0001261380-16-000099.txt : 20160729
0001261380-16-000099.hdr.sgml : 20160729
20160729184755
ACCESSION NUMBER: 0001261380-16-000099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160727
FILED AS OF DATE: 20160729
DATE AS OF CHANGE: 20160729
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDEX CORP
CENTRAL INDEX KEY: 0001006045
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770210467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 1212 TERRA BELLA AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509404700
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mokari Atabak
CENTRAL INDEX KEY: 0001678419
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 161795393
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-07-27
0001006045
IRIDEX CORP
IRIX
0001678419
Mokari Atabak
1212 TERRA BELLA AVENUE
MOUNTAIN VIEW
CA
94043
0
1
0
0
CFO and VP Corp Development
Common Stock
2016-07-27
4
A
0
25000
0
A
25000
D
Common Stock
2016-07-27
4
A
0
40000
0
A
65000
D
Shares are represented by restricted stock units and will vest over a period of 48 months with 1/4 of the total number of units subject to vesting on the first anniversary date of hire and 1/48th of the total number of shares vesting each month thereafter.
The performance-based restricted stock unit award is subject to vesting over four performance periods covering each of the Company's fiscal years 2016 through 2019, in each case subject to the reporting person continuing to be a service provider through the applicable vesting date. The awards become eligible to vest based on specified levels of the Company's stock price and the reporting person has the ability to earn up to 100% of the shares underlying the award based on achievement of all of the applicable perforrmance criteria.
/s/ Susan Bruce, Attorney-in-Fact for Atabak Mokari
2016-07-29