0001261380-15-000051.txt : 20150818 0001261380-15-000051.hdr.sgml : 20150818 20150818164632 ACCESSION NUMBER: 0001261380-15-000051 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150813 FILED AS OF DATE: 20150818 DATE AS OF CHANGE: 20150818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mackaness James H CENTRAL INDEX KEY: 0001422484 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 151061819 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2015-08-13 2015-08-17 0001006045 IRIDEX CORP IRIX 0001422484 Mackaness James H 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 CFO and COO Common Stock 2015-08-13 4 M 0 4004 4.31 A 47000 D Common Stock 2015-08-13 4 S 0 5000 6.95 D 42996 D Common Stock 2015-08-14 4 M 0 2200 4.31 A 45761 D Common Stock 2015-08-14 4 S 0 2765 7.05 D 43561 D Stock Option Right to Buy 4.31 2015-08-13 4 M 0 5000 0 D 2017-04-29 Common Stock 5000 14000 D Stock Option Right to Buy 4.31 2015-08-14 4 M 0 2765 0 D 2017-04-29 Common stock 2765 11235 D The sale reported in this Form 4 is a sell to cover transaction. This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. Shares subject to the option are fully vested and exercisable. /s/ Susan Bruce, Attorney-in-Fact for James H. Mackaness 2015-08-18