-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QCVb9p4jLfKL8E/Ek1bAMbOJUZ7j93VFI0ch+5zEJkuYD3dFBuT66H251N2Yy+Mb APn2I6dl8v+zif8ZB2jBLQ== 0001006364-09-000003.txt : 20090811 0001006364-09-000003.hdr.sgml : 20090811 20090811081932 ACCESSION NUMBER: 0001006364-09-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090811 DATE AS OF CHANGE: 20090811 EFFECTIVENESS DATE: 20090811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 091002111 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f2q09.txt FORM 13F COVER PAGE Report for the quarter ended: June 30, 2009 Name: Johnston Asset Management Corp. Address: 300 Atlantic Street Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Citigroup Inc 8.125% Ser. AA ps 172967572 385 20590 SH SOLE 20590 ExSAR Corp ps 140 280000 SH SOLE 280000 ExSar Corp Ser D Pfd ps 50 100000 SH SOLE 100000 PharmaStem Therapeutics, Inc P ps 50 50000 SH SOLE 50000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Targent, Inc. Series C Pfd. ps 26 32845 SH SOLE 32845 Vela Pharmaceuticals Series C ps 82 54618 SH SOLE 54618 Vela Pharmaceuticals, Inc.SerA ps 250 500000 SH SOLE 500000 Vela Pharmaceuticals, Inc.SerB ps 70 140000 SH SOLE 140000 AT&T Corp New cs 00206r102 6559 264065 SH SOLE 261482 2583 Abbott Labs cs 002824100 9454 200969 SH SOLE 200969 Adobe Sys Inc cs 00724F101 6003 212120 SH SOLE 211420 760 Amgen Inc cs 031162100 12243 231265 SH SOLE 230465 880 Automatic Data Proc cs 053015103 11868 334865 SH SOLE 332865 2200 Bank Of New York cs 064058100 217 7404 SH SOLE 7404 Becton Dickinson cs 075887109 8875 124451 SH SOLE 122960 1491 Biosphere Medical Inc cs 09066v103 96 40000 SH SOLE 40000 Boston Scientific cs 101137107 9362 923322 SH SOLE 921822 1500 Cerner Corp. cs 156782104 11706 187930 SH SOLE 187130 860 Chevron Texaco cs 166764100 236 3556 SH SOLE 3556 Cisco Systems Inc cs 17275R102 14608 783245 SH SOLE 782245 1160 Coca Cola Company cs 191216100 307 6400 SH SOLE 6400 Cognizant Tech Solutions - Cla cs 192446102 10270 384630 SH SOLE 384630 Comcast Corp New Cl A cs 20030N101 10281 711012 SH SOLE 709512 1740 DOV Pharmaceutical, Inc. cs 259858108 0 20000 SH SOLE 20000 EMC Corp cs 268648102 13180 1006075 SH SOLE 1003575 3000 Edwards Lifesciences Corp. cs 28176E108 20149 296185 SH SOLE 294325 1970 Enterprise Prods Partners LP cs 293792107 2157 86492 SH SOLE 82872 3620 Exact Sciences Corp cs 30063P105 64 24243 SH SOLE 24243 Exsar Corp cs 68 454000 SH SOLE 454000 Exxon Mobil cs 30231g102 2360 33760 SH SOLE 33760 Fulton Financial Comp cs 360271100 151 29154 SH SOLE 29154 General Electric cs 369604103 6585 561884 SH SOLE 559184 2810 HRPT Properties Trust cs 40426w101 2828 696550 SH SOLE 690550 6000 Highwood Properties Inc cs 431284108 213 9500 SH SOLE 9500 IMS Health Inc cs 449934108 6986 550050 SH SOLE 548050 2400 Intel Corporation cs 458140100 13909 840430 SH SOLE 837630 2920 Isis Pharmaceutical cs 464330109 13205 800276 SH SOLE 794276 6280 Johnson & Johnson cs 478160104 12245 215580 SH SOLE 214380 1360 KLA-Tencor Corp cs 482480100 6493 257165 SH SOLE 254810 2465 Kinder Morgan Energy Partners cs 494550106 202 3950 SH SOLE 3950 Liberty Property Tr cs 531172104 1469 63763 SH SOLE 61763 2000 M&T Bank cs 55261F104 454 8905 SH SOLE 8905 Marsh & McLennan cs 571748102 9641 478935 SH SOLE 478935 Maxim Integrated Pdts cs 57772k101 11212 714570 SH SOLE 712490 2230 Medtronic Inc cs 585055106 11069 317242 SH SOLE 317242 100 Microsoft Corp cs 594918104 13231 556640 SH SOLE 554640 2150 Millipore Corp cs 601073109 15528 221163 SH SOLE 221163 40 NetApp, Inc. cs 64110D104 10231 518830 SH SOLE 517030 1890 Neurobiological Technologies cs 64124w304 22 33000 SH SOLE 33000 Occidental Petroleum Corp cs 674599105 2995 45510 SH SOLE 45510 Oneok Partners LP cs 68268N103 358 7820 SH SOLE 7820 Pall Corporation cs 696429307 9303 350262 SH SOLE 348262 2140 Pharmos Corp cs 717139307 10 41292 SH SOLE 41292 Procter & Gamble cs 742718109 1104 21600 SH SOLE 21600 100 Qualcomm Inc cs 747525103 13700 303100 SH SOLE 302700 450 Quest Diagnostics Inc cs 74834L100 10814 191630 SH SOLE 191630 80 Schlumberger Ltd cs 806857108 12862 237706 SH SOLE 237106 630 Sepracor Inc cs 817315104 6471 373200 SH SOLE 373000 200 Spectrum Pharmaceuticals Inc cs 84763A108 334 43723 SH SOLE 43723 Spectrum Pharmaceuticals Inc U cs 799 104408 SH SOLE 104408 TEPPCO Prt LP Intl cs 872384102 1424 47690 SH SOLE 42690 5000 Targent Inc cs 100 400000 SH SOLE 400000 Varian Medical Systems cs 92220p105 12418 353380 SH SOLE 351220 2260 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 ABB Ltd. Sponsored ADR 000375204 16845 1067482 SH SOLE 1067482 ARM Holdings ADR 042068106 21604 3618729 SH SOLE 3618729 ASML Holding NV NY Reg ADR N07059186 34365 1587312 SH SOLE 1587312 Alcon Inc ADR H01301102 24806 213625 SH SOLE 213625 BHP Billiton ADR 05545E209 24170 531674 SH SOLE 531674 BP Plc-Spons ADR 055622104 480 10076 SH SOLE 10076 China Life Insurance Co ADR 16939P106 24868 448553 SH SOLE 448203 400 Credit Suisse Group Spon ADR 225401108 24811 542553 SH SOLE 542553 Diageo PLC Spon ADR 25243Q205 34115 595897 SH SOLE 595897 50 Fresenius Medical Care Ag ADR 358029106 34368 763741 SH SOLE 761741 2050 HSBC Holdings PLC ADR 404280406 17786 425819 SH SOLE 425819 ICICI Bank Ltd. ADR 45104G104 34873 1182124 SH SOLE 1182124 National Australia Bank Spon A 632525408 209 11500 SH SOLE 8230 3270 Orthofix Intl ADR N6748L102 2955 118160 SH SOLE 116560 1600 Qiagen NV ADR N72482107 36478 1962232 SH SOLE 1959232 3100 Reckitt Benckiser ADR 756255105 21546 2365032 SH SOLE 2365032 Roche Hldg ADR 771195104 19579 576670 SH SOLE 576670 SABMiller Sp ADR 78572m105 30900 1519259 SH SOLE 1512880 6379 SGS SocGen Surveillance ADR 818800104 25877 2090864 SH SOLE 2090864 SK Telecom Co Ltd ADR 78440p108 700 46200 SH SOLE 43200 3000 Societe Generale ADR 83364L109 11335 1039121 SH SOLE 1039121 Telefonica Spon ADR 879382208 18493 272403 SH SOLE 272403 Teva Pharmaceutical - ADR 881624209 32114 650879 SH SOLE 650879 Veolia Environnement ADR 92334N103 14123 478106 SH SOLE 478106 40 Vestas Wind Systems ADR 925458101 4338 181750 SH SOLE 181750 Vodafone Group ADR 92857W209 19100 979971 SH SOLE 977784 2187 Westpac Banking ADS 961214301 383 4746 SH SOLE 4746 Credit Suisse Group Ordinary S cs 7171589 11510 252380 SH SOLE 252380 Nobel Biocare Holding AG (chf) cs 7385722 5962 273344 SH SOLE 273344 Roche Holding Ordinary Shares cs 7110388 7810 57505 SH SOLE 57505 SGS SA Ordinary Shares (chf) cs 4824778 12724 10281 SH SOLE 10281 ASML Holding NV (eur) cs 5949368 3354 155194 SH SOLE 155194 Fresenius Medical Care (eur) cs 5129074 5725 127780 SH SOLE 127780 Qiagen N.V. (eur) cs 5732825 945 51178 SH SOLE 51178 Societe Generale (eur) cs 5966516 4077 74743 SH SOLE 74743 Veolia Environnement (eur) cs 4031879 5822 197736 SH SOLE 197736 Vestas Wind Systems A/S (dkk) cs 5964651 6444 89910 SH SOLE 89910 ARM Holdings Ordinary Shares ( cs 0059585 12188 6180215 SH SOLE 6180215 BHP Billiton PLC Ordinary Shar cs 0056650 11043 491610 SH SOLE 491610 Diageo Ordinary Shares (gbp) cs 0237400 1046 72890 SH SOLE 72890 HSBC Holdings PLC Ordinary Shs cs 0540528 7072 854560 SH SOLE 854560 Reckitt Benckiser Ordinary Sha cs B24CGK7 7119 156280 SH SOLE 156280 SABMiller PLC (gbp) cs 0483548 12035 591720 SH SOLE 591720 Standard Chartered Plc Ord Sha cs 0408284 4644 247350 SH SOLE 247350 Vodafone Group PLC (gbp) cs B16GWD5 537 278442 SH SOLE 278442 China Life (hkd) cs 6718976 12358 3360570 SH SOLE 3360570 Kurita Water Industries (jpy) cs 6497963 9975 308475 SH SOLE 308475 Hyflux Ltd. Ordinary Shares (s cs 6320058 7233 4758693 SH SOLE 4758693 Johnston Capital Partners Fund jamlp 2950 2950086.904SH SOLE 2950086.904 Centocor Partners III 0 50000 SH SOLE 50000 M&T Bank 55261F104 544 10679 SH SOLE 10679 Dov Pharmaceutical Warrants wt 0 22000 SH SOLE 22000 Pharmos Warrants - *RESTRICTED wt 720 6000000 SH SOLE 6000000
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