Ticker Symbol: GAS CUSIP/Security ID: 654086107 Meeting Date: 4/22/2010 Ballot Shares: 311
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Director Robert M. Beavers, Jr. Management For For 1.2 Director Bruce P. Bickner Management For For 1.3 Director John H. Birdsall, III Management For For 1.4 Director Norman R. Bobins Management For For 1.5 Director Brenda J. Gaines Management For For 1.6 Director Raymond A. Jean Management For For 1.7 Director Dennis J. Keller Management For For 1.8 Director R. Eden Martin Management For For 1.9 Director Georgia R. Nelson Management For For 1.10 Director Armando J. Olivera Management For For 1.11 Director John Rau Management For For 1.12 Director John C. Staley Management For For 1.13 Director Russ M. Strobel Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker Symbol: NWE CUSIP/Security ID: 668074305 Meeting Date: 4/22/2010 Ballot Shares: 7106
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Stephen P. Adik Management For For 1.2 Elect Director Dorothy M. Bradley Management For For 1.3 Elect Director E. Linn Draper, Jr. Management For For 1.4 Elect Director Dana J. Dykhouse Management For For 1.5 Elect Director Julia L. Johnson Management For For 1.6 Elect Director Philip L. Maslowe Management For For 1.7 Elect Director Denton Louis Peoples Management For For 1.8 Elect Director Robert C. Rowe Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- OLIN CORPORATION Ticker Symbol: OLN CUSIP/Security ID: 680665205 Meeting Date: 4/22/2010 Ballot Shares: 8719
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director C. Robert Bunch Management For For 1.2 Elect Director RandallL W. Larrimore Management For For 1.3 Elect Director John M. B. O'Connor Management For For 2 Amend Non-Employee Director Stock Option Management For For Plan 3 Amend Executive Incentive Bonus Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PEOPLES BANCORP INC. Ticker Symbol: PEBO CUSIP/Security ID: 709789101 Meeting Date: 4/22/2010 Ballot Shares: 1905
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Dave M. Archer Management For For 1.2 Elect Director David L. Mead Management For For 1.3 Elect Director Robert W. Price Management For For 1.4 Elect Director Paul T. Theisen Management For Withhold 1.5 Elect Director Thomas J. Wolf Management For For 2 Proposed Amendment to Section 2.01 of Management For For Peoples' Code of Regulations Regarding Identifying Nominees to Serve as Director 3 Ratify Auditors Management For For 4 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Ticker Symbol: PFS CUSIP/Security ID: 74386T105 Meeting Date: 4/22/2010 Ballot Shares: 3071
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Thomas W. Berry Management For For 1.2 Elect Director Frank L. Fekete Management For For 1.3 Elect Director Thomas B. Hogan Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- REPUBLIC BANCORP, INC. KY Ticker Symbol: RBCAA CUSIP/Security ID: 760281204 Meeting Date: 4/22/2010 Ballot Shares: 3089
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Craig A. Greenberg Management For Withhold 1.2 Elect Director Michael T. Rust Management For For 1.3 Elect Director Sandra Metts Snowden Management For For 1.4 Elect Director R. Wayne Stratton Management For For 1.5 Elect Director Susan Stout Tamme Management For For 1.6 Elect Director Bernard M. Trager Management For For 1.7 Elect Director A. Scott Trager Management For For 1.8 Elect Director Steven E. Trager Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker Symbol: SIVB CUSIP/Security ID: 78486Q101 Meeting Date: 4/22/2010 Ballot Shares: 2569
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Eric A. Benhamou Management For For 1.2 Elect Director David M. Clapper Management For For 1.3 Elect Director Roger F. Dunbar Management For For 1.4 Elect Director Joel P. Friedman Management For For 1.5 Elect Director G. Felda Hardymon Management For For 1.6 Elect Director Alex W. "Pete" Hart Management For For 1.7 Elect Director C. Richard Kramlich Management For For 1.8 Elect Director Lata Krishnan Management For For 1.9 Elect Director Kate Mitchell Management For For 1.10 Elect Director Michaela K. Rodeno Management For For 1.11 Elect Director Ken P. Wilcox Management For For 1.12 Elect Director Kyung H. Yoon Management For For 2 Amend Qualified Employee Stock Purchase Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION Ticker Symbol: SXT CUSIP/Security ID: 81725T100 Meeting Date: 4/22/2010 Ballot Shares: 6000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Hank Brown Management For For 1.2 Elect Director Fergus M. Clydesdale Management For For 1.3 Elect Director James A. D. Croft Management For For 1.4 Elect Director William V. Hickey Management For For 1.5 Elect Director Kenneth P. Manning Management For For 1.6 Elect Director Peter M. Salmon Management For For 1.7 Elect Director Elaine R. Wedral Management For For 1.8 Elect Director Essie Whitelaw Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker Symbol: SJI CUSIP/Security ID: 838518108 Meeting Date: 4/22/2010 Ballot Shares: 4639
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Helen R. Bosley, CFA Management For For 1.2 Elect Director Edward J. Graham Management For For 1.3 Elect Director Ambassador William J. Hughes Management For For 1.4 Elect Director Herman D. James, Ph.D Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TIBCO SOFTWARE INC. Ticker Symbol: TIBX CUSIP/Security ID: 88632Q103 Meeting Date: 4/22/2010 Ballot Shares: 17237
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Vivek Y. Ranadive Management For For 1.2 Elect Director Nanci E. Caldwell Management For For 1.3 Elect Director Eric C.W. Dunn Management For For 1.4 Elect Director Narendra K. Gupta Management For For 1.5 Elect Director Peter J. Job Management For For 1.6 Elect Director Philip K. Wood Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- WAUSAU PAPER CORP. Ticker Symbol: WPP CUSIP/Security ID: 943315101 Meeting Date: 4/22/2010 Ballot Shares: 11700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Andrew N. Baur Management For Withhold 1.2 Elect Director Dennis J. Kuester Management For Withhold 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TRIPLE-S MANAGEMENT CORPORATION Ticker Symbol: GTS CUSIP/Security ID: 896749108 Meeting Date: 4/23/2010 Ballot Shares: 3110
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Roberto Munoz-Zayas Management For For 2 Elect Director Jaime Morgan-Stubbe Management For For 3 Elect Director Carmen Ana Culpeper Management For For 4 Elect Director Antonio F. Faria-soto Management For For 5 Elect Directors Manuel Figueroa-Collazo Management For For 6 Elect Director Juan E. Rodriguez-Diaz Management For For 7 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SANTANDER BANCORP Ticker Symbol: SBP CUSIP/Security ID: 802809103 Meeting Date: 4/26/2010 Ballot Shares: 3518
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Victor Arbulu Management For For 1.2 Elect Director Maria Calero Management For For 1.3 Elect Director Stephen A. Ferris Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SEABOARD CORPORATION Ticker Symbol: SEB CUSIP/Security ID: 811543107 Meeting Date: 4/26/2010 Ballot Shares: 11
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Steven J. Bresky Management For For 1.2 Elect Director David A. Adamsen Management For For 1.3 Elect Director Douglas W. Baena Management For For 1.4 Elect Director Joseph E. Rodrigues Management For For 1.5 Elect Director Edward I. Shifman, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- STERLING BANCSHARES, INC. Ticker Symbol: SBIB CUSIP/Security ID: 858907108 Meeting Date: 4/26/2010 Ballot Shares: 7868
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Edward R. Bardgett Management For Withhold 1.2 Elect Director Bernard A. Harris, Jr., MD Management For Withhold 1.3 Elect Director Glenn H. Johnson Management For Withhold 1.4 Elect Director R. Bruce LaBoon Management For Withhold 2 Ratify Auditors Management For For 3 Reduce Supermajority Vote Requirement Share Holder Against For
- -------------------------------------------------------------------------------- ASBURY AUTOMOTIVE GROUP, INC. Ticker Symbol: ABG CUSIP/Security ID: 043436104 Meeting Date: 4/27/2010 Ballot Shares: 3784
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Thomas C. DeLoach, Jr. Management For For 1.2 Elect Director Philip F. Maritz Management For For 1.3 Elect Director Jeffrey I. Wooley Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CAMDEN NATIONAL CORPORATION Ticker Symbol: CAC CUSIP/Security ID: 133034108 Meeting Date: 4/27/2010 Ballot Shares: 1949
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David C. Flanagan Management For For 1.2 Elect Director James H. Page, Ph.D. Management For For 1.3 Elect Director Robin A. Sawyer, CPA Management For For 1.4 Elect Director Karen W. Stanley Management For For 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker Symbol: CNC CUSIP/Security ID: 15135B101 Meeting Date: 4/27/2010 Ballot Shares: 1206
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Pamela A. Joseph Management For Withhold 1.2 Elect Director Tommy G. Thompson Management For Withhold 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Other Business Management For Against
- -------------------------------------------------------------------------------- COMMUNITY TRUST BANCORP, INC. Ticker Symbol: CTBI CUSIP/Security ID: 204149108 Meeting Date: 4/27/2010 Ballot Shares: 700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Charles J. Baird Management For For 1.2 Elect Director Nick Carter Management For For 1.3 Elect Director Nick A. Cooley Management For For 1.4 Elect Director Jean R. Hale Management For For 1.5 Elect Director James E. McGhee II Management For For 1.6 Elect Director M. Lynn Parrish Management For For 1.7 Elect Director James R. Ramsey Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FIRST COMMUNITY BANCSHARES, INC Ticker Symbol: FCBC CUSIP/Security ID: 31983A103 Meeting Date: 4/27/2010 Ballot Shares: 499
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Allen T. Hamner Management For For 1.2 Elect Director Richard S. Johnson Management For Withhold 1.3 Elect Director John M. Mendez Management For For 2 Increase Authorized Common Stock Management For For 3 Ratify Auditors Management For For 4 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- FIRST FINANCIAL BANKSHARES, INC. (TX) Ticker Symbol: FFIN CUSIP/Security ID: 32020R109 Meeting Date: 4/27/2010 Ballot Shares: 200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Steven L. Beal Management For For 1.2 Elect Director Tucker S. Bridwell Management For For 1.3 Elect Director Joseph E. Canon Management For For 1.4 Elect Director David Copeland Management For For 1.5 Elect Director F. Scott Dueser Management For For 1.6 Elect Director Murray Edwards Management For For 1.7 Elect Director Ron Giddiens Management For For 1.8 Elect Director Derrell E. Johnson Management For For 1.9 Elect Director Kade L. Matthews Management For For 1.1 Elect Director Dian Graves Stai Management For For 1.11 Elect Director Johnny E. Trotter Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- NATIONAL CINEMEDIA, INC. Ticker Symbol: NCMI CUSIP/Security ID: 635309107 Meeting Date: 4/27/2010 Ballot Shares: 3500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael L. Campbell Management For For 1.2 Elect Director Gerardo I. Lopez Management For For 1.3 Elect Director Lee Roy Mitchell Management For For 2 Approve Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- NATIONAL PENN BANCSHARES, INC. Ticker Symbol: NPBC CUSIP/Security ID: 637138108 Meeting Date: 4/27/2010 Ballot Shares: 9653
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Donna D. Holton Management For For 1.2 Elect Director Christian F. Martin, IV Management For For 1.3 Elect Director R. Chadwick Paul, Jr Management For For 1.4 Elect Director C. Robert Roth Management For For 1.5 Elect Director Wayne R. Weidner Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- PEAPACK-GLADSTONE FINANCIAL CORPORATION Ticker Symbol: PGC CUSIP/Security ID: 704699107 Meeting Date: 4/27/2010 Ballot Shares: 823
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Anthony J. Consi, II Management For Withhold 1.2 Elect Director Pamela Hill Management For Withhold 1.3 Elect Director Frank A. Kissel Management For For 1.4 Elect Director John D. Kissel Management For For 1.5 Elect Director James R. Lamb Management For Withhold 1.6 Elect Director Edward A. Merton Management For Withhold 1.7 Elect Director F. Duffield Meyercord Management For Withhold 1.8 Elect Director John R. Mulcahy Management For Withhold 1.9 Elect Director Robert M. Rogers Management For For 1.10 Elect Director Philip W. Smith, III Management For Withhold 1.11 Elect Director Craig C. Spengeman Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ROCKVILLE FINANCIAL, INC. Ticker Symbol: RCKB CUSIP/Security ID: 774186100 Meeting Date: 4/27/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David A. Engelson Management For For 1.2 Elect Director Richard M. Tkacz Management For For 1.3 Elect Director Pamela J. Guenard Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SCBT FINANCIAL CORPORATION Ticker Symbol: SCBT CUSIP/Security ID: 78401V102 Meeting Date: 4/27/2010 Ballot Shares: 1000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert R. Horger Management For For 1.2 Elect Director Jimmy E. Addison Management For For 1.3 Elect Director Harry M. Mims, Jr. Management For For 1.4 Elect Director James W. Roquemore Management For For 1.5 Elect Director John W. Williamson, III Management For For 1.6 Elect Director Herbert G. Gray Management For For 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- STATE BANCORP, INC. Ticker Symbol: STBC CUSIP/Security ID: 855716106 Meeting Date: 4/27/2010 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Arthur Dulik, Jr. Management For For 1.2 Elect Director Richard J. Lashley Management For For 1.3 Elect Director Thomas M. O'Brien Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 4 Amend Articles/Bylaws/Charter - Call Share Holder Against For Special Meetings
- -------------------------------------------------------------------------------- UMB FINANCIAL CORPORATION Ticker Symbol: UMBF CUSIP/Security ID: 902788108 Meeting Date: 4/27/2010 Ballot Shares: 2759
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David R. Bradley, Jr. Management For For 1.2 Elect Director Peter J. DeSilva Management For For 1.3 Elect Director Terrence P. Dunn Management For For 1.4 Elect Director Alexander C. Kemper Management For For 1.5 Elect Director Kris A. Robbins Management For For 1.6 Elect Director Nancy K. Buese Management For For 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- AMES NATIONAL CORPORATION Ticker Symbol: ATLO CUSIP/Security ID: 031001100 Meeting Date: 4/28/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Larry A. Raymon Management For For 1.2 Elect Director Frederick C. Samuelson Management For For 1.3 Elect Director Marvin J. Walter Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ARROW FINANCIAL CORPORATION Ticker Symbol: AROW CUSIP/Security ID: 042744102 Meeting Date: 4/28/2010 Ballot Shares: 1867
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Herbert O. Carpenter Management For Withhold 1.2 Elect Director Gary C. Dake Management For For 1.3 Elect Director Mary-Eliz. T Fitzgerald Management For For 1.4 Elect Director Thomas L. Hoy Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Ticker Symbol: BMTC CUSIP/Security ID: 117665109 Meeting Date: 4/28/2010 Ballot Shares: 1200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Francis J. Leto Management For For 1.2 Elect Director Britton H. Murdoch Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- CAPSTEAD MORTGAGE CORPORATION Ticker Symbol: CMO CUSIP/Security ID: 14067E506 Meeting Date: 4/28/2010 Ballot Shares: 7066
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jack Biegler Management For For 1.2 Elect Director Andrew F. Jacobs Management For For 1.3 Elect Director Gary Keiser Management For For 1.4 Elect Director Paul M. Low Management For For 1.5 Elect Director Christopher W. Mahowald Management For For 1.6 Elect Director Michael G. O'Neil Management For For 1.7 Elect Director Mark S. Whiting Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CITY HOLDING COMPANY Ticker Symbol: CHCO CUSIP/Security ID: 177835105 Meeting Date: 4/28/2010 Ballot Shares: 2625
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Oshel B. Craigo Management For For 1.2 Elect Director William H. File III Management For For 1.3 Elect Director Tracy W. Hylton II Management For For 1.4 Elect Director C. Dallas Kayser Management For For 1.5 Elect Director Sharon H. Rowe Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- COLONIAL PROPERTIES TRUST Ticker Symbol: CLP CUSIP/Security ID: 195872106 Meeting Date: 4/28/2010 Ballot Shares: 7943
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Carl F. Bailey Management For For 1.2 Elect Director M. Miller Gorrie Management For For 1.3 Elect Director William M. Johnson Management For For 1.4 Elect Director Glade M. Knight Management For For 1.5 Elect Director James K. Lowder Management For For 1.6 Elect Director Thomas H. Lowder Management For For 1.7 Elect Director Herbert A. Meisler Management For For 1.8 Elect Director Claude B. Neilsen Management For For 1.9 Elect Director Harold W. Ripps Management For For 1.10 Elect Director John W. Spiegel Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- COMMUNITY BANK SYSTEM, INC. Ticker Symbol: CBU CUSIP/Security ID: 203607106 Meeting Date: 4/28/2010 Ballot Shares: 600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Mark J. Bolus Management For For 1.2 Elect Director Nicholas A. DiCerbo Management For For 1.3 Elect Director Neil E. Fesette Management For For 1.4 Elect Director James A. Gabriel Management For Withhold 1.5 Elect Director Edward S. Mucenski Management For For 1.6 Elect Director Charles E. Parente Management For For 1.7 Elect Director John Parente Management For For 1.8 Elect Director John F. Whipple, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DELUXE CORPORATION Ticker Symbol: DLX CUSIP/Security ID: 248019101 Meeting Date: 4/28/2010 Ballot Shares: 1100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ronald C. Baldwin Management For For 1.2 Elect Director Charles A. Haggerty Management For For 1.3 Elect Director Isaiah Harris, Jr. Management For For 1.4 Elect Director Don J. McGrath Management For For 1.5 Elect Director Cheryl E. Mayberry McKissack Management For For 1.6 Elect Director Neil J. Metviner Management For For 1.7 Elect Director Stephen P. Nachtsheim Management For For 1.8 Elect Director Mary Ann O'Dwyer Management For For 1.9 Elect Director Martyn R. Redgrave Management For For 1.10 Elect Director Lee J. Schram Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY Ticker Symbol: DRH CUSIP/Security ID: 252784301 Meeting Date: 4/28/2010 Ballot Shares: 13548
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William W. McCarten Management For For 1.2 Elect Director Daniel J. Altobello Management For For 1.3 Elect Director W. Robert Grafton Management For For 1.4 Elect Director Maureen L. McAvey Management For For 1.5 Elect Director Gilbert T. Ray Management For For 1.6 Elect Director John L. Williams Management For For 1.7 Elect Director Mark W. Brugger Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GREENLIGHT CAPITAL RE, LTD. Ticker Symbol: GLRE CUSIP/Security ID: G4095J109 Meeting Date: 4/28/2010 Ballot Shares: 4107
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1a Elect Alan Brooks as Director Management For For 1b Elect David Einhorn as Director Management For For 1c Elect Leonard Goldberg as Director Management For For 1d Elect Ian Isaacs as Director Management For For 1e Elect Frank Lackner as Director Management For For 1f Elect Bryan Murphy as Director Management For For 1g Elect Joseph Platt as Director Management For For 2a Elect Alan Brooks as Subsidiary Director Management For For 2b Elect David Einhorn as Subsidiary Director Management For For 2c Elect Leonard Goldberg as Subsidiary Management For For Director 2d Elect Ian Isaacs as Subsidiary Director Management For For 2e Elect Frank Lacker as Subsidiary Director Management For For 2f Elect Bryan Murphy as Subsidiary Director Management For For 2g Elect Joseph Platt as Subsidiary Director Management For For 3 Amend Omnibus Stock Plan Management For For 4 Ratify BDO Seidman, LPP as Auditors Management For For 5 Ratify BDO Cayman Islands as Auditors of Management For For Greenlight Re
- -------------------------------------------------------------------------------- HARLEYSVILLE GROUP INC. Ticker Symbol: HGIC CUSIP/Security ID: 412824104 Meeting Date: 4/28/2010 Ballot Shares: 2409
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Barbara A. Austell Management For For 2 Elect Director G. Lawrence Buhl Management For For 3 Elect Director William E. Storts Management For For 4 Amend Omnibus Stock Plan Management For Against 5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- JOURNAL COMMUNICATIONS, INC. Ticker Symbol: JRN CUSIP/Security ID: 481130102 Meeting Date: 4/28/2010 Ballot Shares: 11479
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David G. Meissner Management For For 1.2 Elect Director Ellen F. Siminoff Management For For 1.3 Elect Director Jeanette Tully Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker Symbol: LAD CUSIP/Security ID: 536797103 Meeting Date: 4/28/2010 Ballot Shares: 2600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Sidney B. Deboer Management For For 1.2 Elect Director Thomas Becker Management For For 1.3 Elect Director Susan O. Cain Management For For 1.4 Elect Director Bryan B. Deboer Management For For 1.5 Elect Director William J. Young Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PAPA JOHN'S INTERNATIONAL, INC. Ticker Symbol: PZZA CUSIP/Security ID: 698813102 Meeting Date: 4/28/2010 Ballot Shares: 3493
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Norborne P. Cole, Jr. Management For For 1.2 Elect Director William M. Street Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SELECTIVE INSURANCE GROUP, INC. Ticker Symbol: SIGI CUSIP/Security ID: 816300107 Meeting Date: 4/28/2010 Ballot Shares: 5000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Declassify the Board of Directors Management For For 2.1 Elect Director W. Marston Becker Management For For 2.2 Elect Director Gregory E. Murphy Management For For 2.3 Elect Director Cynthia S. Nicholson Management For For 2.4 Elect Director William M. Rue Management For For 3 Amend Omnibus Stock Plan Management For For 4 Amend Executive Incentive Bonus Plan Management For For 5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- STURM, RUGER & COMPANY, INC. Ticker Symbol: RGR CUSIP/Security ID: 864159108 Meeting Date: 4/28/2010 Ballot Shares: 12300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director James E. Service Management For For 1.2 Elect Director Michael O. Fifer Management For For 1.3 Elect Director John A. Cosentino, Jr. Management For For 1.4 Elect Director C. Michael Jacobi Management For For 1.5 Elect Director Amir P. Rosenthal Management For For 1.6 Elect Director Ronald C. Whitaker Management For For 1.7 Elect Director Phillip C. Widman Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- THE FIRST BANCORP, INC. Ticker Symbol: FNLC CUSIP/Security ID: 31866P102 Meeting Date: 4/28/2010 Ballot Shares: 1270
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Katherine M. Boyd Management For For 1.2 Elect Director Daniel R. Daigneault Management For For 1.3 Elect Director Robert B. Gregory Management For For 1.4 Elect Director Tony C. Mckim Management For For 1.5 Elect Director Carl S. Poole, Jr. Management For For 1.6 Elect Director Mark N. Rosborough Management For For 1.7 Elect Director Stuart G. Smith Management For For 1.8 Elect Director David B. Soule, Jr. Management For For 1.9 Elect Director Bruce B. Tindal Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Approve Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ALTERRA CAPITAL HOLDINGS LTD Ticker Symbol: ALTE CUSIP/Security ID: G6052F103 Meeting Date: 4/29/2010 Ballot Shares: 5804
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Share Issuance Pursuant to the Management For For Agreement and Plan of Amalgamation 2 Change the Name of Max Capital Group Ltd. Management For For to "Alterra Capital Holdings Ltd." 3 Change the Name of Max Bermuda Ltd. to Management For For "Alterra Insurance Ltd." 4 Transact Other Business (Voting) Management For Against
- -------------------------------------------------------------------------------- BOISE INC. Ticker Symbol: BZ CUSIP/Security ID: 09746Y105 Meeting Date: 4/29/2010 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jonathan W. Berger Management For For 1.2 Elect Director Jack Goldman Management For For 2 Amend Omnibus Stock Plan Management For For 3 Amend Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GLOBAL CASH ACCESS HOLDINGS, INC. Ticker Symbol: GCA CUSIP/Security ID: 378967103 Meeting Date: 4/29/2010 Ballot Shares: 17053
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Geoff Judge Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PLATINUM UNDERWRITERS HOLDINGS LTD Ticker Symbol: PTP CUSIP/Security ID: G7127P100 Meeting Date: 4/29/2010 Ballot Shares: 5103
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect H. Furlong Baldwin as Director Management For For 1.2 Elect Dan R. Carmichael as Director Management For For 1.3 Elect A. John Hass as Director Management For For 1.4 Elect Antony P. D. Lancaster as Director Management For For 1.5 Elect Edmund R. Megna as Director Management For For 1.6 Elect Michael D. Price as Director Management For For 1.7 Elect Peter T. Pruitt as Director Management For For 1.9 Elect James P. Slattery as Director Management For For 1.9 Elect Christopher J. Steffen as Director Management For For 2A. Amend Bylaws Re: Enhanced Restrictions to Management For For Mitigate the Risk of Attribution of Income to U.S. Shareholders 2B. Amend Bylaws Re: Director and Officer Management For For Liability 2C. Amend Bylaws Re: Jurisdictional Limits of Management For For Corporate Action 2D. Amend Bylaws Re: Director Actions Management For For 2E. Amend Bylaws Re: Casting of Votes Management For For 2F. Amend Bylaws Re: Transfer of Shares Management For For 2G. Amend Bylaws Re: Number of Directors Management For For 2H. Amend Bylaws Re: Editorial Changes Management For For 3 Approve Omnibus Stock Plan Management For For 4 Approve the Material Terms of the Management For For Performance Goals Under Performance Incentive Plan 5 Approve KPMG Bermuda as Auditors Management For For
- -------------------------------------------------------------------------------- PACIFIC CAPITAL BANCORP Ticker Symbol: PCBC CUSIP/Security ID: 69404P101 Meeting Date: 4/29/2010 Ballot Shares: 15225
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director H. Gerald Bidwell Management For For 1.2 Elect Director Edward E. Birch Management For For 1.3 Elect Director Richard S. Hambleton, Jr. Management For For 1.4 Elect Director D. Vernon Horton Management For For 1.5 Elect Director S. Lachlan Hough Management For For 1.6 Elect Director Roger C. Knopf Management For For 1.7 Elect Director George S. Leis Management For For 1.8 Elect Director William R. Loomis, Jr. Management For For 1.9 Elect Director John R. Mackall Management For For 1.10 Elect Director Richard A. Nightingale Management For For 1.11 Elect Director Kathy J. Odell Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For Against Officers' Compensation
- -------------------------------------------------------------------------------- TAL INTERNATIONAL GROUP, INC. Ticker Symbol: TAL CUSIP/Security ID: 874083108 Meeting Date: 4/29/2010 Ballot Shares: 9223
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Brian M. Sondey Management For For 1.2 Elect Director Malcolm P. Baker Management For For 1.3 Elect Director A. Richard Caputo, Jr. Management For Withhold 1.4 Elect Director Claude Germain Management For For 1.5 Elect Director Brian J. Higgins Management For For 1.6 Elect Director John W. Jordan II Management For Withhold 1.7 Elect Director Frederic H. Lindeberg Management For For 1.8 Elect Director David W. Zalaznick Management For Withhold 1.9 Elect Director Douglas J. Zych Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- THE EMPIRE DISTRICT ELECTRIC COMPANY Ticker Symbol: EDE CUSIP/Security ID: 291641108 Meeting Date: 4/29/2010 Ballot Shares: 600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ross C. Hartley Management For For 1.2 Elect Director Herbert J. Schmidt Management For For 1.3 Elect Director C. James Sullivan Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- THE STANDARD REGISTER COMPANY Ticker Symbol: SR CUSIP/Security ID: 853887107 Meeting Date: 4/29/2010 Ballot Shares: 4000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David P. Bailis Management For For 1.2 Elect Director Roy W. Begley, Jr. Management For Withhold 1.3 Elect Director F. David Clarke, III Management For For 1.4 Elect Director Michael E. Kohlsdorf Management For For 1.5 Elect Director R. Eric Mccarthey Management For Withhold 1.6 Elect Director Joseph P. Morgan, Jr. Management For For 1.7 Elect Director John J. Schiff, Jr. Management For Withhold 1.8 Elect Director John Q. Sherman, II Management For Withhold 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- UNISYS CORPORATION Ticker Symbol: UIS CUSIP/Security ID: 909214306 Meeting Date: 4/29/2010 Ballot Shares: 3080
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Declassify the Board of Directors Management For For 2 Alter Mandatory Retirement Policy for Management For For Directors 3 Approve Decrease in Size of Board Management For For 4 Elect Director Henry C. Duques Management For For 5 Elect Director Theodore E. Martin Management For For 6 Elect Director Charles B. McQuade Management For For 7 Ratify Auditors Management For For 8 Approve Omnibus Stock Plan Management For Against
- -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION Ticker Symbol: WBS CUSIP/Security ID: 947890109 Meeting Date: 4/29/2010 Ballot Shares: 8300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Joel S. Becker Management For Withhold 1.2 Elect Director David A. Coulter Management For For 1.3 Elect Director Charles W. Shivery Management For For 1.4 Elect Director James C. Smith Management For For 2 Amend Omnibus Stock Plan Management For For 3 Amend Qualified Employee Stock Purchase Plan Management For For 4 Ratify Auditors Management For For 5 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 6 Other Business Management For Against
- -------------------------------------------------------------------------------- WEIS MARKETS, INC. Ticker Symbol: WMK CUSIP/Security ID: 948849104 Meeting Date: 4/29/2010 Ballot Shares: 2000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert F. Weis Management For For 1.2 Elect Director Jonathan H. Weis Management For Withhold 1.3 Elect Director David J. Hepfinger Management For For 1.4 Elect Director Richard E. Shulman Management For For 1.5 Elect Director Steven C. Smith Management For For 1.6 Elect Director Glenn D. Steele Jr. Management For For 2 Ratify Auditors Management For For 3 Require Majority of Independent Directors Share Holder Against For on Board
- -------------------------------------------------------------------------------- ZENITH NATIONAL INSURANCE CORP. Ticker Symbol: ZNT CUSIP/Security ID: 989390109 Meeting Date: 4/29/2010 Ballot Shares: 581
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- FRANKLIN ELECTRIC CO., INC. Ticker Symbol: FELE CUSIP/Security ID: 353514102 Meeting Date: 4/30/2010 Ballot Shares: 500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director R. Scott Trumbull Management For For 1.2 Elect Director Thomas L. Young Management For For 2 Approve Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For 4 Other Business Management For Against
- -------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. Ticker Symbol: MYE CUSIP/Security ID: 628464109 Meeting Date: 4/30/2010 Ballot Shares: 2100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ Management Proxy (White Card) Management 1.1 Elect Director Keith A. Brown Management For For 1.2 Elect Director Vincent C. Byrd Management For For 1.3 Elect Director Sarah R. Coffin Management For For 1.4 Elect Director John B. Crowe Management For For 1.5 Elect Director Richard P. Johnston Management For For 1.6 Elect Director Edward W. Kissel Management For For 1.7 Elect Director John C. Orr Management For For 1.8 Elect Director Jon H. Outcalt Management For For 1.9 Elect Director Robert A. Stefanko Management For For 2 Ratify Auditors Management For For Dissident Proxy (Blue Card) Management 1.1 Elect Director Robert S. Prather, Jr. Share Holder For Do Not Vote 1.2 Elect Director Edward F. Crawford Share Holder For Do Not Vote 1.3 Elect Director Avrum Gray Share Holder For Do Not Vote 2 Ratify Auditors Management For Do Not Vote
- -------------------------------------------------------------------------------- NIGHTHAWK RADIOLOGY HOLDINGS, INC. Ticker Symbol: NHWK CUSIP/Security ID: 65411N105 Meeting Date: 4/30/2010 Ballot Shares: 7496
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David M. Engert Management For For 1.2 Elect Director Charles R. Bland Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ORIENTAL FINANCIAL GROUP INC. Ticker Symbol: OFG CUSIP/Security ID: 68618W100 Meeting Date: 4/30/2010 Ballot Shares: 6381
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jose J. Gil de Lamadrid Management For For 1.2 Elect Director Jose Rafael Fernandez Management For For 1.3 Elect Director Maricarmen Aponte Management For For 2 Amend Omnibus Stock Plan Management For For 3 Amend Omnibus Stock Plan Management For For 4 Increase Authorized Preferred and Common Management For Against Stock 5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SYMMETRY MEDICAL INC. Ticker Symbol: SMA CUSIP/Security ID: 871546206 Meeting Date: 4/30/2010 Ballot Shares: 7500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director James S. Burns Management For For 1.2 Elect Director Craig B. Reynolds Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- WALTER INVESTMENT MANAGEMENT CORP. Ticker Symbol: WAC CUSIP/Security ID: 93317W102 Meeting Date: 4/30/2010 Ballot Shares: 500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ellyn L. Brown Management For For 1.2 Elect Director Denmar J. Dixon Management For For 1.3 Elect Director Steven Berrard Management For For 1.4 Elect Director Mark J. O?Brien Management For For 1.5 Elect Director Shannon E. Smith Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. Ticker Symbol: CBL CUSIP/Security ID: 124830100 Meeting Date: 5/3/2010 Ballot Shares: 8933
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Stephen D. Lebovitz Management For For 1.2 Elect Director Kathleen M. Nelson Management For For 1.3 Elect Director Winston W. Walker Management For For 1.4 Elect Director Thomas J. DeRosa Management For For 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Share Holder None For
- -------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. Ticker Symbol: PSB CUSIP/Security ID: 69360J107 Meeting Date: 5/3/2010 Ballot Shares: 1528
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ronald L. Havner, Jr. Management For For 1.2 Elect Director Joseph D. Russell, Jr. Management For For 1.3 Elect Director R. Wesley Burns Management For For 1.4 Elect Director Jennifer H. Dunbar Management For For 1.5 Elect Director Arthur M. Friedman Management For For 1.6 Elect Director James H. Kropp Management For For 1.7 Elect Director Harvey Lenkin Management For For 1.8 Elect Director Sara Grootwassink Lewis Management For For 1.9 Elect Director Michael V. McGee Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- UNITED BANKSHARES, INC. Ticker Symbol: UBSI CUSIP/Security ID: 909907107 Meeting Date: 5/3/2010 Ballot Shares: 2548
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Richard M. Adams Management For For 1.2 Elect Director Robert G. Astorg Management For For 1.3 Elect Director W. Gaston Caperton, III Management For For 1.4 Elect Director Lawrence K. Doll Management For For 1.5 Elect Director Theodore J. Georgelas Management For For 1.6 Elect Director F. T. Graff, Jr. Management For For 1.7 Elect Director John M. McMahon Management For For 1.8 Elect Director J. Paul McNamara Management For For 1.9 Elect Director G. Ogden Nutting Management For For 1.10 Elect Director William C . Pitt, III Management For For 1.11 Elect Director Donald L. Unger Management For For 1.12 Elect Director Mary K. Weddle Management For For 1.13 Elect Director Gary G. White Management For For 1.14 Elect Director P. Clinton Winter, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS, LTD. (FORMERLY PXRE GROUP) Ticker Symbol: AGII CUSIP/Security ID: G0464B107 Meeting Date: 5/4/2010 Ballot Shares: 3711
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect F. Sedgwick Browne as Director Management For For 1.2 Elect Hector De Leon as Director Management For For 1.3 Elect John H. Tonelli as Director Management For For 2 Appprove Amendment and Restatement of Argo Management For For Group's Bye-Laws 3 Approve Ernst & Young LLP as Auditors and Management For For Authorize Board to Fix Their Remuneration
- -------------------------------------------------------------------------------- CINCINNATI BELL INC. Ticker Symbol: CBB CUSIP/Security ID: 171871106 Meeting Date: 5/4/2010 Ballot Shares: 29958
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Bruce L. Byrnes Management For For 1.2 Elect Director Phillip R. Cox Management For For 1.3 Elect Director Jakki L. Haussler Management For For 1.4 Elect Director Mark Lazarus Management For For 1.5 Elect Director Craig F. Maier Management For For 1.6 Elect Director Alex Shumate Management For For 1.7 Elect Director Lynn A. Wentworth Management For For 1.8 Elect Director John M. Zrno Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DELPHI FINANCIAL GROUP, INC. Ticker Symbol: DFG CUSIP/Security ID: 247131105 Meeting Date: 5/4/2010 Ballot Shares: 3939
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Philip R. O'Connor Management For For 1.2 Elect Director Robert Rosenkranz Management For For 1.3 Elect Director Donald A. Sherman Management For For 1.4 Elect Director Kevin R. Brine Management For For 1.5 Elect Director Edward A. Fox Management For For 1.6 Elect Director Steven A. Hirsh Management For For 1.7 Elect Director Harold F. Ilg Management For For 1.8 Elect Director James M. Litvack Management For For 1.9 Elect Director James N. Meehan Management For For 1.10 Elect Director Robert F. Wright Management For For 2 Approve Non-Employee Director Omnibus Stock Management For Against Plan 3 Approve Qualified Employee Stock Purchase Management For For Plan 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- EARTHLINK, INC. Ticker Symbol: ELNK CUSIP/Security ID: 270321102 Meeting Date: 5/4/2010 Ballot Shares: 23457
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Susan D. Bowick Management For For 1.2 Elect Director Terrell B. Jones Management For For 1.3 Elect Director David A. Koretz Management For For 2 Ratify Auditors Management For For 3 Report on Adoption of Free and Open Share Holder Against Abstain Internet Policy
- -------------------------------------------------------------------------------- GUARANTY BANCORP Ticker Symbol: GBNK CUSIP/Security ID: 40075T102 Meeting Date: 5/4/2010 Ballot Shares: 3300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Edward B. Cordes Management For For 2 Elect Director John M. Eggemeyer Management For For 3 Elect Director Stephen D. Joyce Management For For 4 Elect Director Gail H. Klapper Management For Against 5 Elect Director Daniel M. Quinn Management For For 6 Elect Director Kathleen Smythe Management For For 7 Elect Director Matthew P. Wagner Management For For 8 Elect Director W. Kirk Wycoff Management For For 9 Elect Director Albert C. Yates Management For For 10 Ratify Auditors Management For For 11 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- HOME PROPERTIES, INC. Ticker Symbol: HME CUSIP/Security ID: 437306103 Meeting Date: 5/4/2010 Ballot Shares: 1680
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Stephen R. Blank Management For For 1.2 Elect Director Josh E. Fidler Management For For 1.3 Elect Director Alan L. Gosule Management For For 1.4 Elect Director Leonard F. Helbig, III Management For For 1.5 Elect Director Charles J. Koch Management For For 1.6 Elect Director Nelson B. Leenhouts Management For For 1.7 Elect Director Norman P. Leenhouts Management For For 1.8 Elect Director Edward J. Pettinella Management For For 1.9 Elect Director Clifford W. Smith, Jr. Management For For 1.10 Elect Director Paul L. Smith Management For For 1.11 Elect Director Amy L. Tait Management For For 2 Amend Deferred Compensation Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- IBERIABANK CORPORATION Ticker Symbol: IBKC CUSIP/Security ID: 450828108 Meeting Date: 5/4/2010 Ballot Shares: 200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Elaine D. Abell Management For Withhold 1.2 Elect Director William H. Fenstermaker Management For For 1.3 Elect Director O. L. Pollard Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- KITE REALTY GROUP TRUST Ticker Symbol: KRG CUSIP/Security ID: 49803T102 Meeting Date: 5/4/2010 Ballot Shares: 6500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John A. Kite Management For For 1.2 Elect Director William E. Bindley Management For For 1.3 Elect Director Dr. Richard A. Cosier Management For For 1.4 Elect Director Eugene Golub Management For For 1.5 Elect Director Gerald L. Moss Management For For 1.6 Elect Director Michael L. Smith Management For For 1.7 Elect Director Darell E. Zink, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- LATTICE SEMICONDUCTOR CORPORATION Ticker Symbol: LSCC CUSIP/Security ID: 518415104 Meeting Date: 5/4/2010 Ballot Shares: 13800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David E. Coreson Management For For 1.2 Elect Director Gerhard H. Parker Management For For 1.3 Elect Director Hans Schwarz Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MAIDEN HOLDINGS LTD. Ticker Symbol: MHLD CUSIP/Security ID: G5753U112 Meeting Date: 5/4/2010 Ballot Shares: 10028
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Barry D. Zyskind as Director Management For For 1.2 Elect Simcha G. Lyons as Director Management For For 1.3 Elect Raymond M. Neff as Director Management For For 1.4 Elect Yehuda L. Neuberger as Director Management For For 1.5 Elect Steven H. Nigro as Director Management For For 2.1 Elect David A. Lamneck as Director of Management For For Maiden Insurance Company, Ltd. 2.2 Elect John Marshaleck as Director of Maiden Management For For Insurance Company, Ltd. 2.3 Elect Lawrence F. Metz as Director of Management For For Maiden Insurance Company, Ltd. 2.4 Elect Arturo M. Raschbaum as Director of Management For For Maiden Insurance Company, Ltd. 3 Amend Omnibus Stock Plan Management For For 4 Ratify BDO Seidman, LLP as Auditors of the Management For For Company, and Arthur Morris and Company as Auditors of Maiden Insurance Company, Ltd.
- -------------------------------------------------------------------------------- MERCHANTS BANCSHARES, INC. Ticker Symbol: MBVT CUSIP/Security ID: 588448100 Meeting Date: 5/4/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Raymond C. Pecor, Jr. Management For For 1.2 Elect Director Patrick S. Robins Management For For 1.3 Elect Director Jeffrey L. Davis Management For For 1.4 Elect Director Bruce M. Lisman Management For For 1.5 Elect Director Karen J. Danaher Management For For 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker Symbol: MOH CUSIP/Security ID: 60855R100 Meeting Date: 5/4/2010 Ballot Shares: 512
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Charles Z. Fedak Management For For 1.2 Elect Director John C. Molina Management For For 1.3 Elect Director Sally K. Richardson Management For For 2 Approve Executive Incentive Bonus Plan Management For For
- -------------------------------------------------------------------------------- NBT BANCORP INC. Ticker Symbol: NBTB CUSIP/Security ID: 628778102 Meeting Date: 5/4/2010 Ballot Shares: 3703
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Daryl R. Forsythe Management For Withhold 1.2 Elect Director Patricia T. Civil Management For For 1.3 Elect Director Robert A. Wadsworth Management For Withhold 2 Fix Number of Directors at Nine Management For For 3 Ratify Auditors Management For For 4 Declassify the Board of Directors Management Against For
- -------------------------------------------------------------------------------- ORRSTOWN FINANCIAL SERVICES, INC. Ticker Symbol: ORRF CUSIP/Security ID: 687380105 Meeting Date: 5/4/2010 Ballot Shares: 253
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Mark K. Keller Management For For 1.2 Elect Director Thomas R. Quinn, Jr. Management For Withhold 1.3 Elect Director Gregory A. Rosenberry Management For For 1.4 Elect Director Glenn W. Snoke Management For For 2 Ratify Auditors Management For For 3 Reduce Supermajority Vote Requirement Share Holder Against For
- -------------------------------------------------------------------------------- REHABCARE GROUP, INC. Ticker Symbol: RHB CUSIP/Security ID: 759148109 Meeting Date: 5/4/2010 Ballot Shares: 3300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Colleen Conway-Welch, Ph.D. Management For For 1.2 Elect Director Christopher T. Hjelm Management For For 1.3 Elect Director Anthony S. Piszel Management For For 1.4 Elect Director Suzan L. Rayner, M.D. Management For For 1.5 Elect Director Harry E. Rich Management For For 1.6 Elect Director John H. Short, Ph.D. Management For For 1.7 Elect Director Larry Warren Management For For 1.8 Elect Director Theodore M. Wight Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- SKYWEST, INC. Ticker Symbol: SKYW CUSIP/Security ID: 830879102 Meeting Date: 5/4/2010 Ballot Shares: 12448
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Jerry C. Atkin Management For Against 2 Elect Director J. Ralph Atkin Management For For 3 Elect Director Margaret S. Billson Management For For 4 Elect Director Ian M. Cumming Management For Against 5 Elect Director Henry J. Eyring Management For For 6 Elect Director Robert G. Sarver Management For For 7 Elect Director Steven F. Udvar-Hazy Management For For 8 Elect Director James L. Welch Management For For 9 Elect Director Michael K. Young Management For For 10 Approve Omnibus Stock Plan Management For Against 11 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- STILLWATER MINING COMPANY Ticker Symbol: SWC CUSIP/Security ID: 86074Q102 Meeting Date: 5/4/2010 Ballot Shares: 4700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Craig L. Fuller Management For Withhold 1.2 Elect Director Patrick M. James Management For For 1.3 Elect Director Steven S. Lucas Management For For 1.4 Elect Director -Michael S. Parrett Management For For 1.5 Elect Director Francis R. McAllister Management For For 1.6 Elect Director Sheryl K. Pressler Management For For 1.7 Elect Director -Michael Schiavone Management For For 1.8 Elect Director Mark V. Sander Management For For 1.9 Elect Director Ajay Paliwal Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- YOUNG INNOVATIONS, INC. Ticker Symbol: YDNT CUSIP/Security ID: 987520103 Meeting Date: 5/4/2010 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director George E. Richmond Management For For 1.2 Elect Director Alfred E. Brennan Management For For 1.3 Elect Director Brian F. Bremer Management For For 1.4 Elect Director Patrick J. Ferrillo, Jr. Management For For 1.5 Elect Director Richard J. Bliss Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMPAL-AMERICAN ISRAEL CORPORATION Ticker Symbol: AMPL CUSIP/Security ID: 032015109 Meeting Date: 5/5/2010 Ballot Shares: 1200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Y. Maiman Management For For 1.2 Elect Director L. Malamud Management For For 1.3 Elect Director J. Yerushalmi Management For For 1.4 Elect Director N. Novik Management For For 1.5 Elect Director G. Weinstein Management For For 1.6 Elect Director E. Meltzer Management For For 1.7 Elect Director J. Geva Management For For 1.8 Elect Director Y. Karni Management For For 1.9 Elect Director D. Vaknin Management For For 1.10 Elect Director M. Morag Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ASSOCIATED ESTATES REALTY CORPORATION Ticker Symbol: AEC CUSIP/Security ID: 045604105 Meeting Date: 5/5/2010 Ballot Shares: 5780
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Albert T. Adams Management For For 1.2 Elect Director James M. Delaney Management For For 1.3 Elect Director Jeffrey I. Friedman Management For For 1.4 Elect Director Michael E. Gibbons Management For For 1.5 Elect Director Mark L. Milstein Management For For 1.6 Elect Director James A. Schoff Management For For 1.7 Elect Director Richard T. Schwarz Management For For 2 Increase Authorized Common Stock Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BRUNSWICK CORPORATION Ticker Symbol: BC CUSIP/Security ID: 117043109 Meeting Date: 5/5/2010 Ballot Shares: 3325
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Nolan D. Archibald Management For For 1.2 Elect Director Jeffrey L. Bleustein Management For For 1.3 Elect Director Graham H. Phillips Management For For 1.4 Elect Director Lawrence A. Zimmerman Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BRUSH ENGINEERED MATERIALS INC. Ticker Symbol: BW CUSIP/Security ID: 117421107 Meeting Date: 5/5/2010 Ballot Shares: 800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Joseph P. Keithley Management For For 1.2 Elect Director Vinod M. Khilnani Management For For 1.3 Elect Director William R. Robertson Management For For 1.4 Elect Director John Sherwin, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CHESAPEAKE UTILITIES CORPORATION Ticker Symbol: CPK CUSIP/Security ID: 165303108 Meeting Date: 5/5/2010 Ballot Shares: 1040
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Dennis S. Hudson, III Management For For 1.2 Elect Director Ralph J. Adkins Management For For 1.3 Elect Director Richard Bernstein Management For For 1.4 Elect Director Paul L. Maddock, Jr. Management For For 1.5 Elect Director J. Peter Martin Management For For 1.6 Elect Director Michael P. McMasters Management For For 2 Increase Authorized Common Stock Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DOMTAR CORPORATION Ticker Symbol: UFS CUSIP/Security ID: 257559203 Meeting Date: 5/5/2010 Ballot Shares: 2772
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Jack C. Bingleman Management For For 2 Elect Director Louis P. Gignac Management For For 3 Elect Director Brian M. Levitt Management For Against 4 Elect Director Harold H. MacKay Management For For 5 Elect Director W. Henson Moore Management For For 6 Elect Director Michael R. Onustock Management For For 7 Elect Director Robert J. Steacy Management For For 8 Elect Director William C. Stivers Management For For 9 Elect Director Pamela B. Strobel Management For For 10 Elect Director Richard Tan Management For For 11 Elect Director Denis Turcotte Management For For 12 Elect Director John D. Williams Management For For 13 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DUCOMMUN INCORPORATED Ticker Symbol: DCO CUSIP/Security ID: 264147109 Meeting Date: 5/5/2010 Ballot Shares: 2700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director H. Frederick Christie Management For For 1.2 Elect Director Robert C. Ducommun Management For For 1.3 Elect Director Dean M. Flatt Management For For 1.4 Elect Director Jay L. Haberland Management For For 1.5 Elect Director Anthony J. Reardon Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. Ticker Symbol: NPO CUSIP/Security ID: 29355X107 Meeting Date: 5/5/2010 Ballot Shares: 6779
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William R. Holland Management For For 1.2 Elect Director Stephen E. Macadam Management For For 1.3 Elect Director J.P. Bolduc Management For For 1.4 Elect Director Peter C. Browning Management For For 1.5 Elect Director Diane C. Creel Management For For 1.6 Elect Director Don DeFosset Management For For 1.7 Elect Director Gordon D. Harnett Management For For 1.8 Elect Director David L. Hauser Management For For 1.9 Elect Director Wilbur J. Prezzano, Jr. Management For For 2 Ratify Auditors Management For For 3 Other Business Management For Against
- -------------------------------------------------------------------------------- ENTEGRIS, INC. Ticker Symbol: ENTG CUSIP/Security ID: 29362U104 Meeting Date: 5/5/2010 Ballot Shares: 9600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Gideon Argov Management For For 1.2 Elect Director Michael A. Bradley Management For For 1.3 Elect Director Marvin D. Burkett Management For For 1.4 Elect Director Michael P.C. Carns Management For For 1.5 Elect Director Daniel W. Christman Management For For 1.6 Elect Director Gary F. Klingl Management For For 1.7 Elect Director Roger D. McDaniel Management For For 1.8 Elect Director Paul L.H. Olson Management For For 1.9 Elect Director Brian F. Sullivan Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Ticker Symbol: FR CUSIP/Security ID: 32054K103 Meeting Date: 5/5/2010 Ballot Shares: 14276
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Matthew S. Dominski Management For For 1.2 Elect Director H. Patrick Hackett, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HATTERAS FINANCIAL CORP. Ticker Symbol: HTS CUSIP/Security ID: 41902R103 Meeting Date: 5/5/2010 Ballot Shares: 100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael R. Hough Management For For 1.2 Elect Director Benjamin M. Hough Management For For 1.3 Elect Director David W. Berson Management For For 1.4 Elect Director Ira G. Kawaller Management For For 1.5 Elect Director Jeffrey D. Miller Management For For 1.6 Elect Director Thomas D. Wren Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- KNOLOGY, INC. Ticker Symbol: KNOL CUSIP/Security ID: 499183804 Meeting Date: 5/5/2010 Ballot Shares: 1700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Donald W. Burton Management For For 1.2 Elect Director William H. Scott, III Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- LUFKIN INDUSTRIES, INC. Ticker Symbol: LUFK CUSIP/Security ID: 549764108 Meeting Date: 5/5/2010 Ballot Shares: 329
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director R. R. Stewart Management For For 2.1 Elect Director J. F. Glick Management For For 2.2 Elect Director J. D. Hofmeister Management For For 2.3 Elect Director J. H. Lollar Management For For 2.4 Elect Director T. E. Wiener Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- P. H. GLATFELTER COMPANY Ticker Symbol: GLT CUSIP/Security ID: 377316104 Meeting Date: 5/5/2010 Ballot Shares: 13510
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Kathleen A. Dahlberg Management For For 1.2 Elect Director George H. Glatfelter II Management For For 1.3 Elect Director Richard C. III Management For For 1.4 Elect Director Ronald J. Naples Management For For 1.5 Elect Director Richard L. Smoot Management For For 1.6 Elect Director Lee C. Stewart Management For For 2 Amend Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PIPER JAFFRAY COMPANIES Ticker Symbol: PJC CUSIP/Security ID: 724078100 Meeting Date: 5/5/2010 Ballot Shares: 200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Andrew S. Duff Management For For 1.2 Elect Director Michael R. Francis Management For For 1.3 Elect Director Virginia Gambale Management For For 1.4 Elect Director B. Kristine Johnson Management For For 1.5 Elect Director Addison L. Piper Management For For 1.6 Elect Director Lisa K. Polsky Management For For 1.7 Elect Director Frank L. Sims Management For For 1.8 Elect Director Jean M. Taylor Management For For 1.9 Elect Director Michele Volpi Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TETRA TECHNOLOGIES, INC. Ticker Symbol: TTI CUSIP/Security ID: 88162F105 Meeting Date: 5/5/2010 Ballot Shares: 7600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Stuart M. Brightman Management For For 1.2 Elect Director Paul D. Coombs Management For For 1.3 Elect Director Ralph S. Cunningham Management For Withhold 1.4 Elect Director Tom H. Delimitros Management For For 1.5 Elect Director Geoffrey M. Hertel Management For For 1.6 Elect Director Allen T. McInnes Management For For 1.7 Elect Director Kenneth P. Mitchell Management For For 1.8 Elect Director William D. Sullivan Management For For 1.9 Elect Director Kenneth E. White, Jr. Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- WEB.COM GROUP, INC. Ticker Symbol: WWWW CUSIP/Security ID: 94733A104 Meeting Date: 5/5/2010 Ballot Shares: 9336
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert S. McCoy, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ALTRA HOLDINGS, INC. Ticker Symbol: AIMC CUSIP/Security ID: 02208R106 Meeting Date: 5/6/2010 Ballot Shares: 2200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Edmund M. Carpenter Management For For 1.2 Elect Director Carl R. Christenson Management For For 1.3 Elect Director Lyle G. Ganske Management For For 1.4 Elect Director Michael L. Hurt Management For For 1.5 Elect Director Michael S. Lipscomb Management For For 1.6 Elect Director Larry McPherson Management For For 1.7 Elect Director James H. Woodward Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Ticker Symbol: ACC CUSIP/Security ID: 024835100 Meeting Date: 5/6/2010 Ballot Shares: 1200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William C. Bayless, Jr. Management For For 1.2 Elect Director R.D. Burck Management For For 1.3 Elect Director G. Steven Dawson Management For For 1.4 Elect Director Cydney C. Donnell Management For For 1.5 Elect Director Edward Lowenthal Management For For 1.6 Elect Director Joseph M. Macchione Management For For 1.7 Elect Director Winston W. Walker Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker Symbol: AGO CUSIP/Security ID: G0585R106 Meeting Date: 5/6/2010 Ballot Shares: 4111
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Neil Baron as Director Management For For 1.2 Elect G. Lawrence Buhl as Director Management For For 1.3 Elect Dominic J. Frederico as Director Management For For 2.1 Amend Articles Re: Companies Amendment Act Management For For 2006 2.2 Amend Articles Re: Corporate Governance Management For For Amendments 3 Ratify PricewaterhouseCoopers LLP as Management For For Auditors 4.1.1 Elect Howard Albert as Subsidiary Director Management For For 4.1.2 Elect Robert A. Bailenson as Director of Management For For Assured Guaranty Re Ltd 4.1.3 Elect Russell Brewer as Director of Assured Management For For Guaranty Re Ltd 4.1.4 Elect Gary Burnet as Director of Assured Management For For Guaranty Re Ltd 4.1.5 Elect Dominic J. Frederico as Director of Management For For Assured Guaranty Re Ltd 4.1.6 Elect Sean McCarthy as Director of Assured Management For For Guaranty Re Ltd 4.1.7 Elect James M. Michener as Director of Management For For Assured Guaranty Re Ltd 4.1.8 Elect Robert B. Mills as Director of Management For For Assured Guaranty Re Ltd 4.1.9 Elect Kevin Pearson as Director of Assured Management For For Guaranty Re Ltd 4.1.10 Elect Andrew Pickering as Director of Management For For Assured Guaranty Re Ltd 4.2 Ratify PricewaterhouseCoopers LLP as Management For For Auditors of Assured Guaranty Re Ltd. 4.3 Ratify PricewaterhouseCoopers LLP as Management For For Auditors of Asuured Guaranty Ireland Holdings Ltd.
- -------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. Ticker Symbol: DCT CUSIP/Security ID: 233153105 Meeting Date: 5/6/2010 Ballot Shares: 10165
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Thomas G. Wattles Management For For 1.2 Elect Director Philip L. Hawkins Management For For 1.3 Elect Director Phillip R. Altinger Management For For 1.4 Elect Director Thomas F. August Management For For 1.5 Elect Director John S. Gates, Jr. Management For For 1.6 Elect Director Tripp H. Hardin Management For For 1.7 Elect Director John C. O'Keefe Management For For 1.8 Elect Director Bruce L. Warwick Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FINANCIAL INSTITUTIONS, INC. Ticker Symbol: FISI CUSIP/Security ID: 317585404 Meeting Date: 5/6/2010 Ballot Shares: 1993
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Samuel M. Gullo Management For For 1.2 Elect Director James L. Robinson Management For For 1.3 Elect Director James H. Wyckoff Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- FURNITURE BRANDS INTERNATIONAL, INC. Ticker Symbol: FBN CUSIP/Security ID: 360921100 Meeting Date: 5/6/2010 Ballot Shares: 1000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Wilbert G. Holliman Management For For 1.2 Elect Director John R. Jordan, Jr. Management For For 1.3 Elect Director Ira D. Kaplan Management For For 1.4 Elect Director Maureen A. McGuire Management For For 1.5 Elect Director Aubrey B. Patterson Management For For 1.6 Elect Director Alan G. Schwartz Management For For 1.7 Elect Director Ralph P. Scozzafava Management For For 1.8 Elect Director James M. Zimmerman Management For For 2 Approve Omnibus Stock Plan Management For For 3 Approve Qualified Employee Stock Purchase Management For For Plan 4 Amend NOL Rights Plan (NOL Pill) Management For Against 5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GLADSTONE COMMERCIAL CORPORATION Ticker Symbol: GOOD CUSIP/Security ID: 376536108 Meeting Date: 5/6/2010 Ballot Shares: 1700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David Gladstone Management For For 1.2 Elect Director Paul W. Adelgren Management For For 1.3 Elect Director John H. Outland Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HEARTLAND EXPRESS, INC. Ticker Symbol: HTLD CUSIP/Security ID: 422347104 Meeting Date: 5/6/2010 Ballot Shares: 4573
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Russell A. Gerdin Management For For 1.2 Elect Director Michael J. Gerdin Management For For 1.3 Elect Director Richard O. Jacobson Management For For 1.4 Elect Director Dr. Benjamin J. Allen Management For For 1.5 Elect Director Lawrence D. Crouse Management For Withhold 1.6 Elect Director James G. Pratt Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HOME BANCORP, INC. Ticker Symbol: HBCP CUSIP/Security ID: 43689E107 Meeting Date: 5/6/2010 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael P. Maraist Management For For 1.2 Elect Director Richard J. Bourgeois Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- INTERLINE BRANDS, INC. Ticker Symbol: IBI CUSIP/Security ID: 458743101 Meeting Date: 5/6/2010 Ballot Shares: 3493
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael J. Grebe Management For For 1.2 Elect Director Gideon Argov Management For Withhold 1.3 Elect Director Randolph W. Melville Management For For 2 Ratify Auditors Management For For 3 Other Business Management For Against
- -------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Ticker Symbol: MTG CUSIP/Security ID: 552848103 Meeting Date: 5/6/2010 Ballot Shares: 1900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director James A. Abbott Management For For 2 Elect Director Thomas M. Hagerty Management For For 3 Elect Director Michael E. Lehman Management For For 4 Adopt, Renew or Amend NOL Rights Plan (NOL Management For Against Pill) 5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MUELLER INDUSTRIES, INC. Ticker Symbol: MLI CUSIP/Security ID: 624756102 Meeting Date: 5/6/2010 Ballot Shares: 3785
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Alexander P. Federbush Management For For 1.2 Elect Director Paul J. Flaherty Management For For 1.3 Elect Director Gennaro J. Fulvio Management For For 1.4 Elect Director Gary S. Gladstein Management For For 1.5 Elect Director Scott J. Goldman Management For For 1.6 Elect Director Terry Hermanson Management For For 1.7 Elect Director Harvey L. Karp Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- OCEANFIRST FINANCIAL CORP. Ticker Symbol: OCFC CUSIP/Security ID: 675234108 Meeting Date: 5/6/2010 Ballot Shares: 3500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Donald E. McLaughlin Management For For 1.2 Elect Director John E. Walsh Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION Ticker Symbol: OCN CUSIP/Security ID: 675746309 Meeting Date: 5/6/2010 Ballot Shares: 1400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William C. Erbey Management For For 1.2 Elect Director Ronald M. Faris Management For For 1.3 Elect Director Ronald J. Korn Management For For 1.4 Elect Director William H. Lacy Management For For 1.5 Elect Director David B. Reiner Management For For 1.6 Elect Director Barry N. Wish Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- RC2 CORPORATION Ticker Symbol: RCRC CUSIP/Security ID: 749388104 Meeting Date: 5/6/2010 Ballot Shares: 1600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert E. Dods Management For For 1.2 Elect Director Curtis W. Stoelting Management For For 1.3 Elect Director John S. Bakalar Management For For 1.4 Elect Director John J. Vosicky Management For For 1.5 Elect Director Paul E. Purcell Management For For 1.6 Elect Director Thomas M. Collinger Management For For 1.7 Elect Director Michael J. Merriman, Jr. Management For For 1.8 Elect Director Linda A. Huett Management For For 1.9 Elect Director Peter J. Henseler Management For For 1.1 Elect Director Joan K. Chow Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Ticker Symbol: SWM CUSIP/Security ID: 808541106 Meeting Date: 5/6/2010 Ballot Shares: 1970
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Frederic P. Villoutreix Management For For 1.2 Elect Director Anderson D. Warlick Management For For 2 Approve Restricted Stock Plan Management For For
- -------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION Ticker Symbol: SWX CUSIP/Security ID: 844895102 Meeting Date: 5/6/2010 Ballot Shares: 6057
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert L. Boughner Management For For 1.2 Elect Director Thomas E. Chestnut Management For For 1.3 Elect Director Stephen C. Comer Management For For 1.4 Elect Director Richard M. Gardner Management For For 1.5 Elect Director Leroy C. Hanneman, Jr. Management For For 1.6 Elect Director James J. Kropid Management For For 1.7 Elect Director Michael O. Maffie Management For For 1.8 Elect Director Anne L. Mariucci Management For For 1.9 Elect Director Michael J. Melarkey Management For For 1.10 Elect Director Jeffrey W. Shaw Management For For 1.11 Elect Director Thomas A. Thomas Management For For 1.12 Elect Director Terrence L. Wright Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BARNES GROUP INC. Ticker Symbol: B CUSIP/Security ID: 067806109 Meeting Date: 5/7/2010 Ballot Shares: 2540
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John W. Alden Management For For 1.2 Elect Director George T. Carpenter Management For For 1.3 Elect Director William J. Morgan Management For For 1.4 Elect Director Hassell H. McClellan Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- BRIDGE BANCORP, INC. Ticker Symbol: BDGE CUSIP/Security ID: 108035106 Meeting Date: 5/7/2010 Ballot Shares: 176
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Marcia Z. Hefter Management For For 1.2 Elect Director Emanuel Arturi Management For For 1.3 Elect Director Rudolph J. Santoro Management For For 1.4 Elect Director Howard H. Nolan Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CIRCOR INTERNATIONAL, INC. Ticker Symbol: CIR CUSIP/Security ID: 17273K109 Meeting Date: 5/7/2010 Ballot Shares: 1860
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jerome D. Brady Management For For 1.2 Elect Director Peter M. Wilver Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. Ticker Symbol: NHI CUSIP/Security ID: 63633D104 Meeting Date: 5/7/2010 Ballot Shares: 3183
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ted H. Welch Management For For 1.2 Elect Director J. Justin Hutchens Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PARKER DRILLING COMPANY Ticker Symbol: PKD CUSIP/Security ID: 701081101 Meeting Date: 5/7/2010 Ballot Shares: 5895
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Direcctor Robert E. Mckee III Management For For 1.2 Elect Direcctor George J. Donnelly Management For For 1.3 Elect Direcctor Gary R. King Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PHOENIX COMPANIES, INC. Ticker Symbol: PNX CUSIP/Security ID: 71902E109 Meeting Date: 5/7/2010 Ballot Shares: 14530
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Arthur P. Byrne Management For For 1.2 Elect Director Ann Maynard Gray Management For For 1.3 Elect Director Arthur F. Weinbach Management For For 1.4 Elect Director James D. Wehr Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ROSETTA RESOURCES INC. Ticker Symbol: ROSE CUSIP/Security ID: 777779307 Meeting Date: 5/7/2010 Ballot Shares: 6100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Richard W. Beckler Management For For 1.2 Elect Director Matthew D. Fitzgerald Management For For 1.3 Elect Director Philip L. Frederickson Management For For 1.4 Elect Director D. Henry Houston Management For For 1.5 Elect Director Randy L. Limbacher Management For For 1.6 Elect Director Josiah O. Low, III Management For For 1.7 Elect Director Donald D. Patteson, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker Symbol: HCKT CUSIP/Security ID: 404609109 Meeting Date: 5/7/2010 Ballot Shares: 1320
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ted A. Fernandez Management For For 1.2 Elect Director Terence M. Graunke Management For For 1.3 Elect Director Alan T.G. Wix Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- UNISOURCE ENERGY CORPORATION Ticker Symbol: UNS CUSIP/Security ID: 909205106 Meeting Date: 5/7/2010 Ballot Shares: 6224
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Paul J. Bonavia Management For For 1.2 Elect Director Lawrence J. Aldrich Management For For 1.3 Elect Director Barbara M. Baumann Management For For 1.4 Elect Director Larry W. Bickle Management For For 1.5 Elect Director Harold W. Burlingame Management For For 1.6 Elect Director Robert A. Elliott Management For For 1.7 Elect Director Daniel W. L. Fessler Management For For 1.8 Elect Director Louise L. Francesconi Management For For 1.9 Elect Director Warren Y. Jobe Management For For 1.10 Elect Director Ramiro G. Peru Management For For 1.11 Elect Director Gregory A. Pivirotto Management For For 1.12 Elect Director Joaquin Ruiz Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AGREE REALTY CORPORATION Ticker Symbol: ADC CUSIP/Security ID: 008492100 Meeting Date: 5/10/2010 Ballot Shares: 1500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Leon M. Schurgin Management For For 1.2 Elect Director William S. Rubenfaer Management For For 1.3 Elect Director Joey Agree Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- INVESCO MORTGAGE CAPITAL INC Ticker Symbol: IVR CUSIP/Security ID: 46131B100 Meeting Date: 5/10/2010 Ballot Shares: 2200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director G. Mark Armour Management For For 2 Elect Director James S. Balloun Management For For 3 Elect Director John S. Day Management For For 4 Elect Director Karen Dunn Kelley Management For For 5 Elect Director Neil Williams Management For For 6 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TRIMAS CORP. Ticker Symbol: TRS CUSIP/Security ID: 896215209 Meeting Date: 5/10/2010 Ballot Shares: 1600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David M. Wathen Management For For 1.2 Elect Director Marshall A. Cohen Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. Ticker Symbol: WERN CUSIP/Security ID: 950755108 Meeting Date: 5/10/2010 Ballot Shares: 5517
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Kenneth M. Bird Management For For 1.2 Elect Director Gerald H. Timmerman Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ALLIANCE FINANCIAL CORPORATION Ticker Symbol: ALNC CUSIP/Security ID: 019205103 Meeting Date: 5/11/2010 Ballot Shares: 1045
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Mary Pat Adams Management For For 1.2 Elect Director Samuel J. Lanzafame Management For For 1.3 Elect Director Lowell A. Seifter Management For For 1.4 Elect Director Jack H. Webb Management For For 2 Ratify Auditors Management For For 3 Approve Restricted Stock Plan Management For For 4 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- BANK OF MARIN BANCORP Ticker Symbol: BMRC CUSIP/Security ID: 063425102 Meeting Date: 5/11/2010 Ballot Shares: 747
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Russell A. Colombo Management For Withhold 1.2 Elect Director Thomas M. Foster Management For For 1.3 Elect Director Robert Heller Management For For 1.4 Elect Director Norma J. Howard Management For For 1.5 Elect Director Stuart D. Lum Management For For 1.6 Elect Director Joseph D. Martino Management For For 1.7 Elect Director William H. McDevitt, Jr. Management For For 1.8 Elect Director Joel Sklar Management For For 1.9 Elect Director Brian M. Sobel Management For For 1.11 Elect Director J. Dietrich Stroeh Management For For 1.11 Elect Director Jan I. Yanehiro Management For For 2 Approve Stock in Lieu of Cash Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CABELA'S INCORPORATED Ticker Symbol: CAB CUSIP/Security ID: 126804301 Meeting Date: 5/11/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Theodore M. Armstrong Management For For 2 Elect Director Richard N. Cabela Management For For 3 Elect Director James W. Cabela Management For For 4 Elect Director John H. Edmondson Management For For 5 Elect Director John Gottschalk Management For Against 6 Elect Director Dennis Highby Management For For 7 Elect Director Reuben Mark Management For For 8 Elect Director Michael R. McCarthy Management For Against 9 Elect Director Thomas L. Millner Management For For 10 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CAL DIVE INTERNATIONAL, INC. Ticker Symbol: DVR CUSIP/Security ID: 12802T101 Meeting Date: 5/11/2010 Ballot Shares: 16270
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Owen E. Kratz Management For For 1.2 Elect Director David E. Preng Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CONSECO, INC. Ticker Symbol: CNO CUSIP/Security ID: 208464883 Meeting Date: 5/11/2010 Ballot Shares: 20262
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director R. Glenn Hilliard Management For For 2 Elect Director Donna A. James Management For For 3 Elect Director R. Keith Long Management For For 4 Elect Director Charles W. Murphy Management For For 5 Elect Director Debra J. Perry Management For For 6 Elect Director C. James Prieur Management For For 7 Elect Director Neal C. Schneider Management For For 8 Elect Director Michael T. Tokarz Management For For 9 Elect Director John G. Turner Management For For 10 Elect Director David K. Zwiener Management For For 11 Change Company Name Management For For 12 Amend Securities Transfer Restrictions Management For For 13 Approve Executive Incentive Bonus Plan Management For For 14 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DDI CORP. Ticker Symbol: DDIC CUSIP/Security ID: 233162502 Meeting Date: 5/11/2010 Ballot Shares: 5600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert J. Amman Management For For 1.2 Elect Director Jay B. Hunt Management For For 1.3 Elect Director Andrew E. Lietz Management For For 1.4 Elect Director Bryant R. Riley Management For For 1.5 Elect Director Steven C. Schlepp Management For For 1.6 Elect Director Carl R. Vertuca Jr. Management For For 1.7 Elect Director Mikel H. Williams Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DEVELOPERS DIVERSIFIED REALTY CORPORATION Ticker Symbol: DDR CUSIP/Security ID: 251591103 Meeting Date: 5/11/2010 Ballot Shares: 19187
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Terrance R. Ahern Management For For 2 Elect Director James C. Boland Management For For 3 Elect Director Thomas Finne Management For For 4 Elect Director Robert H. Gidel Management For For 5 Elect Director Daniel B. Hurwitz Management For For 6 Elect Director Volker Kraft Management For For 7 Elect Director Victor B. MacFarlane Management For For 8 Elect Director Craig Macnab Management For Against 9 Elect Director Scott D. Roulston Management For For 10 Elect Director Barry A. Sholem Management For For 11 Elect Director William B. Summers, Jr. Management For For 12 Elect Director Scott A. Wolstein Management For For 13 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FIRST MERCURY FINANCIAL CORPORATION Ticker Symbol: FMR CUSIP/Security ID: 320841109 Meeting Date: 5/11/2010 Ballot Shares: 4518
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Steven A. Shapiro Management For For 1.2 Elect Director Jerome M. Shaw Management For For 1.3 Elect Director Richard H. Smith Management For For 2 Approve Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HNI CORPORATION Ticker Symbol: HNI CUSIP/Security ID: 404251100 Meeting Date: 5/11/2010 Ballot Shares: 981
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Mary H. Bell Management For For 2 Elect Director James R. Jenkins Management For For 3 Elect Director Dennis J. Martin Management For For 4 Elect Director Abbie J. Smith Management For For 5 Amend Omnibus Stock Plan Management For For 6 Approve Executive Incentive Bonus Plan Management For For 7 Approve Executive Incentive Bonus Plan Management For For 8 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HARTE-HANKS, INC. Ticker Symbol: HHS CUSIP/Security ID: 416196103 Meeting Date: 5/11/2010 Ballot Shares: 2466
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William F. Farley Management For For 1.2 Elect Director Larry D. Franklin Management For For 1.3 Elect Director William K. Gayden Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HERCULES OFFSHORE, INC. Ticker Symbol: HERO CUSIP/Security ID: 427093109 Meeting Date: 5/11/2010 Ballot Shares: 12835
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Suzanne V. Baer Management For For 1.2 Elect Director Thomas R. Bates, Jr. Management For For 1.3 Elect Director Thomas M. Hamilton Management For For 1.4 Elect Director Thomas J. Madonna Management For For 1.5 Elect Director Thierry Pilenko Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- OM GROUP, INC. Ticker Symbol: OMG CUSIP/Security ID: 670872100 Meeting Date: 5/11/2010 Ballot Shares: 3771
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Katharine L. Plourde Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- OLD NATIONAL BANCORP Ticker Symbol: ONB CUSIP/Security ID: 680033107 Meeting Date: 5/11/2010 Ballot Shares: 608
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Joseph D. Barnette, Jr. Management For For 1.2 Elect Director Alan W. Braun Management For For 1.3 Elect Director Larry E. Dunigan Management For For 1.4 Elect Director Niel C. Ellerbrook Management For For 1.5 Elect Director Andrew E. Goebel Management For For 1.6 Elect Director Robert G. Jones Management For For 1.7 Elect Director Phelps L. Lambert Management For For 1.8 Elect Director Arthur H. McElwee, Jr. Management For For 1.9 Elect Director Marjorie Z. Soyugenc Management For For 1.10 Elect Director Kelly N. Stanley Management For For 1.11 Elect Director Linda E. White Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PINNACLE ENTERTAINMENT, INC. Ticker Symbol: PNK CUSIP/Security ID: 723456109 Meeting Date: 5/11/2010 Ballot Shares: 1127
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ Management Proxy (White Card) Management 1 Elect Director Stephen C. Comer Management For For 2 Elect Director John V. Giovenco Management For For 3 Elect Director Richard J. Goeglein Management For For 4 Elect Director Ellis Landau Management For For 5 Elect Director Bruce A. Leslie Management For For 6 Elect Director James L. Martineau Management For For 7 Elect Director Michael Ornest Management For For 8 Elect Director Lynn P. Reitnouer Management For For 9 Elect Director Anthony M. Sanfilippo Management For For 10 Amend Omnibus Stock Plan Management For For 11 Ratify Auditors Management For For 12 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation Dissident Proxy (Blue Card) Management 1 Elect Director Stephen C. Comer Share Holder None Do Not Vote 2 Elect Director John V. Giovenco Share Holder None Do Not Vote 3 Elect Director Richard J. Goeglein Share Holder None Do Not Vote 4 Elect Director Ellis Landau Share Holder None Do Not Vote 5 Elect Director Bruce A. Leslie Share Holder None Do Not Vote 6 Elect Director James L. Martineau Share Holder None Do Not Vote 7 Elect Director Michael Ornest Share Holder None Do Not Vote 8 Elect Director Lynn P. Reitnouer Share Holder None Do Not Vote 9 Elect Director Anthony M. Sanfilippo Share Holder None Do Not Vote 10 Amend Omnibus Stock Plan Management None Do Not Vote 11 Ratify Auditors Management None Do Not Vote 12 Advisory Vote to Ratify Named Executive Share Holder For Do Not Vote Officers' Compensation
- -------------------------------------------------------------------------------- TRUSTMARK CORPORATION Ticker Symbol: TRMK CUSIP/Security ID: 898402102 Meeting Date: 5/11/2010 Ballot Shares: 3635
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Adolphus B. Baker Management For For 1.2 Elect Director Fred E. Carl, Jr. Management For For 1.3 Elect Director William C. Deviney, Jr. Management For For 1.4 Elect Director Daniel A. Grafton Management For For 1.5 Elect Director Richard G. Hickson Management For For 1.6 Elect Director Gerard R. Host Management For For 1.7 Elect Director David H. Hoster Ii Management For For 1.8 Elect Director John M. Mccullouch Management For For 1.9 Elect Director Richard H. Puckett Management For For 1.10 Elect Director R. Michael Summerford Management For For 1.11 Elect Director Leroy G. Walker, Jr. Management For For 1.12 Elect Director William G. Yates III Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- UNITED RENTALS, INC. Ticker Symbol: URI CUSIP/Security ID: 911363109 Meeting Date: 5/11/2010 Ballot Shares: 17100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Jenne K. Britell Management For For 2 Elect Director Jose B. Alvarez Management For Against 3 Elect Director Howard L. Clark, Jr. Management For Against 4 Elect Director Bobby J. Griffin Management For For 5 Elect Director Michael J. Kneeland Management For For 6 Elect Director Singleton B. McAllister Management For For 7 Elect Director Brian D. McAuley Management For For 8 Elect Director John S. McKinney Management For Against 9 Elect Director Jason D. Papastavrou Management For For 10 Elect Director Filippo Passerini Management For Against 11 Elect Director Keith Wimbush Management For For 12 Approve Omnibus Stock Plan Management For For 13 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BERRY PETROLEUM COMPANY Ticker Symbol: BRY CUSIP/Security ID: 085789105 Meeting Date: 5/12/2010 Ballot Shares: 8000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director J. Bryant Management For For 1.2 Elect Director R. Busch III Management For For 1.3 Elect Director W. Bush Management For For 1.4 Elect Director S. Cropper Management For For 1.5 Elect Director J. Gaul Management For For 1.6 Elect Director R. Heinemann Management For For 1.7 Elect Director T. Jamieson Management For For 1.8 Elect Director J. Keller Management For For 1.9 Elect Director M. Young Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- EASTMAN KODAK COMPANY Ticker Symbol: EK CUSIP/Security ID: 277461109 Meeting Date: 5/12/2010 Ballot Shares: 27049
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Richard S. Braddock Management For For 2 Elect Director Herald Y. Chen Management For For 3 Elect Director Adam H. Clammer Management For For 4 Elect Director Timothy M. Donahue Management For For 5 Elect Director Michael J. Hawley Management For For 6 Elect Director William H. Hernandez Management For Against 7 Elect Director Douglas R. Lebda Management For For 8 Elect Director Debra L. Lee Management For For 9 Elect Director Delano E. Lewis Management For For 10 Elect Director William G. Parrett Management For For 11 Elect Director Antonio M. Perez Management For For 12 Elect Director Joel Seligman Management For For 13 Elect Director Dennis F. Strigl Management For Against 14 Elect Director Laura D'Andrea Tyson Management For Against 15 Ratify Auditors Management For For 16 Amend Omnibus Stock Plan Management For For 17 Amend Executive Incentive Bonus Plan Management For For
- -------------------------------------------------------------------------------- ENTERTAINMENT PROPERTIES TRUST Ticker Symbol: EPR CUSIP/Security ID: 29380T105 Meeting Date: 5/12/2010 Ballot Shares: 881
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Barrett Brady Management For For 1.2 Elect Director Peter Brown Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GREAT SOUTHERN BANCORP, INC. Ticker Symbol: GSBC CUSIP/Security ID: 390905107 Meeting Date: 5/12/2010 Ballot Shares: 2319
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William V. Turner Management For For 1.2 Elect Director Julie Turner Brown Management For For 1.3 Elect Director Earl A. Steinert, Jr. Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Ratify Auditors Management For For 4 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- INNOSPEC INC. Ticker Symbol: IOSP CUSIP/Security ID: 45768S105 Meeting Date: 5/12/2010 Ballot Shares: 1600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert I. Paller Management For For 1.2 Elect Director Patrick S. Williams Management For For 1.3 Elect Director Robert E. Bew Management For For 1.4 Elect Director Martin M. Hale Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- LODGENET INTERACTIVE CORPORATION Ticker Symbol: LNET CUSIP/Security ID: 540211109 Meeting Date: 5/12/2010 Ballot Shares: 600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director J. Scott Kirby Management For For 1.2 Elect Director Scott C. Petersen Management For For 1.3 Elect Director Scott H. Shlecter Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- NACCO INDUSTRIES, INC. Ticker Symbol: NC CUSIP/Security ID: 629579103 Meeting Date: 5/12/2010 Ballot Shares: 1500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Owsley Brown, II Management For For 1.2 Elect Director Dennis W. LaBarre Management For Withhold 1.3 Elect Director Richard de J. Osborne Management For For 1.4 Elect Director Alfred M. Rankin, Jr. Management For For 1.5 Elect Director Michael E. Shannon Management For For 1.6 Elect Director Britton T. Taplin Management For For 1.7 Elect Director David F. Taplin Management For Withhold 1.8 Elect Director John F. Turben Management For For 1.9 Elect Director Eugene Wong Management For For 2 Approve Executive Incentive Bonus Plan Management For For 3 Approve Executive Incentive Bonus Plan Management For For 4 Approve Executive Incentive Bonus Plan Management For For 5 Approve Executive Incentive Bonus Plan Management For For 6 Approve Executive Incentive Bonus Plan Management For For 7 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- O'CHARLEY'S INC. Ticker Symbol: CHUX CUSIP/Security ID: 670823103 Meeting Date: 5/12/2010 Ballot Shares: 9600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Arnaud Ajdler Management For For 2 Elect Director William F. Andrews Management For For 3 Elect Director Douglas Benham Management For For 4 Elect Director Philip J. Hickey, Jr. Management For For 5 Elect Director Gregory Monahan Management For For 6 Elect Director Dale W. Polley Management For For 7 Elect Director Richard Reiss, Jr. Management For For 8 Elect Director H. Steve Tidwell Management For For 9 Elect Director Robert J. Walker Management For For 10 Elect Director Jeffrey D. Warne Management For For 11 Elect Director Shirley A. Zeitlin Management For For 12 Ratify Auditors Management For For 13 Purchase Poultry from Suppliers Using CAK Share Holder Against Abstain
- -------------------------------------------------------------------------------- POLYONE CORPORATION Ticker Symbol: POL CUSIP/Security ID: 73179P106 Meeting Date: 5/12/2010 Ballot Shares: 22711
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director J. Douglas Campbell Management For For 1.2 Elect Director Carol A. Cartwright Management For For 1.3 Elect Director Richard H. Fearon Management For For 1.4 Elect Director Gordon D. Harnett Management For For 1.5 Elect Director Richard A. Lorraine Management For For 1.6 Elect Director Edward J. Mooney Management For For 1.7 Elect Director Stephen D. Newlin Management For For 1.8 Elect Director William H. Powell Management For For 1.9 Elect Director Farah M. Walters Management For For 2 Approve Omnibus Stock Plan Management For For 3 Approve Executive Incentive Bonus Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- STANDARD PACIFIC CORP. Ticker Symbol: SPF CUSIP/Security ID: 85375C101 Meeting Date: 5/12/2010 Ballot Shares: 3900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Kenneth L. Campbell Management For For 1.2 Elect Director Bruce A. Choate Management For For 1.3 Elect Director James L. Doti Management For For 1.4 Elect Director Ronald R. Foell Management For For 1.5 Elect Director Douglas C. Jacobs Management For For 1.6 Elect Director David J. Matlin Management For For 1.7 Elect Director F. Patt Schiewitz Management For For 1.8 Elect Director Peter Schoels Management For For 2 Approve Stock/Cash Award to Executive Management For Against 3 Ratify Auditors Management For For 4 Adopt Quantitative GHG Goals for Products Share Holder Against Abstain and Operations
- -------------------------------------------------------------------------------- TENNECO INC. Ticker Symbol: TEN CUSIP/Security ID: 880349105 Meeting Date: 5/12/2010 Ballot Shares: 1643
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Charles W. Cramb Management For For 2 Elect Director Dennis J. Letham Management For Against 3 Elect Director Frank E. Macher Management For For 4 Elect Director Hari N. Nair Management For For 5 Elect Director Roger B. Porter Management For For 6 Elect Director David B. Price, Jr. Management For For 7 Elect Director Gregg M. Sherrill Management For For 8 ElectDirector Paul T. Stecko Management For Against 9 Elect Director Mitsunobu Takeuchi Management For For 10 Elect Director Jane L. Warner Management For Against 11 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- USA MOBILITY, INC. Ticker Symbol: USMO CUSIP/Security ID: 90341G103 Meeting Date: 5/12/2010 Ballot Shares: 6274
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Nicholas A. Gallopo Management For For 1.2 Elect Director Vincent D. Kelly Management For For 1.3 Elect Director Brian O'Reilly Management For For 1.4 Elect Director Matthew Oristano Management For For 1.5 Elect Director Thomas L. Schilling Management For For 1.6 Elect Director Samme L. Thompson Management For For 1.7 Elect Director Royce Yudkoff Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. Ticker Symbol: WTS CUSIP/Security ID: 942749102 Meeting Date: 5/12/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert L. Ayers Management For For 1.2 Elect Director Kennett F. Burnes Management For For 1.3 Elect Director Richard J. Cathcart Management For For 1.4 Elect Director Ralph E. Jackson, Jr. Management For For 1.5 Elect Director Kenneth J. McAvoy Management For For 1.6 Elect Director John K. McGillicuddy Management For For 1.7 Elect Director Gordon W. Moran Management For For 1.8 Elect Director Patrick S. O'Keefe Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ATLAS ENERGY, INC. Ticker Symbol: ATLS CUSIP/Security ID: 049298102 Meeting Date: 5/13/2010 Ballot Shares: 600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Carlton M. Arrendell Management For For 1.2 Elect Director Jonathan Z. Cohen Management For For 1.3 Elect Director Donald W. Delson Management For For
- -------------------------------------------------------------------------------- AVISTA CORPORATION Ticker Symbol: AVA CUSIP/Security ID: 05379B107 Meeting Date: 5/13/2010 Ballot Shares: 4238
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Erik J. Anderson Management For For 2 Elect Director Kristianne Blake Management For For 3 Elect Director Michael L. Noel Management For For 4 Elect Director Rebecca A. Klein Management For For 5 Elect Director Marc F. Racicot Management For For 6 Ratify Auditors Management For For 7 Amend Omnibus Stock Plan Management For For 8 Declassify the Board of Directors Share Holder None For
- -------------------------------------------------------------------------------- BILL BARRETT CORPORATION Ticker Symbol: BBG CUSIP/Security ID: 06846N104 Meeting Date: 5/13/2010 Ballot Shares: 3850
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William F. Owens Management For For 1.2 Elect Director Randy A. Foutch Management For For 1.3 Elect Director Joseph N. Jaggers Management For For 1.4 Elect Director Edmund P. Segner, III Management For For 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Management For For 4 Reduce Supermajority Vote Requirement Share Holder Against For
- -------------------------------------------------------------------------------- CARTER'S, INC. Ticker Symbol: CRI CUSIP/Security ID: 146229109 Meeting Date: 5/13/2010 Ballot Shares: 1343
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Vanessa J. Castagna Management For For 1.2 Elect Director William J. Montgoris Management For For 1.3 Elect Director David Pulver Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker Symbol: ETFC CUSIP/Security ID: 269246104 Meeting Date: 5/13/2010 Ballot Shares: 62886
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Ronald D. Fisher Management For For 2 Elect Director Steven J. Freiberg Management For For 3 Elect Director Kenneth C. Griffin Management For For 4 Elect Director Joseph M. Velli Management For For 5 Elect Director Donna L. Weaver Management For For 6 Approve Reverse Stock Split Management For For 7 Amend Omnibus Stock Plan Management For For 8 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FIRST BANCORP Ticker Symbol: FBNC CUSIP/Security ID: 318910106 Meeting Date: 5/13/2010 Ballot Shares: 5487
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Daniel T. Blue, Jr. Management For For 1.2 Elect Director Jack D. Briggs Management For For 1.3 Elect Director R. Walton Brown Management For For 1.4 Elect Director David L. Burns Management For For 1.5 Elect Director John F. Burns Management For For 1.6 Elect Director Mary Clara Capel Management For For 1.7 Elect Director James C. Crawford, III Management For For 1.8 Elect Director R. Winston Dozier Management For For 1.9 Elect Director James G. Hudson, Jr. Management For For 1.10 Elect Director Richard H. Moore Management For For 1.11 Elect Director Jerry L. Ocheltree Management For For 1.12 Elect Director George R. Perkins, Jr. Management For For 1.13 Elect Director Thomas F. Phillips Management For For 1.14 Elect Director Frederick L. Taylor II Management For For 1.15 Elect Director Virginia C. Thomasson Management For For 1.16 Elect Director Goldie H. Wallace Management For For 1.17 Elect Director Dennis A. Wicker Management For For 1.18 Elect Director John C. Willis Management For For 2 Increase Authorized Common Stock Management For For 3 Ratify Auditors Management For For 4 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- GERMAN AMERICAN BANCORP, INC. Ticker Symbol: GABC CUSIP/Security ID: 373865104 Meeting Date: 5/13/2010 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Douglas A. Bawel Management For For 1.2 Elect Director J. David Lett Management For Withhold 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. Ticker Symbol: HIW CUSIP/Security ID: 431284108 Meeting Date: 5/13/2010 Ballot Shares: 5568
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Gene H. Anderson Management For For 1.2 Elect Director Edward J. Fritsch Management For For 1.3 Elect Director David J. Hartzell Management For For 1.4 Elect Director Lawrence S. Kaplan Management For For 1.5 Elect Director Sherry A. Kellett Management For For 1.6 Elect Director L. Glenn Orr, Jr. Management For For 2 Ratify Auditors Management For For 3 Amend Qualified Employee Stock Purchase Plan Management For For
- -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Ticker Symbol: POR CUSIP/Security ID: 736508847 Meeting Date: 5/13/2010 Ballot Shares: 7980
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John W. Ballantine Management For For 1.2 Elect Director Rodney L. Brown, Jr. Management For For 1.3 Elect Director David A. Dietzler Management For For 1.4 Elect Director Kirby A. Dyess Management For For 1.5 Elect Director Peggy Y. Fowler Management For For 1.6 Elect Director Mark B. Ganz Management For For 1.7 Elect Director Corbin A. McNeill, Jr. Management For For 1.8 Elect Director Neil J. Nelson Management For For 1.9 Elect Director M. Lee Pelton Management For For 1.10 Elect Director James J. Piro Management For For 1.11 Elect Director Robert T.F. Reid Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- RENT-A-CENTER, INC. Ticker Symbol: RCII CUSIP/Security ID: 76009N100 Meeting Date: 5/13/2010 Ballot Shares: 9791
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Mitchel E. Fadel Management For For 2 Elect Director Kerney Laday Management For For 3 Elect Director Paula Stern Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SAFEGUARD SCIENTIFICS, INC. Ticker Symbol: SFE CUSIP/Security ID: 786449207 Meeting Date: 5/13/2010 Ballot Shares: 3700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Peter J. Boni Management For For 1.2 Elect Director Julie A. Dobson Management For For 1.3 Elect Director Andrew E. Lietz Management For For 1.4 Elect Director George MacKenzie Management For For 1.5 Elect Director George D. McClelland Management For For 1.6 Elect Director Jack L. Messman Management For For 1.7 Elect Director John J. Roberts Management For For 1.8 Elect Director Dr. Robert J. Rosenthal Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- THE TIMBERLAND COMPANY Ticker Symbol: TBL CUSIP/Security ID: 887100105 Meeting Date: 5/13/2010 Ballot Shares: 6170
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Sidney W. Swartz Management For For 1.2 Elect Director Jeffrey B. Swartz Management For For 1.3 Elect Director Ian W. Diery Management For For 1.4 Elect Director John A. Fitzsimmons Management For For 1.5 Elect Director Virginia H. Kent Management For For 1.6 Elect Director Kenneth T. Lombard Management For For 1.7 Elect Director Edward W. Moneypenny Management For For 1.8 Elect Director Peter R. Moore Management For For 1.9 Elect Director Bill Shore Management For For 1.10 Elect Director Terdema L. Ussery, II Management For For 1.11 Elect Director Carden N. Welsh Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- TRIQUINT SEMICONDUCTOR, INC. Ticker Symbol: TQNT CUSIP/Security ID: 89674K103 Meeting Date: 5/13/2010 Ballot Shares: 10655
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Election Director Paul A. Gary,PHD Management For For 2 Election Director Charles Scott Gibson Management For For 3 Election Director David H.Y. Ho Management For For 4 Election Director Nicolas Kauser Management For For 5 Election Director Ralph G. Quinsey Management For For 6 Election Director Dr. Walden C. Rhines Management For For 7 Election Director Steven J. Sharp Management For For 8 Election Director Willis C. Young Management For For 9 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMTRUST FINANCIAL SERVICES, INC. Ticker Symbol: AFSI CUSIP/Security ID: 032359309 Meeting Date: 5/14/2010 Ballot Shares: 5975
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Donald T. DeCarlo Management For For 1.2 Elect Director Susan C. Fisch Management For For 1.3 Elect Director Abraham Gulkowitz Management For For 1.4 Elect Director George Karfunkel Management For For 1.5 Elect Director Michael Karfunkel Management For Withhold 1.6 Elect Director Jay J. Miller Management For For 1.7 Elect Director Barry D. Zyskind Management For For 2 Ratify Auditors Management For For 3 Amend Executive Incentive Bonus Plan Management For For 4 Approve Omnibus Stock Plan Management For Against
- -------------------------------------------------------------------------------- FLAGSTONE REINSURANCE HOLDINGS SA Ticker Symbol: FSR CUSIP/Security ID: G3529T105 Meeting Date: 5/14/2010 Ballot Shares: 7344
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect David Brown as Director Management For For 1.2 Elect Stephen Coley as Director Management For For 1.3 Elect Anthony Knap as Director Management For For 1.4 Elect Peter F. Watson as Director Management For For 2 Approve Deloitte & Touche as Auditors and Management For For Authorize Board to Fix Their Remuneration 3 Approve Amendments to the Performance Share Management For For Unit Plan 4 Change Country of Incorporation From Management For For Bermuda to Luxembourg 5 Change Company Name to Flagstone Management For For Reinsurance Holdings, S.A. 6 Amend Corporate Purpose Management For For 7 Change Location of Registered Office Management For For 8 Approve the Company's Luxembourg Articles Management For For of Incorporation 9 Approve Company's Issued Share Capital Management For For 10 Approve Company's Authorized Share Capital Management For For 11 Waive Preferential or Pre-emptive Management For For Subscription Rights 12 Authorize Share Repurchase Program Management For For 13 Approve Fiscal Year End of the Company Management For For 14 Change Date and Time for future Annual Management For For Meeting 15 Approve the Appointments of the Directors Management For For 16 Approve the Appointments of the Auditors Management For For 17 Elect Company Statutory Auditor Management For For 18 Accept Financial Statements and Statutory Management For For Reports 19 Adjourn Meeting Management For Against 20 Transact Other Business (Voting) Management For Against
- -------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. Ticker Symbol: FSP CUSIP/Security ID: 35471R106 Meeting Date: 5/14/2010 Ballot Shares: 900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Dennis J. McGillicuddy Management For For 1.2 Elect Director Janet P. Notopoulos Management For For 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- PIONEER DRILLING COMPANY Ticker Symbol: PDC CUSIP/Security ID: 723655106 Meeting Date: 5/14/2010 Ballot Shares: 17000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John Michael Rauh Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TEKELEC Ticker Symbol: TKLC CUSIP/Security ID: 879101103 Meeting Date: 5/14/2010 Ballot Shares: 3335
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ronald W. Buckly Management For For 1.2 Elect Director Hubert de Pesquidoux Management For For 1.3 Elect Director Mark A. Floyd Management For For 1.4 Elect Director David R. Laube Management For For 1.5 Elect Director Carol G. Mills Management For For 1.6 Elect Director Franco Plastina Management For For 1.7 Elect Director Krish A. Prabhu Management For For 1.8 Elect Director Michael P. Ressner Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DILLARD'S, INC. Ticker Symbol: DDS CUSIP/Security ID: 254067101 Meeting Date: 5/15/2010 Ballot Shares: 6189
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director R. Brad Martin Management For For 1.2 Elect Director Frank R. Mori Management For For 1.3 Elect Director J.C. Watts, Jr. Management For For 1.4 Elect Director Nick White Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FELCOR LODGING TRUST INCORPORATED Ticker Symbol: FCH CUSIP/Security ID: 31430F101 Meeting Date: 5/17/2010 Ballot Shares: 815
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Melinda J. Bush Management For For 2 Elect Director Charles A. Ledsinger, Jr. Management For For 3 Elect Director Robert H. Lutz, Jr. Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- INTERNATIONAL BANCSHARES CORPORATION Ticker Symbol: IBOC CUSIP/Security ID: 459044103 Meeting Date: 5/17/2010 Ballot Shares: 6481
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Irving Greenblum Management For For 1.2 Elect Director R. David Guerra Management For For 1.3 Elect Director Daniel B. Hastings Jr. Management For For 1.4 Elect Director Imelda Navarro Management For For 1.5 Elect Director Sioma Neiman Management For For 1.6 Elect Director Peggy J. Newman Management For For 1.7 Elect Director Dennis E. Nixon Management For For 1.8 Elect Director Leonardo Salinas Management For Withhold 1.9 Elect Director Antonio R. Sanchez, Jr. Management For For 1.10 Elect Director Guillermo F. Trevino Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- STONERIDGE, INC. Ticker Symbol: SRI CUSIP/Security ID: 86183P102 Meeting Date: 5/17/2010 Ballot Shares: 1500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John C. Corey Management For For 1.2 Elect Director Jeffrey P. Draime Management For For 1.3 Elect Director Douglas C. Jacobs Management For For 1.4 Elect Director Ira C. Kaplan Management For For 1.5 Elect Director Kim Korth Management For For 1.6 Elect Director William M. Lasky Management For For 1.7 Elect Director Paul J. Schlather Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Amend Non-Employee Director Restricted Management For For Stock Plan
- -------------------------------------------------------------------------------- ACCO BRANDS CORPORATION Ticker Symbol: ABD CUSIP/Security ID: 00081T108 Meeting Date: 5/18/2010 Ballot Shares: 10600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director George V. Bayly Management For For 1.2 Elect Director Kathleen S. Dvorak Management For For 1.3 Elect Director G. Thomas Hargrove Management For For 1.4 Elect Director Robert H. Jenkins Management For For 1.5 Elect Director Robert J. Keller Management For For 1.6 Elect Director Thomas Kroeger Management For For 1.7 Elect Director Michael Norkus Management For For 1.8 Elect Director Sheila Talton Management For For 1.9 Elect Director Norman H. Wesley Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Other Business Management For Against
- -------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. Ticker Symbol: ALK CUSIP/Security ID: 011659109 Meeting Date: 5/18/2010 Ballot Shares: 4801
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director William S. Ayer Management For For 2 Elect Director Patricia M. Bedient Management For For 3 Elect Director Phyllis J. Campbell Management For For 4 Elect Director Mark R. Hamilton Management For For 5 Elect Director Jessie J. Knight, Jr. Management For For 6 Elect Director R. Marc Langland Management For For 7 Elect Director Dennis F. Madsen Management For For 8 Elect Director Byron I. Mallott Management For For 9 Elect Director J. Kenneth Thompson Management For For 10 Ratify Auditors Management For For 11 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 12 Approve Qualified Employee Stock Purchase Management For For Plan 13 Provide Right to Act by Written Consent Share Holder Against For
- -------------------------------------------------------------------------------- ALLIED HEALTHCARE INTERNATIONAL INC. Ticker Symbol: AHCI CUSIP/Security ID: 01923A109 Meeting Date: 5/18/2010 Ballot Shares: 2800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Alexander (Sandy) Young Management For For 1.2 Elect Director Sophia Corona Management For For 1.3 Elect Director G. Richard Green Management For For 1.4 Elect Director Mark Hanley Management For For 1.5 Elect Director Wayne Palladino Management For Withhold 1.6 Elect Director Jeffrey S. Peris Management For For 1.7 Elect Director Ann Thornburg Management For For 2 Adopt Shareholder Rights Plan (Poison Pill) Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. Ticker Symbol: AHT CUSIP/Security ID: 044103109 Meeting Date: 5/18/2010 Ballot Shares: 14200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Archie Bennett, Jr. Management For For 1.2 Elect Director Monty J. Bennett Management For For 1.3 Elect Director Benjamin J. Ansell Management For For 1.4 Elect Director Thomas E. Callahan Management For For 1.5 Elect Director Martin L. Edelman Management For For 1.6 Elect Director W. Michael Murphy Management For For 1.7 Elect Director Philip S. Payne Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- B&G FOODS, INC. Ticker Symbol: BGS CUSIP/Security ID: 05508R106 Meeting Date: 5/18/2010 Ballot Shares: 15606
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert C. Cantwell Management For For 1.2 Elect Director James R. Chambers Management For For 1.3 Elect Director Cynthia T. Jamison Management For For 1.4 Elect Director Dennis M. Mullen Management For For 1.5 Elect Director Alfred Poe Management For For 1.6 Elect Director Stephen C. Sherrill Management For For 1.7 Elect Director David L. Wenner Management For For 2 Eliminate Class of Common Stock Management For For 3 Increase Authorized Common Stock Management For For 4 Amend Omnibus Stock Plan Management For For 5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BENCHMARK ELECTRONICS, INC. Ticker Symbol: BHE CUSIP/Security ID: 08160H101 Meeting Date: 5/18/2010 Ballot Shares: 10572
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Cary T. Fu Management For For 1.2 Elect Director Michael R. Dawson Management For For 1.3 Elect Director Peter G. Dorflinger Management For For 1.4 Elect Director Douglas G. Duncan Management For Withhold 1.5 Elect Director Laura W. Lang Management For For 1.6 Elect Director Bernee D.L. Strom Management For For 1.7 Elect Director Clay C. Williams Management For For 2 Approve Omnibus Stock Plan Management For For 3 Amend Shareholder Rights Plan (Poison Pill) Management For Against 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CVB FINANCIAL CORP. Ticker Symbol: CVBF CUSIP/Security ID: 126600105 Meeting Date: 5/18/2010 Ballot Shares: 6000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director George A. Borba Management For Withhold 1.2 Elect Director John A. Borba Management For Withhold 1.3 Elect Director Robert M. Jacoby Management For For 1.4 Elect Director Ronald O. Kruse Management For For 1.5 Elect Director Christopher D. Myers Management For For 1.6 Elect Director James C. Seley Management For For 1.7 Elect Director San E. Vaccaro Management For For 1.8 Elect Director D. Linn Wiley Management For For 2 Increase Authorized Common Stock Management For For 3 Approve Executive Incentive Bonus Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker Symbol: FIX CUSIP/Security ID: 199908104 Meeting Date: 5/18/2010 Ballot Shares: 15145
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William F. Murdy Management For For 1.2 Elect Director Darcy G. Anderson Management For For 1.3 Elect Director Herman E. Bulls Management For For 1.4 Elect Director Alfred J. Giardinelli, Jr. Management For For 1.5 Elect Director Alan P. Krusi Management For For 1.6 Elect Director Franklin Myers Management For For 1.7 Elect Director James H. Schultz Management For For 1.8 Elect Director Robert D. Wagner, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CREDIT ACCEPTANCE CORPORATION Ticker Symbol: CACC CUSIP/Security ID: 225310101 Meeting Date: 5/18/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Donald A. Foss Management For For 1.2 Elect Director Glenda J. Chamberlain Management For For 1.3 Elect Director Brett A. Roberts Management For For 1.4 Elect Director Thomas N. Tryforos Management For For 1.5 Elect Director Scott J. Vassalluzzo Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Ticker Symbol: FFIC CUSIP/Security ID: 343873105 Meeting Date: 5/18/2010 Ballot Shares: 6900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Gerard P. Tully, Sr Management For For 1.2 Elect Director John R. Buran Management For For 1.3 Elect Director James D. Bennett Management For For 1.4 Elect Director Vincent F. Nicolosi Management For For 2 Ratify Auditors Management For For 3 Increase Authorized Common Stock Management For Against 4 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST, INCORPORATED Ticker Symbol: HR CUSIP/Security ID: 421946104 Meeting Date: 5/18/2010 Ballot Shares: 6624
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Edwin B. Morris, III Management For For 1.2 Elect Director John Knox Singleton Management For For 1.3 Elect Director Roger O. West Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- KINDRED HEALTHCARE, INC. Ticker Symbol: KND CUSIP/Security ID: 494580103 Meeting Date: 5/18/2010 Ballot Shares: 8134
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Edward L. Kuntz Management For For 2 Elect Director Joel Ackerman Management For For 3 Elect Director Ann C. Berzin Management For For 4 Elect Director Jonathan D. Blum Management For For 5 Elect Director Thomas P. Cooper Management For For 6 Elect Director Paul J. Diaz Management For For 7 Elect Director Isaac Kaufman Management For For 8 Elect Director Frederick J. Kleisner Management For For 9 Elect Director Eddy J. Rogers, Jr. Management For For 10 Elect Director Phyllis R. Yale Management For Against 11 Ratify Auditors Management For For 12 Stock Retention/Holding Period Share Holder Against Against
- -------------------------------------------------------------------------------- LEXINGTON REALTY TRUST Ticker Symbol: LXP CUSIP/Security ID: 529043101 Meeting Date: 5/18/2010 Ballot Shares: 17694
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director E. Robert Roskind Management For For 1.2 Elect Director T. Wilson Eglin Management For For 1.3 Elect Director Clifford Broser Management For For 1.4 Elect Director Harold First Management For For 1.5 Elect Director Richard S. Frary Management For For 1.6 Elect Director James Grosfeld Management For For 1.7 Elect Director Kevin W. Lynch Management For For 2 Ratify Auditors Management For For 3 Other Business Management For Against
- -------------------------------------------------------------------------------- MGE ENERGY, INC. Ticker Symbol: MGEE CUSIP/Security ID: 55277P104 Meeting Date: 5/18/2010 Ballot Shares: 1200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director F. Curtis Hastings Management For For 1.2 Elect Director James L. Possin Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MEADOWBROOK INSURANCE GROUP, INC. Ticker Symbol: MIG CUSIP/Security ID: 58319P108 Meeting Date: 5/18/2010 Ballot Shares: 12629
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Merton J. Segal Management For For 1.2 Elect Director David K. Page Management For For 1.3 Elect Director Herbert Tyner Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PNM RESOURCES, INC. Ticker Symbol: PNM CUSIP/Security ID: 69349H107 Meeting Date: 5/18/2010 Ballot Shares: 12701
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Adelmo E. Archuleta Management For For 1.2 Elect Director Patricia K. Collawn Management For For 1.3 Elect Director Julie A. Dobson Management For For 1.4 Elect Director Robert R. Nordhaus Management For For 1.5 Elect Director Manuel T. Pacheco Management For For 1.6 Elect Director Bonnie S. Reitz Management For For 1.7 Elect Director Donald K. Schwanz Management For For 1.8 Elect Director Jeffry E. Sterba Management For For 1.9 Elect Director Bruce W. Wilkinson Management For For 1.10 Elect Director Joan B. Woodard Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PAR PHARMACEUTICAL COMPANIES, INC. Ticker Symbol: PRX CUSIP/Security ID: 69888P106 Meeting Date: 5/18/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Melvin Sharoky Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- SFN GROUP, INC. Ticker Symbol: SFN CUSIP/Security ID: 784153108 Meeting Date: 5/18/2010 Ballot Shares: 6203
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Steven S. Elbaum Management For For 1.2 Elect Director David R. Parker Management For For 1.3 Elect Director Anne Szostak Management For For 1.4 Elect Director Lawrence E. Gillespie Management For For 2 Amend NOL Rights Plan (NOL Pill) Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SEABRIGHT INSURANCE HOLDINGS, INC. Ticker Symbol: SBX CUSIP/Security ID: 811656107 Meeting Date: 5/18/2010 Ballot Shares: 2000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John G. Pasqualetto Management For For 1.2 Elect Director Joseph A. Edwards Management For For 1.3 Elect Director William M. Feldman Management For For 1.4 Elect Director Mural R. Josephson Management For For 1.5 Elect Director George M. Morvis Management For For 1.6 Elect Director Michael D. Rice Management For For 2 Amend Omnibus Stock Plan Management For For 3 Change Company Name Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TREDEGAR CORPORATION Ticker Symbol: TG CUSIP/Security ID: 894650100 Meeting Date: 5/18/2010 Ballot Shares: 6688
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Donald T. Cowles Management For For 1.2 Elect Director John D. Gottwald Management For For 1.3 Elect Director Nancy M. Taylor Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- U.S. PHYSICAL THERAPY, INC. Ticker Symbol: USPH CUSIP/Security ID: 90337L108 Meeting Date: 5/18/2010 Ballot Shares: 5400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Daniel C. Arnold Management For For 1.2 Elect Director Christopher J. Reading Management For For 1.3 Elect Director Lawrance W. McAfee Management For For 1.4 Elect Director Mark J. Brookner Management For For 1.5 Elect Director Bruce D. Broussard Management For For 1.6 Elect Director Bernard A. Harris, Jr. Management For For 1.7 Elect Director Martin W. Johnston Management For For 1.8 Elect Director Jerald L. Pullins Management For For 1.9 Elect Director Reginald E. Swanson Management For For 1.10 Elect Director Clayton K. Trier Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- VIAD CORP Ticker Symbol: VVI CUSIP/Security ID: 92552R406 Meeting Date: 5/18/2010 Ballot Shares: 157
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Isabella Cunningham Management For For 2 Elect Director Jess Hay Management For For 3 Elect Director Albert M. Teplin Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST Ticker Symbol: WRE CUSIP/Security ID: 939653101 Meeting Date: 5/18/2010 Ballot Shares: 1200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William G. Byrnes Management For For 1.2 Elect Director John P. McDaniel Management For For 1.3 Elect Director George F. McKenzie Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- X-RITE, INCORPORATED Ticker Symbol: XRIT CUSIP/Security ID: 983857103 Meeting Date: 5/18/2010 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Gideon Argov Management For Withhold 1.2 Elect Director Bradley J. Coppens Management For For 1.3 Elect Director David A. Eckert Management For For 1.4 Elect Director L. Peter Frieder Management For For
- -------------------------------------------------------------------------------- ARRIS GROUP, INC. Ticker Symbol: ARRS CUSIP/Security ID: 04269Q100 Meeting Date: 5/19/2010 Ballot Shares: 14145
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Alex B. Best Management For For 1.2 Elect Director Harry L. Bosco Management For For 1.3 Elect Director James A. Chiddix Management For For 1.4 Elect Director John Anderson Craig Management For For 1.5 Elect Director Matthew B. Kearney Management For For 1.6 Elect Director William H. Lambert Management For For 1.7 Elect Director John R. Petty Management For For 1.8 Elect Director Robert J. Stanzione Management For For 1.9 Elect Director David A. Woodle Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ASTORIA FINANCIAL CORPORATION Ticker Symbol: AF CUSIP/Security ID: 046265104 Meeting Date: 5/19/2010 Ballot Shares: 900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John R. Chrin Management For For 1.2 Elect Director John J. Conefry, Jr. Management For Withhold 1.3 Elect Director Brian M. Leeney Management For For 1.4 Elect Director Thomas V. Powderly Management For For 2 Amend Non-Employee Director Restricted Management For For Stock Plan 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BELDEN INC. Ticker Symbol: BDC CUSIP/Security ID: 077454106 Meeting Date: 5/19/2010 Ballot Shares: 3600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David Aldrich Management For For 1.2 Elect Director Lorne D. Bain Management For For 1.3 Elect Director Lance C. Balk Management For For 1.4 Elect Director Judy L. Brown Management For For 1.5 Elect Director Bryan C. Cressey Management For For 1.6 Elect Director Glenn Kalnasy Management For For 1.7 Elect Director Mary S. McLeod Management For For 1.8 Elect Director John M. Monter Management For For 1.9 Elect Director Bernard G. Rethore Management For For 1.10 Elect Director John S. Stroup Management For For
- -------------------------------------------------------------------------------- CASH AMERICA INTERNATIONAL, INC. Ticker Symbol: CSH CUSIP/Security ID: 14754D100 Meeting Date: 5/19/2010 Ballot Shares: 2518
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Daniel E. Berce Management For For 1.2 Elect Director Jack R. Daugherty Management For For 1.3 Elect Director Daniel R. Feehan Management For For 1.4 Elect Director Albert Goldstein Management For For 1.5 Elect Director James H. Graves Management For For 1.6 Elect Director B. D. Hunter Management For For 1.7 Elect Director Timothy J. McKibben Management For For 1.8 Elect Director Alfred M. Micallef Management For For 2 Ratify Auditors Management For For 3 Review Fair Lending Policy Share Holder Against Against
- -------------------------------------------------------------------------------- COLFAX CORPORATION Ticker Symbol: CFX CUSIP/Security ID: 194014106 Meeting Date: 5/19/2010 Ballot Shares: 7983
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Mitchell P. Rales Management For For 2 Elect Director Clay H. Kiefaber Management For For 3 Elect Director Patrick W. Allender Management For For 4 Elect Director C. Scott Brannan Management For For 5 Elect Director Joseph O. Bunting, III Management For For 6 Elect Director Thomas S. Gayner Management For For 7 Elect Director Rhonda L. Jordan Management For For 8 Elect Director Rajiv Vinnakota Management For For 9 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. Ticker Symbol: DFT CUSIP/Security ID: 26613Q106 Meeting Date: 5/19/2010 Ballot Shares: 3448
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Mark Amin Management For For 1.2 Elect Director Michael A. Coke Management For For 1.3 Elect Director Lammot J. du Pont Management For For 1.4 Elect Director Thomas D. Eckert Management For For 1.5 Elect Director Hossein Fateh Management For For 1.6 Elect Director Frederic V. Malek Management For For 1.7 Elect Director John H. Toole Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. Ticker Symbol: EDR CUSIP/Security ID: 28140H104 Meeting Date: 5/19/2010 Ballot Shares: 6913
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Paul O. Bower Management For For 1.2 Elect Director Monte J. Barrow Management For For 1.3 Elect Director William J. Cahill, III Management For For 1.4 Elect Director Randall L. Churchey Management For For 1.5 Elect Director John L. Ford Management For For 1.6 Elect Director Howard A. Silver Management For For 1.7 Elect Director Wendell W. Weakley Management For For 2 Ratify Auditors Management For For 3 Approve Qualified Employee Stock Purchase Management For For Plan
- -------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. Ticker Symbol: EEFT CUSIP/Security ID: 298736109 Meeting Date: 5/19/2010 Ballot Shares: 2500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael J. Brown Management For For 1.2 Elect Director Andrew B. Schmitt Management For For 1.3 Elect Director M. Jeannine Strandjord Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Ticker Symbol: EXR CUSIP/Security ID: 30225T102 Meeting Date: 5/19/2010 Ballot Shares: 500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Spencer F. Kirk Management For For 1.2 Elect Director Anthony Fanticola Management For For 1.3 Elect Director Hugh W. Horne Management For For 1.4 Elect Director Joseph D. Margolis Management For For 1.5 Elect Director Roger B. Porter Management For For 1.6 Elect Director K. Fred Skousen Management For For 1.7 Elect Director Kenneth M. Woolley Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- F.N.B. CORPORATION Ticker Symbol: FNB CUSIP/Security ID: 302520101 Meeting Date: 5/19/2010 Ballot Shares: 15406
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William B. Campbell Management For For 1.2 Elect Director Philip E. Gingerich Management For For 1.3 Elect Director Robert B. Goldstein Management For For 1.4 Elect Director Stephen J. Gurgovits Management For For 1.5 Elect Director David J. Malone Management For For 1.6 Elect Director Harry F. Radcliffe Management For For 1.7 Elect Director Arthur J. Rooney, II Management For For 1.8 Elect Director John W. Rose Management For Withhold 1.9 Elect Director Stanton R. Sheetz Management For For 1.10 Elect Director William J. Strimbu Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FBL FINANCIAL GROUP, INC. Ticker Symbol: FFG CUSIP/Security ID: 30239F106 Meeting Date: 5/19/2010 Ballot Shares: 2700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Roger K. Brooks Management For Withhold 1.2 Elect Director Jerry L. Chicoine Management For For 1.3 Elect Director Tim H. Gill Management For For 1.4 Elect Director Robert H. Hanson Management For For 1.5 Elect Director James E. Hohmann Management For For 1.6 Elect Director Paul E. Larson Management For For 1.7 Elect Director Edward W. Mehrer Management For For 1.8 Elect Director John E. Walker Management For For 2 Amend Outside Director Stock Awards/Options Management For For in Lieu of Cash 3 Ratify Auditors Management For For 4 Other Business Management For Against
- -------------------------------------------------------------------------------- FIRST FINANCIAL NORTHWEST, INC. Ticker Symbol: FFNW CUSIP/Security ID: 32022K102 Meeting Date: 5/19/2010 Ballot Shares: 6049
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Harry A. Blencoe Management For For 1.2 Elect Director Gary F. Faull Management For For 1.3 Elect Director Joann E. Lee Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HERSHA HOSPITALITY TRUST Ticker Symbol: HT CUSIP/Security ID: 427825104 Meeting Date: 5/19/2010 Ballot Shares: 4600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jay H. Shah Management For For 1.2 Elect Director Thomas A. Capello Management For For 1.3 Elect Director Thomas J. Hutchison, III Management For For 1.4 Elect Director Donald J. Landry Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. Ticker Symbol: NSIT CUSIP/Security ID: 45765U103 Meeting Date: 5/19/2010 Ballot Shares: 7257
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Bennett Dorrance Management For For 1.2 Elect Director Michael M. Fisher Management For For 1.3 Elect Director Robert F. Woods Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. Ticker Symbol: ICO CUSIP/Security ID: 45928H106 Meeting Date: 5/19/2010 Ballot Shares: 38900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Cynthia B. Bezik Management For For 1.2 Elect Director William J. Catacosinos Management For For 2 Ratify Auditors Management For For 3 Adopt Quantitative GHG Goals for Products Share Holder Against Abstain and Operations 4 Other Business Management For Against
- -------------------------------------------------------------------------------- JONES APPAREL GROUP, INC. Ticker Symbol: JNY CUSIP/Security ID: 480074103 Meeting Date: 5/19/2010 Ballot Shares: 13036
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Wesley R. Card Management For For 2 Elect Director Sidney Kimmel Management For For 3 Elect Director Matthew H. Kamens Management For For 4 Elect Director J. Robert Kerrey Management For For 5 Elect Director Ann N. Reese Management For For 6 Elect Director Gerald C. Crotty Management For For 7 Elect Director Lowell W. Robinson Management For For 8 Elect Director Donna F. Zarcone Management For For 9 Elect Director Robert L. Mettler Management For Against 10 Elect Director Margaret H. Georgiadis Management For For 11 Ratify Auditors Management For For 12 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- KAYDON CORPORATION Ticker Symbol: KDN CUSIP/Security ID: 486587108 Meeting Date: 5/19/2010 Ballot Shares: 1500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Mark A. Alexander Management For For 1.2 Elect Director David A. Brandon Management For For 1.3 Elect Director Patrick P. Coyne Management For For 1.4 Elect Director William K. Gerber Management For For 1.5 Elect Director Timothy J. O'Donovan Management For For 1.6 Elect Director James O'Leary Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MB FINANCIAL, INC. Ticker Symbol: MBFI CUSIP/Security ID: 55264U108 Meeting Date: 5/19/2010 Ballot Shares: 5300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Mitchell Feiger Management For For 1.2 Elect Director Charles J. Gries Management For For 1.3 Elect Director James N. Hallene Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Ratify Auditors Management For For 4 Reimburse Proxy Contest Expenses Share Holder Against Against 5 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- MCCORMICK & SCHMICKS SEAFOOD RESTAURANTS, INC. Ticker Symbol: MSSR CUSIP/Security ID: 579793100 Meeting Date: 5/19/2010 Ballot Shares: 6700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director J. Rice Edmonds Management For For 2 Elect Director William T. Freeman Management For For 3 Elect Director Elliott H. Jurgensen, Jr. Management For For 4 Elect Director Jeffrey D. Klein Management For For 5 Elect Director James R. Parish Management For For 6 Elect Director David B. Pittaway Management For For 7 Elect Director Douglas L. Schmick Management For For 8 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MINERALS TECHNOLOGIES, INC. Ticker Symbol: MTX CUSIP/Security ID: 603158106 Meeting Date: 5/19/2010 Ballot Shares: 1408
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Joseph C. Muscari Management For For 1.2 Elect Director William C. Stivers Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MONTPELIER RE HOLDINGS LTD. Ticker Symbol: MRH CUSIP/Security ID: G62185106 Meeting Date: 5/19/2010 Ballot Shares: 8959
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect John G. Bruton as Director Management For For 1.2 Elect John F. Shettle as Director Management For For 1.3 Elect Morgan W. Davis as Director Management For For 1.4 Elect Thomas G. S. Busher as Director Management For For 1.5 Elect Heinrich Burgi as Director Management For For 2.1 Elect Anthony Taylor as Director of Management For For Montpelier Reinsurance Ltd 2.2 Elect Thomas G. S. Busher as Director of Management For For Montpelier Reinsurance Ltd 2.3 Elect Christopher L. Harris as Director of Management For For Montpelier Reinsurance Ltd 2.4 Elect David S. Sinnott as Director of Management For For Montpelier Reinsurance Ltd 3A Approve Amendments on Advance Notice Management For For Provisions 3B Approve Amendments on Limits on Board Size Management For For 3C Approve Amendments on Reductions in Management For For Subsidiary Board Elections 4 Approve PricewaterhouseCoopers as Auditors Management For For and Authorize Board to Fix Their Remuneration 5 Transact Other Business (Non-Voting) Management
- -------------------------------------------------------------------------------- NOVAMED, INC. Ticker Symbol: NOVA CUSIP/Security ID: 66986W108 Meeting Date: 5/19/2010 Ballot Shares: 7792
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert J. Kelly Management For For 1.2 Elect Director C.A. Lance Piccolo Management For For 2 Approve Reverse Stock Split Management For For 3 Reduce Authorized Common and Preferred Stock Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PROASSURANCE CORPORATION Ticker Symbol: PRA CUSIP/Security ID: 74267C106 Meeting Date: 5/19/2010 Ballot Shares: 3292
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Victor T. Adamo Management For For 1.2 Elect Director William J. Listwan Management For For 1.3 Elect Director W. Stancil Starnes Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TECHNITROL, INC. Ticker Symbol: TNL CUSIP/Security ID: 878555101 Meeting Date: 5/19/2010 Ballot Shares: 13491
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John E. Burrows, Jr. Management For For 1.2 Elect Director Edward M. Mazze Management For For 2 Amend Articles of Incorporation to Management For For Declassify the Board of Directors and Reduce Supermajority Vote Requirement 3 Amend Bylaws to Declassify the Board, Management For For Reduce Supermajority Vote Requirement, Adopt Majority Voting for Directors and Permit Action by Written Consent 4 Amend Stock Option Plan Management For For 5 Amend Restricted Stock Plan Management For For
- -------------------------------------------------------------------------------- TOWNEBANK Ticker Symbol: TOWN CUSIP/Security ID: 89214P109 Meeting Date: 5/19/2010 Ballot Shares: 2475
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director G. Robert Aston, Jr. Management For For 1.2 Elect Director E. Lee Baynor Management For For 1.3 Elect Director Thomas C. Broyles Management For For 1.4 Elect Director Bradford L. Cherry Management For For 1.5 Elect Director Ann C. H. Conner Management For For 1.6 Elect Director J. Morgan Davis Management For For 1.7 Elect Director Paul D. Fraim Management For For 1.8 Elect Director Harry T. Lester Management For For 1.9 Elect Director Wayne K. Sawyer Management For For 1.10 Elect Director Richard B. Thurmond Management For For 1.11 Elect Director F. Lewis Wood Management For For 1.12 Elect Director Douglas D. Ellis Management For For 1.13 Elect Director Stephanie J. Marioneaux Management For For 1.14 Elect Director Thomas K. Norment, Jr. Management For For 2 Approve Appointment of TowneBanking Group Management For For and Towne Financial Services 3 Ratify Auditors Management For For 4 Advisory Vote to Ratify Named Executive Management For Against Officers' Compensation
- -------------------------------------------------------------------------------- ADVANCE AMERICA, CASH ADVANCE CENTERS, INC. Ticker Symbol: AEA CUSIP/Security ID: 00739W107 Meeting Date: 5/20/2010 Ballot Shares: 9598
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William M. Webster, IV Management For For 1.2 Elect Director Robert H. Chapman, III Management For For 1.3 Elect Director Tony S. Colletti Management For For 1.4 Elect Director Kenneth E. Compton Management For For 1.5 Elect Director Gardner G. Courson Management For Withhold 1.6 Elect Director Anthony T. Grant Management For For 1.7 Elect Director Thomas E. Hannah Management For For 1.8 Elect Director Donovan A. Langford, III Management For For 1.9 Elect Director J. Patrick O'Shaughnessy Management For For 1.10 Elect Director W. Olin Nisbet Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMSURG CORP. Ticker Symbol: AMSG CUSIP/Security ID: 03232P405 Meeting Date: 5/20/2010 Ballot Shares: 2469
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director James A. Deal Management For For 1.2 Elect Director Steven I. Geringer Management For For 1.3 Elect Director Claire M. Gulmi Management For For 1.4 Elect Director John W. Popp, Jr., Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BOOKS-A-MILLION, INC. Ticker Symbol: BAMM CUSIP/Security ID: 098570104 Meeting Date: 5/20/2010 Ballot Shares: 1100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director J. Barry Mason Management For For 1.2 Elect Director William H. Rogers Management For Withhold 2 Amend Omnibus Stock Plan Management For For 3 Amend Qualified Employee Stock Purchase Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CYMER, INC. Ticker Symbol: CYMI CUSIP/Security ID: 232572107 Meeting Date: 5/20/2010 Ballot Shares: 650
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Charles J. Abbe Management For For 1.2 Elect Director Robert P. Akins Management For For 1.3 Elect Director Edward H. Braun Management For For 1.4 Elect Director Michael R. Gaulke Management For For 1.5 Elect Director William G. Oldham Management For For 1.6 Elect Director Eric M. Ruttenberg Management For For 1.7 Elect Director Peter J. Simone Management For For 1.8 Elect Director Young K. Sohn Management For For 1.9 Elect Director Jon D. Tompkins Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- DIME COMMUNITY BANCSHARES, INC. Ticker Symbol: DCOM CUSIP/Security ID: 253922108 Meeting Date: 5/20/2010 Ballot Shares: 6730
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Vincent F. Palagiano Management For For 1.2 Elect Director Patrick E. Curtin Management For For 1.3 Elect Director Omer S.J. Williams Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FIRST POTOMAC REALTY TRUST Ticker Symbol: FPO CUSIP/Security ID: 33610F109 Meeting Date: 5/20/2010 Ballot Shares: 5221
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert H. Arnold Management For For 1.2 Elect Director Richard B. Chess Management For For 1.3 Elect Director Douglas J. Donatelli Management For For 1.4 Elect Director J. Roderick Heller, III Management For For 1.5 Elect Director R. Michael McCullough Management For For 1.6 Elect Director Alan G. Merten Management For For 1.7 Elect Director Terry L. Stevens Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GETTY REALTY CORP. Ticker Symbol: GTY CUSIP/Security ID: 374297109 Meeting Date: 5/20/2010 Ballot Shares: 2961
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Leo Liebowitz Management For For 1.2 Elect Director Milton Cooper Management For For 1.3 Elect Director Philip E. Coviello Management For For 1.4 Elect Director David B. Driscoll Management For For 1.5 Elect Director Richard E. Montag Management For For 1.6 Elect Director Howard B. Safenowitz Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GOODRICH PETROLEUM CORPORATION Ticker Symbol: GDP CUSIP/Security ID: 382410405 Meeting Date: 5/20/2010 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Walter G. 'Gil' Goodrich Management For For 1.2 Elect Director Robert C. Turnham, Jr. Management For For 1.3 Elect Director Stephen M. Straty Management For For 1.4 Elect Director Arthur A. Seeligson Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. Ticker Symbol: GTI CUSIP/Security ID: 384313102 Meeting Date: 5/20/2010 Ballot Shares: 12635
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Randy W. Carson Management For For 1.2 Elect Director Mary B. Cranston Management For For 1.3 Elect Director Harold E. Layman Management For For 1.4 Elect Director Ferrell P. McClean Management For For 1.5 Elect Director Michael C. Nahl Management For For 1.6 Elect Director Steven R. Shawley Management For For 1.7 Elect Director Craig S. Shular Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker Symbol: GPK CUSIP/Security ID: 388689101 Meeting Date: 5/20/2010 Ballot Shares: 9600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director George V. Bayly Management For For 1.2 Elect Director Matthew J. Espe Management For For 1.3 Elect Director Harold R. Logan, Jr. Management For For 1.4 Elect Director Robert W. Tieken Management For For 2 Other Business Management For Against
- -------------------------------------------------------------------------------- IDACORP, INC. Ticker Symbol: IDA CUSIP/Security ID: 451107106 Meeting Date: 5/20/2010 Ballot Shares: 1793
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Judith A. Johansen Management For For 1.2 Elect Director J. LaMont Keen Management For For 1.3 Elect Director Robert A. Tinstman Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Approve Executive Incentive Bonus Plan Management For For
- -------------------------------------------------------------------------------- INVACARE CORPORATION Ticker Symbol: IVC CUSIP/Security ID: 461203101 Meeting Date: 5/20/2010 Ballot Shares: 6283
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John R. Kasich Management For For 1.2 Elect Director Dan T. Moore, III Management For For 1.3 Elect Director Joseph B. Richey, II Management For For 1.4 Elect Director Dale C. LaPorte Management For For 2 Declassify the Board of Directors Management For For 3 Approve Executive Incentive Bonus Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION Ticker Symbol: JBLU CUSIP/Security ID: 477143101 Meeting Date: 5/20/2010 Ballot Shares: 17100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David Barger Management For For 1.2 Elect Director Peter Boneparth Management For For 1.3 Elect Director David Checketts Management For For 1.4 Elect Director Virginia Gambale Management For For 1.5 Elect Director Stephan Gemkow Management For For 1.6 Director Joel Peterson Management For For 1.7 Elect Director Ann Rhoades Management For Withhold 2 Ratify Auditors Management For For 3 Increase Authorized Common Stock Management For For
- -------------------------------------------------------------------------------- KEY ENERGY SERVICES, INC. Ticker Symbol: KEG CUSIP/Security ID: 492914106 Meeting Date: 5/20/2010 Ballot Shares: 9529
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Lynn R. Coleman Management For For 1.2 Elect Director Kevin P. Collins Management For For 1.3 Elect Director W. Phillip Marcum Management For For 1.4 Elect Director William F. Owens Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- KILROY REALTY CORPORATION Ticker Symbol: KRC CUSIP/Security ID: 49427F108 Meeting Date: 5/20/2010 Ballot Shares: 900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John B. Kilroy, Sr. Management For For 1.2 Elect Director John B. Kilroy, Jr. Management For For 1.3 Elect Director Edward F. Brennan Management For For 1.4 Elect Director William P. Dickey Management For For 1.5 Elect Director Scott S. Ingraham Management For For 1.6 Elect Director Dale F. Kinsella Management For For 2 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. Ticker Symbol: KNX CUSIP/Security ID: 499064103 Meeting Date: 5/20/2010 Ballot Shares: 2800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Kevin P. Knight Management For For 1.2 Elect Director Randy Knight Management For For 1.3 Elect Director Michael Garnreiter Management For For 2 Amend Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MFA FINANCIAL INC Ticker Symbol: MFA CUSIP/Security ID: 55272X102 Meeting Date: 5/20/2010 Ballot Shares: 24094
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Stewart Zimmerman Management For For 1.2 Elect Director James A. Brodsky Management For For 1.3 Elect Director Alan L. Gosule Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MAGELLAN HEALTH SERVICES, INC. Ticker Symbol: MGLN CUSIP/Security ID: 559079207 Meeting Date: 5/20/2010 Ballot Shares: 1650
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Michael P. Ressner Management For For 1.2 Elect Director Michael S. Diament Management For Withhold 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker Symbol: MPW CUSIP/Security ID: 58463J304 Meeting Date: 5/20/2010 Ballot Shares: 10974
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Edward K. Aldag, Jr. Management For For 1.2 Elect Director Virginia A. Clarke Management For For 1.3 Elect Director G. Steven Dawson Management For For 1.4 Elect Director R. Steven Hamner Management For For 1.5 Elect Director Robert E. Holmes Management For For 1.6 Elect Director Sherry A. Kellett Management For For 1.7 Elect Director William G. McKenzie Management For For 1.8 Elect Director L. Glenn Orr, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. Ticker Symbol: NNN CUSIP/Security ID: 637417106 Meeting Date: 5/20/2010 Ballot Shares: 4427
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Don DeFosset Management For For 1.2 Elect Director Dennis E. Gershenson Management For For 1.3 Elect Director Kevin B. Habicht Management For For 1.4 Elect Director Richard B. Jennings Management For For 1.5 Elect Director Ted B. Lanier Management For For 1.6 Elect Director Robert C. Legler Management For For 1.7 Elect Director Craig Macnab Management For For 1.8 Elect Director Robert Martinez Management For For 2 Ratify Auditors Management For For 3 Other Business Management For Against
- -------------------------------------------------------------------------------- PORTER BANCORP, INC. Ticker Symbol: PBIB CUSIP/Security ID: 736233107 Meeting Date: 5/20/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Maria L. Bouvette Management For For 1.2 Elect Director David L. Hawkins Management For For 1.3 Elect Director W. Glenn Hogan Management For For 1.4 Elect Director Sidney L. Monroe Management For For 1.5 Elect Director J. Chester Porter Management For Withhold 1.6 Elect Director Stephen A. Williams Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- STANDARD MOTOR PRODUCTS, INC. Ticker Symbol: SMP CUSIP/Security ID: 853666105 Meeting Date: 5/20/2010 Ballot Shares: 5100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert M. Gerrity Management For For 1.2 Elect Director Pamela Forbes Lieberman Management For For 1.3 Elect Director Arthur S. Sills Management For For 1.4 Elect Director Lawrence I. Sills Management For For 1.5 Elect Director Peter J. Sills Management For For 1.6 Elect Director Frederick D. Sturdivant Management For For 1.7 Elect Director William H. Turner Management For For 1.8 Elect Director Richard S. Ward Management For For 1.9 Elect Director Roger M. Widmann Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TRUSTCO BANK CORP NY Ticker Symbol: TRST CUSIP/Security ID: 898349105 Meeting Date: 5/20/2010 Ballot Shares: 12500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Dennis A. DeGennaro Management For For 2 Elect Director Joseph A. Lucarelli Management For For 3 Elect Director Robert A. McCormick Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- VIRTUS INVESTMENT PARTNERS, INC. Ticker Symbol: VRTS CUSIP/Security ID: 92828Q109 Meeting Date: 5/20/2010 Ballot Shares: 1651
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director James R. Baio Management For For 1.2 Elect Director Susan Fleming Cabrera Management For For 1.3 Elect Director Hugh M.S. McKee Management For For 2 Approve Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- WESTMORELAND COAL COMPANY Ticker Symbol: WLB CUSIP/Security ID: 960878106 Meeting Date: 5/20/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Keith E. Alessi Management For For 1.2 Elect Director Thomas J. Coffey Management For For 1.3 Elect Director Michael R. D'Appolonia Management For For 1.4 Elect Director Richard M. Klingaman Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ANWORTH MORTGAGE ASSET CORPORATION Ticker Symbol: ANH CUSIP/Security ID: 037347101 Meeting Date: 5/21/2010 Ballot Shares: 16186
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Election Director Lloyd Mcadams Management For For 2 Election Director Lee A. Ault Management For For 3 Election Director Charles H. Black Management For For 4 Election Director Joe E. Davis Management For For 5 Election Director Robert C. Davis Management For For 6 Election Director Joseph E. Mcadams Management For For 7 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- COMPLETE PRODUCTION SERVICES, INC. Ticker Symbol: CPX CUSIP/Security ID: 20453E109 Meeting Date: 5/21/2010 Ballot Shares: 6469
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Harold G. Hamm Management For For 1.2 Elect Director W. Matt Ralls Management For For 1.3 Elect Director James D. Woods Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MONARCH CASINO & RESORT, INC. Ticker Symbol: MCRI CUSIP/Security ID: 609027107 Meeting Date: 5/21/2010 Ballot Shares: 400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John Farahi Management For For 1.2 Elect Director Craig F. Sullivan Management For For 2 Approve Stock Option Exchange Program Management For Against 3 Other Business Management For Against
- -------------------------------------------------------------------------------- SUPERIOR INDUSTRIES INTERNATIONAL, INC. Ticker Symbol: SUP CUSIP/Security ID: 868168105 Meeting Date: 5/21/2010 Ballot Shares: 907
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Sheldon I. Ausman Management For For 1.2 Elect Director V. Bond Evans Management For For 1.3 Elect Director Michael J. Joyce Management For For 2 Approve Decrease in Size of Board Management For For 3 Require a Majority Vote for the Election of Share Holder Against Against Directors
- -------------------------------------------------------------------------------- DSP GROUP, INC. Ticker Symbol: DSPG CUSIP/Security ID: 23332B106 Meeting Date: 5/24/2010 Ballot Shares: 9485
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Eliyahu Ayalon Management For For 1.2 Elect Director Zvi Limon Management For For 1.3 Elect Director Louis Silver Management For For 2 Amend Qualified Employee Stock Purchase Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- VIROPHARMA INCORPORATED Ticker Symbol: VPHM CUSIP/Security ID: 928241108 Meeting Date: 5/24/2010 Ballot Shares: 1222
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Frank Baldino, Jr. Management For For 1.2 Elect Director William D. Claypool Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AIRCASTLE LTD Ticker Symbol: AYR CUSIP/Security ID: G0129K104 Meeting Date: 5/25/2010 Ballot Shares: 1200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ronald W. Allen Management For For 1.2 Elect Director Douglas A. Hacker Management For For 2 Approve Ernst & Young LLP as Auditors and Management For For Authorize Board to Fix Their Remuneration
- -------------------------------------------------------------------------------- AMERIS BANCORP Ticker Symbol: ABCB CUSIP/Security ID: 03076K108 Meeting Date: 5/25/2010 Ballot Shares: 1200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Edwin W. Hortman, Jr. Management For For 1.2 Elect Director Daniel B. Jeter Management For For 1.3 Elect Director V. Wayne Williford Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 4 Other Business Management For Against
- -------------------------------------------------------------------------------- ATLAS AIR WORLDWIDE HOLDINGS, INC. Ticker Symbol: AAWW CUSIP/Security ID: 049164205 Meeting Date: 5/25/2010 Ballot Shares: 4493
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert F. Agnew Management For For 1.2 Elect Director Timothy J. Bernlohr Management For For 1.3 Elect Director Eugene I. Davis Management For Withhold 1.4 Elect Director William J. Flynn Management For For 1.5 Elect Director James S. Gilmore, III Management For For 1.6 Elect Director Carol B. Hallett Management For For 1.7 Elect Director Frederick McCorkle Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- BLACK HILLS CORPORATION Ticker Symbol: BKH CUSIP/Security ID: 092113109 Meeting Date: 5/25/2010 Ballot Shares: 3696
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jack W. Eugster Management For For 1.2 Elect Director Gary L. Pechota Management For For 1.3 Elect Director Thomas J. Zeller Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- CORE-MARK HOLDING COMPANY, INC. Ticker Symbol: CORE CUSIP/Security ID: 218681104 Meeting Date: 5/25/2010 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Robert A. Allen Management For Against 2 Elect Director Stuart W. Booth Management For For 3 Elect Director Gary F. Colter Management For For 4 Elect Director L. William Krause Management For For 5 Elect Director Harvey L. Tepner Management For For 6 Elect Director Randolph I. Thornton Management For For 7 Elect Director J. Michael Walsh Management For For 8 Approve Omnibus Stock Plan Management For For 9 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP Ticker Symbol: FFBC CUSIP/Security ID: 320209109 Meeting Date: 5/25/2010 Ballot Shares: 200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director J. Wickliffe Ach Management For For 1.2 Elect Director Donald M. Cisle, Sr Management For For 1.3 Elect Director Corinne R. Finnerty Management For Withhold 1.4 Elect Director Richard E. Olszewski Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Ratify Auditors Management For For 4 Declassify the Board of Directors Share Holder Against For
- -------------------------------------------------------------------------------- H&E EQUIPMENT SERVICES, INC. Ticker Symbol: HEES CUSIP/Security ID: 404030108 Meeting Date: 5/25/2010 Ballot Shares: 3668
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Gary W. Bagley Management For For 1.2 Elect Director John M. Engquist Management For For 1.3 Elect Director Keith E. Alessi Management For Withhold 1.4 Elect Director Paul N. Arnold Management For For 1.5 Elect Director Bruce C. Bruckmann Management For For 1.6 Elect Director Lawrence C. Karlson Management For For 1.7 Elect Director John T. Sawyer Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- KADANT INC. Ticker Symbol: KAI CUSIP/Security ID: 48282T104 Meeting Date: 5/25/2010 Ballot Shares: 3471
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jonathan W. Painter Management For For 1.2 Elect Director William A. Rainville Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AVIS BUDGET GROUP, INC. Ticker Symbol: CAR CUSIP/Security ID: 053774105 Meeting Date: 5/26/2010 Ballot Shares: 2063
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Ronald L. Nelson Management For For 2 Elect Director Mary C. Choksi Management For For 3 Elect Director Leonard S. Coleman Management For For 4 Elect Director Martin L. Edelman Management For For 5 Elect Director John D. Hardy, Jr. Management For For 6 Elect Director Lynn Krominga Management For For 7 Elect Director Eduardo G. Mestre Management For For 8 Elect Director F. Robert Salerno Management For For 9 Elect Director Stender E. Sweeney Management For For 10 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BIOMED REALTY TRUST, INC. Ticker Symbol: BMR CUSIP/Security ID: 09063H107 Meeting Date: 5/26/2010 Ballot Shares: 2500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Alan D. Gold Management For For 1.2 Elect Director Barbara R. Cambon Management For For 1.3 Elect Director Edward A. Dennis Management For For 1.4 Elect Director Richard I. Gilchrist Management For For 1.5 Elect Director Gary A. Kreitzer Management For For 1.6 Elect Director Theodore D. Roth Management For For 1.7 Elect Director M. Faye Wilson Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CTS CORPORATION Ticker Symbol: CTS CUSIP/Security ID: 126501105 Meeting Date: 5/26/2010 Ballot Shares: 2086
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Walter S. Catlow Management For For 1.2 Elect Director Lawrence J. Ciancia Management For For 1.3 Elect Director Thomas G. Cody Management For For 1.4 Elect Director Patricia K. Collawn Management For For 1.5 Elect Director Roger R. Hemminghaus Management For For 1.6 Elect Director Michael A. Henning Management For For 1.7 Elect Director Vinod M. Khilnani Management For For 1.8 Elect Director Robert A. Profusek Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- COMPASS DIVERSIFIED HOLDINGS Ticker Symbol: CODI CUSIP/Security ID: 20451Q104 Meeting Date: 5/26/2010 Ballot Shares: 5639
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Harold S. Edwards Management For For 1.2 Elect Director Mark H. Lazarus Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- EL PASO ELECTRIC CO. Ticker Symbol: EE CUSIP/Security ID: 283677854 Meeting Date: 5/26/2010 Ballot Shares: 3134
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John Robert Brown Management For For 1.2 Elect Director James W. Cicconi Management For Withhold 1.3 Elect Director P.z. Holland-Branch Management For For 1.4 Elect Director Thomas K. Shockley Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ION GEOPHYSICAL CORPORATION Ticker Symbol: IO CUSIP/Security ID: 462044108 Meeting Date: 5/26/2010 Ballot Shares: 21200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Franklin Myers Management For For 1.2 Elect Director Bruce S. Appelbaum Management For For 1.3 Elect Director S. James Nelson, Jr Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Approve Qualified Employee Stock Purchase Management For For Plan 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MCG CAPITAL CORPORATION Ticker Symbol: MCGC CUSIP/Security ID: 58047P107 Meeting Date: 5/26/2010 Ballot Shares: 16965
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ Management Proxy (White Card) Management 1.1 Elect Director Steven F. Tunney Management For For 1.2 Elect Director Kim D. Kelly Management For For 2 Ratify Auditors Management For For 3 Approve Issuance of Shares for a Private Management For For Placement 4 Approve Issuance of Warrants/Convertible Management For For Debentures 5 Amend Restricted Stock Plan Management For For 6 Amend Non-Employee Director Restricted Management For For Stock Plan Dissident Proxy (Gold Card) Management 1.1 Elect Director Arthur D. Lipson Share Holder For Do Not Vote 1.2 Elect Director Bruce W. Shewmaker Share Holder For Do Not Vote 2 Ratify Auditors Management For Do Not Vote 3 Approve Issuance of Shares for a Private Management Against Do Not Vote Placement 4 Approve Issuance of Warrants/Convertible Management Against Do Not Vote Debentures 5 Amend Restricted Stock Plan Management Against Do Not Vote 6 Amend Non-Employee Director Restricted Management Against Do Not Vote Stock Plan
- -------------------------------------------------------------------------------- NATIONAL FINANCIAL PARTNERS CORP. Ticker Symbol: NFP CUSIP/Security ID: 63607P208 Meeting Date: 5/26/2010 Ballot Shares: 7800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Stephanie Abramson Management For For 2 Elect Director Arthur Ainsberg Management For For 3 Elect Director Jessica Bibliowicz Management For For 4 Elect Director R. Bruce Callahan Management For For 5 Elect Director John Elliott Management For For 6 Elect Director J. Barry Griswell Management For For 7 Elect Director Shari Loessberg Management For For 8 Elect Director Kenneth Mlekush Management For For 9 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- NORTHFIELD BANCORP, INC. Ticker Symbol: NFBK CUSIP/Security ID: 66611L105 Meeting Date: 5/26/2010 Ballot Shares: 2200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John R. Bowen Management For For 1.2 Elect Director Gil Chapman Management For For 1.3 Elect Director John J. DePierro Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PC CONNECTION, INC. Ticker Symbol: PCCC CUSIP/Security ID: 69318J100 Meeting Date: 5/26/2010 Ballot Shares: 1000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Patricia Gallup Management For For 1.2 Elect Director David Hall Management For For 1.3 Elect Director Joseph Baute Management For For 1.4 Elect Director David Beffa-Negrini Management For For 1.5 Elect Director Barbara Duckett Management For For 1.6 Elect Director Donald Weatherson Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SOVRAN SELF STORAGE, INC. Ticker Symbol: SSS CUSIP/Security ID: 84610H108 Meeting Date: 5/26/2010 Ballot Shares: 100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert J. Attea Management For For 1.2 Elect Director Kenneth F. Myszka Management For For 1.3 Elect Director John E. Burns Management For For 1.4 Elect Director Anthony P. Gammie Management For For 1.5 Elect Director Charles E. Lannon Management For For 1.6 Elect Director James R. Boldt Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SUSSER HOLDINGS CORPORATION Ticker Symbol: SUSS CUSIP/Security ID: 869233106 Meeting Date: 5/26/2010 Ballot Shares: 900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Armand S. Shapiro Management For For 1.2 Elect Director Sam L. Susser Management For For 2 Ratify Auditors Management For For 3 Approve Repricing of Options Management For Against
- -------------------------------------------------------------------------------- TTM TECHNOLOGIES, INC. Ticker Symbol: TTMI CUSIP/Security ID: 87305R109 Meeting Date: 5/26/2010 Ballot Shares: 8898
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director James K. Bass Management For For 1.2 Elect Director Thomas T. Edman Management For For 1.3 Elect Director Tang Chung Yen, Tom Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. Ticker Symbol: UCBI CUSIP/Security ID: 90984P105 Meeting Date: 5/26/2010 Ballot Shares: 5200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jimmy C. Tallent Management For For 1.2 Elect Director Robert L. Head, Jr. Management For For 1.3 Elect Director W.C. Nelson, Jr. Management For For 1.4 Elect Director Robert H. Blalock Management For For 1.5 Elect Director Cathy Cox Management For For 1.6 Elect Director Hoyt O. Holloway Management For For 1.7 Elect Director John D. Stephens Management For For 1.8 Elect Director Tim Wallis Management For For 2 Increase Authorized Common Stock Management For For 3 Amend Articles to Allow Bylaw Amendments Management For For 4 Approve Issuance of Shares for a Private Management For For Placement 5 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 6 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- UNITED STATIONERS INC. Ticker Symbol: USTR CUSIP/Security ID: 913004107 Meeting Date: 5/26/2010 Ballot Shares: 800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Roy W. Haley Management For Withhold 1.2 Elect Director Benson P. Shapiro Management For For 1.3 Elect Director Alex D. Zoghlin Management For For 1.4 Elect Director Noah T. Maffitt Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ISTAR FINANCIAL INC. Ticker Symbol: SFI CUSIP/Security ID: 45031U101 Meeting Date: 5/26/2010 Ballot Shares: 8878
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jay Sugarman Management For For 1.2 Elect Director Glenn R. August Management For For 1.3 Elect Director Robert W. Holman, Jr. Management For For 1.4 Elect Director Robin Josephs Management For For 1.5 Elect Director John G. McDonald Management For For 1.6 Elect Director George R. Puskar Management For For 1.7 Elect Director Dale Anne Reiss Management For For 1.8 Elect Director Jeffrey A. Weber Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ALBANY INTERNATIONAL CORP. Ticker Symbol: AIN CUSIP/Security ID: 012348108 Meeting Date: 5/27/2010 Ballot Shares: 1000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director John F. Cassidy, Jr. Management For Against 2 Elect Director Paula H.J. Cholmondeley Management For For 3 Elect Director Edgar G. Hotard Management For Against 4 Elect Director Erland E. Kailbourne Management For For 5 Elect Director Joseph G. Morone Management For For 6 Elect Director Juhani Pakkala Management For For 7 Elect Director Christine L. Standish Management For Against 8 Elect Director John C. Standish Management For Against 9 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMERICAN DENTAL PARTNERS, INC. Ticker Symbol: ADPI CUSIP/Security ID: 025353103 Meeting Date: 5/27/2010 Ballot Shares: 1056
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert E. Hunter Management For For 1.2 Elect Director David E. Milbrath Management For For 1.3 Elect Director Gerard M. Moufflet Management For For 1.4 Elect Director Fay Donohue Management For Withhold 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMERICAN STATES WATER COMPANY Ticker Symbol: AWR CUSIP/Security ID: 029899101 Meeting Date: 5/27/2010 Ballot Shares: 900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert F. Kathol Management For For 1.2 Elect Director Gary F. King Management For For 1.3 Elect Director Lloyd E. Ross Management For For 2 Approve Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BROWN SHOE COMPANY, INC. Ticker Symbol: BWS CUSIP/Security ID: 115736100 Meeting Date: 5/27/2010 Ballot Shares: 511
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Carla Hendra Management For For 1.2 Elect Director Ward M. Klein Management For For 1.3 Elect Director W. Patrick McGinnis Management For For 1.4 Elect Director Diane M. Sullivan Management For For 1.5 Elect Director Hal J. Upbin Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CHIQUITA BRANDS INTERNATIONAL, INC. Ticker Symbol: CQB CUSIP/Security ID: 170032809 Meeting Date: 5/27/2010 Ballot Shares: 12740
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Fernando Aguirre Management For For 1.2 Elect Director Kerrii B. Anderson Management For For 1.3 Elect Director Howard W. Barker, Jr. Management For For 1.4 Elect Director William H. Camp Management For For 1.5 Elect Director Robert W. Fisher Management For For 1.6 Elect Director Clare M. Hasler Management For For 1.7 Elect Director Durk I. Jager Management For For 1.8 Elect Director Jaime Serra Management For For 1.9 Elect Director Steven P. Stanbrook Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- COLLECTIVE BRANDS INC. Ticker Symbol: PSS CUSIP/Security ID: 19421W100 Meeting Date: 5/27/2010 Ballot Shares: 6412
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Daniel Boggan Jr. Management For For 1.2 Elect Director Michael A. Weiss Management For For 1.3 Elect Director Robert C. Wheeler Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker Symbol: EWBC CUSIP/Security ID: 27579R104 Meeting Date: 5/27/2010 Ballot Shares: 3600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Iris S. Chan Management For For 1.2 Elect Director Peggy Cherng Management For For 1.3 Elect Director Rudolph I. Estrada Management For Withhold 1.4 Elect Director Julia S. Gouw Management For For 1.5 Elect Director Paul H. Irving Management For For 1.6 Elect Director Andrew S. Kane Management For For 1.7 Elect Director John Lee Management For For 1.8 Elect Director Herman Y. Li Management For For 1.9 Elect Director Jack C. Liu Management For For 1.10 Elect Director Dominic Ng Management For For 1.11 Elect Director Keith W. Renken Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
- -------------------------------------------------------------------------------- EMPLOYERS HOLDINGS INC. Ticker Symbol: EIG CUSIP/Security ID: 292218104 Meeting Date: 5/27/2010 Ballot Shares: 6357
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Rose E. Mckinney-james Management For For 1.2 Elect Director John P. Sande Iii Management For For 1.3 Elect Director Martin J. Welch Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HEALTHSPRING INC Ticker Symbol: HS CUSIP/Security ID: 42224N101 Meeting Date: 5/27/2010 Ballot Shares: 6568
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Benjamin Leon, Jr Management For For 1.2 Elect Director Sharad Mansukani Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HORACE MANN EDUCATORS CORPORATION Ticker Symbol: HMN CUSIP/Security ID: 440327104 Meeting Date: 5/27/2010 Ballot Shares: 2525
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Mary H. Futrell Management For For 2 Elect Director Stephen J. Hasenmiller Management For For 3 Elect Director Ronald J. Helow Management For For 4 Elect Director Louis G. Lower, II Management For For 5 Elect Director Gabriel L. Shaheen Management For For 6 Elect Director Roger J. Steinbecker Management For For 7 Elect Director Robert Stricker Management For For 8 Elect Director Charles R. Wright Management For For 9 Approve Omnibus Stock Plan Management For For 10 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker Symbol: MAA CUSIP/Security ID: 59522J103 Meeting Date: 5/27/2010 Ballot Shares: 1707
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director H. Eric Bolton, Jr. Management For For 1.2 Elect Director Alan B. Graf, Jr. Management For Withhold 1.3 Elect Director John S. Grinalds Management For For 1.4 Elect Director Ralph Horn Management For For 1.5 Elect Director W. Reid Sanders Management For For 1.6 Elect Director William B. Sansom Management For For 1.7 Elect Director Philip W. Norwood Management For For 1.8 Elect Director Simon R.C. Wadsworth Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- UNITED ONLINE, INC. Ticker Symbol: UNTD CUSIP/Security ID: 911268100 Meeting Date: 5/27/2010 Ballot Shares: 10268
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert Berglass Management For For 1.2 Elect Director Kenneth L. Coleman Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For Against 4 Approve Qualified Employee Stock Purchase Management For For Plan
- -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker Symbol: WTFC CUSIP/Security ID: 97650W108 Meeting Date: 5/27/2010 Ballot Shares: 500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Peter D. Crist Management For For 1.2 Elect Director Bruce K. Crowther Management For For 1.3 Elect Director Joseph F. Damico Management For For 1.4 Elect Director Bert A. Getz, Jr. Management For For 1.5 Elect Director H. Patrick Hackett, Jr. Management For For 1.6 Elect Director Scott K. Heitmann Management For For 1.7 Elect Director Charles H. James III Management For For 1.8 Elect Director Albin F. Moschner Management For For 1.9 Elect Director Thomas J. Neis Management For For 1.1 Elect Director Christopher J. Perry Management For For 1.11 Elect Director Hollis W. Rademacher Management For For 1.12 Elect Director Ingrid S. Stafford Management For For 1.13 Elect Director Edward J. Wehmer Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HALLMARK FINANCIAL SERVICES INC. Ticker Symbol: HALL CUSIP/Security ID: 40624Q203 Meeting Date: 5/28/2010 Ballot Shares: 2200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Mark E. Schwarz Management For For 1.2 Elect Director James H. Graves Management For For 1.3 Elect Director Scott T. Berlin Management For For 1.4 Elect Director George R. Manser Management For For 1.5 Elect Director Jim W. Henderson Management For For
- -------------------------------------------------------------------------------- TRIUMPH GROUP, INC. Ticker Symbol: TGI CUSIP/Security ID: 896818101 Meeting Date: 5/28/2010 Ballot Shares: 1540
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Issue Shares in Connection with Acquisition Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- ALBANY MOLECULAR RESEARCH, INC. Ticker Symbol: AMRI CUSIP/Security ID: 012423109 Meeting Date: 6/2/2010 Ballot Shares: 3100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Thomas E. D'Ambra Management For For 1.2 Elect Director Veronica G.H. Jordan Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CHECKPOINT SYSTEMS, INC. Ticker Symbol: CKP CUSIP/Security ID: 162825103 Meeting Date: 6/2/2010 Ballot Shares: 200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William S. Antle, III Management For For 1.2 Elect Director R. Keith Elliott Management For For 1.3 Elect Director Robert N. Wildrick Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ORBITZ WORLDWIDE, INC. Ticker Symbol: OWW CUSIP/Security ID: 68557K109 Meeting Date: 6/2/2010 Ballot Shares: 3519
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jeff Clarke Management For For 1.2 Elect Director Jill A. Greenthal Management For Withhold 1.3 Elect Director Paul C. ('Chip') Schorr, IV Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Other Business Management For Against
- -------------------------------------------------------------------------------- U-STORE-IT TRUST Ticker Symbol: YSI CUSIP/Security ID: 91274F104 Meeting Date: 6/2/2010 Ballot Shares: 4200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William M. Diefenderfer, III Management For For 1.2 Elect Director Piero Bussani Management For For 1.3 Elect Director Harold S. Haller Management For For 1.4 Elect Director Daniel B. Hurwitz Management For For 1.5 Elect Director Dean Jernigan Management For For 1.6 Elect Director Marianne M. Keler Management For For 1.7 Elect Director David J. LaRue Management For Withhold 1.8 Elect Director John F. Remondi Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- DSW, INC. Ticker Symbol: DSW CUSIP/Security ID: 23334L102 Meeting Date: 6/3/2010 Ballot Shares: 500
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Elaine J. Eisenman Management For For 1.2 Elect Director Joanna T. Lau Management For For 1.3 Elect Director Roger S. Markfield Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- LAYNE CHRISTENSEN COMPANY Ticker Symbol: LAYN CUSIP/Security ID: 521050104 Meeting Date: 6/3/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David A.B. Brown Management For For 1.2 Elect Director J. Samuel Butler Management For For 1.3 Elect Director Robert R. Gilmore Management For For 1.4 Elect Director Anthony B. Helfet Management For For 1.5 Elect Director Nelson Obus Management For For 1.6 Elect Director Jeffrey J. Reynolds Management For For 1.7 Elect Director Rene J. Robichaud Management For For 1.8 Elect Director Andrew B. Schmitt Management For For 2 Ratify Auditors Management For For 3 Prepare Sustainability Report Share Holder Against Abstain
- -------------------------------------------------------------------------------- ON ASSIGNMENT, INC. Ticker Symbol: ASGN CUSIP/Security ID: 682159108 Meeting Date: 6/3/2010 Ballot Shares: 5400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William E. Brock Management For For 2 Approve Omnibus Stock Plan Management For For 3 Approve Qualified Employee Stock Purchase Management For For Plan 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PENNSYLVANIA REAL ESTATE INVESTMENT TRUST Ticker Symbol: PEI CUSIP/Security ID: 709102107 Meeting Date: 6/3/2010 Ballot Shares: 8200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Dorrit J. Bern Management For For 1.2 Elect Director Stephen Cohen Management For For 1.3 Elect Director Joseph F. Coradino Management For For 1.4 Elect Director M. Walter D'Alessio Management For For 1.5 Elect Director Edward A. Glickman Management For For 1.6 Elect Director Rosemarie B. Greco Management For For 1.7 Elect Director Leonard I. Korman Management For For 1.8 Elect Director Ira M. Lubert Management For For 1.9 Elect Director Donald F. Mazziotti Management For For 1.10 Elect Director Mark E. Pasquerilla Management For For 1.11 Elect Director John J. Roberts Management For For 1.12 Elect Director George F. Rubin Management For For 1.13 Elect Director Ronald Rubin Management For For 2 Amend Omnibus Stock Plan Management For For 3 Amend Qualified Employee Stock Purchase Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- QUEST SOFTWARE, INC. Ticker Symbol: QSFT CUSIP/Security ID: 74834T103 Meeting Date: 6/3/2010 Ballot Shares: 7680
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Vincent C. Smith Management For For 1.2 Elect Director Raymond J. Lane Management For For 1.3 Elect Director Douglas F. Garn Management For For 1.4 Elect Director Augustine L. Nieto II Management For For 1.5 Elect Director Kevin M. Klausmeyer Management For For 1.6 Elect Director Paul A. Sallaberry Management For For 1.7 Elect Director H. John Dirks Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Ticker Symbol: SBGI CUSIP/Security ID: 829226109 Meeting Date: 6/3/2010 Ballot Shares: 3000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director David D. Smith Management For For 1.2 Elect Director Frederick G. Smith Management For For 1.3 Elect Director J. Duncan Smith Management For For 1.4 Elect Director Robert E. Smith Management For For 1.5 Elect Director Basil A. Thomas Management For Withhold 1.6 Elect Director Lawrence E. McCanna Management For Withhold 1.7 Elect Director Daniel C. Keith Management For Withhold 1.8 Elect Director Martin R. Leader Management For For 2 Ratify Auditors Management For For 3 Amend Executive Incentive Bonus Plan Management For For
- -------------------------------------------------------------------------------- CALAMOS ASSET MANAGEMENT, INC. Ticker Symbol: CLMS CUSIP/Security ID: 12811R104 Meeting Date: 6/4/2010 Ballot Shares: 1300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director G. Bradford Bulkley Management For For 1.2 Elect Director Mitchell S. Feiger Management For For 1.3 Elect Director Richard W. Gilbert Management For For 1.4 Elect Director Arthur L. Knight Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GLIMCHER REALTY TRUST Ticker Symbol: GRT CUSIP/Security ID: 379302102 Meeting Date: 6/4/2010 Ballot Shares: 16100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Timothy J. O'Brien Management For For 1.2 Elect Director Niles C. Overly Management For For 1.3 Elect Director William S. Williams Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PERFICIENT, INC. Ticker Symbol: PRFT CUSIP/Security ID: 71375U101 Meeting Date: 6/4/2010 Ballot Shares: 2700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John T. McDonald Management For For 1.2 Elect Director Jeffrey S. Davis Management For For 1.3 Elect Director Ralph C. Derrickson Management For For 1.4 Elect Director John S. Hamlin Management For For 1.5 Elect Director David S. Lundeen Management For For 1.6 Elect Director David D. May Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PETROLEUM DEVELOPMENT CORPORATION Ticker Symbol: PETD CUSIP/Security ID: 716578109 Meeting Date: 6/4/2010 Ballot Shares: 7820
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Larry F. Mazza Management For For 1.2 Elect Director James M. Trimble Management For For 1.3 Elect Director Richard W. McCullough Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker Symbol: ARCC CUSIP/Security ID: 04010L103 Meeting Date: 6/7/2010 Ballot Shares: 17161
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Frank E. O'Bryan Management For For 1.2 Elect Director Antony P. Ressler Management For For 1.3 Elect Director Eric B. Siegel Management For For 2 Ratify Auditors Management For For 3 Approve Sale of Common Stock Below Net Management For For Asset Value
- -------------------------------------------------------------------------------- BLACKROCK KELSO CAPITAL CORPORATION Ticker Symbol: BKCC CUSIP/Security ID: 092533108 Meeting Date: 6/7/2010 Ballot Shares: 7619
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director James R. Maher Management For For 1.2 Elect Director Maureen K. Usifer Management For For 2 Increase Authorized Common Stock Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- NESS TECHNOLOGIES, INC. Ticker Symbol: NSTC CUSIP/Security ID: 64104X108 Meeting Date: 6/7/2010 Ballot Shares: 11710
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Aharon Fogel Management For For 1.2 Elect Director Sachi Gerlitz Management For For 1.3 Elect Director Morris Wolfson Management For For 1.4 Elect Director Satyam C. Cherukuri Management For For 1.5 Elect Director Dan S. Suesskind Management For For 1.6 Elect Director P. Howard Edelstein Management For For 1.7 Elect Director Gabriel Eichler Management For For 1.8 Elect Director Ajit Bhushan Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMERICAN RAILCAR INDUSTRIES, INC. Ticker Symbol: ARII CUSIP/Security ID: 02916P103 Meeting Date: 6/8/2010 Ballot Shares: 9300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Carl C. Icahn Management For For 2 Elect Director James J. Unger Management For For 3 Elect Director Vincent J. Intrieri Management For Against 4 Elect Director Stephen Mongillo Management For For 5 Elect Director J. Mike Laisure Management For For 6 Elect Director James C. Pontious Management For For 7 Elect Director Harold First Management For For 8 Elect Director Brett Icahn Management For Against 9 Elect Director Hunter Gary Management For For 10 Advisory Vote to Ratify Named Executive Management For Against Officers' Compensation 11 Other Business Management For Against
- -------------------------------------------------------------------------------- BWAY HOLDING COMPANY Ticker Symbol: BWY CUSIP/Security ID: 12429T104 Meeting Date: 6/8/2010 Ballot Shares: 2833
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- CERADYNE, INC. Ticker Symbol: CRDN CUSIP/Security ID: 156710105 Meeting Date: 6/8/2010 Ballot Shares: 4668
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Joel P. Moskowitz Management For For 1.2 Elect Director Richard A. Alliegro Management For For 1.3 Elect Director Frank Edelstein Management For For 1.4 Elect Director Richard A. Kertson Management For For 1.5 Elect Director William C. LaCourse Management For For 1.6 Elect Director Milton L. Lohr Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GREAT WOLF RESORTS, INC. Ticker Symbol: WOLF CUSIP/Security ID: 391523107 Meeting Date: 6/8/2010 Ballot Shares: 4769
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Elan J. Blutinger Management For For 1.2 Elect Director Randy L. Churchey Management For For 1.3 Elect Director Edward H. Rensi Management For For 1.4 Elect Director Kimberly K. Schaefer Management For For 1.5 Elect Director Howard A. Silver Management For For 1.6 Elect Director Joseph V. Vittoria Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HOOKER FURNITURE CORPORATION Ticker Symbol: HOFT CUSIP/Security ID: 439038100 Meeting Date: 6/8/2010 Ballot Shares: 2400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Paul B. Toms, Jr. Management For For 1.2 Elect Director W.C. Beeler, Jr. Management For For 1.3 Elect Director John L. Gregory, III Management For For 1.4 Elect Director Mark F. Schreiber Management For For 1.5 Elect Director David G. Sweet Management For For 1.6 Elect Director Henry G. Williamson, Jr. Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- KAISER ALUMINUM CORPORATION Ticker Symbol: KALU CUSIP/Security ID: 483007704 Meeting Date: 6/8/2010 Ballot Shares: 2000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Alfred E. Osborne, Jr. Management For For 1.2 Elect Director Jack Quinn Management For For 1.3 Elect Director Thomas M. Van Leeuwen Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- RAMCO-GERSHENSON PROPERTIES TRUST Ticker Symbol: RPT CUSIP/Security ID: 751452202 Meeting Date: 6/8/2010 Ballot Shares: 1800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Dennis E. Gershenson Management For For 1.2 Elect Director Robert A. Meister Management For For 1.3 Elect Director Michael A. Ward Management For Withhold 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Management For For 4 Restrict Right to Call Special Meeting Management For Against
- -------------------------------------------------------------------------------- THE GYMBOREE CORPORATION Ticker Symbol: GYMB CUSIP/Security ID: 403777105 Meeting Date: 6/8/2010 Ballot Shares: 300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Blair W. Lambert Management For For 1.2 Elect Director Daniel R. Lyle Management For For 1.3 Elect Director Scott A. Ryles Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- TUTOR PERINI CORPORATION Ticker Symbol: TPC CUSIP/Security ID: 901109108 Meeting Date: 6/8/2010 Ballot Shares: 733
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ronald N. Tutor Management For For 1.2 Elect Director Willard W. Brittain, Jr. Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- INVENTIV HEALTH, INC. Ticker Symbol: VTIV CUSIP/Security ID: 46122E105 Meeting Date: 6/8/2010 Ballot Shares: 10605
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Eran Broshy Management For For 1.2 Elect Director R. Blane Walter Management For For 1.3 Elect Director Terrell G. Herring Management For For 1.4 Elect Director Mark E. Jennings Management For For 1.5 Elect Director Per G.H. Lofberg Management For For 1.6 Elect Director A. Clayton Perfall Management For For 1.7 Elect Director Craig Saxton Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CRAY INC. Ticker Symbol: CRAY CUSIP/Security ID: 225223304 Meeting Date: 6/9/2010 Ballot Shares: 18165
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William C. Blake Management For For 1.2 Elect Director John B. Jones, Jr. Management For For 1.3 Elect Director Stephen C. Kiely Management For For 1.4 Elect Director Frank L. Lederman Management For For 1.5 Elect Director Sally G. Narodick Management For For 1.6 Elect Director Daniel C. Regis Management For For 1.7 Elect Director Stephen C. Richards Management For For 1.8 Elect Director Peter J. Ungaro Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- HERCULES TECHNOLOGY GROWTH CAPITAL, INC. Ticker Symbol: HTGC CUSIP/Security ID: 427096508 Meeting Date: 6/9/2010 Ballot Shares: 8829
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Manuel A. Henriquez Management For For 2 Ratify Auditors Management For For 3 Approve Issuance of Shares for a Private Management For For Placement 4 Approve Issuance of Warrants/Convertible Management For For Debentures
- -------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. Ticker Symbol: OHI CUSIP/Security ID: 681936100 Meeting Date: 6/9/2010 Ballot Shares: 1800
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Edward Lowenthal Management For For 1.2 Elect Director Stephen D. Plavin Management For For 2 Ratify Auditors Management For For 3 Amend Charter to Revise Various Provisions Management For For Regarding REIT Ownership Limits 4 Amend Charter to Grant Authority to the Management For Against Board of Directors to Increase or Decrease Authorized Common and Preferred Stock
- -------------------------------------------------------------------------------- ATC TECHNOLOGY CORPORATION Ticker Symbol: ATAC CUSIP/Security ID: 00211W104 Meeting Date: 6/10/2010 Ballot Shares: 6484
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert L. Evans Management For For 1.2 Elect Director Curtland E. Fields Management For For 1.3 Elect Director Michael J. Hartnett Management For For 1.4 Elect Director Michael D. Jordan Management For For 1.5 Elect Director Todd R. Peters Management For For 1.6 Elect Director S. Lawrence Prendergast Management For For 1.7 Elect Director Edward Stewart Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMEDISYS, INC. Ticker Symbol: AMED CUSIP/Security ID: 023436108 Meeting Date: 6/10/2010 Ballot Shares: 200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director William F. Borne Management For For 1.2 Elect Director Ronald A. LaBorde Management For For 1.3 Elect Director Jake L. Netterville Management For For 1.4 Elect Director David R. Pitts Management For For 1.5 Elect Director Peter F. Ricchiuti Management For For 1.6 Elect Director Donald A. Washburn Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BLYTH, INC. Ticker Symbol: BTH CUSIP/Security ID: 09643P207 Meeting Date: 6/10/2010 Ballot Shares: 1438
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert B. Goergen Management For For 1.2 Elect Director Neal I. Goldman Management For For 1.3 Elect Director Howard E. Rose Management For For 2 Declassify the Board of Directors Management For For 3 Adopt Majority Voting for Uncontested Management For Against Election of Directors 4 Ratify Auditors Management For For 5 Other Business Management For Against
- -------------------------------------------------------------------------------- DOLLAR THRIFTY AUTOMOTIVE GROUP, INC. Ticker Symbol: DTG CUSIP/Security ID: 256743105 Meeting Date: 6/10/2010 Ballot Shares: 3960
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Thomas P. Capo Management For For 1.2 Elect Director Maryann N. Keller Management For For 1.3 Elect Director Edward C. Lumley Management For Withhold 1.4 Elect Director Richard W. Neu Management For For 1.5 Elect Director John C. Pope Management For For 1.6 Elect Director Scott L. Thompson Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
- -------------------------------------------------------------------------------- JO-ANN STORES, INC. Ticker Symbol: JAS CUSIP/Security ID: 47758P307 Meeting Date: 6/10/2010 Ballot Shares: 4875
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Scott Cowen Management For For 1.2 Elect Director Joseph DePinto Management For For 1.3 Elect Director Ira Gumberg Management For For 1.4 Elect Director Patricia Morrison Management For For 1.5 Elect Director Frank Newman Management For For 1.6 Elect Director David Perdue Management For For 1.7 Elect Director Beryl Raff Management For For 1.8 Elect Director Alan Rosskamm Management For For 1.9 Elect Director Tracey Travis Management For For 1.10 Elect Director Darrell Webb Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Authorize the Board of Directors to Amend Management For For the Company's Regulations as permitted by the Ohio General Corporation Law
- -------------------------------------------------------------------------------- STAGE STORES, INC. Ticker Symbol: SSI CUSIP/Security ID: 85254C305 Meeting Date: 6/10/2010 Ballot Shares: 5636
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Alan J. Barocas Management For For 2 Elect Director Michael L. Glazer Management For For 3 Elect Director Andrew T. Hall Management For For 4 Elect Director William J. Montgoris Management For For 5 Elect Director David Y. Schwartz Management For For 6 Elect Director Cheryl Nido Turpin Management For For 7 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- STEINER LEISURE LTD. Ticker Symbol: STNR CUSIP/Security ID: P8744Y102 Meeting Date: 6/10/2010 Ballot Shares: 2686
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Cynthia R. Cohen as Director Management For For 1.2 Elect Denise Dickins as Director Management For For 2 Ratification Of The Appointment Of Ernst & Management For For Young LLP As Independent Auditors for the fiscal year ending December 31, 2010.
- -------------------------------------------------------------------------------- UNION DRILLING, INC. Ticker Symbol: UDRL CUSIP/Security ID: 90653P105 Meeting Date: 6/10/2010 Ballot Shares: 4200
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Howard I. Hoffen Management For For 1.2 Elect Director T.J. Glauthier Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- WELLCARE HEALTH PLANS, INC. Ticker Symbol: WCG CUSIP/Security ID: 94946T106 Meeting Date: 6/10/2010 Ballot Shares: 1600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Charles G. Berg Management For For 1.2 Elect Director Carol J. Burt Management For For 1.3 Elect Director Alec Cunningham Management For For 1.4 Elect Director David J. Gallitano Management For Withhold 1.5 Elect Director D. Robert Graham Management For For 1.6 Elect Director Kevin F. Hickey Management For Withhold 1.7 Elect Director Christian P. Michalik Management For For 1.8 Elect Director Glenn D. Steele, Jr. Management For For 1.9 Elect Director William L. Trubeck Management For For 1.10 Elect Director Paul E. Weaver Management For For 2 Ratify Auditors Management For For 3 Report on Political Contributions Share Holder Against Abstain
- -------------------------------------------------------------------------------- AMERICAN GREETINGS CORPORATION Ticker Symbol: AM CUSIP/Security ID: 026375105 Meeting Date: 6/11/2010 Ballot Shares: 8494
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Scott S. Cowen Management For For 1.2 Elect Director William E. MacDonald, III Management For For 1.3 Elect Director Zev Weiss Management For For
- -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker Symbol: EME CUSIP/Security ID: 29084Q100 Meeting Date: 6/11/2010 Ballot Shares: 8705
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Stephen W. Bershad Management For For 1.2 Elect Director David A.B. Brown Management For For 1.3 Elect Director Larry J. Bump Management For For 1.4 Elect Director Albert Fried, Jr. Management For For 1.5 Elect Director Anthony J. Guzzi Management For For 1.6 Elect Director Richard F. Hamm, Jr. Management For For 1.7 Elect Director David H. Laidley Management For For 1.8 Elect Director Frank T. MacInnis Management For For 1.9 Elect Director Jerry E. Ryan Management For For 1.10 Elect Director Michael T. Yonker Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- INTERNET BRANDS, INC. Ticker Symbol: INET CUSIP/Security ID: 460608102 Meeting Date: 6/11/2010 Ballot Shares: 1378
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Robert N. Brisco Management For For 1.2 Elect Director Howard Lee Morgan Management For For 1.3 Elect Director W. Allen Beasley Management For For 1.4 Elect Director Kenneth B. Gilman Management For For 1.5 Elect Director Marcia Goodstein Management For For 1.6 Elect Director William Gross Management For For 1.7 Elect Director Martin R. Melone Management For For 1.8 Elect Director James R. Ukropina Management For For
- -------------------------------------------------------------------------------- TGC INDUSTRIES, INC. Ticker Symbol: TGE CUSIP/Security ID: 872417308 Meeting Date: 6/11/2010 Ballot Shares: 1426
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Wayne A. Whitener Management For For 1.2 Elect Director William J. Barrett Management For For 1.3 Elect Director Herbert M. Gardner Management For Withhold 1.4 Elect Director Allen T. McInnes Management For For 1.5 Elect Director Edward L. Flynn Management For For 1.6 Elect Director Stephanie P. Hurtt Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. Ticker Symbol: OXM CUSIP/Security ID: 691497309 Meeting Date: 6/14/2010 Ballot Shares: 4336
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director George C. Guynn Management For For 2 Elect Director Helen B. Weeks Management For For 3 Elect Director E. Jenner Wood III Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker Symbol: AMSF CUSIP/Security ID: 03071H100 Meeting Date: 6/15/2010 Ballot Shares: 1400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Philip A. Garcia Management For For 1.2 Elect Director Jared A. Morris Management For For 1.3 Elect Director Daniel Phillips Management For Withhold 1.4 Elect Director Sean M. Traynor Management For For 2 Amend Articles Of Incorporation To Reflect Management For For Changes In Texas Law 3 Eliminate Class of Preferred stock and Management For For Non-Voting Common Stock 4 Amend Non-Employee Director Restricted Management For For Stock Plan 5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CARDTRONICS, INC. Ticker Symbol: CATM CUSIP/Security ID: 14161H108 Meeting Date: 6/15/2010 Ballot Shares: 6514
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Fred Lummis Management For For 1.2 Elect Director Steven A. Rathgaber Management For For 1.3 Elect Director Michael A.R. Wilson Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- INTERVAL LEISURE GROUP, INC. Ticker Symbol: IILG CUSIP/Security ID: 46113M108 Meeting Date: 6/15/2010 Ballot Shares: 900
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Craig M. Nash Management For For 1.2 Elect Director Gregory R. Blatt Management For For 1.3 Elect Director David Flowers Management For For 1.4 Elect Director Gary S. Howard Management For For 1.5 Elect Director Lewis J. Korman Management For For 1.6 Elect Director Thomas J. Kuhn Management For For 1.7 Elect Director Thomas J. McInerney Management For For 1.8 Elect Director Thomas P. Murphy, Jr. Management For For 1.9 Elect Director Avy H. Stein Management For Withhold 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PCTEL, INC. Ticker Symbol: PCTI CUSIP/Security ID: 69325Q105 Meeting Date: 6/15/2010 Ballot Shares: 3679
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Richard C. Alberding Management For For 1.2 Elect Director Carl A. Thomsen Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PHH CORPORATION Ticker Symbol: PHH CUSIP/Security ID: 693320202 Meeting Date: 6/15/2010 Ballot Shares: 6514
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Deborah M. Reif Management For For 1.2 Elect Director Carroll R. Wetzel, Jr . Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CAPLEASE, INC. Ticker Symbol: LSE CUSIP/Security ID: 140288101 Meeting Date: 6/16/2010 Ballot Shares: 17818
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Paul H. McDowell Management For For 1.2 Elect Director William R. Pollert Management For For 1.3 Elect Director Michael E. Gagliardi Management For For 1.4 Elect Director Stanley Kreitman Management For For 1.5 Elect Director Jeffrey F. Rogatz Management For For 1.6 Elect Director Howard A. Silver Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Ticker Symbol: ECPG CUSIP/Security ID: 292554102 Meeting Date: 6/16/2010 Ballot Shares: 1000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director J. Brandon Black Management For For 1.2 Elect Director Timothy J. Hanford Management For For 1.3 Elect Director George Lund Management For For 1.4 Elect Director Richard A. Mandell Management For For 1.5 Elect Director Willem Mesdag Management For For 1.6 Elect Director John J. Oros Management For For 1.7 Elect Director J. Christopher Teets Management For For 1.8 Elect Director H Ronald Weissman Management For For 1.9 Elect Director Warren Wilcox Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PREMIERE GLOBAL SERVICES, INC. Ticker Symbol: PGI CUSIP/Security ID: 740585104 Meeting Date: 6/16/2010 Ballot Shares: 2643
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Boland T. Jones Management For For 1.2 Elect Director Jeffrey T. Arnold Management For For 1.3 Elect Director Wilkie S. Colyer Management For Withhold 1.4 Elect Director John R. Harris Management For For 1.5 Elect Director W. Steven Jones Management For For 1.6 Elect Director Raymond H. Pirtle, Jr. Management For For 1.7 Elect Director J. Walker Smith, Jr. Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Amend Non-Employee Director Omnibus Stock Management For For Plan
- -------------------------------------------------------------------------------- THE MEN'S WEARHOUSE, INC. Ticker Symbol: MW CUSIP/Security ID: 587118100 Meeting Date: 6/16/2010 Ballot Shares: 3526
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director George Zimmer Management For For 1.2 Elect Director David H. Edwab Management For For 1.3 Elect Director Rinaldo S. Brutoco Management For For 1.4 Elect Director Michael L. Ray Management For For 1.5 Elect Director Sheldon I. Stein Management For For 1.6 Elect Director Deepak Chopra Management For For 1.7 Elect Director William B. Sechrest Management For For 1.8 Elect Director Larry R. Katzen Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- CHURCHILL DOWNS INCORPORATED Ticker Symbol: CHDN CUSIP/Security ID: 171484108 Meeting Date: 6/17/2010 Ballot Shares: 381
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Richard L. Duchossois Management For Withhold 1.2 Elect Director James F. McDonald Management For For 1.3 Elect Director Susan E. Packard Management For For 1.4 Elect Director R. Alex Rankin Management For For 2 Ratify Auditors Management For For 3 Approve Executive Incentive Bonus Plan Management For For
- -------------------------------------------------------------------------------- INLAND REAL ESTATE CORPORATION Ticker Symbol: IRC CUSIP/Security ID: 457461200 Meeting Date: 6/17/2010 Ballot Shares: 8400
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Thomas P. D'Arcy Management For For 2 Elect Director Daniel L. Goodwin Management For For 3 Elect Director Joel G. Herter Management For For 4 Elect Director Heidi N. Lawton Management For For 5 Elect Director Thomas H. McAuley Management For For 6 Elect Director Thomas R. McWilliams Management For For 7 Elect Director Joel D. Simmons Management For For 8 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- INTERNAP NETWORK SERVICES CORPORATION Ticker Symbol: INAP CUSIP/Security ID: 45885A300 Meeting Date: 6/17/2010 Ballot Shares: 3300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Kevin L. Ober Management For For 1.2 Elect Director Gary M. Pfeiffer Management For For 1.3 Elect Director Michael A. Ruffolo Management For For 1.4 Elect Director Debora J. Wilson Management For For 2 Increase Authorized Common Stock Management For For 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- PERRY ELLIS INTERNATIONAL, INC. Ticker Symbol: PERY CUSIP/Security ID: 288853104 Meeting Date: 6/17/2010 Ballot Shares: 5000
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director George Feldenkreis Management For For 1.2 Elect Director Gary Dix Management For For 1.3 Elect Director Eduardo M. Sardina Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- THE PEP BOYS - MANNY, MOE AND JACK Ticker Symbol: PBY CUSIP/Security ID: 713278109 Meeting Date: 6/17/2010 Ballot Shares: 2700
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Jane Scaccetti Management For For 2 Elect Director John T. Sweetwood Management For For 3 Elect Director M. Shan Atkins Management For For 4 Elect Director Robert H. Hotz Management For For 5 Elect Director James A. Mitarotonda Management For For 6 Elect Director Nick White Management For For 7 Elect Director James A. Williams Management For For 8 Elect Director Irvin D. Reid Management For For 9 Elect Director Michael R. Odell Management For For 10 Elect Director Max L. Lukens Management For For 11 Ratify Auditors Management For For 12 Amend Omnibus Stock Plan Management For For 13 Adopt Simple Majority Vote Share Holder Against For
- -------------------------------------------------------------------------------- HECLA MINING COMPANY Ticker Symbol: HL CUSIP/Security ID: 422704106 Meeting Date: 6/18/2010 Ballot Shares: 10092
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Ted Crumley Management For For 1.2 Elect Director Terry V. Rogers Management For For 1.3 Elect Director Charles B. Stanley Management For For 2 Increase Authorized Common Stock Management For For 3 Approve Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- MEDIACOM COMMUNICATIONS CORPORATION Ticker Symbol: MCCC CUSIP/Security ID: 58446K105 Meeting Date: 6/18/2010 Ballot Shares: 10574
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Rocco B. Commisso Management For For 1.2 Elect Director Mark E. Stephan Management For For 1.3 Elect Director Thomas V. Reifenheiser Management For For 1.4 Elect Director Natale S. Ricciardi Management For For 1.5 Elect Director Scott W. Seaton Management For Withhold 1.6 Elect Director Robert L. Winikoff Management For For 2 Approve Qualified Employee Stock Purchase Management For For Plan 3 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Ticker Symbol: APOG CUSIP/Security ID: 037598109 Meeting Date: 6/23/2010 Ballot Shares: 5034
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Jerome L. Davis Management For For 1.2 Elect Director Richard V. Reynolds Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- RETAIL VENTURES, INC. Ticker Symbol: RVI CUSIP/Security ID: 76128Y102 Meeting Date: 6/23/2010 Ballot Shares: 3354
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Elect Director Henry L. Aaron Management For For 2 Elect Director Ari Deshe Management For For 3 Elect Director Jon P. Diamond Management For For 4 Elect Director Elizabeth M. Eveillard Management For For 5 Elect Director Lawrence J. Ring Management For For 6 Elect Director Jay L. Schottenstein Management For For 7 Elect Director Harvey L. Sonnenberg Management For For 8 Elect Director James L. Weisman Management For For
- -------------------------------------------------------------------------------- CHARMING SHOPPES, INC. Ticker Symbol: CHRS CUSIP/Security ID: 161133103 Meeting Date: 6/24/2010 Ballot Shares: 557
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Arnaud Ajdler Management For For 1.2 Elect Director Michael C. Appel Management For For 1.3 Elect Director Richard W. Bennet, III Management For For 1.4 Elect Director James P. Fogarty Management For For 1.5 Elect Director Michael Goldstein Management For For 1.6 Elect Director Katherine M. Hudson Management For For 1.7 Elect Director Bruce J. Klatsky Management For For 1.8 Elect Director Alan Rosskamm Management For For 2 Approve Omnibus Stock Plan Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- FOX CHASE BANCORP, INC. Ticker Symbol: FXCB CUSIP/Security ID: 35137P106 Meeting Date: 6/24/2010 Ballot Shares: 4454
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Plan of Conversion and Management For For Reorganization 2 Adopt Supermajority Vote Requirement for Management For Against Amendments 3 Limit Voting Rights of Shares Beneficially Management For Against Owned in Excess of 10% of Company's Stock 4.1 Elect Director Richard M. Eisenstaedt Management For For 4.2 Elect Director Anthony A. Nichols, Sr. Management For For 5 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- RESOURCE CAPITAL CORP. Ticker Symbol: RSO CUSIP/Security ID: 76120W302 Meeting Date: 6/24/2010 Ballot Shares: 11300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Walter T. Beach Management For For 1.2 Elect Director Edward E. Cohen Management For For 1.3 Elect Director Jonathan Z. Cohen Management For For 1.4 Elect Director William B. Hart Management For For 1.5 Elect Director Gary Ickowicz Management For For 1.6 Elect Director Steven J. Kessler Management For For 1.7 Elect Director Murray S. Levin Management For For 1.8 Elect Director P. Sherrill Neff Management For For 2 Other Business Management For Against
- -------------------------------------------------------------------------------- NEW YORK & COMPANY, INC. Ticker Symbol: NWY CUSIP/Security ID: 649295102 Meeting Date: 6/28/2010 Ballot Shares: 808
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Bodil M. Arlander Management For Withhold 1.2 Elect Director Philip M. Carpenter, III Management For For 1.3 Elect Director Richard P. Crystal Management For For 1.4 Elect Director David H. Edwab Management For For 1.5 Elect Director John D. Howard Management For For 1.6 Elect Director Louis Lipschitz Management For For 1.7 Elect Director Edward W. Moneypenny Management For For 1.8 Elect Director Grace Nichols Management For For 1.9 Elect Director Richard L. Perkal Management For For 1.1 Elect Director Arthur E. Reiner Management For For 1.11 Elect Director Pamela Grunder Sheiffer Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- BANKFINANCIAL CORPORATION Ticker Symbol: BFIN CUSIP/Security ID: 06643P104 Meeting Date: 6/29/2010 Ballot Shares: 3308
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director John M. Hausmann Management For For 1.2 Elect Director Glen R. Wherfel Management For For 2 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- GLIMCHER REALTY TRUST Ticker Symbol: GRT CUSIP/Security ID: 379302102 Meeting Date: 6/29/2010 Ballot Shares: 16100
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Increase Authorized Preferred and Common Management For For Stock
- -------------------------------------------------------------------------------- NARA BANCORP, INC. Ticker Symbol: NARA CUSIP/Security ID: 63080P105 Meeting Date: 6/29/2010 Ballot Shares: 9600
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Steven D. Broidy Management For For 1.2 Elect Director Louis M. Cosso Management For For 1.3 Elect Director Alvin D. Kang Management For For 1.4 Elect Director Chong-Moon Lee Management For For 1.5 Elect Director Jesun Paik Management For For 1.6 Elect Director Hyon Man Park Management For For 1.7 Elect Director Ki Suh Park Management For Withhold 1.8 Elect Director Scott Yoon-suk Whang Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 4 Increase Authorized Common Stock Management For Against
- -------------------------------------------------------------------------------- ENNIS, INC. Ticker Symbol: EBF CUSIP/Security ID: 293389102 Meeting Date: 6/30/2010 Ballot Shares: 2300
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Kenneth G. Pritchett Management For For 1.2 Elect Director Michael J. Schaefer Management For For 1.3 Elect Director James C. Taylor Management For For 2 Ratify Auditors Management For For 3 Other Business Management For Against
- -------------------------------------------------------------------------------- KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY Ticker Symbol: KED CUSIP/Security ID: 48660Q102 Meeting Date: 6/30/2010 Ballot Shares: 616
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1.1 Elect Director Albert L. Richey Management For For 1.2 Elect Director Robert V. Sinnott Management For For 2 Authorize Company to Sell Shares Below Net Management For For Asset Value 3 Approve Authorization of the Board to Management For For Withdraw the Company's Election to be Treated as a Business Development Company 4 Ratify Auditors Management For For
- -------------------------------------------------------------------------------- ORIENTAL FINANCIAL GROUP INC. Ticker Symbol: OFG CUSIP/Security ID: 68618W100 Meeting Date: 6/30/2010 Ballot Shares: 6881
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Conversion of Securities Management For For 2 Adjourn Meeting Management For Against
- -------------------------------------------------------------------------------- WASTE SERVICES, INC. Ticker Symbol: WSII CUSIP/Security ID: 941075202 Meeting Date: 6/30/2010 Ballot Shares: 8488
ITEM MANAGEMENT VOTE NUMBER ITEM DESCRIPTION PROPONENT RECOMMENDATION INSTRUCTION - ---------- -------------------------------------------- -------------------- ------------------- ------------ 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
The Hartford Short Duration Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Small Company Fund (This portion sub-advised by Wellington Management Company, LLC) Investment Company Report 07/01/09 - 06/30/10 AFFYMAX, INC Ticker Security ID: Meeting Date Meeting Status AFFY CUSIP9 00826A109 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kathleen LaPorte Mgmt For For For 1.2 Elect Keith Leonard Mgmt For For For 1.3 Elect Christi van Heek Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Alkermes Inc Ticker Security ID: Meeting Date Meeting Status ALKS CUSIP 01642T 10/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anstice Mgmt For For For 1.2 Elect Floyd Bloom Mgmt For For For 1.3 Elect Robert Breyer Mgmt For For For 1.4 Elect David Broecker Mgmt For For For 1.5 Elect Gerri Henwood Mgmt For For For 1.6 Elect Paul Mitchell Mgmt For For For 1.7 Elect Richard Pops Mgmt For For For 1.8 Elect Alexander Rich Mgmt For For For 1.9 Elect Mark Skaletsky Mgmt For For For 1.10 Elect Michael Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ALLEGIANT TRAVEL COMPANY Ticker Security ID: Meeting Date Meeting Status ALGT CUSIP9 01748X102 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Montie Brewer Mgmt For For For 1.2 Elect Gary Ellmer Mgmt For For For 1.3 Elect Timothy Flynn Mgmt For For For 1.4 Elect Maurice Gallagher, Jr. Mgmt For For For 1.5 Elect Charles Pollard Mgmt For For For 1.6 Elect John Redmond Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Allied World Assurance Hldgs Ltd Ticker Security ID: Meeting Date Meeting Status AWH CUSIP9 G0219G203 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Patrick de Saint-Aignan Mgmt For For For 1.3 Elect Scott Hunter Mgmt For For For 2 Allied World Assurance Company Mgmt For For For (Europe) Limited 3 Allied World Assurance Company Mgmt For For For (Reinsurance) Limited 4 Appointment of Auditor Mgmt For For For
Allscripts Healthcare Solutions Ticker Security ID: Meeting Date Meeting Status MDRX CUSIP 01988P 10/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kelly Barlow Mgmt For Withhold Against 1.2 Elect Dominic Cadbury Mgmt For Withhold Against 1.3 Elect Cory Eaves Mgmt For Withhold Against 1.4 Elect Marcel Gamache Mgmt For For For 1.5 Elect Philip Green Mgmt For For For 1.6 Elect John King Mgmt For Withhold Against 1.7 Elect Michael Kluger Mgmt For For For 1.8 Elect Mike Lawrie Mgmt For Withhold Against 1.9 Elect Glen Tullman Mgmt For Withhold Against 2 Incentive Plan Mgmt For For For 3 Amendment to the 1993 Stock Mgmt For For For Incentive Plan (to Increase Shares Available for Grant) 4 Amendment to the 1993 Stock Mgmt For For For Incentive Plan (Regarding Performance Criteria) 5 Ratification of Auditor Mgmt For For For
Almost Family Inc Ticker Security ID: Meeting Date Meeting Status AFAM CUSIP9 020409108 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Yarmuth Mgmt For For For 1.2 Elect Steven Bing Mgmt For For For 1.3 Elect Donald McClinton Mgmt For For For 1.4 Elect Tyree Wilburn Mgmt For For For 1.5 Elect Jonathan Goldberg Mgmt For For For 1.6 Elect W. Earl Reed, III Mgmt For For For 1.7 Elect Henry Altman, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AMAG PHARMACEUTICALS, INC Ticker Security ID: Meeting Date Meeting Status AMAG CUSIP9 00163U106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bonventre Mgmt For For For 1.2 Elect Michael Narachi Mgmt For For For 1.3 Elect Brian Pereira Mgmt For For For 1.4 Elect Robert Perez Mgmt For For For 1.5 Elect Lesley Russell Mgmt For For For 1.6 Elect Davey Scoon Mgmt For For For 1.7 Elect Ron Zwanziger Mgmt For For For 2 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
American Medical Systems Holdings Inc Ticker Security ID: Meeting Date Meeting Status AMMD CUSIP9 02744M108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Albert Graf Mgmt For For For 1.2 Elect Robert McLellan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ARCSIGHT INC Ticker Security ID: Meeting Date Meeting Status ARST CUSIP 039666 09/24/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sandra Bergeron Mgmt For For For 1.2 Elect Craig Ramsey Mgmt For For For 1.3 Elect Ernest von Simson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Assured Guaranty Limited Ticker Security ID: Meeting Date Meeting Status AGO CUSIP9 G0585R106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Baron Mgmt For For For 1.2 Elect G. Lawrence Buhl Mgmt For For For 1.3 Elect Dominic Frederico Mgmt For For For 1.4 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.5 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.6 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.7 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.8 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.9 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.10 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.11 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.12 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 1.13 Election of Directors (Assured Mgmt For For For Guaranty Re Ltd.) 2 Bermuda Law Change Amendments Mgmt For For For 3 Corporate Governance Amendments Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Appointment of Auditor (Assured Mgmt For For For Guaranty Re Ltd.) 6 Appointment of Auditor (Assured Mgmt For For For Guaranty Ireland Holdings Ltd.)
Atheros Communications Inc Ticker Security ID: Meeting Date Meeting Status ATHR CUSIP9 04743P108 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Harris Mgmt For For For 1.2 Elect Marshall Mohr Mgmt For For For 1.3 Elect Andrew Rappaport Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Auxilium Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status AUXL CUSIP9 05334D107 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the Mgmt For For For 2006 Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For
Bally Technologies Inc Ticker Security ID: Meeting Date Meeting Status BYI ISIN US05874B1070 12/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Robbins Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
BE Aerospace Inc Ticker Security ID: Meeting Date Meeting Status BEAV CUSIP 073302 07/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Richard Hamermesh Mgmt For For For 1.3 Elect Amin Khoury Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For MacBride Principles 5 Transaction of Other Business Mgmt For Against Against
Beacon Roofing Supply Inco Ticker Security ID: Meeting Date Meeting Status BECN CUSIP9 073685109 02/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Briggs & Stratton Corp. Ticker Security ID: Meeting Date Meeting Status BGG CUSIP 109043 10/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert O'Toole Mgmt For For For 1.2 Elect John Shiely Mgmt For For For 1.3 Elect Charles Story Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Ratification of Rights Agreement Mgmt For For For 4 Amendment to the Incentive Mgmt For For For Compensation Plan
Carters Holdings Inc Ticker Security ID: Meeting Date Meeting Status CRI CUSIP9 146229109 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Celestica Inc Ticker Security ID: Meeting Date Meeting Status CLS CUSIP9 15101Q108 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Crandall Mgmt For For For 1.2 Elect William Etherington Mgmt For For For 1.3 Elect Laurette Koellner Mgmt For For For 1.4 Elect Craig Muhlhauser Mgmt For For For 1.5 Elect Eamon Ryan Mgmt For For For 1.6 Elect Gerald Schwartz Mgmt For For For 1.7 Elect Don Tapscott Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Central European Distribution Ticker Security ID: Meeting Date Meeting Status CEDC CUSIP9 153435102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Carey Mgmt For For For 1.2 Elect David Bailey Mgmt For For For 1.3 Elect N. Scott Fine Mgmt For For For 1.4 Elect Marek Forysiak Mgmt For For For 1.5 Elect Robert Koch Mgmt For For For 1.6 Elect William Shanahan Mgmt For For For 1.7 Elect Markus Sieger Mgmt For For For 1.8 Elect Sergey Kupriyanov Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For
Cheesecake Factory Inc Ticker Security ID: Meeting Date Meeting Status CAKE CUSIP9 163072101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Allen J. Bernstein Mgmt For For For 2 Elect Thomas Gregory Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the 2010 Annual Mgmt For For For Performance Incentive Plan 5 Ratification of Auditor Mgmt For For For
Concur Technologies Inc Ticker Security ID: Meeting Date Meeting Status CNQR CUSIP9 206708109 03/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Canfield Mgmt For For For 1.2 Elect Gordon Eubanks Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Continental Airlines Inc Ticker Security ID: Meeting Date Meeting Status CAL CUSIP9 210795308 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kirbyjon Caldwell Mgmt For For For 1.2 Elect Carolyn Corvi Mgmt For For For 1.3 Elect Henry Meyer III Mgmt For For For 1.4 Elect Oscar Munoz Mgmt For For For 1.5 Elect Laurence Simmons Mgmt For For For 1.6 Elect Jefferey Smisek Mgmt For For For 1.7 Elect Karen Williams Mgmt For For For 1.8 Elect Ronald Woodard Mgmt For For For 1.9 Elect Charles Yamarone Mgmt For For For 2 Incentive Plan 2010 Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Elimination of Stock Options 5 Miscellaneous - Resident Status Mgmt N/A For N/A
Corinthian Colleges Inc Ticker Security ID: Meeting Date Meeting Status COCO CUSIP 218868 11/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul St. Pierre Mgmt For For For 1.2 Elect Linda Skladany Mgmt For For For 1.3 Elect Robert Lee Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Corrections Corp. Of America Ticker Security ID: Meeting Date Meeting Status CXW CUSIP9 22025Y407 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Ferguson Mgmt For For For 1.2 Elect Damon Hininger Mgmt For For For 1.3 Elect Donna Alvarado Mgmt For For For 1.4 Elect William Andrews Mgmt For For For 1.5 Elect John Correnti Mgmt For For For 1.6 Elect Dennis DeConcini Mgmt For For For 1.7 Elect John Horne Mgmt For For For 1.8 Elect C. Michael Jacobi Mgmt For For For 1.9 Elect Thurgood Marshall, Jr. Mgmt For For For 1.10 Elect Charles Overby Mgmt For For For 1.11 Elect John Prann, Jr. Mgmt For For For 1.12 Elect Joseph Russell Mgmt For For For 1.13 Elect Henri Wedell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Coventry Healthcare Inc Com Ticker Security ID: Meeting Date Meeting Status CVH CUSIP9 222862104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHoldr Against Against For Multiple Metrics For Executive Performance Measures
Crocs Inc Ticker Security ID: Meeting Date Meeting Status CROX CUSIP9 227046109 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Croghan Mgmt For For For 2 Elect Peter Jacobi Mgmt For For For 3 Elect Richard Sharp Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Cubist Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status CBST CUSIP9 229678107 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Bonney Mgmt For For For 1.2 Elect Mark Corrigan Mgmt For For For 1.3 Elect Sylvie Gregoire Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Performance-Based Management Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
Cypress Semiconductor Corp. Ticker Security ID: Meeting Date Meeting Status CY CUSIP9 232806109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect T.J. Rodgers Mgmt For For For 1.2 Elect W. Steve Albrecht Mgmt For For For 1.3 Elect Eric Benhamou Mgmt For For For 1.4 Elect Lloyd Carney Mgmt For For For 1.5 Elect James Long Mgmt For For For 1.6 Elect J. Daniel McCranie Mgmt For For For 1.7 Elect Evert van de Ven Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Dicks Sporting Goods Inc Ticker Security ID: Meeting Date Meeting Status DKS CUSIP9 253393102 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Emanuel Chirico Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Walter Rossi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Stock Mgmt For For For Incentive Plan
Dreamworks Animation SKG Inco Ticker Security ID: Meeting Date Meeting Status DWA CUSIP9 26153C103 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Employee Stock Purchase Plan Mgmt For For For
Dresser-Rand Group Inc. Ticker Security ID: Meeting Date Meeting Status DRC CUSIP9 261608103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Macaulay Mgmt For For For 1.2 Elect Vincent Volpe Jr. Mgmt For For For 1.3 Elect Rita Foley Mgmt For For For 1.4 Elect Louis Raspino Mgmt For For For 1.5 Elect Philip Roth Mgmt For For For 1.6 Elect Stephen Snider Mgmt For For For 1.7 Elect Michael Underwood Mgmt For For For 1.8 Elect Joseph Winkler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Eagle Materials Inc Ticker Security ID: Meeting Date Meeting Status EXP CUSIP 26969P 08/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect F. William Barnett Mgmt For For For 1.2 Elect David Quinn Mgmt For For For 2 Re-approval of Material Terms of Mgmt For For For Performance Goals under the Incentive Plan 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Equinix Inc Ticker Security ID: Meeting Date Meeting Status EQIX CUSIP9 29444U502 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Clontz Mgmt For For For 1.2 Elect Gary Hromadko Mgmt For For For 1.3 Elect Scott Kriens Mgmt For For For 1.4 Elect William Luby Mgmt For For For 1.5 Elect Irving F. Lyons III Mgmt For For For 1.6 Elect Christopher Paisley Mgmt For For For 1.7 Elect Stephen Smith Mgmt For For For 1.8 Elect Peter Van Camp Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Fleury S.A. Ticker Security ID: Meeting Date Meeting Status CINS P418BW104 03/01/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement Mgmt For For For 4 Ratification of Appointment of Mgmt For For For Appraiser 5 Valuation Report Mgmt For For For 6 Merger by Absorption Mgmt For For For 7 Authority to Carry Out Formalities Mgmt For For For
Fleury S.A. Ticker Security ID: Meeting Date Meeting Status CINS P418BW104 04/30/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Capital Expenditure Budget Mgmt For For For 6 Capital Expenditure Budget Mgmt For For For
FOCUS MEDIA HOLDING LTD Ticker Security ID: Meeting Date Meeting Status FMCN CUSIP 34415V 12/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daqing Qi Mgmt For For For 2 Elect Charles Chao Mgmt For For For 3 Elect Alex Deyi Yang Mgmt For For For 4 2010 Employee Share Option Plan Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For
Gentex Corp. Ticker Security ID: Meeting Date Meeting Status GNTX CUSIP9 371901109 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Mulder Mgmt For For For 1.2 Elect Frederick Sotok Mgmt For For For 1.3 Elect Wallace Tsuha Mgmt For For For 2 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 3 Ratification of Auditor Mgmt For For For
Grand Canyon Education Inc Ticker Security ID: Meeting Date Meeting Status LOPE CUSIP9 38526M106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brent Richardson Mgmt For For For 1.2 Elect Brian Mueller Mgmt For For For 1.3 Elect Christopher Richardson Mgmt For For For 1.4 Elect Chad Heath Mgmt For For For 1.5 Elect D. Mark Dorman Mgmt For For For 1.6 Elect David Johnson Mgmt For For For 1.7 Elect Jack Henry Mgmt For For For 1.8 Elect Gerald Colangelo Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Green Mountain Coffee Roasters Inc Ticker Security ID: Meeting Date Meeting Status GMCR CUSIP9 393122106 03/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Carlini Mgmt For For For 1.2 Elect Douglas Daft Mgmt For For For 1.3 Elect Hinda Miller Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Amendment to the 2006 Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
GSI Commerce Inc Ticker Security ID: Meeting Date Meeting Status GSIC CUSIP9 36238G102 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Rubin Mgmt For For For 1.2 Elect M. Jeffrey Branman Mgmt For For For 1.3 Elect Michael Donahue Mgmt For For For 1.4 Elect Ronald Fisher Mgmt For For For 1.5 Elect John Hunter Mgmt For For For 1.6 Elect Mark Menell Mgmt For For For 1.7 Elect Jeffrey Rayport Mgmt For For For 1.8 Elect Lawrence Smith Mgmt For For For 1.9 Elect Andrea Weiss Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Hanesbrands Inc Ticker Security ID: Meeting Date Meeting Status HBI CUSIP9 410345102 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Chaden Mgmt For For For 1.2 Elect Bobby Griffin Mgmt For For For 1.3 Elect James Johnson Mgmt For For For 1.4 Elect Jessica Mathews Mgmt For For For 1.5 Elect J. Patrick Mulcahy Mgmt For For For 1.6 Elect Ronald Nelson Mgmt For For For 1.7 Elect Richard Noll Mgmt For For For 1.8 Elect Andrew Schindler Mgmt For For For 1.9 Elect Ann Ziegler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Health Net Inc Ticker Security ID: Meeting Date Meeting Status HNT CUSIP9 42222G108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Thomas Farley Mgmt For For For 5 Elect Gale Fitzgerald Mgmt For For For 6 Elect Patrick Foley Mgmt For For For 7 Elect Jay Gellert Mgmt For For For 8 Elect Roger Greaves Mgmt For For For 9 Elect Bruce Willison Mgmt For For For 10 Elect Frederick Yeager Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Healthsouth Corp. Ticker Security ID: Meeting Date Meeting Status HLSH CUSIP9 421924309 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Blechschmidt Mgmt For For For 1.2 Elect John Chidsey Mgmt For For For 1.3 Elect Donald Correll Mgmt For For For 1.4 Elect Yvonne Curl Mgmt For For For 1.5 Elect Charles Elson Mgmt For For For 1.6 Elect Jay Grinney Mgmt For For For 1.7 Elect Jon Hanson Mgmt For For For 1.8 Elect Leo Higdon, Jr. Mgmt For For For 1.9 Elect John Maupin, Jr. Mgmt For For For 1.10 Elect L. Edward Shaw, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Herbalife Limited Ticker Security ID: Meeting Date Meeting Status HLF CUSIP9 G4412G101 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Richard Bermingham Mgmt For For For 1.3 Elect Jeffrey Dunn Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Hertz Global Holdings Inc Ticker Security ID: Meeting Date Meeting Status HTZ CUSIP9 42805T105 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Beracha Mgmt For For For 1.2 Elect Brian Bernasek Mgmt For Withhold Against 1.3 Elect Robert End Mgmt For Withhold Against 1.4 Elect George Tamke Mgmt For Withhold Against 2 Amendment to 2008 Omnibus Incentive Mgmt For For For Plan 3 Senior Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
HUB Group Inc Ticker Security ID: Meeting Date Meeting Status HUBG CUSIP9 443320106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Yeager Mgmt For For For 1.2 Elect Mark Yeager Mgmt For For For 1.3 Elect Gary Eppen Mgmt For For For 1.4 Elect Charles Reaves Mgmt For For For 1.5 Elect Martin Slark Mgmt For For For
Hunt JB Transportation Services Inc Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP9 445658107 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Duncan Mgmt For For For 2 Elect Sharilyn Gasaway Mgmt For For For 3 Elect Coleman Peterson Mgmt For For For 4 Elect James Robo Mgmt For For For 5 Elect Wayne Garrison Mgmt For For For 6 Elect Gary George Mgmt For For For 7 Elect Bryan Hunt Mgmt For For For 8 Ratification of Auditor Mgmt For For For
ICON PLC Ticker Security ID: Meeting Date Meeting Status ICLR CUSIP 45103T 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Ronan Lambe Mgmt For For For 3 Elect Peter Gray Mgmt For For For 4 Elect Anthony Murphy Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For
Iconix Brand Group Inc Ticker Security ID: Meeting Date Meeting Status ICON CUSIP 451055 08/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Cole Mgmt For For For 1.2 Elect Barry Emanuel Mgmt For For For 1.3 Elect Steven Mendelow Mgmt For For For 1.4 Elect Drew Cohen Mgmt For For For 1.5 Elect F. Peter Cuneo Mgmt For For For 1.6 Elect Mark Friedman Mgmt For For For 1.7 Elect James Marcum Mgmt For For For 2 2009 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Incyte Corp. Ticker Security ID: Meeting Date Meeting Status INCY CUSIP9 45337C102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard De Schutter Mgmt For For For 1.2 Elect Barry Ariko Mgmt For For For 1.3 Elect Julian Baker Mgmt For For For 1.4 Elect Paul Brooke Mgmt For For For 1.5 Elect Paul Friedman Mgmt For For For 1.6 Elect John Niblack Mgmt For Withhold Against 1.7 Elect Roy Whitfield Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Amendment to the 1997 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Informatica Corp. Ticker Security ID: Meeting Date Meeting Status INFA CUSIP9 45666Q102 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Garrett Mgmt For For For 1.2 Elect Gerald Held Mgmt For For For 1.3 Elect Charles J. Robel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For For For 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
iShares MSCI Taiwan Index Fund Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286 01/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve a new investment advisory Mgmt For For For agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
Jabil Circuit Inc Ticker Security ID: Meeting Date Meeting Status JBL CUSIP9 466313103 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
Jarden Corp. Ticker Security ID: Meeting Date Meeting Status JAH CUSIP9 471109108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
K12 INC Ticker Security ID: Meeting Date Meeting Status LRN CUSIP 48273U 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Guillermo Bron Mgmt For For For 1.2 Elect Nathaniel Davis Mgmt For For For 1.3 Elect Steven Fink Mgmt For For For 1.4 Elect Mary Futrell Mgmt For Withhold Against 1.5 Elect Ronald Packard Mgmt For For For 1.6 Elect Jane Swift Mgmt For For For 1.7 Elect Andrew Tisch Mgmt For For For 1.8 Elect Thomas Wilford Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Karoon Gas Australia Ticker Security ID: Meeting Date Meeting Status CINS Q5210P101 11/12/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Stephen Power Mgmt For For For 5 Ratify Placement of Securities Mgmt For For For 6 Execute Deed of Access, Insurance & Mgmt For For For Indemnity 7 Amend Employee Share Option Plan Mgmt For For For 8 Equity Grant (NED Geoff Atkins) Mgmt For For For 9 Equity Grant (NED Stephen Power) Mgmt For For For 10 Equity Grant (Executive Scott Mgmt For For For Hosking) 11 Equity Grant (Executive Timothy Mgmt For For For Hosking) 12 Non-Voting Agenda Item N/A N/A N/A N/A
Kennametal Inc Ticker Security ID: Meeting Date Meeting Status KMT CUSIP 489170 10/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald DeFeo Mgmt For For For 1.2 Elect William Newlin Mgmt For For For 1.3 Elect Lawrence Stranghoener Mgmt For For For 2 Ratification of Auditor Mgmt For For For
King Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status KG CUSIP9 495582108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Knoll, Inc. Ticker Security ID: Meeting Date Meeting Status KNL CUSIP9 498904200 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Harris Mgmt For For For 1.2 Elect John Maypole Mgmt For For For 1.3 Elect Kathleen Bradley Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Lennox International Inc Ticker Security ID: Meeting Date Meeting Status LII CUSIP9 526107107 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Todd Bluedorn Mgmt For For For 1.2 Elect Janet Cooper Mgmt For For For 1.3 Elect Charles Henry Mgmt For For For 1.4 Elect Terry Stinson Mgmt For For For 1.5 Elect Richard Thompson Mgmt For For For 2 Amended and Restated 2010 Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Lifetime Fitness Inc Ticker Security ID: Meeting Date Meeting Status LTM CUSIP9 53217R207 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bahram Akradi Mgmt For For For 1.2 Elect Giles Bateman Mgmt For For For 1.3 Elect Jack Eugster Mgmt For For For 1.4 Elect Guy Jackson Mgmt For For For 1.5 Elect John Lloyd Mgmt For For For 1.6 Elect Martha Morfitt Mgmt For For For 1.7 Elect John Richards Mgmt For For For 1.8 Elect Joseph Vassalluzzo Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Lincare Holdings Inc Ticker Security ID: Meeting Date Meeting Status LNCR CUSIP9 532791100 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For For For 1.4 Elect Frank Byrne Mgmt For For For 1.5 Elect William Miller III Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Localiza Rent A Car Sa Com Npv Ticker Security ID: Meeting Date Meeting Status cins P6330Z111 04/29/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Co-Option of Board Mgmt For For For Member
Localiza Rent A Car Sa Com Npv Ticker Security ID: Meeting Date Meeting Status cins P6330Z111 04/29/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Articles 9 through 20 Mgmt For For For 3 Amend Article 10 Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Localiza Rent A Car Sa Com Npv Ticker Security ID: Meeting Date Meeting Status cins P6330Z111 12/28/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger by Absorption Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Ratification of the Appointment of Mgmt For For For Appraiser 6 Valuation Report Mgmt For For For
LOGITECH INTERNATIONAL SA Ticker Security ID: Meeting Date Meeting Status LOGI CUSIP H50430 09/01/2009 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendment to 2006 Stock Incentive Mgmt For Against Against Plan 5 Ratification of Board and Management Mgmt For For For Acts 6 Elect Erh-Hsun Chang Mgmt For For For 7 Elect Kee-Lock Chua Mgmt For For For 8 Appointment of Auditor Mgmt For For For
Massey Energy Company Ticker Security ID: Meeting Date Meeting Status MEE CUSIP9 576206106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For For For 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board
NAVITAS LTD Ticker Security ID: Meeting Date Meeting Status CINS Q6630H109 11/20/2009 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Harvey Collins Mgmt For For For 4 Re-elect Ted Evans Mgmt For For For
NETEZZA CORPORATION Ticker Security ID: Meeting Date Meeting Status NZ CUSIP9 64111N101 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Ferri Mgmt For For For 1.2 Elect Edward Zander Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Nice Systems Limited Ticker Security ID: Meeting Date Meeting Status NICE CUSIP 653656 07/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Onyx Pharmaceuticals Corp. Ticker Security ID: Meeting Date Meeting Status ONXX CUSIP9 683399109 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Corinne Nevinny Mgmt For For For 1.2 Elect Thomas Wiggans Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Overseas Shipholding Inc Ticker Security ID: Meeting Date Meeting Status OSG CUSIP9 690368105 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan
Owens & Minor Inc Ticker Security ID: Meeting Date Meeting Status OMI CUSIP9 690732102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect John Crotty Mgmt For For For 1.4 Elect Richard Fogg Mgmt For For For 1.5 Elect G. Gilmer Minor III Mgmt For For For 1.6 Elect Eddie Moore, Jr. Mgmt For For For 1.7 Elect Peter Redding Mgmt For For For 1.8 Elect James Rogers Mgmt For For For 1.9 Elect Robert Sledd Mgmt For For For 1.10 Elect Craig Smith Mgmt For For For 1.11 Elect James Ukrop Mgmt For For For 1.12 Elect Anne Whittemore Mgmt For For For 2 Re-Approval of Performance Goals Mgmt For For For Under the 2005 Stock Incentive Plan 3 Amendment to Increase Individual Mgmt For For For Incentive Award Limit Under the 2005 Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For
Pall Corp. Ticker Security ID: Meeting Date Meeting Status PLL CUSIP 696429 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Carroll, Jr. Mgmt For For For 1.2 Elect Robert Coutts Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect Ulrich Haynes, Jr. Mgmt For For For 1.5 Elect Ronald Hoffman Mgmt For For For 1.6 Elect Eric Krasnoff Mgmt For For For 1.7 Elect Dennis Longstreet Mgmt For For For 1.8 Elect Edwin Martin, Jr. Mgmt For For For 1.9 Elect Katharine Plourde Mgmt For For For 1.10 Elect Edward Snyder Mgmt For For For 1.11 Elect Edward Travaglianti Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2004 Executive Incentive Bonus Plan Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Management Stock Mgmt For For For Purchase Plan 6 Amendment to the 2005 Stock Mgmt For For For Compensation Plan
Palm, Inc. Ticker Security ID: Meeting Date Meeting Status PALM cusip 696643 09/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Jonathan Rubinstein Mgmt For For For 1.3 Elect Paul Mountford Mgmt For For For 2 2009 Stock Plan Mgmt For Against Against 3 2009 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Parexel International Corp. Ticker Security ID: Meeting Date Meeting Status PRXL ISIN US6994621075 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eduard Holdener Mgmt For For For 1.2 Elect Richard Love Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Penn National Gaming Ticker Security ID: Meeting Date Meeting Status PENN CUSIP9 707569109 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wesley Edens Mgmt For For For 1.2 Elect Robert Levy Mgmt For For For 1.3 Elect Barbara Shattuck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Plexus Corp. Ticker Security ID: Meeting Date Meeting Status PLXS CUSIP9 729132100 02/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect John Nussbaum Mgmt For For For 1.7 Elect Michael Schrock Mgmt For For For 1.8 Elect Charles Strother Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Polycom Inc Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP9 73172K104 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For For For 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Power Integrations Inc Ticker Security ID: Meeting Date Meeting Status POWI CUSIP9 739276103 06/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Balu Balakrishnan Mgmt For For For 1.2 Elect Alan D. Bickell Mgmt For For For 1.3 Elect Nicholas E. Brathwaite Mgmt For For For 1.4 Elect James Fiebiger Mgmt For For For 1.5 Elect William George Mgmt For For For 1.6 Elect Balakrishnan S. Iyer Mgmt For For For 1.7 Elect E. Floyd Kvamme Mgmt For For For 1.8 Elect Steven J. Sharp Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RACKSPACE HOSTING, INC. Ticker Security ID: Meeting Date Meeting Status RAX CUSIP9 750086100 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Lanham Napier Mgmt For For For 1.2 Elect George Still, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Red Hat Inc Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577 08/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Micheline Chau Mgmt For For For 1.2 Elect Marye Anne Fox Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Regal Beloit Corp. Ticker Security ID: Meeting Date Meeting Status RBC CUSIP9 758750103 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Christopher Doerr Mgmt For For For 2 Elect Mark Gliebe Mgmt For For For 3 Elect Curtis Stoelting Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Regeneron Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status REGN CUSIP9 75886F107 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Schleifer Mgmt For For For 1.2 Elect Eric Shooter Mgmt For For For 1.3 Elect George Yancopoulos Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RF Micro Devices Inc Ticker Security ID: Meeting Date Meeting Status RFMD CUSIP 749941 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Wilkinson, Jr. Mgmt For For For 1.2 Elect Robert Bruggeworth Mgmt For For For 1.3 Elect Daniel DiLeo Mgmt For For For 1.4 Elect Jeffrey Gardner Mgmt For For For 1.5 Elect John Harding Mgmt For For For 1.6 Elect Masood Jabbar Mgmt For For For 1.7 Elect Casimir Skrzypczak Mgmt For For For 1.8 Elect Erik van der Kaay Mgmt For For For 2 Option Exchange Program Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Riverbed Technology Inc Ticker Security ID: Meeting Date Meeting Status RVBD CUSIP9 768573107 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Floyd Mgmt For For For 1.2 Elect Christopher Schaepe Mgmt For For For 1.3 Elect James Swartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan
ROSSI RESIDENCIAL SA Ticker Security ID: Meeting Date Meeting Status CINS P8172J106 04/14/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Capitalization of Reserves Mgmt For For For 3 Increase in Authorized Capital Mgmt For For For 4 Amend Article 19 Mgmt For For For 5 Amend Article 21 Mgmt For For For 6 Amend Article 22 and 23 Mgmt For For For 7 Amend Article 29 Mgmt For For For 8 Amend Article 13 Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
ROSSI RESIDENCIAL SA Ticker Security ID: Meeting Date Meeting Status CINS P8172J106 12/21/2009 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Reconciliation of Share Capital Mgmt For For For 3 Restricted Stock Plan Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
ROVI CORPORATION Ticker Security ID: Meeting Date Meeting Status ROVI CUSIP9 779376102 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Amoroso Mgmt For For For 1.2 Elect Andrew Ludwick Mgmt For For For 1.3 Elect Alan Earhart Mgmt For For For 1.4 Elect James Meyer Mgmt For For For 1.5 Elect James O'Shaughnessy Mgmt For For For 1.6 Elect Ruthann Quindlen Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Rush Enterprises Inc Ticker Security ID: Meeting Date Meeting Status RUSH CUSIP9 781846209 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Marvin Rush Mgmt For For For 1.2 Elect W. M. Rush Mgmt For For For 1.3 Elect Ronald Krause Mgmt For For For 1.4 Elect James Underwood Mgmt For For For 1.5 Elect Harold Marshall Mgmt For For For 1.6 Elect Thomas Akin Mgmt For For For 1.7 Elect Gerald Szczepanksi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan
Salix Pharmaceuticals Limited Ticker Security ID: Meeting Date Meeting Status SLXP CUSIP9 795435106 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For
SBA Communications Corp. Ticker Security ID: Meeting Date Meeting Status SBAC CUSIP9 78388J106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Krouse, Jr. Mgmt For For For 1.2 Elect Kevin Beebe Mgmt For For For 1.3 Elect Jack Langer Mgmt For For For 1.4 Elect Jeffrey Stoops Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 2010 Performance and Equity Mgmt For For For Incentive Plan
Scotts Miracle-Gro Company Ticker Security ID: Meeting Date Meeting Status SMG CUSIP9 810186106 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Baker Mgmt For For For 1.2 Elect Joseph Flannery Mgmt For For For 1.3 Elect Katherine Littlefield Mgmt For For For 1.4 Elect Adam Hanft Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP9 G7945J104 04/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from the Cayman Mgmt For For For Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Authority to Reduce Share Capital Mgmt For For For 4 Creation of Distributable Reserves Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For
Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP G7945J 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Luczo Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect William Bradley Mgmt For For For 4 Elect David Marquardt Mgmt For For For 5 Elect Lydia Marshall Mgmt For For For 6 Elect Albert Pimentel Mgmt For For For 7 Elect C.S. Park Mgmt For For For 8 Elect Gregorio Reyes Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Elect Edward Zander Mgmt For For For 11 Amendment to the Employee Stock Mgmt For For For Purchase Plan 12 Employee Stock Option Exchange Mgmt For Against Against Program 13 Ratification of Auditor Mgmt For For For
Seattle Genetics Inc Ticker Security ID: Meeting Date Meeting Status SGEN CUSIP9 812578102 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marc Lippman Mgmt For For For 1.2 Elect Franklin Berger Mgmt For For For 1.3 Elect Daniel Welch Mgmt For For For 2 Amendment to 2007 Equity Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Silgan Holdings Inc Ticker Security ID: Meeting Date Meeting Status SLGN CUSIP9 827048109 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Stock Mgmt For For For 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Skyworks Solutions Inc Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP9 83088M102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Beebe Mgmt For For For 1.2 Elect Timothy Furey Mgmt For For For 1.3 Elect David McLachlan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stifel Financial Corp. Ticker Security ID: Meeting Date Meeting Status SF CUSIP9 860630102 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dubinsky Mgmt For For For 1.2 Elect Robert Lefton Mgmt For For For 1.3 Elect Scott McCuaig Mgmt For Withhold Against 1.4 Elect James Oates Mgmt For For For 1.5 Elect Ben Plotkin Mgmt For Withhold Against 2 2010 Executive Incentive Performance Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
SXC HEALTH SOLUTIONS CORP. Ticker Security ID: Meeting Date Meeting Status SXCI CUSIP9 78505P100 05/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Terrence Burke Mgmt For For For 1.2 Elect William Davis Mgmt For For For 1.3 Elect Philip Reddon Mgmt For For For 1.4 Elect Mark Thierer Mgmt For For For 1.5 Elect Steven Cosler Mgmt For For For 1.6 Elect Curtis Thorne Mgmt For For For 1.7 Elect Anthony Masso Mgmt For For For 2 Incentive Plan Mgmt For For For 3 Appointment of Auditor Mgmt For For For
Sykes Enterprises Inc Ticker Security ID: Meeting Date Meeting Status SYKE CUSIP9 871237103 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Whiting Mgmt For For For 1.2 Elect Mark Bozek Mgmt For For For 1.3 Elect Iain Macdonald Mgmt For For For 1.4 Elect Michael DeLong Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Team Health Holdings Inc. Ticker Security ID: Meeting Date Meeting Status TMH CUSIP9 87817A107 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Lynn Massingale Mgmt For For For 1.2 Elect Neil Simpkins Mgmt For For For 1.3 Elect Earl Holland Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 2010 Nonqualified Stock Purchase Plan Mgmt For For For
Tempur Pedic International Inc Ticker Security ID: Meeting Date Meeting Status TPX CUSIP9 88023U101 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Sarvary Mgmt For For For 2 Elect Evelyn Dilsaver Mgmt For For For 3 Elect Francis Doyle Mgmt For For For 4 Elect John Heil Mgmt For For For 5 Elect Peter Hoffman Mgmt For For For 6 Elect Paul Judge Mgmt For For For 7 Elect Nancy Koehn Mgmt For For For 8 Elect Christopher Masto Mgmt For For For 9 Elect P. Andrews McLane Mgmt For For For 10 Elect Robert Trussell, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Annual Incentive Bonus Plan for Mgmt For For For Senior Executives
Texas Roadhouse Inc Ticker Security ID: Meeting Date Meeting Status TXRH CUSIP9 882681109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect G.J. Hart Mgmt For For For 1.2 Elect Gregory Moore Mgmt For For For 1.3 Elect James Parker Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Tivo Inc Ticker Security ID: Meeting Date Meeting Status TIVO CUSIP 888706 09/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randy Komisar Mgmt For For For 1.2 Elect Thomas Wolzien Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan
Trex Inc Ticker Security ID: Meeting Date Meeting Status TREX CUSIP9 89531P105 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Andrews Mgmt For For For 1.2 Elect Paul Brunner Mgmt For For For 1.3 Elect Richard Posey Mgmt For For For 2 Amendment to the Annual Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Trimble Navigation Limited Ticker Security ID: Meeting Date Meeting Status TRMB CUSIP9 896239100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Berglund Mgmt For For For 1.2 Elect John Goodrich Mgmt For For For 1.3 Elect William Hart Mgmt For For For 1.4 Elect Merit Janow Mgmt For For For 1.5 Elect Ulf Johansson Mgmt For For For 1.6 Elect Bradford Parkinson Mgmt For For For 1.7 Elect Mark Peek Mgmt For For For 1.8 Elect Nickolas Vande Steeg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Triquint Semiconductor Inc Ticker Security ID: Meeting Date Meeting Status TQNT CUSIP9 89674K103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Gary Mgmt For For For 2 Elect C. Scott Gibson Mgmt For For For 3 Elect David Ho Mgmt For For For 4 Elect Nicolas Kauser Mgmt For For For 5 Elect Ralph Quinsey Mgmt For For For 6 Elect Walden Rhines Mgmt For For For 7 Elect Steven Sharp Mgmt For For For 8 Elect Willis Young Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Tupperware Corp. Ticker Security ID: Meeting Date Meeting Status TUP CUSIP9 899896104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rita Bornstein Mgmt For For For 2 Elect Kriss Cloninger III Mgmt For For For 3 Elect E. V. Goings Mgmt For For For 4 Elect Joe Lee Mgmt For For For 5 Elect Bob Marbut Mgmt For For For 6 Elect Antonio Monteiro de Castro Mgmt For For For 7 Elect David Parker Mgmt For For For 8 Elect Joyce Roche Mgmt For For For 9 Elect J. Patrick Spainhour Mgmt For For For 10 Elect M. Anne Szostak Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 2010 Incentive Plan Mgmt For For For
US Airways Group Inc Ticker Security ID: Meeting Date Meeting Status LCC CUSIP9 90341W108 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Denise O'Leary Mgmt For For For 1.2 Elect George Philip Mgmt For For For 1.3 Elect J. Steven Whisler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Vertex Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP9 92532F100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For For For Option Plan 3 Ratification of Auditor Mgmt For For For
Vistaprint Ltd Ticker Security ID: Meeting Date Meeting Status VPRT cusip G93762 08/06/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to the Mgmt For For For Netherlands
VISTAPRINT NV Ticker Security ID: Meeting Date Meeting Status VPRT CUSIP N93540 11/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Gavin, Jr. Mgmt For For For 2 Elect George Overholser Mgmt For For For 3 Elect Mark Thomas Mgmt For For For 4 Performance Incentive Plan for Mgmt For For For Covered Employees 5 Appointment of Auditor Mgmt For For For
Volcano Corp. Ticker Security ID: Meeting Date Meeting Status VOLC CUSIP 928645 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Scott Huennekens Mgmt For For For 1.2 Elect Lesley Howe Mgmt For For For 1.3 Elect Ronald Matricaria Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Compensation Plan
WARNACO GROUP Ticker Security ID: Meeting Date Meeting Status WAC CUSIP9 934390402 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David A. Bell Mgmt For For For 2 Elect Robert A. Bowman Mgmt For For For 3 Elect Richard Karl Goeltz Mgmt For For For 4 Elect Joseph R. Gromek Mgmt For For For 5 Elect Sheila A. Hopkins Mgmt For For For 6 Elect Charles R. Perrin Mgmt For For For 7 Elect Nancy A. Reardon Mgmt For For For 8 Elect Donald L. Seeley Mgmt For For For 9 Elect Cheryl NIdo Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Websense Inc Ticker Security ID: Meeting Date Meeting Status WBSN CUSIP9 947684106 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Carrington Mgmt For For For 1.2 Elect Bruce Coleman Mgmt For For For 1.3 Elect Gene Hodges Mgmt For For For 1.4 Elect John Schaefer Mgmt For For For 1.5 Elect Gary Sutton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Williams Sonoma Inc Ticker Security ID: Meeting Date Meeting Status WSM CUSIP9 969904101 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 1.9 Elect Richard Robertson Mgmt For For For 1.10 Elect David Zenoff Mgmt For For For 2 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Incentive Mgmt For For For Bonus Plan 4 Ratification of Auditor Mgmt For For For
WMS Industries Inc Ticker Security ID: Meeting Date Meeting Status WMS ISIN US9292971093 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Wright Medical Group Inc Ticker Security ID: Meeting Date Meeting Status WMGI CUSIP9 98235T107 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Blackford Mgmt For For For 1.2 Elect Carmen Diersen Mgmt For For For 1.3 Elect Martin Emerson Mgmt For For For 1.4 Elect Lawrence Hamilton Mgmt For For For 1.5 Elect Gary Henley Mgmt For For For 1.6 Elect John Miclot Mgmt For For For 1.7 Elect Amy Paul Mgmt For For For 1.8 Elect Robert Quillinan Mgmt For For For 1.9 Elect David Stevens Mgmt For For For 2 Amendment to the 2009 Equity Mgmt For For For Incentive Plan 3 2010 Executive Performance Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
Wyndham Worldwide Corp. Ticker Security ID: Meeting Date Meeting Status WYN CUSIP9 98310W108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Mulroney Mgmt For For For 1.2 Elect Michael Wargotz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity and Mgmt For For For Incentive Plan
The Hartford Small Company Fund (This portion sub-advised by Hartford Investment Management Company) Investment Company Report 07/01/09 - 06/30/10 3Com Corporation Ticker Security ID: Meeting Date Meeting Status COMS CUSIP 885535104 01/26/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
3Com Corporation Ticker Security ID: Meeting Date Meeting Status COMS CUSIP 885535104 09/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kathleen Cote Mgmt For For For 1.2 Elect David Ho Mgmt For For For 1.3 Elect Robert Mao Mgmt For For For 1.4 Elect J. Donald Sherman Mgmt For For For 1.5 Elect Dominique Trempont Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For
99 Cent Only Stores Ticker Security ID: Meeting Date Meeting Status NDN CUSIP 65440K106 09/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Eric Flamholtz Mgmt For For For 2 Elect Lawrence Glascott Mgmt For Against Against 3 Elect David Gold Mgmt For For For 4 Elect Jeff Gold Mgmt For For For 5 Elect Marvin Holen Mgmt For Against Against 6 Elect Eric Schiffer Mgmt For For For 7 Elect Peter Woo Mgmt For Against Against 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding Board ShrHldr Against Against For Independence
AAON, Inc. Ticker Security ID: Meeting Date Meeting Status AAON CUSIP 000360206 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Lackey, Jr. Mgmt For For For 1.2 Elect A. H. McElroy II Mgmt For For For
Aaron's, Inc. Ticker Security ID: Meeting Date Meeting Status AAN CUSIP 002535201 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Charles Loudermilk, Sr. Mgmt For For For 1.2 Elect Robert Loudermilk, Jr. Mgmt For For For 1.3 Elect Gilbert Danielson Mgmt For Withhold Against 1.4 Elect William Butler, Jr. Mgmt For For For 1.5 Elect Ronald Allen Mgmt For For For 1.6 Elect Leo Benatar Mgmt For For For 1.7 Elect Earl Dolive Mgmt For For For 1.8 Elect David Kolb Mgmt For Withhold Against 1.9 Elect Ray Robinson Mgmt For For For 1.10 Elect John Schuerholz Mgmt For For For 1.11 Elect John Portman, Jr. Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Executive Bonus Plan Mgmt For For For
Abovenet, Inc. Ticker Security ID: Meeting Date Meeting Status ABVT CUSIP 00374N107 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey A. Brodsky Mgmt For For For 1.2 Elect Michael J. Embler Mgmt For For For 1.3 Elect William LaPerch Mgmt For For For 1.4 Elect Richard Postma Mgmt For For For 1.5 Elect Richard L. Shorten, Jr. Mgmt For For For 1.6 Elect Stuart Subotnick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 2010 Employee Stock Purchase Plan Mgmt For Against Against 5 Amendment to Shareholder Rights Plan Mgmt For Against Against
ACI Worldwide, Inc Ticker Security ID: Meeting Date Meeting Status ACIW CUSIP 004498101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Berkeley, III Mgmt For For For 1.2 Elect John Curtis Mgmt For For For 1.3 Elect Philip Heasley Mgmt For For For 1.4 Elect James McGroddy Mgmt For For For 1.5 Elect Harlan Seymour Mgmt For For For 1.6 Elect John Shay, Jr. Mgmt For For For 1.7 Elect John Stokely Mgmt For For For 1.8 Elect Jan Suwinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Acme Packet Inc. Ticker Security ID: Meeting Date Meeting Status APKT CUSIP 004764106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Thurk Mgmt For For For 1.2 Elect Andrew Ory Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ADTRAN, Inc. Ticker Security ID: Meeting Date Meeting Status ADTN CUSIP 00738A106 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Stanton Mgmt For For For 1.2 Elect H. Fenwick Huss Mgmt For For For 1.3 Elect Ross Ireland Mgmt For For For 1.4 Elect William Marks Mgmt For For For 1.5 Elect James Matthews Mgmt For Withhold Against 1.6 Elect Balan Nair Mgmt For For For 1.7 Elect Roy Nichols Mgmt For For For 2 Amendment to the 2005 Directors Mgmt For For For Stock Option Plan 3 Ratification of Auditor Mgmt For For For
Advance America, Cash Advance Centers, Inc. Ticker Security ID: Meeting Date Meeting Status AEA CUSIP 00739W107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Webster IV Mgmt For For For 1.2 Elect Robert Chapman III Mgmt For For For 1.3 Elect Tony Colletti Mgmt For Withhold Against 1.4 Elect Kenneth Compton Mgmt For For For 1.5 Elect Gardner Courson Mgmt For For For 1.6 Elect Anthony Grant Mgmt For For For 1.7 Elect Thomas Hannah Mgmt For For For 1.8 Elect Donovan Langford III Mgmt For For For 1.9 Elect J. Patrick O'Shaughnessy Mgmt For Withhold Against 1.10 Elect W. Olin Nisbet Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Advent Software, Inc. Ticker Security ID: Meeting Date Meeting Status ADVS CUSIP 007974108 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Scully Mgmt For Withhold Against 1.2 Elect Stephanie DiMarco Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 1.4 Elect James Kirsner Mgmt For For For 1.5 Elect James P. Roemer Mgmt For For For 1.6 Elect Wendell Van Auken Mgmt For For For 1.7 Elect Christine Manfredi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Stock Plan Mgmt For For For 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Elimination of Written Consent Mgmt For Against Against
AEP Industries Inc. Ticker Security ID: Meeting Date Meeting Status AEPI CUSIP 001031103 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Brendan Barba Mgmt For For For 1.2 Elect Richard Davis Mgmt For For For 1.3 Elect Lee Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Akeena Solar, Inc. Ticker Security ID: Meeting Date Meeting Status AKNS CUSIP 009720103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Cinnamon Mgmt For For For 1.2 Elect Ed Roffman Mgmt For Withhold Against 1.3 Elect Jon Witkin Mgmt For For For 1.4 Elect Pradeep Jotwani Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2006 Incentive Mgmt For Against Against Stock Plan 4 Ratification of Auditor Mgmt For For For 5 Right to Adjourn Meeting Mgmt For Against Against 6 Transaction of Other Business Mgmt For Against Against
Alaska Communications Systems Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALSK CUSIP 01167P101 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Liane Pelletier Mgmt For For For 1.2 Elect Brian Rogers Mgmt For For For 1.3 Elect John Egan Mgmt For For For 1.4 Elect Gary Donahee Mgmt For Withhold Against 1.5 Elect Edward Hayes, Jr. Mgmt For For For 1.6 Elect Annette Jacobs Mgmt For For For 1.7 Elect Peter Ley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Alaska Communications Systems Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALSK CUSIP 01167P101 07/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Liane Pelletier Mgmt For For For 1.2 Elect Brian Rogers Mgmt For For For 1.3 Elect John Egan Mgmt For For For 1.4 Elect Gary Donahee Mgmt For For For 1.5 Elect Edward Hayes, Jr. Mgmt For For For 1.6 Elect Annette Jacobs Mgmt For For For 1.7 Elect David Southwell Mgmt For For For 1.8 Elect Peter Ley Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For Against Against Incentive Plan 3 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1999 Non-Employee Mgmt For For For Director Stock Plan 5 Ratification of Auditor Mgmt For For For
Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For Withhold Against 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 2 Amendment to the 2004 Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Align Technology, Inc. Ticker Security ID: Meeting Date Meeting Status ALGN CUSIP 016255101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Collins Mgmt For For For 2 Elect Joseph Lacob Mgmt For Against Against 3 Elect C. Raymond Larkin, Jr. Mgmt For For For 4 Elect George Morrow Mgmt For For For 5 Elect David Nagel Mgmt For For For 6 Elect Thomas Prescott Mgmt For For For 7 Elect Greg Santora Mgmt For For For 8 Elect Warren Thaler Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2005 Incentive Plan Mgmt For For For 11 2010 Employee Stock Purchase Plan Mgmt For For For
Alkermes, Inc. Ticker Security ID: Meeting Date Meeting Status ALKS CUSIP 01642T108 10/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anstice Mgmt For For For 1.2 Elect Floyd Bloom Mgmt For For For 1.3 Elect Robert Breyer Mgmt For For For 1.4 Elect David Broecker Mgmt For For For 1.5 Elect Gerri Henwood Mgmt For For For 1.6 Elect Paul Mitchell Mgmt For For For 1.7 Elect Richard Pops Mgmt For For For 1.8 Elect Alexander Rich Mgmt For For For 1.9 Elect Mark Skaletsky Mgmt For For For 1.10 Elect Michael Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Alon USA Energy, Inc. Ticker Security ID: Meeting Date Meeting Status ALJ CUSIP 020520102 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Itzhak Bader Mgmt For For For 1.2 Elect Boaz Biran Mgmt For For For 1.3 Elect Shlomo Even Mgmt For For For 1.4 Elect Avinadav Grinshpon Mgmt For Withhold Against 1.5 Elect Ron Haddock Mgmt For For For 1.6 Elect Jeff Morris Mgmt For For For 1.7 Elect Yeshayahu Pery Mgmt For For For 1.8 Elect Zalman Segal Mgmt For For For 1.9 Elect Avraham Shochat Mgmt For For For 1.10 Elect David Wiessman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan
Altra Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status AIMC CUSIP 02208R106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Carl Christenson Mgmt For For For 1.3 Elect Lyle Ganske Mgmt For For For 1.4 Elect Michael Hurt Mgmt For For For 1.5 Elect Michael S. Lipscomb Mgmt For For For 1.6 Elect Larry McPherson Mgmt For Withhold Against 1.7 Elect James Woodward, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Amedisys, Inc. Ticker Security ID: Meeting Date Meeting Status AMED CUSIP 023436108 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Borne Mgmt For For For 1.2 Elect Ronald LaBorde Mgmt For For For 1.3 Elect Jake Netterville Mgmt For For For 1.4 Elect David Pitts Mgmt For For For 1.5 Elect Peter Ricchiuti Mgmt For For For 1.6 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
American Italian Pasta Company Ticker Security ID: Meeting Date Meeting Status AIPC CUSIP 027070101 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Allen Mgmt For For For 1.2 Elect Cathleen Curless Mgmt For For For 1.3 Elect Tim Pollak Mgmt For For For 2 Ratification of Auditor Mgmt For For For
American Medical Systems Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status AMMD CUSIP 02744M108 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Albert Graf Mgmt For For For 1.2 Elect Robert McLellan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
American Oriental Bioengineering, Inc. Ticker Security ID: Meeting Date Meeting Status AOB CUSIP 028731107 12/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tony Liu Mgmt For For For 1.2 Elect Jun Min Mgmt For For For 1.3 Elect Yanchun Li Mgmt For Withhold Against 1.4 Elect Binsheng Li Mgmt For For For 1.5 Elect Cosimo Patti Mgmt For For For 1.6 Elect Xianmin Wang Mgmt For Withhold Against 1.7 Elect Eileen Brody Mgmt For For For 1.8 Elect Lawrence Wizel Mgmt For For For 1.9 Elect Baiqing Zhang Mgmt For For For 2 Ratification of Auditor Mgmt For For For
American Reprographics Company Ticker Security ID: Meeting Date Meeting Status ARP CUSIP 029263100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kumarakulasingam Suriyakumar Mgmt For For For 1.2 Elect Thomas Formolo Mgmt For For For 1.3 Elect Dewitt Kerry McCluggage Mgmt For For For 1.4 Elect James McNulty Mgmt For For For 1.5 Elect Mark Mealy Mgmt For For For 1.6 Elect Manuel Perez de la Mesa Mgmt For For For 1.7 Elect Eriberto Scocimara Mgmt For For For 2 Ratification of Auditor Mgmt For For For
American Superconductor Corporation Ticker Security ID: Meeting Date Meeting Status AMSC CUSIP 030111108 08/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory J. Yurek Mgmt For For For 1.2 Elect Vikram Budhraja Mgmt For For For 1.3 Elect Peter Crisp Mgmt For For For 1.4 Elect Richard Drouin Mgmt For For For 1.5 Elect David Oliver Mgmt For For For 1.6 Elect John Vander Sande Mgmt For For For 1.7 Elect John Wood, Jr. Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For Against Against Incentive Plan 3 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Amerigroup Corporation Ticker Security ID: Meeting Date Meeting Status AGP CUSIP 03073T102 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kay James Mgmt For For For 1.2 Elect Hala Moddelmog Mgmt For For For 1.3 Elect Uwe Reinhardt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Amkor Technology, Inc. Ticker Security ID: Meeting Date Meeting Status AMKR CUSIP 031652100 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Kim Mgmt For For For 1.2 Elect Roger Carolin Mgmt For For For 1.3 Elect Winston Churchill Mgmt For Withhold Against 1.4 Elect Kenneth Joyce Mgmt For For For 1.5 Elect John Kim Mgmt For For For 1.6 Elect Stephen Newberry Mgmt For For For 1.7 Elect John Osborne Mgmt For For For 1.8 Elect James Zug Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ampco-Pittsburgh Corporation Ticker Security ID: Meeting Date Meeting Status AP CUSIP 032037103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Carroll Mgmt For For For 1.2 Elect Laurence Paul Mgmt For Withhold Against 1.3 Elect Ernest Siddons Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Apogee Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status APOG CUSIP 037598109 06/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerome Davis Mgmt For For For 1.2 Elect Richard Reynolds Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Applied Signal Technology, Inc. Ticker Security ID: Meeting Date Meeting Status APSG CUSIP 038237103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect John Treichler Mgmt For For For 1.3 Elect Marie Minton Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Ariba, Inc. Ticker Security ID: Meeting Date Meeting Status ARBA CUSIP 04033V203 02/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Monahan Mgmt For For For 1.2 Elect Karl Newkirk Mgmt For For For 1.3 Elect Richard Wallman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Arris Group, Inc. Ticker Security ID: Meeting Date Meeting Status ARRS CUSIP 04269Q100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alex Best Mgmt For For For 1.2 Elect Harry Bosco Mgmt For For For 1.3 Elect James Chiddix Mgmt For For For 1.4 Elect John Craig Mgmt For For For 1.5 Elect Matthew Kearney Mgmt For For For 1.6 Elect William Lambert Mgmt For For For 1.7 Elect John Petty Mgmt For For For 1.8 Elect Robert Stanzione Mgmt For For For 1.9 Elect David Woodle Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Art Technology Group, Inc. Ticker Security ID: Meeting Date Meeting Status ARTG CUSIP 04289L107 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Elsbree Mgmt For For For 1.2 Elect Ilene Lang Mgmt For For For 1.3 Elect Daniel Regis Mgmt For For For 2 Amendment to the 1996 Stock Option Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Rohr Mgmt For For For 2 Elect Theodore Solso Mgmt For For For 3 Elect Michael Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For
AsiaInfo Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ASIA CUSIP 04518A104 04/29/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Company Name Change Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
ATC Technology Corporation Ticker Security ID: Meeting Date Meeting Status ATAC CUSIP 00211W104 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Evans Mgmt For For For 1.2 Elect Curtland Fields Mgmt For For For 1.3 Elect Michael Hartnett Mgmt For For For 1.4 Elect Michael Jordan Mgmt For For For 1.5 Elect Todd Peters Mgmt For For For 1.6 Elect S. Lawrence Prendergast Mgmt For For For 1.7 Elect Edward Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Atheros Communications, Inc. Ticker Security ID: Meeting Date Meeting Status ATHR CUSIP 04743P108 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Harris Mgmt For For For 1.2 Elect Marshall Mohr Mgmt For For For 1.3 Elect Andrew Rappaport Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Atlas Energy, Inc. Ticker Security ID: Meeting Date Meeting Status ATLS CUSIP 049298102 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carlton Arrendell Mgmt For For For 1.2 Elect Jonathan Cohen Mgmt For For For 1.3 Elect Donald Delson Mgmt For For For
Avis Budget Group, Inc. Ticker Security ID: Meeting Date Meeting Status CAR CUSIP 053774105 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ronald Nelson Mgmt For For For 2 Elect Mary Choksi Mgmt For For For 3 Elect Leonard Coleman Mgmt For For For 4 Elect Martin Edelman Mgmt For For For 5 Elect John Hardy, Jr. Mgmt For For For 6 Elect Lynn Krominga Mgmt For For For 7 Elect Eduardo Mestre Mgmt For For For 8 Elect F. Robert Salerno Mgmt For For For 9 Elect Stender Sweeney Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Balchem Corporation Ticker Security ID: Meeting Date Meeting Status BCPC CUSIP 057665200 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dino Rossi Mgmt For For For 1.2 Elect Elaine Wedral Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Bally Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status BYI CUSIP 05874B107 12/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Robbins Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Beacon Roofing Supply, Inc. Ticker Security ID: Meeting Date Meeting Status BECN CUSIP 073685109 02/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For Withhold Against 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Benchmark Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status BHE CUSIP 08160H101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Cary Fu Mgmt For For For 1.2 Elect Michael Dawson Mgmt For For For 1.3 Elect Peter Dorflinger Mgmt For For For 1.4 Elect Douglas Duncan Mgmt For For For 1.5 Elect Laura Lang Mgmt For For For 1.6 Elect Bernee Strom Mgmt For For For 1.7 Elect Clay Williams Mgmt For For For 2 2010 Omnibus Incentive Compensation Mgmt For For For Plan 3 Approval and Amendment to the Mgmt For For For Shareholders Rights Plan 4 Ratification of Auditor Mgmt For For For
Big 5 Sporting Goods Corporation Ticker Security ID: Meeting Date Meeting Status BGFV CUSIP 08915P101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Michael Miller Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
BioMarin Pharmaceutical Inc. Ticker Security ID: Meeting Date Meeting Status BMRN CUSIP 09061G101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jean-Jacques Bienaime Mgmt For For For 1.2 Elect Michael Grey Mgmt For For For 1.3 Elect Elaine Heron Mgmt For For For 1.4 Elect Pierre Lapalme Mgmt For For For 1.5 Elect V. Bryan Lawlis Mgmt For For For 1.6 Elect Alan Lewis Mgmt For For For 1.7 Elect Richard Meier Mgmt For For For 2 Amendment to the 2006 Share Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
BioScrip, Inc. Ticker Security ID: Meeting Date Meeting Status BIOS CUSIP 09069N108 03/25/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Right to Adjourn Meeting Mgmt For For For
BioScrip, Inc. Ticker Security ID: Meeting Date Meeting Status BIOS CUSIP 09069N108 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charlotte Collins Mgmt For Withhold Against 1.2 Elect Louis DiFazio Mgmt For For For 1.3 Elect Samuel Frieder Mgmt For For For 1.4 Elect Richard Friedman Mgmt For For For 1.5 Elect Myron Holubiak Mgmt For For For 1.6 Elect David Hubers Mgmt For For For 1.7 Elect Richard Robbins Mgmt For For For 1.8 Elect Stuart Samuels Mgmt For For For 1.9 Elect Richard Smith Mgmt For For For 1.10 Elect Gordon Woodward Mgmt For Withhold Against 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
Blackbaud, Inc. Ticker Security ID: Meeting Date Meeting Status BLKB CUSIP 09227Q100 06/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marc Chardon Mgmt For For For 1.2 Elect John McConnell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Blackboard Inc. Ticker Security ID: Meeting Date Meeting Status BBBB CUSIP 091935502 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Gatti Mgmt For For For 1.2 Elect Beth Kaplan Mgmt For For For 1.3 Elect Matthew Pittinsky Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
BOISE INC. Ticker Security ID: Meeting Date Meeting Status BZ CUSIP 09746Y105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jonathan Berger Mgmt For For For 1.2 Elect Jack Goldman Mgmt For For For 2 Amendment to the Bosie Inc. Mgmt For For For Incentive and Performance Plan 3 Amendment to the Bosie Inc. Mgmt For For For Incentive and Performance Plan 4 Ratification of Auditor Mgmt For For For
Bridgepoint Education, Inc. Ticker Security ID: Meeting Date Meeting Status BPI CUSIP 10807M105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ryan Craig Mgmt For For For 1.2 Elect Robert Hartman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Bruker Corporation Ticker Security ID: Meeting Date Meeting Status BRKR CUSIP 116794108 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wolf-Dieter Emmerich Mgmt For For For 1.2 Elect Brenda Furlong Mgmt For For For 1.3 Elect Frank Laukien Mgmt For For For 1.4 Elect Richard Packer Mgmt For For For 2 2010 Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Cal Dive International, Inc. Ticker Security ID: Meeting Date Meeting Status DVR CUSIP 12802T101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Owen Kratz Mgmt For For For 1.2 Elect David Preng Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Calamos Asset Management, Inc Ticker Security ID: Meeting Date Meeting Status CLMS CUSIP 12811R104 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect G. Bradford Bulkley Mgmt For Withhold Against 1.2 Elect Mitchell Feiger Mgmt For Withhold Against 1.3 Elect Richard Gilbert Mgmt For Withhold Against 1.4 Elect Arthur Knight Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
CAPELLA EDUCATION COMPANY Ticker Security ID: Meeting Date Meeting Status CPLA CUSIP 139594105 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Kevin Gilligan Mgmt For For For 1.2 Elect Mark Greene Mgmt For For For 1.3 Elect Jody Miller Mgmt For For For 1.4 Elect Stephen Shank Mgmt For For For 1.5 Elect Andrew Slavitt Mgmt For For For 1.6 Elect David Smith Mgmt For For For 1.7 Elect Jeffrey Taylor Mgmt For For For 1.8 Elect Sandra Taylor Mgmt For For For 1.9 Elect Darrell Tukua Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CARBO Ceramics Inc. Ticker Security ID: Meeting Date Meeting Status CRR CUSIP 140781105 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sigmund L. Cornelius Mgmt For For For 1.2 Elect James B. Jennings Mgmt For For For 1.3 Elect Gary A. Kolstad Mgmt For For For 1.4 Elect H. E. Lentz, Jr. Mgmt For For For 1.5 Elect Randy L. Limbacher Mgmt For For For 1.6 Elect William C. Morris Mgmt For For For 1.7 Elect Robert S. Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Carlisle Companies Incorporated Ticker Security ID: Meeting Date Meeting Status CSL CUSIP 142339100 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robin Adams Mgmt For For For 2 Elect Robin Callahan Mgmt For For For 3 Elect David Roberts Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Carter's, Inc. Ticker Security ID: Meeting Date Meeting Status CRI CUSIP 146229109 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Casey's General Stores, Inc. Ticker Security ID: Meeting Date Meeting Status CASY CUSIP 147528103 09/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Lamb Mgmt For For For 1.2 Elect Robert Myers Mgmt For For For 1.3 Elect Diane Bridgewater Mgmt For For For 1.4 Elect Johnny Danos Mgmt For For For 1.5 Elect H. Lynn Horak Mgmt For For For 1.6 Elect Kenneth Haynie Mgmt For Withhold Against 1.7 Elect William Kimball Mgmt For For For 1.8 Elect Jeffrey Lamberti Mgmt For For For 1.9 Elect Ricahrd Wilkey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Stock Incentive Plan Mgmt For For For
Catalyst Health Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status CHSI CUSIP 14888B103 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Brock Mgmt For For For 1.2 Elect Edward Civera Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Celera Corporation Ticker Security ID: Meeting Date Meeting Status CRA CUSIP 15100E106 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Ayers Mgmt For For For 2 Elect Wayne Roe Mgmt For For For 3 Elect Bennett Shapiro Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Centene Corporation Ticker Security ID: Meeting Date Meeting Status CNC CUSIP 15135B101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pamela Joseph Mgmt For For For 1.2 Elect Tommy Thompson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Stock Mgmt For For For Incentive Plan 4 Transaction of Other Business Mgmt For Against Against
CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Campbell Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect Derrill Cody Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect David McClanahan Mgmt For For For 6 Elect Robert O'Connell Mgmt For For For 7 Elect Susan O. Rheney Mgmt For For For 8 Elect R.A. Walker Mgmt For For For 9 Elect Peter Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Cepheid Ticker Security ID: Meeting Date Meeting Status CPHD CUSIP 15670R107 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Gutshall Mgmt For For For 1.2 Elect Cristina Kepner Mgmt For For For 1.3 Elect David Persing Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Charles River Laboratories International, Inc. Ticker Security ID: Meeting Date Meeting Status CRL CUSIP 159864107 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Foster Mgmt For For For 1.2 Elect Nancy Chang Mgmt For Withhold Against 1.3 Elect Stephen Chubb Mgmt For For For 1.4 Elect Deborah Kochevar Mgmt For Withhold Against 1.5 Elect George Massaro Mgmt For For For 1.6 Elect George Milne, Jr. Mgmt For Withhold Against 1.7 Elect C. Richard Reese Mgmt For For For 1.8 Elect Douglas Rogers Mgmt For Withhold Against 1.9 Elect Samuel Thier Mgmt For For For 1.10 Elect William Waltrip Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Chart Industries, Inc. Ticker Security ID: Meeting Date Meeting Status GTLS CUSIP 16115Q308 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Samuel Thomas Mgmt For For For 1.2 Elect W. Douglas Brown Mgmt For For For 1.3 Elect Richard Goodrich Mgmt For For For 1.4 Elect Steven Krablin Mgmt For For For 1.5 Elect Michael Press Mgmt For For For 1.6 Elect James Tidwell Mgmt For For For 1.7 Elect Thomas Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
China Fire & Security Group, Inc. Ticker Security ID: Meeting Date Meeting Status CFSG CUSIP 16938R103 10/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gangjin Li Mgmt For For For 1.2 Elect Brian Lin Mgmt For For For 1.3 Elect Weishe Zhang Mgmt For For For 1.4 Elect Guoyou Zhang Mgmt For For For 1.5 Elect Xuewen Xiao Mgmt For Withhold Against 1.6 Elect Xianghau Li Mgmt For For For 1.7 Elect Albert McLelland Mgmt For Withhold Against
Christopher & Banks Corporation Ticker Security ID: Meeting Date Meeting Status CBK CUSIP 171046105 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Cohn Mgmt For Withhold Against 1.2 Elect James Fuld, Jr. Mgmt For Withhold Against 2 2009 Qualified Annual Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
Cincinnati Bell Inc. Ticker Security ID: Meeting Date Meeting Status CBB CUSIP 171871106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Byrnes Mgmt For For For 1.2 Elect Phillip Cox Mgmt For For For 1.3 Elect Jakki Haussler Mgmt For For For 1.4 Elect Mark Lazarus Mgmt For For For 1.5 Elect Craig Maier Mgmt For For For 1.6 Elect Alex Shumate Mgmt For For For 1.7 Elect Lynn Wentworth Mgmt For For For 1.8 Elect John Zrno Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CKE Restaurants Inc Ticker Security ID: Meeting Date Meeting Status CKR CUSIP 12561E105 06/30/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Take Private Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
CLEARWATER PAPER CORPORATION Ticker Security ID: Meeting Date Meeting Status CLW CUSIP 18538R103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Larsson Mgmt For For For 2 Elect Michael Riordan Mgmt For For For 3 Annual Incentive Plan Mgmt For For For 4 2008 Stock Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Cloud Peak Energy Inc. Ticker Security ID: Meeting Date Meeting Status CLD CUSIP 18911Q102 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Keith Bailey Mgmt For For For 2 Elect William Owens Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Cogent, Inc. Ticker Security ID: Meeting Date Meeting Status COGT CUSIP 19239Y108 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For Withhold Against 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cognex Corporation Ticker Security ID: Meeting Date Meeting Status CGNX CUSIP 192422103 04/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Shillman Mgmt For For For 1.2 Elect Anthony Sun Mgmt For For For
Colfax Corporation Ticker Security ID: Meeting Date Meeting Status CFX CUSIP 194014106 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mitchell Rales Mgmt For For For 2 Elect Clay Kiefaber Mgmt For For For 3 Elect Patrick Allender Mgmt For Against Against 4 Elect C. Scott Brannan Mgmt For For For 5 Elect Joseph Bunting III Mgmt For Against Against 6 Elect Thomas Gayner Mgmt For For For 7 Elect Rhonda Jordan Mgmt For For For 8 Elect Rajiv Vinnakota Mgmt For For For 9 Ratification of Auditor Mgmt For For For
COLLECTIVE BRANDS, INC. Ticker Security ID: Meeting Date Meeting Status PSS CUSIP 19421W100 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Boggan, Jr. Mgmt For For For 1.2 Elect Michael Weiss Mgmt For For For 1.3 Elect Robert Wheeler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Comtech Telecommunicatio ns Corp. Ticker Security ID: Meeting Date Meeting Status CMTL CUSIP 205826209 12/09/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Goldberg Mgmt For Withhold Against 1.2 Elect Robert Paul Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Stock Mgmt For For For Incentive Plan
Conceptus, Inc. Ticker Security ID: Meeting Date Meeting Status CPTS CUSIP 206016107 06/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Sieczkarek Mgmt For For For 1.2 Elect John Bishop Mgmt For For For 1.3 Elect Thomas Bonadio Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Incentive Award Plan Mgmt For Against Against 4 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan
Concur Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status CNQR CUSIP 206708109 03/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Canfield Mgmt For Withhold Against 1.2 Elect Gordon Eubanks Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Consolidated Communications Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CNSL CUSIP 209034107 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roger Moore Mgmt For For For 1.2 Elect Jack Blumenstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan
Convergys Corporation Ticker Security ID: Meeting Date Meeting Status CVG CUSIP 212485106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Zoe Baird Mgmt For For For 1.2 Elect Richard Devenuti Mgmt For For For 1.3 Elect Thomas Monahan III Mgmt For For For 1.4 Elect Philip Odeen Mgmt For For For 1.5 Elect Richard Wallman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For
Cooper Tire & Rubber Company Ticker Security ID: Meeting Date Meeting Status CTB CUSIP 216831107 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For
CORE-MARK HOLDING COMPANY, INC. Ticker Security ID: Meeting Date Meeting Status CORE CUSIP 218681104 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Allen Mgmt For For For 2 Elect Stuart Booth Mgmt For For For 3 Elect Gary Colter Mgmt For For For 4 Elect L. William Krause Mgmt For For For 5 Elect Harvey Tepner Mgmt For For For 6 Elect Randolph Thornton Mgmt For For For 7 Elect J. Michael Walsh Mgmt For For For 8 2010 Long-Term Incentive Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Corinthian Colleges, Inc. Ticker Security ID: Meeting Date Meeting Status COCO CUSIP 218868107 11/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul St. Pierre Mgmt For For For 1.2 Elect Linda Skladany Mgmt For For For 1.3 Elect Robert Lee Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CoStar Group, Inc. Ticker Security ID: Meeting Date Meeting Status CSGP CUSIP 22160N109 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Klein Mgmt For For For 1.2 Elect Andrew Florance Mgmt For For For 1.3 Elect David Bonderman Mgmt For Withhold Against 1.4 Elect Michael Glosserman Mgmt For For For 1.5 Elect Warren Haber Mgmt For For For 1.6 Elect Josiah Low III Mgmt For For For 1.7 Elect Christopher Nassetta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Stock Mgmt For Against Against Incentive Plan
CryoLife, Inc. Ticker Security ID: Meeting Date Meeting Status CRY CUSIP 228903100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Anderson Mgmt For For For 1.2 Elect Thomas Ackerman Mgmt For For For 1.3 Elect James Benson Mgmt For For For 1.4 Elect Daniel Bevevino Mgmt For For For 1.5 Elect Ronald Elkins Mgmt For For For 1.6 Elect Ronald McCall Mgmt For For For 1.7 Elect Harvey Morgan Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For
CSG Systems International, Inc. Ticker Security ID: Meeting Date Meeting Status CSGS CUSIP 126349109 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Nafus Mgmt For Withhold Against 1.2 Elect Janice Obuchowski Mgmt For For For 1.3 Elect Donald Reed Mgmt For For For 2 Issuance of Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Cubic Corporation Ticker Security ID: Meeting Date Meeting Status CUB CUSIP 229669106 02/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter J. Zable Mgmt For For For 1.2 Elect Walter C. Zable Mgmt For For For 1.3 Elect Bruce Blakley Mgmt For For For 1.4 Elect William Boyle Mgmt For Withhold Against 1.5 Elect Raymond deKozan Mgmt For For For 1.6 Elect Edwin Guiles Mgmt For For For 1.7 Elect Raymond Peet Mgmt For For For 1.8 Elect Robert Sullivan Mgmt For For For 1.9 Elect John Warner, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Cubist Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status CBST CUSIP 229678107 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Bonney Mgmt For For For 1.2 Elect Mark Corrigan Mgmt For For For 1.3 Elect Sylvie Gregoire Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Performance-Based Management Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
CVR ENERGY, INC. Ticker Security ID: Meeting Date Meeting Status CVI CUSIP 12662P108 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Lipinski Mgmt For For For 1.2 Elect C. Scott Hobbs Mgmt For For For 1.3 Elect Scott Lebovitz Mgmt For For For 1.4 Elect George Matelich Mgmt For For For 1.5 Elect Steve Nordaker Mgmt For For For 1.6 Elect Stanley de Osborne Mgmt For For For 1.7 Elect John Rowan Mgmt For For For 1.8 Elect Joseph Sparano Mgmt For For For 1.9 Elect Mark Tomkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cytokinetics, Incorporated Ticker Security ID: Meeting Date Meeting Status CYTK CUSIP 23282W100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Dow Mgmt For For For 1.2 Elect John Henderson Mgmt For For For 1.3 Elect Michael Schmertzler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Equity Mgmt For Against Against Incentive Plan
Darling International Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stuewe Mgmt For For For 2 Elect O. Thomas Albrecht Mgmt For For For 3 Elect C. Dean Carlson Mgmt For For For 4 Elect Marlyn Jorgensen Mgmt For For For 5 Elect John March Mgmt For For For 6 Elect Charles Macaluso Mgmt For For For 7 Elect Michael Urbut Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2004 Omnibus Mgmt For For For Incentive Plan
Data Domain, Inc. Ticker Security ID: Meeting Date Meeting Status DDUP CUSIP 23767P109 07/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Bernal Mgmt For For For 1.2 Elect Aneel Bhusri Mgmt For For For 1.3 Elect Jeffrey Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Deckers Outdoor Corporation Ticker Security ID: Meeting Date Meeting Status DECK CUSIP 243537107 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Angel Martinez Mgmt For For For 1.2 Elect Rex Licklider Mgmt For For For 1.3 Elect John Gibbons Mgmt For For For 1.4 Elect John Perenchio Mgmt For For For 1.5 Elect Maureen Conners Mgmt For For For 1.6 Elect Tore Steen Mgmt For For For 1.7 Elect Ruth Owades Mgmt For For For 1.8 Elect Karyn Barsa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against
Diamond Foods, Inc. Ticker Security ID: Meeting Date Meeting Status DMND CUSIP 252603105 01/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Lea Mgmt For Withhold Against 1.2 Elect Dennis Mussell Mgmt For For For 1.3 Elect Glen Warren, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Digital River, Inc. Ticker Security ID: Meeting Date Meeting Status DRIV CUSIP 25388B104 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joel Ronning Mgmt For For For 1.2 Elect Perry Steiner Mgmt For For For 1.3 Elect Cheryl Rosner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Diodes Incorporated Ticker Security ID: Meeting Date Meeting Status DIOD CUSIP 254543101 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. H. Chen Mgmt For For For 1.2 Elect Michael Giordano Mgmt For For For 1.3 Elect L.P. Hsu Mgmt For For For 1.4 Elect Keh-Shew Lu Mgmt For For For 1.5 Elect Raymond Soong Mgmt For Withhold Against 1.6 Elect John Stich Mgmt For For For 1.7 Elect Michael Tsai Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DivX, Inc. Ticker Security ID: Meeting Date Meeting Status DIVX CUSIP 255413106 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher McGurk Mgmt For Withhold Against 1.2 Elect James Brailean Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan
Double-Take Software, Inc. Ticker Security ID: Meeting Date Meeting Status DBTK CUSIP 258598101 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dean Goodermote Mgmt For For For 2 Elect Deborah Besemer Mgmt For For For 3 Elect Paul Birch Mgmt For Against Against 4 Elect John Landry Mgmt For For For 5 Elect John Young Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Dresser-Rand Group Inc. Ticker Security ID: Meeting Date Meeting Status DRC CUSIP 261608103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Macaulay Mgmt For For For 1.2 Elect Vincent Volpe Jr. Mgmt For For For 1.3 Elect Rita Foley Mgmt For For For 1.4 Elect Louis Raspino Mgmt For For For 1.5 Elect Philip Roth Mgmt For For For 1.6 Elect Stephen Snider Mgmt For For For 1.7 Elect Michael Underwood Mgmt For For For 1.8 Elect Joseph Winkler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Drew Industries Incorporated Ticker Security ID: Meeting Date Meeting Status DW CUSIP 26168L205 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Rose, III Mgmt For For For 1.2 Elect Leigh Abrams Mgmt For For For 1.3 Elect Fredric Zinn Mgmt For For For 1.4 Elect James Gero Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect David Reed Mgmt For For For 1.7 Elect John Lowe, Jr. Mgmt For For For 1.8 Elect Jason Lippert Mgmt For For For 2 Re-approval of Performance Criteria Mgmt For For For under the 2002 Equity Award and Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
Dril-Quip, Inc. Ticker Security ID: Meeting Date Meeting Status DRQ CUSIP 262037104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alexander Shukis Mgmt For For For 2 Ratification of Auditor Mgmt For For For
drugstore.com, inc. Ticker Security ID: Meeting Date Meeting Status DSCM CUSIP 262241102 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dawn Lepore Mgmt For For For 1.2 Elect Richard Bennet III Mgmt For Withhold Against 1.3 Elect Geoffrey Entress Mgmt For For For 1.4 Elect Jeffrey M. Killeen Mgmt For For For 1.5 Elect William Savoy Mgmt For Withhold Against 1.6 Elect Gregory Stanger Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 4 Reverse Stock Split Mgmt For For For 5 Ratification of Auditor Mgmt For For For
DSW Inc. Ticker Security ID: Meeting Date Meeting Status DSW CUSIP 23334L102 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Elaine Eisenman Mgmt For For For 1.2 Elect Joanna Lau Mgmt For For For 1.3 Elect Roger Markfield Mgmt For For For 2 Ratification of Auditor Mgmt For For For
EarthLink, Inc. Ticker Security ID: Meeting Date Meeting Status ELNK CUSIP 270321102 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Susan Bowick Mgmt For For For 1.2 Elect Terrell Jones Mgmt For For For 1.3 Elect David Koretz Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Internet Network Management Practices
Eclipsys Corporation Ticker Security ID: Meeting Date Meeting Status ECLP CUSIP 278856109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Crippen Mgmt For For For 1.2 Elect Edward Kangas Mgmt For For For 1.3 Elect Craig Macnab Mgmt For For For 2 Ratification of Auditor Mgmt For For For
EMCOR Group, Inc. Ticker Security ID: Meeting Date Meeting Status EME CUSIP 29084Q100 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For Withhold Against 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Emergency Medical Services Corporation Ticker Security ID: Meeting Date Meeting Status EMS CUSIP 29100P102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven B. Epstein Mgmt For Withhold Against 1.2 Elect Paul B. Iannini Mgmt For For For 1.3 Elect James T. Kelly Mgmt For For For 2 Amendment to the Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Energy Recovery, Inc. Ticker Security ID: Meeting Date Meeting Status ERII CUSIP 29270J100 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arve Hanstveit Mgmt For For For 1.2 Elect Hans Michelet Mgmt For For For 2 Ratification of Auditor Mgmt For For For
EnerSys Ticker Security ID: Meeting Date Meeting Status ENS CUSIP 29275Y102 07/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Hwan-yoon Chung Mgmt For Withhold Against 1.2 Elect Arthur Katsaros Mgmt For Withhold Against 1.3 Elect Robert Magnus Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Enzon Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ENZN CUSIP 293904108 01/27/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Sale of Assets Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
EPIQ Systems, Inc. Ticker Security ID: Meeting Date Meeting Status EPIQ CUSIP 26882D109 06/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tom Olofson Mgmt For For For 1.2 Elect Christopher Olofson Mgmt For For For 1.3 Elect W. Bryan Satterlee Mgmt For For For 1.4 Elect Edward Connolly, Jr. Mgmt For Withhold Against 1.5 Elect James Byrnes Mgmt For For For 1.6 Elect Joel Pelofsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Equity LifeStyle Properties, Inc. Ticker Security ID: Meeting Date Meeting Status ELS CUSIP 29472R108 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Calian Mgmt For For For 1.2 Elect David Contis Mgmt For For For 1.3 Elect Thomas Dobrowski Mgmt For For For 1.4 Elect Thomas Heneghan Mgmt For For For 1.5 Elect Sheli Rosenberg Mgmt For For For 1.6 Elect Howard Walker Mgmt For For For 1.7 Elect Gary Waterman Mgmt For For For 1.8 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
eResearchTechnolo gy, Inc. Ticker Security ID: Meeting Date Meeting Status ERES CUSIP 29481V108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sheldon Bonovitz Mgmt For Withhold Against 1.2 Elect Gerald Faich Mgmt For For For 1.3 Elect Elam Hitchner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Exelixis, Inc. Ticker Security ID: Meeting Date Meeting Status EXEL CUSIP 30161Q104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carl Feldbaum Mgmt For For For 1.2 Elect Alan Garber Mgmt For For For 1.3 Elect Vincent Marchesi Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
FBL Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status FFG CUSIP 30239F106 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roger Brooks Mgmt For For For 1.2 Elect Jerry Chicoine Mgmt For For For 1.3 Elect Tim Gill Mgmt For For For 1.4 Elect Robert Hanson Mgmt For For For 1.5 Elect James Hohmann Mgmt For For For 1.6 Elect Paul Larson Mgmt For For For 1.7 Elect Edward Mehrer Mgmt For For For 1.8 Elect John Walker Mgmt For Withhold Against 2 Amendment to the Director Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
FEI Company Ticker Security ID: Meeting Date Meeting Status FEIC CUSIP 30241L109 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Bock Mgmt For For For 1.2 Elect Wilfred Corrigan Mgmt For For For 1.3 Elect Don Kania Mgmt For For For 1.4 Elect Thomas Kelly Mgmt For For For 1.5 Elect William Lattin Mgmt For For For 1.6 Elect Jan Lobbezoo Mgmt For For For 1.7 Elect Gerhard Parker Mgmt For For For 1.8 Elect James Richardson Mgmt For For For 1.9 Elect Richard Wills Mgmt For For For 2 Amendment to the 1995 Stock Mgmt For For For Incentive Plan 3 Amendment to the Employee Share Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
First Cash Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status FCFS CUSIP 31942D107 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jorge Montano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Performance Incentive Plan
First Cash Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status FCFS CUSIP 31942D107 07/22/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rick Wessel Mgmt For For For 1.2 Elect Richard Burke Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
FLIR Systems, Inc. Ticker Security ID: Meeting Date Meeting Status FLIR CUSIP 302445101 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Carter Mgmt For Withhold Against 1.2 Elect Michael Smith Mgmt For For For 1.3 Elect John Wood, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Forrester Research, Inc. Ticker Security ID: Meeting Date Meeting Status FORR CUSIP 346563109 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henk Broeders Mgmt For Withhold Against 1.2 Elect George Hornig Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Fossil, Inc. Ticker Security ID: Meeting Date Meeting Status FOSL CUSIP 349882100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2.1 Elect Elaine Agather Mgmt For For For 2.2 Elect Michael Barnes Mgmt For For For 2.3 Elect Jeffrey Boyer Mgmt For For For 2.4 Elect Kosta Kartsotis Mgmt For For For 2.5 Elect Elysia Ragusa Mgmt For For For 2.6 Elect Jal Shroff Mgmt For For For 2.7 Elect James Skinner Mgmt For For For 2.8 Elect Michael Steinberg Mgmt For For For 2.9 Elect Donald Stone Mgmt For For For 2.10 Elect James Zimmerman Mgmt For For For 2.11 Elect Elaine Agather Mgmt For For For 2.12 Elect Jal Shroff Mgmt For For For 2.13 Elect Donald Stone Mgmt For For For 3 2010 Cash Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Frontier Communications Corporation Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Peter Bynoe Mgmt For For For 1.3 Elect Jeri Finard Mgmt For For For 1.4 Elect Lawton Whele Fitt Mgmt For For For 1.5 Elect William Kraus Mgmt For For For 1.6 Elect Howard Schrott Mgmt For For For 1.7 Elect Larraine Segil Mgmt For For For 1.8 Elect David Ward Mgmt For For For 1.9 Elect Myron Wick III Mgmt For For For 1.10 Elect Mary Agnes Wilderotter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 4 Ratification of Auditor Mgmt For For For
Frontier Oil Corporation Ticker Security ID: Meeting Date Meeting Status FTO CUSIP 35914P105 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Bech Mgmt For Withhold Against 1.2 Elect Michael Jennings Mgmt For For For 1.3 Elect James Lee Mgmt For For For 1.4 Elect Paul Loyd, Jr. Mgmt For Withhold Against 1.5 Elect Franklin Myers Mgmt For For For 1.6 Elect Michael Rose Mgmt For Withhold Against 2 Amendment to the Omnibus Incentive Mgmt For Against Against Compensation Plan 3 Ratification of Auditor Mgmt For For For
Fuel Systems Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status FSYS CUSIP 35952W103 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mariano Costamagna Mgmt For Withhold Against 1.2 Elect William Young Mgmt For Withhold Against 1.3 Elect Aldo Zanvercelli Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2009 Restricted Stock Plan Mgmt For For For
G-III Apparel Group, Ltd. Ticker Security ID: Meeting Date Meeting Status GIII CUSIP 36237H101 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morris Goldfarb Mgmt For For For 1.2 Elect Sammy Aaron Mgmt For For For 1.3 Elect Thomas Brosig Mgmt For For For 1.4 Elect Alan Feller Mgmt For For For 1.5 Elect Jeffrey Goldfarb Mgmt For For For 1.6 Elect Carl Katz Mgmt For Withhold Against 1.7 Elect Laura Pomerantz Mgmt For For For 1.8 Elect Willem van Bokhorst Mgmt For For For 1.9 Elect Richard White Mgmt For Withhold Against 2 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Gartner, Inc. Ticker Security ID: Meeting Date Meeting Status IT CUSIP 366651107 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael J. Bingle Mgmt For For For 1.2 Elect Richard J. Bressler Mgmt For For For 1.3 Elect Karen E. Dykstra Mgmt For For For 1.4 Elect Russell P. Fradin Mgmt For For For 1.5 Elect Anne Sutherland Fuchs Mgmt For For For 1.6 Elect William O. Grabe Mgmt For For For 1.7 Elect Eugene A. Hall Mgmt For For For 1.8 Elect Stephen G. Pagliuca Mgmt For For For 1.9 Elect James C. Smith Mgmt For For For 1.10 Elect Jeffrey W. Ubben Mgmt For For For 2 Ratification of Auditor Mgmt For For For
GenCorp Inc. Ticker Security ID: Meeting Date Meeting Status GY CUSIP 368682100 03/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Corcoran Mgmt For For For 1.2 Elect James Henderson Mgmt For Withhold Against 1.3 Elect Warren Lichtenstein Mgmt For For For 1.4 Elect David Lorber Mgmt For For For 1.5 Elect James Perry Mgmt For For For 1.6 Elect Scott Seymour Mgmt For For For 1.7 Elect Martin Turchin Mgmt For For For 1.8 Elect Robert Woods Mgmt For For For 2 Amendment to Articles of Mgmt For For For Incorporation to Preserve Value of NOLS 3 Amendment to the 2009 Equity and Mgmt For For For Performance Plan 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
Genomic Health, Inc. Ticker Security ID: Meeting Date Meeting Status GHDX CUSIP 37244C101 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randal Scott Mgmt For For For 1.2 Elect Kimberly Popovits Mgmt For For For 1.3 Elect Julian Baker Mgmt For Withhold Against 1.4 Elect Brook Byers Mgmt For For For 1.5 Elect Fred Cohen Mgmt For For For 1.6 Elect Samuel Colella Mgmt For For For 1.7 Elect Ginger Graham Mgmt For For For 1.8 Elect Randall Livingston Mgmt For For For 1.9 Elect Woodrow Myers, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Genoptix, Inc. Ticker Security ID: Meeting Date Meeting Status GXDX CUSIP 37243V100 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Curry Mgmt For For For 1.2 Elect Geoffrey Parker Mgmt For For For 1.3 Elect Andrew Senyei Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
Gentiva Health Services, Inc. Ticker Security ID: Meeting Date Meeting Status GTIV CUSIP 37247A102 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Forman, Jr. Mgmt For For For 1.2 Elect Victor Ganzi Mgmt For For For 1.3 Elect Philip Lochner, Jr. Mgmt For For For 1.4 Elect Ronald Malone Mgmt For For For 1.5 Elect Stuart Olsten Mgmt For For For 1.6 Elect Sheldon Retchin Mgmt For For For 1.7 Elect Tony Strange Mgmt For For For 1.8 Elect Raymond Troubh Mgmt For For For 1.9 Elect Rodney Windley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Performance Criteria in Mgmt For For For Executive Officers Bonus Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan
Geokinetics Inc. Ticker Security ID: Meeting Date Meeting Status GOK CUSIP 372910307 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ziegler Mgmt For For For 2 Elect Richard Miles Mgmt For For For 3 Elect Christopher Harte Mgmt For Against Against 4 Elect Steven Webster Mgmt For For For 5 Elect Gary Pittman Mgmt For Against Against 6 Elect Robert Cabes, Jr. Mgmt For For For 7 Elect Christopher Strong Mgmt For Against Against 8 Elect Gottfred Langseth Mgmt For For For 9 Elect Anthony Tripodo Mgmt For For For 10 2010 Stock Awards Plan Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For
Global Cash Access Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status GCA CUSIP 378967103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Geoff Judge Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Graham Corporation Ticker Security ID: Meeting Date Meeting Status GHM CUSIP 384556106 07/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Helen Berkeley Mgmt For For For 1.2 Elect Alan Fortier Mgmt For For For 1.3 Elect James Lines Mgmt For For For 2 Ratification of Auditor Mgmt For For For
GT Solar International, Inc. Ticker Security ID: Meeting Date Meeting Status SOLR CUSIP 3623E0209 08/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Bradford Forth Mgmt For For For 1.2 Elect Fusen Chen Mgmt For For For 1.3 Elect J. Michal Conaway Mgmt For For For 1.4 Elect Ernest Godshalk Mgmt For For For 1.5 Elect Richard Landers Mgmt For For For 1.6 Elect Matthew Massengill Mgmt For For For 1.7 Elect Noel Watson Mgmt For For For 1.8 Elect Thomas Zarrella Mgmt For For For 2 Section 162(m) Performance Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Haemonetics Corporation Ticker Security ID: Meeting Date Meeting Status HAE CUSIP 405024100 07/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Gelbman Mgmt For For For 1.2 Elect Brad Nutter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Harmonic Inc. Ticker Security ID: Meeting Date Meeting Status HLIT CUSIP 413160102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Patrick Harshman Mgmt For For For 1.2 Elect Lewis Solomon Mgmt For Withhold Against 1.3 Elect Harold Covert Mgmt For Withhold Against 1.4 Elect Patrick Gallagher Mgmt For For For 1.5 Elect E. Floyd Kvamme Mgmt For For For 1.6 Elect Anthony Ley Mgmt For For For 1.7 Elect William Reddersen Mgmt For For For 1.8 Elect David Van Valkenburg Mgmt For For For 2 Amendment to the 1995 Stock Plan Mgmt For Against Against 3 Amendment to the 2002 Director Stock Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
Hawaiian Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HA CUSIP 419879101 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Anderson Mgmt For For For 1.2 Elect L. Todd Budge Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Mark Dunkerley Mgmt For For For 1.5 Elect Lawrence Hershfield Mgmt For For For 1.6 Elect Randall Jenson Mgmt For For For 1.7 Elect Bert Kobayashi, Jr. Mgmt For Withhold Against 1.8 Elect Crystal Rose Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan
HealthSouth Corporation Ticker Security ID: Meeting Date Meeting Status HLS CUSIP 421924309 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Blechschmidt Mgmt For For For 1.2 Elect John Chidsey Mgmt For For For 1.3 Elect Donald Correll Mgmt For For For 1.4 Elect Yvonne Curl Mgmt For For For 1.5 Elect Charles Elson Mgmt For For For 1.6 Elect Jay Grinney Mgmt For For For 1.7 Elect Jon Hanson Mgmt For For For 1.8 Elect Leo Higdon, Jr. Mgmt For For For 1.9 Elect John Maupin, Jr. Mgmt For For For 1.10 Elect L. Edward Shaw, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
HEICO Corporation Ticker Security ID: Meeting Date Meeting Status HEI CUSIP 422806109 03/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Samuel Higginbottom Mgmt For Withhold Against 1.2 Elect Mark Hildebrandt Mgmt For For For 1.3 Elect Wolfgang Mayrhuber Mgmt For Withhold Against 1.4 Elect Eric Mendelson Mgmt For For For 1.5 Elect Laurans Mendelson Mgmt For For For 1.6 Elect Victor Mendelson Mgmt For For For 1.7 Elect Mitchell Quain Mgmt For For For 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank Schwitter Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Herbalife Ltd. Ticker Security ID: Meeting Date Meeting Status HLF CUSIP G4412G101 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Richard Bermingham Mgmt For For For 1.3 Elect Jeffrey Dunn Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
Herman Miller, Inc. Ticker Security ID: Meeting Date Meeting Status MLHR CUSIP 600544100 10/15/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Volkema Mgmt For For For 1.2 Elect Paget Alves Mgmt For For For 1.3 Elect Douglas French Mgmt For For For 1.4 Elect John Hoke III Mgmt For For For 1.5 Elect James Kackley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Hexcel Corporation Ticker Security ID: Meeting Date Meeting Status HXL CUSIP 428291108 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joel Beckman Mgmt For For For 1.2 Elect David Berges Mgmt For For For 1.3 Elect Lynn Brubaker Mgmt For For For 1.4 Elect Jeffrey Campbell Mgmt For For For 1.5 Elect Sandra Derickson Mgmt For For For 1.6 Elect W. Kim Foster Mgmt For For For 1.7 Elect Jeffrey Graves Mgmt For For For 1.8 Elect David Hill Mgmt For For For 1.9 Elect David Hurley Mgmt For For For 1.10 Elect David Pugh Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Hi-Tech Pharmacal Co., Inc. Ticker Security ID: Meeting Date Meeting Status HITK CUSIP 42840B101 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Seltzer Mgmt For For For 1.2 Elect Reuben Seltzer Mgmt For Withhold Against 1.3 Elect Martin Goldwyn Mgmt For Withhold Against 1.4 Elect Yashar Hirshaut Mgmt For Withhold Against 1.5 Elect Jack van Hulst Mgmt For Withhold Against 1.6 Elect Anthony Puglisi Mgmt For Withhold Against 1.7 Elect Bruce Simpson Mgmt For Withhold Against 2 2009 Stock Option Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Hibbett Sports, Inc. Ticker Security ID: Meeting Date Meeting Status HIBB CUSIP 428567101 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Newsome Mgmt For For For 1.2 Elect Carl Kirkland Mgmt For For For 1.3 Elect Thomas Saunders III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Amendment to the 2005 Equity Mgmt For For For Incentive Plan
Hittite Microwave Corporation Ticker Security ID: Meeting Date Meeting Status HITT CUSIP 43365Y104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Daly Mgmt For For For 1.2 Elect Ernest Godshalk Mgmt For For For 1.3 Elect Rick Hess Mgmt For For For 1.4 Elect Adrienne Markham Mgmt For For For 1.5 Elect Brian McAloon Mgmt For For For 1.6 Elect Cosmo Trapani Mgmt For For For 1.7 Elect Franklin Weigold Mgmt For For For 2 Ratification of Auditor Mgmt For For For
HNI Corporation Ticker Security ID: Meeting Date Meeting Status HNI CUSIP 404251100 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Bell Mgmt For For For 2 Elect James Jenkins Mgmt For For For 3 Elect Dennis Martin Mgmt For For For 4 Elect Abbie Smith Mgmt For Against Against 5 Amendment to the 2007 Stock-Based Mgmt For For For Compensation Plan 6 Amendment and Restatement of the Mgmt For For For Annual Incentive Plan 7 Amendment and Restatement of the Mgmt For For For Long-Term Performance Plan 8 Ratification of Auditor Mgmt For For For
Houston Wire & Cable Company Ticker Security ID: Meeting Date Meeting Status HWCC CUSIP 44244K109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Campbell Mgmt For For For 1.2 Elect I. Stewart Farwell Mgmt For For For 1.3 Elect Peter Gotsch Mgmt For For For 1.4 Elect Wilson Sexton Mgmt For For For 1.5 Elect Wiiliam Sheffield Mgmt For For For 1.6 Elect Charles Sorrentino Mgmt For For For 1.7 Elect Scott Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Shareholder Rights Plan Mgmt For Against Against
Hub Group, Inc. Ticker Security ID: Meeting Date Meeting Status HUBG CUSIP 443320106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Yeager Mgmt For For For 1.2 Elect Mark Yeager Mgmt For For For 1.3 Elect Gary Eppen Mgmt For Withhold Against 1.4 Elect Charles Reaves Mgmt For For For 1.5 Elect Martin Slark Mgmt For For For
Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUB.B CUSIP 443510201 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Edwards, Jr. Mgmt For For For 1.2 Elect Lynn Good Mgmt For For For 1.3 Elect Anthony Guzzi Mgmt For For For 1.4 Elect Joel Hoffman Mgmt For For For 1.5 Elect Andrew McNally, IV Mgmt For For For 1.6 Elect Timothy Powers Mgmt For For For 1.7 Elect G. Jackson Ratcliffe Mgmt For For For 1.8 Elect Carlos Rodriguez Mgmt For For For 1.9 Elect Richard Swift Mgmt For For For 1.10 Elect Daniel Van Riper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For For For Award Plan
Human Genome Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status HGSI CUSIP 444903108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Danzig Mgmt For For For 1.2 Elect Jurgen Drews Mgmt For For For 1.3 Elect Maxine Gowen Mgmt For For For 1.4 Elect Tuan Ha-Ngoc Mgmt For For For 1.5 Elect Argeris Karabelas Mgmt For For For 1.6 Elect John LaMattina Mgmt For For For 1.7 Elect Augustine Lawlor Mgmt For For For 1.8 Elect H. Thomas Watkins Mgmt For For For 1.9 Elect Robert Young Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Iconix Brand Group, Inc. Ticker Security ID: Meeting Date Meeting Status ICON CUSIP 451055107 08/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Cole Mgmt For For For 1.2 Elect Barry Emanuel Mgmt For For For 1.3 Elect Steven Mendelow Mgmt For For For 1.4 Elect Drew Cohen Mgmt For Withhold Against 1.5 Elect F. Peter Cuneo Mgmt For For For 1.6 Elect Mark Friedman Mgmt For For For 1.7 Elect James Marcum Mgmt For For For 2 2009 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Idex Corporation Ticker Security ID: Meeting Date Meeting Status IEX CUSIP 45167R104 04/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Springer Mgmt For For For 1.2 Elect Ruby Chandy Mgmt For For For 2 Amendment to the Incentive Award Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Impax Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status IPXL CUSIP 45256B101 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leslie Benet Mgmt For For For 1.2 Elect Robert Burr Mgmt For For For 1.3 Elect Allen Chao Mgmt For For For 1.4 Elect Nigel Fleming Mgmt For For For 1.5 Elect Larry Hsu Mgmt For For For 1.6 Elect Michael Markbreiter Mgmt For For For 1.7 Elect Peter Terreri Mgmt For For For 2 Amendment to the 2002 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
Informatica Corporation Ticker Security ID: Meeting Date Meeting Status INFA CUSIP 45666Q102 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Garrett Mgmt For For For 1.2 Elect Gerald Held Mgmt For For For 1.3 Elect Charles J. Robel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Insight Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status NSIT CUSIP 45765U103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bennett Dorrance Mgmt For Withhold Against 1.2 Elect Michael Fisher Mgmt For For For 1.3 Elect Robert Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Integra LifeSciences Holdings Corporation Ticker Security ID: Meeting Date Meeting Status IART CUSIP 457985208 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Keith Bradley Mgmt For For For 3 Elect Richard Caruso Mgmt For For For 4 Elect Stuart Essig Mgmt For For For 5 Elect Neal Moszkowski Mgmt For For For 6 Elect Raymond Murphy Mgmt For For For 7 Elect Christian Schade Mgmt For For For 8 Elect James Sullivan Mgmt For Against Against 9 Elect Anne VanLent Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2003 Equity Mgmt For For For Incentive Plan
Interface, Inc. Ticker Security ID: Meeting Date Meeting Status IFSIA CUSIP 458665106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dianne Dillon-Ridgley Mgmt For For For 1.2 Elect June Henton Mgmt For For For 1.3 Elect Christopher Kennedy Mgmt For For For 1.4 Elect K. David Kohler Mgmt For For For 1.5 Elect Thomas Oliver Mgmt For Withhold Against 2 Amendment to the Omnibus Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Intermec, Inc. Ticker Security ID: Meeting Date Meeting Status IN CUSIP 458786100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Patrick Byrne Mgmt For For For 2 Elect Eric Draut Mgmt For For For 3 Elect Gregory Hinckley Mgmt For For For 4 Elect Lydia Kennard Mgmt For For For 5 Elect Allen Lauer Mgmt For For For 6 Elect Stephen Reynolds Mgmt For For For 7 Elect Steven Sample Mgmt For For For 8 Elect Oren Shaffer Mgmt For For For 9 Elect Larry Yost Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Invacare Corporation Ticker Security ID: Meeting Date Meeting Status IVC CUSIP 461203101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Kasich Mgmt For For For 1.2 Elect Dan Moore, III Mgmt For For For 1.3 Elect Joseph Richey, II Mgmt For For For 1.4 Elect Dale LaPorte Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Executive Incentive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Iowa Telecommunicatio ns Services, Inc. Ticker Security ID: Meeting Date Meeting Status IWA CUSIP 462594201 03/25/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For
Isis Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ISIS CUSIP 464330109 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stanley Crooke Mgmt For For For 1.2 Elect Joseph Klein, III Mgmt For For For 1.3 Elect John Reed Mgmt For For For 2 Amendment to the 2002 Non-Employee Mgmt For For For Directors' Stock Plan 3 Amendment to the 1989 Stock Option Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
J&J Snack Foods Corp. Ticker Security ID: Meeting Date Meeting Status JJSF CUSIP 466032109 02/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gerald Shreiber Mgmt For For For
J.Crew Group, Inc. Ticker Security ID: Meeting Date Meeting Status JCG CUSIP 46612H402 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Heather Reisman Mgmt For For For 1.2 Elect David House Mgmt For For For 1.3 Elect Stuart Sloan Mgmt For Withhold Against 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Executive Management Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
j2 Global Communications, Inc. Ticker Security ID: Meeting Date Meeting Status JCOM CUSIP 46626E205 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Bech Mgmt For Withhold Against 1.2 Elect Robert Cresci Mgmt For For For 1.3 Elect W. Brian Kretzmer Mgmt For For For 1.4 Elect Richard Ressler Mgmt For Withhold Against 1.5 Elect John Rieley Mgmt For Withhold Against 1.6 Elect Stephen Ross Mgmt For For For 1.7 Elect Michael Schulhof Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Jack Henry & Associates, Inc. Ticker Security ID: Meeting Date Meeting Status JKHY CUSIP 426281101 11/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerry Hall Mgmt For For For 1.2 Elect Michael Henry Mgmt For Withhold Against 1.3 Elect James Ellis Mgmt For For For 1.4 Elect Craig Curry Mgmt For Withhold Against 1.5 Elect Wesley Brown Mgmt For For For 1.6 Elect Matthew Flanigan Mgmt For For For 1.7 Elect Marla Shepard Mgmt For For For 1.8 Elect John Prim Mgmt For For For 2 Ratification of Auditor Mgmt For For For
James River Coal Company Ticker Security ID: Meeting Date Meeting Status JRCC CUSIP 470355207 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For
JDA Software Group, Inc. Ticker Security ID: Meeting Date Meeting Status JDAS CUSIP 46612K108 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Marlin Mgmt For Against Against 2 Elect Jock Patton Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Jo-Ann Stores Ticker Security ID: Meeting Date Meeting Status JAS CUSIP 47758P307 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Cowen Mgmt For For For 1.2 Elect Joseph DePinto Mgmt For For For 1.3 Elect Ira Gumberg Mgmt For Withhold Against 1.4 Elect Patricia Morrison Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect David Perdue Mgmt For For For 1.7 Elect Beryl Raff Mgmt For For For 1.8 Elect Alan Rosskamm Mgmt For For For 1.9 Elect Tracey Travis Mgmt For For For 1.10 Elect Darrell Webb Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Incentive Mgmt For Against Against Compensation Plan 4 Amendments to Code of Regulations Mgmt For For For
K-V Pharmaceutical Company Ticker Security ID: Meeting Date Meeting Status KV.A CUSIP 482740206 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jean Bellin Mgmt For For For 1.2 Elect Kevin Carlie Mgmt For Withhold Against 1.3 Elect Terry Hatfield Mgmt For Withhold Against 1.4 Elect David Hermelin Mgmt For For For 1.5 Elect Jonathon Killmer Mgmt For Withhold Against 1.6 Elect John Sampson Mgmt For For For 1.7 Elect Norman Schellenger Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Kaman Corporation Ticker Security ID: Meeting Date Meeting Status KAMN CUSIP 483548103 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eileen Kraus Mgmt For For For 1.2 Elect Richard Swift Mgmt For For For 1.3 Elect Neal Keating Mgmt For For For 1.4 Elect George Minnich Mgmt For For For 2 Amendment to the 2003 Stock Mgmt For For For Incentive Plan 3 Employees Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Kendle International Inc. Ticker Security ID: Meeting Date Meeting Status KNDL CUSIP 48880L107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Candace Kendle Mgmt For Withhold Against 1.2 Elect Christopher Bergen Mgmt For Withhold Against 1.3 Elect Robert Buck Mgmt For Withhold Against 1.4 Elect G. Steven Geis Mgmt For Withhold Against 1.5 Elect Donald Harrison Mgmt For Withhold Against 1.6 Elect Timothy Johnson Mgmt For Withhold Against 1.7 Elect Timothy Mooney Mgmt For Withhold Against 1.8 Elect Frederick Russ Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Kirkland's, Inc. Ticker Security ID: Meeting Date Meeting Status KIRK CUSIP 497498105 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Parks Mgmt For For For 1.2 Elect Murray Spain Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Knight Capital Group, Inc. Ticker Security ID: Meeting Date Meeting Status NITE CUSIP 499005106 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Bolster Mgmt For For For 2 Elect Gary Griffith Mgmt For For For 3 Elect Thomas Joyce Mgmt For For For 4 Elect James Lewis Mgmt For For For 5 Elect Thomas Lockburner Mgmt For For For 6 Elect James Milde Mgmt For For For 7 Elect Christopher Quick Mgmt For For For 8 Elect Laurie Shahon Mgmt For For For 9 2010 Equity Incentive Plan Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For
Knoll, Inc. Ticker Security ID: Meeting Date Meeting Status KNL CUSIP 498904200 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Harris Mgmt For Withhold Against 1.2 Elect John Maypole Mgmt For For For 1.3 Elect Kathleen Bradley Mgmt For Withhold Against 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
KOPPERS HOLDINGS INC. Ticker Security ID: Meeting Date Meeting Status KOP CUSIP 50060P106 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Hillenbrand Mgmt For For For 1.2 Elect James Stalder Mgmt For For For 2 Amendment to the 2005 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Lancaster Colony Corporation Ticker Security ID: Meeting Date Meeting Status LANC CUSIP 513847103 11/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Bachmann Mgmt For For For 1.2 Elect Neeli Bendapudi Mgmt For For For 1.3 Elect John Boylan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Life Partners Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LPHI CUSIP 53215T106 08/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Pardo Mgmt For For For 1.2 Elect R. Scott Peden Mgmt For For For 1.3 Elect Tad Ballantyne Mgmt For Withhold Against 1.4 Elect Fred Dewald Mgmt For Withhold Against 1.5 Elect Harold Rafuse Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Liz Claiborne, Inc. Ticker Security ID: Meeting Date Meeting Status LIZ CUSIP 539320101 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raul Fernandez Mgmt For Against Against 2 Elect Kenneth Kopelman Mgmt For Against Against 3 Elect Arthur Martinez Mgmt For Against Against 4 Elect Doreen Toben Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Restoration of Right to Call a Mgmt For For For Special Meeting 7 2010 Long-Term Performance Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For
LogMeIn, Inc. Ticker Security ID: Meeting Date Meeting Status LOGM CUSIP 54142L109 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Barrett Mgmt For For For 1.2 Elect Irfan Salim Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2009 Stock Mgmt For For For Incentive Plan
Lufkin Industries, Inc. Ticker Security ID: Meeting Date Meeting Status LUFK CUSIP 549764108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Stewart Mgmt For For For 1.2 Elect John Glick Mgmt For For For 1.3 Elect John Hofmeister Mgmt For For For 1.4 Elect John Lollar Mgmt For For For 1.5 Elect Thomas Wiener Mgmt For For For 2 Ratification of Auditor Mgmt For For For
lululemon athletica inc. Ticker Security ID: Meeting Date Meeting Status LULU CUSIP 550021109 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Stemberg Mgmt For For For 1.2 Elect Dennis Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Lumber Liquidators Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LL CUSIP 55003T107 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect John Presley Mgmt For For For 1.3 Elect Thomas Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Macrovision Solutions Corporation Ticker Security ID: Meeting Date Meeting Status MVSN CUSIP 55611C108 07/15/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Amoroso Mgmt For For For 1.2 Elect Andrew Ludwick Mgmt For For For 1.3 Elect Alan Earhart Mgmt For For For 1.4 Elect Robert Majteles Mgmt For For For 1.5 Elect James Meyer Mgmt For Withhold Against 1.6 Elect James O'Shaughnessy Mgmt For For For 1.7 Elect Ruthann Quindlen Mgmt For For For 2 Company Name Change Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Maidenform Brands, Inc. Ticker Security ID: Meeting Date Meeting Status MFB CUSIP 560305104 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Karen Rose Mgmt For For For 1.2 Elect Norman Axelrod Mgmt For For For 1.3 Elect Bernd Beetz Mgmt For For For 1.4 Elect Harold Compton Mgmt For For For 1.5 Elect Barbara Eisenberg Mgmt For For For 1.6 Elect Maurice Reznik Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Manhattan Associates, Inc. Ticker Security ID: Meeting Date Meeting Status MANH CUSIP 562750109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Huntz, Jr. Mgmt For For For 1.2 Elect Dan Lautenbach Mgmt For For For 1.3 Elect Thomas Noonan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MarketAxess Holdings Inc. Ticker Security ID: Meeting Date Meeting Status MKTX CUSIP 57060D108 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard McVey Mgmt For For For 1.2 Elect Sharon Brown-Hruska Mgmt For For For 1.3 Elect Roger Burkhardt Mgmt For For For 1.4 Elect Stephen Casper Mgmt For For For 1.5 Elect David Gomach Mgmt For For For 1.6 Elect Carlos Hernandez Mgmt For For For 1.7 Elect Ronald Hersch Mgmt For For For 1.8 Elect Jerome Markowitz Mgmt For For For 1.9 Elect T. Kelley Millet Mgmt For For For 1.10 Elect Nicolas Rohatyn Mgmt For For For 1.11 Elect John Steinhardt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Martek Biosciences Corporation Ticker Security ID: Meeting Date Meeting Status MATK CUSIP 572901106 03/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harry D'Andrea Mgmt For For For 2 Elect James Beery Mgmt For For For 3 Elect Michael Devine Mgmt For For For 4 Elect Steve Dubin Mgmt For For For 5 Elect Robert Flanagan Mgmt For For For 6 Elect Polly Kawalek Mgmt For For For 7 Elect Jerome Keller Mgmt For For For 8 Elect Douglas MacMaster, Jr. Mgmt For For For 9 Elect Robert Mayer Mgmt For For For 10 Elect David Pernock Mgmt For For For 11 Elect Eugene Rotberg Mgmt For For For 12 Ratification of Auditor Mgmt For For For
MASIMO CORPORATION Ticker Security ID: Meeting Date Meeting Status MASI CUSIP 574795100 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joe Kiani Mgmt For For For 1.2 Elect Jack Lasersohn Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
MasTec, Inc. Ticker Security ID: Meeting Date Meeting Status MTZ CUSIP 576323109 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Dwyer Mgmt For For For 1.2 Elect Frank Jaumot Mgmt For For For 1.3 Elect Jose Sorzano Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Matrix Service Company Ticker Security ID: Meeting Date Meeting Status MTRX CUSIP 576853105 10/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Bradley Mgmt For For For 1.2 Elect Michael Hall Mgmt For For For 1.3 Elect I. Edgar Hendrix Mgmt For For For 1.4 Elect Paul Lackey Mgmt For For For 1.5 Elect Tom Maxwell Mgmt For Withhold Against 1.6 Elect David Tippeconnic Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan
Matthews International Corporation Ticker Security ID: Meeting Date Meeting Status MATW CUSIP 577128101 02/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alvaro Garcia-Tunon Mgmt For For For 1.2 Elect John O'Leary, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
MAXIMUS, Inc. Ticker Security ID: Meeting Date Meeting Status MMS CUSIP 577933104 03/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Lederer Mgmt For For For 1.2 Elect Peter Pond Mgmt For For For 1.3 Elect James Thompson, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
MEDASSETS, INC. Ticker Security ID: Meeting Date Meeting Status MDAS CUSIP 584045108 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bardis Mgmt For For For 1.2 Elect Harris Hyman IV Mgmt For For For 1.3 Elect Terrence Mulligan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For
Medicis Pharmaceutical Corporation Ticker Security ID: Meeting Date Meeting Status MRX CUSIP 584690309 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Pietrangelo Mgmt For For For 2 Elect Lottie Shackelford Mgmt For For For 3 Elect Jonah Shacknai Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Medifast, Inc. Ticker Security ID: Meeting Date Meeting Status MED CUSIP 58470H101 10/09/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Barry Bondroff Mgmt For For For 2 Elect George Lavin, Jr. Mgmt For For For 3 Elect Cathy Maguire Mgmt For For For 4 Elect Jeannette Mills Mgmt For For For 5 Elect Jason Groves Mgmt For For For 6 Elect John McDaniel Mgmt For For For 7 Elect Jerry Reece Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Meridian Bioscience, Inc. Ticker Security ID: Meeting Date Meeting Status VIVO CUSIP 589584101 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Anderson Mgmt For For For 2 Elect James Buzard Mgmt For Against Against 3 Elect John Kraeutler Mgmt For For For 4 Elect Gary Kreider Mgmt For Against Against 5 Elect William Motto Mgmt For For For 6 Elect David Phillips Mgmt For For For 7 Elect Robert Ready Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Michael Baker Corporation Ticker Security ID: Meeting Date Meeting Status BKR CUSIP 057149106 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bontempo Mgmt For Withhold Against 1.2 Elect Nicholas Constantakis Mgmt For Withhold Against 1.3 Elect Mark Kaplan Mgmt For Withhold Against 1.4 Elect Robert Foglesong Mgmt For Withhold Against 1.5 Elect Bradley Mallory Mgmt For Withhold Against 1.6 Elect John Murray, Jr. Mgmt For Withhold Against 1.7 Elect Pamela Pierce Mgmt For Withhold Against 1.8 Elect Richard Shaw Mgmt For Withhold Against 1.9 Elect David Wormley Mgmt For Withhold Against 2 Employee Stock Purchase Plan Mgmt For For For 3 Long-Term Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Microsemi Corporation Ticker Security ID: Meeting Date Meeting Status MSCC CUSIP 595137100 02/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Peterson Mgmt For For For 1.2 Elect Dennis Leibel Mgmt For For For 1.3 Elect Thomas Anderson Mgmt For For For 1.4 Elect William Bendush Mgmt For For For 1.5 Elect William Healey Mgmt For For For 1.6 Elect Paul Folino Mgmt For For For 1.7 Elect Matthew Massengill Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Middleby Corporation Ticker Security ID: Meeting Date Meeting Status MIDD CUSIP 596278101 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Selim Bassoul Mgmt For For For 2 Elect Robert Lamb Mgmt For For For 3 Elect Ryan Levenson Mgmt For For For 4 Elect John Miller III Mgmt For For For 5 Elect Gordon O'Brien Mgmt For For For 6 Elect Philip Putnam Mgmt For Against Against 7 Elect Sabin Streeter Mgmt For For For 8 Ratification of Auditor Mgmt For Against Against
Millipore Corporation Ticker Security ID: Meeting Date Meeting Status MIL CUSIP 601073109 06/03/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Nara Bancorp Inc Commerce Ticker Security ID: Meeting Date Meeting Status NARA CUSIP 63080P105 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Broidy Mgmt For For For 1.2 Elect Louis Cosso Mgmt For For For 1.3 Elect Alvin Kang Mgmt For For For 1.4 Elect Chong-Moon Lee Mgmt For For For 1.5 Elect Jesun Paik Mgmt For For For 1.6 Elect John Park Mgmt For For For 1.7 Elect Ki Suh Park Mgmt For Withhold Against 1.8 Elect Scott Yoon-suk Whang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Increase of Authorized Common Stock Mgmt For For For
NATCO Group Inc. Ticker Security ID: Meeting Date Meeting Status NTG CUSIP 63227W203 11/18/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
National Instruments Corporation Ticker Security ID: Meeting Date Meeting Status NATI CUSIP 636518102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Truchard Mgmt For For For 1.2 Elect John Berra Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
National Presto Industries, Inc. Ticker Security ID: Meeting Date Meeting Status NPK CUSIP 637215104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Cardozo Mgmt For Withhold Against 1.2 Elect Patrick Quinn Mgmt For For For 2 Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Natural Gas Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status NGS CUSIP 63886Q109 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John W. Chisholm Mgmt For For For 1.2 Elect Richard L. Yadon Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Nektar Therapeutics Inc Ticker Security ID: Meeting Date Meeting Status NKTR CUSIP 640268108 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect R. Scott Greer Mgmt For For For 2 Elect Christopher Kuebler Mgmt For Abstain Against 3 Elect Lutz Lingnau Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For
NetGear, Inc. Ticker Security ID: Meeting Date Meeting Status NTGR CUSIP 64111Q104 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Patrick Lo Mgmt For For For 1.2 Elect Jocelyn Carter-Miller Mgmt For For For 1.3 Elect Ralph Faison Mgmt For For For 1.4 Elect A. Timothy Godwin Mgmt For For For 1.5 Elect Jef Graham Mgmt For For For 1.6 Elect Linwood Lacy, Jr. Mgmt For For For 1.7 Elect George Parker Mgmt For For For 1.8 Elect Gregory Rossmann Mgmt For For For 1.9 Elect Julie Shimer Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
Netlogic Microsystems Inc Ticker Security ID: Meeting Date Meeting Status NETL CUSIP 64118B100 10/23/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
New Jersey Resources Corporation Ticker Security ID: Meeting Date Meeting Status NJR CUSIP 646025106 01/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Codey Mgmt For Withhold Against 1.2 Elect Laurence Downes Mgmt For For For 1.3 Elect Robert Evans Mgmt For For For 1.4 Elect Alfred Koeppe Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
NewMarket Corporation Ticker Security ID: Meeting Date Meeting Status NEU CUSIP 651587107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Phyllis Cothran Mgmt For For For 1.2 Elect Mark Gambill Mgmt For For For 1.3 Elect Bruce Gottwald Mgmt For For For 1.4 Elect Thomas Gottwald Mgmt For For For 1.5 Elect Patrick Hanley Mgmt For Withhold Against 1.6 Elect James Rogers Mgmt For For For 1.7 Elect Charles Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
NIC Inc. Ticker Security ID: Meeting Date Meeting Status EGOV CUSIP 62914B100 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Harry Herington Mgmt For For For 1.2 Elect Art Burtscher Mgmt For For For 1.3 Elect Daniel Evans Mgmt For For For 1.4 Elect Ross Hartley Mgmt For For For 1.5 Elect Alexander Kemper Mgmt For For For 1.6 Elect William Lyons Mgmt For For For 1.7 Elect Pete Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Nordson Corporation Ticker Security ID: Meeting Date Meeting Status NDSN CUSIP 655663102 02/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Banks Mgmt For For For 1.2 Elect Randolph Carson Mgmt For For For 1.3 Elect Michael Hilton Mgmt For For For 1.4 Elect Victor Richey, Jr. Mgmt For For For 1.5 Elect Benedict Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Novatel Wireless, Inc. Ticker Security ID: Meeting Date Meeting Status NVTL CUSIP 66987M604 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Ledwith Mgmt For For For 1.2 Elect John Wakelin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ntelos Holdings Corp. Ticker Security ID: Meeting Date Meeting Status NTLS CUSIP 67020Q107 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Biltz Mgmt For Withhold Against 1.2 Elect Daniel Fine Mgmt For For For 1.3 Elect Robert Guth Mgmt For Withhold Against 1.4 Elect Daniel Heneghan Mgmt For Withhold Against 1.5 Elect Michael Huber Mgmt For For For 1.6 Elect James Hyde Mgmt For For For 1.7 Elect Julia North Mgmt For Withhold Against 1.8 Elect Jerry Vaughn Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 2010 Equity and Cash Incentive Plan Mgmt For Against Against
Nu Skin Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status NUS CUSIP 67018T105 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nevin Andersen Mgmt For For For 1.2 Elect Daniel Campbell Mgmt For For For 1.3 Elect E.J. Garn Mgmt For For For 1.4 Elect M. Truman Hunt Mgmt For For For 1.5 Elect Andrew Lipman Mgmt For For For 1.6 Elect Steven Lund Mgmt For Withhold Against 1.7 Elect Patricia Negron Mgmt For For For 1.8 Elect Thomas Pisano Mgmt For For For 1.9 Elect Blake Roney Mgmt For For For 1.10 Elect Sandra Tillotson Mgmt For For For 1.11 Elect David Ussery Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
NutriSystem, Inc. Ticker Security ID: Meeting Date Meeting Status NTRI CUSIP 67069D108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bernstock Mgmt For Withhold Against 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For Withhold Against 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NuVasive, Inc. Ticker Security ID: Meeting Date Meeting Status NUVA CUSIP 670704105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
NVE Corporation Ticker Security ID: Meeting Date Meeting Status NVEC CUSIP 629445206 08/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Terrence Glarner Mgmt For For For 1.2 Elect Daniel Baker Mgmt For For For 1.3 Elect James Hartman Mgmt For For For 1.4 Elect Patricia Hollister Mgmt For For For 1.5 Elect Robert Irish Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Hooker Mgmt For For For 1.2 Elect Harris Pappas Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Odyssey HealthCare, Inc. Ticker Security ID: Meeting Date Meeting Status ODSY CUSIP 67611V101 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Burnham Mgmt For For For 2 Elect James Buncher Mgmt For For For 3 Elect Robert Ortenzio Mgmt For For For 4 Amendment to 2001 Equity-Based Mgmt For For For Compensation Plan 5 Ratification of Auditor Mgmt For For For
Officemax Incorporated Ticker Security ID: Meeting Date Meeting Status OMX CUSIP 67622P101 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dorrit Bern Mgmt For For For 2 Elect Warren Bryant Mgmt For For For 3 Elect Joseph DePinto Mgmt For For For 4 Elect Sam Duncan Mgmt For For For 5 Elect Rakesh Gangwal Mgmt For For For 6 Elect Francesca Ruiz de Luzuriaga Mgmt For For For 7 Elect William Montgoris Mgmt For For For 8 Elect David Szymanski Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2003 Incentive and Mgmt For Against Against Performance Plan
Omnicell, Inc. Ticker Security ID: Meeting Date Meeting Status OMCL CUSIP 68213N109 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Judson Mgmt For For For 1.2 Elect Gary Petersmeyer Mgmt For For For 1.3 Elect Donald Wegmiller Mgmt For For For 2 Amendment to 2009 Equity Incentive Mgmt For Against Against Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For
OMNOVA Solutions Inc. Ticker Security ID: Meeting Date Meeting Status OMN CUSIP 682129101 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David D'Antoni Mgmt For For For 1.2 Elect Steven Percy Mgmt For For For 1.3 Elect Allan Rothwell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Onyx Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ONXX CUSIP 683399109 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Corinne Nevinny Mgmt For For For 1.2 Elect Thomas Wiggans Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For Against Against
Orbital Sciences Corporation Ticker Security ID: Meeting Date Meeting Status ORB CUSIP 685564106 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Crawley Mgmt For Withhold Against 1.2 Elect Lennard Fisk Mgmt For For For 1.3 Elect Ronald Kadish Mgmt For For For 1.4 Elect Garrett Pierce Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
ORION MARINE GROUP, INC. Ticker Security ID: Meeting Date Meeting Status ORN CUSIP 68628V308 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Austin Shanfelter Mgmt For For For 2 Elect Gene Stoever Mgmt For For For 3 Ratification of Auditor Mgmt For For For
OSI Systems, Inc. Ticker Security ID: Meeting Date Meeting Status OSIS CUSIP 671044105 03/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Deepak Chopra Mgmt For For For 1.2 Elect Ajay Mehra Mgmt For For For 1.3 Elect Steven Good Mgmt For For For 1.4 Elect Meyer Luskin Mgmt For For For 1.5 Elect Leslie Bider Mgmt For Withhold Against 1.6 Elect David Feinberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reincorporation from California to Mgmt For For For Delaware
Owens & Minor Inc. Ticker Security ID: Meeting Date Meeting Status OMI CUSIP 690732102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect John Crotty Mgmt For For For 1.4 Elect Richard Fogg Mgmt For For For 1.5 Elect G. Gilmer Minor III Mgmt For For For 1.6 Elect Eddie Moore, Jr. Mgmt For For For 1.7 Elect Peter Redding Mgmt For For For 1.8 Elect James Rogers Mgmt For For For 1.9 Elect Robert Sledd Mgmt For For For 1.10 Elect Craig Smith Mgmt For For For 1.11 Elect James Ukrop Mgmt For For For 1.12 Elect Anne Whittemore Mgmt For For For 2 Re-Approval of Performance Goals Mgmt For For For Under the 2005 Stock Incentive Plan 3 Amendment to Increase Individual Mgmt For For For Incentive Award Limit Under the 2005 Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For
Owens Corning Ticker Security ID: Meeting Date Meeting Status OC CUSIP 690742101 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Hake Mgmt For For For 1.2 Elect F. Philip Handy Mgmt For For For 1.3 Elect Michael Thaman Mgmt For For For 2 2010 Stock Plan Mgmt For Against Against
Oxford Industries, Inc. Ticker Security ID: Meeting Date Meeting Status OXM CUSIP 691497309 06/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Guynn Mgmt For For For 2 Elect Helen Weeks Mgmt For For For 3 Elect E. Jenner Wood III Mgmt For For For 4 Ratification of Auditor Mgmt For For For
P.F. Chang's China Bistro, Inc. Ticker Security ID: Meeting Date Meeting Status PFCB CUSIP 69333Y108 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kerrii Anderson Mgmt For For For 2 Elect Richard Federico Mgmt For For For 3 Elect Lesley Howe Mgmt For For For 4 Elect Dawn Hudson Mgmt For For For 5 Elect Kenneth May Mgmt For For For 6 Elect M. Ann Rhoades Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Robert Vivian Mgmt For For For 9 Elect R. Michael Welborn Mgmt For For For 10 Elect Kenneth Wessels Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Right to Adjourn Meeting Mgmt For For For
PAETEC Holding Corp. Ticker Security ID: Meeting Date Meeting Status PAET CUSIP 695459107 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Shelley Diamond Mgmt For For For 1.2 Elect H. Russell Frisby Mgmt For For For 1.3 Elect Michael Mac Donald Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Parametric Technology Corporation Ticker Security ID: Meeting Date Meeting Status PMTC CUSIP 699173209 03/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Lacy Mgmt For For For 1.2 Elect Michael Porter Mgmt For Withhold Against 1.3 Elect Robert Schechter Mgmt For For For 2 2009 Executive Cash Incentive Mgmt For For For Performance Plan 3 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Harold Selick Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Pegasystems Inc. Ticker Security ID: Meeting Date Meeting Status PEGA CUSIP 705573103 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Craig Conway Mgmt For Against Against 2 Elect Peter Gyenes Mgmt For For For 3 Elect Richard Jones Mgmt For For For 4 Elect Steven Kaplan Mgmt For For For 5 Elect James O'Halloran Mgmt For For For 6 Elect Alan Trefler Mgmt For For For 7 Elect William Wyman Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Pentair, Inc. Ticker Security ID: Meeting Date Meeting Status PNR CUSIP 709631105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect T. Michael Glenn Mgmt For For For 3 Elect David H. Y. Ho Mgmt For For For 4 Elect William T. Monahan Mgmt For For For 5 Amendment to the 2008 Omnibus Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Perficient, Inc. Ticker Security ID: Meeting Date Meeting Status PRFT CUSIP 71375U101 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John McDonald Mgmt For For For 1.2 Elect Jeffrey Davis Mgmt For For For 1.3 Elect Ralph Derrickson Mgmt For For For 1.4 Elect John Hamlin Mgmt For Withhold Against 1.5 Elect David Lundeen Mgmt For For For 1.6 Elect David May Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PetMed Express, Inc. Ticker Security ID: Meeting Date Meeting Status PETS CUSIP 716382106 07/31/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Menderes Akdag Mgmt For For For 1.2 Elect Frank Formica Mgmt For For For 1.3 Elect Gian Fulgoni Mgmt For For For 1.4 Elect Ronald Korn Mgmt For For For 1.5 Elect Robert Schweitzer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PetSmart, Inc. Ticker Security ID: Meeting Date Meeting Status PETM CUSIP 716768106 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rakesh Gangwal Mgmt For For For 2 Elect Robert Moran Mgmt For For For 3 Elect Barbara Munder Mgmt For For For 4 Elect Thomas Stemberg Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan
Polaris Industries Inc. Ticker Security ID: Meeting Date Meeting Status PII CUSIP 731068102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Caulk Mgmt For For For 1.2 Elect Bernd Kessler Mgmt For For For 1.3 Elect Scott Wine Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Polycom, Inc. Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP 73172K104 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For Withhold Against 1.3 Elect Betsy Atkins Mgmt For For For 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
PolyOne Corporation Ticker Security ID: Meeting Date Meeting Status POL CUSIP 73179P106 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Douglas Campbell Mgmt For For For 1.2 Elect Carol Cartwright Mgmt For For For 1.3 Elect Richard Fearon Mgmt For For For 1.4 Elect Gordon Harnett Mgmt For For For 1.5 Elect Richard Lorraine Mgmt For For For 1.6 Elect Edward Mooney Mgmt For For For 1.7 Elect Stephen Newlin Mgmt For For For 1.8 Elect William Powell Mgmt For For For 1.9 Elect Farah Walters Mgmt For For For 2 2010 Equity and Performance Plan Mgmt For For For 3 Senior Executive Annual Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
Portfolio Recovery Associates Ticker Security ID: Meeting Date Meeting Status PRAA CUSIP 73640Q105 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Roberts Mgmt For For For 1.2 Elect John Fuller Mgmt For For For 1.3 Elect John Fain Mgmt For For For 2 2010 Stock Plan Mgmt For For For 3 Annual Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Powell Industries, Inc. Ticker Security ID: Meeting Date Meeting Status POWL CUSIP 739128106 02/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Becherer Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Thomas Powell Mgmt For For For
Premiere Global Services, Inc. Ticker Security ID: Meeting Date Meeting Status PGI CUSIP 740585104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Boland Jones Mgmt For For For 1.2 Elect Jeffrey Arnold Mgmt For For For 1.3 Elect Wilkie Colyer Mgmt For For For 1.4 Elect John Harris Mgmt For For For 1.5 Elect W. Steven Jones Mgmt For For For 1.6 Elect Raymond Pirtle, Jr. Mgmt For For For 1.7 Elect J. Walker Smith, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Long-Term Mgmt For Against Against Incentive Plan 4 Amendment to the 2000 Directors Mgmt For For For Stock Plan
Progress Software Corporation Ticker Security ID: Meeting Date Meeting Status PRGS CUSIP 743312100 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Bycoff Mgmt For For For 1.2 Elect Ram Gupta Mgmt For For For 1.3 Elect Charles Kane Mgmt For For For 1.4 Elect David Krall Mgmt For For For 1.5 Elect Michael Mark Mgmt For For For 1.6 Elect Richard Reidy Mgmt For For For 2 Amendment to the 2008 Stock Option Mgmt For For For and Incentive Plan 3 Amendment to the 1991 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
PS Business Parks, Inc. Ticker Security ID: Meeting Date Meeting Status PSB CUSIP 69360J107 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Harvey Lenkin Mgmt For For For 1.8 Elect Sara Grootwassink Lewis Mgmt For For For 1.9 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Quality Systems, Inc. Ticker Security ID: Meeting Date Meeting Status QSII CUSIP 747582104 08/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murray Brennan Mgmt For For For 1.2 Elect George Bristol Mgmt For For For 1.3 Elect Patrick Cline Mgmt For For For 1.4 Elect Joseph Davis Mgmt For For For 1.5 Elect Ahmed Hussein Mgmt For For For 1.6 Elect Philip Kaplan Mgmt For For For 1.7 Elect Russell Pflueger Mgmt For For For 1.8 Elect Steven Plochocki Mgmt For For For 1.9 Elect Sheldon Razin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Quanex Buildings Products Corporation Ticker Security ID: Meeting Date Meeting Status NX CUSIP 747619104 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Griffiths Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Questcor Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status QCOR CUSIP 74835Y101 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Don Bailey Mgmt For For For 1.2 Elect Neal Bradsher Mgmt For For For 1.3 Elect Stephen Farrell Mgmt For For For 1.4 Elect Louis Silverman Mgmt For For For 1.5 Elect Virgil Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Radiant Systems, Inc. Ticker Security ID: Meeting Date Meeting Status RADS CUSIP 75025N102 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Balloun Mgmt For For For 1.2 Elect John Heyman Mgmt For For For 1.3 Elect Donna Lee Mgmt For For For 2 Amendment to 2005 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
Raven Industries, Inc. Ticker Security ID: Meeting Date Meeting Status RAVN CUSIP 754212108 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Bour Mgmt For Withhold Against 1.2 Elect David Christensen Mgmt For For For 1.3 Elect Thomas Everist Mgmt For For For 1.4 Elect Mark Griffin Mgmt For For For 1.5 Elect Conrad Hoigaard Mgmt For For For 1.6 Elect Kevin Kirby Mgmt For For For 1.7 Elect Cynthia Milligan Mgmt For For For 1.8 Elect Ronald Moquist Mgmt For For For 1.9 Elect Daniel Rykhus Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Schleifer Mgmt For For For 1.2 Elect Eric Shooter Mgmt For For For 1.3 Elect George Yancopoulos Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RehabCare Group, Inc. Ticker Security ID: Meeting Date Meeting Status RHB CUSIP 759148109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Colleen Conway-Welch Mgmt For For For 1.2 Elect Christopher Hjelm Mgmt For For For 1.3 Elect Anthony Piszel Mgmt For For For 1.4 Elect Suzan Rayner Mgmt For For For 1.5 Elect Harry Rich Mgmt For For For 1.6 Elect John Short Mgmt For For For 1.7 Elect Larry Warren Mgmt For For For 1.8 Elect Theodore Wight Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amended and Restated 2006 Equity Mgmt For For For Incentive Plan
RiskMetrics Group, Inc. Ticker Security ID: Meeting Date Meeting Status RISK CUSIP 767735103 05/27/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Riverbed Technology, Inc. Ticker Security ID: Meeting Date Meeting Status RVBD CUSIP 768573107 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Floyd Mgmt For For For 1.2 Elect Christopher Schaepe Mgmt For For For 1.3 Elect James Swartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan
RLI Corp. Ticker Security ID: Meeting Date Meeting Status RLI CUSIP 749607107 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kaj Ahlmann Mgmt For For For 1.2 Elect Barbara Allen Mgmt For For For 1.3 Elect Charles Linke Mgmt For For For 1.4 Elect F. Lynn McPheeters Mgmt For For For 1.5 Elect Jonathan Michael Mgmt For For For 1.6 Elect Robert Viets Mgmt For For For 2 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 01/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Anderson Mgmt For For For 1.2 Elect Robert Currey Mgmt For Withhold Against 1.3 Elect Lawrence Gellerstedt, III Mgmt For For For 1.4 Elect John Spiegel Mgmt For For For 1.5 Elect J. Powell Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Rollins, Inc. Ticker Security ID: Meeting Date Meeting Status ROL CUSIP 775711104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bill J. Dismuke Mgmt For For For 1.2 Elect Thomas Lawley Mgmt For For For 1.3 Elect Wilton Looney Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Rowan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status RDC CUSIP 779382100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Fox III Mgmt For For For 2 Elect Graham Hearne Mgmt For For For 3 Elect H. E. Lentz Mgmt For For For 4 Elect P. Dexter Peacock Mgmt For Against Against 5 Elimination of Supermajority Mgmt For For For Requirement 6 Ratification of Auditor Mgmt For For For
S1 Corporation Ticker Security ID: Meeting Date Meeting Status SONE CUSIP 78463B101 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Johann Dreyer Mgmt For For For 1.2 Elect M. Douglas Ivester Mgmt For For For 1.3 Elect Edward Terino Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Salix Pharmaceuticals, Ltd. Ticker Security ID: Meeting Date Meeting Status SLXP CUSIP 795435106 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Sanderson Farms, Inc. Ticker Security ID: Meeting Date Meeting Status SAFM CUSIP 800013104 02/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Fred Banks, Jr. Mgmt For For For 1.2 Elect Toni Cooley Mgmt For For For 1.3 Elect Robert Khayat Mgmt For For For 1.4 Elect Dianne Mooney Mgmt For For For 1.5 Elect Gail Pittman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Santarus, Inc. Ticker Security ID: Meeting Date Meeting Status SNTS CUSIP 802817304 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Burgess Mgmt For For For 1.2 Elect Michael Carter Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Schnitzer Steel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SCHN CUSIP 806882106 01/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anderson Mgmt For For For 1.2 Elect William Furman Mgmt For For For 1.3 Elect William Larsson Mgmt For Withhold Against 1.4 Elect Scott Lewis Mgmt For For For 1.5 Elect Wayland Hicks Mgmt For For For 2 Executive Annual Bonus Plan Mgmt For For For
SciClone Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status SCLN CUSIP 80862K104 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jon Saxe Mgmt For For For 1.2 Elect Friedhelm Blobel Mgmt For For For 1.3 Elect Roberto Camerini Mgmt For Withhold Against 1.4 Elect Richard Hawkins Mgmt For For For 1.5 Elect Trevor Jones Mgmt For Withhold Against 1.6 Elect Gregg Lapointe Mgmt For For For 1.7 Elect Ira Lawrence, MD Mgmt For For For 1.8 Elect Dean Woodman Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 3 Amendment to the 1996 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Signature Bank Ticker Security ID: Meeting Date Meeting Status SBNY CUSIP 82669G104 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Tamberlane Mgmt For For For 1.2 Elect Yacov Levy Mgmt For For For 1.3 Elect Frank Selvaggi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation
Silgan Holdings Inc. Ticker Security ID: Meeting Date Meeting Status SLGN CUSIP 827048109 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Stock Mgmt For For For 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Simpson Manufacturing Co., Inc. Ticker Security ID: Meeting Date Meeting Status SSD CUSIP 829073105 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Cusumano Mgmt For Withhold Against 1.2 Elect Peter Louras, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Sirona Dental Systems, Inc. Ticker Security ID: Meeting Date Meeting Status SIRO CUSIP 82966C103 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Simone Blank Mgmt For Withhold Against 1.2 Elect Timothy Sheehan Mgmt For For For 1.3 Elect Timothy Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Beebe Mgmt For For For 1.2 Elect Timothy Furey Mgmt For For For 1.3 Elect David McLachlan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Smith & Wesson Holding Corporation Ticker Security ID: Meeting Date Meeting Status SWHC CUSIP 831756101 09/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Monheit Mgmt For For For 1.2 Elect Robert Scott Mgmt For For For 1.3 Elect Michael Golden Mgmt For For For 1.4 Elect Jeffrey Buchanan Mgmt For For For 1.5 Elect John Furman Mgmt For For For 1.6 Elect Mitchell Saltz Mgmt For For For 1.7 Elect David Stone Mgmt For For For 1.8 Elect I. Marie Wadecki Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Smith Micro Software, Inc. Ticker Security ID: Meeting Date Meeting Status SMSI CUSIP 832154108 08/24/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Campbell Mgmt For Withhold Against 1.2 Elect Ted Hoffman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Solera Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SLH CUSIP 83421A104 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tony Aquila Mgmt For For For 1.2 Elect Arthur Kingsbury Mgmt For For For 1.3 Elect Jerrell Shelton Mgmt For For For 1.4 Elect Kenneth Viellieu Mgmt For For For 1.5 Elect Stuart Yarbrough Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SonicWALL, Inc. Ticker Security ID: Meeting Date Meeting Status SNWL CUSIP 835470105 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Berger Mgmt For For For 1.2 Elect David Garrison Mgmt For For For 1.3 Elect Charles Kissner Mgmt For For For 1.4 Elect Matthew Medeiros Mgmt For For For 1.5 Elect Clark Masters Mgmt For For For 1.6 Elect John Shoemaker Mgmt For For For 1.7 Elect Cary Thompson Mgmt For For For 1.8 Elect Edward Thompson Mgmt For For For 1.9 Elect Carl Thomsen Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For Against Against
Spartan Stores, Inc. Ticker Security ID: Meeting Date Meeting Status SPTN CUSIP 846822104 08/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect M. Shan Atkins Mgmt For For For 1.2 Elect Frank Gambino Mgmt For For For 1.3 Elect Timothy O'Donovan Mgmt For For For 2 Amendment to the Stock Incentive Mgmt For For For Plan of 2005 3 Associate Stock Purchase Plan of 2009 Mgmt For For For 4 Ratification of Auditor Mgmt For For For
SPSS Inc. Ticker Security ID: Meeting Date Meeting Status SPSS CUSIP 78462K102 10/02/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Standard Motor Products, Inc. Ticker Security ID: Meeting Date Meeting Status SMP CUSIP 853666105 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Gerrity Mgmt For For For 1.2 Elect Pamela Forbes Lieberman Mgmt For For For 1.3 Elect Arthur Sills Mgmt For For For 1.4 Elect Lawrence Sills Mgmt For For For 1.5 Elect Peter Sills Mgmt For For For 1.6 Elect Frederick Sturdivant Mgmt For For For 1.7 Elect William Turner Mgmt For For For 1.8 Elect Richard Ward Mgmt For For For 1.9 Elect Roger Widmann Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Starent Networks, Corp. Ticker Security ID: Meeting Date Meeting Status STAR CUSIP 85528P108 12/11/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Stein Mart, Inc. Ticker Security ID: Meeting Date Meeting Status SMRT CUSIP 858375108 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Alexander Mgmt For For For 1.2 Elect Alvin Carpenter Mgmt For For For 1.3 Elect Irwin Cohen Mgmt For For For 1.4 Elect Susan Falk Mgmt For For For 1.5 Elect Linda Farthing Mgmt For For For 1.6 Elect Mitchell Legler Mgmt For Withhold Against 1.7 Elect Robert Mettler Mgmt For For For 1.8 Elect Richard Sisisky Mgmt For For For 1.9 Elect Jay Stein Mgmt For For For 1.10 Elect Martin Stein, Jr. Mgmt For Withhold Against 1.11 Elect David Stovall, Jr. Mgmt For For For 1.12 Elect John Williams, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Steiner Leisure Limited Ticker Security ID: Meeting Date Meeting Status STNR CUSIP P8744Y102 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Cynthia Cohen Mgmt For For For 1.2 Elect Denise Dickins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stepan Company Ticker Security ID: Meeting Date Meeting Status SCL CUSIP 858586100 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boyce Mgmt For For For 1.2 Elect F. Quinn Stepan Mgmt For For For 1.3 Elect Edward Wehmer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
STERIS Corporation Ticker Security ID: Meeting Date Meeting Status STE CUSIP 859152100 07/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Robert Fields Mgmt For For For 1.4 Elect Jacqueline Kosecoff Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For Withhold Against 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Steven Madden, Ltd. Ticker Security ID: Meeting Date Meeting Status SHOO CUSIP 556269108 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Rosenfeld Mgmt For For For 1.2 Elect John Madden Mgmt For Withhold Against 1.3 Elect Peter Migliorini Mgmt For For For 1.4 Elect Richard Randall Mgmt For For For 1.5 Elect Ravi Sachdev Mgmt For For For 1.6 Elect Thomas Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stillwater Mining Company Ticker Security ID: Meeting Date Meeting Status SWC CUSIP 86074Q102 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Craig Fuller Mgmt For For For 1.2 Elect Patrick James Mgmt For For For 1.3 Elect Steven Lucas Mgmt For For For 1.4 Elect Michael Parrett Mgmt For For For 1.5 Elect Francis McAllister Mgmt For For For 1.6 Elect Michael Schiavone Mgmt For For For 1.7 Elect Michael Parrett Mgmt For For For 1.8 Elect Mark Sander Mgmt For For For 1.9 Elect Ajay Paliwal Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stratasys, Inc. Ticker Security ID: Meeting Date Meeting Status SSYS CUSIP 862685104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Scott Crump Mgmt For For For 1.2 Elect Ralph Crump Mgmt For For For 1.3 Elect Edward Fierko Mgmt For For For 1.4 Elect John McEleney Mgmt For For For 1.5 Elect Clifford Schwieter Mgmt For For For 1.6 Elect Gregory Wilson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Sturm, Ruger & Company, Inc. Ticker Security ID: Meeting Date Meeting Status RGR CUSIP 864159108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Service Mgmt For For For 1.2 Elect Michael Fifer Mgmt For For For 1.3 Elect John Cosentino, Jr. Mgmt For For For 1.4 Elect C. Michael Jacobi Mgmt For For For 1.5 Elect Amir Rosenthal Mgmt For For For 1.6 Elect Ronald Whitaker Mgmt For For For 1.7 Elect Phillip Widman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sun Hydraulics Corporation Ticker Security ID: Meeting Date Meeting Status SNHY CUSIP 866942105 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marc Bertoneche Mgmt For For For 1.2 Elect Philippe Lemaitre Mgmt For For For 1.3 Elect Ferdinand Megerlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sykes Enterprises, Incorporated Ticker Security ID: Meeting Date Meeting Status SYKE CUSIP 871237103 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Whiting Mgmt For For For 1.2 Elect Mark Bozek Mgmt For For For 1.3 Elect Iain Macdonald Mgmt For For For 1.4 Elect Michael DeLong Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Synaptics Incorporated Ticker Security ID: Meeting Date Meeting Status SYNA CUSIP 87157D109 10/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Buchanan Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect James Whims Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Syniverse Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SVR CUSIP 87163F106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Marino Mgmt For For For 1.2 Elect Tony Holcombe Mgmt For For For 1.3 Elect Jason Few Mgmt For For For 1.4 Elect Robert Gerrard Jr. Mgmt For For For 1.5 Elect James Lipham Mgmt For For For 1.6 Elect Wendy Murdock Mgmt For For For 1.7 Elect Jack Pearlstein Mgmt For For For 1.8 Elect Timothy Samples Mgmt For Withhold Against 1.9 Elect Fritz von Mering Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Employee Stock Purchase Plan Mgmt For For For
Synta Pharmaceuticals Corp. Ticker Security ID: Meeting Date Meeting Status SNTA CUSIP 87162T206 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Safi Bahcall Mgmt For For For 1.2 Elect Bruce Kovner Mgmt For For For 2 Amendment to the 2006 Stock Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Syntel, Inc. Ticker Security ID: Meeting Date Meeting Status SYNT CUSIP 87162H103 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paritosh Choksi Mgmt For For For 1.2 Elect Bharat Desai Mgmt For Withhold Against 1.3 Elect Thomas Doke Mgmt For For For 1.4 Elect George Mrkonic, Jr. Mgmt For For For 1.5 Elect Raj Mashruwala Mgmt For For For 1.6 Elect Prashant Ranade Mgmt For For For 1.7 Elect Neerja Sethi Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Taleo Corporation Ticker Security ID: Meeting Date Meeting Status TLEO CUSIP 87424N104 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Gregoire Mgmt For For For 1.2 Elect Michael Tierney Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Tanger Factory Outlet Centers, Inc. Ticker Security ID: Meeting Date Meeting Status SKT CUSIP 875465106 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Africk Mgmt For For For 1.2 Elect Steven B.Tanger Mgmt For For For 1.3 Elect William G. Benton Mgmt For For For 1.4 Elect Bridget Ryan Berman Mgmt For For For 1.5 Elect Thomas E. Robinson Mgmt For For For 1.6 Elect Allan L. Schuman Mgmt For For For 1.7 Elect Stanley K. Tanger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Incentive Award Plan Mgmt For Against Against
TeleCommunication Systems, Inc. Ticker Security ID: Meeting Date Meeting Status TSYS CUSIP 87929J103 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Maurice Tose Mgmt For For For 1.2 Elect James Bethmann Mgmt For For For 1.3 Elect Richard Young Mgmt For For For 2 Amendment to the 1997 Stock Mgmt For For For Incentive Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan
TeleTech Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status TTEC CUSIP 879939106 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Tuchman Mgmt For For For 1.2 Elect James Barlett Mgmt For For For 1.3 Elect William Linnenbringer Mgmt For For For 1.4 Elect Ruth Lipper Mgmt For Withhold Against 1.5 Elect Shrikant Mehta Mgmt For For For 1.6 Elect Anjan Mukherjee Mgmt For For For 1.7 Elect Robert Tarola Mgmt For For For 1.8 Elect Shirley Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Incentive Plan Mgmt For For For
Tempur-Pedic International Inc. Ticker Security ID: Meeting Date Meeting Status TPX CUSIP 88023U101 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Sarvary Mgmt For For For 2 Elect Evelyn Dilsaver Mgmt For For For 3 Elect Francis Doyle Mgmt For For For 4 Elect John Heil Mgmt For For For 5 Elect Peter Hoffman Mgmt For For For 6 Elect Paul Judge Mgmt For For For 7 Elect Nancy Koehn Mgmt For For For 8 Elect Christopher Masto Mgmt For For For 9 Elect P. Andrews McLane Mgmt For For For 10 Elect Robert Trussell, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Annual Incentive Bonus Plan for Mgmt For For For Senior Executives
Tesoro Corporation Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rodney Chase Mgmt For Withhold Against 1.2 Elect Gregory Goff Mgmt For For For 1.3 Elect Robert Goldman Mgmt For For For 1.4 Elect Steven Grapstein Mgmt For For For 1.5 Elect William Johnson Mgmt For Withhold Against 1.6 Elect Jim Nokes Mgmt For Withhold Against 1.7 Elect Donald Schmude Mgmt For For For 1.8 Elect Michael Wiley Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Tessera Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TSRA CUSIP 88164L100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Boehlke Mgmt For Withhold Against 1.2 Elect Nicholas Brathwaite Mgmt For For For 1.3 Elect John Goodrich Mgmt For For For 1.4 Elect Bruce McWilliams Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Henry Nothhaft Mgmt For For For 1.7 Elect Robert Young Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Tetra Tech, Inc. Ticker Security ID: Meeting Date Meeting Status TTEK CUSIP 88162G103 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Batrack Mgmt For For For 1.2 Elect Hugh Grant Mgmt For For For 1.3 Elect Patrick Haden Mgmt For For For 1.4 Elect J. Christopher Lewis Mgmt For For For 1.5 Elect Albert Smith Mgmt For For For 1.6 Elect J. Kenneth Thompson Mgmt For For For 1.7 Elect Richard Truly Mgmt For For For 2 Ratification of Auditor Mgmt For For For
TETRA Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TTI CUSIP 88162F105 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stuart Brightman Mgmt For For For 1.2 Elect Paul Coombs Mgmt For For For 1.3 Elect Ralph Cunningham Mgmt For Withhold Against 1.4 Elect Tom Delimitros Mgmt For For For 1.5 Elect Geoffrey Hertel Mgmt For For For 1.6 Elect Allen McInnes Mgmt For For For 1.7 Elect Kenneth Mitchell Mgmt For Withhold Against 1.8 Elect William Sullivan Mgmt For For For 1.9 Elect Kenneth White, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For For For Incentive Plan
The Boston Beer Company, Inc. Ticker Security ID: Meeting Date Meeting Status SAM CUSIP 100557107 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Burwick Mgmt For For For 1.2 Elect Pearson Cummin, III Mgmt For Withhold Against 1.3 Elect Jean-Michel Valette Mgmt For For For
The CATO Corporation Ticker Security ID: Meeting Date Meeting Status CATO CUSIP 149205106 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. Harding Stowe Mgmt For For For 1.2 Elect Edward Weisiger, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
The Cheesecake Factory Incorporated Ticker Security ID: Meeting Date Meeting Status CAKE CUSIP 163072101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Allen J. Bernstein Mgmt For For For 2 Elect Thomas Gregory Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the 2010 Annual Mgmt For For For Performance Incentive Plan 5 Ratification of Auditor Mgmt For For For
The Gymboree Corporation Ticker Security ID: Meeting Date Meeting Status GYMB CUSIP 403777105 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Blair Lambert Mgmt For For For 1.2 Elect Daniel Lyle Mgmt For For For 1.3 Elect Scott Ryles Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
The Lubrizol Corporation Ticker Security ID: Meeting Date Meeting Status LZ CUSIP 549271104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Campbell Mgmt For For For 1.2 Elect James Hambrick Mgmt For For For 1.3 Elect Gordon Harnett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
The Medicines Company Ticker Security ID: Meeting Date Meeting Status MDCO CUSIP 584688105 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Crouse Mgmt For For For 1.2 Elect Hiroaki Shigeta Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For Against Against Incentive Plan 4 Ratification of Auditor Mgmt For For For
The Providence Service Corporation Ticker Security ID: Meeting Date Meeting Status PRSC CUSIP 743815102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Hunter Hurst III Mgmt For For For 1.2 Elect Richard Kerley Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
The Providence Service Corporation Ticker Security ID: Meeting Date Meeting Status PRSC CUSIP 743815102 11/19/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Adoption of Shareholder Rights Plan Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against
The Toro Company Ticker Security ID: Meeting Date Meeting Status TTC CUSIP 891092108 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Buhrmaster Mgmt For For For 1.2 Elect Robert Nassau Mgmt For For For 1.3 Elect Christopher Twomey Mgmt For For For 2 2010 Equity and Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
The Warnaco Group, Inc. Ticker Security ID: Meeting Date Meeting Status WRC CUSIP 934390402 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David A. Bell Mgmt For For For 2 Elect Robert A. Bowman Mgmt For For For 3 Elect Richard Karl Goeltz Mgmt For Against Against 4 Elect Joseph R. Gromek Mgmt For For For 5 Elect Sheila A. Hopkins Mgmt For For For 6 Elect Charles R. Perrin Mgmt For For For 7 Elect Nancy A. Reardon Mgmt For For For 8 Elect Donald L. Seeley Mgmt For For For 9 Elect Cheryl NIdo Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Thoratec Corporation Ticker Security ID: Meeting Date Meeting Status THOR CUSIP 885175307 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil F. Dimick Mgmt For Withhold Against 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For Withhold Against 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Mgmt For For For Stock Plan 3 Ratification of Auditor Mgmt For For For
TIBCO Software Inc. Ticker Security ID: Meeting Date Meeting Status TIBX CUSIP 88632Q103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
Timberland Company Ticker Security ID: Meeting Date Meeting Status TBL CUSIP 887100105 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sidney Swartz Mgmt For For For 1.2 Elect Jeffrey Swartz Mgmt For For For 1.3 Elect Ian Diery Mgmt For For For 1.4 Elect John Fitzsimmons Mgmt For For For 1.5 Elect Virginia Kent Mgmt For For For 1.6 Elect Kenneth Lombard Mgmt For Withhold Against 1.7 Elect Edward Moneypenny Mgmt For For For 1.8 Elect Peter Moore Mgmt For For For 1.9 Elect Bill Shore Mgmt For For For 1.10 Elect Terdema Ussery II Mgmt For For For 1.11 Elect Carden Welsh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For
TiVo Inc. Ticker Security ID: Meeting Date Meeting Status TIVO CUSIP 888706108 09/02/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randy Komisar Mgmt For Withhold Against 1.2 Elect Thomas Wolzien Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For Against Against Incentive Award Plan
Total System Services, Inc. Ticker Security ID: Meeting Date Meeting Status TSS CUSIP 891906109 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anthony Mgmt For For For 2 Elect Sidney Harris Mgmt For For For 3 Elect Mason Lampton Mgmt For For For 4 Elect John Turner Mgmt For For For 5 Elect M. Woods Mgmt For For For 6 Elect James Yancey Mgmt For Against Against 7 Elect Rebecca Yarbrough Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO CUSIP 892356106 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Wright Mgmt For For For 1.2 Elect Johnston Adams Mgmt For For For 1.3 Elect William Bass Mgmt For For For 1.4 Elect Jack Bingleman Mgmt For For For 1.5 Elect Richard Frost Mgmt For For For 1.6 Elect Cynthia Jamison Mgmt For For For 1.7 Elect Gerard Jones Mgmt For For For 1.8 Elect George MacKenzie Mgmt For For For 1.9 Elect Edna Morris Mgmt For For For 2 Ratification of Auditor Mgmt For For For
True Religion Apparel, Inc. Ticker Security ID: Meeting Date Meeting Status TRLG CUSIP 89784N104 06/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Lubell Mgmt For For For 1.2 Elect Marcello Bottoli Mgmt For For For 1.3 Elect Joseph Coulombe Mgmt For For For 1.4 Elect G. Louis Graziadio III Mgmt For For For 1.5 Elect Robert Harris II Mgmt For Withhold Against 1.6 Elect Seth Johnson Mgmt For For For 1.7 Elect Mark Maron Mgmt For For For 2 Ratification of Auditor Mgmt For For For
TRW Automotive Holdings Corp. Ticker Security ID: Meeting Date Meeting Status TRW CUSIP 87264S106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jody Miller Mgmt For For For 1.2 Elect John Plant Mgmt For For For 1.3 Elect Neil Simpkins Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
Tupperware Brands Corporation Ticker Security ID: Meeting Date Meeting Status TUP CUSIP 899896104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rita Bornstein Mgmt For For For 2 Elect Kriss Cloninger III Mgmt For For For 3 Elect E. V. Goings Mgmt For For For 4 Elect Joe Lee Mgmt For For For 5 Elect Bob Marbut Mgmt For For For 6 Elect Antonio Monteiro de Castro Mgmt For For For 7 Elect David Parker Mgmt For For For 8 Elect Joyce Roche Mgmt For For For 9 Elect J. Patrick Spainhour Mgmt For For For 10 Elect M. Anne Szostak Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 2010 Incentive Plan Mgmt For For For
tw telecom inc. Ticker Security ID: Meeting Date Meeting Status TWTC CUSIP 87311L104 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Attori Mgmt For Withhold Against 1.2 Elect Spencer Hays Mgmt For For For 1.3 Elect Larissa Herda Mgmt For For For 1.4 Elect Kevin Mooney Mgmt For For For 1.5 Elect Kirby Pickle Mgmt For For For 1.6 Elect Roscoe Young II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
Tyler Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TYL CUSIP 902252105 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Brattain Mgmt For For For 1.2 Elect J. Luther King, Jr. Mgmt For For For 1.3 Elect John S. Marr, Jr. Mgmt For For For 1.4 Elect G. Stuart Reeves Mgmt For For For 1.5 Elect Michael D. Richards Mgmt For For For 1.6 Elect Dustin Womble Mgmt For For For 1.7 Elect John Yeaman Mgmt For Withhold Against 2 2010 Stock Option Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
UAL Corporation Ticker Security ID: Meeting Date Meeting Status UAUA CUSIP 902549807 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Mary Bush Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect Jane Garvey Mgmt For For For 1.5 Elect Walter Isaacson Mgmt For For For 1.6 Elect Robert Krebs Mgmt For For For 1.7 Elect Robert Miller Mgmt For For For 1.8 Elect James O'Connor Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect David Vitale Mgmt For For For 1.11 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Extend the 5% Ownership Mgmt For For For Limit
Ulta Salon, Cosmetics & Fragrance, Inc. Ticker Security ID: Meeting Date Meeting Status ULTA CUSIP 90384S303 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Heilbronn Mgmt For For For 1.2 Elect Carl Rubin Mgmt For For For 1.3 Elect Lyn Kirby Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ultratech, Inc. Ticker Security ID: Meeting Date Meeting Status UTEK CUSIP 904034105 07/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Raney Mgmt For For For 1.2 Elect Henri Richard Mgmt For Withhold Against 1.3 Elect Vincent Sollitto, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Amendment to the 1993 Stock Mgmt For For For Option/Stock Issuance Plan 5 Transaction of Other Business Mgmt For Against Against
Under Armour, Inc. Ticker Security ID: Meeting Date Meeting Status UA CUSIP 904311107 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Plank Mgmt For For For 1.2 Elect Byron Adams, Jr. Mgmt For For For 1.3 Elect Douglas Coltharp Mgmt For For For 1.4 Elect Anthony Deering Mgmt For For For 1.5 Elect A.B. Krongard Mgmt For For For 1.6 Elect William McDermott Mgmt For Withhold Against 1.7 Elect Harvey Sanders Mgmt For For For 1.8 Elect Thomas Sippel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Unisys Corporation Ticker Security ID: Meeting Date Meeting Status UIS CUSIP 909214306 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to Declassify the Board Mgmt For For For 2 Increase the Mandatory Retirement Age Mgmt For For For 3 Decrease in the Maximum and Minimum Mgmt For For For Board Size Requirements 4 Elect Henry Duques Mgmt For For For 5 Elect Theodore Martin Mgmt For For For 6 Elect Charles McQuade Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Unisys Corporation 2010 Long Term Mgmt For For For Incentive and Equity Compensation Plan
United Natural Foods, Inc. Ticker Security ID: Meeting Date Meeting Status UNFI CUSIP 911163103 01/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Cianciolo Mgmt For For For 2 Elect Peter Roy Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Universal Technical Institute, Inc. Ticker Security ID: Meeting Date Meeting Status UTI CUSIP 913915104 02/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect A. Richard Caputo, Jr. Mgmt For For For 2 Elect Allan Gilmour Mgmt For For For 3 Ratification of Auditor Mgmt For For For
USA Mobility, Inc. Ticker Security ID: Meeting Date Meeting Status USMO CUSIP 90341G103 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Gallopo Mgmt For For For 1.2 Elect Vincent Kelly Mgmt For For For 1.3 Elect Brian O'Reilly Mgmt For Withhold Against 1.4 Elect Matthew Oristano Mgmt For For For 1.5 Elect Thomas Schilling Mgmt For Withhold Against 1.6 Elect Samme Thompson Mgmt For For For 1.7 Elect Royce Yudkoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For
USANA Health Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status USNA CUSIP 90328M107 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Myron Wentz Mgmt For For For 1.2 Elect Robert Anciaux Mgmt For For For 1.3 Elect Gilbert Fuller Mgmt For For For 1.4 Elect Ronald Poelman Mgmt For For For 1.5 Elect Jerry McClain Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Valassis Communications, Inc. Ticker Security ID: Meeting Date Meeting Status VCI CUSIP 918866104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Anderson, Jr. Mgmt For For For 2 Elect Patrick Brennan Mgmt For For For 3 Elect Kenneth Darish Mgmt For For For 4 Elect Walter Ku Mgmt For For For 5 Elect Robert Recchia Mgmt For Against Against 6 Elect Marcella Sampson Mgmt For For For 7 Elect Alan Schultz Mgmt For For For 8 Elect Wallace Snyder Mgmt For Against Against 9 Elect Faith Whittlesey Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Validus Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status VR CUSIP G9319H102 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Noonan Mgmt For For For 1.2 Elect Jeffrey Greenberg Mgmt For Withhold Against 1.3 Elect John Hendrickson Mgmt For For For 1.4 Elect Sumit Rajpal Mgmt For For For 1.5 Elect Edward Noonan Mgmt For For For 1.6 Elect C.N. Rupert Atkin Mgmt For For For 1.7 Elect Patrick Barry Mgmt For For For 1.8 Elect Julian Bosworth Mgmt For For For 1.9 Elect Michael Carpenter Mgmt For For For 1.10 Elect Rodrigo Castro Mgmt For For For 1.11 Elect Jane Clouting Mgmt For For For 1.12 Elect Joseph Consolino Mgmt For For For 1.13 Elect C. Jerome Dill Mgmt For For For 1.14 Elect Andrew Downey Mgmt For For For 1.15 Elect Kerry Emanuel Mgmt For For For 1.16 Elect Jonathan Ewington Mgmt For For For 1.17 Elect Andrew Gibbs Mgmt For For For 1.18 Elect Michael Greene Mgmt For For For 1.19 Elect Nicholas Hales Mgmt For For For 1.20 Elect Mark Johnson Mgmt For For For 1.21 Elect Anthony Keys Mgmt For For For 1.22 Elect Robert Kuzloski Mgmt For For For 1.23 Elect Gillian Langford Mgmt For For For 1.24 Elect Stuart Mercer Mgmt For For For 1.25 Elect Paul Miller Mgmt For For For 1.26 Elect Jean-Marie Nessi Mgmt For For For 1.27 Elect George Reeth Mgmt For For For 1.28 Elect Julian Ross Mgmt For For For 1.29 Elect Rafael Saer Mgmt For For For 1.30 Elect Verner Southey Mgmt For For For 1.31 Elect Giuseppe Venesiani Mgmt For For For 1.32 Elect Nigel Wachman Mgmt For For For 1.33 Elect Conan Ward Mgmt For For For 1.34 Elect Lixin Zeng Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ValueClick, Inc. Ticker Security ID: Meeting Date Meeting Status VCLK CUSIP 92046N102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Tom Vadnais Mgmt For For For 1.5 Elect Jeffrey Rayport Mgmt For Withhold Against 1.6 Elect James Peters Mgmt For Withhold Against 1.7 Elect James Crouthamel Mgmt For Withhold Against
VASCO Data Security International, Inc. Ticker Security ID: Meeting Date Meeting Status VDSI CUSIP 92230Y104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect T. Kendall Hunt Mgmt For For For 1.2 Elect Michael Cullinane Mgmt For For For 1.3 Elect John Fox, Jr. Mgmt For For For 1.4 Elect John Walter Mgmt For Withhold Against 1.5 Elect Jean Holley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Veeco Instruments Inc. Ticker Security ID: Meeting Date Meeting Status VECO CUSIP 922417100 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roger McDaniel Mgmt For For For 1.2 Elect John Peeler Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Verifone Holdings Inc Ticker Security ID: Meeting Date Meeting Status PAY CUSIP 92342Y109 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alspaugh Mgmt For Withhold Against 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For Withhold Against 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For Withhold Against 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For Withhold Against 1.9 Elect Jeffrey Stiefler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Virgin Mobile USA, Inc. Ticker Security ID: Meeting Date Meeting Status VM CUSIP 92769R108 11/24/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Vishay Intertechnology, Inc. Ticker Security ID: Meeting Date Meeting Status VSH CUSIP 928298108 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Sale ShrHldr Against Against For of the Company
VistaPrint Limited Ticker Security ID: Meeting Date Meeting Status VPRT CUSIP G93762204 08/06/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to the Mgmt For For For Netherlands
Volcano Corporation Ticker Security ID: Meeting Date Meeting Status VOLC CUSIP 928645100 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Scott Huennekens Mgmt For For For 1.2 Elect Lesley Howe Mgmt For For For 1.3 Elect Ronald Matricaria Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For Against Against Compensation Plan
WABCO HOLDINGS INC. Ticker Security ID: Meeting Date Meeting Status WBC CUSIP 92927K102 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jacques Esculier Mgmt For For For 1.2 Elect Kenneth Martin Mgmt For For For 1.3 Elect Donald Stebbins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Waste Connections, Inc. Ticker Security ID: Meeting Date Meeting Status WCN CUSIP 941053100 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Guillet Mgmt For For For 2 Elect Ronald Mittelstaedt Mgmt For For For 3 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
Watsco Inc. Ticker Security ID: Meeting Date Meeting Status WSO CUSIP 942622200 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Berner III Mgmt For For For
Watson Wyatt Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status WW CUSIP 942712100 12/18/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 2009 Long Term Incentive Plan Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Websense, Inc. Ticker Security ID: Meeting Date Meeting Status WBSN CUSIP 947684106 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Carrington Mgmt For For For 1.2 Elect Bruce Coleman Mgmt For For For 1.3 Elect Gene Hodges Mgmt For For For 1.4 Elect John Schaefer Mgmt For Withhold Against 1.5 Elect Gary Sutton Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Willbros Group, Inc. Ticker Security ID: Meeting Date Meeting Status WG CUSIP 969203108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John McNabb II Mgmt For Against Against 2 Elect Robert Sluder Mgmt For For For 3 Elect S. Miller Williams Mgmt For For For 4 2010 Stock and Incentive Mgmt For Against Against Compensation Plan 5 Ratification of Auditor Mgmt For For For
Williams-Sonoma, Inc. Ticker Security ID: Meeting Date Meeting Status WSM CUSIP 969904101 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For Withhold Against 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For Withhold Against 1.9 Elect Richard Robertson Mgmt For For For 1.10 Elect David Zenoff Mgmt For For For 2 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Incentive Mgmt For For For Bonus Plan 4 Ratification of Auditor Mgmt For For For
Wolverine World Wide, Inc. Ticker Security ID: Meeting Date Meeting Status WWW CUSIP 978097103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Boromisa Mgmt For For For 1.2 Elect David Kollat Mgmt For For For 1.3 Elect David Mehney Mgmt For For For 1.4 Elect Timothy O'Donovan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Stock Incentive Plan of 2010 Mgmt For For For
Woodward Governor Company Ticker Security ID: Meeting Date Meeting Status WGOV CUSIP 980745103 01/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
World Acceptance Corporation Ticker Security ID: Meeting Date Meeting Status WRLD CUSIP 981419104 08/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Alexander McLean, lll Mgmt For For For 1.2 Elect James Gilreath Mgmt For For For 1.3 Elect William Hummers, lll Mgmt For For For 1.4 Elect Charles Way Mgmt For For For 1.5 Elect Ken Bramlett, Jr. Mgmt For For For 1.6 Elect Mark Roland Mgmt For For For 1.7 Elect Darrell Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For For For
World Fuel Services Corporation Ticker Security ID: Meeting Date Meeting Status INT CUSIP 981475106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Stebbins Mgmt For For For 1.2 Elect Michael Kasbar Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Joachim Heel Mgmt For For For 1.5 Elect Richard Kassar Mgmt For Withhold Against 1.6 Elect Myles Klein Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Stephen Roddenberry Mgmt For For For 2 Ratification of Auditor Mgmt For For For
World Wrestling Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status WWE CUSIP 98156Q108 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vincent McMahon Mgmt For For For 1.2 Elect David Kenin Mgmt For For For 1.3 Elect Joseph Perkins Mgmt For For For 1.4 Elect Frank Riddick III Mgmt For For For 1.5 Elect Michael Solomon Mgmt For For For 1.6 Elect Jeffrey Speed Mgmt For For For 1.7 Elect Lowell Weicker, Jr. Mgmt For For For 1.8 Elect Donna Goldsmith Mgmt For For For 1.9 Elect Kevin Dunn Mgmt For For For 1.10 Elect Basil DeVito, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Worthington Industries, Inc. Ticker Security ID: Meeting Date Meeting Status WOR CUSIP 981811102 09/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Blystone Mgmt For For For 1.2 Elect John Kasich Mgmt For For For 1.3 Elect Sidney Ribeau Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Wright Express Corporation Ticker Security ID: Meeting Date Meeting Status WXS CUSIP 98233Q105 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Shikhar Ghosh Mgmt For For For 1.2 Elect Kirk Pond Mgmt For For For 2 2010 Equity and Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Zoll Medical Corporation Ticker Security ID: Meeting Date Meeting Status ZOLL CUSIP 989922109 02/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Biondi Mgmt For For For 1.2 Elect Robert Halliday Mgmt For For For 1.3 Elect Lewis Rosenblum Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The Hartford Small/Mid Cap Equity Fund (Formerly The Hartford MidCap Growth Fund) Investment Company Report 07/01/09 - 06/30/10 A.O. Smith Corporation Ticker Security ID: Meeting Date Meeting Status AOS CUSIP 831865209 04/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Brown Mgmt For For For 1.2 Elect William Greubel Mgmt For For For 1.3 Elect Robert O'Toole Mgmt For For For 1.4 Elect Idelle Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Abovenet, Inc. Ticker Security ID: Meeting Date Meeting Status ABVT CUSIP 00374N107 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey A. Brodsky Mgmt For For For 1.2 Elect Michael J. Embler Mgmt For For For 1.3 Elect William LaPerch Mgmt For For For 1.4 Elect Richard Postma Mgmt For For For 1.5 Elect Richard L. Shorten, Jr. Mgmt For For For 1.6 Elect Stuart Subotnick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 2010 Employee Stock Purchase Plan Mgmt For Against Against 5 Amendment to Shareholder Rights Plan Mgmt For Against Against
Actel Corporation Ticker Security ID: Meeting Date Meeting Status ACTL CUSIP 004934105 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John East Mgmt For For For 1.2 Elect James Fiebiger Mgmt For For For 1.3 Elect Jacob Jacobsson Mgmt For For For 1.4 Elect Patrick Little Mgmt For For For 1.5 Elect J. Daniel McCranie Mgmt For Withhold Against 1.6 Elect Jeffrey Smith Mgmt For For For 1.7 Elect Robert Spencer Mgmt For For For 1.8 Elect Eric Zahler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Administaff, Inc. Ticker Security ID: Meeting Date Meeting Status ASF CUSIP 007094105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Fields, Jr. Mgmt For For For 1.2 Elect Paul Lattanzio Mgmt For For For 1.3 Elect Richard Rawson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Advance America, Cash Advance Centers, Inc. Ticker Security ID: Meeting Date Meeting Status AEA CUSIP 00739W107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Webster IV Mgmt For For For 1.2 Elect Robert Chapman III Mgmt For For For 1.3 Elect Tony Colletti Mgmt For Withhold Against 1.4 Elect Kenneth Compton Mgmt For For For 1.5 Elect Gardner Courson Mgmt For For For 1.6 Elect Anthony Grant Mgmt For For For 1.7 Elect Thomas Hannah Mgmt For For For 1.8 Elect Donovan Langford III Mgmt For For For 1.9 Elect J. Patrick O'Shaughnessy Mgmt For Withhold Against 1.10 Elect W. Olin Nisbet Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AEP Industries Inc. Ticker Security ID: Meeting Date Meeting Status AEPI CUSIP 001031103 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Brendan Barba Mgmt For For For 1.2 Elect Richard Davis Mgmt For For For 1.3 Elect Lee Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Aeropostale, Inc. Ticker Security ID: Meeting Date Meeting Status ARO CUSIP 007865108 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status AGL CUSIP 001204106 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Thomas Bell, Jr. Mgmt For Withhold Against 1.3 Elect Dean O'Hare Mgmt For For For 2 Amendment to Bylaws to Repeal Mgmt For For For Classified Board 3 Ratification of Auditor Mgmt For For For
Agree Realty Corporation Ticker Security ID: Meeting Date Meeting Status ADC CUSIP 008492100 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leon Schurgin Mgmt For Withhold Against 1.2 Elect William Rubenfaer Mgmt For For For 1.3 Elect Joey Agree Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AK Steel Holding Corporation Ticker Security ID: Meeting Date Meeting Status AKS CUSIP 001547108 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Abdoo Mgmt For Withhold Against 1.2 Elect John Brinzo Mgmt For For For 1.3 Elect Dennis Cuneo Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Bonnie Hill Mgmt For For For 1.6 Elect Robert Jenkins Mgmt For For For 1.7 Elect Ralph Michael, III Mgmt For Withhold Against 1.8 Elect Shirley Peterson Mgmt For For For 1.9 Elect James Thomson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Material Terms of Mgmt For For For the Long-Term Performance Plan 4 Reapproval of the Material Terms of Mgmt For For For the Performance Goals under the Stock Incentive Plan 5 Amendment to the Stock Incentive Plan Mgmt For Against Against
Akamai Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Albany Molecular Research, Inc. Ticker Security ID: Meeting Date Meeting Status AMRI CUSIP 012423109 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas D'Ambra Mgmt For For For 1.2 Elect Veronica Jordan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Alexander & Baldwin, Inc. Ticker Security ID: Meeting Date Meeting Status ALEX CUSIP 014482103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Blake Baird Mgmt For For For 1.2 Elect Michael Chun Mgmt For For For 1.3 Elect W. Allen Doane Mgmt For For For 1.4 Elect Walter Dods, Jr. Mgmt For For For 1.5 Elect Charles King Mgmt For Withhold Against 1.6 Elect Stanley Kuriyama Mgmt For For For 1.7 Elect Constance Lau Mgmt For Withhold Against 1.8 Elect Douglas Pasquale Mgmt For For For 1.9 Elect Maryanna Shaw Mgmt For For For 1.10 Elect Jeffrey Watanabe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For For For Compensation Plan
Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For Withhold Against 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 2 Amendment to the 2004 Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Alliant Energy Corporation Ticker Security ID: Meeting Date Meeting Status LNT CUSIP 018802108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Alliant Techsystems Inc. Ticker Security ID: Meeting Date Meeting Status ATK CUSIP 018804104 08/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frances Cook Mgmt For For For 1.2 Elect Martin Faga Mgmt For For For 1.3 Elect Ronald Fogleman Mgmt For For For 1.4 Elect Douglas Maine Mgmt For For For 1.5 Elect Roman Martinez IV Mgmt For For For 1.6 Elect Daniel Murphy Mgmt For For For 1.7 Elect Mark Ronald Mgmt For For For 1.8 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For For For Incentive Plan
Allied World Assurance Company Holdings, Ltd Ticker Security ID: Meeting Date Meeting Status AWH CUSIP G0219G203 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Patrick de Saint-Aignan Mgmt For For For 1.3 Elect Scott Hunter Mgmt For For For 2 Allied World Assurance Company Mgmt For For For (Europe) Limited 3 Allied World Assurance Company Mgmt For For For (Reinsurance) Limited 4 Appointment of Auditor Mgmt For For For
American Eagle Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status AEO CUSIP 02553E106 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Kane Mgmt For Against Against 2 Elect Cary McMillan Mgmt For Against Against 3 Elect James O'Donnell Mgmt For For For 4 Ratification of Auditor Mgmt For For For
American Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status AFG CUSIP 025932104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Evans Mgmt For Withhold Against 1.2 Elect Gregory Joseph Mgmt For For For 1.3 Elect Terry Jacobs Mgmt For For For 1.4 Elect Carl Lindner Mgmt For For For 1.5 Elect Carl Lindner, III Mgmt For For For 1.6 Elect S. Craig Lindner Mgmt For For For 1.7 Elect Kenneth Ambrecht Mgmt For For For 1.8 Elect Theodore Emmerich Mgmt For For For 1.9 Elect William Verity Mgmt For Withhold Against 1.10 Elect John Von Lehman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For For For Incentive Plan
American Greetings Corporation Ticker Security ID: Meeting Date Meeting Status AM CUSIP 026375105 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Cowen Mgmt For Withhold Against 1.2 Elect William MacDonald III Mgmt For Withhold Against 1.3 Elect Zev Weiss Mgmt For For For
American National Insurance Company Ticker Security ID: Meeting Date Meeting Status ANAT CUSIP 028591105 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Moody Mgmt For For For 1.2 Elect G. Richard Ferdinandtsen Mgmt For For For 1.3 Elect Frances Moody-Dahlberg Mgmt For For For 1.4 Elect Russell Moody Mgmt For Withhold Against 1.5 Elect William Moody IV Mgmt For Withhold Against 1.6 Elect James Yarbrough Mgmt For For For 1.7 Elect Arthur Dummer Mgmt For Withhold Against 1.8 Elect Shelby Elliott Mgmt For Withhold Against 1.9 Elect Frank Williamson Mgmt For For For
American Railcar Industries, Inc. Ticker Security ID: Meeting Date Meeting Status ARII CUSIP 02916P103 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carl Icahn Mgmt For For For 1.2 Elect James Unger Mgmt For For For 1.3 Elect Vincent Intrieri Mgmt For Withhold Against 1.4 Elect Stephen Mongillo Mgmt For For For 1.5 Elect J. Mike Laisure Mgmt For For For 1.6 Elect James Pontious Mgmt For For For 1.7 Elect Harold First Mgmt For Withhold Against 1.8 Elect Brett Icahn Mgmt For Withhold Against 1.9 Elect Hunter Gary Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Transaction of Other Business Mgmt For Against Against
AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles D. Klein Mgmt For For For 1.2 Elect Steven W. Kohlhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Amphenol Corporation Ticker Security ID: Meeting Date Meeting Status APH CUSIP 032095101 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stanley Clark Mgmt For For For 1.2 Elect Andrew Lietz Mgmt For For For 1.3 Elect Martin Loeffler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 07/20/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Option Exchange Program Mgmt For For For
Andersons, Inc. Ticker Security ID: Meeting Date Meeting Status ANDE CUSIP 034164103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Anderson Mgmt For For For 1.2 Elect Gerard Anderson Mgmt For Withhold Against 1.3 Elect Catherine Kilbane Mgmt For For For 1.4 Elect Robert King, Jr. Mgmt For For For 1.5 Elect Ross Manire Mgmt For For For 1.6 Elect Donald Mennel Mgmt For For For 1.7 Elect David Nichols Mgmt For For For 1.8 Elect John Stout, Jr. Mgmt For For For 1.9 Elect Jacqueline Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For
Anixter International Inc. Ticker Security ID: Meeting Date Meeting Status AXE CUSIP 035290105 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Blyth Mgmt For For For 1.2 Elect Frederic Brace Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For For For 1.4 Elect Robert Eck Mgmt For For For 1.5 Elect Robert Grubbs, Jr. Mgmt For For For 1.6 Elect F. Philip Handy Mgmt For For For 1.7 Elect Melvyn Klein Mgmt For For For 1.8 Elect George Munoz Mgmt For For For 1.9 Elect Stuart Sloan Mgmt For For For 1.10 Elect Matthew Zell Mgmt For For For 1.11 Elect Samuel Zell Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
ANSYS, Inc. Ticker Security ID: Meeting Date Meeting Status ANSS CUSIP 03662Q105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jacqueline Morby Mgmt For Withhold Against 1.2 Elect Michael Thurk Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Apogee Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status APOG CUSIP 037598109 06/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerome Davis Mgmt For For For 1.2 Elect Richard Reynolds Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Arch Capital Group Ltd. Ticker Security ID: Meeting Date Meeting Status ACGL CUSIP G0450A105 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wolfe Bragin Mgmt For For For 1.2 Elect John Bunce, Jr. Mgmt For For For 1.3 Elect Sean Carney Mgmt For For For 1.4 Elect William Beveridge Mgmt For For For 1.5 Elect Dennis Brand Mgmt For For For 1.6 Elect Knud Christensen Mgmt For For For 1.7 Elect Graham Collis Mgmt For Withhold Against 1.8 Elect William Cooney Mgmt For For For 1.9 Elect Stephen Fogarty Mgmt For For For 1.10 Elect Elizabeth Fullerton-Rome Mgmt For For For 1.11 Elect Rutger Funnekotter Mgmt For For For 1.12 Elect Marc Grandisson Mgmt For For For 1.13 Elect Michael Greene Mgmt For For For 1.14 Elect John Hele Mgmt For Withhold Against 1.15 Elect David Hipkin Mgmt For For For 1.16 Elect W. Preston Hutchings Mgmt For For For 1.17 Elect Constantine Iordanou Mgmt For For For 1.18 Elect Wolbert Kamphuijs Mgmt For For For 1.19 Elect Michael Kier Mgmt For For For 1.20 Elect Mark Lyons Mgmt For For For 1.21 Elect Adam Matteson Mgmt For For For 1.22 Elect Michael Murphy Mgmt For For For 1.23 Elect Martin Nilsen Mgmt For For For 1.24 Elect Nicholas Papadopoulo Mgmt For For For 1.25 Elect Michael Quinn Mgmt For For For 1.26 Elect Maamoun Rajeh Mgmt For For For 1.27 Elect Paul Robotham Mgmt For Withhold Against 1.28 Elect Soren Scheuer Mgmt For For For 1.29 Elect Budhi Singh Mgmt For For For 1.30 Elect Helmut Sohler Mgmt For For For 1.31 Elect Julian Stroud Mgmt For For For 1.32 Elect Angus Watson Mgmt For For For 1.33 Elect James Weatherstone Mgmt For For For 2 Amendments to Bye-laws Mgmt For For For 3 Appointment of Auditor Mgmt For For For
Ares Capital Corporation Ticker Security ID: Meeting Date Meeting Status ARCC CUSIP 04010L103 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank O'Bryan Mgmt For For For 1.2 Elect Antony Ressler Mgmt For For For 1.3 Elect Eric Siegel Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Issue Shares Below Net Asset Value Mgmt For Against Against
Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Rohr Mgmt For For For 2 Elect Theodore Solso Mgmt For For For 3 Elect Michael Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Aspen Insurance Holdings Limited Ticker Security ID: Meeting Date Meeting Status AHL CUSIP G05384105 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Cormack Mgmt For For For 1.2 Elect Matthew Botein Mgmt For For For 1.3 Elect Richard Bucknall Mgmt For For For 1.4 Elect Peter O'Flinn Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Astronics Corporation Ticker Security ID: Meeting Date Meeting Status ATRO CUSIP 046433108 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raymond Boushie Mgmt For For For 1.2 Elect Robert Brady Mgmt For Withhold Against 1.3 Elect John Drenning Mgmt For Withhold Against 1.4 Elect Peter Gundermann Mgmt For For For 1.5 Elect Kevin Keane Mgmt For Withhold Against 1.6 Elect Robert McKenna Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Converting Class B Shares to Common Shares
ATC Technology Corporation Ticker Security ID: Meeting Date Meeting Status ATAC CUSIP 00211W104 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Evans Mgmt For For For 1.2 Elect Curtland Fields Mgmt For For For 1.3 Elect Michael Hartnett Mgmt For For For 1.4 Elect Michael Jordan Mgmt For For For 1.5 Elect Todd Peters Mgmt For For For 1.6 Elect S. Lawrence Prendergast Mgmt For For For 1.7 Elect Edward Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Autoliv, Inc. Ticker Security ID: Meeting Date Meeting Status ALV CUSIP 052800109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Crowley Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect Robert Grusky Mgmt For For For 1.5 Elect J.R. Hyde, III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic, Jr. Mgmt For For For 1.8 Elect Luis Nieto Mgmt For For For 1.9 Elect William Rhodes, III Mgmt For For For 1.10 Elect Theodore Ullyot Mgmt For For For 2 2010 Executive Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Avis Budget Group, Inc. Ticker Security ID: Meeting Date Meeting Status CAR CUSIP 053774105 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ronald Nelson Mgmt For For For 2 Elect Mary Choksi Mgmt For For For 3 Elect Leonard Coleman Mgmt For For For 4 Elect Martin Edelman Mgmt For For For 5 Elect John Hardy, Jr. Mgmt For For For 6 Elect Lynn Krominga Mgmt For For For 7 Elect Eduardo Mestre Mgmt For For For 8 Elect F. Robert Salerno Mgmt For For For 9 Elect Stender Sweeney Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Avista Corporation Ticker Security ID: Meeting Date Meeting Status AVA CUSIP 05379B107 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Erik Anderson Mgmt For For For 2 Elect Kristianne Blake Mgmt For Against Against 3 Elect Michael Noel Mgmt For For For 4 Elect Rebecca Klein Mgmt For For For 5 Elect Marc Racicot Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Amendment to the Long-Term Incentive Mgmt For For For Plan 8 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board
Axis Capital Holdings Limited Ticker Security ID: Meeting Date Meeting Status AXS CUSIP G0692U109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Geoffrey Bell Mgmt For For For 1.2 Elect Christopher Greetham Mgmt For For For 1.3 Elect Maurice Keane Mgmt For For For 1.4 Elect Henry Smith Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Balchem Corporation Ticker Security ID: Meeting Date Meeting Status BCPC CUSIP 057665200 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dino Rossi Mgmt For For For 1.2 Elect Elaine Wedral Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ball Corporation Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Hayes Mgmt For For For 1.2 Elect Hanno Fiedler Mgmt For For For 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill
Beckman Coulter, Inc. Ticker Security ID: Meeting Date Meeting Status BEC CUSIP 075811109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Berry Petroleum Company Ticker Security ID: Meeting Date Meeting Status BRY CUSIP 085789105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bryant Mgmt For For For 1.2 Elect Ralph Busch, III Mgmt For For For 1.3 Elect William Bush, Jr. Mgmt For For For 1.4 Elect Stephen Cropper Mgmt For For For 1.5 Elect J. Herbert Gaul, Jr. Mgmt For For For 1.6 Elect Robert Heinemann Mgmt For For For 1.7 Elect Thomas Jamieson Mgmt For For For 1.8 Elect J. Frank Keller Mgmt For For For 1.9 Elect Martin Young, Jr. Mgmt For For For 2 Approval of the 2010 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Big Lots, Inc. Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For Withhold Against 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2006 Bonus Plan Mgmt For For For 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Adoption of Advance Notice Mgmt For Against Against Requirement 6 Ratification of Auditor Mgmt For For For
Blackbaud, Inc. Ticker Security ID: Meeting Date Meeting Status BLKB CUSIP 09227Q100 06/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marc Chardon Mgmt For For For 1.2 Elect John McConnell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BMC Software, Inc. Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921100 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For For For 1.5 Elect Meldon Gafner Mgmt For For For 1.6 Elect P. Thomas Jenkins Mgmt For For For 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For
BorgWarner Inc. Ticker Security ID: Meeting Date Meeting Status BWA CUSIP 099724106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jere Drummond Mgmt For For For 1.2 Elect Timothy Manganello Mgmt For For For 1.3 Elect John McKernan, Jr. Mgmt For For For 1.4 Elect Ernest Novak, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Brandywine Realty Trust Ticker Security ID: Meeting Date Meeting Status BDN CUSIP 105368203 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter D'Alessio Mgmt For For For 1.2 Elect Anthony Nichols, Sr. Mgmt For For For 1.3 Elect Gerard Sweeney Mgmt For For For 1.4 Elect D. Pike Aloian Mgmt For For For 1.5 Elect Wyche Fowler Mgmt For For For 1.6 Elect Michael Joyce Mgmt For For For 1.7 Elect Charles Pizzi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Long-Term Mgmt For For For Incentive Plan
Brinker International, Inc. Ticker Security ID: Meeting Date Meeting Status EAT CUSIP 109641100 10/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For
BROADRIDGE FINANCIAL SOLUTIONS, INC. Ticker Security ID: Meeting Date Meeting Status BR CUSIP 11133T103 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Richard Daly Mgmt For For For 3 Elect Robert Duelks Mgmt For For For 4 Elect Richard Haviland Mgmt For For For 5 Elect Alexandra Lebenthal Mgmt For For For 6 Elect Stuart Levine Mgmt For For For 7 Elect Thomas Perna Mgmt For For For 8 Elect Alan Weber Mgmt For For For 9 Elect Arthur Weinbach Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2007 Omnibus Award Mgmt For For For Plan
Brocade Communications Systems, Inc. Ticker Security ID: Meeting Date Meeting Status BRCD CUSIP 111621306 04/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Renato DiPentima Mgmt For For For 2 Elect Alan Earhart Mgmt For For For 3 Elect Sanjay Vaswani Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement
Bruker Corporation Ticker Security ID: Meeting Date Meeting Status BRKR CUSIP 116794108 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wolf-Dieter Emmerich Mgmt For For For 1.2 Elect Brenda Furlong Mgmt For For For 1.3 Elect Frank Laukien Mgmt For For For 1.4 Elect Richard Packer Mgmt For For For 2 2010 Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Burger King Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status BKC CUSIP 121208201 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chidsey Mgmt For For For 1.2 Elect Richard Boyce Mgmt For For For 1.3 Elect David Brandon Mgmt For For For 1.4 Elect Ronald Dykes Mgmt For For For 1.5 Elect Peter Formanek Mgmt For For For 1.6 Elect Manuel Garcia Mgmt For For For 1.7 Elect Sanjeev Mehra Mgmt For Withhold Against 1.8 Elect Brian Swette Mgmt For For For 1.9 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
C.H. Robinson Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status CHRW CUSIP 12541W209 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Polacek Mgmt For For For 2 Elect ReBecca Roloff Mgmt For For For 3 Elect Michael Wickham Mgmt For For For 4 2010 Non-Equity Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
CA, Inc. Ticker Security ID: Meeting Date Meeting Status CA CUSIP 12673P105 09/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Bromark Mgmt For Against Against 2 Elect Gary Fernandes Mgmt For For For 3 Elect Kay Koplovitz Mgmt For For For 4 Elect Christopher Lofgren Mgmt For For For 5 Elect William McCracken Mgmt For For For 6 Elect John Swainson Mgmt For For For 7 Elect Laura Unger Mgmt For For For 8 Elect Arthur Weinbach Mgmt For Against Against 9 Elect Ron Zambonini Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation
Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David M. Carmichael Mgmt For For For 2 Elect Robert L. Keiser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing
Cal Dive International, Inc. Ticker Security ID: Meeting Date Meeting Status DVR CUSIP 12802T101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Owen Kratz Mgmt For For For 1.2 Elect David Preng Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cambrex Corporation Ticker Security ID: Meeting Date Meeting Status CBM CUSIP 132011107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bethune Mgmt For Withhold Against 1.2 Elect Rosina Dixon Mgmt For For For 1.3 Elect Kathryn Harrigan Mgmt For For For 1.4 Elect Leon Hendrix, Jr. Mgmt For For For 1.5 Elect Ilan Kaufthal Mgmt For For For 1.6 Elect Steven Klosk Mgmt For For For 1.7 Elect William Korb Mgmt For For For 1.8 Elect John Miller Mgmt For For For 1.9 Elect Peter Tombros Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Camden Property Trust Ticker Security ID: Meeting Date Meeting Status CPT CUSIP 133131102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard J. Campo Mgmt For For For 1.2 Elect William R. Cooper Mgmt For For For 1.3 Elect Scott S. Ingraham Mgmt For For For 1.4 Elect Lewis A. Levey Mgmt For For For 1.5 Elect William B. McGuire, Jr. Mgmt For For For 1.6 Elect William F. Paulsen Mgmt For For For 1.7 Elect D. Keith Oden Mgmt For For For 1.8 Elect F. Gardner Parker Mgmt For For For 1.9 Elect Steven A. Webster Mgmt For For For 1.10 Elect Kelvin R. Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Patrick Mgmt For For For 2 Elect Jon Erik Reinhardsen Mgmt For For For 3 Elect Bruce Wilkinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For Withhold Against 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect William Perez Mgmt For For For 1.11 Elect Charles Perrin Mgmt For For For 1.12 Elect A. Barry Rand Mgmt For For For 1.13 Elect Nick Shreiber Mgmt For For For 1.14 Elect Archbold van Beuren Mgmt For For For 1.15 Elect Les Vinney Mgmt For For For 1.16 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Annual Incentive Mgmt For For For Plan
CARBO Ceramics Inc. Ticker Security ID: Meeting Date Meeting Status CRR CUSIP 140781105 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sigmund L. Cornelius Mgmt For For For 1.2 Elect James B. Jennings Mgmt For For For 1.3 Elect Gary A. Kolstad Mgmt For For For 1.4 Elect H. E. Lentz, Jr. Mgmt For For For 1.5 Elect Randy L. Limbacher Mgmt For For For 1.6 Elect William C. Morris Mgmt For For For 1.7 Elect Robert S. Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CARDTRONICS, INC. Ticker Security ID: Meeting Date Meeting Status CATM CUSIP 14161H108 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Fred Lummis Mgmt For For For 1.2 Elect Stephen Rathgaber Mgmt For For For 1.3 Elect Michael Wilson Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Caribou Coffee Company, Inc. Ticker Security ID: Meeting Date Meeting Status CBOU CUSIP 142042209 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kip Caffey Mgmt For For For 1.2 Elect Sarah Palisi Chapin Mgmt For For For 1.3 Elect Michael Coles Mgmt For For For 1.4 Elect Wallace Doolin Mgmt For For For 1.5 Elect Gary Graves Mgmt For For For 1.6 Elect Charles Griffith Mgmt For For For 1.7 Elect Charles Ogburn Mgmt For For For 1.8 Elect Philip Sanford Mgmt For For For 1.9 Elect Michael Tattersfield Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Carrols Restaurant Group, Inc. Ticker Security ID: Meeting Date Meeting Status TAST CUSIP 14574X104 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Vituli Mgmt For For For 1.2 Elect Daniel Accordino Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Carter's, Inc. Ticker Security ID: Meeting Date Meeting Status CRI CUSIP 146229109 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cascade Corporation Ticker Security ID: Meeting Date Meeting Status CASC CUSIP 147195101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Lardy Mgmt For For For 1.2 Elect Nancy Wilgenbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Catalyst Health Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status CHSI CUSIP 14888B103 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Brock Mgmt For For For 1.2 Elect Edward Civera Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
CB Richard Ellis Group, Inc. Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12497T101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Blum Mgmt For For For 1.2 Elect Curtis Feeny Mgmt For For For 1.3 Elect Bradford Freeman Mgmt For Withhold Against 1.4 Elect Michael Kantor Mgmt For Withhold Against 1.5 Elect Frederic Malek Mgmt For Withhold Against 1.6 Elect Jane Su Mgmt For Withhold Against 1.7 Elect Laura Tyson Mgmt For For For 1.8 Elect Brett White Mgmt For For For 1.9 Elect Gary Wilson Mgmt For For For 1.10 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CBIZ, Inc. Ticker Security ID: Meeting Date Meeting Status CBZ CUSIP 124805102 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rick Burdick Mgmt For Against Against 2 Elect Steven Gerard Mgmt For For For 3 Elect Benaree Wiley Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Campbell Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect Derrill Cody Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect David McClanahan Mgmt For For For 6 Elect Robert O'Connell Mgmt For For For 7 Elect Susan O. Rheney Mgmt For For For 8 Elect R.A. Walker Mgmt For For For 9 Elect Peter Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For
CenturyTel, Inc. Ticker Security ID: Meeting Date Meeting Status CTL CUSIP 156700106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Bruce Hanks Mgmt For Withhold Against 1.2 Elect C. G. Melville, Jr. Mgmt For For For 1.3 Elect William Owens Mgmt For For For 1.4 Elect Glen Post III Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Company Name Change Mgmt For For For 4 2010 Executive Officer Short Term Mgmt For For For Incentive Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Network Management Practices 6 Shareholder Proposal Regarding ShrHldr Against Against For Limitations on Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
Cephalon, Inc. Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Baldino, Jr. Mgmt For Against Against 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
CEVA, Inc. Ticker Security ID: Meeting Date Meeting Status CEVA CUSIP 157210105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eliyahu Ayalon Mgmt For For For 1.2 Elect Zvi Limon Mgmt For Withhold Against 1.3 Elect Bruce Mann Mgmt For Withhold Against 1.4 Elect Peter McManamon Mgmt For For For 1.5 Elect Sven-Christer Nilsson Mgmt For Withhold Against 1.6 Elect Louis Silver Mgmt For Withhold Against 1.7 Elect Dan Tocatly Mgmt For For For 1.8 Elect Gideon Wertheizer Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
Charles River Laboratories International, Inc. Ticker Security ID: Meeting Date Meeting Status CRL CUSIP 159864107 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Foster Mgmt For For For 1.2 Elect Nancy Chang Mgmt For Withhold Against 1.3 Elect Stephen Chubb Mgmt For For For 1.4 Elect Deborah Kochevar Mgmt For Withhold Against 1.5 Elect George Massaro Mgmt For For For 1.6 Elect George Milne, Jr. Mgmt For Withhold Against 1.7 Elect C. Richard Reese Mgmt For For For 1.8 Elect Douglas Rogers Mgmt For Withhold Against 1.9 Elect Samuel Thier Mgmt For For For 1.10 Elect William Waltrip Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Chico's FAS, Inc. Ticker Security ID: Meeting Date Meeting Status CHS CUSIP 168615102 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Verna Gibson Mgmt For Against Against 2 Elect Betsy Atkins Mgmt For For For 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
China Security & Surveillance Technology, Inc. Ticker Security ID: Meeting Date Meeting Status CSR CUSIP 16942J105 06/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Guoshen Tu Mgmt For For For 1.2 Elect Terence Yap Mgmt For Withhold Against 1.3 Elect Runsen Li Mgmt For For For 1.4 Elect Peter Mak Mgmt For Withhold Against 1.5 Elect Robert Shiver Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Chipotle Mexican Grill, Inc. Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 169656105 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Albert Baldocchi Mgmt For For For 1.2 Elect Neil Flanzraich Mgmt For For For 1.3 Elect Darlene Friedman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Church & Dwight Co., Inc. Ticker Security ID: Meeting Date Meeting Status CHD CUSIP 171340102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bradley C. Irwin Mgmt For For For 1.2 Elect Jeffrey A. Levick Mgmt For For For 1.3 Elect Arthur B. Winkleblack Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cimarex Energy Co. Ticker Security ID: Meeting Date Meeting Status XEC CUSIP 171798101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hans Helmerich Mgmt For Against Against 2 Elect Harold Logan, Jr. Mgmt For For For 3 Elect Monroe Robertson Mgmt For For For 4 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
Cincinnati Bell Inc. Ticker Security ID: Meeting Date Meeting Status CBB CUSIP 171871106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Byrnes Mgmt For For For 1.2 Elect Phillip Cox Mgmt For For For 1.3 Elect Jakki Haussler Mgmt For For For 1.4 Elect Mark Lazarus Mgmt For For For 1.5 Elect Craig Maier Mgmt For For For 1.6 Elect Alex Shumate Mgmt For For For 1.7 Elect Lynn Wentworth Mgmt For For For 1.8 Elect John Zrno Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cleco Corporation Ticker Security ID: Meeting Date Meeting Status CNL CUSIP 12561W105 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board
Cloud Peak Energy Inc. Ticker Security ID: Meeting Date Meeting Status CLD CUSIP 18911Q102 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Keith Bailey Mgmt For For For 2 Elect William Owens Mgmt For For For 3 Ratification of Auditor Mgmt For For For
CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For For For 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 4 Shareholder Proposal Regarding ShrHldr Against For Against Report on Coal Combustion Waste
CNA Financial Corporation Ticker Security ID: Meeting Date Meeting Status CNA CUSIP 126117100 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul J. Liska Mgmt For For For 1.2 Elect Jose O. Montemayor Mgmt For For For 1.3 Elect Thomas F. Motamed Mgmt For For For 1.4 Elect Don M. Randel Mgmt For For For 1.5 Elect Joseph Rosenberg Mgmt For For For 1.6 Elect Andrew H. Tisch Mgmt For For For 1.7 Elect James S. Tisch Mgmt For For For 1.8 Elect Marvin Zonis Mgmt For For For 2 Amendment to the Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Coach, Inc. Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754104 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For Withhold Against 1.6 Elect Michael Murphy Mgmt For Withhold Against 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Award Plan 3 Shareholder Proposal Regarding ShrHldr Against Against For Cessation of Fur Use in Products
CommScope, Inc. Ticker Security ID: Meeting Date Meeting Status CTV CUSIP 203372107 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Boyd George Mgmt For For For 1.2 Elect George Hutton, Jr. Mgmt For For For 1.3 Elect Katsuhiko Okubo Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Community Bank System, Inc. Ticker Security ID: Meeting Date Meeting Status CBU CUSIP 203607106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Bolus Mgmt For For For 1.2 Elect Nicholas DiCerbo Mgmt For Withhold Against 1.3 Elect Neil Fesette Mgmt For For For 1.4 Elect James Gabriel Mgmt For For For 1.5 Elect Edward Mucenski Mgmt For For For 1.6 Elect Charles Parente Mgmt For For For 1.7 Elect John Parente Mgmt For For For 1.8 Elect John Whipple, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Community Health Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CYH CUSIP 203668108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For Against Against 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Complete Production Services, Inc. Ticker Security ID: Meeting Date Meeting Status CPX CUSIP 20453E109 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Compucredit Holdings Corporation Ticker Security ID: Meeting Date Meeting Status CCRT CUSIP 20478T107 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Corona Mgmt For Withhold Against 1.2 Elect Richard Gilbert Mgmt For For For 1.3 Elect David Hanna Mgmt For For For 1.4 Elect Frank Hanna, III Mgmt For Withhold Against 1.5 Elect Richard House, Jr. Mgmt For Withhold Against 1.6 Elect Deal Hudson Mgmt For For For 1.7 Elect Mack Mattingly Mgmt For For For 1.8 Elect Thomas Rosencrants Mgmt For Withhold Against
Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ray Poage Mgmt For For For 1.2 Elect A. Wellford Tabor Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Constellation Energy Group, Inc. Ticker Security ID: Meeting Date Meeting Status CEG CUSIP 210371100 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Yves de Balmann Mgmt For For For 2 Elect Ann Berzin Mgmt For For For 3 Elect James Brady Mgmt For For For 4 Elect Daniel Camus Mgmt For For For 5 Elect James Curtiss Mgmt For For For 6 Elect Freeman Hrabowski III Mgmt For For For 7 Elect Nancy Lampton Mgmt For For For 8 Elect Robert Lawless Mgmt For For For 9 Elect Mayo Shattuck III Mgmt For For For 10 Elect John Skolds Mgmt For For For 11 Elect Michael Sullivan Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 14 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman
Convergys Corporation Ticker Security ID: Meeting Date Meeting Status CVG CUSIP 212485106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Zoe Baird Mgmt For For For 1.2 Elect Richard Devenuti Mgmt For For For 1.3 Elect Thomas Monahan III Mgmt For For For 1.4 Elect Philip Odeen Mgmt For For For 1.5 Elect Richard Wallman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For
Copart, Inc. Ticker Security ID: Meeting Date Meeting Status CPRT CUSIP 217204106 12/03/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Willis Johnson Mgmt For For For 1.2 Elect A. Jayson Adair Mgmt For For For 1.3 Elect James Meeks Mgmt For Withhold Against 1.4 Elect Steven Cohan Mgmt For For For 1.5 Elect Daniel Englander Mgmt For Withhold Against 1.6 Elect Matt Blunt Mgmt For For For 1.7 Elect Thomas Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CORE-MARK HOLDING COMPANY, INC. Ticker Security ID: Meeting Date Meeting Status CORE CUSIP 218681104 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Allen Mgmt For For For 2 Elect Stuart Booth Mgmt For For For 3 Elect Gary Colter Mgmt For For For 4 Elect L. William Krause Mgmt For For For 5 Elect Harvey Tepner Mgmt For For For 6 Elect Randolph Thornton Mgmt For For For 7 Elect J. Michael Walsh Mgmt For For For 8 2010 Long-Term Incentive Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Corn Products International, Inc. Ticker Security ID: Meeting Date Meeting Status CPO CUSIP 219023108 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ilene Gordon Mgmt For For For 1.2 Elect Karen Hendricks Mgmt For For For 1.3 Elect Barbara Klein Mgmt For For For 1.4 Elect Dwayne Wilson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Amendment to the Stock Incentive Plan Mgmt For For For 4 Amendment to Annual Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Covance Inc. Ticker Security ID: Meeting Date Meeting Status CVD CUSIP 222816100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph L. Herring Mgmt For For For 1.2 Elect John McCartney Mgmt For For For 1.3 Elect Bradley T. Shears Mgmt For For For 2 2010 Employee Equity Participation Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For
Crane Co. Ticker Security ID: Meeting Date Meeting Status CR CUSIP 224399105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Karen Dykstra Mgmt For For For 2 Elect Richard Forte Mgmt For For For 3 Elect James Tullis Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Cree, Inc. Ticker Security ID: Meeting Date Meeting Status CREE CUSIP 225447101 10/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect John Palmour Mgmt For For For 1.3 Elect Dolph von Arx Mgmt For For For 1.4 Elect Clyde Hosein Mgmt For For For 1.5 Elect Robert Ingram Mgmt For For For 1.6 Elect Franco Plastina Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-Term Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For
Crown Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CCK CUSIP 228368106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jenne Britell Mgmt For For For 1.2 Elect John Conway Mgmt For For For 1.3 Elect Arnold Donald Mgmt For For For 1.4 Elect William Little Mgmt For For For 1.5 Elect Hans Loliger Mgmt For Withhold Against 1.6 Elect Thomas Ralph Mgmt For For For 1.7 Elect Hugues du Rouret Mgmt For For For 1.8 Elect Alan Rutherford Mgmt For For For 1.9 Elect Jim Turner Mgmt For For For 1.10 Elect William Urkiel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CryoLife, Inc. Ticker Security ID: Meeting Date Meeting Status CRY CUSIP 228903100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Anderson Mgmt For For For 1.2 Elect Thomas Ackerman Mgmt For For For 1.3 Elect James Benson Mgmt For For For 1.4 Elect Daniel Bevevino Mgmt For For For 1.5 Elect Ronald Elkins Mgmt For For For 1.6 Elect Ronald McCall Mgmt For For For 1.7 Elect Harvey Morgan Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For
CSG Systems International, Inc. Ticker Security ID: Meeting Date Meeting Status CSGS CUSIP 126349109 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Nafus Mgmt For Withhold Against 1.2 Elect Janice Obuchowski Mgmt For For For 1.3 Elect Donald Reed Mgmt For For For 2 Issuance of Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For
CTS Corporation Ticker Security ID: Meeting Date Meeting Status CTS CUSIP 126501105 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Catlow Mgmt For For For 1.2 Elect Lawrence Ciancia Mgmt For For For 1.3 Elect Thomas Cody Mgmt For For For 1.4 Elect Patricia Collawn Mgmt For Withhold Against 1.5 Elect Roger Hemminghaus Mgmt For For For 1.6 Elect Michael Henning Mgmt For For For 1.7 Elect Vinod Khilnani Mgmt For For For 1.8 Elect Robert Profusek Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cullen/Frost Bankers, Inc. Ticker Security ID: Meeting Date Meeting Status CFR CUSIP 229899109 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Crawford Edwards Mgmt For For For 1.2 Elect Ruben Escobedo Mgmt For For For 1.3 Elect Patrick Frost Mgmt For For For 1.4 Elect David Haemisegger Mgmt For For For 1.5 Elect Richard Evans, Jr. Mgmt For For For 1.6 Elect Karen Jennings Mgmt For For For 1.7 Elect Richard Kleberg, III Mgmt For For For 1.8 Elect Horace Wilkins, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Dana Holding Corporation Ticker Security ID: Meeting Date Meeting Status DAN CUSIP 235825205 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect James Sweetnam Mgmt For For For 1.4 Elect Keith Wandell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect David Hughes Mgmt For For For 1.5 Elect Charles Ledsinger, Jr. Mgmt For For For 1.6 Elect William Lewis, Jr. Mgmt For For For 1.7 Elect Connie Mack, III Mgmt For For For 1.8 Elect Andrew Madsen Mgmt For For For 1.9 Elect Clarence Otis Jr. Mgmt For For For 1.10 Elect Michael Rose Mgmt For For For 1.11 Elect Maria Sastre Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Darling International Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stuewe Mgmt For For For 2 Elect O. Thomas Albrecht Mgmt For For For 3 Elect C. Dean Carlson Mgmt For For For 4 Elect Marlyn Jorgensen Mgmt For For For 5 Elect John March Mgmt For For For 6 Elect Charles Macaluso Mgmt For For For 7 Elect Michael Urbut Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2004 Omnibus Mgmt For For For Incentive Plan
Deltek, Inc. Ticker Security ID: Meeting Date Meeting Status PROJ CUSIP 24784L105 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nanci Caldwell Mgmt For For For 2 Elect Edward Grubb Mgmt For For For 3 Elect Joseph Kampf Mgmt For For For 4 Elect Steven Klinsky Mgmt For Against Against 5 Elect Thomas Manley Mgmt For For For 6 Elect Albert Notini Mgmt For For For 7 Elect Kevin Parker Mgmt For For For 8 Elect Janet Perna Mgmt For For For 9 Elect Alok Singh Mgmt For For For 10 Ratification of Auditor Mgmt For For For
DENTSPLY International Inc. Ticker Security ID: Meeting Date Meeting Status XRAY CUSIP 249030107 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paula Cholmondeley Mgmt For For For 2 Elect Michael Coleman Mgmt For For For 3 Elect John Miles II Mgmt For For For 4 Elect John Miclot Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For
Digital Realty Trust, Inc. Ticker Security ID: Meeting Date Meeting Status DLR CUSIP 253868103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For Withhold Against 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DivX, Inc. Ticker Security ID: Meeting Date Meeting Status DIVX CUSIP 255413106 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher McGurk Mgmt For Withhold Against 1.2 Elect James Brailean Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan
DOLAN MEDIA COMPANY Ticker Security ID: Meeting Date Meeting Status DM CUSIP 25659P402 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect James Dolan Mgmt For For For 1.3 Elect George Rossi Mgmt For For For 2 Amendment to 2007 Incentive Mgmt For For For Compensation Plan 3 Adoption of Shareholder Rights Plan Mgmt For Against Against 4 Company Name Change Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Dolby Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status DLB CUSIP 25659T107 02/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ray Dolby Mgmt For For For 1.2 Elect Kevin Yeaman Mgmt For For For 1.3 Elect Peter Gotcher Mgmt For For For 1.4 Elect Nicholas Donatiello, Jr. Mgmt For For For 1.5 Elect Ted Hall Mgmt For For For 1.6 Elect Bill Jasper Mgmt For For For 1.7 Elect Sanford Robertson Mgmt For For For 1.8 Elect Roger Siboni Mgmt For For For 1.9 Elect Avadis Tevanian, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Dollar Tree, Inc. Ticker Security ID: Meeting Date Meeting Status DLTR CUSIP 256746108 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against
Domino's Pizza, Inc. Ticker Security ID: Meeting Date Meeting Status DPZ CUSIP 25754A201 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Patrick Doyle Mgmt For For For 1.2 Elect Gregory Trojan Mgmt For For For 1.3 Elect James Goldman Mgmt For For For 2 Senior Executive Annual Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Donaldson Company, Inc. Ticker Security ID: Meeting Date Meeting Status DCI CUSIP 257651109 11/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Eugster Mgmt For For For 1.2 Elect John Grundhofer Mgmt For For For 1.3 Elect Paul Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Dorman Products, Inc. Ticker Security ID: Meeting Date Meeting Status DORM CUSIP 258278100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Berman Mgmt For For For 1.2 Elect Steven Berman Mgmt For For For 1.3 Elect John Creamer, Jr. Mgmt For For For 1.4 Elect Paul Lederer Mgmt For Withhold Against 1.5 Elect Edgar Levin Mgmt For For For 1.6 Elect Richard Riley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Executive Cash Bonus Plan Mgmt For For For
Double-Take Software, Inc. Ticker Security ID: Meeting Date Meeting Status DBTK CUSIP 258598101 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dean Goodermote Mgmt For For For 2 Elect Deborah Besemer Mgmt For For For 3 Elect Paul Birch Mgmt For Against Against 4 Elect John Landry Mgmt For For For 5 Elect John Young Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Douglas Emmett, Inc. Ticker Security ID: Meeting Date Meeting Status DEI CUSIP 25960P109 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Emmett Mgmt For For For 1.2 Elect Jordan Kaplan Mgmt For For For 1.3 Elect Kenneth Panzer Mgmt For Withhold Against 1.4 Elect Leslie Bider Mgmt For Withhold Against 1.5 Elect Ghebre Mehreteab Mgmt For For For 1.6 Elect Thomas O'Hern Mgmt For For For 1.7 Elect Andrea Rich Mgmt For Withhold Against 1.8 Elect William Wilson III Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DreamWorks Animation SKG, Inc. Ticker Security ID: Meeting Date Meeting Status DWA CUSIP 26153C103 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For Withhold Against 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Employee Stock Purchase Plan Mgmt For For For
Dresser-Rand Group Inc. Ticker Security ID: Meeting Date Meeting Status DRC CUSIP 261608103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Macaulay Mgmt For For For 1.2 Elect Vincent Volpe Jr. Mgmt For For For 1.3 Elect Rita Foley Mgmt For For For 1.4 Elect Louis Raspino Mgmt For For For 1.5 Elect Philip Roth Mgmt For For For 1.6 Elect Stephen Snider Mgmt For For For 1.7 Elect Michael Underwood Mgmt For For For 1.8 Elect Joseph Winkler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DST Systems, Inc. Ticker Security ID: Meeting Date Meeting Status DST CUSIP 233326107 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Edward Allinson Mgmt For For For 1.2 Elect Michael Fitt Mgmt For For For 1.3 Elect Robert Jackson Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
DXP Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status DXPE CUSIP 233377407 06/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Little Mgmt For For For 1.2 Elect Cletus Davis Mgmt For For For 1.3 Elect Kenneth Miller Mgmt For For For 1.4 Elect Timothy Halter Mgmt For For For 2 Transaction of Other Business Mgmt For Against Against
Dyncorp International Inc Ticker Security ID: Meeting Date Meeting Status DCP CUSIP 26817C101 06/29/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Eastman Chemical Company Ticker Security ID: Meeting Date Meeting Status EMN CUSIP 277432100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gary Anderson Mgmt For For For 2 Elect Renee Hornbaker Mgmt For For For 3 Elect Thomas McLain Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
ECHOSTAR CORPORATION Ticker Security ID: Meeting Date Meeting Status SATS CUSIP 278768106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Clayton Mgmt For For For 1.2 Elect R. Stanton Dodge Mgmt For For For 1.3 Elect Michael Dugan Mgmt For For For 1.4 Elect Charles Ergen Mgmt For For For 1.5 Elect David Moskowitz Mgmt For For For 1.6 Elect Tom Ortolf Mgmt For For For 1.7 Elect C. Michael Schroeder Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ecolab Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arthur Higgins Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect C. Scott O'Hara Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2010 Stock Incentive Mgmt For For For Plan 6 Repeal of Classified Board Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Shareholder Proposal Regarding Human ShrHldr Against Against For Right to Water 9 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting
Edison International Ticker Security ID: Meeting Date Meeting Status EIX CUSIP 281020107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jagjeet Bindra Mgmt For For For 1.2 Elect Vanessa Chang Mgmt For For For 1.3 Elect France Cordova Mgmt For For For 1.4 Elect Theodore Craver, Jr. Mgmt For For For 1.5 Elect Charles Curtis Mgmt For For For 1.6 Elect Bradford Freeman Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Ronald Olson Mgmt For Withhold Against 1.9 Elect James Rosser Mgmt For For For 1.10 Elect Richard Schlosberg, III Mgmt For For For 1.11 Elect Thomas Sutton Mgmt For For For 1.12 Elect Brett White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Edwards Lifesciences Corporation Ticker Security ID: Meeting Date Meeting Status EW CUSIP 28176E108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Ingram Mgmt For For For 2 Elect William Link Mgmt For For For 3 Elect Wesley von Schack Mgmt For For For 4 Amendment to the Long-Term Stock Mgmt For For For Incentive Compensation Program 5 Amendment to the Nonemployee Mgmt For For For Directors Stock Incentive Program 6 2010 Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
El Paso Corporation Ticker Security ID: Meeting Date Meeting Status EP CUSIP 28336L109 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Juan Braniff Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Robert Goldman Mgmt For For For 5 Elect Anthony Hall, Jr. Mgmt For For For 6 Elect Thomas Hix Mgmt For For For 7 Elect Ferrell McClean Mgmt For For For 8 Elect Timothy Probert Mgmt For Against Against 9 Elect Steven Shapiro Mgmt For For For 10 Elect J. Michael Talbert Mgmt For For For 11 Elect Robert Vagt Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Amendment to the 2005 Omnibus Mgmt For For For Incentive Compensation Plan 14 Ratification of Auditor Mgmt For For For
Electronic Arts Inc. Ticker Security ID: Meeting Date Meeting Status ERTS CUSIP 285512109 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leonard Coleman Mgmt For Against Against 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For For For 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For Against Against 10 Elect Linda Srere Mgmt For Against Against 11 Employee Stock Option Exchange Mgmt For Against Against Program 12 Amendment to the 2000 Equity Mgmt For Against Against Incentive Plan 13 Amendment to the 2000 Employee Stock Mgmt For Against Against Purchase Plan 14 Ratification of Auditor Mgmt For For For
EMCOR Group, Inc. Ticker Security ID: Meeting Date Meeting Status EME CUSIP 29084Q100 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For Withhold Against 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Endo Pharmaceuticals Holdings Inc. Ticker Security ID: Meeting Date Meeting Status ENDP CUSIP 29264F205 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Delucca Mgmt For For For 1.2 Elect David Holveck Mgmt For For For 1.3 Elect Nancy Hutson Mgmt For For For 1.4 Elect Michael Hyatt Mgmt For For For 1.5 Elect Roger Kimmel Mgmt For For For 1.6 Elect William P. Montague Mgmt For For For 1.7 Elect Joseph Scodari Mgmt For Withhold Against 1.8 Elect William Spengler Mgmt For Withhold Against 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Energen Corporation Ticker Security ID: Meeting Date Meeting Status EGN CUSIP 29265N108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Julian Banton Mgmt For For For 1.3 Elect T. Michael Goodrich Mgmt For For For 2 Amendment to the 1992 Directors Mgmt For Against Against Stock Plan 3 Amendment to the Annual Incentive Mgmt For For For Compensation Plan 4 Ratification of Auditor Mgmt For For For
Equifax Inc. Ticker Security ID: Meeting Date Meeting Status EFX CUSIP 294429105 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Daleo Mgmt For For For 2 Elect Walter Driver Mgmt For For For 3 Elect L. Phillip Humann Mgmt For Against Against 4 Elect Mark Templeton Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Equity LifeStyle Properties, Inc. Ticker Security ID: Meeting Date Meeting Status ELS CUSIP 29472R108 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Calian Mgmt For For For 1.2 Elect David Contis Mgmt For For For 1.3 Elect Thomas Dobrowski Mgmt For For For 1.4 Elect Thomas Heneghan Mgmt For For For 1.5 Elect Sheli Rosenberg Mgmt For For For 1.6 Elect Howard Walker Mgmt For For For 1.7 Elect Gary Waterman Mgmt For For For 1.8 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ev3 Inc. Ticker Security ID: Meeting Date Meeting Status EVVV CUSIP 26928A200 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Bakewell Mgmt For For For 2 Elect Richard Emmitt Mgmt For For For 3 Elect Douglas Kohrs Mgmt For For For 4 Amendment to the 2005 Incentive Plan Mgmt For For For 5 Amendment to the Employee Stock Mgmt For For For Purchase Plan 6 Ratification of Auditor Mgmt For For For
EXCO RESOURCES, INC. Ticker Security ID: Meeting Date Meeting Status XCO CUSIP 269279402 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Miller Mgmt For For For 1.2 Elect Stephen Smith Mgmt For Withhold Against 1.3 Elect Jeffrey Benjamin Mgmt For For For 1.4 Elect Vincent Cebula Mgmt For For For 1.5 Elect Earl Ellis Mgmt For For For 1.6 Elect B. James Ford Mgmt For For For 1.7 Elect Mark Mulhern Mgmt For For For 1.8 Elect Boone Pickens Mgmt For For For 1.9 Elect Jeffrey Serota Mgmt For For For 1.10 Elect Robert Stillwell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Board ShrHldr Against Against For Diversity
Exelixis, Inc. Ticker Security ID: Meeting Date Meeting Status EXEL CUSIP 30161Q104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carl Feldbaum Mgmt For For For 1.2 Elect Alan Garber Mgmt For For For 1.3 Elect Vincent Marchesi Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Expedia, Inc. Ticker Security ID: Meeting Date Meeting Status EXPE CUSIP 30212P105 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. George Battle Mgmt For For For 1.2 Elect Barry Diller Mgmt For Withhold Against 1.3 Elect Jonathan Dolgen Mgmt For For For 1.4 Elect William Fitzgerald Mgmt For For For 1.5 Elect Craig Jacobson Mgmt For For For 1.6 Elect Victor Kaufman Mgmt For For For 1.7 Elect Peter Kern Mgmt For For For 1.8 Elect Dara Khosrowshahi Mgmt For For For 1.9 Elect John Malone Mgmt For Withhold Against 1.10 Elect Jose Tazon Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Expeditors International of Washington, Inc. Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP 302130109 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For Against Against 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For Against Against 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For
FactSet Research Systems Inc. Ticker Security ID: Meeting Date Meeting Status FDS CUSIP 303075105 12/15/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Billeadeau Mgmt For For For 1.2 Elect Philip Hadley Mgmt For For For 1.3 Elect Joseph Zimmel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Federal Realty Investment Trust Ticker Security ID: Meeting Date Meeting Status FRT CUSIP 313747206 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For For For 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
First Financial Bancorp. Ticker Security ID: Meeting Date Meeting Status FFBC CUSIP 320209109 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Wickliffe Ach Mgmt For Withhold Against 1.2 Elect Donald Cisle, Sr. Mgmt For For For 1.3 Elect Corinne Finnerty Mgmt For Withhold Against 1.4 Elect Richard Olszewski Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
FLIR Systems, Inc. Ticker Security ID: Meeting Date Meeting Status FLIR CUSIP 302445101 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Carter Mgmt For Withhold Against 1.2 Elect Michael Smith Mgmt For For For 1.3 Elect John Wood, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Fluor Corporation Ticker Security ID: Meeting Date Meeting Status FLR CUSIP 343412102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Hackett Mgmt For For For 2 Elect Kent Kresa Mgmt For Against Against 3 Elect Nader Sultan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman
Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838106 08/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee, III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For Against Against 8 Elect Lester Salans Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Ratification of Auditor Mgmt For For For
Fossil, Inc. Ticker Security ID: Meeting Date Meeting Status FOSL CUSIP 349882100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2.1 Elect Elaine Agather Mgmt For For For 2.2 Elect Michael Barnes Mgmt For For For 2.3 Elect Jeffrey Boyer Mgmt For For For 2.4 Elect Kosta Kartsotis Mgmt For For For 2.5 Elect Elysia Ragusa Mgmt For For For 2.6 Elect Jal Shroff Mgmt For For For 2.7 Elect James Skinner Mgmt For For For 2.8 Elect Michael Steinberg Mgmt For For For 2.9 Elect Donald Stone Mgmt For For For 2.10 Elect James Zimmerman Mgmt For For For 2.11 Elect Elaine Agather Mgmt For For For 2.12 Elect Jal Shroff Mgmt For For For 2.13 Elect Donald Stone Mgmt For For For 3 2010 Cash Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Gannett Co., Inc. Ticker Security ID: Meeting Date Meeting Status GCI CUSIP 364730101 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Craig Dubow Mgmt For For For 1.2 Elect Howard Elias Mgmt For For For 1.3 Elect Arthur Harper Mgmt For For For 1.4 Elect John Louis Mgmt For For For 1.5 Elect Marjorie Magner Mgmt For For For 1.6 Elect Scott McCune Mgmt For For For 1.7 Elect Duncan McFarland Mgmt For For For 1.8 Elect Donna Shalala Mgmt For For For 1.9 Elect Neal Shapiro Mgmt For For For 1.10 Elect Karen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2001 Omnibus Mgmt For For For Incentive Compensation Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Restricting Tax Gross-up Payments
GATX Corporation Ticker Security ID: Meeting Date Meeting Status GMT CUSIP 361448103 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anne Ariva Mgmt For For For 1.2 Elect Richard Fairbanks Mgmt For For For 1.3 Elect Deborah Fretz Mgmt For For For 1.4 Elect Ernst Haberli Mgmt For For For 1.5 Elect Brian Kenney Mgmt For For For 1.6 Elect Mark McGrath Mgmt For For For 1.7 Elect James Ream Mgmt For For For 1.8 Elect David Sutherland Mgmt For For For 1.9 Elect Casey Sylla Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Gen-Probe Incorporated Ticker Security ID: Meeting Date Meeting Status GPRO CUSIP 36866T103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carl Hull Mgmt For For For 2 Elect Armin Kessler Mgmt For For For 3 Elect Lucy Shapiro Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Election of Brian A. McNamee to the Mgmt For For For Company's Board of Directors
Genomic Health, Inc. Ticker Security ID: Meeting Date Meeting Status GHDX CUSIP 37244C101 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randal Scott Mgmt For For For 1.2 Elect Kimberly Popovits Mgmt For For For 1.3 Elect Julian Baker Mgmt For Withhold Against 1.4 Elect Brook Byers Mgmt For For For 1.5 Elect Fred Cohen Mgmt For For For 1.6 Elect Samuel Colella Mgmt For For For 1.7 Elect Ginger Graham Mgmt For For For 1.8 Elect Randall Livingston Mgmt For For For 1.9 Elect Woodrow Myers, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Gentex Corporation Ticker Security ID: Meeting Date Meeting Status GNTX CUSIP 371901109 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Mulder Mgmt For For For 1.2 Elect Frederick Sotok Mgmt For For For 1.3 Elect Wallace Tsuha Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 3 Ratification of Auditor Mgmt For For For
Goodrich Corporation Ticker Security ID: Meeting Date Meeting Status GR CUSIP 382388106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carolyn Corvi Mgmt For For For 1.2 Elect Diane Creel Mgmt For For For 1.3 Elect George Davidson, Jr. Mgmt For For For 1.4 Elect Harris Deloach, Jr. Mgmt For For For 1.5 Elect James Griffith Mgmt For For For 1.6 Elect William Holland Mgmt For For For 1.7 Elect John Jumper Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For For For 1.9 Elect Lloyd Newton Mgmt For For For 1.10 Elect Douglas Olesen Mgmt For For For 1.11 Elect Alfred Rankin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For For For Management Incentive Plan
GrafTech International Ltd. Ticker Security ID: Meeting Date Meeting Status GTI CUSIP 384313102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randy Carson Mgmt For For For 1.2 Elect Mary Cranston Mgmt For For For 1.3 Elect Harold Layman Mgmt For For For 1.4 Elect Ferrell McClean Mgmt For For For 1.5 Elect Michael Nahl Mgmt For For For 1.6 Elect Steven Shawley Mgmt For For For 1.7 Elect Craig Shular Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan
Green Plains Renewable Energy, Inc. Ticker Security ID: Meeting Date Meeting Status GPRE CUSIP 393222104 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Crowley Mgmt For Withhold Against 1.2 Elect Gordon Glade Mgmt For For For 1.3 Elect Gary Parker Mgmt For Withhold Against
H&R Block, Inc. Ticker Security ID: Meeting Date Meeting Status HRB CUSIP 093671105 09/24/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect Thomas Bloch Mgmt For For For 3 Elect Richard Breeden Mgmt For For For 4 Elect Robert Gerard Mgmt For For For 5 Elect Len Lauer Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect Tom Seip Mgmt For For For 8 Elect L. Edward Shaw, Jr. Mgmt For For For 9 Elect Russell Smyth Mgmt For For For 10 Elect Christianna Wood Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Amendment to the 2003 Long Term Mgmt For For For Executive Compensation Plan 13 Ratification of Auditor Mgmt For For For
H. J. Heinz Company Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For Against Against 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting
Health Care REIT, Inc. Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 42217K106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Health Management Associates, Inc. Ticker Security ID: Meeting Date Meeting Status HMA CUSIP 421933102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Schoen Mgmt For For For 1.2 Elect Gary Newsome Mgmt For For For 1.3 Elect Kent Dauten Mgmt For For For 1.4 Elect Donald Kiernan Mgmt For For For 1.5 Elect Robert Knox Mgmt For For For 1.6 Elect William Mayberry Mgmt For For For 1.7 Elect Vicki O'Meara Mgmt For For For 1.8 Elect William Steere, Jr. Mgmt For For For 1.9 Elect Randolph Westerfield Mgmt For For For 2 Amendment to the 1996 Executive Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For
HealthSouth Corporation Ticker Security ID: Meeting Date Meeting Status HLS CUSIP 421924309 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Blechschmidt Mgmt For For For 1.2 Elect John Chidsey Mgmt For For For 1.3 Elect Donald Correll Mgmt For For For 1.4 Elect Yvonne Curl Mgmt For For For 1.5 Elect Charles Elson Mgmt For For For 1.6 Elect Jay Grinney Mgmt For For For 1.7 Elect Jon Hanson Mgmt For For For 1.8 Elect Leo Higdon, Jr. Mgmt For For For 1.9 Elect John Maupin, Jr. Mgmt For For For 1.10 Elect L. Edward Shaw, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Heartland Express, Inc. Ticker Security ID: Meeting Date Meeting Status HTLD CUSIP 422347104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Russell Gerdin Mgmt For For For 1.2 Elect Michael Gerdin Mgmt For For For 1.3 Elect Richard Jacobson Mgmt For Withhold Against 1.4 Elect Benjamin Allen Mgmt For For For 1.5 Elect Lawrence Crouse Mgmt For For For 1.6 Elect James Pratt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Hercules Technology Growth Capital, Inc. Ticker Security ID: Meeting Date Meeting Status HTGC CUSIP 427096508 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Manuel Henriquez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval to Sell or Issue Shares Mgmt For Against Against Below Net Asset Value 4 Approval to Issue Debt Convertible Mgmt For Against Against into Shares at a Conversion Price Below Net Asset Value
Hertz Global Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HTZ CUSIP 42805T105 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Beracha Mgmt For For For 1.2 Elect Brian Bernasek Mgmt For Withhold Against 1.3 Elect Robert End Mgmt For Withhold Against 1.4 Elect George Tamke Mgmt For For For 2 Amendment to 2008 Omnibus Incentive Mgmt For For For Plan 3 Senior Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Highwoods Properties, Inc. Ticker Security ID: Meeting Date Meeting Status HIW CUSIP 431284108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gene Anderson Mgmt For For For 1.2 Elect Edward Fritsch Mgmt For For For 1.3 Elect David Hartzell Mgmt For For For 1.4 Elect Lawrence Kaplan Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan
HILL-ROM HOLDINGS, INC. Ticker Security ID: Meeting Date Meeting Status HRC CUSIP 431475102 03/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Giertz Mgmt For For For 1.2 Elect Katherine Napier Mgmt For For For 1.3 Elect Ronald Malone Mgmt For For For 1.4 Elect Eduardo Menasce Mgmt For For For 1.5 Elect John Greisch Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For
HILLENBRAND, INC. Ticker Security ID: Meeting Date Meeting Status HI CUSIP 431571108 02/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark DeLuzio Mgmt For For For 1.2 Elect James Henderson Mgmt For For For 1.3 Elect Ray Hillenbrand Mgmt For For For 1.4 Elect F. Joseph Loughrey Mgmt For For For 2 Amendment to the Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
Hittite Microwave Corporation Ticker Security ID: Meeting Date Meeting Status HITT CUSIP 43365Y104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Daly Mgmt For For For 1.2 Elect Ernest Godshalk Mgmt For For For 1.3 Elect Rick Hess Mgmt For For For 1.4 Elect Adrienne Markham Mgmt For For For 1.5 Elect Brian McAloon Mgmt For For For 1.6 Elect Cosmo Trapani Mgmt For For For 1.7 Elect Franklin Weigold Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Hooker Furniture Corporation Ticker Security ID: Meeting Date Meeting Status HOFT CUSIP 439038100 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Toms, Jr. Mgmt For For For 1.2 Elect W. Christopher Beeler, Jr. Mgmt For Withhold Against 1.3 Elect John Gregory, III Mgmt For For For 1.4 Elect Mark Schreiber Mgmt For For For 1.5 Elect David Sweet Mgmt For For For 1.6 Elect Henry Williamson, Jr. Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Incentive Plan 3 Ratification of Auditor Mgmt For For For
Hormel Foods Corporation Ticker Security ID: Meeting Date Meeting Status HRL CUSIP 440452100 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Terrell Crews Mgmt For For For 1.2 Elect Jeffrey Ettinger Mgmt For For For 1.3 Elect Jody Feragen Mgmt For Withhold Against 1.4 Elect Susan Marvin Mgmt For For For 1.5 Elect John Morrison Mgmt For For For 1.6 Elect Elsa Murano Mgmt For For For 1.7 Elect Robert Nakasone Mgmt For For For 1.8 Elect Susan Nestegard Mgmt For For For 1.9 Elect Ronald Pearson Mgmt For For For 1.10 Elect Dakota Pippins Mgmt For For For 1.11 Elect Hugh Smith Mgmt For For For 1.12 Elect John Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare
Hospitality Properties Trust Ticker Security ID: Meeting Date Meeting Status HPT CUSIP 44106M102 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
Hrpt Properties Trust Ticker Security ID: Meeting Date Meeting Status HRP CUSIP 40426W101 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Patrick Donelan Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For
HSN, Inc. Ticker Security ID: Meeting Date Meeting Status HSNI CUSIP 404303109 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Blatt Mgmt For For For 1.2 Elect Michael Boyd Mgmt For For For 1.3 Elect Patrick Bousquet-Chavanne Mgmt For For For 1.4 Elect William Costello Mgmt For For For 1.5 Elect James Follo Mgmt For For For 1.6 Elect Mindy Grossman Mgmt For For For 1.7 Elect Stephanie Kugelman Mgmt For For For 1.8 Elect Arthur Martinez Mgmt For For For 1.9 Elect Thomas McInerney Mgmt For For For 1.10 Elect John Morse, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For
Hub Group, Inc. Ticker Security ID: Meeting Date Meeting Status HUBG CUSIP 443320106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Yeager Mgmt For For For 1.2 Elect Mark Yeager Mgmt For For For 1.3 Elect Gary Eppen Mgmt For Withhold Against 1.4 Elect Charles Reaves Mgmt For For For 1.5 Elect Martin Slark Mgmt For For For
Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUB.B CUSIP 443510201 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Edwards, Jr. Mgmt For For For 1.2 Elect Lynn Good Mgmt For For For 1.3 Elect Anthony Guzzi Mgmt For For For 1.4 Elect Joel Hoffman Mgmt For For For 1.5 Elect Andrew McNally, IV Mgmt For For For 1.6 Elect Timothy Powers Mgmt For For For 1.7 Elect G. Jackson Ratcliffe Mgmt For For For 1.8 Elect Carlos Rodriguez Mgmt For For For 1.9 Elect Richard Swift Mgmt For For For 1.10 Elect Daniel Van Riper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For For For Award Plan
Ingram Micro Inc. Ticker Security ID: Meeting Date Meeting Status IM CUSIP 457153104 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2 Removal of Directors Mgmt For For For 3.1 Elect Howard Atkins Mgmt For For For 3.2 Elect Leslie Heisz Mgmt For For For 3.3 Elect John Ingram Mgmt For For For 3.4 Elect Orrin Ingram, II Mgmt For For For 3.5 Elect Dale Laurance Mgmt For For For 3.6 Elect Linda Levinson Mgmt For Withhold Against 3.7 Elect Michael Smith Mgmt For For For 3.8 Elect Gregory Spierkel Mgmt For For For 3.9 Elect Joe Wyatt Mgmt For For For 3.10 Elect Orrin Ingram, II Mgmt For For For 3.11 Elect Michael Smith Mgmt For For For 3.12 Elect Gregory Spierkel Mgmt For For For 3.13 Elect Joe Wyatt Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Integrated Device Technology, Inc. Ticker Security ID: Meeting Date Meeting Status IDTI CUSIP 458118106 09/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Schofield Mgmt For For For 1.2 Elect Lewis Eggebrecht Mgmt For For For 1.3 Elect Umesh Padval Mgmt For For For 1.4 Elect Gordon Parnell Mgmt For For For 1.5 Elect Donald Schrock Mgmt For For For 1.6 Elect Ron Smith Mgmt For For For 1.7 Elect Theodore Tewksbury Mgmt For For For 2 2009 Employee Stock Purchase Plan Mgmt For For For 3 One-time Option Exchange Program Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For
Interactive Brokers Group, Inc. Ticker Security ID: Meeting Date Meeting Status IBKR CUSIP 45841N107 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Peterffy Mgmt For For For 2 Elect Earl Nemser Mgmt For For For 3 Elect Paul Brody Mgmt For Against Against 4 Elect Milan Galik Mgmt For For For 5 Elect Lawrence Harris Mgmt For For For 6 Elect Hans Stoll Mgmt For For For 7 Elect Ivers Riley Mgmt For For For 8 Elect Robert Trudeau Mgmt For For For 9 Ratification of Auditor Mgmt For For For
International Bancshares Corporation Ticker Security ID: Meeting Date Meeting Status IBOC CUSIP 459044103 05/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect I. Greenblum Mgmt For For For 1.2 Elect R.D. Guerra Mgmt For For For 1.3 Elect D.B. Hastings, Jr. Mgmt For For For 1.4 Elect I. Navarro Mgmt For Withhold Against 1.5 Elect S. Neiman Mgmt For Withhold Against 1.6 Elect P.J. Newman Mgmt For For For 1.7 Elect D.E. Nixon Mgmt For Withhold Against 1.8 Elect L. Salinas Mgmt For Withhold Against 1.9 Elect A.R. Sanchez, Jr. Mgmt For Withhold Against 1.10 Elect Guillermo F. Trevino Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation
International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902102 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For Withhold Against 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For
International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902102 09/30/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock Option Exchange Program for Mgmt For For For Eligible Employees
Interpublic Group of Companies, Inc. Ticker Security ID: Meeting Date Meeting Status IPG CUSIP 460690100 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Reginald Brack Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Jill Considine Mgmt For For For 4 Elect Richard Goldstein Mgmt For For For 5 Elect Mary Steele Guilfoile Mgmt For For For 6 Elect H. John Greeniaus Mgmt For For For 7 Elect William Kerr Mgmt For For For 8 Elect Michael Roth Mgmt For For For 9 Elect David Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting
Intersil Corporation Ticker Security ID: Meeting Date Meeting Status ISIL CUSIP 46069S109 10/06/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 2 Employee Stock Option Exchange Mgmt For For For Program
Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 12/15/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Batchelder Mgmt For For For 1.2 Elect Christopher Brody Mgmt For Withhold Against 1.3 Elect William Campbell Mgmt For For For 1.4 Elect Scott Cook Mgmt For For For 1.5 Elect Diane Greene Mgmt For For For 1.6 Elect Michael Hallman Mgmt For For For 1.7 Elect Edward Kangas Mgmt For For For 1.8 Elect Suzanne Nora Johnson Mgmt For For For 1.9 Elect Dennis Powell Mgmt For For For 1.10 Elect Stratton Sclavos Mgmt For For For 1.11 Elect Brad Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan
ISHARES RUSSELL MIDCAP GROWTH INDEX FD Ticker Security ID: Meeting Date Meeting Status OEF CUSIP 464287481 11/04/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
ISHARES RUSSELL MIDCAP GROWTH INDEX FD Ticker Security ID: Meeting Date Meeting Status OEF CUSIP 464287481 11/04/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve a new investment advisory Mgmt For For For agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser] 2 TO APPROVE A CHANGE IN THE Mgmt For For For CLASSIFICATION OF THE FUND S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON-FUNDAMENTAL INVESTMENT POLICY.
J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Duncan Mgmt For For For 2 Elect Sharilyn Gasaway Mgmt For For For 3 Elect Coleman Peterson Mgmt For For For 4 Elect James Robo Mgmt For For For 5 Elect Wayne Garrison Mgmt For For For 6 Elect Gary George Mgmt For For For 7 Elect Bryan Hunt Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Jacobs Engineering Group Inc. Ticker Security ID: Meeting Date Meeting Status JEC CUSIP 469814107 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Davidson, Jr. Mgmt For For For 2 Elect Edward Fritzky Mgmt For For For 3 Elect Benjamin Montoya Mgmt For For For 4 Elect Peter Robertson Mgmt For For For 5 Ratification of Auditor Mgmt For For For
JDS Uniphase Corporation Ticker Security ID: Meeting Date Meeting Status JDSU CUSIP 46612J507 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Belluzzo Mgmt For Withhold Against 1.2 Elect Harold Covert Mgmt For For For 1.3 Elect Penelope Herscher Mgmt For Withhold Against 1.4 Elect Masood Jabbar Mgmt For Withhold Against 2 One-time Stock Option Exchange Mgmt For Against Against Program 3 Amendment to the 1998 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Joy Global Inc. Ticker Security ID: Meeting Date Meeting Status JOYG CUSIP 481165108 03/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Kadant Inc. Ticker Security ID: Meeting Date Meeting Status KAI CUSIP 48282T104 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jonathan Painter Mgmt For For For 1.2 Elect William Rainville Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Kaman Corporation Ticker Security ID: Meeting Date Meeting Status KAMN CUSIP 483548103 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eileen Kraus Mgmt For For For 1.2 Elect Richard Swift Mgmt For For For 1.3 Elect Neal Keating Mgmt For For For 1.4 Elect George Minnich Mgmt For For For 2 Amendment to the 2003 Stock Mgmt For For For Incentive Plan 3 Employees Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
KBR, Inc. Ticker Security ID: Meeting Date Meeting Status KBR CUSIP 48242W106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Curtiss Mgmt For For For 1.2 Elect William Utt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Review of Global Human Rights Standards 4 Shareholder Proposal Regarding ShrHldr Against For Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Keycorp Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493267108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bares Mgmt For Withhold Against 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For Withhold Against 1.4 Elect Alexander Cutler Mgmt For Withhold Against 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For Withhold Against 1.9 Elect Henry Meyer III Mgmt For Withhold Against 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For Withhold Against 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation
Keynote Systems, Inc. Ticker Security ID: Meeting Date Meeting Status KEYN CUSIP 493308100 03/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Umang Gupta Mgmt For For For 1.2 Elect Charles Boesenberg Mgmt For For For 1.3 Elect Jennifer Bolt Mgmt For Withhold Against 1.4 Elect Mohan Gyani Mgmt For For For 1.5 Elect Raymond Ocampo, Jr. Mgmt For For For 1.6 Elect Deborah Rieman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Kindred Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status KND CUSIP 494580103 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Kuntz Mgmt For For For 2 Elect Joel Ackerman Mgmt For For For 3 Elect Ann Berzin Mgmt For For For 4 Elect Jonathan Blum Mgmt For For For 5 Elect Thomas Cooper Mgmt For For For 6 Elect Paul Diaz Mgmt For For For 7 Elect Isaac Kaufman Mgmt For For For 8 Elect Frederick Kleisner Mgmt For For For 9 Elect Eddy Rogers, Jr. Mgmt For For For 10 Elect Phyllis Yale Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
Kinetic Concepts, Inc. Ticker Security ID: Meeting Date Meeting Status KCI CUSIP 49460W208 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Dollens Mgmt For For For 1.2 Elect Catherine Burzik Mgmt For For For 1.3 Elect John Byrnes Mgmt For For For 1.4 Elect Harry Jacobson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
King Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status KG CUSIP 495582108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For Withhold Against 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
L-3 Communications Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LLL CUSIP 502424104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Claude Canizares Mgmt For For For 1.2 Elect Thomas Corcoran Mgmt For For For 1.3 Elect Lewis Kramer Mgmt For For For 1.4 Elect Alan Washkowitz Mgmt For For For 2 Amendment to the 2008 Long Term Mgmt For For For Performance Plan 3 Ratification of Auditor Mgmt For For For
Landstar System, Inc. Ticker Security ID: Meeting Date Meeting Status LSTR CUSIP 515098101 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Elston Mgmt For For For 1.2 Elect Diana Murphy Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Lasalle Hotel Properties Ticker Security ID: Meeting Date Meeting Status LHO CUSIP 517942108 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Perkins Mgmt For For For 1.2 Elect Stuart Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Leggett & Platt, Incorporated Ticker Security ID: Meeting Date Meeting Status LEG CUSIP 524660107 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe, III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For Against Against 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Flexible Stock Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against For Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Level 3 Communications, Inc. Ticker Security ID: Meeting Date Meeting Status LVLT CUSIP 52729N100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Scott, Jr. Mgmt For For For 1.2 Elect James Crowe Mgmt For For For 1.3 Elect R. Douglas Bradbury Mgmt For For For 1.4 Elect Douglas Eby Mgmt For For For 1.5 Elect James Ellis, Jr. Mgmt For For For 1.6 Elect Richard Jaros Mgmt For For For 1.7 Elect Robert Julian Mgmt For For For 1.8 Elect Michael Mahoney Mgmt For For For 1.9 Elect Rahul Merchant Mgmt For For For 1.10 Elect Charles Miller, III Mgmt For For For 1.11 Elect Arun Netravali Mgmt For For For 1.12 Elect John Reed Mgmt For Withhold Against 1.13 Elect Michael Yanney Mgmt For For For 1.14 Elect Albert Yates Mgmt For For For 2 Reverse Stock Split Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Amendment to the 1995 Stock Plan Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
LIBERTY MEDIA CORPORATION Ticker Security ID: Meeting Date Meeting Status LCAPA CUSIP 53071M302 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Malone Mgmt For Withhold Against 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect M. Ian Gilchrist Mgmt For For For 1.4 Elect Andrea Wong Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Liberty Property Trust Ticker Security ID: Meeting Date Meeting Status LRY CUSIP 531172104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Anthony Hayden Mgmt For For For 1.2 Elect M. Leanne Lachman Mgmt For For For 1.3 Elect Stephen Steinour Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Life Technologies Corporation Ticker Security ID: Meeting Date Meeting Status LIFE CUSIP 53217V109 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Adam Mgmt For For For 1.2 Elect Raymond Dittamore Mgmt For For For 1.3 Elect Arnold Levine Mgmt For For For 1.4 Elect Bradley Lorimier Mgmt For For For 1.5 Elect David U'Prichard Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Adoption of Majority Vote for Election of Directors) 4 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Elimination of Supermajority Requirement) 5 Amendment to the Bylaws of the Mgmt For For For Company (Adoption of Majority Vote for Election of Directors) 6 Amendment to the Bylaws of the Mgmt For For For Company (Elimination of Supermajority Provisions) 7 2010 Incentive Compensation Plan Mgmt For For For
Lifepoint Hospitals, Inc. Ticker Security ID: Meeting Date Meeting Status LPNT CUSIP 53219L109 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Bier Mgmt For For For 1.2 Elect DeWitt Ezell, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the Management Stock Mgmt For For For Purchase Plan 5 Amendment to the Outside Directors Mgmt For For For Stock and Incentive Compensation Plan
Limited Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LTD CUSIP 532716107 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Hersch Mgmt For For For 2 Elect David Kollat Mgmt For For For 3 Elect William Loomis, Jr. Mgmt For For For 4 Elect Leslie Wexner Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Lincoln Electric Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LECO CUSIP 533900106 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Hanks Mgmt For For For 1.2 Elect Kathryn Lincoln Mgmt For For For 1.3 Elect William Macdonald, III Mgmt For For For 1.4 Elect George Walls, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Swanson, Jr. Mgmt For Withhold Against 1.2 Elect David Lee Mgmt For For For 1.3 Elect Lothar Maier Mgmt For For For 1.4 Elect Richard Moley Mgmt For For For 1.5 Elect Thomas Volpe Mgmt For Withhold Against 2 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 3 2009 Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Lionbridge Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status LIOX CUSIP 536252109 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Blechschmidt Mgmt For For For 1.2 Elect Guy de Chazal Mgmt For For For 2 Ratification of Auditor Mgmt For For For
LSB Industries, Inc. Ticker Security ID: Meeting Date Meeting Status LXU CUSIP 502160104 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles A. Burtch Mgmt For For For 1.2 Elect Robert A. Butkin Mgmt For Withhold Against 1.3 Elect Jack E. Golsen Mgmt For For For 1.4 Elect Horace G. Rhodes Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Mack-Cali Realty Corporation Ticker Security ID: Meeting Date Meeting Status CLI CUSIP 554489104 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Bernikow Mgmt For For For 1.2 Elect Kenneth Duberstein Mgmt For For For 1.3 Elect Vincent Tese Mgmt For Withhold Against 1.4 Elect Roy Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Manhattan Associates, Inc. Ticker Security ID: Meeting Date Meeting Status MANH CUSIP 562750109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Huntz, Jr. Mgmt For For For 1.2 Elect Dan Lautenbach Mgmt For For For 1.3 Elect Thomas Noonan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Marchex, Inc. Ticker Security ID: Meeting Date Meeting Status MCHX CUSIP 56624R108 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Russell Horowitz Mgmt For For For 1.2 Elect Dennis Cline Mgmt For Withhold Against 1.3 Elect Anne Devereux Mgmt For Withhold Against 1.4 Elect Nicolas Hanauer Mgmt For For For 1.5 Elect John Keister Mgmt For For For 1.6 Elect M. Wayne Wisehart Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
Marshall & Ilsley Corporation Ticker Security ID: Meeting Date Meeting Status MI CUSIP 571837103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jon Chait Mgmt For For For 1.2 Elect John Daniels, Jr. Mgmt For Withhold Against 1.3 Elect Mark Furlong Mgmt For For For 1.4 Elect Ted Kellner Mgmt For Withhold Against 1.5 Elect Dennis Kuester Mgmt For For For 1.6 Elect David Lubar Mgmt For For For 1.7 Elect Katharine Lyall Mgmt For For For 1.8 Elect John Mellowes Mgmt For For For 1.9 Elect San Orr, Jr. Mgmt For For For 1.10 Elect Robert O'Toole Mgmt For For For 1.11 Elect Peter Platten III Mgmt For For For 1.12 Elect John Shiely Mgmt For For For 1.13 Elect George Wardeberg Mgmt For For For 1.14 Elect James Wigdale Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Martin Marietta Materials, Inc. Ticker Security ID: Meeting Date Meeting Status MLM CUSIP 573284106 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Howard Nye Mgmt For For For 1.2 Elect Laree Perez Mgmt For Withhold Against 1.3 Elect Dennis Rediker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
Marvel Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status MVL CUSIP 57383T103 12/31/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Marvell Technology Group Ltd. Ticker Security ID: Meeting Date Meeting Status MRVL CUSIP G5876H105 07/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For
MASIMO CORPORATION Ticker Security ID: Meeting Date Meeting Status MASI CUSIP 574795100 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joe Kiani Mgmt For For For 1.2 Elect Jack Lasersohn Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Massey Energy Company Ticker Security ID: Meeting Date Meeting Status MEE CUSIP 576206106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Gabrys Mgmt For Withhold Against 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against For Against Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board
Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For
Max Capital Group Ltd. Ticker Security ID: Meeting Date Meeting Status MXGL CUSIP G6052F103 04/29/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Change in Company Name Pursuant to Mgmt For For For Merger 3 Change in Name of a Subsidiary Mgmt For For For Pursuant to Merger 4 Transaction of Other Business Mgmt For Against Against
McGrath RentCorp Ticker Security ID: Meeting Date Meeting Status MGRC CUSIP 580589109 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Dawson Mgmt For For For 1.2 Elect Robert Hood Mgmt For For For 1.3 Elect Dennis Kakures Mgmt For For For 1.4 Elect Robert McGrath Mgmt For For For 1.5 Elect Dennis Stradford Mgmt For For For 1.6 Elect Ronald Zech Mgmt For For For 2 Ratification of Auditor Mgmt For For For
McGraw-Hill Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MHP CUSIP 580645109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pedro Aspe Mgmt For For For 2 Elect Robert McGraw Mgmt For For For 3 Elect Hilda Ochoa-Brillembourg Mgmt For For For 4 Elect Edward Rust, Jr. Mgmt For Against Against 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement Related to Classified Board 7 Elimination of Supermajority Mgmt For For For Requirement Regarding Mergers or Consolidations 8 Elimination of Supermajority Mgmt For For For Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business 9 Elimination of Supermajority Mgmt For For For Requirement Regarding Plan for the Exchange of Shares 10 Elimination of Supermajority Mgmt For For For Requirement Regarding Authorization of Dissolution 11 Elimination of the "Fair Price" Mgmt For For For Provision 12 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
MDU Resources Group, Inc. Ticker Security ID: Meeting Date Meeting Status MDU CUSIP 552690109 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Everist Mgmt For For For 2 Elect Thomas Everist Mgmt For For For 3 Elect Terry Hildestad Mgmt For For For 4 Elect A. Bart Holaday Mgmt For For For 5 Elect Dennis Johnson Mgmt For For For 6 Elect Thomas Knudson Mgmt For For For 7 Elect Richard Lewis Mgmt For For For 8 Elect Patricia Moss Mgmt For For For 9 Elect Harry Pearce Mgmt For For For 10 Elect John Wilson Mgmt For For For 11 Elimination of Supermajority Vote Mgmt For For For Requirement Related to Certain Business Combinations 12 Elimination of Supermajority Vote Mgmt For For For Requirement Related to Charter Amendments 13 Charter Amendment to Conform to Mgmt For For For Delaware General Corporation Law 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against For Against Report on Coal Combustion Waste
Meadowbrook Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status MIG CUSIP 58319P108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Merton Segal Mgmt For For For 1.2 Elect David Page Mgmt For For For 1.3 Elect Herbert Tyner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Medicis Pharmaceutical Corporation Ticker Security ID: Meeting Date Meeting Status MRX CUSIP 584690309 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Pietrangelo Mgmt For For For 2 Elect Lottie Shackelford Mgmt For For For 3 Elect Jonah Shacknai Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Metalico, Inc. Ticker Security ID: Meeting Date Meeting Status MEA CUSIP 591176102 06/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carlos Aguero Mgmt For For For 2 Elect Michael Drury Mgmt For For For 3 Elect Bret Maxwell Mgmt For For For 4 Elect Walter Barandiaran Mgmt For Against Against 5 Elect Paul Garrett Mgmt For For For 6 Elect Sean Duffy Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Metavante Technologies Inc. Ticker Security ID: Meeting Date Meeting Status MV CUSIP 591407101 09/04/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steve Sanghi Mgmt For For For 1.2 Elect Albert Hugo-Martinez Mgmt For For For 1.3 Elect L. B. Day Mgmt For For For 1.4 Elect Matthew Chapman Mgmt For For For 1.5 Elect Wade Meyercord Mgmt For Withhold Against 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
MicroStrategy Incorporated Ticker Security ID: Meeting Date Meeting Status MSTR CUSIP 594972408 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Saylor Mgmt For For For 1.2 Elect Sanju Bansal Mgmt For For For 1.3 Elect Matthew Calkins Mgmt For For For 1.4 Elect Robert Epstein Mgmt For For For 1.5 Elect David LaRue Mgmt For For For 1.6 Elect Jarrod Patten Mgmt For For For 1.7 Elect Carl Rickertsen Mgmt For For For 1.8 Elect Thomas Spahr Mgmt For For For 2 Performance Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Millipore Corporation Ticker Security ID: Meeting Date Meeting Status MIL CUSIP 601073109 06/03/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Mirant Corporation Ticker Security ID: Meeting Date Meeting Status MIR CUSIP 60467R100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Cason Mgmt For For For 1.2 Elect A.D. Correll Mgmt For Withhold Against 1.3 Elect Terry Dallas Mgmt For For For 1.4 Elect Thomas Johnson Mgmt For For For 1.5 Elect John Miller Mgmt For For For 1.6 Elect Edward Muller Mgmt For For For 1.7 Elect Robert Murray Mgmt For For For 1.8 Elect William Thacker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Stockholder Rights Plan Mgmt For For For 4 Approval of the Performance Goals in Mgmt For For For the 2005 Omnibus Incentive Compensation Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Report
Monotype Imaging Holdings Inc. Ticker Security ID: Meeting Date Meeting Status TYPE CUSIP 61022P100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Givens Mgmt For For For 1.2 Elect Roger Heinen, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Montpelier Re Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MRH CUSIP G62185106 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Bruton Mgmt For For For 2 Elect John Shettle, Jr. Mgmt For For For 3 Elect Morgan Davis Mgmt For For For 4 Elect Thomas Busher Mgmt For For For 5 Elect Heinrich Burgi Mgmt For For For 6 Elect Anthony Taylor Mgmt For For For 7 Elect Thomas Busher Mgmt For For For 8 Elect Christopher Harris Mgmt For For For 9 Elect David Sinnott Mgmt For For For 10 Amendment to Bylaws Regarding Mgmt For Against Against Advance Notice 11 Authority of Board to Set Board Size Mgmt For Against Against 12 Amendment to Bylaws Regarding Mgmt For For For Subsidiary Board Elections 13 Ratification of Auditor Mgmt For For For
MSCI Inc. Ticker Security ID: Meeting Date Meeting Status MXB CUSIP 55354G100 04/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Benjamin duPont Mgmt For For For 2 Elect Henry Fernandez Mgmt For For For 3 Elect Alice Handy Mgmt For For For 4 Elect Catherine Kinney Mgmt For For For 5 Elect Linda Riefler Mgmt For For For 6 Elect George Siguler Mgmt For For For 7 Elect Scott Sipprelle Mgmt For For For 8 Elect Rudolphe Vallee Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Murphy Oil Corporation Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Blue Mgmt For For For 1.2 Elect Claiborne Deming Mgmt For For For 1.3 Elect Robert Hermes Mgmt For Withhold Against 1.4 Elect James Kelley Mgmt For For For 1.5 Elect R. Madison Murphy Mgmt For For For 1.6 Elect William Nolan, Jr. Mgmt For For For 1.7 Elect Neal Schmale Mgmt For For For 1.8 Elect David Smith Mgmt For For For 1.9 Elect Caroline Theus Mgmt For For For 1.10 Elect David Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NACCO Industries, Inc. Ticker Security ID: Meeting Date Meeting Status NC CUSIP 629579103 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Owsley Brown II Mgmt For For For 1.2 Elect Dennis LaBarre Mgmt For Withhold Against 1.3 Elect Richard de Osborne Mgmt For For For 1.4 Elect Alfred Rankin, Jr. Mgmt For For For 1.5 Elect Michael Shannon Mgmt For For For 1.6 Elect Britton Taplin Mgmt For For For 1.7 Elect David Taplin Mgmt For For For 1.8 Elect John Turben Mgmt For For For 1.9 Elect Eugene Wong Mgmt For For For 2 NACCO Industries, Inc. Executive Mgmt For For For Long-Term Incentive Compensation Plan 3 NACCO Materials Handling Group Inc. Mgmt For For For Long-Term Incentive Compensation Plan 4 Hamilton Beach Brands, Inc. Mgmt For For For Long-Term Incentive Compensation Plan 5 NACCO Industries, Inc. Annual Mgmt For For For Incentive Compensation Plan 6 The North American Coal Corporation Mgmt For For For Annual Incentive Compensation Plan 7 Ratification of Auditor Mgmt For For For
Nash-Finch Company Ticker Security ID: Meeting Date Meeting Status NAFC CUSIP 631158102 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bagby Mgmt For For For 1.2 Elect Alec Covington Mgmt For For For 1.3 Elect Sam Duncan Mgmt For For For 1.4 Elect Mickey Foret Mgmt For Withhold Against 1.5 Elect Douglas Hacker Mgmt For For For 1.6 Elect Hawthorne Proctor Mgmt For For For 1.7 Elect William Voss Mgmt For For For
National Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status NSM CUSIP 637640103 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Brian Halla Mgmt For For For 2 Elect Steven Appleton Mgmt For For For 3 Elect Gary Arnold Mgmt For For For 4 Elect Richard Danzig Mgmt For For For 5 Elect John Dickson Mgmt For For For 6 Elect Robert Frankenberg Mgmt For For For 7 Elect Modesto Maidique Mgmt For For For 8 Elect Edward McCracken Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Executive Officers Incentive Plan Mgmt For For For 12 2009 Incentive Award Plan Mgmt For For For 13 Stock Option Exchange Program Mgmt For For For
Nationwide Health Properties, Inc. Ticker Security ID: Meeting Date Meeting Status NHP CUSIP 638620104 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Banks Mgmt For For For 1.2 Elect Douglas Pasquale Mgmt For For For 1.3 Elect Robert Paulson Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan
Natus Medical Incorporated Ticker Security ID: Meeting Date Meeting Status BABY CUSIP 639050103 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Gunst Mgmt For For For 1.2 Elect James Hawkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NCR Corporation Ticker Security ID: Meeting Date Meeting Status NCR CUSIP 62886E108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Quincy Allen Mgmt For For For 1.2 Elect Edward Boykin Mgmt For For For 1.3 Elect Linda Levinson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Neenah Paper Inc. Ticker Security ID: Meeting Date Meeting Status NP CUSIP 640079109 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sean Erwin Mgmt For For For 1.2 Elect John McGovern Mgmt For For For 1.3 Elect Edward Grzedzinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Nelnet, Inc. Ticker Security ID: Meeting Date Meeting Status NNI CUSIP 64031N108 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dunlap Mgmt For For For 2 Elect Stephen Butterfield Mgmt For For For 3 Elect James Abel Mgmt For For For 4 Elect Kathleen Farrell Mgmt For For For 5 Elect Thomas Henning Mgmt For For For 6 Elect Brian O'Connor Mgmt For For For 7 Elect Kimberly Rath Mgmt For For For 8 Elect Michael Reardon Mgmt For For For 9 Ratification of Auditor Mgmt For For For
NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For Withhold Against 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For Against Against Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For
Newfield Exploration Company Ticker Security ID: Meeting Date Meeting Status NFX CUSIP 651290108 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lee Boothby Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Pamela Gardner Mgmt For For For 4 Elect John Kemp III Mgmt For For For 5 Elect J. Michael Lacey Mgmt For For For 6 Elect Joseph Netherland Mgmt For For For 7 Elect Howard Newman Mgmt For For For 8 Elect Thomas Ricks Mgmt For For For 9 Elect Juanita Romans Mgmt For For For 10 Elect Charles Shultz Mgmt For For For 11 Elect J. Terry Strange Mgmt For For For 12 2010 Employee Stock Purchase Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For
NGP Capital Resources Company Ticker Security ID: Meeting Date Meeting Status NGPC CUSIP 62912R107 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Hersh Mgmt For Withhold Against 1.2 Elect James Latimer, III Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For Against Against
NiSource, Inc. Ticker Security ID: Meeting Date Meeting Status NI CUSIP 65473P105 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Abdoo Mgmt For For For 2 Elect Steven Beering Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Mike Jesanis Mgmt For For For 5 Elect Marty Kittrell Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Deborah Parker Mgmt For For For 8 Elect Ian Rolland Mgmt For For For 9 Elect Robert Skaggs, Jr. Mgmt For For For 10 Elect Richard Thompson Mgmt For For For 11 Elect Carolyn Woo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting 14 2010 Omnibus Incentive Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NPS Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status NPSP CUSIP 62936P103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Bonney Mgmt For For For 1.2 Elect Colin Broom Mgmt For For For 1.3 Elect James Groninger Mgmt For For For 1.4 Elect Donald Kuhla Mgmt For For For 1.5 Elect Francois Nader Mgmt For For For 1.6 Elect Rachel Selisker Mgmt For For For 1.7 Elect Peter Tombros Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
NRG Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NRG CUSIP 629377508 07/21/2009 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Betsy Atkins ShrHldr N/A TNA N/A 1.2 Elect Ralph Faison ShrHldr N/A TNA N/A 1.3 Elect Coleman Peterson ShrHldr N/A TNA N/A 1.4 Elect Thomas Wajnert ShrHldr N/A TNA N/A 2 Change in Board Size ShrHldr N/A TNA N/A 3 Elect Donald DeFosset, Jr. ShrHldr N/A TNA N/A 4 Elect Richard Koppes ShrHldr N/A TNA N/A 5 Elect John Albertine ShrHldr N/A TNA N/A 6 Elect Majorie Bowen ShrHldr N/A TNA N/A 7 Elect Ralph Wellington ShrHldr N/A TNA N/A 8 Amendment to Restore the Bylaws ShrHldr N/A TNA N/A 9 Amendment to the Long-Term Incentive ShrHldr N/A TNA N/A Plan 10 Amendment to the Annual Incentive ShrHldr N/A TNA N/A Plan for Designated Corporate Officers 11 Adoption of Majority Vote for ShrHldr N/A TNA N/A Election of Directors 12 Ratification of Auditor ShrHldr N/A TNA N/A 13 Shareholder Proposal Regarding ShrHldr N/A TNA N/A Carbon Principles Report
NRG Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NRG CUSIP 629377508 07/21/2009 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chlebowski Mgmt For For For 1.2 Elect Howard Cosgrove Mgmt For For For 1.3 Elect William Hantke Mgmt For For For 1.4 Elect Anne Schaumburg Mgmt For For For 2 Amendment to the Long-Term Incentive Mgmt For For For Plan 3 Amendment to the Annual Incentive Mgmt For For For Plan for Designated Corporate Officers 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Carbon Principles Report 7 Shareholder Proposal Regarding Board ShrHldr Against Against For Size 8 Shareholder Proposal Regarding ShrHldr Against Against For Repeal of Bylaw Amendments
NSTAR Ticker Security ID: Meeting Date Meeting Status NST CUSIP 67019E107 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gary Countryman Mgmt For For For 2 Elect James DiStasio Mgmt For For For 3 Elect Thomas May Mgmt For For For 4 Ratification of Auditor Mgmt For For For
NutriSystem, Inc. Ticker Security ID: Meeting Date Meeting Status NTRI CUSIP 67069D108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bernstock Mgmt For Withhold Against 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For Withhold Against 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NV Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NVE CUSIP 67073Y106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Hooker Mgmt For For For 1.2 Elect Harris Pappas Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Odyssey HealthCare, Inc. Ticker Security ID: Meeting Date Meeting Status ODSY CUSIP 67611V101 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Burnham Mgmt For For For 2 Elect James Buncher Mgmt For For For 3 Elect Robert Ortenzio Mgmt For For For 4 Amendment to 2001 Equity-Based Mgmt For For For Compensation Plan 5 Ratification of Auditor Mgmt For For For
Oil States International, Inc. Ticker Security ID: Meeting Date Meeting Status OIS CUSIP 678026105 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Martin Lambert Mgmt For For For 1.2 Elect Mark Papa Mgmt For Withhold Against 1.3 Elect Stephen Wells Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Olympic Steel, Inc. Ticker Security ID: Meeting Date Meeting Status ZEUS CUSIP 68162K106 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Wolfort Mgmt For For For 1.2 Elect Ralph Della Ratta Mgmt For For For 1.3 Elect Martin Elrad Mgmt For Withhold Against 1.4 Elect Howard Goldstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Omnicare, Inc. Ticker Security ID: Meeting Date Meeting Status OCR CUSIP 681904108 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Crotty Mgmt For For For 2 Elect Joel Gemunder Mgmt For Against Against 3 Elect Steven Heyer Mgmt For For For 4 Elect Andrea Lindell Mgmt For Against Against 5 Elect James Shelton Mgmt For For For 6 Elect John Timoney Mgmt For For For 7 Elect Amy Wallman Mgmt For For For 8 Ratification of Auditor Mgmt For For For
ONEOK, Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect David Kyle Mgmt For For For 6 Elect Bert Mackie Mgmt For For For 7 Elect Jim Mogg Mgmt For For For 8 Elect Jim Mogg Mgmt For For For 9 Elect Gary Parker Mgmt For For For 10 Elect Eduardo Rodriguez Mgmt For For For 11 Elect Gerald Smith Mgmt For For For 12 Elect David Tippeconnic Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Optionsxpress Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status OXPS CUSIP 684010101 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Fisher Mgmt For For For 1.2 Elect Michael Soenen Mgmt For For For 1.3 Elect Scott Wald Mgmt For For For 2 Ratification of Auditor Mgmt For For For
OraSure Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status OSUR CUSIP 68554V108 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Goldstein Mgmt For Withhold Against 1.2 Elect Douglas Watson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Orbital Sciences Corporation Ticker Security ID: Meeting Date Meeting Status ORB CUSIP 685564106 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Crawley Mgmt For Withhold Against 1.2 Elect Lennard Fisk Mgmt For For For 1.3 Elect Ronald Kadish Mgmt For For For 1.4 Elect Garrett Pierce Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Owens Corning Ticker Security ID: Meeting Date Meeting Status OC CUSIP 690742101 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Hake Mgmt For For For 1.2 Elect F. Philip Handy Mgmt For For For 1.3 Elect Michael Thaman Mgmt For For For 2 2010 Stock Plan Mgmt For Against Against
Owens Corning Ticker Security ID: Meeting Date Meeting Status OC CUSIP 690742101 12/03/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Norman Blake, Jr. Mgmt For For For 1.2 Elect Landon Hilliard Mgmt For For For 1.3 Elect James McMonagle Mgmt For For For 1.4 Elect W. Howard Morris Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Oxford Industries, Inc. Ticker Security ID: Meeting Date Meeting Status OXM CUSIP 691497309 06/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Guynn Mgmt For For For 2 Elect Helen Weeks Mgmt For For For 3 Elect E. Jenner Wood III Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Papa John's International, Inc. Ticker Security ID: Meeting Date Meeting Status PZZA CUSIP 698813102 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Norborne Cole, Jr. Mgmt For For For 2 Elect William Street Mgmt For For For 3 Ratification of Auditor Mgmt For For For
PartnerRe Ltd. Ticker Security ID: Meeting Date Meeting Status PRE CUSIP G6852T105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Rollwagen Mgmt For For For 1.2 Elect Vito Baumgartner Mgmt For For For 1.3 Elect Jean-Paul Montupet Mgmt For For For 1.4 Elect Lucio Stanca Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Paychex, Inc. Ticker Security ID: Meeting Date Meeting Status PAYX CUSIP 704326107 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For
PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Harold Selick Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Pepco Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status POM CUSIP 713291102 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Dunn IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For Withhold Against 1.12 Elect Lester Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Perry Ellis International, Inc. Ticker Security ID: Meeting Date Meeting Status PERY CUSIP 288853104 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Feldenkreis Mgmt For For For 1.2 Elect Gary Dix Mgmt For For For 1.3 Elect Eduardo Sardina Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PetSmart, Inc. Ticker Security ID: Meeting Date Meeting Status PETM CUSIP 716768106 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rakesh Gangwal Mgmt For For For 2 Elect Robert Moran Mgmt For For For 3 Elect Barbara Munder Mgmt For For For 4 Elect Thomas Stemberg Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan
Phillips-Van Heusen Corporation Ticker Security ID: Meeting Date Meeting Status PVH CUSIP 718592108 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Baglivo Mgmt For Withhold Against 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Edward Cohen Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For Withhold Against 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For Withhold Against 1.13 Elect Chrsitan Stahl Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Photronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLAB CUSIP 719405102 04/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Fiederowicz Mgmt For For For 1.2 Elect Joseph Fiorita, Jr. Mgmt For For For 1.3 Elect Constantine Macricostas Mgmt For For For 1.4 Elect George Macricostas Mgmt For For For 1.5 Elect Willem Maris Mgmt For For For 1.6 Elect Mitchell Tyson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 2007 Long Term Mgmt For For For Equity Incentive Plan 5 Transaction of Other Business Mgmt For Against Against
Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For Withhold Against 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Humberto Lopez Mgmt For For For 1.9 Elect Kathryn Munro Mgmt For For For 1.10 Elect Bruce Nordstrom Mgmt For For For 1.11 Elect W. Douglas Parker Mgmt For For For 2 Restoration of Right to Call a Mgmt For For For Special Meeting 3 Ratification of Auditor Mgmt For For For
Plum Creek Timber Company, Inc. Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For Against Against 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For Against Against 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For Against Against 9 Elect Martin White Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
PLX Technology, Inc. Ticker Security ID: Meeting Date Meeting Status PLXT CUSIP 693417107 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Salameh Mgmt For For For 1.2 Elect D. James Guzy Mgmt For For For 1.3 Elect John Hart Mgmt For Withhold Against 1.4 Elect Robert Smith Mgmt For Withhold Against 1.5 Elect Thomas Riordan Mgmt For For For 1.6 Elect Patrick Verderico Mgmt For For For 1.7 Elect Ralph Schmitt Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
PMC-Sierra, Inc. Ticker Security ID: Meeting Date Meeting Status PMCS CUSIP 69344F106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bailey Mgmt For For For 1.2 Elect Richard Belluzzo Mgmt For For For 1.3 Elect James Diller, Sr. Mgmt For For For 1.4 Elect Michael Farese Mgmt For For For 1.5 Elect Jonathan Judge Mgmt For For For 1.6 Elect William Kurtz Mgmt For For For 1.7 Elect Gregory Lang Mgmt For For For 1.8 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 5 Transaction of Other Business Mgmt For Against Against
Polaris Industries Inc. Ticker Security ID: Meeting Date Meeting Status PII CUSIP 731068102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Caulk Mgmt For For For 1.2 Elect Bernd Kessler Mgmt For For For 1.3 Elect Scott Wine Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Polo Ralph Lauren Corporation Ticker Security ID: Meeting Date Meeting Status RL CUSIP 731572103 08/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Bennack, Jr. Mgmt For For For 1.2 Elect Joel Fleishman Mgmt For Withhold Against 1.3 Elect Steven Murphy Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PolyOne Corporation Ticker Security ID: Meeting Date Meeting Status POL CUSIP 73179P106 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Douglas Campbell Mgmt For For For 1.2 Elect Carol Cartwright Mgmt For For For 1.3 Elect Richard Fearon Mgmt For For For 1.4 Elect Gordon Harnett Mgmt For For For 1.5 Elect Richard Lorraine Mgmt For For For 1.6 Elect Edward Mooney Mgmt For For For 1.7 Elect Stephen Newlin Mgmt For For For 1.8 Elect William Powell Mgmt For For For 1.9 Elect Farah Walters Mgmt For For For 2 2010 Equity and Performance Plan Mgmt For For For 3 Senior Executive Annual Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
Portland General Electric Company Ticker Security ID: Meeting Date Meeting Status POR CUSIP 736508847 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Post Properties, Inc. Ticker Security ID: Meeting Date Meeting Status PPS CUSIP 737464107 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Goddard, III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Potlatch Corporation Ticker Security ID: Meeting Date Meeting Status PCH CUSIP 737630103 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For
PPL Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stuart Graham Mgmt For For For 1.2 Elect Stuart Heydt Mgmt For For For 1.3 Elect Craig Rogerson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Donegan Mgmt For Withhold Against 1.2 Elect Vernon Oechsle Mgmt For Withhold Against 1.3 Elect Rick Schmidt Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Preformed Line Products Company Ticker Security ID: Meeting Date Meeting Status PLPC CUSIP 740444104 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Glenn Corlett Mgmt For For For 1.2 Elect Michael Gibbons Mgmt For Withhold Against 1.3 Elect R. Steven Kestner Mgmt For Withhold Against 1.4 Elect Randall Ruhlman Mgmt For For For
PRIMORIS SERVICES CORPORATION Ticker Security ID: Meeting Date Meeting Status PRIM CUSIP 74164F103 04/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Common Stock Upon Mgmt For For For Conversion of Series A Preferred Stock 2 Conversion of Series A Preferred Mgmt For For For Stock into Common Stock
ProAssurance Corporation Ticker Security ID: Meeting Date Meeting Status PRA CUSIP 74267C106 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Victor Adamo Mgmt For For For 1.2 Elect William Listwan Mgmt For For For 1.3 Elect William Starnes Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Provident Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status PFS CUSIP 74386T105 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Berry Mgmt For For For 1.2 Elect Frank Fekete Mgmt For For For 1.3 Elect Thomas Hogan, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PS Business Parks, Inc. Ticker Security ID: Meeting Date Meeting Status PSB CUSIP 69360J107 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Harvey Lenkin Mgmt For For For 1.8 Elect Sara Grootwassink Lewis Mgmt For For For 1.9 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Pulte Homes, Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 08/18/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Company Name Change Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Quest Software, Inc. Ticker Security ID: Meeting Date Meeting Status QSFT CUSIP 74834T103 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Raymond Lane Mgmt For For For 1.3 Elect Douglas Garn Mgmt For For For 1.4 Elect Augustine Nieto II Mgmt For Withhold Against 1.5 Elect Kevin Klausmeyer Mgmt For For For 1.6 Elect Paul Sallaberry Mgmt For For For 1.7 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Quicksilver Resources Inc. Ticker Security ID: Meeting Date Meeting Status KWK CUSIP 74837R104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anne Darden Self Mgmt For Withhold Against 1.2 Elect Steven Morris Mgmt For Withhold Against
Quidel Corporation Ticker Security ID: Meeting Date Meeting Status QDEL CUSIP 74838J101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Brown Mgmt For For For 1.2 Elect Douglas Bryant Mgmt For For For 1.3 Elect Kenneth Buechler Mgmt For For For 1.4 Elect Rod Dammeyer Mgmt For For For 1.5 Elect Mary Polan Mgmt For For For 1.6 Elect Mark Pulido Mgmt For For For 1.7 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Incentive Plan Mgmt For For For
Qwest Communications International Inc. Ticker Security ID: Meeting Date Meeting Status Q CUSIP 749121109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For Against Against 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting
RadioShack Corporation Ticker Security ID: Meeting Date Meeting Status RSH CUSIP 750438103 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Belatti Mgmt For Against Against 2 Elect Julian Day Mgmt For For For 3 Elect Daniel Feehan Mgmt For For For 4 Elect H. Eugene Lockhart Mgmt For For For 5 Elect Jack Messman Mgmt For For For 6 Elect Thomas Plaskett Mgmt For For For 7 Elect Edwina Woodbury Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Rayonier Inc. Ticker Security ID: Meeting Date Meeting Status RYN CUSIP 754907103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect C. David Brown, II Mgmt For For For 2 Elect John Bush Mgmt For For For 3 Elect Lee Thomas Mgmt For For For 4 Elect Paul Kirk, Jr. Mgmt For For For 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Incentive Stock Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Realty Income Corporation Ticker Security ID: Meeting Date Meeting Status O CUSIP 756109104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Red Hat, Inc. Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577102 08/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Micheline Chau Mgmt For For For 1.2 Elect Marye Anne Fox Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Reinsurance Group of America, Incorporated Ticker Security ID: Meeting Date Meeting Status RGA CUSIP 759351604 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William J. Bartlett Mgmt For For For 1.2 Elect Alan C. Henderson Mgmt For For For 1.3 Elect J. Rachel Lomax Mgmt For For For 1.4 Elect Fred J. Sievert Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Hannah Mgmt For For For 1.2 Elect Mark Kaminski Mgmt For For For 1.3 Elect Gregg Mollins Mgmt For For For 1.4 Elect Andrew Sharkey, III Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
Resource Capital Corp. Ticker Security ID: Meeting Date Meeting Status RSO CUSIP 76120W302 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Beach Mgmt For For For 1.2 Elect Edward Cohen Mgmt For Withhold Against 1.3 Elect Jonathan Cohen Mgmt For Withhold Against 1.4 Elect William Hart Mgmt For For For 1.5 Elect Gary Ickowicz Mgmt For For For 1.6 Elect Steven J. Kessler Mgmt For For For 1.7 Elect Murray Levin Mgmt For Withhold Against 1.8 Elect P. Sherrill Neff Mgmt For Withhold Against 2 Transaction of Other Business Mgmt For Against Against
Rewards Network Inc. Ticker Security ID: Meeting Date Meeting Status DINE CUSIP 761557206 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Liebentritt Mgmt For For For 1.2 Elect Ronald Blake Mgmt For For For 1.3 Elect Raymond Gross Mgmt For For For 1.4 Elect F. Philip Handy Mgmt For For For 1.5 Elect Marc Particelli Mgmt For For For 1.6 Elect Michael Soenen Mgmt For For For 1.7 Elect Mark Sotir Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Roper Industries, Inc. Ticker Security ID: Meeting Date Meeting Status ROP CUSIP 776696106 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Rowan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status RDC CUSIP 779382100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Fox III Mgmt For For For 2 Elect Graham Hearne Mgmt For For For 3 Elect H. E. Lentz Mgmt For For For 4 Elect P. Dexter Peacock Mgmt For Against Against 5 Elimination of Supermajority Mgmt For For For Requirement 6 Ratification of Auditor Mgmt For For For
RRI ENERGY, INC. Ticker Security ID: Meeting Date Meeting Status RRI CUSIP 74971X107 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. William Barnett Mgmt For For For 2 Elect Mark M. Jacobs Mgmt For For For 3 Elect Steven Miller Mgmt For Against Against 4 Elect Laree Perez Mgmt For Against Against 5 Elect Evan Silverstein Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For
Ryder System, Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Fuente Mgmt For For For 2 Elect Eugene Renna Mgmt For For For 3 Elect Abbie Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Equity Mgmt For For For Compensation 6 Amendment to the Stock Purchase Plan Mgmt For For For for Employees
Safeway Inc. Ticker Security ID: Meeting Date Meeting Status SWY CUSIP 786514208 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Paul Hazen Mgmt For For For 5 Elect Frank Herringer Mgmt For For For 6 Elect Kenneth Oder Mgmt For For For 7 Elect Arun Sarin Mgmt For For For 8 Elect Michael Shannon Mgmt For For For 9 Elect William Tauscher Mgmt For For For 10 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Special Shareholder Meetings 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Principles 14 Shareholder Proposal Regarding Death ShrHldr Against For Against Benefits (Golden Coffins) 15 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing
SAIC, Inc. Ticker Security ID: Meeting Date Meeting Status SAI CUSIP 78390X101 06/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect France Cordova Mgmt For For For 1.2 Elect Jere Drummond Mgmt For For For 1.3 Elect Thomas Frist III Mgmt For For For 1.4 Elect John Hamre Mgmt For For For 1.5 Elect Walter Havenstein Mgmt For For For 1.6 Elect Miriam John Mgmt For For For 1.7 Elect Anita Jones Mgmt For For For 1.8 Elect John Jumper Mgmt For For For 1.9 Elect Harry Kraemer, Jr. Mgmt For For For 1.10 Elect Edward Sanderson, Jr. Mgmt For For For 1.11 Elect Louis Simpson Mgmt For For For 1.12 Elect A. Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SBA Communications Corporation Ticker Security ID: Meeting Date Meeting Status SBAC CUSIP 78388J106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Krouse, Jr. Mgmt For For For 1.2 Elect Kevin Beebe Mgmt For For For 1.3 Elect Jack Langer Mgmt For Withhold Against 1.4 Elect Jeffrey Stoops Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 2010 Performance and Equity Mgmt For For For Incentive Plan
SCANA Corporation Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Martin, III Mgmt For For For 1.2 Elect James Micali Mgmt For For For 1.3 Elect Harold Stowe Mgmt For For For 2 Amendment to the Long-Term Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Schnitzer Steel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SCHN CUSIP 806882106 01/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anderson Mgmt For For For 1.2 Elect William Furman Mgmt For For For 1.3 Elect William Larsson Mgmt For Withhold Against 1.4 Elect Scott Lewis Mgmt For For For 1.5 Elect Wayland Hicks Mgmt For For For 2 Executive Annual Bonus Plan Mgmt For For For
Sealed Air Corporation Ticker Security ID: Meeting Date Meeting Status SEE CUSIP 81211K100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For Against Against 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect Charles Farrell, Jr. Mgmt For Against Against 7 Elect William Hickey Mgmt For For For 8 Elect Jacqueline Kosecoff Mgmt For For For 9 Elect Kenneth Manning Mgmt For Against Against 10 Elect William Marino Mgmt For For For 11 Ratification of Auditor Mgmt For For For
SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP 784117103 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred West, Jr. Mgmt For For For 1.2 Elect William Doran Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Service Corporation International Ticker Security ID: Meeting Date Meeting Status SCI CUSIP 817565104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Buckwalter, III Mgmt For For For 1.2 Elect Victor Lund Mgmt For For For 1.3 Elect John Mecom, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Silicon Laboratories Inc. Ticker Security ID: Meeting Date Meeting Status SLAB CUSIP 826919102 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Enloe, III Mgmt For For For 1.2 Elect Kristin Onken Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Beebe Mgmt For For For 1.2 Elect Timothy Furey Mgmt For For For 1.3 Elect David McLachlan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SL Green Realty Corp. Ticker Security ID: Meeting Date Meeting Status SLG CUSIP 78440X101 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edwin Burton III Mgmt For Withhold Against 2 Amendment to the 2005 Stock Option Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For
SonicWALL, Inc. Ticker Security ID: Meeting Date Meeting Status SNWL CUSIP 835470105 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Berger Mgmt For For For 1.2 Elect David Garrison Mgmt For For For 1.3 Elect Charles Kissner Mgmt For For For 1.4 Elect Matthew Medeiros Mgmt For For For 1.5 Elect Clark Masters Mgmt For For For 1.6 Elect John Shoemaker Mgmt For For For 1.7 Elect Cary Thompson Mgmt For For For 1.8 Elect Edward Thompson Mgmt For For For 1.9 Elect Carl Thomsen Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For Against Against
Sonoco Products Company Ticker Security ID: Meeting Date Meeting Status SON CUSIP 835495102 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Caleb Fort Mgmt For For For 1.2 Elect John Mullin, III Mgmt For For For 1.3 Elect Philippe Rollier Mgmt For For For 1.4 Elect Thomas Whiddon Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stage Stores, Inc. Ticker Security ID: Meeting Date Meeting Status SSI CUSIP 85254C305 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Barocas Mgmt For For For 2 Elect Michael Glazer Mgmt For For For 3 Elect Andrew Hall Mgmt For For For 4 Elect William Montgoris Mgmt For For For 5 Elect David Schwartz Mgmt For For For 6 Elect Cheryl Turpin Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Stamps.com Inc. Ticker Security ID: Meeting Date Meeting Status STMP CUSIP 852857200 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mohan Ananda Mgmt For Withhold Against 2 2010 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Standard Motor Products, Inc. Ticker Security ID: Meeting Date Meeting Status SMP CUSIP 853666105 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Gerrity Mgmt For For For 1.2 Elect Pamela Forbes Lieberman Mgmt For For For 1.3 Elect Arthur Sills Mgmt For For For 1.4 Elect Lawrence Sills Mgmt For For For 1.5 Elect Peter Sills Mgmt For For For 1.6 Elect Frederick Sturdivant Mgmt For For For 1.7 Elect William Turner Mgmt For For For 1.8 Elect Richard Ward Mgmt For For For 1.9 Elect Roger Widmann Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Standard Parking Corporation Ticker Security ID: Meeting Date Meeting Status STAN CUSIP 853790103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Biggs Mgmt For For For 1.2 Elect Karen Garrison Mgmt For For For 1.3 Elect Robert Roath Mgmt For For For 1.4 Elect Michael Roberts Mgmt For For For 1.5 Elect James Wilhelm Mgmt For For For 2 Increase of Authorized Common and Mgmt For For For Preferred Stock 3 Ratification of Auditor Mgmt For For For
Stanley Black & Decker, Inc. Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For Withhold Against 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For Withhold Against 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Stepan Company Ticker Security ID: Meeting Date Meeting Status SCL CUSIP 858586100 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boyce Mgmt For For For 1.2 Elect F. Quinn Stepan Mgmt For For For 1.3 Elect Edward Wehmer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sterling Construction Company, Inc. Ticker Security ID: Meeting Date Meeting Status STRL CUSIP 859241101 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Fusilli, Jr. Mgmt For For For 2 Elect Maarten Hemsley Mgmt For For For 3 Elect Kip Wadsworth Mgmt For For For 4 Elect Richard Schaum Mgmt For For For 5 Elect Robert Eckels Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Stone Energy Corporation Ticker Security ID: Meeting Date Meeting Status SGY CUSIP 861642106 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bernhard Mgmt For Withhold Against 1.2 Elect George Christmas Mgmt For Withhold Against 1.3 Elect B.J. Duplantis Mgmt For For For 1.4 Elect Peter Kinnear Mgmt For For For 1.5 Elect John Laborde Mgmt For Withhold Against 1.6 Elect Richard Pattarozzi Mgmt For For For 1.7 Elect Donald Powell Mgmt For For For 1.8 Elect Kay Priestly Mgmt For For For 1.9 Elect David Voelker Mgmt For For For 1.10 Elect David Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sturm, Ruger & Company, Inc. Ticker Security ID: Meeting Date Meeting Status RGR CUSIP 864159108 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Service Mgmt For For For 1.2 Elect Michael Fifer Mgmt For For For 1.3 Elect John Cosentino, Jr. Mgmt For For For 1.4 Elect C. Michael Jacobi Mgmt For For For 1.5 Elect Amir Rosenthal Mgmt For For For 1.6 Elect Ronald Whitaker Mgmt For For For 1.7 Elect Phillip Widman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sucampo Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status SCMP CUSIP 864909106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ryuji Ueno Mgmt For For For 1.2 Elect William Ashton Mgmt For For For 1.3 Elect Anthony Celeste Mgmt For For For 1.4 Elect Gayle Dolecek Mgmt For For For 1.5 Elect Andrew Ferrara Mgmt For For For 1.6 Elect Sachiko Kuno Mgmt For For For 1.7 Elect Timothy Maudlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SUPERVALU Inc. Ticker Security ID: Meeting Date Meeting Status SVU CUSIP 868536103 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Chappel Mgmt For For For 2 Elect Irwin Cohen Mgmt For For For 3 Elect Ronald Daly Mgmt For Against Against 4 Elect Susan Engel Mgmt For Against Against 5 Elect Craig Herkert Mgmt For For For 6 Elect Charles Lillis Mgmt For Against Against 7 Elect Steven Rogers Mgmt For For For 8 Elect Matthew Rubel Mgmt For For For 9 Elect Wayne Sales Mgmt For Against Against 10 Elect Kathi Seifert Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Adoption of Triennial Advisory Vote Mgmt For For For on Executive Compensation
Sybase, Inc. Ticker Security ID: Meeting Date Meeting Status SY CUSIP 871130100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chen Mgmt For For For 1.2 Elect Richard Alberding Mgmt For For For 1.3 Elect Cecilia Claudio Mgmt For For For 1.4 Elect Michael Daniels Mgmt For For For 1.5 Elect L. William Krause Mgmt For For For 1.6 Elect Alan Salisbury Mgmt For For For 1.7 Elect Jack Sum Mgmt For For For 1.8 Elect Robert Wayman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Leadership Team Incentive Plan
Synopsys, Inc. Ticker Security ID: Meeting Date Meeting Status SNPS CUSIP 871607107 03/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Alfred Castino Mgmt For For For 1.3 Elect Chi-Foon Chan Mgmt For For For 1.4 Elect Bruce Chizen Mgmt For For For 1.5 Elect Deborah Coleman Mgmt For For For 1.6 Elect John Schwarz Mgmt For For For 1.7 Elect Roy Vallee Mgmt For For For 1.8 Elect Steven Walske Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2005 Non-Employee Mgmt For For For Directors Equity Plan 4 Ratification of Auditor Mgmt For For For
Synta Pharmaceuticals Corp. Ticker Security ID: Meeting Date Meeting Status SNTA CUSIP 87162T206 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Safi Bahcall Mgmt For For For 1.2 Elect Bruce Kovner Mgmt For For For 2 Amendment to the 2006 Stock Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Tanger Factory Outlet Centers, Inc. Ticker Security ID: Meeting Date Meeting Status SKT CUSIP 875465106 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Africk Mgmt For For For 1.2 Elect Steven B.Tanger Mgmt For For For 1.3 Elect William G. Benton Mgmt For For For 1.4 Elect Bridget Ryan Berman Mgmt For For For 1.5 Elect Thomas E. Robinson Mgmt For For For 1.6 Elect Allan L. Schuman Mgmt For For For 1.7 Elect Stanley K. Tanger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Incentive Award Plan Mgmt For Against Against
TCF Financial Corporation Ticker Security ID: Meeting Date Meeting Status TCB CUSIP 872275102 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Bell Mgmt For For For 1.2 Elect William Bieber Mgmt For For For 1.3 Elect Theodore Bigos Mgmt For For For 1.4 Elect William Cooper Mgmt For For For 1.5 Elect Thomas Cusick Mgmt For For For 1.6 Elect Luella Goldberg Mgmt For For For 1.7 Elect George Johnson Mgmt For For For 1.8 Elect Vance Opperman Mgmt For For For 1.9 Elect Gregory Pulles Mgmt For For For 1.10 Elect Gerald Schwalbach Mgmt For For For 1.11 Elect Douglas Scovanner Mgmt For For For 1.12 Elect Ralph Strangis Mgmt For Withhold Against 1.13 Elect Barry Winslow Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against For Against Eliminating Supermajority Provisions 3 Ratification of Auditor Mgmt For For For
TD AMERITRADE Holding Corporation Ticker Security ID: Meeting Date Meeting Status AMTD CUSIP 87236Y108 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For For For 1.3 Elect J. Peter Ricketts Mgmt For For For 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan
Technitrol, Inc. Ticker Security ID: Meeting Date Meeting Status TNL CUSIP 878555101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Burrows, Jr. Mgmt For Withhold Against 1.2 Elect Edward Mazze Mgmt For Withhold Against 2 Amendments to the Articles of Mgmt For For For Incorporation 3 Amendments to the By-Laws Mgmt For For For 4 Amendment to the 2001 Stock Option Mgmt For For For Plan 5 Amendment to the Restricted Stock Mgmt For For For Plan
Tenet Healthcare Corporation Ticker Security ID: Meeting Date Meeting Status THC CUSIP 88033G100 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Bush Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Brenda Gaines Mgmt For Against Against 4 Elect Karen Garrison Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect J. Robert Kerrey Mgmt For For For 7 Elect Floyd Loop Mgmt For For For 8 Elect Richard Pettingill Mgmt For For For 9 Elect James Unruh Mgmt For For For 10 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 11 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 12 Ratification of Auditor Mgmt For For For
Tennant Company Ticker Security ID: Meeting Date Meeting Status TNC CUSIP 880345103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Austen Mgmt For For For 1.2 Elect James Hale Mgmt For For For 1.3 Elect H. Chris Killingstad Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
TERADATA CORPORATION Ticker Security ID: Meeting Date Meeting Status TDC CUSIP 88076W103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Boykin Mgmt For For For 2 Elect Cary Fu Mgmt For For For 3 Elect Victor Lund Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Terra Industries Inc. Ticker Security ID: Meeting Date Meeting Status TRA CUSIP 880915103 11/20/2009 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dissident Nominee John Lilly ShrHldr N/A TNA N/A 1.2 Elect Dissident Nominee David Wilson ShrHldr N/A TNA N/A 1.3 Elect Dissident Nominee Irving ShrHldr N/A TNA N/A Yoskowitz 2 Ratification of Auditor ShrHldr N/A TNA N/A
Terra Industries Inc. Ticker Security ID: Meeting Date Meeting Status TRA CUSIP 880915103 11/20/2009 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Management Nominee Martha Hesse Mgmt For For For 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Slack Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Tessera Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TSRA CUSIP 88164L100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Boehlke Mgmt For Withhold Against 1.2 Elect Nicholas Brathwaite Mgmt For For For 1.3 Elect John Goodrich Mgmt For For For 1.4 Elect Bruce McWilliams Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Henry Nothhaft Mgmt For For For 1.7 Elect Robert Young Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
The Brink's Company Ticker Security ID: Meeting Date Meeting Status BCO CUSIP 109696104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Boynton Mgmt For For For 1.2 Elect Murray Martin Mgmt For For For 1.3 Elect Ronald Turner Mgmt For Withhold Against 2 Amendment to the Key Employees' Mgmt For For For Deferred Compensation Plan 3 Approval of the Material Terms of Mgmt For For For the Performance Goals under the Management Performance Improvement Plan 4 Approval of the Material Terms of Mgmt For For For the Performance Goals under the 2005 Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For
The Cheesecake Factory Incorporated Ticker Security ID: Meeting Date Meeting Status CAKE CUSIP 163072101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Allen J. Bernstein Mgmt For For For 2 Elect Thomas Gregory Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the 2010 Annual Mgmt For For For Performance Incentive Plan 5 Ratification of Auditor Mgmt For For For
The Clorox Company Ticker Security ID: Meeting Date Meeting Status CLX CUSIP 189054109 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Gary Michael Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman
The Lubrizol Corporation Ticker Security ID: Meeting Date Meeting Status LZ CUSIP 549271104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Campbell Mgmt For For For 1.2 Elect James Hambrick Mgmt For For For 1.3 Elect Gordon Harnett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
The Progressive Corporation Ticker Security ID: Meeting Date Meeting Status PGR CUSIP 743315103 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Burgdoerfer Mgmt For For For 2 Elect Lawton Fitt Mgmt For For For 3 Elect Peter Lewis Mgmt For For For 4 Elect Patrick Nettles Mgmt For For For 5 Elect Glenn Renwick Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
The Shaw Group Inc. Ticker Security ID: Meeting Date Meeting Status SHAW CUSIP 820280105 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
The Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For Withhold Against 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
The Toro Company Ticker Security ID: Meeting Date Meeting Status TTC CUSIP 891092108 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Buhrmaster Mgmt For For For 1.2 Elect Robert Nassau Mgmt For For For 1.3 Elect Christopher Twomey Mgmt For For For 2 2010 Equity and Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For For For 7 Elect Fred Langhammer Mgmt For Against Against 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Ex-Gay Non-Discrimination Policy
TIBCO Software Inc. Ticker Security ID: Meeting Date Meeting Status TIBX CUSIP 88632Q103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
Tiffany & Co. Ticker Security ID: Meeting Date Meeting Status TIF CUSIP 886547108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Kowalski Mgmt For For For 2 Elect Rose Marie Bravo Mgmt For Against Against 3 Elect Gary Costley Mgmt For For For 4 Elect Lawrence Fish Mgmt For For For 5 Elect Abby Kohnstamm Mgmt For For For 6 Elect Charles Marquis Mgmt For For For 7 Elect Peter May Mgmt For For For 8 Elect J. Thomas Presby Mgmt For For For 9 Elect William Shutzer Mgmt For For For 10 Ratification of Auditor Mgmt For For For
TIM HORTONS INC. Ticker Security ID: Meeting Date Meeting Status THI CUSIP 88706M103 09/22/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Delaware to Mgmt For For For Canada
Torchmark Corporation Ticker Security ID: Meeting Date Meeting Status TMK CUSIP 891027104 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Adair Mgmt For For For 1.2 Elect Lloyd Newton Mgmt For For For 1.3 Elect Darren Rebelez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Repeal of Fair Price Provision Mgmt For For For
Total System Services, Inc. Ticker Security ID: Meeting Date Meeting Status TSS CUSIP 891906109 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anthony Mgmt For For For 2 Elect Sidney Harris Mgmt For For For 3 Elect Mason Lampton Mgmt For For For 4 Elect John Turner Mgmt For For For 5 Elect M. Woods Mgmt For For For 6 Elect James Yancey Mgmt For Against Against 7 Elect Rebecca Yarbrough Mgmt For For For 8 Ratification of Auditor Mgmt For For For
TradeStation Group, Inc. Ticker Security ID: Meeting Date Meeting Status TRAD CUSIP 89267P105 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Denise Dickins Mgmt For For For 1.2 Elect Michael Fipps Mgmt For For For 1.3 Elect Nathan Leight Mgmt For For For 1.4 Elect Salomon Sredni Mgmt For For For 1.5 Elect Charles Wright Mgmt For For For 2 Nonemployee Director Incentive Stock Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Transatlantic Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status TRH CUSIP 893521104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Bradley Mgmt For For For 2 Elect Ian Chippendale Mgmt For Against Against 3 Elect John Foos Mgmt For For For 4 Elect Reuben Jeffery III Mgmt For For For 5 Elect John McCarthy Mgmt For For For 6 Elect Robert Orlich Mgmt For For For 7 Elect Richard Press Mgmt For For For 8 Elect Thomas Tizzio Mgmt For For For 9 2010 U.K. Sharesave Plan Mgmt For For For 10 Amendment to the 2007 Executive Mgmt For For For Bonus Plan 11 Ratification of Auditor Mgmt For For For
Travelzoo Inc. Ticker Security ID: Meeting Date Meeting Status TZOO CUSIP 89421Q106 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Holger Bartel Mgmt For For For 1.2 Elect Ralph Bartel Mgmt For For For 1.3 Elect David Ehrlich Mgmt For Withhold Against 1.4 Elect Donovan Neale-May Mgmt For For For 1.5 Elect Kelly Urso Mgmt For For For
Triumph Group, Inc. Ticker Security ID: Meeting Date Meeting Status TGI CUSIP 896818101 05/28/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
TRW Automotive Holdings Corp. Ticker Security ID: Meeting Date Meeting Status TRW CUSIP 87264S106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jody Miller Mgmt For For For 1.2 Elect John Plant Mgmt For For For 1.3 Elect Neil Simpkins Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
Tyler Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TYL CUSIP 902252105 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Brattain Mgmt For For For 1.2 Elect J. Luther King, Jr. Mgmt For For For 1.3 Elect John S. Marr, Jr. Mgmt For For For 1.4 Elect G. Stuart Reeves Mgmt For For For 1.5 Elect Michael D. Richards Mgmt For For For 1.6 Elect Dustin Womble Mgmt For For For 1.7 Elect John Yeaman Mgmt For Withhold Against 2 2010 Stock Option Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Ulta Salon, Cosmetics & Fragrance, Inc. Ticker Security ID: Meeting Date Meeting Status ULTA CUSIP 90384S303 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Heilbronn Mgmt For For For 1.2 Elect Carl Rubin Mgmt For For For 1.3 Elect Lyn Kirby Mgmt For For For 2 Ratification of Auditor Mgmt For For For
UniSource Energy Corporation Ticker Security ID: Meeting Date Meeting Status UNS CUSIP 909205106 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Bonavia Mgmt For For For 2 Elect Lawrence Aldrich Mgmt For For For 3 Elect Barbara Baumann Mgmt For For For 4 Elect Larry Bickle Mgmt For Against Against 5 Elect Harold Burlingame Mgmt For For For 6 Elect Robert Elliott Mgmt For For For 7 Elect Daniel Fessler Mgmt For For For 8 Elect Louise Francesconi Mgmt For For For 9 Elect Warren Jobe Mgmt For For For 10 Elect Ramiro Peru Mgmt For For For 11 Elect Gregory Pivirotto Mgmt For For For 12 Elect Joaquin Ruiz Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Universal Forest Products, Inc. Ticker Security ID: Meeting Date Meeting Status UFPI CUSIP 913543104 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Currie Mgmt For For For 1.2 Elect John Engler Mgmt For For For 1.3 Elect Michael Glenn Mgmt For For For 1.4 Elect Bruce Merino Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Urban Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status URBN CUSIP 917047102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Belair Mgmt For Withhold Against 1.2 Elect Robert Strouse Mgmt For Withhold Against 2 Executive Incentive Plan Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Workplace Human Rights Report
USA Mobility, Inc. Ticker Security ID: Meeting Date Meeting Status USMO CUSIP 90341G103 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Gallopo Mgmt For For For 1.2 Elect Vincent Kelly Mgmt For For For 1.3 Elect Brian O'Reilly Mgmt For Withhold Against 1.4 Elect Matthew Oristano Mgmt For For For 1.5 Elect Thomas Schilling Mgmt For Withhold Against 1.6 Elect Samme Thompson Mgmt For For For 1.7 Elect Royce Yudkoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For
UTi Worldwide Inc. Ticker Security ID: Meeting Date Meeting Status UTIW CUSIP G87210103 06/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. John Langley, Jr. Mgmt For Withhold Against 1.2 Elect Allan Rosenzweig Mgmt For For For 1.3 Elect Donald Slager Mgmt For For For 2 Ratification of Auditor Mgmt For For For
VCA Antech, Inc. Ticker Security ID: Meeting Date Meeting Status WOOF CUSIP 918194101 06/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Antin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Verifone Holdings Inc Ticker Security ID: Meeting Date Meeting Status PAY CUSIP 92342Y109 06/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alspaugh Mgmt For Withhold Against 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For Withhold Against 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For Withhold Against 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For Withhold Against 1.9 Elect Jeffrey Stiefler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
VeriSign, Inc. Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP 92343E102 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. James Bidzos Mgmt For For For 1.2 Elect William Chenevich Mgmt For For For 1.3 Elect Kathleen Cote Mgmt For For For 1.4 Elect Mark McLaughlin Mgmt For For For 1.5 Elect Roger Moore Mgmt For Withhold Against 1.6 Elect John Roach Mgmt For For For 1.7 Elect Louis Simpson Mgmt For For For 1.8 Elect Timothy Tomlinson Mgmt For For For 2 Annual Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
ViroPharma Incorporated Ticker Security ID: Meeting Date Meeting Status VPHM CUSIP 928241108 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Baldino, Jr. Mgmt For Withhold Against 1.2 Elect William Claypool Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
VIRTUAL RADIOLOGIC CORPORATION Ticker Security ID: Meeting Date Meeting Status VRAD CUSIP 92826B104 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nabil El-Hage Mgmt For For For 1.2 Elect Richard J. Nigon Mgmt For For For 1.3 Elect Brian Sullivan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
VSE Corporation Ticker Security ID: Meeting Date Meeting Status VSEC CUSIP 918284100 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Eberhart Mgmt For For For 1.2 Elect Donald Ervine Mgmt For For For 1.3 Elect Maurice Gauthier Mgmt For For For 1.4 Elect Clifford Kendall Mgmt For Withhold Against 1.5 Elect Calvin Koonce Mgmt For For For 1.6 Elect James Lafond Mgmt For For For 1.7 Elect David Osnos Mgmt For Withhold Against 1.8 Elect Jimmy Ross Mgmt For For For 1.9 Elect Bonnie Wachtel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Walter Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WLT CUSIP 93317Q105 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For For For 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Joseph Leonard Mgmt For For For 1.5 Elect Bernard Rethore Mgmt For For For 1.6 Elect George Richmond Mgmt For For For 1.7 Elect Michael Tokarz Mgmt For Withhold Against 1.8 Elect A.J. Wagner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Waste Services Inc Ticker Security ID: Meeting Date Meeting Status WSII CUSIP 941075202 06/30/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
WESCO International, Inc. Ticker Security ID: Meeting Date Meeting Status WCC CUSIP 95082P105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sandra Beach Lin Mgmt For For For 1.2 Elect Robert Tarr, Jr. Mgmt For For For 1.3 Elect Stephen Van Oss Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Westar Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WR CUSIP 95709T100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect B. Anthony Isaac Mgmt For For For 1.2 Elect Michael Morrissey Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Behrendt Mgmt For For For 2 Elect Kathleen Cote Mgmt For For For 3 Elect John Coyne Mgmt For For For 4 Elect Henry DeNero Mgmt For For For 5 Elect William Kimsey Mgmt For For For 6 Elect Michael Lambert Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Thomas Pardun Mgmt For For For 10 Elect Arif Shakeel Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For
Whirlpool Corporation Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Johnston Mgmt For For For 2 Elect William Kerr Mgmt For For For 3 Elect William Perez Mgmt For For For 4 Elect Janice Stoney Mgmt For For For 5 Elect Michael White Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Omnibus Stock and Incentive Plan Mgmt For For For
Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Aller Mgmt For For For 1.2 Elect Thomas Briggs Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Willbros Group, Inc. Ticker Security ID: Meeting Date Meeting Status WG CUSIP 969203108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John McNabb II Mgmt For Against Against 2 Elect Robert Sluder Mgmt For For For 3 Elect S. Miller Williams Mgmt For For For 4 2010 Stock and Incentive Mgmt For Against Against Compensation Plan 5 Ratification of Auditor Mgmt For For For
WMS Industries Inc. Ticker Security ID: Meeting Date Meeting Status WMS CUSIP 929297109 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For
World Fuel Services Corporation Ticker Security ID: Meeting Date Meeting Status INT CUSIP 981475106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Stebbins Mgmt For For For 1.2 Elect Michael Kasbar Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Joachim Heel Mgmt For For For 1.5 Elect Richard Kassar Mgmt For Withhold Against 1.6 Elect Myles Klein Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Stephen Roddenberry Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Wright Express Corporation Ticker Security ID: Meeting Date Meeting Status WXS CUSIP 98233Q105 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Shikhar Ghosh Mgmt For For For 1.2 Elect Kirk Pond Mgmt For For For 2 2010 Equity and Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Xerox Corporation Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect N.J. Nicholas, Jr. Mgmt For Against Against 7 Elect Charles Prince Mgmt For Against Against 8 Elect Ann Reese Mgmt For Against Against 9 Elect Mary Wilderotter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan
Xilinx, Inc. Ticker Security ID: Meeting Date Meeting Status XLNX CUSIP 983919101 08/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Marshall Turner Mgmt For For For 8 Elect Elizabeth Vanderslice Mgmt For For For 9 Amendment to the 1990 Employee Mgmt For For For Qualified Stock Purchase Plan 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For
The Hartford Stock Fund (Merged into The Hartford Dividend and Growth Fund on October 2, 2009) Investment Company Report 07/01/09 - 06/30/10 ACCENTURE LIMITED Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1150G 08/05/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Automatic Data Processing Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015 11/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Charles Noski Mgmt For For For 1.10 Elect Sharon Rowlands Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For For For 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect William Perez Mgmt For For For 1.11 Elect Charles Perrin Mgmt For For For 1.12 Elect A. Barry Rand Mgmt For For For 1.13 Elect Nick Shreiber Mgmt For For For 1.14 Elect Archbold van Beuren Mgmt For For For 1.15 Elect Les Vinney Mgmt For For For 1.16 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Annual Incentive Mgmt For For For Plan
Cardinal Health Inc Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Bruce Downey Mgmt For For For 6 Elect John Finn Mgmt For For For 7 Elect Gregory Kenny Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect David Raisbeck Mgmt For For For 10 Elect Jean Spaulding Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Management Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation
Elan Corporation, PLC Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131 07/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Shane Cooke Mgmt For For For 3 Elect Lars Ekman Mgmt For For For 4 Elect Gary Kennedy Mgmt For For For 5 Elect Patrick Kennedy Mgmt For For For 6 Elect Kieran McGowan Mgmt For For For 7 Elect G. Kelly Martin Mgmt For For For 8 Elect Kyran McLaughlin Mgmt For For For 9 Elect Donal O'Connor Mgmt For For For 10 Elect Vaughn Bryson Mgmt For For For 11 Elect Richard Pilnik Mgmt For For For 12 Elect Jack Schuler Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Make Electronic Mgmt For For For Communications 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 19 Amendment to Articles Regarding Mgmt For For For Electronic Communication 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Fedex Corp. Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X 09/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
Flextronics International Limited Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F 07/13/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 One-Time Option Exchange Mgmt For For For
Flextronics International Limited Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F 09/22/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Davidson Mgmt For For For 2 Elect Lip-Bu Tan Mgmt For For For 3 Elect Robert Edwards Mgmt For For For 4 Elect Daniel Schulman Mgmt For For For 5 Elect William Watkins Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Renew Share Purchase Mandate Mgmt For For For 8 Renew Share Purchase Mandate Mgmt For For For 9 Director Compensation Mgmt For For For
General Mills Inc Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334 09/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Lam Research Corp. Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Medtronic Inc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For For For and Incentive Plan
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 589331 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For
Microsoft Corp. Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHoldr Against Against For Charitable Contributions
NETAPP, INC Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For For For 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Regulations Mgmt For For For 16 2009 Stock and Incentive Mgmt For For For Compensation Plan 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Sysco Corp. Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jonathan Golden Mgmt For For For 2 Elect Joseph Hafner, Jr. Mgmt For For For 3 Elect Nancy Newcomb Mgmt For For For 4 Elect Kenneth Spitler Mgmt For For For 5 2009 Non-Employee Directors Stock Mgmt For For For Plan 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 2009 Management Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
The Hartford Strategic Income Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2010 Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2015 Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2020 Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2025 Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2030 Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2035 Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2040 Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2045 Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2050 Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Tax-Free California Fund (Merged into The Hartford Tax-Free National Fund on July 24, 2010) Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Total Return Bond Fund Investment Company Report 07/01/09 - 06/30/10 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2010, with respect to which the registrant exercised its voting rights. The Hartford Value Fund Investment Company Report 07/01/09 - 06/30/10 Abbott Laboratories Inc Ticker Security ID: Meeting Date Meeting Status ABT CUSIP9 002824100 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP9 H0023R105 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Directors Mgmt For For For 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 16 Approval of Dividend in the Form of Mgmt For For For a Par Value Reduction
Agrium Inc Ticker Security ID: Meeting Date Meeting Status AGU CUSIP9 008916108 05/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Germaine Gibara Mgmt For For For 1.3 Elect Russel Girling Mgmt For For For 1.4 Elect Susan Henry Mgmt For For For 1.5 Elect Russell Horner Mgmt For For For 1.6 Elect A. Anne McLellan Mgmt For For For 1.7 Elect David Lesar Mgmt For For For 1.8 Elect John Lowe Mgmt For For For 1.9 Elect Derek Pannell Mgmt For For For 1.10 Elect Frank Proto Mgmt For For For 1.11 Elect Michael Wilson Mgmt For For For 1.12 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Shareholder Rights Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Ameriprise Financial Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP9 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Amgen Inc Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP9 031162100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
AON Corp. Ticker Security ID: Meeting Date Meeting Status AON CUSIP9 037389103 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Edgar Jannotta Mgmt For For For 5 Elect Jan Kalff Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect R. Eden Martin Mgmt For For For 8 Elect Andrew McKenna Mgmt For For For 9 Elect Robert Morrison Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Richard Notebaert Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect Gloria Santona Mgmt For For For 14 Elect Carolyn Woo Mgmt For For For 15 Ratification of Auditor Mgmt For For For
Apache Corp. Ticker Security ID: Meeting Date Meeting Status APA CUSIP9 037411105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Eugene Fiedorek Mgmt For For For 2 Elect Patricia Graham Mgmt For For For 3 Elect F. H. Merelli Mgmt For For For 4 Ratification of Auditor Mgmt For For For
AT&T INC. Ticker Security ID: Meeting Date Meeting Status T CUSIP9 00206R102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 03/31/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP9 057224107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 02/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP9 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Bank Of New York Mellon Corp. Ticker Security ID: Meeting Date Meeting Status BK CUSIP9 064058100 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes
Baxter International Inc Ticker Security ID: Meeting Date Meeting Status BAX CUSIP9 071813109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP9 097023105 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Biggs Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect David Calhoun Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Linda Cook Mgmt For For For 6 Elect William Daley Mgmt For For For 7 Elect Kenneth Duberstein Mgmt For For For 8 Elect Edmund Giambastiani, Jr. Mgmt For For For 9 Elect John McDonnell Mgmt For For For 10 Elect W. James McNerney, Jr. Mgmt For For For 11 Elect Susan Schwab Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Military Contracts/Sales 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
BP PLC - ADR Ticker Security ID: Meeting Date Meeting Status BP CUSIP9 055622104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For For For Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project
Cardinal Health Inc Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Bruce Downey Mgmt For For For 6 Elect John Finn Mgmt For For For 7 Elect Gregory Kenny Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect David Raisbeck Mgmt For For For 10 Elect Jean Spaulding Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Management Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Chevron Corp. Ticker Security ID: Meeting Date Meeting Status CVX CUSIP9 166764100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee
Chubb Corp. Ticker Security ID: Meeting Date Meeting Status CB CUSIP9 171232101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation
Cliffs Natural Resources Inc Ticker Security ID: Meeting Date Meeting Status CLF CUSIP9 18683K101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect Janice Henry Mgmt For For For 1.7 Elect James Kirsch Mgmt For For For 1.8 Elect Francis McAllister Mgmt For For For 1.9 Elect Roger Phillips Mgmt For For For 1.10 Elect Richard Riederer Mgmt For For For 1.11 Elect Alan Schwartz Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Amendment to the 2007 Incentive Mgmt For For For Equity Plan 4 Ratification of Auditor Mgmt For For For
Coach Inc Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For For For 1.6 Elect Michael Murphy Mgmt For For For 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Award Plan 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cessation of Fur Use in Products
Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP9 20030N101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Conocophillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP9 20825C104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
COVIDIEN Ticker Security ID: Meeting Date Meeting Status COV CUSIP9 G2554F105 03/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For For For
Cummins Inc Ticker Security ID: Meeting Date Meeting Status CMI CUSIP9 231021106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bernhard Mgmt For For For 2 Elect Franklin Chang-Diaz Mgmt For For For 3 Elect Robert Herdman Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect William Miller Mgmt For For For 7 Elect Georgia Nelson Mgmt For For For 8 Elect Theodore Solso Mgmt For For For 9 Elect Carl Ware Mgmt For For For 10 Ratification of Auditor Mgmt For For For
CVS Corp. Ticker Security ID: Meeting Date Meeting Status CVS CUSIP9 126650100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For For For 8 Elect Terrence Murray Mgmt For For For 9 Elect C.A. Lance Piccolo Mgmt For For For 10 Elect Sheli Rosenberg Mgmt For For For 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles
Dean Foods Corp. New Ticker Security ID: Meeting Date Meeting Status DF CUSIP9 242370104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tom Davis Mgmt For For For 2 Elect Gregg Engles Mgmt For For For 3 Elect Jim Turner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Tax Gross-up Payments
Dell Inc Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R 07/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Dow Chemicals Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP9 260543103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect John Hess Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect Paul Polman Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect James Ringler Mgmt For For For 11 Elect Ruth Shaw Mgmt For For For 12 Elect Paul Stern Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 15 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Remediation in the Midland Area 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Du Pont EI De Nemours Ticker Security ID: Meeting Date Meeting Status DD CUSIP9 263534109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHoldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights
Edison International Inc Ticker Security ID: Meeting Date Meeting Status EIX CUSIP9 281020107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jagjeet Bindra Mgmt For For For 1.2 Elect Vanessa Chang Mgmt For For For 1.3 Elect France Cordova Mgmt For For For 1.4 Elect Theodore Craver, Jr. Mgmt For For For 1.5 Elect Charles Curtis Mgmt For For For 1.6 Elect Bradford Freeman Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Ronald Olson Mgmt For For For 1.9 Elect James Rosser Mgmt For For For 1.10 Elect Richard Schlosberg, III Mgmt For For For 1.11 Elect Thomas Sutton Mgmt For For For 1.12 Elect Brett White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Entergy Corp. Ticker Security ID: Meeting Date Meeting Status ETR CUSIP9 29364G103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For For For 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan
EOG Resources Inc Ticker Security ID: Meeting Date Meeting Status EOG CUSIP9 26875P101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Triggering Event
Exxon Mobil Corp. Ticker Security ID: Meeting Date Meeting Status XOM CUSIP9 30231G102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 8 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHoldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Future Energy Trends
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status FPRB CUSIP9 345370860 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For For For 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Carbon Dioxide Reduction
FPL Group Inc Ticker Security ID: Meeting Date Meeting Status FPL CUSIP9 302571104 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP9 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
General Mills Inc Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334 09/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP9 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP9 406216101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect James Hackett Mgmt For For For 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For For For 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 13 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Hess Corp. Ticker Security ID: Meeting Date Meeting Status HES CUSIP9 42809H107 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP9 428236103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation
Home Depot Inc Ticker Security ID: Meeting Date Meeting Status HD CUSIP9 437076102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Illinois Tool Works Ticker Security ID: Meeting Date Meeting Status ITW CUSIP9 452308109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Ingersoll-Rand Company Limited Ticker Security ID: Meeting Date Meeting Status IR CUSIP9 G47791101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For
Intel Corp. Ticker Security ID: Meeting Date Meeting Status INTC CUSIP9 458140100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP9 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For For For 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
JP Morgan Chase & Company Ticker Security ID: Meeting Date Meeting Status JPM CUSIP9 46625H100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Kimberly-Clark Corp. Ticker Security ID: Meeting Date Meeting Status KMB CUSIP9 494368103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Kohls Corp. Ticker Security ID: Meeting Date Meeting Status KSS CUSIP9 500255104 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Kraft Foods Inc Ticker Security ID: Meeting Date Meeting Status KFT CUSIP9 50075N104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Marathon Oil Corp. Ticker Security ID: Meeting Date Meeting Status MRO CUSIP9 565849106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Clarence Cazalot, Jr. Mgmt For For For 3 Elect David Daberko Mgmt For For For 4 Elect William Davis, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Michael Phelps Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Seth Schofield Mgmt For For For 11 Elect John Snow Mgmt For For For 12 Elect Thomas Usher Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
Mattel Inc Ticker Security ID: Meeting Date Meeting Status MAT CUSIP9 577081102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP9 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Microsoft Corp. Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHoldr Against Against For Charitable Contributions
Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A 10/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For Withhold Against 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Stock Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For
NESTLE S.A. Ticker Security ID: Meeting Date Meeting Status NSRGY CUSIP9 641069406 04/15/2010 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For TNA N/A 2 Compensation Report Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Elect Andre Kudelski Mgmt For TNA N/A 6 Elect Jean-Rene Fourtou Mgmt For TNA N/A 7 Elect Steven Hoch Mgmt For TNA N/A 8 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 9 Elect Titia de Lange Mgmt For TNA N/A 10 Elect Jean-Pierre Roth Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Reduction in Share Capital Mgmt For TNA N/A 13 Amendments to Article 4 Mgmt For TNA N/A 14 Authorize Proxy Representative Mgmt N/A TNA N/A
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP9 664397106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NRG Energy Inc Ticker Security ID: Meeting Date Meeting Status CUSIP 629992 07/21/2009 Unvoted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chlebowski Mgmt For N/A N/A 1.2 Elect Howard Cosgrove Mgmt For N/A N/A 1.3 Elect William Hantke Mgmt For N/A N/A 1.4 Elect Anne Schaumburg Mgmt For N/A N/A 2 Amendment to the Long-Term Incentive Mgmt For N/A N/A Plan 3 Amendment to the Annual Incentive Mgmt For N/A N/A Plan for Designated Corporate Officers 4 Adoption of Majority Vote for Mgmt For N/A N/A Election of Directors 5 Ratification of Auditor Mgmt For N/A N/A 6 Shareholder Proposal Regarding ShrHoldr Against N/A N/A Carbon Principles Report 7 Shareholder Proposal Regarding Board ShrHoldr Against N/A N/A Size 8 Shareholder Proposal Regarding ShrHoldr Against N/A N/A Repeal of Bylaw Amendments
NRG Energy Inc Ticker Security ID: Meeting Date Meeting Status CUSIP 629992 07/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Betsy Atkins Mgmt N/A For N/A 1.2 Elect Ralph Faison Mgmt N/A For N/A 1.3 Elect Coleman Peterson Mgmt N/A For N/A 1.4 Elect Thomas Wajnert Mgmt N/A For N/A 2 Change in Board Size Mgmt N/A For N/A 3 Elect Donald DeFosset, Jr. Mgmt N/A For N/A 4 Elect Richard Koppes Mgmt N/A For N/A 5 Elect John Albertine Mgmt N/A For N/A 6 Elect Majorie Bowen Mgmt N/A For N/A 7 Elect Ralph Wellington Mgmt N/A For N/A 8 Amendment to Restore the Bylaws Mgmt N/A For N/A 9 Amendment to the Long-Term Incentive Mgmt N/A For N/A Plan 10 Amendment to the Annual Incentive Mgmt N/A For N/A Plan for Designated Corporate Officers 11 Adoption of Majority Vote for Mgmt N/A For N/A Election of Directors 12 Ratification of Auditor Mgmt N/A For N/A 13 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Carbon Principles Report
Occidental Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status OXY CUSIP9 674599105 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHoldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control
Paccar Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP9 693718108 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alison Carnwath Mgmt For For For 1.2 Elect Robert Parry Mgmt For For For 1.3 Elect John Pigott Mgmt For For For 1.4 Elect Gregory Spierkel Mgmt For For For 2 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP9 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP9 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
Philip Morris International Inc Ticker Security ID: Meeting Date Meeting Status PM CUSIP9 718172109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
PNC Financial Services Group Inc Ticker Security ID: Meeting Date Meeting Status PNC CUSIP9 693475105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation
Precision Industries Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189 08/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Principal Financial Group Inc Ticker Security ID: Meeting Date Meeting Status PFG CUSIP9 74251V102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Stanley Black & Decker Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For For For 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stanley Works Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP9 854616109 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Staples Inc Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP9 855030102 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Steel Dynamics Inc Ticker Security ID: Meeting Date Meeting Status STLD CUSIP9 858119100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Sysco Corp. Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jonathan Golden Mgmt For For For 2 Elect Joseph Hafner, Jr. Mgmt For For For 3 Elect Nancy Newcomb Mgmt For For For 4 Elect Kenneth Spitler Mgmt For For For 5 2009 Non-Employee Directors Stock Mgmt For For For Plan 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 2009 Management Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of Principles for Health Care Reform
Taiwan Semiconductor Mfg. Co. Ltd. (ADR) Ticker Security ID: Meeting Date Meeting Status TSM CUSIP9 874039100 06/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives
Target Corp. Ticker Security ID: Meeting Date Meeting Status TGT CUSIP9 87612E106 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Teva Pharmaceutical Industries Ltd (ADR) Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP9 881624209 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
Texas Instruments Inc Ticker Security ID: Meeting Date Meeting Status TXN CUSIP9 882508104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Textron Inc Ticker Security ID: Meeting Date Meeting Status TXT CUSIP9 883203101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Mgmt For For For Program 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For
UBS AG Ticker Security ID: Meeting Date Meeting Status UBS CUSIP9 H89231338 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Management Mgmt For For For Acts (2009) 5 Ratification of Board and Management Mgmt For For For Acts (2008) 6 Ratification of Board and Management Mgmt For For For Acts (2007) 7 Amendments to Articles Mgmt For For For 8 Elect Kaspar Villiger Mgmt For For For 9 Elect Sally Bott Mgmt For For For 10 Elect Michel Demare Mgmt For For For 11 Elect Rainer-Marc Frey Mgmt For For For 12 Elect Bruno Gehrig Mgmt For For For 13 Elect Ann Godbehere Mgmt For For For 14 Elect Axel Lehmann Mgmt For For For 15 Elect Helmut Panke Mgmt For For For 16 Elect William Parrett Mgmt For For For 17 Elect David Sidwell Mgmt For For For 18 Elect Wolfgang Mayrhuber Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Increase in Conditional Capital Mgmt For For For
United Parcel Service Inc Ticker Security ID: Meeting Date Meeting Status UPS CUSIP9 911312106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP9 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Unumprovident Corp. Ticker Security ID: Meeting Date Meeting Status UNM CUSIP9 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Verizon Communications Inc Ticker Security ID: Meeting Date Meeting Status VZ CUSIP9 92343V104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHoldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares after Retirement
Waste Management Inc Ticker Security ID: Meeting Date Meeting Status WM CUSIP9 94106L109 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Elimination of the Supermajority Mgmt For For For Requirement 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 12 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP9 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Zimmer Holdings Inc Ticker Security ID: Meeting Date Meeting Status ZMH CUSIP9 98956P102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Ratification of Auditor Mgmt For For For
SIGNATURES: Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. The Hartford Mutual Funds, Inc. (Registrant) By /s/ Robert Arena President ---------------------------------- (Signature & Title) Date August 27, 2010 -----END PRIVACY-ENHANCED MESSAGE-----