0001261380-14-000067.txt : 20140822 0001261380-14-000067.hdr.sgml : 20140822 20140822193710 ACCESSION NUMBER: 0001261380-14-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140822 FILED AS OF DATE: 20140822 DATE AS OF CHANGE: 20140822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWKINS JAMES B CENTRAL INDEX KEY: 0000898243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 141061446 MAIL ADDRESS: STREET 1: C/O IRADIMED CORPORATION STREET 2: 1025 WILLA SPRINGS DR. CITY: WINTER SPRINGS STATE: FL ZIP: 32708 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-08-22 0001006045 IRIDEX CORP IRIX 0000898243 HAWKINS JAMES B 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 1 0 0 0 Common Stock 2014-08-22 4 M 0 600 4.86 A 31894 D Common Stock 2014-08-22 4 S 0 600 8.03 D 31294 D Stock Option Right to Buy 4.86 2014-08-22 4 M 0 600 0 D 2014-10-31 Common Stock 600 0 D This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3. Shares subject to the option are fully vested and immediately exercisable. /s/ Susan Bruce, Attorney-in-Fact for James B. Hawkins 2014-08-22