0001704739-18-000016.txt : 20180606 0001704739-18-000016.hdr.sgml : 20180606 20180606194127 ACCESSION NUMBER: 0001704739-18-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180604 FILED AS OF DATE: 20180606 DATE AS OF CHANGE: 20180606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE WILLIAM M CENTRAL INDEX KEY: 0001217126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 18884942 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-06-04 0001006045 IRIDEX CORP IRIX 0001217126 MOORE WILLIAM M 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 1 1 0 0 Chairman and CEO Common Stock 2018-06-04 4 M 0 5000 3.7499 A 146800 D Common Stock 2018-06-04 4 M 0 5000 3.95 A 151800 D Common Stock 64900 I By Spouse Common Stock 242547 I See Footnote Stock Option (Right to Buy) 3.7499 2018-06-04 4 M 0 5000 0 D 2019-07-02 Common Stock 5000 0 D Stock Option (Right to Buy) 3.95 2018-06-04 4 M 0 5000 0 D 2018-07-01 Common Stock 5000 0 D This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt pursuant to Rule 16b-3. 1/12th of the shares vested on 8/2/2012 and each month thereafter 1/12th of the shares vested on 8/1/2011 and each month thereafter The shares are held by William M. Moore Trust, William M. Moore, Trustee Under Agreement Dated 08/16/2016 & Patricia A. Moore Trust, Patricia A. Moore,Trustee Under Agreement Dated 08/17/2016 Tenants in Common. /s/ Nilo De Castro, Attorney-in-Fact for William Moore 2018-06-06 EX-24 2 attach_1.htm

POWER OF ATTORNEY



The undersigned, as a Section 16 reporting person of IRIDEX Corporation (the "Company"), hereby constitutes and appoints Nilo De Castro and Romeo Dizon, and both of them, the undersigned's true and lawful attorney-in-fact to: complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto as such attorney-in-fact shall in his or her discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned's ownership, acquisition or disposition of securities of the Company; and do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.



The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).



This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.



IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 25th day of April, 2017.





Signature:   /s/ William M. Moore



Print Name:   William M. Moore