0001261380-14-000060.txt : 20140815 0001261380-14-000060.hdr.sgml : 20140815 20140815184610 ACCESSION NUMBER: 0001261380-14-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140813 FILED AS OF DATE: 20140815 DATE AS OF CHANGE: 20140815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWKINS JAMES B CENTRAL INDEX KEY: 0000898243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 141047671 MAIL ADDRESS: STREET 1: C/O IRADIMED CORPORATION STREET 2: 1025 WILLA SPRINGS DR. CITY: WINTER SPRINGS STATE: FL ZIP: 32708 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-08-13 0001006045 IRIDEX CORP IRIX 0000898243 HAWKINS JAMES B 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 1 0 0 0 Common Stock 2014-08-13 4 M 0 9786 4.86 A 41080 D Common Stock 2014-08-13 4 S 0 9786 8.1081 D 31294 D Common Stock 2014-08-14 4 M 0 2714 4.86 A 34008 D Common Stock 2014-08-14 4 S 0 2714 8.0812 D 31294 D Common Stock 2014-08-15 4 M 0 1900 4.86 A 33194 D Common Stock 2014-08-15 4 S 0 1900 8.0703 D 31294 D Stock Option Right to Buy 4.86 2014-08-13 4 M 0 9786 0 D 2014-10-31 Common Stock 9786 5214 D Stock Option Right to Buy 4.86 2014-08-14 4 M 0 2714 0 D 2014-10-31 Common Stock 2714 2500 D Stock Option Right to Buy 4.86 2014-08-15 4 M 0 1900 0 D 2014-10-31 Common Stock 1900 600 D The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $8.10 to $8.1375 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. The sales price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold, ranging from $8.00 to $8.135 per share. Upon request by the Commission staff, the Issuer, or a security holder of Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $8.00 to $8.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3. Shares subject to the option are fully vested and immediately exercisable. /s/ Susan Bruce, Attorney-in-Fact for James B. Hawkins 2014-08-15