0001261380-14-000072.txt : 20141112 0001261380-14-000072.hdr.sgml : 20141111 20141112160555 ACCESSION NUMBER: 0001261380-14-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141107 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steckel Ronald CENTRAL INDEX KEY: 0001304121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 141213980 MAIL ADDRESS: STREET 1: C/O FOXHOLLOW TECHNOLOGIES, INC. STREET 2: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-11-07 0001006045 IRIDEX CORP IRIX 0001304121 Steckel Ronald 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 VP, Operations Common Stock 2014-11-07 4 M 0 1250 3.856 A 3214 D Common Stock 2014-11-07 4 S 0 1250 8.00 D 1964 D Common Stock 2014-11-07 4 M 0 2050 3.99 A 4014 D Common Stock 2014-11-07 4 S 0 2050 8.00 D 1964 D Stock Option Right to Buy 3.856 2014-11-07 4 M 0 1250 0 D 2013-02-01 2017-01-01 Common Stock 1250 17625 D Stock Option Right to Buy 3.99 2014-11-07 4 M 0 2050 0 D 2003-04-16 2016-04-16 Common Stock 2050 27625 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Selling Plan adopted by the reporting person on 3/5/13. This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. The shares shall vest as follows: 12/48ths of the shares shall vest 12 months after the Vesting Commencement Date and 1/48th of the shares shall vest each month thereafter. /s/ Susan Bruce, Attorney-in-Fact for Ronald Steckel 2014-11-12