0001704739-18-000052.txt : 20181212 0001704739-18-000052.hdr.sgml : 20181212 20181212185925 ACCESSION NUMBER: 0001704739-18-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181210 FILED AS OF DATE: 20181212 DATE AS OF CHANGE: 20181212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grove Robert Earle CENTRAL INDEX KEY: 0001755510 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 181231845 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-10 0001006045 IRIDEX CORP IRIX 0001755510 Grove Robert Earle 28 GREY EAGLE CT. PLEASANTON CA 94566 1 0 0 0 Common Stock 2018-12-10 4 P 0 2500 4.1728 A 2500 D Common Stock 2018-12-11 4 P 0 4673 4.182 A 7173 D Common Stock 2018-12-12 4 P 0 3684 4.3169 A 10857 D The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.16 to $4.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.14 to $4.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.20 to $4.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. /s/ Nilo De Castro, Attorney-in-Fact for Robert Earle Grove 2018-12-12