0001261380-14-000049.txt : 20140702 0001261380-14-000049.hdr.sgml : 20140702 20140702194237 ACCESSION NUMBER: 0001261380-14-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140701 FILED AS OF DATE: 20140702 DATE AS OF CHANGE: 20140702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAUMANN-ETIENNE RUEDIGER CENTRAL INDEX KEY: 0001219636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 14958372 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-07-01 0001006045 IRIDEX CORP IRIX 0001219636 NAUMANN-ETIENNE RUEDIGER 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 1 0 0 0 Common Stock 2014-07-01 4 A 0 2445 0 A 62344 D Common Stock 10345 I See Footnote Shares are represented by restricted stock units and will vest one hundred percent (100%) on July 1, 2015. The Reporting Person is a general partner of Intertec Healthcare Partners LP ("Intertec") and may be deemed to share voting and dispositive power of the shares held by Intertec. The Reporting Person disclaims beneficial ownership of the shares held by Intertec, except to the extent of his proportionate partnership interest therein. /s/ Susan Bruce, Attorney-in-Fact for Ruediger Naumann-Etienne 2014-07-02