0001261380-15-000041.txt : 20150706 0001261380-15-000041.hdr.sgml : 20150703 20150706183932 ACCESSION NUMBER: 0001261380-15-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150701 FILED AS OF DATE: 20150706 DATE AS OF CHANGE: 20150706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAUMANN-ETIENNE RUEDIGER CENTRAL INDEX KEY: 0001219636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 15974674 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-07-01 0001006045 IRIDEX CORP IRIX 0001219636 NAUMANN-ETIENNE RUEDIGER 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 1 0 0 0 Common Stock 2015-07-01 4 A 0 2513 0 A 71757 D Common Stock 23000 I See Footnote Shares are represented by restricted stock units and will vest one hundred percent (100%) on July 1, 2016. The Reporting Person is President of Naumann-Etienne Foundation and may be deemed to share voting and dispositive power of the shares held by his position. /s/ Susan Bruce, Attorney-in-Fact for Ruediger Naumann-Etienne 2015-07-06