0001445866-12-000648.txt : 20120815
0001445866-12-000648.hdr.sgml : 20120815
20120815175004
ACCESSION NUMBER: 0001445866-12-000648
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120810
FILED AS OF DATE: 20120815
DATE AS OF CHANGE: 20120815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDEX CORP
CENTRAL INDEX KEY: 0001006045
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770210467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 1212 TERRA BELLA AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509404700
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Partners, L.L.C.
CENTRAL INDEX KEY: 0001311443
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 121038050
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-648-2085
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Capital Partners, L.P.
CENTRAL INDEX KEY: 0001338149
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 121038053
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-648-2085
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Capital Partners III, LP
CENTRAL INDEX KEY: 0001411986
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 121038051
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: (925) 988-0285
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Partners II, LLC
CENTRAL INDEX KEY: 0001411987
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 121038052
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: (925) 988-0285
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Catalyst Fund IX, L.P.
CENTRAL INDEX KEY: 0001460518
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 121038054
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-236-9790
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
4
1
blueline.xml
OWNERSHIP DOCUMENT
X0306
4
2012-08-10
0
0001006045
IRIDEX CORP
IRIX
0001460518
BlueLine Catalyst Fund IX, L.P.
402 RAILROAD AVENUE
SUITE 201
DANVILLE
CA
94526
0
0
1
0
0001338149
BlueLine Capital Partners, L.P.
402 RAILROAD AVENUE
SUITE 201
DANVILLE
CA
94526
0
0
1
0
0001411987
BlueLine Partners II, LLC
402 RAILROAD AVENUE
SUITE 201
DANVILLE
CA
94526
0
0
1
0
0001411986
BlueLine Capital Partners III, LP
402 RAILROAD AVENUE
SUITE 201
DANVILLE
CA
94526
0
0
1
0
0001311443
BlueLine Partners, L.L.C.
402 RAILROAD AVENUE
SUITE 201
DANVILLE
CA
94526
0
0
1
0
Common Stock
2012-08-13
4
P
0
5000
3.25
D
2549636
D
Common Stock
2012-08-14
4
P
0
5000
3.22
D
2554636
D
Common Stock
2012-08-14
4
P
0
15000
3.21
D
2569636
D
Common Stock
2012-08-15
4
P
0
10000
3.15
D
2579636
D
Common Stock
2012-08-15
4
P
0
25900
3.18
D
2605536
D
These securities were owned by BlueLine Capital Partners II, L.P.
These securities were owned by BlueLine Catalyst Fund IX, L.P.
Scott A. Shuda, by power of attorney for all reporting persons. As described in Amendment No. 4 to Schedule 13D ("Amendment No. 4") filed on October 25, 2007 with respect to the securities owned by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund VIII, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., and BlueLine Partners II, L.L.C., as of the date of Amendment No. 4, the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act and accordingly each Reporting Entity may have been deemed to have beneficial ownership of 10% or more of the securities.
Scott A. Shuda
2012-08-15